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CHAPTER 3 .. Applications of
Differentiation 211
3.1 Linear Approximations and Newton’s Method 212
. Linear Approximations . Newton’s Method
3.2 Indeterminate Forms and l’Hôpital’s Rule 223
. Other Indeterminate Forms
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Table of Contents ix
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x Table of Contents
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Table of Contents xi
FRAME
COEFFICENT OF RESTITUTION
RACKETS HELD BY VISE
BALL VELOCITY OF 385 M PA
CHAPTER 13 .. Multiple Integrals 909
BALL HITS FRAME
IN THIS AREA
32
25
44
35
40
35
45
25
32
24
27
27
25
34
26
17
26 22
. Double Integrals over a Rectangle . Double Integrals over General Regions
35
44
.
50 34
55 30
55
55
4152
53
52
52
45
47
45
40
Moments and Center of Mass
52
53
65
66
THROAT
FIRST STRING
Greater Than 3
13.3 Double Integrals in Polar Coordinates 934
Greater Than 4
Credits C-1
Index I-1
Bibliography See www.mhhe.com/Smithminton
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The calculus course is a critical course for science, technology, engineering, and math
majors. This course sets the stage for many majors and is where students see the beauty of
mathematics, encouraging them to take upper-level math courses.
In a calculus market-research study conducted in 2008, calculus faculty pointed out
three critical components to student success in the calculus.
The most critical is mastery of the prerequisite algebra and trigonometry skills. Our
market research study showed that 58 percent of faculty mentioned that students struggled
with calculus because of poor algebra skills and 72 percent said because of poor trigonometry
skills. This is the number one learning challenge preventing students from being successful
in the first calculus course.
The second critical component for student success is a text that presents calculus
concepts, especially the most challenging concepts, in a clear and elegant manner. This
helps students see and appreciate the beauty and power of mathematics.
Lastly, calculus faculty told us that it is critical for a calculus text to include all the
classic calculus problems.
Other calculus textbooks may reflect one or two of these critical components. However,
there is only ONE calculus textbook that includes all three: Smith/Minton, 4e.
Read on to understand how Smith/Minton handles all three issues, helping your students
to see the beauty and power of mathematics.
xiii
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SUPPLEMENTS
ONLINE INSTRUCTOR’S SOLUTIONS MANUAL
An invaluable, timesaving resource, the Instructor’s Solutions Manual contains comprehen-
sive, worked-out solutions to the odd- and even-numbered exercises in the text.
Presentation
r A key goal of the Fourth Edition revision was to offer a clearer presentation of
calculus. With this goal in mind, the authors were able to reduce the amount of
material by nearly 150 pages.
r The level of rigor has been carefully balanced to ensure that concepts are presented
in a rigorously correct manner without allowing technical details to overwhelm
beginning calculus students. For example, the sections on continuity, sum rule, chain
rule, the definite integral and Riemann sums, introductory vectors, and advanced
multivariable calculus (including the Green’s Theorem section) have been revised to
improve the theorems, definitions, and/or proofs.
r The exercise sets were redesigned in an effort to aid instructors by allowing them to
more easily identify and assign problems of a certain type.
r The derivatives of hyperbolic functions are developed in Section 2.9, giving this
important class of functions a full development. Separating these functions from the
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Exercises
r More than 1,000 new classic calculus problems were added, covering topics
from polynomials to multivariable calculus, including optimization, related rates,
integration techniques and applications, parametric and polar equations, vectors,
vector calculus, and differential equations.
r A reorganization of the exercise sets makes the range of available exercises more
transparent. Earlier exercises focus on fundamentals, as developed in examples in the
text. Later exercises explore interesting extensions of the material presented in the
text.
r Multi-step exercises help students make connections among concepts and require
students to become more critical readers. Closely related exercises are different
parts of the same numbered exercise, with follow-up questions to solidify lessons
learned.
r Application exercises have been separated out in all appropriate sections. A new
header identifies the location of applied exercises which are designed to show
students the connection between what they learn in class, other areas of study, and
outside life. This differentiates the applications from exploratory exercises that allow
students to discover connections and extensions for themselves.
ACKNOWLEDGMENTS
A project of this magnitude requires the collaboration of an incredible number of talented
and dedicated individuals. Our editorial staff worked tirelessly to provide us with countless
surveys, focus group reports, and reviews, giving us the best possible read on the current
state of calculus instruction. First and foremost, we want to express our appreciation to
our sponsoring editor John Osgood and our developmental editor Eve Lipton for their
encouragement and support to keep us on track throughout this project. They challenged
us to make this a better book. We also wish to thank our editorial director Stewart Mattson,
and director of development Kris Tibbets for their ongoing strong support.
