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Language Intervention Strategies in

Aphasia and Related Neurogenic


Communication Disorders 5th Edition –
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Preface

Welcome to the fifth edition of Language Intervention human health for all individuals are living a life of purpose
Strategies in Aphasia and Related Neurogenic Communication and quality connection to others.
Disorders. The first edition of this book was published in The fifth edition contains 36 chapters organized into five
1981, the second in 1986, the third in 1994, and the fourth sections. Section I covers basic considerations such as defi-
in 2001. All four editions grew out of the realization that the nitions of aphasia and stroke, incidence of stroke, the neural
discussion of aphasia therapy had become a major theme in basis of language disorders, medical aspects of stroke, and
clinical aphasiology literature but that the specification of the assessment of language disorders in adults.
numerous types or strategies of intervention was of fairly Section II contains five chapters on principles of lan-
recent origin. guage intervention such as research methods appropriate to
All five texts grew out of the belief that there continues to our field, treatment recovery, prognosis, and clinical effec-
be a substantial number of approaches applicable to the tiveness, teams and partnerships in clinical practice, as well
remediation of language-disordered adults that should be as treatment of bilingual and bicultrurally diverse individu-
brought together and shared. The five texts are also grounded als. A number of issues related to service delivery are dis-
in the realization that a variety of different therapeutic prin- cussed.
ciples and approaches need to be articulated, assembled, Section III contains five chapters on psychosocial and
applied, and critiqued in order to strengthen the quality of functional approaches to intervention—models that focus
future work in our field. on improving ability to perform communication activities of
The major purpose of the fifth edition is to bring daily living. Such approaches consider the impact of aphasia
together significant thoughts on intervention and to stimu- on the well-being of the individual, their family, and the
late further developments in the remediation of adults with environment.
aphasia. It should be noted that some of the models pre- Section IV, the largest section, covers ‘Traditional
sented in this text still need to be supported by controlled Approaches to Language Intervention.’ It is divided into four
studies and long-term clinical application. units containing seven stimulation approaches, four cogni-
Each edition of this text is increasingly informed by the tive neuropsycological and four neurolinguistic approaches,
view that language is cognitively based (Chapey, 2008) and and three ‘specialized’ interventions.
socially constructed by participants communicating with Section V provides suggestions for remediation of disor-
someone, about something, for some reason; and that judg- ders that frequently accompany aphasia or are related to or
ments of competence/incompetence involve evaluations confused with aphasia; namely, traumatic brain injury, right
about issues such as role, context, intent, timing, volume, hemisphere damage, dementia, apraxia, and dysarthria.
movements, intonation, gender, age, taste, group member- The chapters can be read in any order. In addition, all the
ship, etc. (Bloom and Lahey, 1988; Kovarsky, Duchan, and chapters do not need to be read at one time. For example,
Maxwell, 1999). In addition, the dual goals of communica- when I teach our graduate course in adult aphasia, I typically
tion—that of transaction or the exchange of information use about 12 to 15 chapters as a core, and then refer to other
and that of interaction or the fulfillment of social needs chapters as they come up in class discussions, presentations
(such as affiliation with other people, assertion of individual- or term papers, and/or when students ask questions about a
ity, demonstration of competence, gaining and maintaining specific individual that they are observing or working with in
membership in social circles, etc. (Simmons-Mackie, 2008) clinical practicum. I use the remaining chapters to give addi-
are increasingly reflected in the texts. tional options, depth, and resources for actual work with
Further, the texts increasingly reflect the fact that we have individuals affected by aphasia.
a responsibility to individuals with aphasia and their signifi- Language Intervention Strategies in Aphasia and Related
cant others to foster their membership in a communicating Neurogenic Communication Disorders—Fifth Edition can be
society and their participation in personally relevant activi- used in classes for advanced undergraduate and graduate
ties (Simmons-Mackie, 2008). The texts also emphasize the students in speech language pathology. Clinical aphasiolo-
belief that two of the most important factors in positive gists who are no longer formal students, but who desire to

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viii Preface

keep abreast of new ideas in their field will also find the Chapey, R. (2008). Cognitive Stimulation: Stimulation of Recognition/
material of interest. Further, the material will be valuable to Comprehension, Memory, Convergent Thinking, Divergent and Evaluative
Thinking. In R. Chapey (Ed.)., Language Intervention Strategies in Aphasia
students and professionals in nursing, medicine, and other and Related Neurogenic Communication Disorders—Fifth Ed. Baltimore, MD.:
health-related disciplines. Lippincot Williams and Wilkins.
Kovarsky, D., Duchan, J. and Maxwell, M. (1999). Constructing (In)
Roberta Chapey, Competence. Disabling Evaluations in Clinical and Social Interaction. Mahwah,
Ed.D. Professor NJ: Lawrence Erlbaum.
Simmons-Mackie, N. (2008). Social approaches to aphasia intervention.
References In R. Chapey (Ed.)., Language Intervention Strategies in Aphasia and Related
Bloom, L., and Lahey, M. (1988), Language Disorders and Language Neurogenic Communication Disorders—Fifth Ed. Baltimore, MD.: Lippincott
Development. New York: Macmillan. Williams and Wilkins.
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Acknowledgments

To those who have contributed to my personal life and pro- this text a kaleidoscope of enriching and rewarding experi-
fessional career, past and present, I express my deep appreci- ences for me as well as for each of our patients. I am deeply
ation. I am also grateful to the authors and publishers who appreciative of their caring and support and for many “one
granted me permission to quote from their works. and only moments” of connection.
Many concerned and dedicated people have helped bring I am also thankful to the staff of Lippincott Williams &
this textbook to fruition. Sincere appreciation is extended to Wilkins for their dedication to making this a first rate text
each. Special thanks are extended to Argye E. (Beth) Hillis and for facilitating so many relentless details of this project.
for her professionalism and enthusiasm in organizing the For the tireless support and help, I thank Peter Sabatini,
section on cognitive neuropsychology. As editor, I would Acquisitions Editor; Lisa Koepenick, Managing Editor; and
especially like to thank each contributor for helping to make Susan Katz, Vice President, Health Professions.

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Contributors

Donna L. Bandur, MCISc Carl A. Coelho, PhD


Profession Leader Professor and Head
Speech-Language Pathology Communication Sciences
London Health Sciences Centre University of Connecticut
London, Ontario, Canada Storrs, Connecticut

Kathryn A. Bayles, PhD Hanna Damasio, MD


Professor-Emerita Dana Dornsife Professor of Neuroscience and
Department of Speech, Language and Hearing Sciences Director, Dana & David Dornsife Cognitive Neuroscience
The University of Arizona Imaging Center,
University of Southern California
Pelagie M. Beeson, PhD, CCC-SLP Los Angeles
Associate Professor
Department of Speech, Language, and Hearing Sciences Judith F. Duchan, PhD, CCC
Department of Neurology Professor
The University of Arizona Department of Communicative Disorders
Tucson, Arizona and Sciences
State University of New York at Buffalo
Rita Sloan Berndt, PhD Buffalo, New York
Professor
Department of Neurology Joseph R. Duffy, PhD
University of Maryland School of Medicine Professor
Baltimore, Maryland Consultant and Head
Division of Speech Pathology
Margaret Lehman Blake, PhD Department of Neurology
Assistant Professor Mayo Clinic College of Medicing
Department of Communication Sciences and Disorders Rochester, Minnesota
University of Houston
Houston, Texas Roberta J. Elman, PhD, CCC-SLP, BC-ANCDS
President/Founder
Roberta Chapey, EdD Aphasia Center of California
Professor Oakland, California
Department of Speech Communication Arts and Sciences
Brooklyn College Timothy J. Feeney, PhD
City University of New York School of Community Supports
Brooklyn, New York Project Director
NYS Neurobehavioral Resource Project
Leora R. Cherney, PhD, BC-ANCDS New York, New York
Associate Professor
Physical Medicine and Rehabilitation Linda J. Garcia, PhD
Northwestern University, Feinberg School of Medicine Associate Professor and Chair
Clinical Research Scientist Audiology and Speech-Language Pathology
Center for Aphasia Research Program
Rehabilitation Institute of Chicago University of Ottawa
Chicago, Illinois Ottawa, Ontario, Canada

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xii Contributors

April Gibbs Scott, MS, CCC-SLP Richard C. Katz, PhD


PhD Student Chair
Department of Communication Science and Audiology and Speech Pathology Department
Disorders Carl T. Hayden VA Medical Center
University of Pittsburgh Phoenix, Arizona
Pittsburgh, Pennsylvania Adjunct Professor
Department of Speech and Hearing Science
Lee Ann C. Golper, PhD Arizona State University
Associate Professor Tempe, Arizona
Department of Hearing and Speech Sciences
Vanderbilt University Kevin P. Kearns, PhD
Nashville, Tennessee Professor and Director
Communication Sciences and Disorders
Brooke Hallowell, PhD Massachusetts General Hospital Institute of Health
Director Professions
School of Hearing, Speech and Language Sciences Boston, Massachusetts
Associate Dean
College of Health and Human Services Rosemary B. Lubinski, EdD
Ohio University Professor
Athens, Ohio Department of Communication Disorders and Sciences
University of Buffalo
Maya L. Henry, MS, CCC-SLP Buffalo, New York
Department of Speech, Language, and Hearing
Sciences Jon G. Lyon, PhD, CCC-SLP
University of Arizona, Tucson, AZ Director
Living with Aphasia, Inc
Argye Elizabeth Hillis, MD, MA Mazomanie, Wisconsin
Professor of Neurology, Physical Medicine and
Rehabilitation, and Cognitive Science Robert C. Marshall, PhD
Executive Vice Chair, Department of Neurology Professor
Director, Neurology Residency Program Rehabilitation Sciences
Co-Director, Cerebrovascular Division University of Kentucky
Johns Hopkins University School of Medicine Lexington, Kentucky
Baltimore, Maryland
Malcolm R. McNeil, PhD
Tammy Hopper, PhD Distinguished Service Professor and Chair
Assistant Professor Department of Communication Science
Department of Speech Pathology and Audiology and Disorders
University of Alberta University of Pittsburgh
Edmonton, Alberta, Canada Research Scientist
Speech Motor, Aphasia, Cognition Laboratory
Karen Hux, PhD (SMAC)
Associate Professor VA Pittsburgh Healthcare System
Special Education and Communication Disorders Pittsburgh, Pennsylvania
University of Nebraska at Lincoln
Lincoln, Nebraska E. Jeffrey Metter, MD
Medical Officer
Aura Kagan, PhD, Reg CASLPO, S-LP (C) Clinical Research Branch
Program, Research, and Education Director National Institute On Aging
The Aphasia Institute National Institutes of Health
Toronto, Ontario, Canada Gerontology Research Center
Baltimore, Maryland
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Contributors xiii
Charlotte C. Mitchum, MS, CCC-SLP Bruce Earl Porch, PhD
Research Associate Associate Professor
Department of Neurology Speech and Hearing Sciences and Neurology
University of Maryland School of Medicine University of New Mexico
Baltimore, Maryland Albuquerque, New Mexico

Anthony G. Mlcoch, PhD Anastasia M. Raymer, PhD


Speech-Language Pathologist Professor
Audiology and Speech Pathology Service Department of Early Childhood, Speech Pathology and
Hines Veterans Affairs Hospital Special Education
Hines, Illinois Old Dominion University
and Norfolk, Virginia
Adjunct Professor of Neurology
Speech Pathology and Audiology Patricia M. Roberts, PhD
Stricht School of Medicine, Loyola University Associate Professor
Department of Health Sciences
Shirley Morganstein, MA, CCC-SLP University of Ottawa
Partner Ottawa, Ontario, Canada
Speaking of Aphasia, LLC
Montclair, New Jersey Randall R. Robey, PhD
Director
Penelope S. Myers, PhD Communication Disorders Program
Speech Pathologist University of Virginia
Rochester, Minnesota Charlottesville, Virginia

Stephen E. Nadeau, MD John C. Rosenbek, PhD


Professor Professor and Chair
Department of Neurology Department of Communicative Disorders
University of Florida College of Medicine University of Florida
Staff Neurologist Gainesville FL
Geriatric Research, Education and Clinic
Malcolm Randall VA Medical Center Leslie J. Gonzalez Rothi, PhD
Gainesville, Florida Professor
Department of Neurology
Melissa Newhart, BS University of Florida
Research Assistant Program Director and Career Research
Stroke and Cognitive Disorders Laboratory Scientist
Brain Rehabilitation Research Center
Janet P. Pattersion, PhD Malcolm Randall VA Medical Center
Associate Professor Gainesville, Florida
Department of Communicative Sciences and Disorders
California State University East Bay Victoria L. Scharp, MS, CCC-SLP
Hayward, California PhD Student
Research Associate Department of Communication Science and
Center for Aphasia and Related Diseases Disorders
VA Northern California University of Pittsburgh
Martinez, California Pittsburgh, Pennsylvania

Richard K. Peach, PhD Cynthia M. Shewan, PhD, CCC


Professor Director, Research and Scientific Affairs
Otolaryngology, Neurological Sciences and Department
Communication Disorders and Sciences American Academy of Orthopaedic
Rush University Medical Center Surgeons
Chicago, Illinois Rosemont, Illinois
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xiv Contributors

Linda I. Shuster, PhD, CCC/SLP Connie A. Tompkins, PhD


Associate Professor Professor
Department of Speech Pathology and Audiology Department of Communication Science and Disorders
West Virginia University University of Pittsburgh
Pittsburgh, Pennsylvania
Nina Simmons-Mackie, PhD
Professor and Scholar in Residence Mark Ylvisaker, PhD
Department of Communication Sciences and Disorders Professor
Southeastern Louisiana University Department of Communication Sciences and
Hammond, Louisiana Disorders
College of Saint Rose
Michele Page Sinotte, MS, CCC-SLP Albany, New York
Communication Sciences Department
University of Connecticut Sarah Wallace, MA, CCC-SLP
Storrs, Connecticut 06269-1085 Doctoral Student
Special Education and Communication
Marilyn Certner Smith, MA, CCC-SLP Disorders
Partner University of Nebraska at Lincoln
Speaking of Aphasia, LLC Lincoln, Nebraska
Speech-Language Pathologist
Robert W. Sparks, MSc Quality Living, Inc
Chief, Speech Pathology/Audiology (retired) Omaha, Nebraska
Veterans Affairs Medical Center
Boston, Massachusetts Julie L. Wambaugh, PhD, CCC/SLP
Associate Professor
Shirley F. Szekeres, PhD Deptartment of Communication Sciences and
Dean of Health and Human Services Disorders
Professor University of Utah
Speech and Language Pathology Researcher
Nazareth College VA Salt Lake City Healthcare System
Rochester, New York Salt Lake City, UT, USA

