Professional Documents
Culture Documents
Health Care
Gunnar Almgren, PhD, MSW
Politics, Policy,
social justice theories are used to critically evaluate current U.S. health care systems and policies,
providing readers with various perspectives of the field. Extensive coverage of our health care
system’s structures, finances, and performance on a variety of population health indicators provides
the necessary background, frameworks, and principles through which the adequacy of alternative
health care system financing strategies can be analyzed.
Highlights include:
• Analyzes the current U.S. health care system and policies from several social justice theories,
providing a critical examination of the field.
• Examines the historical evolvement of the U.S. health care system, its financing and health care
delivery structures, and the prospects for health care reform.
and Services
A Social Justice
• Analyzes disparities in access to health and health care by race, ethnicity, class, age, gender,
and geography.
• Compares the U.S. health care system with that of other democracies, providing a unique
comparative perspective.
THIRD EDITION
• Updated instructor’s resources include for each chapter: chapter synopsis and learning
objectives, ideas worth grasping, key terms and concepts, discussion questions, and
writing assignments.
This book is an ideal text for graduate courses in health care policy or disparities in the U.S. health
care system in schools of social work, public health, nursing,
medicine, and public policy and administration.
ISBN 978-0-8261-6897-9
11 W. 42nd Street
New York, NY 10036-8002 9 780826 168979 Gunnar Almgren
www.springerpub.com
Health Care Politics, Policy,
and Services
Gunnar Almgren, PhD, MSW, is professor of social work and social welfare at the University
of Washington School of Social Work, Seattle Campus. He joined academia after a 15-year
career as a social work practitioner and administrator in not-for-profit and public health
care systems. His teaching and research interests include health care policy, social welfare
policy, poverty and inequality, research methods, safety-net health care systems, and the
determinants of disparities in health and in health care. In addition to Health Care Politics,
Policy, and Services, he is also the author of Health Care as a Right of Citizenship: The Continu-
ing Evolution of Reform, and coauthor of The Safety-Net Health Care System: Health Care at
the Margins.
Health Care Politics, Policy,
and Services
A SOCIAL JUSTICE ANALYSIS
Third Edition
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Preface ix
Acknowledgments xiii
Share Health Care Politics, Policy, and Services: A Social J ustice Analysis,
Third Edition
1. A Primer on Theories of Social Justice and Defining the Problem
of Health Care 1
Defining the Problem of Social Justice 1
Alternative Theories of Social Justice 2
Concluding Comments: Alternative Theoretical Perspectives on
“The Right to Health Care” 26
Notes 34
References 37
2. The Historical Evolvement of the U.S. Health Care System 39
Historical Evolvement of the Basic Components of the Health Care
System: Hospitals, Doctors, Nurses, and Health Insurance 39
The Historical Evolvement of the Federal Government in
Health Care 51
Concluding Comments: Prospects for Achieving Health
Care Reform 77
Notes 77
References 81
3. The Contemporary Organization of Health Care:
Health Care Finance 83
Health Care Expenditures 84
An Overview of Health Care System Finance—Employment-Based
Health Insurance 90
An Overview of Health Care System Finance—Public Financing of
Health Care 107
Concluding Comments: The Large Presence of Public Dollars in the
Financing of Health Care 120
Notes 120
References 122
v
vi Contents
This widely adopted and award-winning book, now in its third edition, has been
written with the conviction that health care policy courses, which serve as the
policy foundation for students of the health professions, must go well beyond
the traditional descriptive analysis of the health care system, or even other anal-
yses of health care policy that are based on particular disciplinary frameworks.
There continues to be a need for a book that critically examines health care pol-
icy and the structure of the U.S. health care system in light of the prevalence of
disparities in health and health care. This entails looking at how different per-
spectives on social justice might lead to very different conclusions about the cen-
tral purposes and boundaries of health care policy.
Central to the purpose of this book is an ethos that health care practitio-
ners, who have committed their careers and much of their lives to the health of
others, are those who must be at the forefront of the national dialogue on just
health care policy. Health care practitioners are closest to the translation of
health care policy aims and structure into realities of patient care and commu-
nity health needs, and therefore their voices must be the strongest in health care
policy. This book provides health care professionals with the essential prepara-
tion toward that end.
In its opening chapter, the book provides readers with a foundation in alter-
native theories of social justice and their contrasting implications for both health
care rights and the principles that should guide national health care policy. In
the chapters that follow, this analytical perspective is applied to the historical
evolvement of the U.S. health care system; its health care financing and delivery
structures, in both acute and long-term care; and alternative approaches to health
care reform. The book also provides a comparative analysis of the U.S. health
care system that contrasts the organization, expenditures, and outcomes of this
system with those of other modern democracies. Another defining feature of the
book is the extensive analysis it provides of disparities in access to and quality
of health care by race, ethnicity, class, age, gender, and geography and its theo-
retically informed examination of the causal origins of disparities in health that
are rooted in the nation’s economic and social structures.