We are indebted to the McGraw-Hill production team, especially project manager
Peggy Selle and design coordinator Laurie Janssen, for (among other things) producing a
beautifully designed text. The team at MRCC has provided us with numerous suggestions for
clarifying and improving the exercise sets and ensuring the text’s accuracy. Our marketing
manager Kevin Ernzen has been instrumental in helping to convey the story of this book to
a wider audience, and media project manager Sandy Schnee created an innovative suite of
media supplements.
Our work on this project benefited tremendously from the insightful comments we
received from many reviewers, survey respondents and symposium attendees. We wish to
thank the following individuals whose contributions helped to shape this book:
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Donald Hartig, California Polytechnic State Michael Quail, Washtenaw Community College
University–San Luis Obispo Jayakumar Ramanatan, Eastern Michigan
John Heublein, Kansas State University–Salina University
Joseph Kazimir, East Los Angeles College Louis Rossi, University of Delaware
Harihar Khanal, Embry-Riddle Aeronautical Mohammad Saleem, San Jose State University
University–Daytona Beach Angela Sharp, University of Minnesota–Duluth
Todd King, Michigan Technological University Greg Spradlin, Embry-Riddle Aeronautical
Donna Latham, Sierra College University–Daytona Beach
Rick Leborne, Tennessee Technological Kelly Stady, Cuyahoga Community College
University Richard Swanson, Montana State
Hong Liu, Embry-Riddle Aeronautical University–Bozeman
University–Daytona Beach Fereja Tahir, Illinois Central College
Paul Loya, Binghamton University Marie Vitulli, University of Oregon
Laurie Pieracci, Sierra College Patrick Ward, Illinois Central College
Michael Price, University of Oregon Jay Zimmerman, Towson University
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Tan Ban Pin, National University of Singapore Anke Walz, Kutztown University of
Linda Powers, Virginia Polytechnic Institute and Pennsylvania
State University Scott Wilde, Baylor University
Mohammad A. Rammaha, University of James Wilson, Iowa State University
Nebraska–Lincoln Raymond Wong, University of California, Santa
Richard Rebarber, University of Nebraska– Barbara
Lincoln Bernardine R. Wong Cheng Kiat, University of
Kim Rescorla, Eastern Michigan University Malaya
Edgar Reyes, Southeastern Louisiana Teri Woodington, Colorado School of Mines
University Gordon Woodward, University of
Mark Smith, University of Illinois Nebraska–Lincoln
Donald Solomon, University of Haidong Wu, University of Mississippi
Wisconsin–Milwaukee Adil Yaqub, University of California, Santa
Rustem Suncheleev, Universiti Putra Malaysia Barbara
Anthony Thomas, University of Hong-Ming Yin, Washington State University,
Wisconsin–Platteville Pullman
Anthony Vance, Austin Community College Paul Yun, El Camino College
P. Veeramani, Indian Institute of Technology Jennifer Zhao, University of Michigan at
Madras Dearborn
In addition, a number of our colleagues graciously gave their time and energy to help
create or improve portions of the manuscript. We would especially like to thank Richard
Grant, Bill Ergle, Jack Steehler, Ben Huddle, Chris Lee, Dave Taylor, Dan Larsen and Jan
Minton of Roanoke College for sharing their expertise in calculus and related applications;
student assistants Danielle Shiley and Hannah Green for their insight and hard work; Tim
Pennings and Art Benjamin for inspirations both mathematical and personal; Tom Burns
for help with an industrial application; Gregory Minton and James Albrecht for suggesting
several brilliant problems; Dorothee Blum of Millersville University for helping to class-test
an early version of the manuscript; Bruce Ikenaga of Millersville University for generously
sharing his expertise in TeX and Corel Draw and Pam Vercellone-Smith, for lending us her
expertise in many of the biological applications. We also wish to thank Dorothee Blum,
Bob Buchanan, Antonia Cardwell, Roxana Costinescu, Chuck Denlinger, Bruce Ikenaga,
Zhoude Shao, Ron Umble and Zenaida Uy of Millersville University for offering numerous
helpful suggestions for improvement. In addition, we would like to thank all of our students
throughout the years, who have (sometimes unknowingly) field-tested innumerable ideas,
some of which worked and the rest of which will not be found in this book.
Ultimately, this book is for our families. We simply could not have written a book of
this magnitude without their strong support. We thank them for their love and inspiration
throughout our growth as textbook authors. Their understanding, in both the technical
and the personal sense, was essential. They provide us with the reason why we do all of the
things we do. So, it is fitting that we especially thank our wives, Pam Vercellone-Smith and
Jan Minton and our children, Katie and Michael Smith and Kelly and Greg Minton; and
our parents, George and Anne Smith and Paul and Mary Frances Minton.