Cynthia K. Thompson, PhD Kristy S.E. Weissling, SLPD, CCC-SLP


Professor Lecturer
Department of Communication Sciences and Disorders, Department of Special Education and Communication
and Neurology Disorders
Northwestern University University of Nebraska at Lincoln
Evanston, Illinois Lincoln, Nebraska
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Contents

Section I. BASIC CONSIDERATIONS 1 Section III. PSYCHOSOCIAL/FUNCTIONAL APPROACHES TO


INTERVENTION: FOCUS ON IMPROVING ABILITY TO
1 Introduction to Language Intervention PERFORM COMMUNICATION ACTIVITIES OF DAILY
Strategies in Adult Aphasia . . . . . . . . . . . . . . . . . . . . . 3 LIVING 277
Brooke Hallowell and Roberta Chapey
10 Life-Participation Approach to Aphasia:
2 Neural Basis of Language Disorders . . . . . . . . . . . . . 20 A Statement of Values for the Future . . . . . . . . . . . 279
Hanna Damasio Roberta Chapey, Judith F. Duchan, Roberta J.
Elman, Linda J. Garcia, Aura Kagan,
3 Medical Aspects of Stroke Rehabilitation . . . . . . . . . 42 Jon G. Lyon, and Nina Simmons-Mackie
Anthony G. Mlcoch and E. Jeffrey Metter
11 Social Approaches to Aphasia Intervention . . . . . . 290
4 Assessment of Language Disorders in Adults . . . . . . 64 Nina Simmons-Mackie
Janet P. Patterson and Roberta Chapey
APPENDIX 11.1 Examples of Strategies for
APPENDIX 4.1 Pre-interview or Referral Communication-Partners of People with Aphasia . . . 318
Form for Collecting Family and Medical
History and Status Information . . . . . . . . . . . . . . . . 153 APPENDIX 11.2 Advocacy Strategies for
Supporting Participation of the Person
APPENDIX 4.2 Examples of Auditory with Aphasia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 318
Retention and Comprehension Tasks . . . . . . . . . . . 158
12 Environmental Approach to Adult Aphasia . . . . . . 319
Rosemary Lubinski
APPENDIX 4.3 Various Tasks Used to Assess
Auditory Comprehension of Syntax . . . . . . . . . . . . 160 13 Focusing on the Consequences of Aphasia:
Helping Individuals Get What They Need . . . . . . 349
Linda J. Garcia
Section II. PRINCIPLES OF LANGUAGE INTERVENTION 161

APPENDIX 13.1 Interview Guidelines for


5 Research Principles for the Clinician . . . . . . . . . . . 163
Connie A. Tompkins, April Gibbs Scott, and Victoria L. Scharp Looking at Functioning . . . . . . . . . . . . . . . . . . . . . . 374

6 Aphasia Treatment: Recovery, Prognosis, 14 Group Therapy for Aphasia: Theoretical and
and Clinical Effectiveness . . . . . . . . . . . . . . . . . . . . 186 Practical Considerations . . . . . . . . . . . . . . . . . . . . . 376
Kevin P. Kearns and Roberta J. Elman
Leora R. Cherney and Randall R. Robey

Section IV. TRADITIONAL APPROACHES TO LANGUAGE


7 Delivering Language Intervention Services to
INTERVENTION 401
Adults with Neurogenic Communication
Disorders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 203 A. STIMULATION APPROACHES
Brooke Hallowell and Roberta Chapey
15 Schuell’s Stimulation Approach to Rehabilitation . . . 403
8 Teams and Partnerships in Aphasia Intervention . . 229 Carl A. Coelho, Michele P. Sinotte, and Joseph R. Duffy
Lee Ann C. Golper
16 Thematic Language-Stimulation Therapy . . . . . . . 450
9 Issues in Assessment and Treatment for Shirley Morganstein and Marilyn Certner-Smith
Bilingual and Culturally Diverse Patients . . . . . . . . 245
Patricia M. Roberts APPENDIX 16.1 Thematic Language
Stimulation (TLS) Unit on Books with
APPENDIX 9.1 Addresses for Ordering Tests . . . 275 Instructions for Creating TLS Units . . . . . . . . . . . 461
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17 Cognitive Stimulation: Stimulation of Recognition/ APPENDIX 25.2 Rank Order of Phoneme


Comprehension, Memory, and Convergent, Occurrences in Word Corpus and the Common
Divergent, and Evaluative Thinking . . . . . . . . . . . . 469 Associated Graphemic Representations . . . . . . . . . 687
Roberta Chapey
APPENDIX 25.3 Glossary . . . . . . . . . . . . . . . . . . . 688
18 Early Management of Wernicke’s Aphasia:
A Context-Based Approach . . . . . . . . . . . . . . . . . . . 507
Robert C. Marshall
C. COGNITIVE NEUROLINGUISTIC APPROACHES TO
THE TREATMENT OF LANGUAGE DISORDERS
19 Rehabilitation of Subcortical Aphasia . . . . . . . . . . . 530
Stephen E. Nadeau and Leslie J. Gonzalez Rothi 26 Language Rehabilitation from a Neural
Perspective . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 689
Stephen E. Nadeau, Leslie J. Gonzalez Rothi, and
20 Primary Progressive Aphasia and Apraxia of
Jay Rosenbek
Speech . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 543
Joseph R. Duffy and Malcolm R. McNeil
27 Treatment of Syntactic and Morphologic
APPENDIX 20.1 Information Resources . . . . . . . 564 Deficits in Agrammatic Aphasia: Treatment
of Underlying Forms . . . . . . . . . . . . . . . . . . . . . . . . 735
Cynthia K. Thompson
21 Global Aphasia: Indentification and Management . . 565
Richard K. Peach
APPENDIX 27.1 Treatment Protocols . . . . . . . . . 754
B. COGNITIVE NEUROPSYCHOLOGICAL APPROACHES TO
28 Language-Oriented Treatment: A Psycholinguistic
TREATMENT OF LANGUAGE DISORDERS
Approach to Aphasia . . . . . . . . . . . . . . . . . . . . . . . . 756
Donna L. Bandur and Cynthia M. Shewan
22 Cognitive Neuropsychological Approaches to
Treatment of Language Disorders: APPENDIX 28.1 Language-Oriented
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 595 Treatment Goals Form . . . . . . . . . . . . . . . . . . . . . . 798
Argye E. Hillis and Melissa Newhart

APPENDIX 28.2 Language-Oriented


APPENDIX 22.1 Selected Interdisciplinary
Treatment Data Record Form . . . . . . . . . . . . . . . . . 799
Centers for Aphasia Research and
Rehabilitation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 605 29 Treatment of Aphasia Subsequent to the Porch
Index of Communicative Ability (PICA) . . . . . . . . . 800
APPENDIX 22.2 Glossary . . . . . . . . . . . . . . . . . . . 606 Bruce E. Porch

23 Impairments of Word Comprehension and D. SPECIALIZED INTERVENTIONS FOR PATIENTS


Production . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 607 WITH APHASIA
Anastasia M. Raymer and Leslie J. Gonzalez Rothi
30 Communication-Based Interventions: Augmented
APPENDIX 23.1 Stimuli from the Florida and Alternative Communication for People
Semantics Battery . . . . . . . . . . . . . . . . . . . . . . . . . . 630 with Aphasia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 814
Karen Hux, Kristy Weissling, and Sarah Wallace
APPENDIX 23.2 Glossary . . . . . . . . . . . . . . . . . . . 631
31 Melodic Intonation Therapy . . . . . . . . . . . . . . . . . . 837
24 Comprehension and Production of Robert W. Sparks
Sentences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 632
Charlotte C. Mitchum and Rita Sloan Berndt 32 Computer Applications in Aphasia Treatment . . . . 852
Richard C. Katz

25 Comprehension and Production of Written APPENDIX 32.1 Clinical Examples . . . . . . . . . . . 874


Words . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .654
Pelagie M. Beeson and Maya L. Henry APPENDIX 32.2 Sources for Software and
Other Relevant Technology . . . . . . . . . . . . . . . . . . 875
APPENDIX 25.1 Johns Hopkins University
Dyslexia and Dysgraphia Batteries . . . . . . . . . . . . . 678 APPENDIX 32.3 Web Sites of Interest . . . . . . . . . 876
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Section V. THERAPY FOR ASSOCIATED NEUROPATHOLOGIES 36 The Nature and Management of Neuromotor
OF SPEECH- AND LANGUAGE-RELATED FUNCTIONS 877 Speech Disorders Accompanying Aphasia . . . . . . 1009
Julie Wambaugh and Linda Shuster
33 Communication Disorders Associated with
Traumatic Brain Injury . . . . . . . . . . . . . . . . . . . . . . 879 APPENDIX 36.1 Consonant-Production
Mark Ylvisaker, Shirley F. Szekeres, and Timothy Feeney Probe . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1035

APPENDIX 33.1 Aspects of Cognition . . . . . . . . . 955 APPENDIX 36.2 Example of Lists of Balanced
Multisyllabic Words . . . . . . . . . . . . . . . . . . . . . . . . 1036
APPENDIX 33.2 Conventional Versus Functional
Approaches to Intervention after Brain Injury:
APPENDIX 36.3 Examples of Sentence-
Communication, Behavior, and Cognition . . . . . . . 956
Completion Items . . . . . . . . . . . . . . . . . . . . . . . . . 1037
APPENDIX 33.3 Examples of Compensatory
Strategies for Individuals with Cognitive APPENDIX 36.4 Metronome and
Impairments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 958 Hand-tapping Treatment . . . . . . . . . . . . . . . . . . . . 1039

APPENDIX 33.4 Rationale for Collaborative APPENDIX 36.5 Eight-Step Continuum . . . . . . 1040
Relationships with Everyday People . . . . . . . . . . . . 960
APPENDIX 36.6 Original Sound-Production
APPENDIX 33.5 Communication-Partner Treatment Hierarchy . . . . . . . . . . . . . . . . . . . . . . . 1040
Competencies for Supporting and Improving
Cognition in Individuals with Cognitive APPENDIX 36.7 Modified Sound-Production
Impairment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 961 Treatment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1041
34 Communication Disorders Associated with
APPENDIX 36.8 Modified Response Elaboration
Right-Hemisphere Damage . . . . . . . . . . . . . . . . . . 963
Penelope S. Myers and Margaret Lehman Blake
Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1042

35 Management of Neurogenic Communication Author Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1043


Disorders Associated with Dementia . . . . . . . . . . . 988
Tammy Hopper and Kathryn A. Bayles Subject Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1073
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Section I

Basic Considerations
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Chapter 1

Introduction to Language Intervention


Strategies in Adult Aphasia

Brooke Hallowell and neurologicsubstrates, and the sophistication required to


understand the mechanisms behind its associated sympto-
Roberta Chapey matology. Therefore, there are many ways of conceptualiz-
ing it. However, students and professionals interested in
exploring the world of neurogenic communication disorders
OBJECTIVES often need to be able to articulate a clear and concise defin-
ition of aphasia. Such a definition might be “aphasia” is
an acquired communication disorder caused by brain
The objectives of this chapter are to present a concise and damage, characterized by an impairment of language
comprehensive definition of aphasia, consider appropriate modalities: speaking, listening, reading, and writing; it
ways to refer to individuals with aphasia, explore conceptual is not the result of a sensory or motor deficit, a general
frameworks for study and clinical practice in aphasia, review intellectual deficit, confusion, or a psychiatric disorder
key etiologic and epidemiological factors related to aphasia, (e.g., Brookshire, 1992; Darley, 1982; Goodglass, 1993).
highlight the interdisciplinary nature of aphasiology, pre- What is critical to an adequate definition is the mention
sent a rationale for language intervention for adults with of four primary facts: it is neurogenic; it is acquired; it affects
neurogenic communication disorders, and address future language; and it excludes general sensory and mental
trends in aphasiology. deficits.

