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European Psychiatry 20 (2005) 359–364

http://france.elsevier.com/direct/EURPSY/

Original article

Psychoeducation: improving outcomes in bipolar disorder


Francesc Colom a,*, Dominic Lam b,*
a
Bipolar Disorders Program, IDIBAPS, Barcelona Stanley Medical Research Center, Barcelona, Spain
b
Henry Wellcome Building (PO77), Psychology Department, Institute of Psychiatry, De Crespigny Park, London SE5 8AF, UK
Available online 19 August 2005

Abstract

Background. – A relevant paradigm shift in the treatment of bipolar disorder started a few years ago; crucial findings on the usefulness of
psychological interventions clearly support switching from an exclusively pharmacological therapeutic approach to a combined yet hierar-
chical model in which pharmacotherapy plays a central role, but psychological interventions may help cover the gap that exists between
theoretical efficacy and “real world” effectiveness. Hereby we review the efficacy of several adjunctive psychotherapies in the maintenance
treatment of bipolar patients.
Methods. – A systematic review of the literature on the issue was performed, using MEDLINE and CURRENT CONTENTS databases.
“Bipolar”, “Psychotherapy”, “Psychoeducation”, “Cognitive-behavioral” and “Relapse prevention” were entered as keywords.
Results. – Psychological treatments specifically designed for relapse prevention in bipolar affective disorder are useful tools in conjunction
with mood stabilizers. Most of the psychotherapy studies recently published report positive results on maintenance as an add-on treatment,
and efficacy on the treatment of depressive episodes. Interestingly, several groups from all over the world reported similar positive results and
reached very similar conclusions; almost every intervention tested contains important psychoeducative elements including both compliance
enhancement and early identification of prodromal signs — stressing the importance of life-style regularity — and exploring patients’ health
beliefs and illness-awareness.
Conclusions. – The usefulness of psychotherapy for improving treatment adherence and clinical outcome of bipolar patients is nowadays
unquestionable, and future treatment guidelines should promote its regular use amongst clinicians. As clinicians, it is our major duty, to offer
the best treatment available to our patients and this includes both evidence-based psychoeducation programs and newer pharmacological
agents.
© 2005 Published by Elsevier SAS.

Keywords: Bipolar disorder; Psychoeducation; Cognition; Psychotherapy

1. Introduction: why psychoeducation? maintenance when used as an adjuvant treatment, and effi-
cacy
Bipolar illness is a severe, chronic and recurrent condition in the treatment of depressive episodes. Interestingly, several
that represents a major health problem resulting in economic groups from all over the world reported similar positive results
burden and high mortality rates [2,15,28,40]. The efficacy of and reached very similar conclusions; almost every interven-
some psychological treatments in preventing relapses has lead tion tested contained important psychoeducative elements
to a relevant paradigm shift in the treatment of bipolar disor- including both compliance enhancement and early identifi-
der, switching from an exclusively pharmacological therapeu- cation of prodromal signs — stressing the importance of life-
tic approach, to a combined yet hierarchical model in which style regularity — and exploring patients’ health beliefs and
pharmacotherapy plays a central role, and psychological inter- illness-awareness.
ventions help cover the gap that exists between theoretical Psychoeducation also seems to be a key intervention in
efficacy and “real world” effectiveness. Most of the psycho- the enhancement of treatment adherence and improvement
therapy studies recently published report positive results on of long-term outcome in several medical conditions such as
cardiac illness [27], diabetes [33] and asthma [14]. Psycho-
* Corresponding authors. Tel.: +34 93 227 5401; fax: +34 93 207 5678
education is simply a key element of a good medical practice
(F. Colomb); tel.: +44 20 7848 0885; fax: +44 20 7848 5006 (D. Lam). and covers a fundamental right of our patients: the right to be
E-mail address: fcolom@clinic.ub.es (F. Colom). informed about their illness. But psychiatric disorders—
especially those that may lead to a lack of insight or illness-
0924-9338/$ - see front matter © 2005 Published by Elsevier SAS.
doi:10.1016/j.eurpsy.2005.06.002
360 F. Colom, D. Lam / European Psychiatry 20 (2005) 359–364