This newly revised edition of Health Care Politics, Policy, and Services makes
its appearance at a pivotal crossroads in the evolvement of national health care
policy and the nation’s health care system. Over the next few years, as Congress
grapples with the public’s demand that the core policy aims and accomplishments
ix
x Preface
of the Affordable Care Act (ACA) be retained while its shortcomings are addressed
in new health care reform legislation, the defining question will not be whether
the ACA per se survives, but rather whether its central premise and justification
endure—that is, whether the benefits of American citizenship encompass an all-
inclusive social right to an adequate standard of affordable health care. Although
this book does not predict either the future of the ACA or the viability of any
alternative approach to the financing of health care that might plausibly replace
it, the chapters that follow provide the background knowledge, frameworks, and
principles through which the adequacy of alternative health care system financ-
ing strategies can be analyzed.
The third edition of this book retains the basic structure of preceding editions,
but chapters have been substantially revised with updated content on the financ-
ing and organization of the health care system, the current status of the nation’s
population health and health care needs, the prevalence of health and health care
disparities, and the latest evidence relating to theories that explain the causal
origins of health and health care disparities. The book also addresses the latest
developments in such health care policy domains as long-term care, end-of-life
care, and health care policy initiatives to reduce disparities in health. Particular
attention is devoted to both the accomplishments and deficits of the ACA, a criti-
cal analysis of the legislative approaches advanced by proponents of its repeal
and replacement, and the politics of health care reform that will ultimately
define the future of health care reform.
Also new to this edition is an updated companion Instructor’s Manual, writ-
ten by the book’s author—an award-winning teacher at his university. Included
for each chapter of the main textbook is a chapter synopsis with specific learning
objectives, a list of core ideas worth grasping, key terms and concepts, discus-
sion questions, and writing assignments based on both chapter content and a
theory of developmental writing. Qualified instructors can request the Instruc-
tor’s Manual by e-mail: textbook@springerpub.com.
CONTENTS
The book begins with a primer on alternative theories of social justice and their
implications for the principles of a just health care policy. This first chapter con-
siders the moral foundations of rights to health care in accordance with five
alternative social justice frameworks: libertarianism, utilitarianism, Marxism,
liberalism, and the capabilities approach. The next four chapters then provide
a descriptive and critical analysis of the history of the U.S. health care system,
health care financing, the contemporary organization of health care, and long-
term care policy. With these foundations in place, the next two chapters provide
an analysis of health care disparities and the theoretical frameworks that inform
our understanding of the determinants of disparities in health and health care.
Preface xi
The final chapter then provides a political and principled analysis of health care
reform, with particular attention to the policy aims and structure of the ACA
and legislation that has been proposed and might plausibly be enacted to replace
it. The book concludes with a health care financing framework that would be in
keeping with both the demands of justice as they pertain to a social right to health
care and the unique social and political context of the U.S. health care system.
INTENDED AUDIENCE
This book is an ideal text for graduate courses in health care policy or disparities
of the U.S. health care system in schools of social work, public health, nursing,
medicine, and public policy and administration. Although the book is written
by a sociologist with a career background in medical social work, it incorporates
theories and substantive findings from an array of social science disciplines,
including medical sociology, social psychology, economics, political science, and
social epidemiology. Nonetheless, students trained in the biological sciences
will find the book to be reader-friendly. Where theories and empirical evidence
from the social sciences are applied to the book’s analysis of particular health care
policy issues, the essential foundational knowledge is concisely summarized.
Although this book is written with careful attention to the facts pertaining
to demographics of the nation’s health and disparities in health care, the chal-
lenges embedded in health care financing and delivery reform, and the social
and political context of health care policy, it is neither neutral nor dispassionate
with respect to the central purposes of health care policy. That is, this book is
written with the conviction that health care policy is first and foremost a com-
plex and multilayered problem of social justice. Whether or not the particular
theory of justice that is favored by the author also resonates with most or even a
small minority of readers, it is hoped that this one central idea is engaging to all.
Gunnar Almgren
Acknowledgments
I would first like to thank my wife and lifelong partner in all things that matter
in life, Linda Viola Almgren, for her steadfast and generous support throughout
this latest book project. For the content review and updating of various critical
parts of this revised third edition of the book, I am deeply indebted to Elaine M.
Albertson, graduate student research assistant from the University of Washing-
ton School of Public Health. Elaine’s work on the revised manuscript required
incredible tenacity and reflects her very high standards of academic and edito-
rial excellence. I also wish to thank my editorial partners at Springer Publishing
Company: Debra Riegert, Executive Acquisitions Editor, Behavioral Sciences,
and Rose Mary Piscitelli, Senior Editor, Production Department, for their contri-
butions to both the quality of this new edition and their shepherding of the man-
uscript through the production process. Finally, I wish to thank Jitendra Kumar,
Sr. Project Manager, and the editorial staff at Westchester Publishing Services
for their very able work in preparing the book’s final proofs.
xiii
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Health Care Politics, Policy, and Services: A
Social Justice Analysis, Third Edition
ONE
The premise of this chapter is that relatively few students in public health, med-
icine, nursing, and social work have more than a superficial acquaintance with
specific theories of social justice. Although this text employs a very specific
(Rawlsian) social justice framework in its analysis of health care policy, the text’s
chosen perspective is contextualized and highlighted by contrasting it with other
dominant theories of social justice. In later chapters, the health care policy impli-
cations of the differing perspectives on social justice are considered.
The term social justice has many uses and interpretations, but in its most basic
and universal sense, social justice is a philosophical construct—in essence, a
political theory or system of thought used to determine what mutual obligations
flow between the individual and society. As such, social justice is distinct from
the concept of individual justice, the latter pertaining only to obligations that
exist among individuals (Rhodes, Battin, & Silvers, 2002). Also inherent in the
concept of social justice, as it is generally construed within democratic societ-
ies, is the idea that civil society is predicated on the basis of a social contract
that spells out the benefits, rights, and obligations of societal membership.1 For
example, at a very basic level, collective security as a benefit of membership in
civil society is reciprocated through individual obligations pertaining to taxa-
tion and availability for military service.
Beyond these points pertaining to general definition, there is no absolute,
generally agreed-upon notion of what defines or constitutes “social justice,”
either as process or as an outcome. Were that the case, the problem of social
justice would be limited to one of social engineering—ways of organizing social
institutions to ensure that the individuals, groups, and organizations that make
up society act in “just” ways in accordance with the rules of “absolute, true, and
universal” social justice. However, unlike a theocracy comprising culturally
homogeneous and like-minded individuals ascribing to a shared moral and polit-
ical philosophy, a pluralist democracy must accommodate diverse points of
view on what mutual obligations exist, what rules for the governance of mutual
1
2 Health Care Politics, Policy, and Services
Western political philosophy that favor the use of thought experiments that
presuppose the existence of a utopian ideal of a perfect system of justice.11
to employ coercion or the use of force to either (a) benefit the person, (b) benefit
others, or (c) prevent third parties from violating the rights of others (Vallen-
tyne & van der Vossen, 2014, p. 1). A fourth core premise, mentioned previ-
ously, concerns the minimalist role of governments, in essence, the position
that governmental functions should be limited to the protection of life, prop-
erty, and the exercise of personal autonomy (Nozick, 1974). Collectively, these
premises imply that the obligations that flow from individuals to society are
limited to those that involve overt or explicit consent, and, in the case of individ-
ual obligations to the government, are limited to those essential for the preser-
vation of collective security and individual liberty, such as taxation for national
defense and law enforcement. Indeed, other than those obligations assumed
under explicit and free consent, the only other obligations owed by individuals
to society at large are those that involve a duty not to violate the essential rights
of others (Vallentyne & van der Vossen, 2014).15
Notably, libertarians do not dismiss the idea that individuals have moral
responsibilities, or that various obligations do not arise from their status as
moral actors. In the libertarian thought, it is entirely compatible for a libertar-
ian to voluntarily hold himself or herself to a stringent moral philosophy that
requires that in every action he or she places the well-being of others before
his or her own narrow self-interest. It is also the case that libertarians place
great emphasis on the notion that the free agency carries with it the full bur-
den of accountability for whatever good or evil might result from one’s actions
(Clarke, 2003).
The dignity that one has in virtue of being a free agent, then, consists in
one’s making a difference, by one’s exercise of active control, in how things go
in the world. It consists of one’s actions (and some of their consequences) being
attributable to the individual self as source and author, and, provided that one
has an ordinary capacity to appreciate and act for moral reasons, in one’s being
responsible for one’s actions (and some of their consequences).16
Although we can clearly read the foregoing account of libertarian free will
as a heavy imperative that individuals should strive to do good in the world and
should pursue existence as atomistic and egocentric beings, the distinct thread
of libertarianism is retained through the exercise of free will in selecting one’s
individual moral philosophy. The central point of libertarianism concerning the
obligations that flow from the individual to the society at large is that obliga-
tions toward others in society are a matter of free choice, other than the non-
consensual obligation or duty to not violate the libertarian rights of others
(Vallentyne & van der Vossen, 2014).
having diverse preferences and beliefs about what constitutes personal security
and the requisites of happiness, then how is it possible to sustain a form of gov-
ernment that serves all individual ideologies and preferences? The answer is
that central governments in fact cannot, and that by some method (be it demo-
cratic or authoritarian), central governments are bound to select and impose
duties, mutual obligations, and limits to freedom that force some individuals to
conform to the social ideologies of others. The objection to the central gov-
ernment being the purveyor of mutual social obligations, as opposed to com-
munities and other voluntary forms of human association, is that individuals
cannot “opt out” and seek other alternatives short of renouncing citizenship and
fleeing—which itself defeats the very purpose of having a central government.
contested among Marxists and non-Marxists alike. As such, Peffer’s Marxist the-
ory of social justice stands as an exemplar of a Marxist social justice framework
rather than the definitive Marxist theory of social justice.
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.