1. Aphasia is neurogenic. Aphasia always results from


The present text grew out of a desire to bring researchers some form of damage to the brain. The specific struc-
and practitioners together in adult neurogenic communica- tures affected vary among cases, as do the means by
tion disorders to present an accurate and coherent picture of which the damage may occur. Still, the underlying cause
current practice in language assessment and intervention of aphasia is always neurologic. Aphasia is most often
and to make it available in useful form. Foremost is the caused by stroke, but may also arise from head trauma,
desire to coalesce significant thoughts on language interven- surgical removal of brain tissue, growth of brain tumors,
tion, while stimulating further study concerning the effec- or infections.
tiveness of the approaches presented. 2. Aphasia is acquired. Aphasia is not characterized as a
Before proceeding with the discussion of specific interven- developmental disorder; an individual is not born with
tion strategies, we will consider several general issues that are it. Rather, it is characterized by the partial or complete
relevant to clinical aphasiology. In this chapter we consider a loss of language function in a person who had previously
brief definition of aphasia; ways to refer to people with apha- developed some language ability. It is important to note
sia; frameworks for conceptualizing aphasia; etiology and epi- that most people with aphasia retain many linguistic
demiology; the interdisciplinary nature of aphasia; the impor- abilities; many experience problems of reduced efficiency
tance of appreciating the life-changing effects of aphasia; a of formulation and/or production, reduced access to lin-
rationale for intervention; and future trends in aphasiology. guistic information still stored in the brain, and reduced
retention of new linguistic information, not necessarily
a complete lack of ability in any given area of language
APHASIA BRIEFLY DEFINED processing.
The study of aphasia is complex because of the variable man- The term “childhood aphasia” refers to an acquired
ifestations of aphasia, the heterogeneity of its underlying language problem in children; it is not, by definition,
3
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4 Section I ■ Basic Considerations

applicable to children who never had language abilities their holistic functional concerns and what might be done to
to lose. (Childhood aphasia is not discussed in this text.) address them (Hallowell. 2007).
It should be noted, though, that children who have suf- While, occasionally, the term “aphasic” may be used to
fered neurologic incidents such as gunshot wounds, refer to an “individual with aphasia” in the writings of
surgical removal of tumors, or even stroke, may develop diverse authors, there is a widespread movement among
a true form of “aphasia” if those incidents cause them health care professionals to heighten sensitivity to individu-
to lose communication abilities they had gained earlier als served by choosing terminology that does not objectify
in life. and label people primarily through their impairments or dis-
3. Aphasia involves language problems. Aphasia is abilities. Readers are encouraged to join this movement, and
often described as symbolic processing disorders, a mul- to help sensitize others to the importance of using person-
timodal problem of formulation and interpretation of first language. Guidelines for writing and talking about per-
linguistic symbols. In defining aphasia it is important to sons with aphasia and related disorders are summarized in
recognize that any or all modalities of symbolic commu- Table 1–1.
nication may be affected: speaking, listening, reading,
writing, and receptive and expressive use of sign lan-
guage. Most cases involve at least some impairment in
CONCEPTUAL FRAMEWORKS OF APHASIA
all language modalities. Although it is simple to define the term “aphasia,” there are
4. Aphasia is not a problem of sensation, motor func- a number of in-depth definitions or frameworks for studying
tion, or intellect. Aphasia excludes general sensory the nature of aphasia. An understanding of basic differences
and mental deficits. By definition, aphasia does not among ways of conceptualizing aphasia is essential to devel-
involve a problem of sight, touch, smell, hearing, or oping a solid theoretical framework of one’s own.
taste. Although aphasia may be accompanied by any num-
ber of other deficits in perceptual acuity, its definition
excludes such deficits. Further, aphasia is not a result of
Propositional Language Framework
general intellectual deterioration, mental slowing, or According to Hughling Jackson, aphasia is an impairment in
psychiatric disturbance. Aphasia is also not due to motor one’s ability to make propositions, or to convey the intent of
impairment. The exclusionary characteristics of the def- an utterance (Jackson, 1878). In referring to the “proposi-
inition of aphasia are especially critical in the differen- tional” aspects of language, Jackson emphasizes the intellec-
tial diagnosis of a wide array of neurogenic language, tual, volitional, and rational aspects of language that involve
speech, cognitive, motor, and perceptual disorders. the use of linguistic symbols for the communication of
highly specific and appropriate ideas and relationships. In a
proposition, both the words and the manner in which they
A NOTE ON REFERRING TO are related to one another are important. Jackson contrasts
propositional aspects of language with subpropositional
PEOPLE WITH APHASIA aspects, which he characterizes as inferior, automatic, highly
Before progressing with further study of aphasia and its learned responses (Goodglass & Wingfield, 1997; Head,
management, it is important to note that the term “aphasic” 1915; Jackson, 1878).
is not a noun but an adjective, just as are most of the words Within this framework, a person with aphasia is seen as
we use to describe disabilities. While one might defend the having difficulty communicating specific meaning and inte-
stylistic use of the adjectival form as a label for a person who grating words into particular contexts to express specific
has aphasia (“an aphasic”), such labeling may convey a lack ideas and relationships. Patients may know words, but may
of respect for, and sensitivity toward, individuals who have habitually use them incorrectly, and often fail at embedding
aphasia (Brookshire, 2007). words in a variety of sentence forms. Jackson noted that even
Indeed, the World Health Organization (WHO) has when propositional language is impaired, many patients
launched worldwide efforts to modify the ways in which we retain automatic language. For example, even with severe
refer to persons with disabilities, as discussed later in this propositional deficits, an individual may be able to name the
and other chapters. The WHO classification emphasizes days of the week, complete sentences such as “The grass
that disablement is not considered an attribute of an individ- is _____,” or produce highly learned responses such as “Hi.
ual, but rather the complex interactions of conditions How are you?”
involving a person in the context of his or her social envi- According to proponents of the framework, an individual
ronment (WHO, 2001). Health-care professionals and with aphasia has an impairment in the use of spontaneous
researchers throughout the world are following suit by language to communicate specific meaning. The more propo-
deemphasizing the reference to individuals according to sitional language required in a particular communication
medically based diagnostic categories, focusing instead on context, the more difficulty the patient has communicating.
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Chapter 1 ■ Introduction to Language Intervention Strategies in Adult Aphasia 5

TABLE 1–1

Guidelines for Writing and Talking about Persons with Aphasia and Related Disorders

Recognize the importance of currency and context There are always variances in the terms that particular consumers or
in referring to individuals with disabilities. readers prefer, and it is essential to stay current regarding changes in
accepted terminology as well as to be sensitive to preferences for referents
within a given communicative context.
Consider reference to “disabilities”. Although the very term “disability” may be considered offensive to some
(with its inherent focus on a lack of ability), it is currently generally
preferred over the term “handicap” in reference to persons with physical,
cognitive, and/or psychological challenges or “disabilities”.
Avoid using condition labels as nouns. Many words conveying information about specific disabilities exist in both
noun and adjectival forms, yet should primarily be used only as
adjectives, or even better, modified into nouns corresponding to conditions.
For example, it is not appropriate to call an individual with aphasia “an
aphasic”.1 Likewise, it is not appropriate to call an individual with
paraplegia “a paraplegic,” or to call persons with disabilities “the disabled”.
Use person-first language. Person-first language helps emphasize the importance of the individuals
mentioned rather than their disabilities. Although the term “an aphasic
individual” would be preferred to the use of “an aphasic”, such labeling
still conveys a disability-focused identity. It is more appropriate, for
example, to refer to a “person with anomia” or an “individual with
dementia,” than to an “anomic person” or a “demented individual”.
Consider use of the term “individual” or Consistent with the aim of focusing on individuals and their broad life
“person” rather than “patient”. contexts, rather than on people being treated in a medical context, use of
the word “person” or “individual” is generally preferable to use of the
term “patient”. In some contexts, such as in academic texts and articles,
when people with and without language disorders are being discussed,
use of the term “patient” may help to provide clarity of referents and to
simplify explanations. In some contexts, the term “client” or “consumer”
may be preferred to “patient” when referring to a person who is receiving
professional services.
Avoid language of victimization. Do not use language suggesting that clients are “victims” or people who
“suffer” from various forms of disability. For example, say, “the client
had a stroke” rather than “the client is a stroke victim.” Say, “She uses a
wheelchair,” rather than “she is confined to a wheelchair.” Say “her leg
was amputated . . . ” instead of, “the client suffered an amputation of the leg”.
Avoid words with negative connotations. Words that evoke derogatory connotations should be avoided in every
context. These include such words and phrases as affliction, crazy,
crippled, defective, deformed, dumb, insane, invalid, lame, maimed, mute,
retard, and withered.
Encourage others in appropriate language use. By modeling appropriate language in writing about persons with disabilities,
including those with language disorders, students, clinicians and researchers
take an important step in helping others to improve in this area. It is vital
to help others learn to implement guidelines such as these directly through
course work and other educational experiences. Likewise, polite and
constructive corrections of others using inaccurate language helps
encourage more positive communication as well as more enabling positive
societal attitudes, widening the arena for empowering persons with
disabilities.
1
Brookshire, R.H. (2007). An introduction to neurogenic communications disorders. St. Louis: Mosby – Year Book.
(Adapted from Hallowell, in press).
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6 Section I ■ Basic Considerations

Assessment involves an analysis of the patient’s ability to use than the intended word. An inaccurate verbal formulation
spontaneous speech to express specific ideas. Intervention may lead to interference with thought processes, as there is
focuses on stimulation of the patient’s ability to use proposi- a drive to establish consonance between the thought
tional language. process and the actual utterance. For example, if a patient is
trying to say “circle” and instead utters “square,” the con-
cept of circle may be modified to be consistent with the
Concrete-Abstract Framework
utterance, and the patient may begin to think of a circle as a
Goldstein and Scheerer (1948) observed that having an square.
“abstract attitude” implies an ability to react to things in a Individuals who cannot retrieve the most appropriate lex-
conceptual manner. This attitude is necessary to isolate ical symbol for a context are impaired in their ability to com-
properties that are common to several objects, and for the municate a number and variety of specific propositional
formulation of concepts as opposed to sensory impressions ideas. When the continued efforts relate to the approxi-
of individual objects. It is also used to comprehend relation- mated rather than the intended word, spontaneous language
ships between objects and events in the world. An abstract becomes even more impaired.
attitude gives the individual the power to inhibit actions or Within a framework in which aphasia is seen primarily as
reactions and to use past experiences. These experiences a disorder of thought process, assessment involves determin-
help the individual organize perceptual rules and therefore ing whether individuals can follow a train of thought in their
to create and continue interactions with other people. communication or spontaneous language, and whether they
Language that reflects an abstract attitude is propositional can expand on topics and ideas. For Wepman (1972b, 1976),
language. In contrast, the individual in the concrete attitude the first stage of therapy is thought-centered or content-
passively responds to reality and is bound to the immediate centered discussion in which patients are stimulated to
experience of objects and situations. Concrete language con- attend to their thoughts and remain on topic. During the
sists of speech automations, emotional utterances, sounds, second stage of therapy, patients are encouraged to elaborate
words, and series of words (Goldstein & Scheerer, 1948). on various topics.
In general, impairment in abstract attitude is reflected in
propositional language. If one cannot abstract, one cannot
Unidimensional Framework
symbolize or embed symbols in appropriate contexts. An
individual who is impaired in abstract attitude, then, is A unidimensional view of aphasia relates language behaviors
unable to consider things that are possibilities rather than to a single common denominator. The expressive and recep-
actualities, to keep in mind simultaneously various aspects of tive, as well as the semantic and syntactic components of
a situation, to react to two stimuli that do not belong intrin- language are considered to be inseparable. This view sug-
sically together, to inhibit reactions, and to ideationally iso- gests that damage to the language mechanism results in gen-
late parts of a whole. eral language impairment in which there is an effect on all
Goldstein and Scheerer (1948) developed a number of aspects of language. Aphasiologists who subscribe to this
tests of ability to assume the abstract attitude. These tests framework do not promote the use of Broca’s-Wernicke’s,
include object-sorting tasks involving form, color, and com- fluent-nonfluent, sensory-motor, receptive-expressive, or
bined color and form sorting. When observing sorting test input-output dichotomies in aphasia.
results, one may ask: Is the sort concrete (perceptual) or One of the most popular and in-depth unidimensional
abstract (conceptual)? Can the individual verbally account theories, proposed by Schuell and her colleagues (Schuell,
for the type of sort presented by the examiner (abstract)? Jenkins, & Jimenez-Pabon, 1964), regards aphasia as a gen-
The intervention implications of this framework would be eral language impairment that crosses all language modali-
to stimulate the patient to comprehend and produce lan- ties: speaking, listening, reading, and writing. These authors
guage that is increasingly more abstract. noted that the behaviors impaired in aphasia involve inte-
grations that cannot be attributed merely to organization of
motor responses or to events in outgoing pathways; rather,
Thought Process Framework
they involve use of an ability that is dependent on higher-
Wepman (1972a) suggested that aphasia may be a thought level integrations.
process disorder in which impairment of semantic expres- According to proponents of this framework, aphasia is
sion is the result of an impairment of thought processes that not modality-specific. Rather, it involves the inability to
“serve as the catalyst for verbal expression” (p. 207). He access or retrieve words and rules of an acquired language
noted that patients with aphasia frequently substitute words for communication (Schuell et al., 1964). The person with
that are associated with words they are attempting to pro- aphasia has lost functional spontaneous language, or the
duce, and that the remainder of the individual’s commu- ability to use connected language units to communicate
nicative effort appears to relate to the approximated rather according to the established conventions of the language.
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Chapter 1 ■ Introduction to Language Intervention Strategies in Adult Aphasia 7


Schuell’s concept of the cause of this general language Multidimensional Frameworks
breakdown reflects a broad and dynamic view of the lan-
Proponents of a multidimensional framework conceptualize
guage process.
aphasia as having multiple forms, each corresponding to a dif-
The assessment implications of the unidimensional frame-
ferent underlying site of lesion and having a characteristic list
work involve an analysis of the patient’s ability to compre-
of hallmark features. For individuals who hold a multidimen-
hend and produce language within all four modalities, and in
sional view of aphasia, assessment involves determining what
contexts ranging from single words to spontaneous discourse.
symptomatology is present and subsequently classifying a
Schuell’s test, the Minnesota Test for Differential Diagnosis
patient in one category or another. Some conceptualize apha-
of Aphasia (MTDDA) (Schuell, 1973) is based on this model
sia dichotomously, for example, as Broca’s versus Wernicke’s,
(see Chapters 4 and 17).
fluent versus nonfluent, semantic versus syntactic, or anterior
The intervention applications are similarly unidimen-
versus posterior. Usually, such dichotomies are associated
sional and multimodal. Treatment focus is on stimulation:
with the cerebral localization of the lesions that result in apha-
the use of strong, controlled, and intensive auditory activa-
sia. The Boston Diagnostic Aphasia Examination (BDAE)
tion of the impaired symbol system to maximize patient
(Goodglass, Kaplan, & Baressi, 2001), the Western Aphasia
reorganization of language. The clinician manipulates and
Battery (Kertesz, 1982; Kertesz & Poole, 1974), and the
controls specific dimensions of stimuli to make complex
Language Modalities Test for Aphasia (Wepman & Jones,
events happen in the brain, thus aiding the patient in making
1961) reflect such classification systems. Intervention, accord-
maximal responses (see Chapter 17).
ing to this framework, is oriented toward specific deficits.
That is, the clinician attempts to rehabilitate a specific lan-
Microgenetic View guage modality (such as speaking) or behavior (such as con-
frontation naming or phonemic production) that is found to
Several authors challenge the notion that language pro-
be impaired (c.f., Cubelli, Foresti, & Consolini, 1988).
duction can be explained by an array of cortical speech
centers and connecting pathways that convey memories Classification of Multidimensional Types of Aphasia
and images from one processing center to another. Brown
(1972, 1977, 1979) proposes a conceptual framework in For the sake of simplicity and presentation of basic terminol-
which language processing is conceived as an event that ogy, one may consider the basic subtypes of aphasia across dif-
emerges over different levels of the brain corresponding to ferent multidimensional classification schemes to fall into the
different levels of evolutionary development, not across categories of “fluent,” “nonfluent,” and “other” aphasias. The
specific cortical areas. Phylogenetically older limbic mech- reader should be aware, though, that the terms fluent and non-
anisms are thought to mediate early stages in cognition fluent are not highly descriptive terms in and of themselves. It
and linguistic representation, while the more recently is important to specify what is meant by the use of these terms
evolved left lateralized neocortex (encompassing Broca’s when describing the language of any individual patient. An
and Wernicke’s areas) mediates the final stages in cogni- individual may appear to be nonfluent for any of a variety of
tion and linguistic processing. Having evolved from com- reasons, or according to any of a large array of measures.
mon limbic structures, the anterior and posterior language Generally, persons with aphasia are considered fluent if they
zones are considered to be fundamentally united. Lang- are able to speak in spontaneous conversation without abnor-
uage is considered to be processed simultaneously by com- mal pauses, abundant nonmeaningful filler phrases, or long
plementary systems in the anterior and posterior part of periods of silence. Nonfluent patients tend to have a reduced
the brain, rather than sequentially from one component to rate of speech and to express less communicative content per
the next. The function of cerebral pathways is considered unit of time than normal speakers do. Of course, patients who
to be the coordination of different regions of the brain are completely nonverbal are nonfluent. Damasio (1998) pre-
rather than the mere conveyance of information between sents an excellent synopsis of the various categorical terms
regions. used throughout the history of the study of aphasia. A more
According to this view, varying forms of aphasia corre- thorough discussion of the classification of aphasia according
spond to lesions of brain structures that have emerged at to neuroanatomic substrates is presented in the next chapter.
varying stages of evolution. A lesion in one of the language
areas of the brain gives rise to the relative prominence of an Fluent Aphasias
earlier stage of language processing. Thus, the symptoms of There are three basic types of fluent aphasia: conduction
aphasia serve to magnify the processing events that, in nor- aphasia, Wernicke’s aphasia, and transcortical sensory aphasia.
mal language, would be mediated by the lesioned area.
Adherents to this framework envision treatment as facilitat- Wernicke’s Aphasia. The critical features of Wernicke’s
ing the transition from one stage to the next in the microge- aphasia are impaired auditory and reading comprehension
netic sequence. and fluently articulated but paraphasic speech (Goodglass
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8 Section I ■ Basic Considerations

et al., 2001) in which syntactic structure is relatively pre- Wernicke’s aphasia (Damasio, 1998, p. 35). The essential
served. In many cases, patients with Wernicke’s aphasia pre- characteristics of Broca’s aphasia include awkward articula-
sent with logorrhea, or press of speech, characterized by tion, restricted vocabulary, agrammatism, and relatively
excessive verbal production. Paraphasias are most often in intact auditory and reading comprehension (Goodglass
the form of sound transpositions and word substitutions et al., 2001). Typically, writing is at least as severely impaired
(Goodglass, Quadfasel, & Timberlake, 1964). Patients with as speech. Persons with Broca’s aphasia are usually aware of
Wernicke’s aphasia experience naming difficulty that is their communicative deficits, and are more prone to depres-
severe in relation to their fluent spontaneous speech sion and sometimes catastrophic reactions than are patients
(Goodglass et al., 1964). Neologisms are frequent. Those with other forms of aphasia. Some authors and clinicians use
who produce frequent neologistic expressions are often the term “expressive aphasia” to refer to the disability of
unintelligible and are sometimes referred to as having “jar- patients with Broca’s aphasia because of their primary deficit
gon aphasia” (Wepman & Jones, 1961). Patients with in the area of language formulation and production. Likewise,
Wernicke’s aphasia also have difficulty reading, writing, and because lesions that lead to this form of aphasia tend to be
repeating words (Damasio, 1998). They often demonstrate a located in the frontal lobe, Broca’s aphasia represents a clas-
lack of awareness of their deficits, especially compared to sic form of “anterior” aphasia.
patients with other types of aphasia. Some authors and many
clinicians use the term “receptive aphasia” to refer to the Transcortical Motor Aphasia (TMA). In patients with
disability of patients with Wernicke’s aphasia because of TMA, repetition is intact relative to “otherwise limited
their primary deficit in the area of linguistic comprehension. speech” (Goodglass et al., 2001). Such patients exhibit
Likewise, because lesions that lead to this form of aphasia phonemic and global paraphasias, syntactic errors, persever-
tend to be located in the temporal lobe, Wernicke’s aphasia ation, and difficulty imitating and organizing responses
represents a classic form of “posterior” aphasia. in conversation (Damasio, 1998; Goodglass et al., 2001).
Confrontation naming is usually preserved, but auditory
Conduction Aphasia. The speech of persons with conduc- comprehension is impaired.
tion aphasia is fluent, although generally less abundant than
Global Aphasia. Global aphasia is a disorder of language
the speech of those with Wernicke’s aphasia (Damasio,
characterized by impaired linguistic comprehension and
1998). A hallmark feature is impaired repetition of words
expression. It is often considered a combination of both
and sentences relative to fluency in spontaneous speech,
Wernicke’s and Broca’s aphasia. Patients with global aphasia
which is often normal or near normal. Auditory comprehen-
tend to produce few utterances and have a highly restricted
sion is also relatively spared (Goodglass et al., 2001). Most
lexicon. They have little or no understanding in any
patients “repeat words with phonemic paraphasias, but often
modality and little or no ability to communicate effectively
they will omit or substitute words, and they may fail to
(Wepman & Jones, 1961).
repeat anything at all if function words rather than nouns are
requested” (Damasio, 1998, p. 35). Literal paraphasias
Other Forms of Aphasia
repeatedly interfere with speech.
Anomic Aphasia. Anomic aphasia is a form of aphasia
Transcortical Sensory Aphasia (TSA). Individuals with characterized primarily by significant word retrieval prob-
TSA have fluent, well-articulated speech with frequent para- lems (Damasio, 1998; Goodglass, 1993; Goodglass &
phasias and neologisms (Goodglass et al., 2001). Global Wingfield, 1997). It is differentiated from the symptom of
paraphasias occur more frequently than phonemic para- anomia, or dysnomia, which is typical in most forms of apha-
phasias (Damasio, 1998). A key feature that differentiates sia. Speech is generally fluent except for the hesitancies and
TSA from conduction aphasia is intact repetition ability. pauses associated with word- finding deficits. Grammar is
Auditory comprehension is generally poor. Confrontation generally intact.
naming is impaired, and the patient may offer an irrelevant
response or echo the words of the examiner (Goodglass Primary Progressive Aphasia. Primary progressive apha-
et al., 2001). sia is a type of aphasia that has an insidious rather than an
acute onset. The term “primary” refers to the fact that
deficits in language are the primary symptoms noted, with
Nonfluent Aphasias
cognitive skills remaining intact relative to linguistic skills.
There are three basic types of nonfluent aphasia: Broca’s, The term “progressive” refers to the fact that the condition
transcortical motor, and global aphasia. is degenerative, with communication skills worsening over
time. The underlying etiology for progressive aphasia may
Broca’s Aphasia. Broca’s aphasia is the most classic form of be any of a number of degenerative diseases affecting the
nonfluent aphasia. It is often considered the “opposite” of brain. Many patients with this form of aphasia eventually
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Chapter 1 ■ Introduction to Language Intervention Strategies in Adult Aphasia 9


present with significant cognitive deficits as part of a Psycholinguistic/Problem Solving/Information
syndrome of dementia (Ceccaldi, Soubrouillard, Poncet, & Processing Framework
Lecours, 1996; Damasio, 1998).
Psycholinguistic approaches to language recognize its three
integrated and interrelated components: cognition, lan-
Alexia and Agraphia. Alexia, a deficit in reading ability, guage, and communication (Muma, 1978), as well as the
occurs in most forms of aphasia, especially in those forms integration of language content, form, and use (Bloom &
involving significant auditory comprehension deficits, such Lahey, 1978). Content involves meaning. Language refers
as Wernicke’s aphasia or TSA. Consequently, it is infre- to the structures of language or the rule-based systems
quently considered a form of aphasia in and of itself. There of phonology, morphology, syntax, and semantics. Comm-
are some rare patients, though, who present with deficits in unication involves the use, purpose, or function that a par-
reading that are markedly more severe than other commu- ticular utterance or gesture serves at any one time and its
nicative deficits, such as auditory comprehension and contextual realization. Cognition involves the acquisition of
speech. Such forms of alexia may occur with or without knowledge of the world, and the continued processing of
agraphia, a deficit in writing ability. Forms of aphasia involv- this knowledge. Cognition refers to all of the mental
ing alexia with and without agraphia are described in formi- processes by which information is transformed, reduced,
dable detail by Damasio and Damasio (1983), Goodglass elaborated, stored, recovered, and used (Neisser, 1967).
(1993), and Geschwind (1965). Cognition can be operationally defined as the mental opera-
tions in the Guilford (1967) Structure-of-Intellect Model,
Exceptions to Multidimensional Aphasia Subtypes namely, recognition/understanding; memory; and conver-
gent, divergent, and evaluative thinking (see Chapter 17).
Numerous systems for the multidimensional categorization
In a psycholinguistic framework, aphasia may be defined
of aphasia have been proposed. Further, most textbooks
as an acquired impairment in language content, form, and
addressing aphasia offer creative means of categorizing the
use and the cognitive processes that underlie language, such
various subtypes of aphasia based on derivations of previous
as memory and thinking (convergent, divergent, and evalua-
authors’ suggestions. Acknowledging the diversity in diag-
tive thinking). The impairment may be manifested in listen-
nostic criteria and nomenclature used throughout the his-
ing, speaking, reading, writing, and sign language, although
tory of the study of aphasia, Damasio (1998) refers to the
not necessarily to the same degree in each.
task of classifying the subtypes of aphasia as a “necessary
Aphasia may be seen as an impairment in problem solving
evil” (p. 32). Most aphasiologists might agree with Damasio
and information processing. Problem-solving and informa-
that “attempting to review the classification systems of
tion processing both involve the use of all five cognitive
aphasia is probably foolhardy” (p. 32). Most clinical aphasi-
operations (recognition/understanding; memory; and con-
ologists attest to the fact that it is common to meet patients
vergent, divergent and, evaluative thinking); the four types
with forms of aphasia that do not fit neatly into any one cat-
of content (figural, symbolic, semantic [content, form, and
egory described according to a known multidimensional
use], and behavioral [use/pragmatics]; and the five products
classification scheme (c.f., Caplan & Chertkow, 1989). Even
or associations [units, classes, relations, systems, and trans-
an individual with a form of aphasia that fits a particular
formations] of the Guilford (1967) model (see Chapter 17).
classification at one point in time may demonstrate a differ-
The specific components that are used depend upon the
ent form of aphasia as his or her condition evolves. Patients
problem presented and/or the information being processed.
with right or bilateral cerebral dominance for language
Within this model, assessment of individuals with aphasia
functions, subcortical lesions, degenerative conditions,
centers on an analysis of the cognitive, linguistic, and com-
traumatic brain injury, and multiple or unknown sites of
municative strengths and weaknesses of each individual.
lesion often present further challenges to the classification
Intervention focuses on the stimulation of these abilities, but
of aphasia subtypes, as explored in other chapters of this
especially on the stimulation of the cognitive processes
book. Still, it is essential that those studying aphasia and
underlying language comprehension and production (see
working with people who have aphasia understand tradi-
Chapter 17).
tional multidimensional models of classification. Such an
understanding helps ensure improved communication
among clinicians and researchers, improve the validity and
Body Structure and Function, Activity,
reliability of diagnostic reporting, clarify theoretic differ-
and Participation Framework
ences in how experts differ in their ways of conceptualizing
aphasia, and highlight the similarities and distinctions The WHO has launched a worldwide effort to redefine
between one’s idealized concept of any subtype of aphasia functioning and disability in an effort to heighten awareness
compared to the actual manifestations of aphasia in an indi- of its holistic components and the complex interaction of
vidual patient. conditions within each individual and in the environment
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10 Section I ■ Basic Considerations

that affects each individual’s functioning. An earlier classifi- life (see Chapter 10). Therefore, assessment and treatment
cation scheme proposed by the WHO, the International focus not just on the restoration of language functions, but
Classification of Impairments, Disabilities and Handicaps also on individual communication of wants and needs and
(ICIDH) employed the general terms “impairment,” “dis- the social and environmental supports that might contribute
ability,” and “handicap,” while a more recent scheme, the to full participation. Assessment and treatment target all
ICIDH-2, employed the terms “impairment,” “activity,” major areas in the classification scheme from day one.
and “participation,” to refer to the various contextual aspects This framework also helps clinicians and researchers
of disabling conditions one might experience. The two pri- focus on the core features of health and well-being. It
mary levels within the most recent WHO International encourages us to focus on seeing aphasia as a contextualized
Classification of Functioning, Disability and Health (ICF) life-affecting condition requiring resources and compen-
are (1) body structure and function and (2) activity and par- satory and adaptive services for full life participation (Parr,
ticipation (WHO, 2001). Byng, & Gilpin, 1997). Health, well-being, and quality of
For individuals with aphasia, body structure and func- life are considered essential to understanding aphasia and in
tion refers to impairments of brain and brain functions. helping those affected by it. Vitally related to a focus on life
Activity limitations primarily involve the four language participation is the Life Participation Approach to Aphasia
modalities: speaking, listening, reading, and writing as well (LPAA Project Group, 2000) (see Chapter 10).
as tasks necessary for daily living, such as conversing with
the nurse or family member, writing a check, making a
phone call, reading a paper or menu, and so forth. These ETIOLOGY AND EPIDEMIOLOGY
modalities have been the traditional focus of assessment and OF STROKE AND APHASIA
intervention in aphasia. During the past 20 years, such tasks
have increasingly been the focus of care. Stroke
The constructs of activities and participation capture Stroke, or cerebrovascular accident (CVA), is the most preva-
the notion of engagement in daily life and realizing immedi- lent cause of aphasia. A stroke occurs when blood flow to an
ate and long-term real-life goals. This might include playing area of the brain is interrupted by the blockage of a blood ves-
golf, shopping for clothes, getting a job, going on vacation, sel or artery, or by the rupturing of an artery. Blood carries
participating in clubs and organizations, and so forth. We essential nutrients, especially glucose and oxygen, to brain cells.
may discuss limitations of “activities” in a similar way to our Since brain cells do not have the capacity to store these nutri-
use of the term disability. We may discuss limitations of ents, they are in need of constant blood supply. Even brief peri-
“participation” in a similar way to our use of the term hand- ods of interruption in blood supply to the brain can have lasting
icap. For people with aphasia, these constructs represent the devastating effects on brain tissue (see Chapters 2 and 3).
ability to use language in context. Environment is another Stroke is the third leading cause of death in the United
key construct in the ICF. It includes the assistive technology, States and the most common cause of adult disability
relationships with and support from others, support services, (American Heart Association, 2006). In the United States
policies and regulations, physical environmental factors, and alone, approximately 700,000 individuals experience a stroke
the attitudes of individuals with aphasia and their significant each year (Centers for Disease Control and Prevention,
others. Division for Heart Disease and Stroke Prevention, 2006).
The WHO classification schemes provide a framework According to Zivin and Choi (1991), roughly 30 percent of
for moving away from the classic biomedical model and take those who have a stroke die, and “20 to 30 percent become
into consideration the organic and the complex functional severely and permanently disabled” (p. 56). For at least 40
consequences of disease. Viewing aphasia in this framework percent of those who survive, stroke is a seriously disabling
helps us consider social exclusion and inclusion as funda- disease. Many survivors have lasting problems with move-
mental to the context in which people with aphasia commu- ment and motor control of the body, perceptual deficits, cog-
nicate and engage in daily life activities. People with aphasia nitive problems, and swallowing disorders, as well as prob-
are not seen as solely responsible for the social consequences lems of speech and language.
of their aphasia. The framework highlights the dynamic There are several types of stroke. Chapters 2 and 3 con-
interaction of important variables such as social support, risk tain a discussion of the most common forms of stroke lead-
factors, causes, genetics, capabilities, environmental factors, ing to aphasia, namely thrombotic, embolic, and hemor-
and life habits of social participation in examining health, rhagic strokes.
handicap, and disability. For example, consistent and depend-
able support from friends and family will likely decrease the
Incidence of Aphasia
impact of impairment; a depressed, uninvolved spouse may
increase it. All individuals in the environment—and the Statistics regarding the incidence of aphasia and of the vari-
environment itself—impact functioning and participation in ous subtypes of aphasia are variable, owing to subject
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Chapter 1 ■ Introduction to Language Intervention Strategies in Adult Aphasia 11


sampling and description methods (c.f., Scarpa, Colombo, methods (Habib, Ali-Cherif, Poncet, & Salamon, 1987;
Sorgato, & DeRenzi, 1987). Marquardsen (1969) estimates Miceli, Caltagirone, Gainotti, Masullo, Silveri, & Villa,
that approximately one-third of patients who survive the 1981). Although the risk of acquiring aphasia increases with
first week of stroke have aphasia. Pedersen, Jorgensen, age, it is important to note that age has not been causally
Nakayama, Raaschou, & Olsen (1995) report incidences as linked to aphasia.
high as 40% in patients evaluated within the first three days Data from the 42-year-long Framingham Study con-
of stroke. Scarpa et al. (1987) estimate that about 55% of ducted by the National Institutes of Health (Willich, 1987)
patients with strokes affecting the left hemisphere have suggest that strokes are twice as likely to occur between
aphasia when examined 15 to 30 days after a stroke. 6:00 a.m. and noon than at any other time of the day and
Approximately 80,000 Americans develop aphasia each that more than half (especially hemorrhagic strokes) occur
year, and about one million people in the United States— on Mondays. Other studies have confirmed this finding,
about one in 300 people—currently have aphasia (National attributing it to the fact that those times correspond to peri-
Institute for Deafness and Other Communication Disorders, ods when the body’s supply and demand for oxygen is at its
2006). greatest level of imbalance—that is, when there is an
increase in oxygen requirements simultaneous with reduced
levels of blood flow (Flack & Yunis, 1997).
Risk Factors for Stroke and Aphasia
Diagnoses of hypertension, heart disease, diabetes, and
Racial, Ethnic, and Cultural Factors Influencing
high cholesterol are factors that increase an individual’s
Incidence of Stroke and Aphasia
likelihood of experiencing stroke and aphasia, as are
lifestyle factors of smoking, stress, inactivity, excessive Many researchers report an influence of racial and ethnic
consumption of alcohol, and dietary intake high in choles- origins on the incidence of stroke and aphasia. Stroke mor-
terol, fat and sodium (NIDCD, 2006; Silvestrelli et al., tality is generally reported to be substantially higher in
2006). African American and Hispanic populations than in
Although some studies have reported gender differences Caucasians (Gaines, 1997; Hoyert, Heron, Murphy, & Kung,
in the incidence of aphasia and in the location of associated 2006; Sacco et al., 1998). Discrepancies among reports on
lesions (Kertesz & Sheppard, 1981; Kimura, 1980; the relationship of race and ethnicity to stroke and aphasia
McGlone, 1980; Wyller, 1999), other researchers have dis- may be attributable to sampling methods and to the sophisti-
counted such findings (Hier et al., 1994; Pedersen et al., cation and accuracy of diagnostic methods (c.f., Gillum,
1995; Scarpa et al., 1987). The prevalence of stroke is 1994, 1995). Most of the racial differences in the incidence of
higher among men up to the age of approximately 80 years, stroke and aphasia may be accounted for by differences in
after which it becomes higher in women. Women are, on cultural influences on such lifestyle factors as diet, exercise,
average, six years older than men when they experience a smoking, and access to health care services (Kuller, 1995).
first stroke (Roquer, Rodríguez-Campello, & Gomis, Persons of lower socioeconomic status also have higher risk
2003). A majority of studies indicate that the case-fatality factors for stroke, further influencing epidemiologic studies
rate is higher in female than in male stroke patients; there is of stroke and aphasia (Centers for Disease Control and
also some evidence, albeit relatively weak, indicating a bet- Prevention, 2006; Feigin, 2005; Feigin et al., 2006).
ter functional outcome in men (Roquer et al., 2003). The role of race, ethnicity, socioeconomic status, and cul-
Gender differences in risk factor profile and treatment ture have important implications not only for the incidence
response appear to be weak. of aphasia, but also for its diagnosis and treatment. It is for
Handedness does not appear to be significantly associ- this reason that an entire chapter of this book and several
ated with stroke incidence or severity (Pedersen et al., components of other chapters are devoted to multicultural
1995). Given the low incidence of left- compared to right- issues pertinent to intervention in adult aphasia.
handed individuals, the heterogeneity of left-handed people Geographic location appears to play an important role in
in terms of cerebral dominance for language, and also the the prevalence and incidence rates of stroke and aphasia. For
fact that researchers commonly exclude left-handed indi- example, the southeastern region of the United States has
viduals from aphasia studies, data are lacking as to the etio- been labeled by many as the “Stroke Belt” because of higher
logic and epidemiologic associations between handedness stroke mortality rates than other geographic areas, even
and aphasia. when researchers account for age, gender, and race.
While advancing age is consistently associated with Regional differences appear to be primarily influenced by
stroke (Stegmayr, Asplund, & Wester, 1994), reports of the the levels of risk factors such as high blood pressure, obesity,
influence of age on the incidence of aphasia within stroke poor diet, and smoking, not on the physical properties of the
patient populations have not been substantiated in studies areas involved (Casper et al., 1995; Centers for Disease
employing controlled sampling and subject description Control and Prevention, 2006; Gaines, 1997).
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12 Section I ■ Basic Considerations

Prevention Numerous pharmacologic treatments reduce the risk of


stroke by helping to control hypertension and blood lipids
Data pertaining to risk factors enable researchers, clinicians,
(Centers for Disease Control and Prevention, 1999). In light
and laypersons to better reduce the likelihood of any indi-
of the increased risk of stroke in the early morning hours
vidual experiencing the life-altering consequences of stroke
and on Mondays, scheduling of stressful tasks at times other
and aphasia. A summary of strategies to prevent stroke at the
than these is advised, as is the careful timing of the daily
individual level is provided in Table 1–2. Of course, public
administration of antihypertensive medications (Flack &
health programs to support health and wellness and access
Yunis, 1997; Metoki, 2006).
to health care are critical factors in prevention, as well as in
Many preventive health programs focus on the core fea-
recovery through medical and rehabilitative treatment fol-
tures of positive human health, well-being and quality of
lowing stroke (Centers for Disease Control and Prevention,
life, namely, leading a life of purpose, quality connection to
Division for Heart Disease and Stroke Prevention, 2006).
others, positive self-regard, and a sense of mastery and
Recognizing the tremendous cost-saving advantages of pre-
accomplishment (Kahneman, Diener, & Schwarz, 1999).
venting stroke, many health insurance companies have
Active intervention programs focusing on these factors is
launched programs to promote wellness and help reduce
especially important for patients and their significant others
consumers’ risk of stroke (Thomas, 1997). Key lifestyle
to prevent further illness such as additional strokes in indi-
changes to reduce the risk of stroke and aphasia include
viduals with aphasia (see section “Impairment, Activities,
dietary modification (e.g., reduced cholesterol and sodium
Participation in Life”) and disease in their significant others.
intake, increased dietary fiber, vitamin therapy, moderation
of consumption of caffeine and alcohol, and weight reduc-
tion in overweight patients), increased physical activity, Etiologies Other Than Stroke
smoking cessation, and stress reduction (He & Whelton,
Much of the empirical literature on aphasia is based on the
1997; Gottlieb, 2006; Khaw, 1996; Labarthe, Biggers, Goff,
study of patients who acquired aphasia because of a cere-
& Houston, 2005; Shinton, 1997).
brovascular accident. There are two good reasons for this.
First, the majority of patients who have a clear and definite
diagnosis of aphasia have had a stroke. Second, because
stroke patients tend to have well-defined, localizable focal
lesions, the etiologies associated with their manifestations of
TABLE 1–2
aphasia can be documented in research reports and con-
Summary of Strategies to Prevent Stroke trolled for in experimental paradigms, making such patients
attractive research participants. Still, it is important to
• If you are overweight, lose weight. Maintain proper weight. acknowledge that many other etiologies may be associated
• Lower intake of salt or maintain low salt intake. with aphasia. For example, patients who have experienced
• Eat fruits and vegetables daily. traumatic brain injury, brain surgery, infections, tumors,
• Take in sufficient amounts of potassium. degenerative conditions, or exposure to neurotoxic agents
• Keep cholesterol intake low. may present with aphasia. The diffuse brain damage and fre-
• Maintain a low-fat diet. quently ill-defined sites of lesion associated with such etiolo-
• Engage in no more than moderate alcohol consumption. gies preclude a large volume of controlled research pertain-
• Be physically active. Exercise regularly. Engage in regular ing specifically to aphasia in these complex populations. It is
resistance training. nonetheless important to recognize and treat patients who
• Drink several glasses of water daily.
have aphasia regardless of the underlying cause. The
• Develop and nurture a calm, relaxed, optimistic, and even-
tempered attitude.
Centers for Disease Control and Prevention, Division for
• Get a flu shot. Heart Disease and Prevention (2006) report that approxi-
• If you smoke, quit. mately 1.4 million adults per year in the United States expe-
• Reduce exposure to second-hand smoke. rience a traumatic brain injury, far exceeding the number
• Seek medical treatment for disorders that increase risk of who have strokes. Approximately 43,800 new cases of brain
stroke, including diabetes, atrial fibrillation, sickle cell and central nervous system tumors are diagnosed annually
disease, carotid artery disease, and heart failure. in the United States (Central Brain Tumor Registry of the
• Seek medical advice. A doctor may recommend United States, 2005). Millions more are diagnosed each year
andarterectomy, aspirin or other blood-thinning therapy, with other neurologic disorders affecting language abilities
medicines that help lower blood pressure, or alternatives to (e.g., dementia, Parkinson’s disease, multiple sclerosis).
drugs known to raise blood pressure.
While the nature of aphasia is not always best studied
• Know the warning signs of stroke; seek medical attention as
soon as symptoms occur.
with non-stroke populations, there is a growing body of
treatment research pertaining to such populations. This
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Chapter 1 ■ Introduction to Language Intervention Strategies in Adult Aphasia 13