awareness—are, due to their intimate nature where behavior patients fulfilling criteria for a comorbid personality disorder
and decision-making are often altered, the field that may ben- [12]. This might be particularly interesting if we consider on
efit more from this intervention. the one hand the poor outcome of comorbid bipolar patients
[4,13,26,42] and on the other hand the complexity of its treat-
ment [5,9]. Thus, psychoeducation may be especially useful
2. Psychoeducation: an evidence-based approach for the more difficult-to-treat bipolar patients.
The Barcelona Bipolar Disorders Program group tried to
Despite the considerable variability of proposed ap-
replicate the Archives’ study, paying attention to the specific
proaches and paradigms to psychological treatments—from
role of psychoeducative elements beyond the simple — but
psychoanalysis and humanist approaches to behavioral
indispensable — enhancement of treatment adherence [11].
therapy—many of the therapeutic proposals have not been
This was a randomized clinical trial using the same 21-session
tested, and therefore, should not be considered for routine
program, but included only 50 bipolar I patients who fulfilled
treatment unless further supportive evidence has been estab-
lished [8]. Fortunately, in the last few years, we have moved criteria for being considered as treatment compliant (elicited
to a phase of consolidation of well-tested approaches, with by compliance-focused interviews with the patients and
most studies indicating a high efficacy of psychoeducation- his/her first-degree relatives or partner, and plasma concen-
based programs in the prevention of relapses [10,35]. The trations of mood stabilizers) [11]. The trial was designed to
pioneering studies in the field, carried out by Peet and Har- clarify whether the influence of psychoeducation goes beyond
vey, reported some changes in patients’ attitudes towards the improvement of treatment adherence, and positive results
lithium [17,34]. Unfortunately, little attention was paid to were seen: the effect size was similar to the Archives’ study,
major outcome measures such as relapses. In Europe, the stud- as were the results. Time to relapse was longer for psycho-
ies of Eduard van Gent showed a significant decrease of non- educated patients and, at the end of the 2 year follow-up, 92%
compliant behavior and hospitalizations amongst psychoedu- of subjects in the control group fulfilled criteria for recur-
cated patients [41]. rence, versus 60% in the psychoeducation group (P < 0.01).
The Barcelona Bipolar Disorders Program has shown the The number of total recurrences and the number of depres-
efficacy of group psychoeducation in preventing all types of sive episodes were significantly lower in psychoeducated
bipolar episodes—manic or hypomanic, mixed and patients.
depressive—and increasing time to relapse at the 2-year There is also good evidence for the efficacy of a
follow-up [11]. Depressed patients may tend to only get nega- psychoeducation-focused family intervention from the stud-
tive aspects of psychoeducational information and may have ies performed by the Colorado group guided by David Mik-
serious cognitive difficulties that may hinder the learning pro- lowitz. Miklowitz et al. carried out a randomized study among
cesses needed in psychoeducation. Manic patients can be dis- 101 bipolar patients who were stabilized on maintenance drug
ruptive and do not absorb the information because of distract- therapy and were randomized to receive either 21 sessions of
ibility and other cognitive disturbances. Hence, family-focused psychoeducational treatment (n = 31) or two
psychoeducation should be always performed during eu- family education sessions and follow-up crisis management
thymia; in this study, patients were required to have main- (n = 70), both treatments delivered over a 9 month period [30].
tained an euthymic state (Young Mania Rating Scale After a 2 year follow-up, patients assigned to the longer psy-
[YMRS] < 6, Hamilton Rating Scale for Depression [HAM- chosocial treatment had fewer relapses, longer times to
D] < 8) for at least 6 months prior to entering the study. The relapse, significantly lower non-adherence rates than patients
study had a reasonably large sample size (n = 120) and a ran- assigned to the shorter intervention and even some improve-
dom allocation of subjects to either a treatment condition (psy- ment in certain mood symptoms. Thus, professionals may
choeducation plus standard pharmacological treatment) or expect to see great treatment benefits from use of this integral
non-intervention (non-structured meetings plus standard phar- approach, especially when combined with other individual
macological treatment) [10]. The psychoeducational group therapies [29].
consisted of 8–12 patients, twenty 90-min sessions under the
direction of two trained psychologists. The content, which 3. Topics to be addressed in a psychoeducational
followed a medical model with a directive style, encouraged program
participation and focused on the illness rather than on psy-
chodynamic issues. At the end of the 2 year follow-up, the Psychoeducation of bipolar patients should include infor-
number of hospitalizations per patient was lower for the psy- mation about the high recurrence rates associated with the
choeducation group, although the number of patients who illness, drugs and their potential side-effects, early detection
required hospitalization did not change significantly. This can of prodromal symptoms and symptoms management, the
be interpreted as psychoeducation having good attributes for importance of avoiding illicit substances and alcohol, the
avoiding the impact of the “revolving door” phenomena in importance of maintaining routines, stress management and
the bipolar population. some concrete information about issues such as pregnancy
Interestingly, a recent sub analysis of the study data shows and bipolar disorder, suicide risk, stigma, social problems
that psychoeducation may even be useful in those complex related to the illness, etc. (Table 1).
F. Colom, D. Lam / European Psychiatry 20 (2005) 359–364 361

