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Author(s): Mauro W. Barbosa de Almeida, Bernard Arcand, Paul Jorion, Claude Assaba, Michael G
. Kenny, Sheldon Klein, David B. Kronenfeld, Jesse W. Nash, Jacob Palis, Jr. and Stephen David
Siemens
Source: Current Anthropology, Vol. 31, No. 4 (Aug. - Oct., 1990), pp. 367-385
Published by: University of Chicago Press on behalf of Wenner-Gren Foundation for
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CURRENT ANTHROPOLOGY Volume 3I, Number 4, August-October I990
? I990 byThe Wenner-Gren forAnthropological
Foundation Research.All rightsreserved
ooII-3204/90/3I04-0002$2.50
Tiger!Tiger!burningbright
Symmetryand
In the forestsof the night,
What immortalhand or eye
Could framethyfearfulsymmetry?
Entropy WILLIAM BLAKE
367
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368 1 CURRENT ANTHROPOLOGY Volume 31, Number 4, August-October I990
ofhuman behaviorthe accuracyand powerofthe physi- extended to the human sciences by the then nascent
cal sciences.5Levi-Strauss'snotion of models draws on models of economic behavior(game theory),communi-
anotherseminal workof the I940S, the theoryofgames cation (informationtheory),and controlprocesses (cy-
developed by the mathematician Johnvon Neumann bernetics).In retrospectone sees thatvon Neumann and
and applied,in collaborationwith the economistOskar Morgenstern,Shannon, Wiener,and Levi-Strausswere
Morgenstern,to economic behavior (von Neumann all simultaneouslyfoundingconvergenttheoriesof so-
and Morgenstern I944; Levi-Strauss i958a:328-29). It cial communication taking the form,respectively,of
should be rememberedthat game theorydepends on a models of games, dialogue, commands,and exchange.
basic distinction between two-person and n-person One new featurethat these models had in common
games analogous to thatdrawnby Levi-Straussbetween was the idea that scientificactivity consisted in the
restrictedand generalizedexchange.Again, the distinc- searchforinvariantsthatwould be revealedat the level
tion between zero-sum and non-zero-sumgames in- ofmodels ratherthanthroughthe studyoftheproperties
formsLevi-Strauss'scontrastbetweenritualand history of objects. This conviction derived ultimatelyfroma
and betweenelementaryand complex structuresof kin- revolutionin mathematicsthathad its originin the end
ship.6 of the igth century.The new mathematics,beginning
Otherinfluencescan only be conjectured.The notion withthe non-Euclideangeometries,had freeditselffrom
of the transformation group,which featuresin Wiener's the obligationto representobjectsrealistically,recogniz-
book and in Thompson's,7was applied to phenomenaof ing that it was engagedratherin acts of construction.
artand lifeby Weyl (,952).8 Finally,it was in the I940S Group theory(which expressesmathematicallythe no-
that a groupof mathematiciansin Paris,writingunder tion ofinvariancein a familyofmodels) is the basic tool
the collectivenom de plume ofNicolas Bourbaki,began ofthisperspective.Createdin the secondhalfofthe igth
to publisha reconstructionofthe whole ofmathematics century,it was applied at the beginningof the 2oth to
with an explicitlystructuralorientation.Andre Weil, geometry,to relativitytheory,to quantum mechanics,
one ofthe avatarsofNicolas Bourbaki,was the authorof to biology,and to art. It is Levi-Strauss'smeritto have
the mathematical appendix to the ElementaryStruc- introducedits essence into the field of the human sci-
turesof Kinship (Levi-StraussI97ia[i949]:567-68), the ences.
firstcontributionto a small mathematicalliterature. Von Neumann, Wiener,and Shannonhad earlierbeen
A commonthemeofthese pioneeringscientificworks engagedwith mathematicallogic,which in the twenties
of the I 940S was thatmodelswould proveto be the and thirtieswas increasinglycharacterizedby the use of
means par excellence forthe productionof knowledge. algorithms.In the fortiesthis mathematicswas applied
This is, of course, an old idea, one that motivatedthe to new fields,such as thatofintelligentmachines.These
geometryof the ancient Greeks,and the second preface wereinitiallynot real pieces ofhardwarebutratherideal
to Kant's CritiqueofPure Reason attributedthe success models of processes of sign production,an example be-
of the naturalsciences since Galileo to the use of mod- ing the Turing machines, which representedformally
els. But it was only in the fortiesthat this promisewas the genericstructureof calculation. In principlesuch a
machine could calculate virtuallyanythingcalculable
5. Wiener(ig5o:prefaceand chap. 8) was entirelyscepticalabout (van Heijenoort i967), holdingout the promisethatnot
suchhopes,and Levi-Strauss (i958a:63-65) was in fullagreement onlybehaviorbut thoughtitselfcould be modeled.9Ma-
withhim.In contrastto theimportance theyacquirein Bateson's chine analogieswere becomingmoreacceptable,ceasing
(I979:esp.chap.4) work,theideasoffeedback, control, andequilib-
to be synonymsformere mechanism.Today theyhave
riumplayno partin his book.
6. There is more than one parallelin structurebetweenLevi- lost theirstrangeness.We are familiarwiththe idea that
Strauss'sand von Neumannand Morgenstern's work.Each has a the Unconscious is a machine that producesmeanings
firstpart (respectively, restrictedexchangeand the two-person (Lacan i966), that detective novels are machines for
game)anda secondpart(respectively, generalized exchangeandthe reading(Narcejac I975), thatgrammarsare machinesfor
n-persongame).The Elementary Structures (1949) was viewedby
Levi-Straussas a firststageoftheory, to be followedby"Complex producingsentences(ChomskyI957), and even that
Structures."He founda completesolutionforelementary struc- there are machines forwishing (Deleuze and Guattari
tures,but thereis no such solutionforcomplexones. Similarly, I977) and forcancellingtime (Levi-StraussI964).
von Neumannfullyelucidatedhis two-persongames (gamesof Associatingstructuresand machines has a tragicim-
redistributionor exchange),but n-persongameshave no general
solution.As fortheanalogybetweenritual(elementary structures plicationthatis the themeofthis article.Symmetry and
= stationary history)and zero-sumgames,on the one hand,and entropy(whichmay serveanthropology as metaphorsfor
games(complexstructures = cumulativehistory), on theother,it distance and forloss) are the termsof an irreconcilable
shouldbe remembered thatin economictermszero-sumgamesare contradiction.A distanced and disillusioned perspec-
phenomenaof distribution, whereasnon-zero-sum games imply tive, which recognizes, paradoxically, both the in-
production or loss (Levi-StraussI958a:3.28-29; I962b).
7. The distinctionbetween"continuous"and "discrete"groupsis variance of formand the certaintythat it must decay,
the principaldifference betweenThompson'sand Levi-Strauss's cannot transcendthis contradiction.
models (cf. Benoist 1977:332; Levi-Strauss 197ib:6o5).
8. Weylshowsthesurprising andprofound unityin termsofgroup 9. Turingmachinesprovidea linkbetween"production" theories
theoryofphenomenastudiedbymathematics andphysics(relativ- and Chomskyanlinguistics,while Markovprocessesprovideone
itytheory,quantummechanics,equationtheory)and phenomena between "exchange" theoriesand Saussureanlinguistics.Von
ofbiologyand ofart.(Did Levi-Strauss
knowofthisbook?)On the Neumannbelongsto bothparadigms, sincehe contributed
to the
oftheworkofM. C. Escherwiththethemesofstructural
affinity theoryofproduction (Marx/von Neumann/Sraffa
economics,natu-
analysis(grouptheoryand topology),see Coxeter(1972). ral numbers)as well as to a communication
theory(gametheory).
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ALMEIDA Symmetryand Entropy1369
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370 1 CURRENT ANTHROPOLOGY Volume 31, Number 4, August-October I990
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ALMEIDA Symmetryand EntropyI 37I
fromwhich the formerobtain wives) and that of the Now let us suppose thatafteran intervalwe observea
filiationarrow(leading,say,froma groupofbrothersand largeror perhapsa smallertable. We are stillable to see a
sistersto a groupof sons and daughtersofthe former)is table, but now we are dealing with a new fieldof sym-
repeatedagain and again, the marriagearrowwill even- metriesin which we recognizethe figureofa square but
tually come full circle,and the filiationarrowmay also at different scales, as it were. We can go beyondthis and
do so. In particular,foreveryoperationthat leads from see tables thatare rectangularbut have lost the property
Ego to a groupofwifereceivers,thereis an inverseopera- ofhavingequal sides. Even now we can recognizea fun-
tion that leads to a groupof wife givers.The notion of damental similaritywithin this family of forms,ex-
reciprocityis generalized by Levi-Straussas the exis- pressedas invariantfeaturesin a widergroupoftransfor-
tence ofan inverseto the marriageoperation.Moreover, mations.
manyspecificationsare expressedas rules involvingthe This is not all, forwe may dispensewiththerigidityof
operatorsof marriageand filiation(e.g., the prohibition straightlines and admit surrealistversionsofthe square
of marriagebetween cross-cousinsis equivalent to the in which it is graduallytransformed into a softversion
assertionthatmarriagefollowedby filiationis different and finallyinto somethinglike Dali's watch. In thislast
fromfiliationfollowedby marriage).We have a space of groupof transformations the propertyof constitutinga
possible operations in which each culture inscribes closed curve remains invariant.(This may be read as a
some special equations, retaining some features in- briefsketchofthe historyofartup to surrealism-since
variant.One of these invariantsis the above-mentioned Cubism, by dissipatingspaces, destroyedtopologicalin-
existenceofan inverseforthe marriageoperation.Along variance, the last vestige of the preservationof form.)
with others (such as that every combination of the The project,in short,is to study the propertiesof an
operatorsmarriageand filiationproducesa recognizable object by looking at a groupof transformations.
operatorand that the number of distinctresultingop- There is, however,anotherway of consideringthese
eratorsis finite)thisis a descriptionofthe mathematical same transformations. In imaginingmoving the table,
structureof a finitegroup.Group structure(a domain of we have assumed that we, the observers,are ourselves
operationsthat is closed when combinedand in which immobile.But how do we know thatit is notwe who are
thereis an inverseforeveryoperation)capturesthe es- turning?When the square is enlargedor reduced,it may
sence of the ElementaryStructuresof Kinship. be that we are moving closer or fartheraway, and the
There are two ways of conceivingthe,structuralpro- same applies to the othertransformation groups.Clearly
gram.One is to imaginehow descriptionsmightchange the observersthemselves must be consideredas con-
with changes in systems of coordinates and then to stitutinga groupof possible transformations character-
specifypropertiesof the descriptionsthat remain in- ized by certaininvariants.We can thinkeitherofa fixed
variantdespite these changes. The otheris to observe observer and a family of changing objects (retaining
how objects are transformed within a single systemof some invariantfeatures)or ofa familyofobservers(who
coordinateswhile retaininga familyresemblance.In the retainthe abilityto communicatewith each other)and
case of mythsone would wish to characterizethe in- certain constant objects seen fromdifferent points of
variantfeaturesof a set of mythsthatundergotransfor- view.
mations but remain mutuallyintelligibleand "in com- This line of thoughtwas formulatedwith respectto
municationwith each other."In the case ofkinship,the geometryby a mathematicianwhose name oftenappears
reciprocityprinciple would be an example of an in- in the writings of Levi-Strauss: Felix Klein (I92I
variantfeaturethatis preservedwithina whole familyof [i872]).16Subsequently discussedbyWeyl(I946 [I9391),
elementarystructures. it has become a commonplace in several areas of con-
A transformation thatleaves certainfeaturesinvariant temporaryscience. As the biologistMonod (I972:chap.
is here called a symmetry.Given the figureof a square, 6) has said,'7
forexample,such a transformation would be rotatingit
There was a "Platonic" ambitionin the systematic
go'. What does it mean, however,to say thatthe square searchforanatomical invariantsto which the great
remainsinvariantwith this transformation? Is it trueof
nineteenth-century naturalists,afterCuvier and
a square seen (perhapsin theformofa table)fromseveral
Goethe,devotedthemselves.Modem biologists
different positions in a room or in a photographor, dis-
sometimesdo less thanjustice to the genius ofthe
torted,in a surrealistpainting?The answeris that each
men who, behindthe bewilderingvarietyofmor-
of these cases is an example of a groupof transforma-
phologiesand modes oflifeoflivingbeings,suc-
tions that retainssome invariantfeature.
Let us imagine what the table looks like fromabove.
Rotated goo around its centeror rotated i800 it would i6. "Geometricpropertiesare characterizedthroughtheir in-
variancecomparedwith the transformations of the fundamental
look exactly the same. Rotations by multiples of go9 group" (p. 463).
describesymmetries;theyconstitutea groupoftransfor- I7. This quotation,chosenat randomfromamonginnumerable
mations that can be repeatedand inverted,leaving the others,conveyswell the mood of Thompson's(I96I [I9421:268-
table identical.Moving the table aroundthe room initi- 325) "On the Theoryof Transformations or the Comparisonof
ates a new and largergroupoftransformations, including Related Forms" (cf.Levi-Strauss I97ib:604-6). In physics "the im-
portant things in the world appear as the invariants . . . of these
arbitraryrotations and displacements,that leave the transformations....The growthoftheuse oftransformation the-
table invariantas a rigid object. Here we have a new, ory... is the essenceofthe new methodin theoreticalphysics"
more comprehensiveconcept of invariance. (Dirac I987 [I930]:vii; see also Feynmani965).
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372 1 CURRENT ANTHROPOLOGY Volume 3i, Number 4, August-October I990
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ALMEIDA Symmetryand Entropy| 373
rialized structures(in the sense that computersare ma- This is the implication of the metaphorof the ma-
terializedTuring machines), theirmaterial (as opposed chine. In time, a machine comes to a halt. Its initial
to mental) character introduces a fundamental dif- energyis lost throughattrition.Thermodynamicscame
ference. into beingwith the studyof the efficiency of machines,
Levi-Straussis well aware of the implicationsof all and its most celebratedlaw is in effectthata perpetual-
this. An essential featureof the structureof a transfor- machinemotioncannotexist.It is therefore naturalthat
mation groupis thattransformations have no necessary thermodynamicsshould informa book entitledTristes
direction. Newton's universe and Einstein's universe Tropiques.A closed systemis subjectto ever-increasing
can both be describedin termsof transformation groups entropy;in other words, its structureis degraded.But
thatare not limitedto a singletemporaltrajectory-that theuniverseofwhich lifeand thoughtarepartis a closed
can function,as it were, both forwardand backward system. The modern cultural world has also become
withoutalteringthe structure.Forinstance,an observer closed-a global village withoutexternalfrontiers. Life,
would not notice violations of the laws of physicsin a myths,classifications,marriagesystems,painting,and
solar systemthat moved in the oppositedirectionfrom music lose their structure,are transitoryirruptions.22
our own. As Leibniz mighthave put it, not even God They are like diminishingripplesin a lake or a dazzling
could establishthe "correct"directionof time in New- butephemeral sunset(Levi-Strauss i95 sb:48-5 5, 374).23
tonian and Einsteinian universes. These universes,in Entropyendows time with a definitedirection:time
Levi-Strauss'sterms,are mechanical models, character- flowstowardsthe loss of structure,the loss of informa-
ized by not only spatial but temporalsymmetry.Simi- tion,the loss ofbeauty.Transformations ofmythologies
larly,the mathematicaltransformations introducedby and ofkinshipsystemshave a time arrow:theyhave life
Thompson to relate naturalformswere not intendedto cycles,histories.We move fromLeibnizian mathemat-
represent evolutionary processes, to which he was ics to the physics of an industrialage-or, to use an
notoriouslyindifferent. expressionfromLevi-Strauss,fromoppositional differ-
Levi-Straussinvokes this idea in his antiracistessay ence to historicaldifference. The reasonis thattransfor-
"Race and History" (I973C [I9521]:397-98) in arguing mations of the human spiritmust be rootedin matter
against an evolutionistinterpretationof human diver- and are thereforesubject to the laws that governreal
sity.All societies are equal ifthemodel ofeach is simply machines.There is, afterall, an arrowoftimein history,
a transformation of the models of the rest and could be but it does not point onwardand upward.What the evo-
inverted.The notionofprogress,like the sense ofmove- lutionism of Leslie White saw as progress(increase in
ment, is not absolute. When we travel on a train our per capita energyextracted)is, on the contrary, degrada-
sense of movement depends on referenceto a selected tion: the diminutionof per capita diversity(fewerlan-
systemof coordinates.2' guages, fewer religions,fewer kinship systems,fewer
But Levi-Straussis the firstto have recognizedand aesthetic styles, fewer natural species, fewer animals
stressedthat thereare also irreversiblechanges,forin- and plants).This is what happenswhen a tropicalforest
stance,in kinshipor in mythology.The systemsofgen- burnsto feedboilersor cattle,transforming shamansand
eralizedexchangeofAsia are on thepointofbreakdown, warriorsinto cheap labor,pansies into eucalyptus,infor-
beyondwhich lies the domain of the statisticalsystems mation into energy.
exemplifiedby rural European societies. Kinship sys- The "tristestropiques" are thus the appropriatefield
tems of the Crow-Omaha typesimilarlyindicatea tran- forthe observationin situ not only of mythsand mar-
sition from mechanical to statistical models-for in- riagesystemsbut also of contemporary processesofdeg-
stance, kinship systemscharacterizedby the existence radation. The metropolis consumes more and more
of cognaticallytransmittedhouses (Levi-StraussI979, meat,energy,ores-wealth to feeda singlemodernstyle
i983 d, I984). In movingfromAustraliato Asia and from
Asia to Europe,therefore,we move frommodels of re-
penseemythique... ne semblejamaissatisfaite d'apporter
strictedexchangeto models ofgeneralizedexchangeand une"[L]a
22.
seule reponsea un probleme:sitotformulee,cettereponse
from these to statistical models, from symmetryto s'inseredans un jeu de transformations ou toutesles autresre-
asymmetry,fromreversibleto irreversibletransforma- ponsespossibles'engendrent ensembleou successivement . . . jus-
tions, fromthe discrete to the continuous, and from qu'a ce que les ressourcesde cettecombinatoire se degradent, ou
qu'ellessoientsimplement epuisees"(i983a:232-33). On painting,
global to local structures.Kinship structuresdie. craftsmanship, and naturalspecies:"on peutcraindrequ'il en soit
Mythsalso die. A myththatis transformed into other de lui commede ces especesvegetaleset animalesque l'homme,
myths respects the invariants of the transformation dans son aveuglement,aneantit les unes apres les autres"
groupto which it belongs,but eventuallythese are ex- (I983a:343).
23. "Cette image [thestagesof a sunset]n'est [elle]pas celle de
hausted or the invariantsbecome attenuated.They are l'humanite meme et, par dela de l'humanite,de toutesles mani-
like the ripplesmade by a pebble throwninto a lake: the festationsde la vie: oiseaux, papillons,coquillages et autres
concentriccirclesdie away with distanceand with time animaux,plantesavec leursfleurs,dontl'evolutiondeveloppeet
until they cease to be distinguishablein the chaotic diversifieles formes,mais toujourspour qu'elles s'abolissentet
movement of the water in the morningbreeze (Levi- qu'a la fin,de la nature,de la vie,de l'homme,de tousces ouvrages
subtilset raffines
que sontles langues,les institutionssociales,les
Strauss I973b; I968:I06). coutumes,es chef-d'oeuvres de l'artet les mythes,quandils auront
tir6leursdemiersfeuxd'artifice, rienne subsiste?"(L6vi-Strauss
2i.The relativistmetaphorused hereis takenup againin "Race I97ib:62o-2i). Wiener's (I96I [I948]:chap. i) illustration of ir;
and Culture"(I983c [I97I]:29-30). reversibility is the shapesofcloudsin the sky.
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374 CURRENT ANTHROPOLOGY Volume 3i, Number 4, August-October I990
richin messages but poorin codes. Historyis not revers- article on mythology.To returnto a metaphorfrom
ible,but neitheris it chaotic.Humankindmoves byran- physics,he adopts Wiener's suggestionthat statistical
dom steps towardsattractivestates that can be seen in phenomenabe studiedwith his own theoryofgroups,in
retrospectas the goals of historyonly because alterna- other words, that invariantsbe sought in essentially
tiveshave been eliminated.The richnessofthe transfor- temporalphenomena.
mationsthatexpressthepossibilitiesofhumannatureis In contrastto mechanical models (thedomain ofsym-
erasedon behalfofprogress.Not only are shells or flow- metry),forwhich Levi-Strausshas provideddetailedpro-
ers trampled,a society or a forestsacrificed,but whole grammatictexts,statisticalmodels (the domain of bro-
ethical systems,typesof attitudestowardslife,families ken symmetryand irreversibility)have not received
of techniques,traditionsof knowledgeand pleasure are magisterialtreatment.They are examined in scattered
destroyed-and with them the symmetriesthat,as in a passages in the ElementaryStructures(the transition
hall of mirrors,reveal frommany angles the unity of fromelementaryto complex structures),the Mytholo-
man. Ironically,it is the human species itselfthat per- giques (the transitionfrommythsto novels), and, in a
verselyannihilatesthe verydiversityof which it is but special way, openingas it were a new epoch, in the sec-
one manifestation (Levi-StraussI983 b:374).24 ond prefaceto the ElementaryStructures(I 97 i a [I 9491),
which,taken togetherwith some passages in Mythand
Meaning (I978), The Way oftheMasks (I979), The View
Time-cancellingMachines fromAfar (i983a), Anthropologyand Myth (I987), and
"Historyand Ethnology"(I983d), mightbe read as the
Irreversibility
is not just a melancholyoperatorthatsets prefaceto a potential"Complex Structuresof Kinship."
limits to structuralanalysis. Seen as a break in sym- In Levi-Strauss'smechanical models, a finitenumber
metry,it is an essential aspect of the spiritin which of states is transformed into otherstates mechanically,
Levi-Straussworks with kinship systems and myths. that is, with no element of choice, as in Needham's in-
Symmetryand asymmetryforma pair of oppositions. terpretation of the notion of "prescriptivesystems."26If
Orderis not naturalbut an artificein which a possibility a systemabandonsone stateit is forcedto adoptanother.
is seen to be active: galaxies, crystals,livingformsare As with virginityand incest, it is a question of all or
islands of symmetryin an ocean of entropy. nothing.Given such discrete,unambiguous states, in-
Levi-Strausshas been criticized by orthodox struc- versionsare possible. In otherwords,it is necessaryfor
turalistson precisely this point. Needham (i962) has the two statesto be preservedas distinctstatesfortrans-
called fora sharpdistinctionbetween determinismand formationsto be capable of inversion,thus forminga
chance (prescriptiveversus preferentialsystems),and group.
Dumont (I97I) has assertedthe preeminence of the For example,let us imagine a box dividedinto halves
global over the local.25These writershave appealed re- labeled A and B. In the initial state therearen objectsin
spectivelyto radicalversionsofsymmetry and ofholism A and zero objects in B. This is a representationof a
in reaction to the empiricist criticisms of Edmund discretestate,which can be read as a messageofthetype
Leach, David Maybury-Lewis,and others (Levi-Strauss yes or (i, o) and which is "opposed" to the "inverse"
I97ib:22I-23; I960). Levi-Strauss,however, has message of the type no or (o, I). A state in which the
adoptedneitherNeedham's symmetrizing orthodoxy(in objects were equally dividedbetween A and B could be
which, in a kind of mentalistversionof structuralism, read as perhaps-yes/perhaps-no or (o.5, o.5). This stateis
structuresexpressed in terms of unambiguous rules not clearly"opposed" to any other,nor is it clear what
would dominate) nor Dumont's holistic orthodoxy(in its "inverse"would be. It can, however,be thoughtofas
which structuresare supposed to resultfroma preexist- a deteriorationof the firststate-as iftherewere a hole
ing totality).He has perseveredin his pursuitof sym- or door between A and B throughwhich objects could
metryin human affairsbut now emphasizingthe lo- escape, ultimatelyblurringthe initial message.
calized, changingnature of such symmetry.Thus the Ifthe objectsin question are personsand the boxes are
existenceofa global,reversibleorderacquiresthe status actions by them or states in which theyare found,then
of a perhapsnecessaryillusion. Forthis approachhe has machines of the firsttype,in which objects cannot es-
had,afterall, the exampleofmusic,whichthriveson the cape from their compartments-the door being kept
irruptionof asymmetryand the unforeseenwithin a tightlyclosed-correspond to forms of behavior and
structuredpatternof tonalityand rhythm.It is no acci- classificationthat Durkheim would have seen as gov-
dent that he took music as a basic paradigmin his first ernedby mechanical solidarity(roughlyspeaking,each
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ALMEIDA Symmetryand Entropy| 375
individual "knows his place"). Machines of the second triesto escape fromcompartmentA into compartmentB
type,in which objects escape fromtheircompartments, and openingit most ofthe times an objecttriesto return
each on its own, throughan open door,describebehav- fromB to A, it keeps A "marked"and B "unmarked."By
iors that Durkheim would have termedanomic. preservinga discreteand improbablestate in this way,
In my opinion it is an importanttheoreticalcontribu- the demon preventsthe increase of entropy.Maxwell's
tion of Levi-Straussto have perceived that these two demonis a machineforcancellingtime in the onlyform
typesof machine belong to the same family."Prescrip- in which its directionis recognizable: the increase of
tive" models (conservativemachines, which keep the disorder,or entropy.
door shut) and "complex" models (anarchicmachines, We may imagine Maxwell's demon's assuming the
which leave the door open) representextremesbetween form of any of a variety of mechanisms: repression,
whichthereare "preferential" models thatkeep the door collective conscience, tradition, voting, constitu-
shut most of the time but not always.27 tions, rules, taboos, preferences,maps, styles, and
The existence of a door between the compartments cosmologies.29An antientropymachine restrictsthe
destroysthe initial structurein time. If the initial dis- universeof possible worlds,introducingconstraintson
cretestate involvesfourobjects,thereare sixteenpossi- the to-and-fromovement of objects. This is just what
ble ways of distributingthese between the compart- happens with marriagerules and taboos in small-scale
ments only one of which correspondsto the initial societies or with customs and immigrationregulations,
distribution(p p p p /-) and onlyone to its inverse(-/ p p educationalsystems,and even stylesin large-scaleones.
p p). Mechanical models would be those that eitherre- Anotherexamplemightbe the controlleddistributionof
tain the initialdiscretedistributionor allow a transition vowels in the poetryofPushkinfirststudiedbyMarkov.
onlyto its inverse.In contrast,fourpossible worldscor- Maxwell's demonsmightalso patrolculturalfrontiers,30
respondto the "preferential"distribution(p p p / p) and operatingclassificatory ethnicmachines.It is a matterof
fourto the "preferential"distribution(p / p p p), while keeping objects in the same boxes (endo-machines,
six possible worlds correspondto the anarchicdistribu- which include ethnic machines) or of keepingthem in
tion (p p / p p). Thus discretestates are simplyless nu- different boxes (exo-machines,which include marriage
merous than other possible ones. If objects can pass machines). The point of the model is that the intrinsic
freelythroughan open door at random,thenin the long propertiesof the objects do not matter;what mattersis
run all possible worlds will be representedwith equal how objectsare distributedso as to assertan opposition.
frequency.As there are more possible disorganized In this sense, the model accords well with theoriesof
worldsthan discreteones, most ofthe time the box will ethnicitythatmake political criteria(eitherthe decision
be a disorganizedworld.This is the basic idea ofirrever- of group A or conflictbetween this decision and the
sibility: systemspass fromimprobablestates to more decision of groupB) decisive in markingethnic bound-
probableones. What we call entropyis a measure of the aries.3'
probabilityof the state in which the systemis found.In
otherwords,a systempasses fromstates oflow entropy
to states of high entropy. FromNearby and fromAfar
Time is irreversiblebecause as time passes entropy
increases. Conversely, machines that preserve some If Maxwell's demon were perfectlyefficient,entropy
symmetry, reversiblemachines,requirethe arrestofthe could be cancelled and perpetual-motionmachines
processesof entropy.Withoutthis violationneitherlife would be possible. But it is not easy to freeoneselffrom
norculturewould exist.The physicistJamesClerkMax- time. Wiener (I96I [I948]:57-58) describes what will
well representedthis violation anthropomorphically as eventuallyhappento a Maxwell demon: "the demoncan
a demon placed in the doorwaybetween the two com- only act on informationreceived.... In the long run ...
partments,opening and shuttingthe door depending it receivesa largenumberof small impressions,until it
on what it sees (WienerI96I [I948]:56-58; Monod fallsinto 'a certainvertigo'and is incapable ofclearper-
I972:chap. 3; Prigogineand StengersI979).28 In other ceptions." The point is that the demon is part of the
words,Maxwell's demon is guided by information, and
it uses this informationto preserveimprobablestates. 29. On ethnicitynot as substancebut as operatorofthepreserva-
tion of diversity,see Cunha (i987:97-io8).
Thus by shuttingthe door most of the times an object 30. In "Race and History"(I973c [i952]), as partof a critiqueof
Levi-Strauss
ethnocentrism, calls intoquestiontheidea ofprogress
27. These "machines"can be thoughtofas reprenting a seriesof fromthe pointofview ofsocietiesthatfunctionas machinesfor
Heritier(i98i), followinga suggestion
past observations. byLevi- cancellingtime.In "Race and Culture"(I983b [I97i]) he shows
Strauss,has constructed such a machine,whichhas not just two thatthe "ethnicmachine"(in facta kindof time-cancelling ma-
but many more compartments. probabilisticma-
Altematively, chine) is antientropic(cf. Gellner i983).
chinesmay be thoughtof as models of ideal behavior,as in the 3I.Cf.Cunha(i 985:2o5- 9). This theoryofethnicity the
illustrates
cases of "preferences" or gameswithmixedstrategies.For Levi- oppositionbetweenLevi-Straussianand "relativist"theoriesof
Strauss,in contrastto Needham,thesemodelsarenotall radically culture.It doesnotassumeirreducibility-except in thesensethat
distinct,and a particularsystemmightbe describedbothin terms a culturalphenomenonis notreducibleto an economicorphysio-
of a "conservative"machine(say,as ideology)and in termsof a logicalphenomenon. in thesensethatit
The idea ofirreducibility
"liberal"one (as a practicalreality). is impossibleto translatethelanguageofone social groupintothe
28. Fora moretechnicalapproachthatis stilllucidforthegeneral languageofanother(as in Whorf 's hypothesis)
is an expressionof
readerofthisand otherphysicalthemestreatedin thisarticle,see radicalculturalismand mustbe rejectedforthe reasonsset forth
Feynman,Leighton,and Sands(I963-65). above.
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376 1 CURRENT ANTHROPOLOGY Volume 3i, Number 4, August-October I990
systemthatit controlsand is itselfsubjectto entropy.In global termsand shows how theymay be reformulated
time, like a drunkenporterit ceases to discriminate, as argumentsabout the transitionfromlocal to global.A
throughthe influenceofthe clientelewithwhich it is in global propertyleads univocallyto local properties,but
constantcontact,and becomes unable to deny entryto to move froma local property(even one that is valid
undesirablecustomers.Perhapsbecause it cannotobtain "everywhere")to a global propertyit is necessaryto pre-
informationwith impunity,perhapsbecause it findsit suppose propertiesof space such as connectivityand
difficultto rid itselfof useless memories accumulated compactness(JanichI984: I4, i8). Powerplays and other
overthe centuries(see Bennettand Landauer I985, Ben- kinds of manipulationdeformthe geometryof the im-
nett I987), a Maxwell demon also dies. mediate neighborhood. Individual strategies, even
Though not immortal,a Maxwell demon may have a thoughthey are subordinateto rules of the game that
long career-but onlyifit is fedfromwithout.It is as if prescribea finite set of possible moves, can amplify
its discernmenthad to be strengthened by the injection small random changes leading to local structuresof
ofenergyand informationfromthe outside-a symbolic power.