book includes several chapters that address issues especially hindered by medications, including sedatives and/or nons-
relevant to intervention with patients with traumatic brain teroidal anti-inflammatory drugs, or by environmental insults
injury and varied forms of dementia. Additionally, much of such as pollution and stress.
what has been learned about the treatment of aphasia in New neuroimaging and behavioral methods, as well as
stroke patients may be applied to the treatment of acquired evolving technology for the molecular study of the nervous
neurogenic communication problems in other patient system, have allowed researchers to conclude that, despite
populations. the loss of neurons with aging, the brain undergoes contin-
uous adaptation as it ages. Evidence of neurobiologic
changes that may come with age can be derived from animal
Other Acquired Neurogenic Disorders
research, which suggests that elderly animals are as capable
The study of aphasia is vitally related to the study of other of growing new connections between brain cells as are
acquired neurogenic communication disorders. Clinical younger animals (van Praag, Shubert, Zhao, & Gage,
aphasiologists are ideally trained in the diagnosis and treat- 2005; Wu, Zou, Rajan, & Cline, 1999). This also appears to
ment of a host of neurogenic conditions and have a solid be true in humans (Abrous, Koehl, & Le Moal, 2005;
understanding of their underlying neuropathologies. Academic Eriksson et al., 1998; Jin et al., 2006; Saurwein-Teissl,
knowledge and clinical expertise in the areas of dementia and Schonitzer, & Grubeck-Loebenstein, 1998). Mesulam
other cognitive disorders, right-brain damage, traumatic (1987) claims that age-related changes may underlie “wis-
brain injury, motor-speech disorders, confusional states, dys- dom,” suggesting that the progressive death of neurons and
phagia, and normal aging are essential to excellence in clini- the sprouting of new connections may actually be healthy
cal aphasiology. Also essential is competence in interdiscipli- and a sign of maturity in the most positive sense.
nary research and clinical collaboration, given that individuals
who experience any acquired neurogenic communication
disorder are likely to also experience multiple additional con- INTERDISCIPLINARY APPROACHES
comitant disorders and medical conditions. TO APHASIOLOGY
The study of aphasia and related neurogenic communica-
Aging and Communication tion disorders is inherently interdisciplinary (see Chapter 8).
The past three decades have brought an increasing interest Although clinical practice in intervention for patients with
in age-related changes in adults. Toward this end, numerous aphasia requires specific training, certification, and/or licen-
professionals have measured cognition, perception, sensa- sure in much of the world, the study of aphasia does not fall
tion, mobility, communication, and other neurologic and within the bounds of any single discipline. Disciplines that
psychological systems in an attempt to identify key variables help understand the nature of neurogenic communication
that may or may not change with age. Although an increase disorders and provide the most effective intervention include
in incidence with age is reported for many diseases and other speech-language pathology, audiology, neuroscience, cogni-
problems affecting the cardiovascular, pulmonary, gastroin- tive science, biology, engineering, physics, psychology,
testinal, genitourinary, hematologic, musculoskeletal, meta- pharmacology, linguistics, communication, social work,
bolic, and endocrine systems (Abrams & Berko, 1990), some counseling, anthropology, sociology, multiculturalism, math-
research has focused on positive changes and functioning in ematics, rehabilitation, physiatry, neurology, gerontology,
the elderly. The “myth . . . that to be old is to be sick, sexless physical therapy, occupational therapy, music therapy, and
and senile” (Frady, Gerdau, Lennon, Sherman, & Singer, health care administration. This list is far from exhaustive. It
1985) is being countered by many vigorous and independent is interesting to note that many of the disciplines just men-
aging adults. In fact, gradual improvement has been seen in tioned are also hybrid ones, drawing from basic science, the-
the overall health of elderly people (Manton, Stallard, & ory, and practice in a variety of content areas. Thus, the stu-
Corder, 1998; National Academy on an Aging Society and dent or professional who is truly committed to the study of
Merck Institute of Aging and Health, 2004; Philip, 2004). aphasia must also be committed to lifelong learning across
The majority of those who are over 85 are continuing to disciplinary boundaries.
care for themselves (Elias, 1992; U.S. General Accounting
Office, 2002).
Studies suggesting relationships between age and health
LIFE-CHANGING EFFECTS OF APHASIA
or cognitive factors are often confounded by concomitant Within a matter of minutes, the lives of individuals who have
problems faced by elderly individuals. For example, those aphasia change completely. They may feel that they are
who perform poorly on mental ability tests may have other prisoners in their own minds. Many, through the effects of
problems, such as depression, amnesia, dementia, vitamin neurologic impairments, may feel that they are prisoners in
deficiencies, or alcoholism. Additionally, they may be their own bodies as well. Some want to move and walk but
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14 Section I ■ Basic Considerations

cannot; many have much to say but are significantly limited There is tremendous variability in how aphasia affects an
in their ability to express themselves. Persons who were individual’s sense of self and social ability. The effects may
employed prior to acquiring aphasia may be unable to main- be disproportionate to the degree of neurologic impairment.
tain employment, leading not only to financial stress but also Even mild deficits may be traumatizing to persons who
to feelings of isolation, frustration, and worthlessness. Some closely identify with their active roles as communicators.
people with aphasia are lonely and desperate. Others toler- Others with severe neurologic impairments and language
ate the condition remarkably well. deficits tolerate the effects of their condition with remark-
Despite worldwide efforts to improve the ways that individ- able serenity.
uals with disabilities are treated and regarded, negative atti-
tudes toward and discomfort with persons with communica-
tive and physical disabilities remain. Individuals with stroke
EVIDENCE-BASED PRACTICE
and aphasia are susceptible to attitudinal barriers, lack of Evidence-based practice is a construct receiving increasing
important information, loss of companionship with loved attention from researchers, clinicians, patients, and health
ones, marginal social status, rejection, distrust, stigmatization, insurance companies, as well as agencies that rate quality of
and loss of esteem (Boone & Zraik, 1991; Croteau & LeDorze, care in a wide array of health care contexts. As with many
2006; Love, 1981; Murphy, 2006; Post & Leith, 1983). other health-related disciplines, the frequency of use of the
Patients’ significant others are usually dramatically term in the neurogenic communication disorders literature
affected by the onset of aphasia in a friend, colleague, or has expanded dramatically over the past decade. It refers to
loved one. The onset of acquired aphasia, so life-changing in the skilled use of empirical support to make diagnostic and
practically every dimension of daily living, inspires many to intervention decisions (c.f., Sackett, Rosenberg, Gray,
appreciate just how central communicative ability is to being Hayes, & Richardson, 1996; Sackett, Straus, Richardson,
and feeling human. Rosenberg, & Haynes, 2000). The concept of using evi-
dence to inform practice is not a new one. However, it has
become a growing focal point due to: the expansion of our
Language: The Human Essence
knowledge base; the increased accessibility of data and other
The need for socialization is the core of human existence, information via recent advances in print- and web-based
and the ability to communicate with others is the essence of publishing; the growing demand for accountability from
that socialization. Language is basic to what Chomsky consumers, employers and insurance companies; and the
(1972) calls the “human essence.” More than any other continuous quality improvement- and outcomes-focused
attribute, language distinguishes humans from other ani- programs in which we engage as clinicians to ensure that we
mals. It is the most basic characteristic of the intellect and provide the best services we can. The “evidence” we use to
the very means through which the mind matures and devel- inform our clinical decisions may come in the form of expert
ops. Language enables individuals to describe and clarify opinion, or from research involving a variety of methods,
their thoughts for themselves and others. including case studies, randomized clinical studies, and ran-
Human experience and interaction are welded to lan- domized controlled clinical trials (c.f., Frattali & Worral,
guage. According to Goodman (1971), the ability to share 2001; Robey, 1998; Robey & Schultz, 1998). The way we
experience through language is a means of homeostasis that incorporate the evidence is ideally influenced by our careful
enables human beings to maintain and/or restore an equilib- consideration of the methodologic quality and validity of
rium in which they can survive. Goodman also observes that specific research studies, our own clinical judgment about
language is the basis of personality, revealing our innate the relevance and importance of research findings to a spe-
being and our psychic ties with the world. cific patient, the values of the patient, the feasibility of
Language is also the essence of maturity, which is defined applying research findings in a given intervention context,
as an ability to relate warmly to and intimately with others — and our own and others’ expert opinion (c.f., Woolf, Grol,
with their goals, aspirations, and hopes. It involves a “fitting Hutchinson, Eccles, & Grimshaw, 1999).
in,” carrying one’s share of personal and social responsibility, The Academy of Neurologic Communication Disorders
and conveying one’s seasoned intelligence. Thus, definitions and Sciences (ANCDS) has developed evidence-based
of maturity involve and revolve around the ability to use lan- practice guidelines founded on careful literature reviews
guage effectively. and analysis by teams of clinical researchers in specialty
Insofar as persons with aphasia are impaired in their abil- areas within neurogenic communication disorders.
ity to use language, they are impaired in their human Examples of guidelines published to date include those on
essence. Part of the personality often appears lost, and the cognitive-communicative disorders resulting from trau-
ability to maintain interpersonal relationships, to convey matic brain injury (Turkstra, Ylvisaker, Coelho, Kennedy,
wants and needs, and to be a mature self-reliant, self- Sohlberg, & Avery, 2005). ANCDS writing groups are now
actualized person is impaired. developing guidelines for additional areas, including aphasia
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Chapter 1 ■ Introduction to Language Intervention Strategies in Adult Aphasia 15


and dementia. The American Speech-Language-Hearing ders in adults, and about their treatment. New approaches
Association (ASHA) has supported the development of evi- to pharmacologic intervention are producing promising
dence-based clinical practice guidelines based on reviews of preliminary results related to facilitation of cerebrovascu-
the research literature in several areas of clinical practice, lar recovery following stroke or brain injury, as well as
and has recently initiated the National Center for Evidence- cognitive improvement through neurotrophic factors. Biol-
Based Practice in Communication Disorders. Information ogic interventions hold promise for stimulating or repairing
about related initiatives is updated regularly online (ASHA, injured brain areas. The future may also bring tissue trans-
2007). plantation, perhaps using stem cells, and electronic prosthe-
As clinicians we require a basic knowledge of the ses, perhaps using cortical electrode grids to facilitate func-
processes used to engage in and document evidence-based tion (Wineburgh & Small, 2004). Emerging technology will
clinical practice. We must also keep abreast of the literature continue to expand our alternatives as aphasiologists for
regarding which assessment and therapeutic techniques are assessment and treatment.
effective with specific types of patients and under what con- Research in all the areas related to the study of aphasia
ditions. It is critical that we continuously find, document, will continue to illuminate our understanding of neuro-
and evaluate our practices and test whether our therapeutic genic communication disorders. Many of these research
techniques are effective. areas are explored further in this book. It is important that
aphasiologists continue to learn about how the brain orga-
nizes language and to reflect on how this kind of knowl-
RATIONALE FOR LANGUAGE edge can affect the growth and development of new
INTERVENTION IN APHASIA approaches to treatment. The more we know about how
intervention changes brain function, the more effective we
A rationale for language intervention in persons who have
can make our intervention approaches. The accelerated
aphasia is based on the belief that language is vital to one’s
emphasis on evidence-based practice within our profession
human essence and that treatment can affect a change in a
and the emergence of additional collaborative efforts
patient’s communicative performance. Aphasia is not con-
among researchers and clinicians to enhance the evidence
sidered by most to be a disorder that can be cured. Still,
base in our discipline bode well for improved efficacy, effi-
skilled intervention enables many individuals to be able to
ciency, outcomes, accountability, and quality in our ser-
comprehend and produce language and to communicate
vices.
more effectively. Through intervention, aphasiologists attempt
Demographic characteristics of patient populations
to heighten each patient’s potential to function maximally
will continue to stimulate new development in adult lan-
within his or her environment, to facilitate meaningful rela-
guage intervention. Increased life expectancies and the
tionships, and to restore self-esteem, dignity, and indepen-
progressive aging of the world’s population will continue
dence (Wepman, 1972a).
to influence the nature of the patients served by clinical
It is unfortunate that many posttrauma and poststroke
aphasiologists, as will the growth of multilingual and
patients with good potential for rehabilitation are left
multicultural populations. Other important influences
untreated. Many individuals have the capacity to commu-
will include the increased incidence of certain relevant
nicate more effectively and yet are not enabled to do so
etiologic and associated risk factors such as obesity,
(Wepman, 1972a). Quality health care means going
hepatitis, and HIV and AIDS (ASHA, 1989a; Centers for
beyond the provision of basic physical care and meeting
Disease Control and Prevention, 2006; Larsen, 1998;
the holistic needs of patients with high standards and dig-
Flower & Sooy, 1987).
nity. Individuals should be granted the right to be treated
by qualified clinicians providing the best techniques
known. Not to allow persons to communicate to the best
of their ability is to deprive them of their own human RATIONALE FOR THIS TEXT
essence.
The primary purpose of the present text is the presentation
of various models of intervention for adult patients with
aphasia and for patients with related disorders. Such models
FUTURE TRENDS can provide a framework with which to focus therapy, to
The explosion of new knowledge and new technology is generate intervention tasks, and to analyze empirically the
leading scientists to a progressively greater understanding of efficiency of rehabilitation efforts. Some of these strategies
the brain’s biology. Molecular answers are now increasingly have appeared in part or in whole in previous literature; oth-
available for questions we have addressed only indirectly. ers have not. It should be recognized, however, that it is not
New and evolving imaging methods provide promise for the purpose of this text to assess any of the models or to
richer information about the nature of neurogenic disor- resolve the inconsistencies in these approaches. These
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Newala, too, suffers from the distance of its water-supply—at least


the Newala of to-day does; there was once another Newala in a lovely
valley at the foot of the plateau. I visited it and found scarcely a trace
of houses, only a Christian cemetery, with the graves of several
missionaries and their converts, remaining as a monument of its
former glories. But the surroundings are wonderfully beautiful. A
thick grove of splendid mango-trees closes in the weather-worn
crosses and headstones; behind them, combining the useful and the
agreeable, is a whole plantation of lemon-trees covered with ripe
fruit; not the small African kind, but a much larger and also juicier
imported variety, which drops into the hands of the passing traveller,
without calling for any exertion on his part. Old Newala is now under
the jurisdiction of the native pastor, Daudi, at Chingulungulu, who,
as I am on very friendly terms with him, allows me, as a matter of
course, the use of this lemon-grove during my stay at Newala.
FEET MUTILATED BY THE RAVAGES OF THE “JIGGER”
(Sarcopsylla penetrans)