Table 1
Sessions of the psychoeducation program [10,11]
Contents of the Barcelona Psychoeducative Program
1. Introduction
2. What is bipolar illness?
3. Causal and triggering factors
4. Symptoms (I): mania and hypomania
5. Symptoms (II): depression and mixed episodes
6. Course and outcome
7. Treatment (I): mood stabilizers
8. Treatment (II): antimanic agents
9. Treatment (III): antidepressants
10. Serum levels: lithium, carbamazepine and valproate
11. Pregnancy and genetic counseling Fig. 1. Concerns about medication, following the BEAM survey [32].
12. Psychopharmacology vs. alternative therapies side effects, and “feeling ashamed”. It is noticeable that all
13. Risks associated with treatment withdrawal these reasons are related to a lack of information, whilst other
14. Alcohol and street drugs: risks in bipolar illness
reasons traditionally considered by psychiatrists, such as side
15. Early detection of manic and hypomanic episodes
effects, were cited by less than 5% of patients. Thus, infor-
16. Early detection of depressive and mixed episodes
17. What to do when a new phase is detected?
mation is never enough to improve treatment compliance [7].
18. Life-style regularity Other specific interventions for compliance, such as the Con-
19. Stress management techniques cordance model by Scott, are also useful for improving com-
20. Problem-solving techniques pliance [38]. Although it cannot be assured that every single
21. Final session factor is indispensable for the success of psychoeducation,
the combination of them all has shown good prophylactic
Psychoeducation is aimed at providing bipolar patients with results.
a theoretical and practical approach towards understanding
and coping with the consequences of illness in the context of 4. Early detection and relapse prevention
a medical model, turning “the” illness into “their” illness,
thereby attempting to make the patient understand the com- Despite the use of mood stabilizers, a significant propor-
plex relationship amongst symptoms, personality, interper- tion of bipolar patients suffer from frequent relapses [25];
sonal environment, medication side-effects, and becoming some continue to be re-hospitalized [3]. Non-adherence to
responsible (but never guilty) when faced with the illness. medication is part of the reasons for the failure of drugs to
protect bipolar patients. However, some patients reported to
This allows them to actively collaborate with the physician in
have adhered consistently to prophylactic medication, still
some aspects of the treatment.
experienced relapses. In view of these findings, the National
De-stigmatization and improvement of illness-awareness
Institute of Mental Health Workshop on the Treatment of
plays a crucial role in the beginning of the bipolar psycho-
Bipolar Disorders concluded that there was an urgent need to
education, as patients may have pre-existing ideas about their
develop new pharmacological and psychological treatments
illness that may be pushing them to denial. Understanding
for bipolar patients [36].
denial and learning the biological causes of the illness con-
Clinically it is observed that mania can fuel itself and
stitute an essential part of the first sessions. Another impor-
depression can spiral down. During an early stage of mania,
tant issue is the distinction between causes (biological) and
patients may not be totally aware that increased sociability,
triggering factors. This issue will be crucial for establishing a reemergence of feelings of sociability and confidence, and
good treatment adherence later on in the course of the illness. decreased need for sleep may be part of prodromal symp-
One of the main targets of psychoeducation concerns the toms of mania. Likewise, during the prodromal stage of
enhancement of treatment adherence, which is usually very depression, patients may not know what the prodromal symp-
poor in bipolar patients, even when euthymic [9]. This may toms of depression are. In either case, even when patients are
be viewed negatively, by some professionals of other fields aware of these prodromal symptoms, they may not have any
of psychiatry. Nevertheless, the truth is that poor compliance skills to cope with them. It is hoped that a combined approach
has often a lot to do with misinformation or ignorance amongst of prophylactic medication plus an early intervention approach
relatives and the public, as shown by the results of the BEAM of helping bipolar patients to recognize and curb prodromal
survey by Paolo Morselli et al. [32]. This survey completed symptoms may prevent full-blown bipolar episodes.
by the GAMIAN advocacy forum questioned the patients’
main concerns about how bipolar disorder affected their lives
5. Inherent problems in defining prodromes in mental
and the issues regarding taking their prescribed drugs (Fig. 1).
health
The most frequently cited reasons for non-compliance of treat-
ment were “feeling dependent”, “feeling that taking medica- In medicine, prodromes are defined as the early signs and
tions is slavery”, “feeling afraid”, concern about long-term symptoms that herald a full episode. However, the presenta-
362 F. Colom, D. Lam / European Psychiatry 20 (2005) 359–364