Robert T. Smith
Lancaster, Pennsylvania
Roland B. Minton
Salem, Virginia
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Applications Index
Biology Economics Engineering
Alligator sex, 96 Advertising costs, 283 Astronauts, 423
Anthills, 406 Airline ticket sales, 41 Building height, 41, 283
Asset valuation, 508 Annual percentage yield, 175 Capacitors, 1098
Bacterial growth, 500–501 Capital expenditure, 871 Circuitry, 278, 1098–1099
Biomechanics, 377 Complementary commodities, 852 City water, 135
Birth rates, 375 Compound interest, 504 Cooling towers, 753
Carbon dating, 509 Consumer habits, 342 Crash testing, 433
Cell age, 440 Consumer surplus, 343, 385 Digital technology, 539
Cricket chirping, 18 Consumption, 385 Dishes, 749
Decay, 499–500 Copy costs, 386 Flashlight design, 668
Electrocardiogram, 26 Cost minimization, 286 Generator output, 1074
Enzyme production, 160 Counterfeit money, 561 Hanging cable, 409
Firefly flashes, 250 Demand, 851 Highway construction costs,
Forest fire, 283 Depreciation, 505–506 275–276, 296
Genetics, 894 Economic Order Quantity, 333, 343 Hydrostatic force on dam, 431
Growth, 499–500 Gross domestic product, 153, 315, 322 Hyperbolic mirrors, 682
Growth after birth, 105 Income stream, 508 Oil tank capacity, 41–42
Hardy-Weinberg law, 894 Income tax, 508 Pipeline construction, 277
Heights and weights, 907 Inventory, 299, 333 Plane supply drop, 421
Human speed, 136 Investment doubling, 509 Pumping water, 425–426
Kangaroo legs, 377 Investment rate of change, 176–177 Radio waves, 31
Nautilus shell, 1 Investment strategies, 514 Reliability testing, 447
Neurons, 373 Investment value, 208, 851 Robot vision, 690
Population growth, 333 Jewelry manufacturing, 406 Robotic soccer, 757
Pupil dilation, 65, 103 Least-cost rule, 904 Rocket launch, 41
Pupil size, 294 Manufacturing, 116 Room acoustics, 684
Reproductive probability, 222 Manufacturing costs, 284 Sag in beam, 859
Tree infestation, 528 Mortgages, 516 Satellite orbit, 786
Zebra stripes, 528 National debt, 153 Screen door closing, 1089
Optimal production, 899 Sheet metal gauge, 859
Parking fees, 77 Soda can design, 273–274
Chemistry Price increase, 157–158, 159 Space shuttle, 614
Autocatalytic reaction, 288 Price-to-earnings ratio, 817 Spiral staircase, 766
Concentration analysis, 180, 296 Productivity, 851 St. Louis Gateway Arch,
Hydrogen ions in solution, 52 Profit maximization, 386, 903–904 53, 197
Methane, 721 Rate of change, 282 Telegraph cable, 373
Pollutant concentration, 851 Retirement fund, 516 Tower height, 38
Temperature, entropy, and Gibbs Revenue, 208, 287 Train coupling, 1098
free energy, 851 Salary increase, 96 Trough digging, 432
Sales quantity, 159 Vehicle efficiency, 144
Shipping, 116 Voltage, 41
Demographics Stock investing, 256 Water line, 277
Birthrate, 385 Stock value, 145 Water tower, 432
Crime patterns, 28 Substitute commodities, 852 Weightlessness, 422
Death rate, 385 Supply and demand, 385 Wind tunnel tests, 985
IQ tests, 497 Tax liability, 86
Population data, 10 Tax tables, 91
Population growth, 145, 183, 291 Total sales, 250
Hobbies
Population increase, 256 Wage increase, 31 Art hanging, 41, 192
Rumor spread, 294 Worker productivity, 258 Photography, 18
xxiv
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Preliminaries CHAPTER
0
In this chapter, we present a collection of familiar topics, primarily those
that we consider essential for the study of calculus. While we do not
intend this chapter to be a comprehensive review of precalculus math-
ematics, we have tried to hit the highlights and provide you with some
standard notation and language that we will use throughout the text.
As it grows, a chambered nautilus creates a spiral shell. Behind this
beautiful geometry is a surprising amount of mathematics. The nautilus
grows in such a way that the overall proportions of its shell remain
constant. That is, if you draw a rectangle to circumscribe the shell, the
ratio of height to width of the rectangle remains nearly constant.