The water-supply of New Newala is in the bottom of the valley,


some 1,600 feet lower down. The way is not only long and fatiguing,
but the water, when we get it, is thoroughly bad. We are suffering not
only from this, but from the fact that the arrangements at Newala are
nothing short of luxurious. We have a separate kitchen—a hut built
against the boma palisade on the right of the baraza, the interior of
which is not visible from our usual position. Our two cooks were not
long in finding this out, and they consequently do—or rather neglect
to do—what they please. In any case they do not seem to be very
particular about the boiling of our drinking-water—at least I can
attribute to no other cause certain attacks of a dysenteric nature,
from which both Knudsen and I have suffered for some time. If a
man like Omari has to be left unwatched for a moment, he is capable
of anything. Besides this complaint, we are inconvenienced by the
state of our nails, which have become as hard as glass, and crack on
the slightest provocation, and I have the additional infliction of
pimples all over me. As if all this were not enough, we have also, for
the last week been waging war against the jigger, who has found his
Eldorado in the hot sand of the Makonde plateau. Our men are seen
all day long—whenever their chronic colds and the dysentery likewise
raging among them permit—occupied in removing this scourge of
Africa from their feet and trying to prevent the disastrous
consequences of its presence. It is quite common to see natives of
this place with one or two toes missing; many have lost all their toes,
or even the whole front part of the foot, so that a well-formed leg
ends in a shapeless stump. These ravages are caused by the female of
Sarcopsylla penetrans, which bores its way under the skin and there
develops an egg-sac the size of a pea. In all books on the subject, it is
stated that one’s attention is called to the presence of this parasite by
an intolerable itching. This agrees very well with my experience, so
far as the softer parts of the sole, the spaces between and under the
toes, and the side of the foot are concerned, but if the creature
penetrates through the harder parts of the heel or ball of the foot, it
may escape even the most careful search till it has reached maturity.
Then there is no time to be lost, if the horrible ulceration, of which
we see cases by the dozen every day, is to be prevented. It is much
easier, by the way, to discover the insect on the white skin of a
European than on that of a native, on which the dark speck scarcely
shows. The four or five jiggers which, in spite of the fact that I
constantly wore high laced boots, chose my feet to settle in, were
taken out for me by the all-accomplished Knudsen, after which I
thought it advisable to wash out the cavities with corrosive
sublimate. The natives have a different sort of disinfectant—they fill
the hole with scraped roots. In a tiny Makua village on the slope of
the plateau south of Newala, we saw an old woman who had filled all
the spaces under her toe-nails with powdered roots by way of
prophylactic treatment. What will be the result, if any, who can say?
The rest of the many trifling ills which trouble our existence are
really more comic than serious. In the absence of anything else to
smoke, Knudsen and I at last opened a box of cigars procured from
the Indian store-keeper at Lindi, and tried them, with the most
distressing results. Whether they contain opium or some other
narcotic, neither of us can say, but after the tenth puff we were both
“off,” three-quarters stupefied and unspeakably wretched. Slowly we
recovered—and what happened next? Half-an-hour later we were
once more smoking these poisonous concoctions—so insatiable is the
craving for tobacco in the tropics.
Even my present attacks of fever scarcely deserve to be taken
seriously. I have had no less than three here at Newala, all of which
have run their course in an incredibly short time. In the early
afternoon, I am busy with my old natives, asking questions and
making notes. The strong midday coffee has stimulated my spirits to
an extraordinary degree, the brain is active and vigorous, and work
progresses rapidly, while a pleasant warmth pervades the whole
body. Suddenly this gives place to a violent chill, forcing me to put on
my overcoat, though it is only half-past three and the afternoon sun
is at its hottest. Now the brain no longer works with such acuteness
and logical precision; more especially does it fail me in trying to
establish the syntax of the difficult Makua language on which I have
ventured, as if I had not enough to do without it. Under the
circumstances it seems advisable to take my temperature, and I do
so, to save trouble, without leaving my seat, and while going on with
my work. On examination, I find it to be 101·48°. My tutors are
abruptly dismissed and my bed set up in the baraza; a few minutes
later I am in it and treating myself internally with hot water and
lemon-juice.
Three hours later, the thermometer marks nearly 104°, and I make
them carry me back into the tent, bed and all, as I am now perspiring
heavily, and exposure to the cold wind just beginning to blow might
mean a fatal chill. I lie still for a little while, and then find, to my
great relief, that the temperature is not rising, but rather falling. This
is about 7.30 p.m. At 8 p.m. I find, to my unbounded astonishment,
that it has fallen below 98·6°, and I feel perfectly well. I read for an
hour or two, and could very well enjoy a smoke, if I had the
wherewithal—Indian cigars being out of the question.
Having no medical training, I am at a loss to account for this state
of things. It is impossible that these transitory attacks of high fever
should be malarial; it seems more probable that they are due to a
kind of sunstroke. On consulting my note-book, I become more and
more inclined to think this is the case, for these attacks regularly
follow extreme fatigue and long exposure to strong sunshine. They at
least have the advantage of being only short interruptions to my
work, as on the following morning I am always quite fresh and fit.
My treasure of a cook is suffering from an enormous hydrocele which
makes it difficult for him to get up, and Moritz is obliged to keep in
the dark on account of his inflamed eyes. Knudsen’s cook, a raw boy
from somewhere in the bush, knows still less of cooking than Omari;
consequently Nils Knudsen himself has been promoted to the vacant
post. Finding that we had come to the end of our supplies, he began
by sending to Chingulungulu for the four sucking-pigs which we had
bought from Matola and temporarily left in his charge; and when
they came up, neatly packed in a large crate, he callously slaughtered
the biggest of them. The first joint we were thoughtless enough to
entrust for roasting to Knudsen’s mshenzi cook, and it was
consequently uneatable; but we made the rest of the animal into a
jelly which we ate with great relish after weeks of underfeeding,
consuming incredible helpings of it at both midday and evening
meals. The only drawback is a certain want of variety in the tinned
vegetables. Dr. Jäger, to whom the Geographical Commission
entrusted the provisioning of the expeditions—mine as well as his
own—because he had more time on his hands than the rest of us,
seems to have laid in a huge stock of Teltow turnips,[46] an article of
food which is all very well for occasional use, but which quickly palls
when set before one every day; and we seem to have no other tins
left. There is no help for it—we must put up with the turnips; but I
am certain that, once I am home again, I shall not touch them for ten
years to come.
Amid all these minor evils, which, after all, go to make up the
genuine flavour of Africa, there is at least one cheering touch:
Knudsen has, with the dexterity of a skilled mechanic, repaired my 9
× 12 cm. camera, at least so far that I can use it with a little care.
How, in the absence of finger-nails, he was able to accomplish such a
ticklish piece of work, having no tool but a clumsy screw-driver for
taking to pieces and putting together again the complicated
mechanism of the instantaneous shutter, is still a mystery to me; but
he did it successfully. The loss of his finger-nails shows him in a light
contrasting curiously enough with the intelligence evinced by the
above operation; though, after all, it is scarcely surprising after his
ten years’ residence in the bush. One day, at Lindi, he had occasion
to wash a dog, which must have been in need of very thorough
cleansing, for the bottle handed to our friend for the purpose had an
extremely strong smell. Having performed his task in the most
conscientious manner, he perceived with some surprise that the dog
did not appear much the better for it, and was further surprised by
finding his own nails ulcerating away in the course of the next few
days. “How was I to know that carbolic acid has to be diluted?” he
mutters indignantly, from time to time, with a troubled gaze at his
mutilated finger-tips.
Since we came to Newala we have been making excursions in all
directions through the surrounding country, in accordance with old
habit, and also because the akida Sefu did not get together the tribal
elders from whom I wanted information so speedily as he had
promised. There is, however, no harm done, as, even if seen only
from the outside, the country and people are interesting enough.
The Makonde plateau is like a large rectangular table rounded off
at the corners. Measured from the Indian Ocean to Newala, it is
about seventy-five miles long, and between the Rovuma and the
Lukuledi it averages fifty miles in breadth, so that its superficial area
is about two-thirds of that of the kingdom of Saxony. The surface,
however, is not level, but uniformly inclined from its south-western
edge to the ocean. From the upper edge, on which Newala lies, the
eye ranges for many miles east and north-east, without encountering
any obstacle, over the Makonde bush. It is a green sea, from which
here and there thick clouds of smoke rise, to show that it, too, is
inhabited by men who carry on their tillage like so many other
primitive peoples, by cutting down and burning the bush, and
manuring with the ashes. Even in the radiant light of a tropical day
such a fire is a grand sight.
Much less effective is the impression produced just now by the
great western plain as seen from the edge of the plateau. As often as
time permits, I stroll along this edge, sometimes in one direction,
sometimes in another, in the hope of finding the air clear enough to
let me enjoy the view; but I have always been disappointed.
Wherever one looks, clouds of smoke rise from the burning bush,
and the air is full of smoke and vapour. It is a pity, for under more
favourable circumstances the panorama of the whole country up to
the distant Majeje hills must be truly magnificent. It is of little use
taking photographs now, and an outline sketch gives a very poor idea
of the scenery. In one of these excursions I went out of my way to
make a personal attempt on the Makonde bush. The present edge of
the plateau is the result of a far-reaching process of destruction
through erosion and denudation. The Makonde strata are
everywhere cut into by ravines, which, though short, are hundreds of
yards in depth. In consequence of the loose stratification of these
beds, not only are the walls of these ravines nearly vertical, but their
upper end is closed by an equally steep escarpment, so that the
western edge of the Makonde plateau is hemmed in by a series of
deep, basin-like valleys. In order to get from one side of such a ravine
to the other, I cut my way through the bush with a dozen of my men.
It was a very open part, with more grass than scrub, but even so the
short stretch of less than two hundred yards was very hard work; at
the end of it the men’s calicoes were in rags and they themselves
bleeding from hundreds of scratches, while even our strong khaki
suits had not escaped scatheless.

NATIVE PATH THROUGH THE MAKONDE BUSH, NEAR


MAHUTA

I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.

MAKONDE LOCK AND KEY AT JUMBE CHAURO


This is the general way of closing a house. The Makonde at Jumbe
Chauro, however, have a much more complicated, solid and original
one. Here, too, the door is as already described, except that there is
only one post on the inside, standing by itself about six inches from
one side of the doorway. Opposite this post is a hole in the wall just
large enough to admit a man’s arm. The door is closed inside by a
large wooden bolt passing through a hole in this post and pressing
with its free end against the door. The other end has three holes into
which fit three pegs running in vertical grooves inside the post. The
door is opened with a wooden key about a foot long, somewhat
curved and sloped off at the butt; the other end has three pegs
corresponding to the holes, in the bolt, so that, when it is thrust
through the hole in the wall and inserted into the rectangular
opening in the post, the pegs can be lifted and the bolt drawn out.[50]

MODE OF INSERTING THE KEY

With no small pride first one householder and then a second


showed me on the spot the action of this greatest invention of the
Makonde Highlands. To both with an admiring exclamation of
“Vizuri sana!” (“Very fine!”). I expressed the wish to take back these
marvels with me to Ulaya, to show the Wazungu what clever fellows
the Makonde are. Scarcely five minutes after my return to camp at
Newala, the two men came up sweating under the weight of two
heavy logs which they laid down at my feet, handing over at the same
time the keys of the fallen fortress. Arguing, logically enough, that if
the key was wanted, the lock would be wanted with it, they had taken
their axes and chopped down the posts—as it never occurred to them
to dig them out of the ground and so bring them intact. Thus I have
two badly damaged specimens, and the owners, instead of praise,
come in for a blowing-up.
The Makua huts in the environs of Newala are especially
miserable; their more than slovenly construction reminds one of the
temporary erections of the Makua at Hatia’s, though the people here
have not been concerned in a war. It must therefore be due to
congenital idleness, or else to the absence of a powerful chief. Even
the baraza at Mlipa’s, a short hour’s walk south-east of Newala,
shares in this general neglect. While public buildings in this country
are usually looked after more or less carefully, this is in evident
danger of being blown over by the first strong easterly gale. The only
attractive object in this whole district is the grave of the late chief
Mlipa. I visited it in the morning, while the sun was still trying with
partial success to break through the rolling mists, and the circular
grove of tall euphorbias, which, with a broken pot, is all that marks
the old king’s resting-place, impressed one with a touch of pathos.
Even my very materially-minded carriers seemed to feel something
of the sort, for instead of their usual ribald songs, they chanted
solemnly, as we marched on through the dense green of the Makonde
bush:—
“We shall arrive with the great master; we stand in a row and have
no fear about getting our food and our money from the Serkali (the
Government). We are not afraid; we are going along with the great
master, the lion; we are going down to the coast and back.”
With regard to the characteristic features of the various tribes here
on the western edge of the plateau, I can arrive at no other
conclusion than the one already come to in the plain, viz., that it is
impossible for anyone but a trained anthropologist to assign any
given individual at once to his proper tribe. In fact, I think that even
an anthropological specialist, after the most careful examination,
might find it a difficult task to decide. The whole congeries of peoples
collected in the region bounded on the west by the great Central
African rift, Tanganyika and Nyasa, and on the east by the Indian
Ocean, are closely related to each other—some of their languages are
only distinguished from one another as dialects of the same speech,
and no doubt all the tribes present the same shape of skull and
structure of skeleton. Thus, surely, there can be no very striking
differences in outward appearance.
Even did such exist, I should have no time
to concern myself with them, for day after day,
I have to see or hear, as the case may be—in
any case to grasp and record—an
extraordinary number of ethnographic
phenomena. I am almost disposed to think it
fortunate that some departments of inquiry, at
least, are barred by external circumstances.
Chief among these is the subject of iron-
working. We are apt to think of Africa as a
country where iron ore is everywhere, so to
speak, to be picked up by the roadside, and
where it would be quite surprising if the
inhabitants had not learnt to smelt the
material ready to their hand. In fact, the
knowledge of this art ranges all over the
continent, from the Kabyles in the north to the
Kafirs in the south. Here between the Rovuma
and the Lukuledi the conditions are not so
favourable. According to the statements of the
Makonde, neither ironstone nor any other
form of iron ore is known to them. They have
not therefore advanced to the art of smelting
the metal, but have hitherto bought all their
THE ANCESTRESS OF
THE MAKONDE
iron implements from neighbouring tribes.
Even in the plain the inhabitants are not much
better off. Only one man now living is said to
understand the art of smelting iron. This old fundi lives close to
Huwe, that isolated, steep-sided block of granite which rises out of
the green solitude between Masasi and Chingulungulu, and whose
jagged and splintered top meets the traveller’s eye everywhere. While
still at Masasi I wished to see this man at work, but was told that,
frightened by the rising, he had retired across the Rovuma, though
he would soon return. All subsequent inquiries as to whether the
fundi had come back met with the genuine African answer, “Bado”
(“Not yet”).
BRAZIER

