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Original Article

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J Mechanical Engineering Science
Optimization and evaluation of dry and 0(0) 1–17
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on machinability of AISI 4140 using DOI: 10.1177/0954406220939609


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Taguchi design and ANOVA

Hüseyin Gürbüz1 and Yunus Emre Gönülaçar2

Abstract
In this work, it is aimed to study the effects of dry machining and minimum quantity lubrication application on machin-
ability in turning AISI 4140 steel by utilizing different cutting parameters. Also, this study contains effects and optimization
of cutting conditions (dry and minimum quantity lubricating), feed rate, and cutting speed on surface roughness (Ra) and
main cutting forces (Fc) determined by employing the Taguchi method. At the end of experiments, it was established that
compared to dry machining operations, minimum quantity lubricating significantly reduced cutting tool wear, while Fc and
Ra decreased in general. Analyses of variance, regression analysis, signal-to-noise ratio, and orthogonal array were
employed to analyze the effects and contributions of independent variables on dependent variables. The optimum
levels of the dependent variables for reducing Fc and Ra using signal-to-noise rates were established. According to
signal-to-noise ratios, minimum quantity lubricating had a more important effect on Fc and Ra than dry machining. The
optimal conditions for Fc and Ra were at 0.16 mm/rev feed rate, 125 m/min cutting speed at minimum quantity lubricat-
ing. Analysis of variance results demonstrated that the feed rate is the most influential independent variable on Fc (93.976
%) and Ra (89.352 %). Validation test results exhibited that the Taguchi method and regression analysis were highly
achieved methods in the optimization of independent variables for dependent variables. Taguchi optimization technique
and regression analysis obtained from Fc (R2Tag: ¼ 0.972 and R2Rag: ¼ 0.997) and Ra (R2Tag: ¼ 0.985 and R2Rag: ¼ 0.996)
measurements match really well with the experimental data.

Keywords
Minimum quantity lubricating and dry machining, machinability, Taguchi method, ANOVA, optimization

Date received: 10 April 2020; accepted: 13 June 2020

Introduction cutting fluid used in the machining industry plays a


Quenched and tempered steels are steels that exhibit significant role in the cooling interface of cutting tool
high toughness property in the tensile strength at the and workpiece and in removing chips occurring in the
end of the tempering process, and which are efficient cutting area during manufacturing.5 Thus, low tem-
to harden in terms of carbon amount in its chemical perature and friction in the interface of cutting tool–
compound. The most widely used steel is AISI 4140 chip helps to increase the surface quality and cutting
that has the most prevalent use of quenched and tem- tool life.6 Neverthless, cutting fluids lead to some
pered steel utilized in the manufacturing and automo- negative consequences during the production process
tive industry.1 This steel is widely used in the besides the advantages mentioned above. Particularly,
manufacturing of mechanical parts such as shaft, due to negative influences of the machining cost,
gear, ball-bearing, bolt, coupling, cutting tool, and
tool holder.2–4 During machining of this material, 1
Faculty of Engineering and Architecture, Department of Mechanical
high temperatures in the cutting area occur owing to Engineering, Batman University, Batman, Turkey
2
the friction between workpiece and cutting tool, and Engineering Faculty, Mechanical Engineering Department, Siirt
this negatively affects the surface quality of the work- University, Siirt, Turkey
piece and the cutting tool life.2 The most prevalent
Corresponding author:
method applied in the manufacturing industry to pre- Hüseyin Gürbüz, Faculty of Engineering and Architecture, Department
vent the negative effects of the high temperatures in of Mechanical Engineering, Batman University, Batman 72060, Turkey.
cutting area is to employ the cutting fluid. Because the Email: hüseyin.gurbuz@batman.edu.tr
2 Proc IMechE Part C: J Mechanical Engineering Science 0(0)

health of operator, and environment, application of Similarly, Chinchanikar and Choudhury, in turning
cutting fluids has become a big problem.2,7 Thereby, of the AISI 4340 steel, reported that MQL developed
in chip removal operations, some options are sought tool life compared with dry cutting.17 In another
in order to minimize cutting fluids and avoid using study conducted by Abhang and Hameedullah, they
them. Some of these options are minimum quantity compared MQL and dry cutting in the context of Fc
lubrication (MQL) and dry cutting methods.8 Dry and Ra. In conclusion, they stated that MQL reduced
cutting method, in which cutting fluid is not used, Fc and Ra compared to dry cutting. Furthermore,
has been popular lately because it decreases pollution. they established that both Fc and Ra increased once
Yet, the machining of difficult-to-cut workpieces the feed rate increased and they decreased once the
under dry conditions is very hard because this process cutting speed increased.18 Das et al., in their study,
causes more adhesion and friction between workpiece performed turning on AISI 4340, and compared
and cutting tool. This leads to a rise in the tool wear MQL application and dry cutting in the context of
and waste and high manufacturing cost.9 To cope up Ra and cutting tool wear. Consequently, they
with the problems encountered in dry machining, reported that MQL application decreased Ra and cut-
MQL method is becoming forefront in which a min- ting tool wear compared to dry cutting and Ra
imum quantity cutting fluid is used.8 In the MQL increased when the feed rate increased.19 In the end
method, minimum vegetable oil, which is sprayed of a similar study carried out by utilizing AISI 420B
onto the cutting area and which is compressed by martensitic stainless steel by Bruni et al., they declared
means of air, is mostly sufficient to reduce the friction MQL did not provide any advantages when compared
between cutting tool–workpiece and cutting tool–chip with dry cutting in the context of the cutting tool wear
interface by penetrating deeply into the parts.10–12 In and Ra.20 In the study performed by Khan and Dhar,
this way, in cutting tool–workpiece and cutting tool– they compared dry cutting and MQL application in
chip interactions, positive changes occur and thus turning of AISI 1060 in the context of Fc, Ra, and
high temperatures in the cutting area are prevented. tool wear. At the end of the investigation, it was
So, workpiece quality is increased by reducing the reported that MQL reduced tool wear, Ra, and Fc
cutting tool wear.2 Many researchers have attempted when compared with dry cutting.21 In a similar
to investigate the effects of dry machining and MQL study carried out by Dhar et al. by using the AISI
use in the turning processes,7,8,11,13–24 and these 1040 steel, they stated that MQL application reduced
attempts have been going on. Fc, tool wear, and Ra compared to dry machining.
Saini et al. conducted and compared dry machining Besides, they stressed that Fc decreased when the cut-
and MQL application in terms of Fc in the machining ting speed increased.8 Likewise, Ali et al. in turning of
of the AISI 4340 steel, and as a result, they established medium carbon steel, reported that MQL application
that MQL decreased Fc compared with dry cutting. gave a better result in the context of tool wear, Fc,
Also, they reported that Fc increased once the feed and Ra compared with dry cutting. Besides, they said
rate was increased and it tended to decrease once the that both Fc and Ra increased once the feed rate
cutting speed was increased.13 In a similar study in increased and they decreased once the cutting speed
which AISI 1045 steel was used, Rahim et al. stated increased.22 Autret and Liang in their study where
that MQL application decreased Fc compared to dry they turned high carbon steel, stated that MQL did
cutting, and that Fc increased once the feed rate not exhibit any significant differences in terms of Fc
increased and it decreased once the cutting speed compared to dry cutting while it reduced Ra and tool
increased.7 Yazid et al. in the turning of Inconel wear.23 Nicolodi et al. examined the Ra, Fc, and cut-
718, compared MQL and dry cutting in terms of sur- ting tool wear caused by hard turning of AISI 4140
face integrity. As a result, they said that MQL steel with S’-type mixed ceramic tools. According to
decreased Ra according to dry cutting, and Ra the results of their experiments, they found that the
values decreased when the cutting speed increased.11 highest feed rate and the cutting speed had a signifi-
Gunjal and Patil, in the turning process of the AISI cant effect on crater and flank wear of the cutting tool.
4340 material, showed that MQL application was In addition, the authors have demonstrated that the
more effective compared to dry machining, and that most effective parameter on Ra formed on machined
the cutting speed had no obvious effect on Ra.14 In a surfaces is the feed rate.24
similar study conducted by Fratila and Caizar15 by The conventional experimental design methods,
utilizing AISI 1045, they found out that MQL and which are used for various machining operations are
dry machining gave similar results in the context of too sophisticated and difficult to use. In addition,
Ra, and that Ra fell when the cutting speed was increasing the number of cutting parameters used in
increased. Liu et al., in turning of the Ti–6Al–4 V the machining experiments increases the number of
material, compared MQL application and dry cutting experiments. However, as an experimental design
in the context of cutting tool wear and as a result, they technique, the Taguchi method is not only practical
reported that they obtained less wear with MQL to use but also beneficial to decrease the number of
application when compared with dry cutting.16 experiments significantly by utilizing orthogonal
Gürbüz and Gönülaçar 3

arrays. At the same time, it tries to reduce the effects Fuid conditions on tool wear and Ra in the turning
of the independent variables on the dependent vari- process. They found out that the depth of cut (35.8%)
ables. Therefore, many investigators have employed and the cutting speed (43.1%) were the most effective
the Taguchi method for optimizing machinability par- parameters having an influence on tool wear, while
ameters of various workpieces at different machining the cutting speed and the depth of cut displayed too
operations.25–34 Kıvak applied regression analysis and small effect on Ra. Nevertheless, while the feed rate
Taguchi method in his study to assess the milling of had the lowest effect on tool wear, the implementation
GX120Mn14 steel with chemical vapor deposition of coolant fluid (13.7%) exhibited a significant contri-
and physical vapor deposition coated cutting tools. bution.31 Selvarej et al. optimized the cutting param-
As a result, it is shown that feed rate is the most eters by employing ANOVA and (S/N) ratio for Ra,
important parameter influencing Ra and Taguchi tool wear, and Fc. They revealed that while cutting
method is a highly achieved method in optimization speed turned out to be a more important variable
of machining parameters to obtain minimum Ra. influencing the cutting tool wear, the feed rate was a
Also the author reported that measured values and more significant variable having an impact on Fc and
estimated values are very approximate to each Ra. They also found that the estimated values were
other.25 Kuntoğlu and Sağlam carried out experi- closer to experimental results within 8% deviations.32
ments and optimization of Fc and cutting tool wear Elbah et al., in the turning of AISI 4140 steel with
during turning of AISI 1050 material using above coated mixed ceramic tools, made statistical and
mentioned method. They found out that feed rate experimental comparisons of dry, wet, and MQL
has the most important impact on Fc, while cutting machining. As a result of the experiments, they
speed and tool tip have an impact on tool wear found that machining with MQL gives better results
according to analysis of variance (ANOVA) results. in terms of Fc compared to dry and wet machining.
And also they obtained the smallest tool wear value According to ANOVA results, the most important
under the most appropriate cutting conditions as parameter on surface roughness was the feed rate,
T2 ¼ P25, f2 ¼ 0.214 mm/rev, Vc1 ¼ 135 m/min.26 Das while it was the depth of cut for the cutting force
et al. employed ANOVA to investigate the sign- components. According to the regression analysis,
iEcance of machining parameters on the dependent the authors revealed that the experimental results
variables, and selected orthogonal array of Taguchi and the estimation results appeared to be close to
(L27) for experimental design. The authors developed each other.33 Abbas et al., in the turning process,
a mathematical model with regression analysis for investigated the effect of nanofluid MQL on power
each dependent variable. Higher R-Sq values consumption and Ra. As a result of statistical and
obtained from the models showed appropriate rela- experimental researches, they found that nanofluid
tionship between experimented and predicted MQL has a significant effect on the minimum Ra
values.27 A similar study was conducted by Zaman and power consumption. They obtained optimum
and Dhar, who used Taguchi orthogonal array (L18) results in cutting parameters Vc ¼ 116 m/min,
and signal-to-noise (S/N) ratios for experimental ap ¼ 0.25 mm, and f ¼ 0.06 mm/rev.34
design and optimization, respectively. Authors When the studies in the literature are examined, it
revealed that the confirmation test was applicable to is seen that researchers have tried to investigate the
compare experimental results with predicted values by AISI 4140 turning. Still, there is a gap in determining
using the Taguchi optimization method.28 the exact effect of cutting conditions and machining
Viswanathan et al. employed the Taguchi method in parameters on the machinability criteria of the AISI
order to optimize machining parameters in the turn- 4140 because the material is known for its difficult
ing of Mg alloy with MQL and dry cutting. They machining properties and, therefore, a proper selec-
found out in the results of optimization that the tion of machining and cutting parameters must be
most appropriate combinations were ap ¼ 0.5 mm, employed to reduce the time and cost of experimental
f ¼ 0.10 mm/rev, and Vc ¼ 40 m/min for tool wear work. Unlike the literature, this study was carried out
and cutting temperature under MQL conditions.29 to demonstrate how AISI 4140 can be machined at
Kumar et al. examined the Fc and Ra caused by high cutting parameters and under hard conditions
hard turning of AISI H13 die tool steel with different with an uncoated cutting tool. Also, ANOVA, regres-
grades of CBN cutting tools. In machined surfaces, sion analysis, S/N ratio, validation tests, and orthog-
CBN-I cutting tool achieved better surface quality onal array were employed to analyze the effects and
and lower Fc than those of CBN-II and CBN-III cut- contributions of independent variables on dependent
ting tools. They obtained optimum cutting conditions variables in the machining of AISI 4140, which is not
for Fc and surface roughness corresponding to CBN-I used altogether as a whole in one study in the litera-
cutting tools as Vc ