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Child Development, July/August 2009, Volume 80, Number 4, Pages 1147–1162

Neurodevelopmental Correlates of Theory of Mind in Preschool Children


Mark A. Sabbagh, Lindsay C. Bowman, Lyndsay E. Evraire, and Jennie M. B. Ito
Queen’s University at Kingston

Baseline electroencephalogram (EEG) data were collected from twenty-nine 4-year-old children who also com-
pleted batteries of representational theory-of-mind (RTM) tasks and executive functioning (EF) tasks. Neural
sources of children’s EEG alpha (6–9 Hz) were estimated and analyzed to determine whether individual dif-
ferences in regional EEG alpha activity predicted children’s RTM performance, while statistically controlling
for children’s age and EF skills. Results showed that individual differences in EEG alpha activity localized to
the dorsal medial prefrontal cortex (dMPFC) and the right temporal–parietal juncture (rTPJ) were positively
associated with children’s RTM performance. These findings suggest that the maturation of dMPFC and rTPJ
is a critical constituent of preschoolers’ explicit theory-of-mind development.

The facility with which we both create and negoti- course, emerging between the ages of 3 and 5 years
ate our social worlds is owed in part to having old (Wellman, Cross, & Watson, 2001).
a theory of mind—the understanding that people’s The timetable of explicit RTM development is
observable actions are motivated by internal men- roughly the same across cultures; although there
tal states (e.g., beliefs, desires) that are related to, are some subtle and important variations, 3-year-
but ultimately distinct from, reality (Perner, 1991; olds typically fail RTM tasks whereas 5-year-olds
Wellman, 1990). A key entailment of a mature show near-ceiling performance (Callaghan et al.,
theory-of-mind understanding is that mental 2005; Liu, Wellman, Tardif, & Sabbagh, 2008; Sab-
states—particularly epistemic mental states such as bagh, Moses, & Shiverick, 2006). One known excep-
beliefs and knowledge—are person-specific repre- tion to this stereotyped developmental timetable
sentations of the world. This understanding is comes from autism, a neurodevelopmental disorder
sometimes called a ‘‘representational’’ theory of in which performance on marker tasks of explicit
mind (RTM) and is typically indexed by a canonical RTM development is particularly impaired (Baron-
battery of tasks, including the ‘‘false belief’’ task in Cohen, 2001; Peterson, Wellman, & Liu, 2005).
which children are asked to predict how they or These findings of cross-cultural synchrony, com-
another would act on the basis of a belief that does bined with the relatively specific impairments seen
not comport with reality (e.g., Perner, 1991). Recent in autism suggest that specific neuromaturational
research using looking-time paradigms has sug- factors may be associated with explicit RTM devel-
gested that an implicit appreciation of RTM may opment. The goal of this study was to gain an ini-
be present in infants as young as 12 months old tial characterization of the neurodevelopmental
(e.g., Onishi & Baillargeon, 2005; Surian, Caldi, & correlates of RTM in preschoolers.
Sperber, 2008). However, an explicit understanding
of RTM seems to undergo a more protracted time
Electroencephalogram Measures of Neurocognitive
Development
We thank the families from the Kingston, Ontario community Electrophysiological measures provide one of the
who graciously volunteered their participation. We also thank most widely used and reliable windows on young
Phil Zelazo, Don Tucker, Nathan Fox, and Rebecca Saxe for help-
ful advice and discussion of the methodology, statistical analy- children’s neurocognitive development. Of particu-
ses, and interpretation of the data. This research was supported lar interest has been developmental changes in the
by a CFI New Opportunities award and NSERC Discovery Grant ‘‘alpha band’’ (6–9 Hz) of children’s electroenceph-
awarded to Sabbagh, and by NSERC undergraduate summer fel-
lowships awarded to Bowman and Evraire. Bowman is now at alogram (EEG). From infancy through the preschool
University of Michigan, and Evraire is now at University of Wes-
tern Ontario.
Correspondence concerning this article should be addressed to
Mark A. Sabbagh, Psychology Department, Queen’s University,  2009, Copyright the Author(s)
Kingston, Ontario, Canada, K7L 3N6. Electronic mail may be Journal Compilation  2009, Society for Research in Child Development, Inc.
sent to sabbagh@queensu.ca. All rights reserved. 0009-3920/2009/8004-0015
1148 Sabbagh, Bowman, Evraire, and Ito

years, alpha gradually becomes the highest ampli- tively associated with their performance on a bat-
tude resting rhythm over all regions of the scalp tery of RTM tasks.
(Marshall, Bar-Haim, & Fox, 2002). Alongside the
changes in alpha amplitude (power), there are also
Neurodevelopmental Bases of RTM Development:
important regional changes in the EEG alpha coher-
Predictions
ence, a measure of the extent to which spectral EEG
is correlated at any two electrode sites (Thatcher, There is now a considerable body of literature
1994; Thatcher, Walker, & Guidice, 1987), In gen- investigating the neural bases of RTM reasoning in
eral, increases in EEG coherence reflect increases in adults. An in-depth review of this literature is
synchronized neural firing either within or across beyond the scope of this report. In brief, this litera-
neural populations (Nunez, 1995). When applied in ture has identified several neural regions that are
the developmental context, increases in resting most consistently associated with the kind of RTM
alpha coherence are generally thought to reflect reasoning that children acquire during the pre-
functional, maturational changes in the organiza- school year (e.g., false-belief reasoning), including
tion of neurocognitive systems (Thatcher, 1992). the dorsal medial prefrontal cortex (dMPFC), the
Recent advances in EEG analysis have made it right and left temporal–parietal juncture (TPJ), and
possible to use the cross-spectral matrix (essentially the precuneus (PC; Gallagher & Frith, 2003; Saxe,
a matrix of all possible pairwise coherence measures 2006). Intriguingly, some recent research suggests
within an EEG recording montage), to estimate the that these same regions (along with some other
intracerebral sources of spectral EEG power. One regions) provide the neural substrates for RTM rea-
such technique is standardized low-resolution elec- soning in school-aged children (Kobayashi, Glover,
tromagnetic tomography (sLORETA) that computes & Temple, 2007). Accordingly, a straightforward
current density throughout the solution space (6,237 developmental hypothesis is that preschoolers’
5 mm3 voxels within gray matter and hippocampus; RTM development is associated with the functional
Pascual-Marqui, 2002). The sLORETA method dis- maturation of these regions.
tinguishes itself from some other source localization There are a couple of reasons, however, to ques-
solutions such as brain electrical source analysis, in tion whether this straightforward hypothesis would
that it does not seek a fixed number of sources of bear out. First, and perhaps most fundamentally, it
scalp activity; instead, it estimates the current den- is not clear whether it is appropriate to assume that
sity at all points in the solution space. The general the functional neural specializations seen in expert
sLORETA technique has been used extensively and adults (or older children) would be the same as
validated in event-related potential (ERP) studies those seen in preschoolers who are only acquiring
(see Pascual-Marqui, Esslen, Kochi, & Lehmann, an explicit RTM reasoning. Karmiloff-Smith (1997)
2002, for a review). More relevant to the present arti- noted that it is not possible to determine solely
cle, recent research with adults has used a version from research with adults whether observed con-
of the sLORETA method to show how group differ- tent-specific functional specializations are present
ences in regional current density estimated from from the outset of development or whether they are
spectral EEG (including alpha) predicts aspects of the outcome of a more protracted developmental
cognitive and affective information processing (Piz- process. A second related concern is that even if
zagalli, Peccoralo, Davidson, & Cohen, 2006; Pizza- RTM reasoning is associated with generally homol-
galli, Sherwood, Henriques, & Davidson, 2005). ogous regions in adults and children, it is possible
Because of the previously described relations that their contributions would not be as domain-
between resting EEG alpha and functional neural specific in children as they appear to be in adults.
development, we reasoned that regional increases These regions may perform more domain-general
in current density estimates can be taken to reflect computations and their specialization for RTM rea-
increased synchronous activity within associated soning might emerge with development.
neural assemblies, which in turn can be attributed While these concerns might apply broadly, they
to ongoing neurodevelopmental processes can currently be most well articulated with respect
(Thatcher, 1992). Thus, in the present study we to the role that dMPFC might play in RTM devel-
sought to investigate the neurodevelopmental cor- opment. A recent review suggests that medial
relates of RTM development by examining the frontal regions, extending into the dMPFC, are
extent to which individual differences in preschool- especially involved in some aspects of executive
ers’ regional sLORETA current density estimations functioning (EF; Ridderinkhof, Ullsperger, Crone, &
(based upon resting EEG alpha activity) were posi- Nieuwenhuis, 2004). In particular, medial frontal
Neurodevelopment and Theory of Mind 1149

regions are recruited when people are required to at the time of the first session. Parents reported that
negotiate situations in which there is either all participants were born within 2 weeks of their
response conflict or decision uncertainty. What original due date, were developing typically, and
makes this particularly interesting from a develop- had no history of neuropsychological disease or
mental perspective is that there is now extensive trauma.
evidence showing that response-conflict EF tasks Our criteria for retaining participants were that
are strongly associated with preschoolers’ RTM they had to complete all of the focal tasks in the
development (Carlson & Moses, 2001; Hala, Hug, & battery, and contribute at least 50 s of artifact-free
Henderson, 2003; Hughes, 1998; Perner, Lang, & EEG data for use in analyses. The EEG criterion is
Kloo, 2002). There are several reasons that comparable with that used in previous child EEG
response-conflict EF skills associated with medial studies (Fox, Rubin, Calkins, & Marshall, 1995). Of
frontal functioning might be intrinsically connected the initial 88 participants, 10 children were excluded
with children’s abilities to reason about RTM (see because they failed to complete the behavioral
Moses, 2001, for a fuller treatment). In short, RTM battery. An additional 49 were excluded because
tasks typically have the methodological task they did not contribute sufficient EEG data. To help
demand of requiring children to inhibit their habit- explain why such a large number of children failed
ual tendency to refer to the true location of an to contribute sufficient EEG, we checked our records
object to reference the falsely believed location. Fur- and found that of our first 30 participants, 27 did
thermore, once children are able to conceptualize not meet the EEG criterion. This high exclusion rate
that epistemic states can mismatch reality, they in the first third of the study was likely attributable
have to inhibit their usually correct strategy of to our inexperience collecting EEG data with 4-year-
assuming that epistemic states match reality. In any old children. After the first 30 participants, we were
case, the fact that response-conflict EF and RTM are more successful on this front and were able to retain
associated in development, and both are associated about half of all participants tested.
with medial prefrontal cortex, raises the possibility Thus, the final sample consisted of 29 children (9
that the contribution of dMPFC to RTM develop- boys and 20 girls). Ages ranged from 48 to
ment is mediated though its contribution to 62 months (M = 54.00, SD = 3.70). The large num-
response-conflict EF. ber of exclusions raised questions about whether
Thus, in this first investigation of the neurode- our final sample might show a selection bias,
velopmental bases of preschoolers’ RTM reasoning, thereby limiting the generality of the findings. To
we included in our research design a battery of address this possibility, we report following analy-
response-conflict EF tasks that are typically associ- ses comparing the included and excluded samples
ated with RTM development in preschoolers. This on the behavioral measures.
allowed us to statistically control for children’s EF
skills and determine whether any potential associa-
Measures and Materials
tion between current density in dMPFC and RTM
development can be accounted for by a common All of the behavioral tasks that we used in this
association with EF in development. study have been used several times in other stud-
ies. Thus, here we provide only a brief description
of each task and how it was scored for purposes of
Method the present analyses.
Participants
RTM Battery
Eighty-eight typically developing 4-year-olds
(range = 48–62 months, M = 53.57, SD = 3.71) were Knowledge access (Wellman & Liu, 2004). Children
recruited to the study. Although no systematic were shown a small wooden box and asked what
demographic data were collected, participants were they thought was inside it. After children took a
from a predominantly European Canadian, middle- guess, or responded that they did not know, they
class, and military background, reflecting the were shown that the box contained a toy elephant.
demographics of the region in southeast Ontario, Children were then asked if the puppet, ‘‘Tiger,’’
Canada from which they were drawn. All children knew what was inside the box given that he had
were tested in two laboratory visits. The two visits never seen inside. Children passed the task if they
occurred within 2 weeks of each other. Participants’ answered that Tiger did not know what was inside
age in months was calculated from their birth date the box (score = 0–1).
1150 Sabbagh, Bowman, Evraire, and Ito

False belief: Contents (Gopnik & Astington, 1988). Chil- egy to help them avoid compliance (such as saying
dren were shown a Smarties box and asked what ‘‘no’’ to the dragon or sitting on their hands), and a
they thought was inside. After children responded score of 4 if they did not move at all in response to
that they thought the box contained Smarties or the dragon’s command and did not use any strat-
chocolates, they were shown that the box contained egy (range = 0–20).
crayons. Children were then asked what ‘‘Mickey Dimensional-change card sort (Zelazo, 2006). Chil-
Mouse’’ (a puppet) would think was inside the dren were instructed to sort cards that varied on
Smarties box given that Mickey had never seen two dimensions: (a) color (red and blue) and (b)
inside the box. Children passed the task if they shape (boats and rabbits). First, children were
answered that Mickey would think the box con- instructed to sort the cards according to shape (i.e.,
tained Smarties (score = 0–1). boats in one basket, rabbits in the other). Then, they
False belief: Location (Wimmer & Perner, 1983). Children were asked to switch and sort the cards according
were shown a scenario in which one puppet, to color (i.e., red in one basket, blue in the other).
‘‘Heidi,’’ hid a plane under her bed, and then Children were given a score based on the number
another puppet, ‘‘Andy,’’ moved the plane from of postswitch sorts that clearly demonstrated they
the bed to the toy box whereas Heidi was not were sorting based on the second dimension (i.e.,
looking. Children were then asked where Heidi color; range = 0–3).
would look for her plane. Children passed the task Less is more (Carlson, Davis, & Leach, 2005). Children
if they answered that Heidi would look for her were shown two trays: one containing a large
plane under the bed where she left it (score = 0–1). amount of candy (i.e., five jelly beans) and one con-
Appearance–reality (Flavell, Green, & Flavell, 1986). Chil- taining a small amount of candy (i.e., two jelly
dren were shown a sponge that was painted to look beans). Children were told that when they pointed
like a rock and asked what they thought it was. to a tray, the candy in that tray would go into
After children responded that they thought it was a ‘‘Naughty Monkey’s’’ cup, and they would get the
rock, they were shown that it was a sponge. Child- candy in the other tray to put in their cup. Children
ren were then asked again what the object looked received a score of 0 if they pointed to the tray with
like. Children passed the task if they correctly the larger amount, a score of 1 if they pointed
answered that it looked like a rock (score = 0–1). directly to the smaller amount. Scores were
summed across 16 consecutive trials (range = 0–16).
EF Battery
EEG Recording
Grass–snow Stroop (Carlson & Moses, 2001). Although
grass is typically associated with the color green, Rocket ship–spiral line video. During EEG record-
and snow is typically associated with the color ing, participants watched a 6-min video that had
white, children were instructed to reverse these two components: (a) a still picture of a rocket ship
associations and point to a green card when the and (b) an animation of a green line that mapped
experimenter said ‘‘snow’’ and to a white card out a spiral (alternating expanding and contracting
when the experimenter said ‘‘grass.’’ The final score spirals with each presentation). The rocket ship and
was the proportion (percentage) of correct spiraling line components were each 30 s in length
responses over 16 trials. Sometimes children made and were each presented six times, in alternation.
multiple responses on a single trial, but only their The video began with an expanding spiraling line
first responses were scored. clip. Because it is difficult for preschoolers to sit
Bear–dragon (Reed, Pien, & Rothbart, 1984). Children still, the alternating video allowed us to instruct
were instructed to follow the commands given by a children that it was okay to move a little during the
bear puppet (e.g., ‘‘touch your nose’’) but to ignore spiraling line segments, but to do their best to stay
any commands from a dragon puppet. All com- still while the picture of the rocket ship was on the
mands required hand actions only. On the ‘‘dragon screen. This method was adopted from previous
trials,’’ children received a score of 0 if they fully research (Fox et al., 1995) and is the most well-
complied to the dragon’s command, a score of 1 if established protocol for collecting baseline or rest-
they performed a partial movement in response to ing EEG alpha with preschoolers.
the dragon’s command, a score of 2 if they per- EEG acquisition and analysis. Electroencephalogram
formed a movement that did not correspond to the was recorded from the scalp with a 128-channel
dragon’s command, a score of 3 if they did not Geodesic Sensor Net (EGI, Eugene, OR). The net
respond to the dragon’s command but used a strat- consisted of 128 carbon-fiber electrodes knitted into
Neurodevelopment and Theory of Mind 1151