Some consolation was afforded me by a brassfounder, whom I


came across in the bush near Akundonde’s. This man is the favourite
of women, and therefore no doubt of the gods; he welds the glittering
brass rods purchased at the coast into those massive, heavy rings
which, on the wrists and ankles of the local fair ones, continually give
me fresh food for admiration. Like every decent master-craftsman he
had all his tools with him, consisting of a pair of bellows, three
crucibles and a hammer—nothing more, apparently. He was quite
willing to show his skill, and in a twinkling had fixed his bellows on
the ground. They are simply two goat-skins, taken off whole, the four
legs being closed by knots, while the upper opening, intended to
admit the air, is kept stretched by two pieces of wood. At the lower
end of the skin a smaller opening is left into which a wooden tube is
stuck. The fundi has quickly borrowed a heap of wood-embers from
the nearest hut; he then fixes the free ends of the two tubes into an
earthen pipe, and clamps them to the ground by means of a bent
piece of wood. Now he fills one of his small clay crucibles, the dross
on which shows that they have been long in use, with the yellow
material, places it in the midst of the embers, which, at present are
only faintly glimmering, and begins his work. In quick alternation
the smith’s two hands move up and down with the open ends of the
bellows; as he raises his hand he holds the slit wide open, so as to let
the air enter the skin bag unhindered. In pressing it down he closes
the bag, and the air puffs through the bamboo tube and clay pipe into
the fire, which quickly burns up. The smith, however, does not keep
on with this work, but beckons to another man, who relieves him at
the bellows, while he takes some more tools out of a large skin pouch
carried on his back. I look on in wonder as, with a smooth round
stick about the thickness of a finger, he bores a few vertical holes into
the clean sand of the soil. This should not be difficult, yet the man
seems to be taking great pains over it. Then he fastens down to the
ground, with a couple of wooden clamps, a neat little trough made by
splitting a joint of bamboo in half, so that the ends are closed by the
two knots. At last the yellow metal has attained the right consistency,
and the fundi lifts the crucible from the fire by means of two sticks
split at the end to serve as tongs. A short swift turn to the left—a
tilting of the crucible—and the molten brass, hissing and giving forth
clouds of smoke, flows first into the bamboo mould and then into the
holes in the ground.
The technique of this backwoods craftsman may not be very far
advanced, but it cannot be denied that he knows how to obtain an
adequate result by the simplest means. The ladies of highest rank in
this country—that is to say, those who can afford it, wear two kinds
of these massive brass rings, one cylindrical, the other semicircular
in section. The latter are cast in the most ingenious way in the
bamboo mould, the former in the circular hole in the sand. It is quite
a simple matter for the fundi to fit these bars to the limbs of his fair
customers; with a few light strokes of his hammer he bends the
pliable brass round arm or ankle without further inconvenience to
the wearer.
SHAPING THE POT

SMOOTHING WITH MAIZE-COB

CUTTING THE EDGE


FINISHING THE BOTTOM

LAST SMOOTHING BEFORE


BURNING

FIRING THE BRUSH-PILE


LIGHTING THE FARTHER SIDE OF
THE PILE

TURNING THE RED-HOT VESSEL

NYASA WOMAN MAKING POTS AT MASASI


Pottery is an art which must always and everywhere excite the
interest of the student, just because it is so intimately connected with
the development of human culture, and because its relics are one of
the principal factors in the reconstruction of our own condition in
prehistoric times. I shall always remember with pleasure the two or
three afternoons at Masasi when Salim Matola’s mother, a slightly-
built, graceful, pleasant-looking woman, explained to me with
touching patience, by means of concrete illustrations, the ceramic art
of her people. The only implements for this primitive process were a
lump of clay in her left hand, and in the right a calabash containing
the following valuables: the fragment of a maize-cob stripped of all
its grains, a smooth, oval pebble, about the size of a pigeon’s egg, a
few chips of gourd-shell, a bamboo splinter about the length of one’s
hand, a small shell, and a bunch of some herb resembling spinach.
Nothing more. The woman scraped with the
shell a round, shallow hole in the soft, fine
sand of the soil, and, when an active young
girl had filled the calabash with water for her,
she began to knead the clay. As if by magic it
gradually assumed the shape of a rough but
already well-shaped vessel, which only wanted
a little touching up with the instruments
before mentioned. I looked out with the
MAKUA WOMAN closest attention for any indication of the use
MAKING A POT. of the potter’s wheel, in however rudimentary
SHOWS THE a form, but no—hapana (there is none). The
BEGINNINGS OF THE embryo pot stood firmly in its little
POTTER’S WHEEL
depression, and the woman walked round it in
a stooping posture, whether she was removing
small stones or similar foreign bodies with the maize-cob, smoothing
the inner or outer surface with the splinter of bamboo, or later, after
letting it dry for a day, pricking in the ornamentation with a pointed
bit of gourd-shell, or working out the bottom, or cutting the edge
with a sharp bamboo knife, or giving the last touches to the finished
vessel. This occupation of the women is infinitely toilsome, but it is
without doubt an accurate reproduction of the process in use among
our ancestors of the Neolithic and Bronze ages.
There is no doubt that the invention of pottery, an item in human
progress whose importance cannot be over-estimated, is due to
women. Rough, coarse and unfeeling, the men of the horde range
over the countryside. When the united cunning of the hunters has
succeeded in killing the game; not one of them thinks of carrying
home the spoil. A bright fire, kindled by a vigorous wielding of the
drill, is crackling beside them; the animal has been cleaned and cut
up secundum artem, and, after a slight singeing, will soon disappear
under their sharp teeth; no one all this time giving a single thought
to wife or child.
To what shifts, on the other hand, the primitive wife, and still more
the primitive mother, was put! Not even prehistoric stomachs could
endure an unvarying diet of raw food. Something or other suggested
the beneficial effect of hot water on the majority of approved but
indigestible dishes. Perhaps a neighbour had tried holding the hard
roots or tubers over the fire in a calabash filled with water—or maybe
an ostrich-egg-shell, or a hastily improvised vessel of bark. They
became much softer and more palatable than they had previously
been; but, unfortunately, the vessel could not stand the fire and got
charred on the outside. That can be remedied, thought our
ancestress, and plastered a layer of wet clay round a similar vessel.
This is an improvement; the cooking utensil remains uninjured, but
the heat of the fire has shrunk it, so that it is loose in its shell. The
next step is to detach it, so, with a firm grip and a jerk, shell and
kernel are separated, and pottery is invented. Perhaps, however, the
discovery which led to an intelligent use of the burnt-clay shell, was
made in a slightly different way. Ostrich-eggs and calabashes are not
to be found in every part of the world, but everywhere mankind has
arrived at the art of making baskets out of pliant materials, such as
bark, bast, strips of palm-leaf, supple twigs, etc. Our inventor has no
water-tight vessel provided by nature. “Never mind, let us line the
basket with clay.” This answers the purpose, but alas! the basket gets
burnt over the blazing fire, the woman watches the process of
cooking with increasing uneasiness, fearing a leak, but no leak
appears. The food, done to a turn, is eaten with peculiar relish; and
the cooking-vessel is examined, half in curiosity, half in satisfaction
at the result. The plastic clay is now hard as stone, and at the same
time looks exceedingly well, for the neat plaiting of the burnt basket
is traced all over it in a pretty pattern. Thus, simultaneously with
pottery, its ornamentation was invented.
Primitive woman has another claim to respect. It was the man,
roving abroad, who invented the art of producing fire at will, but the
woman, unable to imitate him in this, has been a Vestal from the
earliest times. Nothing gives so much trouble as the keeping alight of
the smouldering brand, and, above all, when all the men are absent
from the camp. Heavy rain-clouds gather, already the first large
drops are falling, the first gusts of the storm rage over the plain. The
little flame, a greater anxiety to the woman than her own children,
flickers unsteadily in the blast. What is to be done? A sudden thought
occurs to her, and in an instant she has constructed a primitive hut
out of strips of bark, to protect the flame against rain and wind.
This, or something very like it, was the way in which the principle
of the house was discovered; and even the most hardened misogynist
cannot fairly refuse a woman the credit of it. The protection of the
hearth-fire from the weather is the germ from which the human
dwelling was evolved. Men had little, if any share, in this forward
step, and that only at a late stage. Even at the present day, the
plastering of the housewall with clay and the manufacture of pottery
are exclusively the women’s business. These are two very significant
survivals. Our European kitchen-garden, too, is originally a woman’s
invention, and the hoe, the primitive instrument of agriculture, is,
characteristically enough, still used in this department. But the
noblest achievement which we owe to the other sex is unquestionably
the art of cookery. Roasting alone—the oldest process—is one for
which men took the hint (a very obvious one) from nature. It must
have been suggested by the scorched carcase of some animal
overtaken by the destructive forest-fires. But boiling—the process of
improving organic substances by the help of water heated to boiling-
point—is a much later discovery. It is so recent that it has not even
yet penetrated to all parts of the world. The Polynesians understand
how to steam food, that is, to cook it, neatly wrapped in leaves, in a
hole in the earth between hot stones, the air being excluded, and
(sometimes) a few drops of water sprinkled on the stones; but they
do not understand boiling.
To come back from this digression, we find that the slender Nyasa
woman has, after once more carefully examining the finished pot,
put it aside in the shade to dry. On the following day she sends me
word by her son, Salim Matola, who is always on hand, that she is
going to do the burning, and, on coming out of my house, I find her
already hard at work. She has spread on the ground a layer of very
dry sticks, about as thick as one’s thumb, has laid the pot (now of a
yellowish-grey colour) on them, and is piling brushwood round it.
My faithful Pesa mbili, the mnyampara, who has been standing by,
most obligingly, with a lighted stick, now hands it to her. Both of
them, blowing steadily, light the pile on the lee side, and, when the
flame begins to catch, on the weather side also. Soon the whole is in a
blaze, but the dry fuel is quickly consumed and the fire dies down, so
that we see the red-hot vessel rising from the ashes. The woman
turns it continually with a long stick, sometimes one way and
sometimes another, so that it may be evenly heated all over. In
twenty minutes she rolls it out of the ash-heap, takes up the bundle
of spinach, which has been lying for two days in a jar of water, and
sprinkles the red-hot clay with it. The places where the drops fall are
marked by black spots on the uniform reddish-brown surface. With a
sigh of relief, and with visible satisfaction, the woman rises to an
erect position; she is standing just in a line between me and the fire,
from which a cloud of smoke is just rising: I press the ball of my
camera, the shutter clicks—the apotheosis is achieved! Like a
priestess, representative of her inventive sex, the graceful woman
stands: at her feet the hearth-fire she has given us beside her the
invention she has devised for us, in the background the home she has
built for us.
At Newala, also, I have had the manufacture of pottery carried on
in my presence. Technically the process is better than that already
described, for here we find the beginnings of the potter’s wheel,
which does not seem to exist in the plains; at least I have seen
nothing of the sort. The artist, a frightfully stupid Makua woman, did
not make a depression in the ground to receive the pot she was about
to shape, but used instead a large potsherd. Otherwise, she went to
work in much the same way as Salim’s mother, except that she saved
herself the trouble of walking round and round her work by squatting
at her ease and letting the pot and potsherd rotate round her; this is
surely the first step towards a machine. But it does not follow that
the pot was improved by the process. It is true that it was beautifully
rounded and presented a very creditable appearance when finished,
but the numerous large and small vessels which I have seen, and, in
part, collected, in the “less advanced” districts, are no less so. We
moderns imagine that instruments of precision are necessary to
produce excellent results. Go to the prehistoric collections of our
museums and look at the pots, urns and bowls of our ancestors in the
dim ages of the past, and you will at once perceive your error.
MAKING LONGITUDINAL CUT IN
BARK

DRAWING THE BARK OFF THE LOG

REMOVING THE OUTER BARK


BEATING THE BARK

WORKING THE BARK-CLOTH AFTER BEATING, TO MAKE IT


SOFT

MANUFACTURE OF BARK-CLOTH AT NEWALA


To-day, nearly the whole population of German East Africa is
clothed in imported calico. This was not always the case; even now in
some parts of the north dressed skins are still the prevailing wear,
and in the north-western districts—east and north of Lake
Tanganyika—lies a zone where bark-cloth has not yet been
superseded. Probably not many generations have passed since such
bark fabrics and kilts of skins were the only clothing even in the
south. Even to-day, large quantities of this bright-red or drab
material are still to be found; but if we wish to see it, we must look in
the granaries and on the drying stages inside the native huts, where
it serves less ambitious uses as wrappings for those seeds and fruits
which require to be packed with special care. The salt produced at
Masasi, too, is packed for transport to a distance in large sheets of
bark-cloth. Wherever I found it in any degree possible, I studied the
process of making this cloth. The native requisitioned for the
purpose arrived, carrying a log between two and three yards long and
as thick as his thigh, and nothing else except a curiously-shaped
mallet and the usual long, sharp and pointed knife which all men and
boys wear in a belt at their backs without a sheath—horribile dictu!
[51]
Silently he squats down before me, and with two rapid cuts has
drawn a couple of circles round the log some two yards apart, and
slits the bark lengthwise between them with the point of his knife.
With evident care, he then scrapes off the outer rind all round the
log, so that in a quarter of an hour the inner red layer of the bark
shows up brightly-coloured between the two untouched ends. With
some trouble and much caution, he now loosens the bark at one end,
and opens the cylinder. He then stands up, takes hold of the free
edge with both hands, and turning it inside out, slowly but steadily
pulls it off in one piece. Now comes the troublesome work of
scraping all superfluous particles of outer bark from the outside of
the long, narrow piece of material, while the inner side is carefully
scrutinised for defective spots. At last it is ready for beating. Having
signalled to a friend, who immediately places a bowl of water beside
him, the artificer damps his sheet of bark all over, seizes his mallet,
lays one end of the stuff on the smoothest spot of the log, and
hammers away slowly but continuously. “Very simple!” I think to
myself. “Why, I could do that, too!”—but I am forced to change my
opinions a little later on; for the beating is quite an art, if the fabric is
not to be beaten to pieces. To prevent the breaking of the fibres, the
stuff is several times folded across, so as to interpose several
thicknesses between the mallet and the block. At last the required
state is reached, and the fundi seizes the sheet, still folded, by both
ends, and wrings it out, or calls an assistant to take one end while he
holds the other. The cloth produced in this way is not nearly so fine
and uniform in texture as the famous Uganda bark-cloth, but it is
quite soft, and, above all, cheap.
Now, too, I examine the mallet. My craftsman has been using the
simpler but better form of this implement, a conical block of some
hard wood, its base—the striking surface—being scored across and
across with more or less deeply-cut grooves, and the handle stuck
into a hole in the middle. The other and earlier form of mallet is
shaped in the same way, but the head is fastened by an ingenious
network of bark strips into the split bamboo serving as a handle. The
observation so often made, that ancient customs persist longest in
connection with religious ceremonies and in the life of children, here
finds confirmation. As we shall soon see, bark-cloth is still worn
during the unyago,[52] having been prepared with special solemn
ceremonies; and many a mother, if she has no other garment handy,
will still put her little one into a kilt of bark-cloth, which, after all,
looks better, besides being more in keeping with its African
surroundings, than the ridiculous bit of print from Ulaya.
MAKUA WOMEN

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