tion of such first symptoms can be more idiosyncratic and is below are combined treatment of mood stabilizers and psy-
probably the result of a complex mixture of biology, psycho- chological therapy.
logical make-up and past experiences. Prodromal symptoms The two studies described here taught patients to detect
can also be strikingly different, or similar to the full-blown prodromes early and promote good coping. Therapy required
episode but of less intense quality. Furthermore, the concept patients to learn to carry out regular and intensive monitoring
of prodrome can be circular in bipolar disorder: if unusual of early signs. As discussed above, patients who have residual
experiences lead to an episode, these unusual experiences are symptoms might have particular difficulties in detecting
defined as bipolar prodromes but if the same unusual experi- depression prodromes. They require extra training to discrimi-
ences do not lead to an episode, they cannot be defined as nate residual symptoms from prodromal symptoms by learn-
prodromal. With this limitation in mind, the term prodromes ing to monitor not just prodromes, but the trend in which their
is used pragmatically in this paper, as a shorthand for the mood is going. Other patients who prefer to be in a state of
early warnings that patients may be at the early stages of a high arousal and aspire to being slightly high may choose to
bipolar episode. ignore early prodromes [20]. Often close personal knowl-
Several naturalistic studies have found that bipolar patients edge of patients and good therapeutic reports are required in
were able to report prodromes [1,18,23,31,39]. Across these order to be collaborative and discuss the pros and cons of
studies, there is good agreement about the most common pro- being aroused, chaotic behavior and risk of relapses.
dromes of mania. These are: decreased need for sleep;
increased activities/energy and sociability; racing thoughts; 6.1. Identifying early symptoms of relapse
increased self worth; sharper senses; increased optimism; and
irritability. However, there is less agreement about the com- The simple intervention study by Perry et al. enrolled
mon prodromes of depression. A significant proportion of 69 patients who had experienced two or more bipolar epi-
bipolar patients were found to have difficulty in detecting sodes, one of which was in the previous 12 months [35]. Sixty-
depression prodromes, particularly those with significant nine patients were randomized into treatment-as-usual groups
residual depression symptoms. Patients found it difficult to (TAU) of mood stabilizers and outpatient follow-up, or TAU
determine when residual symptoms might become prodro- plus psychological treatment. Psychological treatment con-
mal symptoms. However, across studies the most common sisted of seven to 12 sessions with a psychology assistant.
prodromes for bipolar depression were: loss of interest in Patients identified three symptoms at the warning stage when
activities or people; not able to put worries or anxieties aside; they would start monitoring their mood closely. They were
interrupted sleep; and, feeling sad or wanting to cry. also helped to identify three symptoms when they would con-
Lam, Wong and Sham reported that bipolar patients were tact health professionals for treatment. The overall results over
able to report common prodromes reliably over 18 months the 18 months of the study period showed that, compared
[24]. Furthermore, the study found that patients’ coping abili- with TAU alone, psychological treatment reduced manic epi-
ties with manic prodromes at baseline correlated with their sodes by 30% and increased the time to the first manic recur-
current levels of social functioning at baseline. The study also rence (log rank = 7.04, df = 1, P < 0.01). However, there was
predicted patients’ levels of functioning, manic symptoms and no effect on depressive recurrence despite increased antide-
relapses 18 months later. Since mania prodromes may pre- pressant use in the treatment group. An improvement in social
cede a full bipolar syndrome by weeks [31,39], their early functions, particularly social functions at work, was detected.
detection and intervention are particularly important if mild Lam et al. [22] reported a randomized, controlled study
changes in mood states are not to spiral into more severe and using a cognitive therapy (CT) to help prevent relapses and
prolonged conditions. It becomes logical to explore whether promote social functioning. One hundred and three bipolar I
educating patients to detect and cope better with prodromes patients were randomized into a CT group or a control group.
may prevent relapses. Two recent randomized controlled stud- Patients were required to be suffering from frequent relapses
ies of early detection and intervention of bipolar episodes will despite the prescription of commonly used mood stabilizers.
be reviewed [22,35]. Because of the relapse prevention nature of the study, patients
enrolled were not in a severe episode of mania or depression.
Both the control and the CT group received mood stabilizers
6. Psychological treatments to improve outcome in and regular psychiatric follow-up. In addition, the CT group
bipolar disorder received 12–20 (mean 14) sessions of CT during the first
6 months and two booster sessions in the second 6 months.
Bipolar disorder is a complex illness. The effectiveness of CT programs in this study are more complex than the schemes
any treatment program would probably largely depend on its used in the study by Perry et al. In addition to traditional CT
ability to target selective problems in specific phases of the for unipolar depression, the CT in this study consisted of psy-
illness. Psychotherapy is generally accepted as minimally choeducation using a diathesis-stress model of the illness in
effective during an acute phase of the illness [21,22]. Like order to enhance medication compliance. Furthermore,
other recently published evidence-based psychological treat- patients were taught the cognitive model of how thinking and
ment for bipolar disorder [10,29], both studies discussed behavior can affect mood. Hence, patients were taught that
F. Colom, D. Lam / European Psychiatry 20 (2005) 359–364 363