re-creation,an exchange with neighbors,communica- This is the subjectofLevi-Strauss'smost recentinves-
tion with outside political movements (as in Lenin's tigations.The formationof anthillsfromtendenciesin
WhatIs To Be Done?, wheretheproletarianorganization the statistical behavior of individual ants, not from
comes fromwithout)(Almeida I988). Dissipative struc- global rules,not only suggestsan analogywith the for-
tures,accordingto Prigogine
and Stengers(I979), pro- mation of cognatic houses but may contributeto an
duce organizationfromchaotic fluctuationsin systems understandingof the marriagesystemsof South Ameri-
that are not in equilibrium.But these antientropicma- can forestsocieties known fortheir changing,flexible
chines can functiononly locally because they depend rules.In fact,thereis nothingto preventus fromviewing
upon energyfroman externalsource. (The problemof such situationsin termsof statistical,historicalmodels
modernsocietywould thenbe thatit has eliminatedthe (in which thereis some measureofirreversibility),at the
"external,"which up to now has been constitutedby a same time keepingin mind the importancethatdefinite
set ofdifferent cosmological,sociological,technological, rules of marriagecan have in them. In this situation,
and ecological universes.)From the metaphorof a me- which could be termedquasi-statistical,variousalterna-
chanical and global universe we move to a Markovian tive rules may coexist even though empiricalobserva-
and local universethatstrugglesto sustainits invariance tionshows onlya singlerulebeingappliedin a particular
in the face of the continuingand insidious threatof situation. Borrowingthe terminologyof game theory,
disorder. We conclude, after this digression on the mixed strategies are possible. In the process, local
symmetry/asymmetry dialectic, with the global/local "strong men" emerge temporarily,much as anthills
theme. Here it is necessaryto use a differential geome- arise fromthe interactionof rules and chance. Local
try. groups,fluctuatingand unstable, treat their surround-
A cyclistturnsthe handlebarsof his bicycle slightly; ings as sources of matterand informationthat is then
the effectis to introducea curveinto his trajectory.He convertedinto internalorderand continuity.
needs to look aroundhim fora local map. He also needs Myths clusterlike stars accumulated as nebulae in a
to move frompresentmaps to new maps as he enters starrysky. We only see the mythicaldust of our own
new places. Under certainconditionshe may describea neighborhood, and we must be contentwithunderstand-
circle,and in this case we could providea global model ing tendencies that operate locally, curvingmythical
of his trajectoryin terms of the formula "all points space, and acceptingthatperhapsit is afterall visible as
equidistantfromthe center."The cyclist,however,does a whole onlyto an imaginaryobserversituatedat a point
not look at the center(ifhe did he would probablyfalloff in infinity.The analysis of mythsis necessarilylocal.
his bicycle).All he needs are his local maps, which fol- Prigogineis rightabout Levi-Strauss'sstructuralism:in
low one anothercontinuously,and a slightturnthat is it orderand chance, symmetryand entropyinterpene-
held constantwith each of these local maps. The global trate.Utopias also changein nature.Insteadoftheglobal
model is ours,not his. In fact,since maintaininga con- utopias of the igth centurythereare local utopias,mi-
stantcurvatureis difficult, thereis no guaranteethatthe crostructures,symbolic styles renourishedby an inte-
curve traced at each moment will result in a geomet- rior/exteriordialectic, with no guarantee of perma-
ric circle. All we can then say is that some curvature nence.
is being imposed on the trajectory (Levi-Strauss Symmetryis fundamentalto Levi-Strauss'sthought.
I97Ia[I949]:223). Symmetryis first undermined by entropy: there is
The transitionfromlocal to global is simple in situa- no symmetry betweenpast and future.The consequence
tions in which space locally representsa constantcurve ofthisfirstbreakin symmetry is thatstructuresmustbe
(as in a circle, in which each point has an identically investigatedat a local level. Thus thereis also no sym-
curved neighbor).But the point is preciselyto know, metrybetweenglobal and local. But hereit is possibleto
departingfroma local fact,whetherit is valid as a global say ofLevi-Strauss'sresearchwhat he has said ofmusic:
property. The space maybe irregular, orit maybe impos- where we expected symmetrywe findboth orderand
sible to apprehendit in a global form(PetitotI985). The disorder.Blake's question remainsunanswered.
second edition of the ElementaryStructurestakes up Levi-Straussshould be creditedabove all with the in-
argumentsthat in the firstedition were expressedin troductionofthe essence ofthe theoryoftransformation
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ALMEIDA Symmetryand Entropy1377
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378 1 CURRENT ANTHROPOLOGY Volume 3I, Number 4, August-October I990
turnedout to have no influenceon the later work of in comprehendingorderand formin novel ways-the
Levi-Strausshimself. recurring question in the philosophyofscience. It seems
The founderof structuralanthropologysometimesre- to me that what Almeida has implicitlyundertakenis
sortedto the vocabulary of mathematics(e.g.,the "ca- the analysis of an episteme implicit in much modern
nonical formulaof myths" [i955a; i958a:252]), but in thought,whetherthephysicalsciences,anthropology, or
everycase he did so withinstatementsthatinfringed the the arts. What connections can be traced,it mightbe
syntaxofthe languagefromwhich thewordswerebeing asked, between physical and logical relativity,between
borrowed.By default,therefore, the principlesthat rule psychoanalyticaland artisticsymbolism(in surrealism,
such statementsunder his pen are not those of mathe- forexample),and betweenthese and the variousmodern
matics but those that rule ordinaryspeech: those of structuralisms?It is the merit of this elegant paper to
grammarand oflogic.But even logic-insofar as it trans- outline some of these basic issues with regardto Levi-
lates into a two-valuedalgebra-would have allowed the Strauss himselfand to point beyond to questions of a
typeof formalizationthat Levi-Strauss-we suggestde- much more general nature about the structureof con-
liberately-rejected. temporarythought,a fundamentallyrelational mode of
His reason is the one the passage quoted above from thoughtas opposed to older empiricismsand positiv-
"La structureet la forme"suggests:just as Aristotlepre- isms.
cludedfromthe start(HamelinI920:92-93) thatlogic
should be formalized,because the contentsofjudgments SHELDON KLEIN
are not indifferent to their (psychological,i.e. human) ComputerSciences Department,Universityof
validity(a view recentlyempiricallyconfirmedby psy- Wisconsin, Madison,Wis.53706, U.S.A. i2 IV 90
chologists),so Levi-Strausscould not endorsethe indif-
ferenceofmathematicsto the natureofthe thingsanon- By characterizing Levi-Strauss's structuralismas a
ymouslyrepresentedby Xs and Ys. "Xs exchange Ys" humanisticreflectionof igth- and 2oth-century devel-
can mean either that men exchange women or that opmentsin mathematics,Almeida avoids consideration
women exchange men, but it is men who do exchange ofthe evidenceforthe biological and historicalrealityof
women. It could have been otherwise in a different the modes of cognition that structuralismimplies. A
world,concedes Levi-Strauss,but it happensnot to be so veryrecent analysis suggeststhat a developmentalse-
in ours. And such a lack of symmetrycharacterizesthe quence in lithic technologydatingto the Middle/Upper
whole body of anthropologicalfacts.Whynot, then,de- Paleolithic transitionreflectsthe mathematical group
scribe the shapes of thingsand theirtransformation in concept in the cognitiveprocesses of the tool makers
plain languageand shut one's ears to the deceitfulsirens concemed (Klein I990). The evidence comes fromthe
of algebra?' site of Boker Tachtit, in the Central Negev desert of
southemIsrael,which was excavatedbyA. Marksin the
MICHAEL G. KENNY I970S and which revealed a sequence of foursuperim-
Departmentof Sociologyand Anthropology, Simon posed occupation levels separatedby interveningsterile
Fraser University,Burnaby, B.C., Canada V5A iS6. deposits(Marks I 98I, I 983). Bothuranium-thorium and
II IV 90 radiocarbondatingtechniquesindicatethatthe occupa-
tionstookplacebetweenca. 47,000 and 38,000 B.P. The
Though this well-writtenand stimulating paper is sequence representsa seriesofrelativelyshort-livedepi-
primarilyabout Levi-Strauss,its broader significance sodes of human occupation and tool manufacturein a
pertainsto the use of metaphorsin constructingimages clear chronologicalsuccession and yieldeda numberof
ofthe social order.As Almeida says,"mathematicaland reconstructablecores (Hietala and Marks I98I). The de-
physical tropes carrya heavy burden in Levi-Strauss's tailed core reconstructionscarried out by Marks and
texts. They express basic ideas about human society." Volkman for these levels illustratethe proceduresby
Thus, usingmetaphorsdrawnfrommathematics,statis- which typical"Levallois point" formswereproducedby
tical mechanics, and thermodynamics, Levi-Straussin- means ofvarious sequences ofpreparatory blade detach-
vestigates the invariants which underlie the logic of ments from opposed-platformcores (Volkman I983,
transformational groupsand the inherenttendencyofall Marks and Volkman I987). There is an increasein num-
structures(whetherlogical or social) towarddisorder. ber of these variant sequences between levels i and 2,
Almeida chartssome of the sources of Levi-Strauss's and I have been able to derive the observed develop-
thinkingand theirpracticalmanifestationin such works mentsby a methodthatbegan with a transformation of
as The ElementaryStructuresof Kinship,the Mytholo- Volkman's descriptionof the variantsequences of pre-
giques, and Tristes Tropiques. Beyond these specifics, paratoryblade detachmentsinto the notation of Bool-
however,are the metaphorsthemselvesand theirutility ean groupsand ATO logic (Klein I990). The concept of
"Boolean groups" is explicated in Hage and Harary
i. Anyscientificventuredependson the stateofdevelopment of (I983:I5I-70) and formsthebasisforATO logic(Klein
mathematicsat the time it unfolds.Levi-Strauss'sprivatelyex- I977, i982, I983, I986, I988). The basic structureof
pressedadmiration (personalcommunication,i989) forcurrent de- Boolean
velopmentsin nonlineardynamics(catastrophe theory, chaosthe- groups can be specifiedby the rules of mod-2
ory,etc.),suggeststhathadthesearisen40 yearsearlierhis attitude arithmetic or, altematively, the strong-equivalence
towardsmathematics as a toolmighthavebeencriticallydifferent. operatorof mathematical logic. The concept of ATOs
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ALMEIDA Symmetryand Entropy1379
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380 I CURRENT ANTHROPOLOGY Volume 3I, Number 4, August-October I990
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ALMEIDA Symmetryand EntropyI 38I
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382 1 CURRENT ANTHROPOLOGY Volume 3I, Number 4, August-October I990
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ALMEIDA Symmetryand Entropy| 383
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3841 CURRENT ANTHROPOLOGY Volume 3I, Number 4, August-October I990
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ALMEIDA Symmetryand Entropy| 385
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