Professional Documents
Culture Documents
SERVICES
SERVICES MARKETING
Integrating Customer Focus Across the Firm
Services Marketing introduces readers to the vital role that services play in the
economy and its future. Services dominate the advanced economies of the world,
MARKETING
and virtually all companies view services as critical to retaining their customers
today and in the future. The sixth edition continues the strong conceptual approach
by integrating new research into every chapter. The foundation of the text is the
recognition that the provision of service presents special challenges that must be
identified and addressed. The framework of the book is managerially focused, with
every chapter presenting company examples and strategies for addressing issues
in the chapter. The book’s content focuses on the knowledge needed to implement Integrating Customer Focus Across the Firm
service strategies for competitive advantage across industries.
Four new cases: Zappos.com; United Breaks Guitars; Michelin Fleet Solutions;
Mary Jo Bitner
and ISS Iceland. Dwayne D. Gremler
A new framework of service recovery that includes strategies for “fixing the
customer” and “fixing the problem.”
Valuable resources for both instructors and students are available at the textbook website:
www.mhhe.com/zeithaml6e
Zeithaml
Bitner
Gremler
Confirming Pages
Preface
This text is for students and businesspeople who recognize the vital role that services
play in the economy and its future. The advanced economies of the world are now
dominated by services, and virtually all companies view service as critical to retaining
their customers today and in the future. Manufacturing and product-dominant compa-
nies that, in the past, have depended on their physical products for their livelihood now
recognize that service provides one of their few sustainable competitive advantages.
We wrote this book in recognition of the ever-growing importance of services and
the unique challenges faced by service managers.
Content Overview
The foundation of the text is the recognition that services present special chal-
lenges that must be identified and addressed. Issues commonly encountered in ser-
vice organizations—the inability to inventory, difficulty in synchronizing demand
and supply, challenges in controlling the performance quality of human interactions,
and customer participation as cocreators of value—need to be articulated and tackled
by managers. Many of the strategies include information and approaches that are
new to managers across industries. We wrote the text to help students and managers
understand and address these special challenges of services marketing.
The development of strong customer relationships through quality service (and
services) are at the heart of the book’s content. The topics covered are equally appli-
cable to organizations whose core product is service (such as banks, transportation
companies, hotels, hospitals, educational institutions, professional services, telecom-
munication) and to organizations that depend on service excellence for competitive
advantage (high-technology manufacturers, automotive and industrial products, and
so on). Rarely do we repeat material from marketing principles or marketing strategy
texts. Instead, we adjust, when necessary, standard content on topics such as distribu-
tion, pricing, and promotion to account for service characteristics.
The book’s content focuses on knowledge needed to implement service strategies
for competitive advantage across industries. Included are frameworks for customer-
focused management and strategies for increasing customer satisfaction and reten-
tion through service. In addition to standard marketing topics (such as pricing), this
text introduces students to entirely new topics that include management and mea-
surement of service quality, service recovery, the linking of customer measurement
to performance measurement, service blueprinting, customer cocreation, and
cross-functional treatment of issues through integration of marketing with disciplines
vii
viii Preface
such as operations and human resources. Each of these topics represents pivotal
content for tomorrow’s businesses as they structure around process rather than task,
engage in one-to-one marketing, mass customize their offerings, cocreate value with
their customers, and attempt to build strong relationships with their customers.
New Features
This edition contains the following new features:
1. Streamlined coverage of key topics to eliminate redundancies.
2. Elimination of two chapters—“Consumer Behavior in Services” and “Delivering
Service through Intermediaries”—based on feedback from reviewers. These
chapters will still be available in the Instructor’s Manual for those professors who
wish to continue to teach the material.
3. Four New cases: Zappos.com; United Breaks Guitars; Michelin Fleet Solutions;
and ISS Iceland.
4. New research references and examples in every chapter.
5. Updated data for key charts and examples.
6. A new model of service recovery strategies and a significantly revised organization of
the chapter, which includes strategies for “fixing the customer” and “fixing the problem.”
7. Significant new material and revised framework in the chapter on service innova-
tion and design.
8. Increased coverage throughout of business-to-business (B2B) services and the
trends toward service infusion in goods-dominant companies.
9. Updated focus on globalization, technology, and strategic service issues through
new or improved features in every chapter.