There are several ways to represent this property mathematically. In
polar coordinates (which we present in Chapter 9), we study logarithmic
spirals that have the property that the angle of growth is constant, cor-
responding to the constant proportions of a nautilus shell. Using basic
geometry, you can divide the circumscribing rectangle into a sequence
of squares as in the figure. The relative sizes of the squares form the famous
Fibonacci sequence 1, 1, 2, 3, 5, 8, . . . , where each number in the sequence is the
sum of the preceding two numbers.
The Fibonacci sequence has an amazing list of interesting properties. (Search
on the Internet to see what we mean!) Numbers in the sequence have a surprising
habit of showing up in nature, such as the number of petals on a lily (3), buttercup
(5), marigold (13), black-eyed Susan (21) and pyrethrum (34). Although we have
a very simple description of how to generate the Fibonacci sequence, think about
how you might describe it as a function. A plot of the first several numbers in
the sequence (shown in Figure 0.1 on the following page) should give you the
impression of a graph curving up, perhaps a parabola or an exponential curve.
Two aspects of this problem are impor-
tant themes throughout the calculus. One of
these is the importance of looking for pat-
13 terns to help us better describe the world. A
21 second theme is the interplay between graphs
and functions. By connecting the techniques
2 3
of algebra with the visual images provided
8
5 by graphs, you will significantly improve
your ability to solve real-world problems
mathematically.
A nautilus shell
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35
30
25
20
15
10
0 x
1 2 3 4 5 6 7 8
FIGURE 0.1
The Fibonacci sequence
We picture the real numbers arranged along the number line displayed in Figure 0.2
(the real line). The set of real numbers is denoted by the symbol R.
兹2 兹3 p
5 4 3 2 1 0 1 2 3 4 5
e
FIGURE 0.2
The real line
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For real numbers a and b, where a < b, we define the closed interval [a, b] to be the
set of numbers between a and b, including a and b (the endpoints). That is,
[a, b] = {x ∈ R | a ≤ x ≤ b},
a b
FIGURE 0.3 as illustrated in Figure 0.3, where the solid circles indicate that a and b are included in
A closed interval [a, b].
Similarly, the open interval (a, b) is the set of numbers between a and b, but not
including the endpoints a and b, that is,
FIGURE 0.4
An open interval as illustrated in Figure 0.4, where the open circles indicate that a and b are not included
in (a, b). Similarly, we denote the set {x ∈ R | x > a} by the interval notation (a, ∞) and
{x ∈ R | x < a} by (−∞, a). In both of these cases, it is important to recognize that ∞ and
−∞ are not real numbers and we are using this notation as a convenience.
You should already be very familiar with the following properties of real numbers.
THEOREM 1.1
If a and b are real numbers and a < b, then
(i) For any real number c, a + c < b + c.
(ii) For real numbers c and d, if c < d, then a + c < b + d.
(iii) For any real number c > 0, a · c < b · c.
(iv) For any real number c < 0, a · c > b · c.
REMARK 1.1
We need the properties given in Theorem 1.1 to solve inequalities. Notice that
(i) says that you can add the same quantity to both sides of an inequality. Part (iii)
says that you can multiply both sides of an inequality by a positive number. Finally,
(iv) says that if you multiply both sides of an inequality by a negative number, the
inequality is reversed.
or 2x < 8.
Dividing both sides by 2, we obtain
x < 4.
We often write the solution of an inequality in interval notation. In this case, we get the
interval (−∞, 4).
You can deal with more complicated inequalities in the same way.
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It is most efficient to work with both inequalities simultaneously. First, subtract 1 from
each term, to get
6 − 1 < (1 − 3x) − 1 ≤ 10 − 1
or 5 < −3x ≤ 9.
Now, divide by −3, but be careful. Since −3 < 0, the inequalities are reversed. We have
5 −3x 9
> >
−3 −3 −3
5
or − > x ≥ −3.
3
y
5
We usually write this as −3 ≤ x < − ,
8 3
or in interval notation as [−3, − 53 ).
4
You will often need to solve inequalities involving fractions. We present a typical
x example in the following.
4 2 1 2 4
4
x 2 + x − 6 > 0. (1.1)
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y
Solution In Figure 0.6, we show a graph of the polynomial on the left side of the
20
inequality. Since this polynomial factors, (1.1) is equivalent to
DEFINITION 1.1
x, if x ≥ 0.
0 The absolute value of a real number x is |x| =
x3 −x, if x < 0
3
0
x2
2
0 0 Make certain that you read Definition 1.1 correctly. If x is negative, then −x is positive.
(x 3)(x 2)
3 2 This says that |x| ≥ 0 for all real numbers x. For instance, using the definition,
|−4 | = −(−4) = 4.
|a · b| = |a| · |b|,
although
NOTES |a + b| = |a| + |b|,
For any two real numbers a and b,
|a − b| gives the distance between in general. (To verify this, simply take a = 5 and b = −2 and compute both quantities.)
a and b. (See Figure 0.7.) However, it is always true that
|a + b| ≤ |a| + |b|.
兩a b兩
This is referred to as the triangle inequality.
The interpretation of |a − b| as the distance between a and b (see the note in the margin)
a b
is particularly useful for solving inequalities involving absolute values. Wherever possible,
FIGURE 0.7 we suggest that you use this interpretation to read what the inequality means, rather than
The distance between a and b merely following a procedure to produce a solution.
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Recall that for any real number r > 0, |x| < r is equivalent to the following inequality
not involving absolute values:
−r < x < r.
In example 1.7, we use this to revisit the inequality from example 1.5.
y1 Recall that the distance between two points (x1 , y1 ) and (x2 , y2 ) is a simple consequence
(x1, y1)
兩x2 x1兩 of the Pythagorean Theorem and is given by
x
x1 x2
d{(x1 , y1 ), (x2 , y2 )} = (x2 − x1 )2 + (y2 − y1 )2 .
FIGURE 0.10
Distance We illustrate this in Figure 0.10.
Equations of Lines
x y
The federal government conducts a nationwide census every 10 years to determine the
0 179 population. Population data for several recent decades are shown in the accompanying
10 203 table.
20 227 One difficulty with analyzing these data is that the numbers are so large. This problem
is remedied by transforming the data. We can simplify the year data by defining x to be
30 249
the number of years since 1960, so that 1960 corresponds to x = 0, 1970 corresponds to
Transformed data x = 10 and so on. The population data can be simplified by rounding the numbers to the
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y nearest million. The transformed data are shown in the accompanying table and a scatter
plot of these data points is shown in Figure 0.11.
250
The points in Figure 0.11 may appear to form a straight line. (Use a ruler and see if you
200 agree.) To determine whether the points are, in fact, on the same line (such points are called
colinear), we might consider the population growth in each of the indicated decades. From
150 1960 to 1970, the growth was 24 million. (That is, to move from the first point to the second,
you increase x by 10 and increase y by 24.) Likewise, from 1970 to 1980, the growth was
100
24 million. However, from 1980 to 1990, the growth was only 22 million. Since the rate
50 of growth is not constant, the data points do not fall on a line. This argument involves the
familiar concept of slope.
x
10 20 30
FIGURE 0.11
DEFINITION 1.2
Population data
For x1 = x2 , the slope of the straight line through the points (x1 , y1 ) and (x2 , y2 ) is
the number
y2 − y1
m= . (1.5)
x2 − x1
When x1 = x2 and y1 = y2 , the line through (x1 , y1 ) and (x2 , y2 ) is vertical and the
slope is undefined.
y
We often describe slope as “the change in y divided by the change in x,” written ,
x
Rise
or more simply as . (See Figure 0.12a.)
Run
Referring to Figure 0.12b (where the line has positive slope), notice that for any four
points A, B, D and E on the line, the two right triangles ABC and DEF are similar.
Recall that for similar triangles, the ratios of corresponding sides must be the same. In this
case, this says that
y y
=
x x
y B
(x2, y2)
y2
y
y y2 y1 A
C
Rise E x
and so, the slope is the same no matter which two points on the line are selected. Notice
that a line is horizontal if and only if its slope is zero.
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y2 − y1 10 − 2 8
m1 = = = = 4.
x2 − x1 3−1 2
Similarly, the slope through the line joining (3, 10) and (4, 14) is
y2 − y1 14 − 10
m2 = = = 4.
x2 − x1 4−3
Since the slopes are the same, the points must be colinear.
Recall that if you know the slope and a point through which the line must pass, you
have enough information to graph the line. The easiest way to graph a line is to plot two
y points and then draw the line through them. In this case, you need only to find a second
point.
2
2 y
m= = .
1 3 x
x 3
x The slope of 23 says that if we move three units to the right, we must move two units up
1 2 3 4 5 to stay on the line, as illustrated in Figure 0.13b.
1
In example 1.11, the choice of x = 5 was entirely arbitrary; you can choose any
FIGURE 0.13b x-value you want to find a second point. Further, since x can be any real number, you
Using slope to find a second point can leave x as a variable and write out an equation satisfied by any point (x, y) on the line.
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back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.