behavior such as sensation seeking and taking on more tasks adjuvant prophylactic tool has been acknowledged by sev-
can fuel the mania, whilst ruminating with negative thoughts eral prestigious treatment guidelines broadening and updat-
and inactivity can worsen the depression. ing the treatment paradigms of bipolar disorder [6,16]. We
Cognitive behavioral skills were used to help patients to should keep this in mind in our everyday clinical practice
monitor mood and prodromes, and to modify behavior in order with bipolar patients especially because the benefits — in
to prevent the progression from the prodromal phase into a terms of fewer relapses and hospitalizations — are very clear
full-blown episode. Some bipolar patients have very extreme and the costs very low. Undoubtedly, the usefulness of psy-
goal-attainment attitudes [20]. Examples are: “If I try hard choeducation for improving treatment adherence and clinical
enough I should be able to excel in anything I attempt,” and outcome of bipolar patients is nowadays unquestionable, and
“A person should do well in everything he attempts.” As a it provides us with information, a strong tool to manage
result of these attitudes they are often behaviorally engaged despair and fear. Unfortunately, many professionals fail to
in achievement activities at the expense of a good routine of use psychoeducation to theirs and their patient’s advantage.
regular meals, adequate sleep and exercise. As a way of cop- Further research is needed in order to ascertain the role of
ing, they often engage in very driven behavior of over- other psychological interventions in the treatment of acute
working to “make up for lost time.” Hence, therapists use phases — especially bipolar depression — but it is already
traditional CT techniques to target these dysfunctional atti- known that psychological treatments are efficacious in the
tudes in order to promote less driven behavior and a good prevention of suicide [37], which, by itself may justify the
daily routine. Results of the study showed that over the inclusion of some cognitive, supportive and/or interpersonal
12-month period, significantly fewer patients in the CT group therapies during the acute depressive phases. To the best of
had bipolar episodes (Wald X2 = 9.0, P < 0.01) or bipolar our knowledge, no evidence-based information on the use of
admissions (Wald X2 = 6.7, P < 0.03) after controlling for psychological approaches in (hypo)mania is available. Ela-
number of previous episodes. Furthermore, patients in the CT tion may not be a good target for psychotherapy, especially
group also had significantly fewer days in a bipolar episode as drugs work well and rapidly, so no complementary therapy
(t = 3.56, P < 0.01). The CT group also showed less mood is required. Psychoeducation does not work as a mono-
symptoms on the monthly mood questionnaires (P = 0.04). therapy, but it is, to date, one of the few treatments guaran-
The CT group also reported better medication compliance teeing class “A” and “B” effect as an adjuvant mood-stabilizer,
after covarying for baseline medication compliance (Wald according to the nomenclature of Ketter and Calabrese [19].
X2 = 4.3, P < 0.02). We are, therefore, obliged not to withhold this excellent treat-
ment from our patients.

7. Discussion
Acknowledgements
The findings of these two studies support the conclusion
Dr. Colom’s work was supported in part by unrestricted
that psychological treatments specifically designed for relapse
grants from the Stanley Medical Research Institute (Bethesda,
prevention in bipolar affective disorder are useful tools in con-
USA), Fundacio Marato TV3 and Red CIEN IDIBAPS-
junction with mood stabilizers. The intervention program in
ISCIII RTIC C03/06.
the study by Perry et al. [35] was simpler and consisted of
purely identifying early warnings and seeking early medical
help. However, it achieved a significant effect in preventing References
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