10. Focus on digital and social marketing in the chapter “Integrated Service Marketing
Communication,” as well as examples on these topics throughout the book.
Preface ix
Unique Structure
The text features a structure completely different from the standard 4P (market-
ing mix) structure of most marketing texts. The text is organized around the gaps
model of service quality, which is described fully in Chapter 2. Beginning with
Chapter 3, the text is organized into parts around the gaps model. For example,
Chapters 3 and 4 each deal with an aspect of the customer gap—customer expec-
tations and perceptions, respectively—to form the focus for services marketing
strategies. The managerial content in the rest of the chapters is framed by the gaps
model using part openers that build the model gap by gap. Each part of the book
includes multiple chapters with strategies for understanding and closing these
critical gaps.
x Preface
Preface xi
managing demand and capacity. Part 6 focuses on managing services promises and
includes chapters on integrated services marketing communications and pricing of
services. Finally, Part 7 examines the financial and economic effect of service quality.
ACKNOWLEDGMENTS
We owe a great deal to the pioneering service researchers and scholars who devel-
oped the field of services marketing. They include John Bateson, Leonard Berry,
Bernard Booms, David Bowen, Steve Brown, Larry Crosby, John Czepiel, Ray Fisk,
William George, Christian Gronroos, Steve Grove, Evert Gummesson, Chuck Lamb,
the late Christopher Lovelock, Parsu Parasuraman, Ben Schneider, Lynn Shostack,
and Carol Surprenant. We also owe gratitude to the second generation of service
researchers who broadened and enriched the services marketing field. When we
attempted to compile a list of those researchers, we realized that it was too extensive
to include here. The length of that list is testament to the influence of the early pio-
neers and to the importance that services marketing has achieved both in academia
and in practice.
We remain indebted to Parsu Parasuraman and Len Berry, who have been research
partners of Dr. Zeithaml’s since 1982. The gaps model around which the text is structured
was developed in collaboration with them, as was the model of customer expectations
used in Chapter 3. Much of the research and measurement content in this text was shaped
by what the team found in a 15-year program of research on service quality.
Dr. Zeithaml is particularly indebted to her long-time colleague A. “Parsu”
Parasuraman, who has been her continuing collaborator over the 30 years she has
been in academia. An inspiring and creative talent, Parsu has always been willing to
work with her—and many other colleagues—as a mentor and partner. He is also her
treasured friend. She also thanks the W. P. Carey School of Business at Arizona State
University and the Center for Services Leadership. For three decades, ASU has been
her second academic home, and she has grown through her continued and intensified
xii Preface
involvement with the faculty and the center in recent years. She is grateful to Holger
“HoPi” Pietzsch of the Latin American Division of Caterpillar Inc. Working with
Caterpillar Inc. to provide integrated solutions with products and services led to one
of the original cases in this textbook. She also thanks her colleagues and MBA stu-
dents at the University of North Carolina. The students’ interest in the topic of services
marketing, their creativity in approaching the papers and assignments, and their con-
tinuing contact are appreciated. As always, she credits the Marketing Science Institute
(MSI), of which she was a researcher and an academic trustee, for the support and
ongoing inspiration from its many executive members, conferences, and working
papers. She is especially indebted to David Reibstein and Leigh McAllister, both of
whom served as MSI academic directors, for their leadership and talent in bridging the
gap between academia and practice.
Dr. Bitner expresses special thanks to the W. P. Carey School of Business at
Arizona State University, in particular to Stephen W. Brown and the Center for
Services Leadership staff. Their support and encouragement have been invalu-
able throughout the multiple editions of this book. Dr. Bitner also acknowledges the
many ideas and examples provided by the 50 member companies of the Center for
Services Leadership that are committed to service excellence and from which she
has the opportunity to continually learn. For this edition, Dr. Bitner wants to again
acknowledge the continued leadership of the IBM Corporation through its research
divisions, in particular James Spohrer, for inspiring academics, government employ-
ees, and businesspeople around the world to begin focusing on the science of ser-
vice. She is also grateful to Buck Pei, Associate Dean for Asia Programs at the W.
P. Carey School, for providing the opportunity to teach a course on service excel-
lence in ASU’s China EMBA. The experience has enriched this book and provided
tremendous learning. She also acknowledges and thanks her colleague Amy Ostrom
for her support and invaluable assistance in sharing examples, new research, and cre-
ative teaching innovations. Finally, Dr. Bitner is grateful to the fine group of Arizona
State services doctoral students she has worked with, who have shaped her thinking
and supported the text: Lois Mohr, Bill Faranda, Amy Rodie, Kevin Gwinner, Matt
Meuter, Steve Tax, Dwayne Gremler, Lance Bettencourt, Susan Cadwallader, Felicia
Morgan, Thomas Hollmann, Andrew Gallan, Martin Mende, Mei Li, Shruti Saxena,
and Nancy Sirianni.
Dr. Gremler expresses thanks to several people, beginning with his mentor, Steve
Brown, for his advice and encouragement. He thanks other Arizona State University
faculty who served as role models and encouragers, including John Schlacter,
Michael Mokwa, and David Altheide. Dr. Gremler acknowledges the support of fel-
low doctoral student colleagues from Arizona State University who have gone on to
successful careers and who continue to serve as role models and encouragers, includ-
ing Kevin Gwinner, Mark Houston, John Eaton, and Lance Bettencourt. Dr. Gremler
also expresses thanks to colleagues at various universities who have invited him to
speak in their countries in recent years and who have provided insight into services
marketing issues internationally, including Jos Lemmink, Ko de Ruyter, Hans Kasper,
Chiara Orsingher, Stefan Michel, Thorsten Hennig-Thurau, Silke Michalski, Brigitte
Auriacombe, David Martin Ruiz, Caroline Wiertz, Vince Mitchell, Sina Fichtel, Nina
Specht, Kathy Tyler, Bo Edvardsson, Patrik Larsson, Tor Andreassen, Jens Hogreve,
Andreas Eggert, Andreas Bausch, Javier Reynoso, Thorsten Gruber, Lia Patrício,
Lisa Brüggen, Jeroen Bleijerveld, Marcel van Birgelen, Josée Bloemer, and Cécile
Delcourt. Finally, a special thanks to Candy Gremler for her unending willingness to
serve as copy editor, encourager, wife, and friend.
Preface xiii
Brief Contents
About the Authors iv 9 Customer-Defined Service
Preface vii Standards 250
10 Physical Evidence and the
PART 1 Servicescape 276
Foundations for Services Marketing 1
1 Introduction to Services 2 PART 5
Delivering and Performing Service 309
2 Conceptual Framework of the
Book: The Gaps Model of Service 11 Employees’ Roles in Service
Quality 33 Delivery 311
12 Customers’ Roles in Service
Delivery 345
PART 2
Focus on the Customer 49 13 Managing Demand and Capacity 375
3 Customer Expectations of
Service 50 PART 6
Managing Service Promises 409
4 Customer Perceptions of Service 76
14 Integrated Service Marketing
Communications 411
PART 3 15 Pricing of Services 440
Understanding Customer
Requirements 111
PART 7
5 Listening to Customers through Service and the Bottom Line 469
Research 113
16 The Financial and Economic Impact of
6 Building Customer Service 470
Relationships 145
7 Service Recovery 179 CASES 495
xiv
Detailed Contents
About the Authors iv Simultaneous Production and
Consumption 21
Preface vii Perishability 22
Search, Experience, and Credence
PART 1 Qualities 23
FOUNDATIONS FOR SERVICES Challenges and Questions for Service
Marketers 24
MARKETING 1
Service Marketing Mix 24
Traditional Marketing Mix 25
Chapter 1
Expanded Mix for Services 26
Introduction to Services 2 Staying Focused on the Customer 27
What are Services? 3 Exhibit 1.2: Southwest Airlines:
Service Industries, Service as a Aligning People, Processes, and Physical
Product, Customer Service, and Derived Evidence 28
Service 4 Summary 29
Tangibility Spectrum 5 Discussion Questions 29
Trends in the Service Sector 5 Exercises 29
Why Service Marketing? 6 Notes 30
Service-Based Economies 6
Service as a Business Imperative in Chapter 2
Goods-Focused Businesses 8
Conceptual Framework of the Book:
Deregulated Industries and Professional
Service Needs 9
The Gaps Model of Service Quality 33
Service Marketing Is Different 10 The Customer Gap 35
Service Equals Profits 10 The Provider Gaps 36
Exhibit 1.1: Is the Marketing of Services Provider Gap 1: the Listening Gap 36