an elastic geodesic tension structure that when correlated at all voxels (Cronbach’s a = .88–.99,
applied, distributed electrodes evenly over the M = 0.95), and so the sLORETA activation values
scalp. Each electrode was positioned relative to the were collapsed across the nine frequency bins to
vertex electrode in a geodesic montage that create a final reliable measure of the regional
stretches around the sphere of the head. Before current-source activation values in the 6–9 Hz
application, the net soaked for 5 min in a mild elec- (alpha) band at each voxel for each participant.
trolyte solution to aid conductance.
Electroencephalogram activity at all channels
Procedure
was recorded referenced to the vertex electrode
(Cz), sampled at 500 Hz, and digitally filtered This study was part of a larger investigation of
between 0.01 and 200 Hz (time constant = 1 s). EEG the neurodevelopmental correlates of children’s
was recorded continuously throughout the video, social-cognitive development, and thus, in addition
and any necessary electrode readjustments were to the RTM and EF batteries described above, the
made during sections of the video for which no larger study included a number of additional tasks
data analyses were planned. Impedances were that were not analyzed in this study. Most promi-
maintained below 30 kX throughout recording. nently, there were a number of behavioral measures
The raw EEG recordings were filtered (60-Hz of children’s pretend play including two structured
notch) and edited to include only recordings role playing activities, two versions of the ‘‘Moe’’
that were made while participants quietly viewed task (Lillard, 1993), a self-pretense task (Mitchell &
the still photograph of the rocket ship. These Neal, 2005), and a measure of children’s narrative
data were then further divided into smaller 2-s absorption (Rall & Harris, 2000). We also included
segments, which were in turn submitted to a soft- two tasks that are considered precursors to RTM
ware algorithmic artifact rejection program (Vision understanding, including children’s understanding
Analyzer; Brain Vision GMBH, Gilching, Germany) of diverse desires and diverse beliefs (Wellman &
that combed the data for evidence of artifact (gradi- Liu, 2004). Finally, we included a standard measure
ent threshold = ±50 lV in 100 ms, amplitude of children’s vocabulary development (PPVT–III;
threshold = ±200 lV, global maximum difference Dunn & Dunn, 1997). Given the number of
threshold = ±300 lV). Hand-coding of 25% of the behavioral measures, children were asked to visit
EEG records confirmed that these criteria reliably an on-campus laboratory for two sessions. We fol-
identified artifact due to blink, eye movement, and lowed standard practice for individual differences
participant movement. Segments that contained studies and administered the tasks in a fixed order
artifact were removed from further analyses. Only to all participants (see Carlson & Moses, 2001).
participants who contributed at least 25 good seg-
ments of EEG (i.e., 50 s of data) were considered
Session 1
for analysis. The artifact-free EEG segments were
then transformed to average reference to ensure After obtaining informed consent, we recorded
accurate source-localization. electrophysiological data (EEG) from the scalp using
Cross-spectral matrices were created for the the presoaked sensor net. Participants sat in a stable
single-subject average-referenced data in 0.5-Hz chair while an experimenter applied the net and
frequency intervals from 5.5 to 9.5 Hz, thereby adjusted it to ensure correct placement and good
ensuring we captured activity in the preschoolers’ contact between the electrodes and the scalp. The
alpha band (i.e., 6–9 Hz). The nine resulting cross- final net placement was photographed and later
spectral matrices were then used to compute examined to verify that net placement was correct at
three-dimensional distributions of the standardized the outset of the session. Participants were then
current density using standardized estimates of the given the instructions for watching the video
minimum norm inverse solution as applied by sLO- described above, the lights were dimmed for opti-
RETA (see Pascual-Marqui, 2002, for details). mal video viewing, and EEG recording began. Par-
The sLORETA transformation results in activation ents were allowed to remain in the room with their
values for 6,237 ‘‘voxels’’ (5 mm3) located within child during recording, and both parent and child
cortical gray matter and hippocampus, as defined were asked to be as quiet as possible throughout the
by the Probability Atlas from the Montreal Neuro- procedure. Net placement, adjustment, instructions,
logical Institute. Preliminary analyses showed that and recording took approximately 20–25 min.
participants’ sLORETA current density estimations After EEG recording, the experimenter removed
across the nine frequency bins were highly inter- the net, and participants moved to a different room
1152 Sabbagh, Bowman, Evraire, and Ito

for behavioral testing. For the first session, behavioral that very strong performance on bear–dragon is
tasks were administered in the following order: (a) common for children in this age group (see Carlson,
false belief: contents, (b) diverse desires, (c) diverse 2005), and so we omitted it from the task battery.
beliefs, (d) knowledge access, (e) grass–snow, (f) Thus, our EF battery was composed of the three
role-play activity, (g) narrative task, and (h) Moe remaining tasks: grass–snow, card sort, and less is
task. more. This battery also showed moderate internal
consistency (a = .554), but was not significantly
associated with children’s age, r(28) = .113, p = .559.
Session 2
The results for each of the behavioral tasks from
Only behavioral data were collected in Session 2. the final RTM and EF batteries are presented in
After obtaining informed consent, participants were Table 1, along with statistical comparisons of the
tested with a single experimenter in the same room groups who were included in the final EEG analyses
as Session 1. The tasks were administered in the versus those who were excluded. Apparent from
following order: (a) bear–dragon, (b) false belief: these analyses was that the included and excluded
location, (c) card sort, (d) appearance-reality, (e) groups differed significantly on only one task—that
role play activity, (f) self-pretense, (g) Moe task, (h) is, children in the EEG excluded group performed
less is more, and (i) PPVT. Session 2 took approxi- better on the knowledge access task than did children
mately 45 min. who were included in the final sample. The overall
parity between the included and excluded groups
was most powerfully demonstrated in the compari-
Results son of children’s performance on the battery aggre-
gates, which were nearly identical across groups.
Behavioral Data
These findings provide some confidence that there
For the RTM battery, preliminary analyses was nothing particularly special about the included
showed that performance was in line with previous versus excluded group, and thus strengthen our abil-
research that has used these tasks (see Table 1). ity to generalize from our findings.
Scale reliability analyses showed that the RTM bat- For the final sample, children’s performance
tery had moderate internal consistency (a = .623), on the RTM battery was highly correlated with
which is also comparable with theory-of-mind bat- their performance on the EF battery, r(27) = .575,
teries used in previous research. Children’s perfor- p = .001, and this relation was unaffected by statisti-
mance on the final battery was associated with cally controlling for age, r(26) = .590, p = .001.
children’s age in months, r(27) = .444, p = .016.
For the EF battery, preliminary analyses revealed
sLORETA Analyses
ceiling level performance and low battery correla-
tion for the bear–dragon task. Upon closer inspec- Our main goal in these analyses was to deter-
tion of the preschool EF literature, we discovered mine whether individual differences in regional

Table 1
Children’s Performance on the Theory-of-Mind (ToM) and Executive Functioning (EF) Batteries

Included (n = 29) Excluded (n = 49) Test of difference

ToM tasksa
Knowledge access 72.4% 94.0% v2(1) = 8.27, p = .004
False belief: contents 37.9% 52.0% v2(1) = 1.51, p = .219
False belief: location 72.4% 66.0% v2(1) = 0.36, p = .547
Appearance–reality 69.0% 66.0% v2(1) = 0.07, p = .785
Battery (mean total of 4) 2.55 (1.30) 2.76 (1.11) t(76) = 0.734, p = .465
EF tasksb
Grass–snow 78.22% (27.67) 78.68% (25.53) t(76) = 0.07, p = .944
Card sort 72.41% (42.79) 72.67% (42.16) t(76) = 0.02, p = .984
Less is more 79.96% (27.11) 77.62% (25.71) t(76) = 0.38, p = .705
Battery (mean of 3, with SD) 79.91% (22.09) 75.84% (22.89) t(76) = 0.768, p = .445

a
Figures in this category represent percent passing each task. bFigures in this category represent mean percent trials correct (with
standard deviation) on each task.
Neurodevelopment and Theory of Mind 1153

current-source estimations predicted children’s middle occipital regions, and the correlation
performance on the RTM battery while controlling with RTM was maximal at the cuneus. The third clus-
for children’s age and performance on the EF bat- ter included posterior inferior temporal regions and
tery. Preliminary inspection of the sLORETA data fusiform gyrus, but the correlation with RTM was
showed that activation values were positively maximal at the posterior inferior temporal gyrus.
skewed, and so were submitted to a natural log (ln) To further characterize these effects, we averaged
transformation prior to the focal analyses. All anal- across the significant voxels in each region to create
yses were conducted using purpose-designed one aggregate measure of activity in each region for
scripts that called functions from the general and each subject. Each of these aggregates were strongly
statistics toolboxes of MATLAB (The MathWorks, correlated with RTM reasoning, with age and EF
Natick, MA). performance statistically controlled (see Table 2).
Furthermore, the aggregates showed were largely
intercorrelated—only dMPFC and rTPJ did not
Whole Brain Analyses
show a significant correlation with one another (see
Our analytical approach was to perform voxel- Table 3). Because of the high degree of intercorrela-
wise partial correlations measuring the relationship tion among the aggregates, we conducted a stepwise
between sLORETA activation values and children’s regression to determine the most parsimonious
RTM performance while statistically controlling model of the relation between regional current den-
children’s age and EF performance. To establish a sity and RTM performance. For this analysis, age
significance criterion for the whole brain analyses, and EF were entered in the first block, and the aggre-
we conducted a permutation test in which 2,000 gate current density estimations were added step-
random permutations of the behavioral data were wise in the second block. Age and EF performance
submitted to the partial correlation analyses with each significantly predicted RTM reasoning in the
the sLORETA activation values. Results of this first block, F(2, 26) = 11.825, p < .001, Radj2 = .436.
showed that voxel-wise tests with a relatively leni- The stepwise analysis of current-source density
ent p-value criterion (p < .01), combined with a aggregates showed that adding aggregates from the
cluster-size criterion of 20 contiguous voxels was dMPFC and rTPJ made a significant unique contri-
associated with an acceptable family-wise alpha bution, DR2 = .235, Fchange(2, 24) = 10.315, p = .001.
level (p < .05). The final model (see Table 4) including age, EF per-
Using these criteria, we identified five regions formance and dMPFC and rTPJ aggregates
at which current-source density was positively asso- explained 67.1% of the variance in RTM reasoning,
ciated with performance on the RTM tasks (see F(4, 24) = 15.306, p < .001. The additional regions
Table 2). The strongest associations were located (e.g., cuneus, inferior temporal, and precentral) were
within the dMPFC and the right TPJ (rTPJ) (see excluded from the model in the stepwise analysis
Figure 1). Three additional clusters also met the because they did not explain unique variance in
significance criteria (see Figure 2). One cluster was RTM reasoning, thereby suggesting that the contri-
located in motor and premotor cortex, and the bution of those other regions could be largely
correlation with RTM performance was strongest in accounted for by their associations with either
the precentral gyrus. A second cluster was within dMPFC or rTPJ.

Table 2
Brain Regions in Which sLORETA Current Density Estimates Predicted Theory-of-Mind Performance

Region (MNI coordinates Max. rpartial Agg. rpartial


of max. r) L⁄R Included BAs k df = 25 df = 25

dMPFC (5, 55, 40) L⁄R 8⁄9 44 .585** .580**


rTPJ (55, )55, 30) R 40 35 .552** .537**
Precentral gyrus (50, )15, 45) R 3⁄4⁄6 30 .526** .521**
Cuneus (20, )95, 15) R 17 ⁄ 18 ⁄ 19 33 .525** .529**
Inferior temporal (50, )70, )5) R 19 ⁄ 37 28 .511** .513**

Note. sLORETA = standardized low-resolution electromagnetic tomography; BA = Brodmann area; dMPFC = dorsal medial prefrontal
cortex; rTPJ = right temporal–parietal juncture.
**p < .01.
1154 Sabbagh, Bowman, Evraire, and Ito

(a)

(b)

Figure 1. Thresholded statistical map and scatterplot of partial correlations measuring the relation between RTM reasoning and
sLORETA estimates of current density at (a) dMPFC and (b) rTPJ. Only significant voxels (p < .01) are shown (in white). Voxels in all
figures are shown projected onto a template structural MRI to illustrate their neuroanatomical locations.
Note. RTM = representational theory of mind; sLORETA = standardized low-resolution electromagnetic tomography; dMPFC = dorsal
medial prefrontal cortex; rTPJ = right temporal–parietal juncture; MRI = magnetic resonance imaging.

(a) (b) (c)

Figure 2. Additional regions that contained clusters of voxels showing significant relations between sLORETA estimates of current
density and RTM reasoning. Only significant voxels (p < .01) are shown (in white).
Note. sLORETA = standardized low-resolution electromagnetic tomography; RTM = representational theory of mind.

children’s theory-of-mind reasoning. Thus, we con-


Dorsal Medial Prefrontal Cortex and Right Temporal–
ducted further analyses to determine whether the
Parietal Juncture
regions we identified were essentially homologous
Of the regions identified in the whole-brain anal- with those shown in previous research. We began
yses, the dMPFC and rTPJ have been most consis- by defining regions of interest in the dMPFC and
tently implicated in several adult and school-aged rTPJ as 2-cm-diameter sphere drawn around the
Neurodevelopment and Theory of Mind 1155

Table 3 voxel region in the rTPJ. The reason for the differ-
Partial Correlations Between Cluster Aggregates Identified in Whole- ence in the number of voxels included in each region
Brain Analysis (Controlling for Age and EF) is that the rTPJ has less cortical gray matter than the
Variable Inferior Temp. dMPFC rTPJ Precentral
dMPFC region. We then statistically compared the
clusters we identified with these regions of interest.
Cuneus .905 .418 .757 .596 The results of this analysis are summarized in Fig-
Inferior Temp. .389 .779 .662 ure 3. Descriptively speaking, 22 ⁄ 32 (68.8%) voxels
dMPFC .366 .549 in the dMPFC and 12 ⁄ 21 (57.1%) voxels included in
rTPJ .746 the region of interest overlapped with the activation
Note. EF = executive functioning; dMPFC = dorsal medial
cluster we identified in the whole-brain analysis. In
prefrontal cortex; rTPJ = right temporal–parietal juncture. the dMPFC, our cluster extended to slightly more
Table 4
inferior regions. For the rTPJ, our cluster included
Regression Coefficients for Final Model Predicting RTM Development voxels that were slightly superior and posterior to
From Age, Executive Functioning, and Current-Source Density the region of interest, and did not extend to more
inferior regions. Although we did not achieve com-
Variable Standarized b t value p value plete overlap, permutation tests (2,000 iterations)
showed that this degree of overlap is an extremely
Age .321 2.903 .008
rare result by chance in both the dMPFC and the
Executive functioning .574 4.994 <.001
dMPFC aggregate .317 2.707 .012
rTPJ (both p £ .0005). This suggests that the dMPFC
rTPJ aggregate .292 2.402 .024 and rTPJ regions in which current-source density
was positively correlated with RTM performance
Note. RTM = representational theory of mind; dMPFC = dorsal were likely homologous with those that have been
medial prefrontal cortex; rTPJ = right temporal–parietal juncture.
shown to be active during RTM reasoning in adults.
average reported MNI coordinates for each area
showing peak activation in recent theory-of-mind
studies (dMPFC: 9, 54, 36, rounded to 10, 55, 35 to
Discussion
match our resolution 5 mm3; rTPJ: 56, )54, 19,
rounded to 55, )55, 20). This procedure resulted in a Our main finding was that individual differences in
32-voxel region of interest for dMPFC, and a 21- estimated current density attributed to the dMPFC

(a)

(b)

Figure 3. Overlap between observed results and predicted regions of interest in (a) dMPFC and (b) rTPJ.
Note. dMPFC = dorsal medial prefrontal cortex; rTPJ = right temporal–parietal juncture.
1156 Sabbagh, Bowman, Evraire, and Ito

and rTPJ were positively associated with preschool directly through a common relation with a particu-
children’s performance on a battery of RTM tasks. In lar region of dMPFC. Likewise, these findings clar-
addition to these regions, we found some evidence ify that the role that the dMPFC plays in RTM
that individual differences in postcentral gyrus, cun- reasoning cannot easily be attributed to the role
eus, and posterior inferior temporal regions also that this region may play in response-conflict EF,
positively predicted RTM performance. We will dis- even in preschoolers.
cuss each of these findings in turn and discuss some Our finding that the dMPFC plays a role in
implications and limitations of this study. RTM reasoning that is independent of its possible
association with EF is consistent with a number of
studies suggesting that the neural substrates of
Dorsal Medial Prefrontal Cortex
RTM reasoning are dissociable from those associ-
The region of dMPFC that we found was criti- ated with response-conflict EF, even in closely
cally associated with RTM performance in children matched tasks (Kain & Perner, 2005; Saxe, Schulz,
is similar to the regions that have been associated & Jiang, 2006). Further, they are consistent with
with RTM reasoning in functional magnetic reso- some recent developmental data suggesting that
nance imaging with adults and school-aged chil- the timetable of EF and RTM can be dissociated in
dren. From the outset, we questioned whether any development. For instance, Sabbagh et al. (2006)
possible contributions of dMPFC to RTM develop- recently showed that Chinese preschoolers’ EF
ment could be accounted for by the role that skills were more advanced than those in a sample
dMPFC might play in negotiating response conflict. of North American preschoolers; however, the two
On this question, we showed that current density groups showed no differences in their RTM devel-
attributable to dMPFC was related to RTM perfor- opment (see also Oh & Lewis, 2008). Likewise,
mance, even when controlling for performance on there are a number of reports now suggesting that
an EF battery that was also strongly correlated with RTM skills might vary across groups that are gen-
RTM performance. Furthermore, other research erally equated for their EF abilities (e.g., Liu et al.,
from our laboratory has provided evidence that 2008). These cross-cultural dissociations between
when the partial correlation analyses are conducted the developmental trajectories of EF and RTM may
to assess the relations between current-source den- be attributable to the fact that the two skills may
sity and EF (controlling for age and RTM), the have partly dissociable neural substrates during
results show that current-source density at dMPFC the preschool years.
are not associated with EF performance; instead, EF Yet, more research is required to better under-
is associated with individual differences in current- stand what the dMPFC does for explicit RTM
source density attributed to cingulate (anterior and development. Two different hypotheses about the
posterior) and ventral-medial prefrontal cortex role that dMPFC might play in RTM reasoning
(Sabbagh, Bowman, Evraire, & Ito, 2009). These have emerged from recent reviews of the adult
findings suggest that increased current density neuroimaging literature. Amodio and Frith (2006)
attributable to this region of dMPFC is associated suggest that the region of dMPFC that predicted
with the emergence of explicit RTM reasoning in RTM reasoning in the current study (what they
young children, independent of the contributions call the anterior rostral medial frontal cortex) per-
that these increases might also make to response- forms the computations associated with complex
conflict EF skills. metarepresentational, and possibly emotional rea-
It is important to clarify that we do not wish to soning. This suggestion is based upon the fact
downplay the role of EF in preschoolers’ explicit that dMPFC activations are observed as adults
RTM reasoning abilities. Indeed, our own findings perform false belief tasks, and in tasks in which
showed that EF was associated with RTM reason- participants make probabilistic judgments about
ing, and that this association survived the regres- others’ likely beliefs and intentions (e.g., judg-
sion analysis in which the EF-RTM relation was ments of others’ subjective experience of pain and
assessed while statistically controlling for age, and emotion, economic games). Saxe (2006), in con-
current-source densities in dMPFC and rTPJ. trast, summarizes the available data by suggesting
Clearly, then, EF (and presumably its associated a more limited role for the dMPFC. Specifically,
neural substrate) makes some independent contri- Saxe argues that the dMPFC is important for
bution to RTM performance in the preschool years. representing triadic attentional relations (i.e., rep-
Our finding here helps to clarify the uniqueness of resenting the relations between self, other, and
this contribution by highlighting that it is not an object), but finds no conclusive evidence to
Neurodevelopment and Theory of Mind 1157