Different? A Historical Perspective 11 Provider Gap 2: the Service Design and
But “Service Stinks” 12 Standards Gap 37
Strategy Insight: Competing Strategically Global Feature: An International Retailer
through Service 13 Puts Customers in the Wish Mode to Begin
Service and Technology 14 Closing the Gaps 38
New Service Offerings 14 Provider Gap 3: the Service
New Ways to Deliver Service 15 Performance Gap 40
Enabling Both Customers and Employees 15 Technology Spotlight: Technology’s Critical
Technology Spotlight: The Changing Face of Impact on the Gaps Model of Service
Customer Service 16 Quality 42
Extending the Global Reach of Services 16 Provider Gap 4: the Communication Gap 44
The Internet Is a Service 16 Putting It All Together: Closing the Gaps 45
The Paradoxes and Dark Side of Technology Strategy Insight: Using the Gaps Model
and Service 17 to Assess an Organization’s Service
Global Feature: The Migration of Service Strategy 46
Jobs 18 Summary 48
Characteristics of Services 19 Discussion Questions 48
Intangibility 20 Exercises 48
Heterogeneity 21 Notes 48
xv
Exhibit 9.3: Hard and Soft Standards for Guidelines for Physical Evidence Strategy 298
Service at Ford Motor Company 263 Recognize the Strategic Impact of Physical
One-Time Fixes 264 Evidence 298
Development of Customer-Defined Service Blueprint the Physical Evidence
Standards 264 of Service 299
Turning Customer Requirements into Specific Global Feature: McDonald’s Adapts
Behaviors and Actions 264 Servicescapes to Fit the Culture 300
Exhibit 9.4: Expected Behaviors for Service Clarify Strategic Roles of the
Encounters at John Robert’s Spa 268 Servicescape 302
Developing Service Performance Indexes 273 Assess and Identify Physical Evidence
Summary 273 Opportunities 302
Discussion Questions 274 Update and Modernize the Evidence 302
Exercises 274 Work Cross-Functionally 303
Notes 275 Summary 303
Discussion Questions 304
Chapter 10 Exercises 304
Notes 305
Physical Evidence and the
Servicescape 276
PART 5
Physical Evidence 278
What Is Physical Evidence? 278
DELIVERING AND PERFORMING
How Does Physical Evidence Affect the SERVICE 309
Customer Experience? 279
Chapter 11
Technology Spotlight: Virtual Servicescapes:
Experiencing Services through the Employees’ Roles in Service Delivery 311
Internet 280 Service Culture 312
Types of Servicescapes 282 Exhibiting Service Leadership 313
Servicescape Usage 282 Developing a Service Culture 313
Servicescape Complexity 283 Global Feature: How Well Does a
Strategic Roles of the Servicescape 283 Company’s Service Culture Travel? 314
Strategy Insight: Strategic Positioning Transporting a Service Culture 314
through Architectural Design 284 The Critical Role of Service Employees 315
Package 284 The Service Triangle 317
Exhibit 10.1: Using Physical Evidence to Employee Satisfaction, Customer Satisfaction,
Position a New Service 286 and Profits 318
Facilitator 287 The Effect of Employee Behaviors on Service
Socializer 287 Quality Dimensions 319
Differentiator 288 Boundary-Spanning Roles 319
Framework for Understanding Servicescape Effects Emotional Labor 320
on Behavior 288 Sources of Conflict 321
The Underlying Framework 288 Strategy Insight: Strategies for Managing
Exhibit 10.2: Servicescapes and Well-being Emotional Labor 322
in Health Care 289 Quality/Productivity Trade-Offs 324
Behaviors in the Servicescape 291 Strategies for Delivering Service Quality through
Internal Responses to the Servicescape 292 People 324
Exhibit 10.3: Social Support in “Third Hire the Right People 325
Places” 294 Technology Spotlight: How Technology Is
Environmental Dimensions of the Helping Employees Serve Customers More
Servicescape 296 Effectively and Efficiently 326
Exhibit 10.4: Designing the Mayo Clinic Exhibit 11.1: Google Quickly Becomes a
Hospital 298 Preferred Employer in Its Industry 328
xx Detailed Contents
List of Boxes
PART 1 Global Feature
Foundations for Services Marketing 1 Global Outsourcing of Personal Services: What Are
Customers’ Expectations? 54
Chapter 1
Introduction to Services 2 Technology Spotlight
Customer Expectations of Airport Services Using
Technology 60
Exhibit 1.1
Is the Marketing of Services Different? A Historical Strategy Insight
Perspective 11 How Service Marketers Can Influence Customers’
Expectations 65
Strategy Insight
Competing Strategically through Service 13 Exhibit 3.1
Service Customers Want the Basics 67
Technology Spotlight
The Changing Face of Customer Service 16
Chapter 4
Global Feature Customer Perceptions of Service 76
The Migration of Service Jobs 18
Global Feature
Exhibit 1.2 Importance of Service Quality Dimensions across
Southwest Airlines: Aligning People, Processes, and Cultures 88
Physical Evidence 28
Strategy Insight
Chapter 2 Customer Satisfaction, Loyalty, and Service as
Conceptual Framework of the Book: The Corporate Strategies 94
Gaps Model of Service Quality 33
Exhibit 4.1
Global Feature One Critical Encounter Destroys 30-Year
Relationship 97
An International Retailer Puts Customers in the
Wish Mode to Begin the Closing Gaps 38
Technology Spotlight
Technology Spotlight Customers Love Amazon 100
Technology’s Critical Impact on the Gaps Model of
Service Quality 42 Exhibit 4.2
Service Encounter Themes 102
Strategy Insight
Using the Gaps Model to Assess an Organization’s
Service Strategy 46 PART 3
Understanding Customer
PART 2 Requirements 111
Focus on the Customer 49
Chapter 5
Chapter 3 Listening to Customers through
Customer Expectations of Service 50 Research 113
xxiii
Global Feature
Cemex Creatively Manages Chaotic Demand for Its Chapter 15
Services 383 Pricing of Services 440
Part One
Foundations for
Services Marketing
Chapter 1 Introduction to Services
Chapter 2 Conceptual Framework of the Book: The Gaps Model of Service Quality
This first part of the text provides you with the foundations needed to begin your
study of services marketing. The first chapter identifies up-to-date trends, issues,
and opportunities in services as a backdrop for the strategies addressed in remain-
ing chapters. The second chapter introduces the gaps model of service quality, the
framework that provides the structure for the text. The remaining parts of the book
include information and strategies to address specific gaps, giving you the tools and
knowledge to become a services marketing leader.
Chapter One
Introduction
to Services
This chapter’s objectives are to
1. Explain what services are and identify important trends in services.
2. Explain the need for special services marketing concepts and practices and why the
need has developed and is accelerating.
3. Explore the profound impact of technology on service.
4. Outline the basic differences between goods and services and the resulting
challenges and opportunities for service businesses.
5. Introduce the expanded marketing mix for services and the philosophy of
customer focus as powerful frameworks and themes that are fundamental to the
rest of the text.
“Services are going to move in this decade to being the front edge of
the industry.”
This quote from IBM’s former CEO, Louis V. Gerstner, illustrates the changes sweep-
ing across industry in the 21st century. Many businesses that were once viewed as
manufacturing giants are shifting their focus to services. And, in many ways, IBM
has led the pack. Actions of Sam Palmisano, IBM’s CEO following Gerstner, have
reinforced this focus on service. In his tenure, Mr. Palmisano led IBM in the expansion
of its outsourcing businesses and accentuated its focus on client solutions. He also
led IBM in its purchase of PricewaterhouseCoopers to gain broader strategic service
consulting expertise and in its focus in service “products” and solutions.
In a company brochure IBM states that it is the largest service business in the
world. It is the global leader in information technology (IT) services and consulting
with approximately 200,000 service professionals around the world. Through its
Global Services division, IBM offers product support services, professional consulting
services, and network computing services. Many businesses have outsourced entire
service functions to IBM, counting on the company to provide the services better
than anyone else. The service side of IBM, including technology and business services,
brings in nearly $60 billion, significantly more than half the company’s total revenue.
The service strategy has been very successful for IBM to date and promises to be the
engine of growth into the future.
No one in IBM would suggest that these positive results have been easily achieved.
Switching from a manufacturing to a service and customer focus is indeed a challenge.
As the opening vignette suggests, services are not limited to service industries, ser-
vices can be very profitable, and services are challenging to manage and market. Ser-
vices represent a huge and growing percentage of the world economy, yet in many
countries, including the United States, customer perceptions of service are not good.2
In fact, the University of Michigan’s American Customer Satisfaction Index has shown
consistently lower scores for services when compared to other products.3 Others have
noted that productivity for many service industries also lags the manufacturing sector.
Given the economic growth in services, their profit and competitive advantage poten-
tial, and the overall lower levels of customer satisfaction and productivity for services,
it seems that the potential and opportunities for companies that can excel in service
marketing, management, and delivery have never been greater.
This text will give you a lens with which to approach the marketing and manage-
ment of services. What you learn can be applied in a company like IBM with a tra-
ditional manufacturing history or in pure service businesses. You will learn tools,
strategies, and approaches for developing and delivering profitable services that can
provide competitive advantage to firms. At the base of services marketing and man-
agement you will find a strong customer focus that extends across all functions of the
firm—thus the subtitle of this book, “integrating customer focus across the firm.”
Although we will rely on the simple, broad definition of services, you should be
aware that over time services and the service sector of the economy have been defined
in subtly different ways. The variety of definitions can often explain the confusion
or disagreements people have when discussing services and when describing indus-
tries that constitute the service sector of the economy. Compatible with our simple,
broad definition is one that defines services to include “all economic activities whose
output is not a physical product or construction, is generally consumed at the time it
is produced, and provides added value in forms (such as convenience, amusement,
timeliness, comfort, or health) that are essentially intangible concerns of its first pur-
chaser.”4 The breadth of industries making up the service sector of the U.S. economy
is illustrated in Figure 1.1.
Wholesale and
retail trade
9%
Government (mostly
Transportation,
services)
warehousing,
14%
utilities
5%
Educational and
health services
8% Other services (includes
information, entertainment)
Professional and 9%
business services
10%
Tangibility Spectrum
The broad definition of service implies that intangibility is a key determinant of whether
an offering is a service. Although this is true, it is also true that very few products are
purely intangible or totally tangible. Instead, services tend to be more intangible than
manufactured products, and manufactured products tend to be more tangible than ser-
vices. For example, the fast-food industry, while classified as a service, also has many
tangible components such as the food, the packaging, and so on. Automobiles, while
classified within the manufacturing sector, also supply many intangibles, such as trans-
portation and navigation services. The tangibility spectrum shown in Figure 1.2 cap-
tures this idea. Throughout this text, when we refer to services we will be assuming the
broad definition of services and acknowledging that there are very few “pure services”
or “pure goods.” The issues and approaches we discuss are directed toward those offer-
ings that lie on the right side, the intangible side, of the spectrum shown in Figure 1.2.
Trends in the Service Sector
Although you often hear and read that many modern economies are dominated by ser-
vices, the United States and other countries did not become service economies overnight.
As early as 1929, 55 percent of the working population was employed in the service
sector in the United States, and approximately 54 percent of the gross national product
was generated by services in 1948. The data in Figures 1.3 and 1.4 show that the trend
toward services has continued, until in 2009 services represented 75 percent of the gross
domestic product (GDP) and 83 percent of employment. Note also that these data do
not include services provided by manufacturing companies. The number of employees
and value of the services they produce would be classified as manufacturing sector data.
Intangible
dominant
Tangible
dominant
Fast-food
outlets Advertising Airlines
agencies Investment
management Consulting Teaching
Service-Based Economies
First, services marketing concepts and strategies have developed in response to the tre-
mendous growth of service industries, resulting in their increased importance to the U.S.
and world economies. As was noted, in 2009 the service sector represented more than
80 percent of total employment and 75 percent of gross domestic product of the United
FIGURE 1.3 90
Percentage of U.S.
Labor Force by 80
Industry
70
Percentage of U.S. Labor Force
10
0
1929 1948 1969 1977 1984 1999 2009
Year
Services Manufacturing Mining, agriculture, and construction
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.