suggest that the dMPFC generates or represents these areas has been linked with performance in
the propositional contents of mental states them- social cognitive tasks, if not RTM reasoning more
selves. A clear direction for future research is to specifically. We will address briefly the possible
adapt paradigms like the one we used here to contributions of each region to RTM development
better understand the neural bases of preschool- in turn.
ers’ theory of mind development, based upon
insights gleaned from the burgeoning adult
Precentral Gyrus
literature.
Across several studies, the precentral gyrus has
been implicated in tasks that require distinguishing
Right Temporal–Parietal Juncture
one’s own from another’s visual perspective (Aich-
Our findings showed that individual differences horn, Perner, Kronbichler, Staffen, & Ladurner,
in current density estimations localized to rTPJ 2006; Ruby & Decety, 2001). Although the concep-
predicted preschoolers’ performance on the RTM tual links between perspective taking and theory of
battery. These findings confirm that the region that mind are clear in that both would seem to require
appears to be most consistently and specifically reasoning about other’s psychological states (Flav-
associated with RTM reasoning in adults is also ell, 1999), there is relatively scant empirical evi-
implicated in explicit RTM development. Saxe and dence to suggest that tasks tapping the two
colleagues (Saxe, 2006; Saxe & Powell, 2006) have constructs are related in development. Nonetheless,
presented evidence to suggest that rTPJ performs it does seem likely that the cognitive operations
the highly specific task of reasoning about repre- associated with suppressing one’s own perspective
sentational mental states. Our findings are certainly are critical for performance on RTM tasks in chil-
consistent with the notion that rTPJ plays a critical dren (Birch & Bloom, 2007), and even in adults
role in RTM development; though, our study was under circumstances in which one’s own perspec-
not designed with the aim of licensing fine-grained tive is particularly salient (Keysar, Lin, & Barr,
inferences about this important region. 2003).
More generally, the hypothesis of a domain-spe-
cific role for rTPJ in RTM reasoning has not been
Cuneus
explored in the developmental literature. However,
a recent challenge has emerged from work in visual Several studies of social-cognitive skills related
neuroscience noting that the region of rTPJ that is to theory of mind have noted cuneus activation in
involved in RTM reasoning is isomorphic with at least some of their statistical comparisons (e.g.,
regions that are critical for coordinating shifts of Vogeley et al., 2001). Even more interesting with
visual attention (Mitchell, 2008). When tested in the respect to the present findings is that Kobayashi
same subject, the same regions that are associated et al. (2007) found that activation in the cuneus
with attention shifting (in an ostensibly nonsocial distinguished theory-of-mind from non-theory-of-
context) tasks show considerable overlap with those mind reasoning in children, but not in adults. These
recruited for RTM reasoning. These findings raise preliminary findings, together with ours suggest
the intriguing possibility that the association of that the cuneus may make an especially important
rTPJ with RTM may be attributable, at least in part, contribution to RTM development.
to a domain-general rather than domain-specific With respect to characterizing the contribution of
skill. Were an ontogenetic relation between atten- the cuneus to RTM development, it can be noted
tion shifting and RTM performance to exist, we that the cuneus is most reliably engaged during
suggest that an approach like the one we adopted tasks that require reasoning about self knowledge
here would be fruitful in clarifying the functional (Aichhorn et al., 2006). One possibility, then, is that
relation between rTPJ and RTM reasoning in the the relation we observed between RTM perfor-
preschool years. mance and current density variations in cuneus
may reflect the extent to which RTM performance
in children relies on reflecting upon one’s own
Additional Regions
knowledge states. The cuneus is also recruited in
We found evidence that variations in current tasks that involve mental imagery (Kosslyn et al.,
density attributed to the cuneus, inferior temporal 1999). Thus, a second possibility is that cuneus
lobe or fusiform gyrus, and precentral gyrus were function is important to RTM reasoning because
also associated with RTM development. Each of RTM tasks may require children to reimagine the
1158 Sabbagh, Bowman, Evraire, and Ito

scenario to answer correctly the question. In some maturation of dMPFC and rTPJ, which in turn make
respects, this latter explanation may be preferred up the primary neural substrate for RTM reasoning.
because it potentially accounts for why the cuneus Longitudinal research may prove fruitful in further
is implicated in RTM reasoning in children (but understanding the role that these additional regions
less reliably so in adults), for whom using mental play in the development of the neural systems
imagery might provide some necessary assistance critical for RTM development.
in recalling the foregoing events.
Implications
Inferior Temporal Lobe
From the outset, we took as our main goal estab-
In adults, participation in the now common lishing the neurodevelopmental correlates of RTM
‘‘intentional attribution’’ task reliably elicits activity reasoning in preschoolers. Of particular interest
in the inferior temporal lobe extending into the was whether regions that are known to play a role
fusiform gyrus (Brunet, Sarfati, Hardy-Bayle, & in RTM reasoning in adults would also be impli-
Decety, 2000; Vollm et al., 2006). In children, inten- cated in children. On this question, our evidence
tion attribution is typically a precursor of explicit was clear. Individual differences in current density
RTM reasoning, and is present quite early in devel- estimates attributable to dMPFC and rTPJ were cor-
opment (Woodward, 2003). These precursors are related with RTM skills in preschoolers. Thus, the
ontogenetically associated with later RTM develop- link between these brain areas and RTM develop-
ment. For instance, Wellman and colleagues (Well- ment is present in children just as these skills are
man, Lopez-Duran, LaBounty, & Hamilton, 2007; explicitly emerging. Further, insofar as variations in
Wellman, Phillips, Dunphy-Lelil, & LaLonde, 2004) current density estimates reflect the ongoing func-
have shown that performance in a looking time tional maturation of these associated neural
study designed to measure 12-month olds’ under- regions, our findings provide some evidence that
standing of the link between emotion and intention the functional maturation of dMPFC and rTPJ is
was associated with those same children’s theory- associated with RTM development.
of-mind development during the preschool years. This finding lays the foundation for the explora-
Although the mechanism underlying this develop- tion of two interrelated questions in future
mental relation is currently unclear, the fact that a research. The first concerns whether these func-
developmental relation exists raises the possibility tional specializations are a cause or a consequence
that the development of inferior temporal regions of RTM development. Some researchers have artic-
associated with intention attribution may play some ulated the hypothesis that humans have evolved a
crucial role in the development of the regions that specific neurocognitive system that is dedicated to
are more specifically related to later RTM advances performing the computations that are associated
(i.e., rTPJ, dMPFC). with constructing and reasoning about representa-
tions of others’ mental states (Leslie, Friedman, &
German, 2004). Although far from providing con-
Summary
clusive evidence for this hypothesis, the current
In general, these additional regions have been findings are consistent with the possibility that the
associated with cognitive abilities that might be dMPFC and rTPJ are constituents of that specially
either considered necessary for solving RTM tasks evolved system, and that functional maturation of
(i.e., mental imagery and suppressing first- this system must reach a threshold level to enable
person perspective), or conceptual precursors to explicit RTM reasoning. An alternative hypothesis
RTM reasoning (i.e., intentional understanding). is that the increased coherence in dMPFC and rTPJ
One possibility, then is that the computations associ- reflect the outcome of a developmental process.
ated with these regions may play a particularly Across domains, the neural systems associated with
important role in RTM development per se. Preli- particular computations become reorganized and
minary support for this hypothesis comes from our more circumscribed with expertise (Casey, Giedd,
regression analyses in which we found that the con- & Thomas, 2000). Thus, the relations we observed
tributions of these additional regions were mediated may be attributable to children’s RTM performance
by their relations with either rTPJ or dMPFC. and neural coherence each reflecting increasing
Although there are many possible explanations for expertise with explicit RTM reasoning. Although
this mediation effect, one is that the development of we expect that it will be challenging, longitudinal
these regions somehow contributes to the functional research that takes an approach similar to that
Neurodevelopment and Theory of Mind 1159

presented here may provide crucial insight into the adults. There is some research to suggest that adult
causal relations among regional neural develop- skulls are somewhat thicker than children’s skulls,
ments and RTM reasoning. though the age-related trends are modest and not
It is important to note that the functional matura- as pronounced as individual differences within age
tion of any particular neural region is likely to be groups (Simms & Neely, 1989). It is unclear as to
affected by both endogenous and experiential fac- how these minor differences in the conductance
tors. There are reasons to think that both might parameters might have affected our intracerebral
play a particularly important role in establishing current density estimates. Thus, some caution is
the functional maturation of dMPFC and rTPJ. warranted in interpreting the present findings.
With respect to endogenous factors, the develop- Second, there are two factors that may have
ment of the frontal lobes has been associated with reduced the statistical power of our tests. One fac-
maturational changes in dopaminergic functioning tor stems from the fact that we developed the trans-
(Diamond, 2002). Insofar as there is some endo- formation parameters for the sLORETA based upon
genous mechanism underlying the developmental average electrode locations because we did not
trajectory of dopaminergic expression, it seems have efficient technology for gathering electrode
possible that this mechanism would in turn set coordinates from participants individually. Relying
constraints on the functional maturation of the on average sensor locations, though common in
neural systems associated with RTM reasoning. The much EEG–ERP research, may have added noise to
presence of these kinds of endogenous neurodevel- the group localization analyses and prevented us
opmental constraints on RTM-related cortical devel- from detecting the involvement of additional areas.
opment might help explain why, as mentioned at Another factor that may have reduced the statistical
the outset of the article, the developmental trajectory power of our tests detecting the involvement of
of RTM looks so similar across cultures, and is additional neural regions was the relatively limited
specifically impaired in the case of autism. range scores possible on our RTM measure.
With respect to experiential factors, there is now Although neither of these factors call into question
substantial evidence to suggest that several experi- any of the findings we report, both leave open the
ential variables, including parent–child conversa- possibility that other regions might have been
tions about mental states (Ruffman, Slade, & detected, including regions that have been shown
Crowe, 2002), family size (Lewis, Freeman, Kyriaki- in the prior literature—such as the left temporal–
dou, Maridaki-Kassotaki, & Berridge, 1996), and parietal juncture and the precuneus or posterior
socioeconomic status (Pears & Moses, 2003) affect cingulate—with more sensitive dependent mea-
the timetable of RTM development. More dramati- sures.
cally, the development of RTM is greatly protracted Finally, it was unfortunate that our inexperience
in children with highly atypical experiences owing with pediatric EEG collection led to our excluding
to being born either blind (Peterson, Peterson, & so many participants at the outset of our study.
Webb, 2000) or born deaf into non-native signing Although statistical analyses of the behavioral mea-
families (Woolfe, Want, & Siegal, 2002). An impor- sures showed that there was no reason to believe
tant question, then, concerns whether and how that the participants we excluded were substan-
these experiential factors might affect the matura- tially different from the participants retained in the
tion of the neural systems we identified as associ- final sample, our high exclusion rate does raise
ated with RTM development. Understanding these some concern about the generality of these find-
fundamentally developmental processes will pro- ings. Future work that replicates and extends these
vide deep insights into how endogenous neuromat- findings will be valuable in assuaging these
urational constraints might interact with experience concerns.
to render the time course and trajectory of RTM
development in the preschool years.
Summary
We used regional current density estimates of
Limitations
preschoolers’ resting EEG alpha to show that indi-
There are several limitations of this study. First, vidual differences in the functional maturation of
the sLORETA estimates are based upon volume the dMPFC and rTPJ are associated with preschool-
conductance parameters (how electrical activity is ers’ performance on a battery of RTM tasks. Statisti-
conducted through the scalp, skull, and cerebrospi- cal analyses showed that these relations could not
nal fluid) that were developed from research on be accounted for by their relations with children’s
1160 Sabbagh, Bowman, Evraire, and Ito

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RTM performance; however, statistical analyses Flavell, J. H. (1999). Cognitive development: Children’s
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ogy, 50, 21–45.
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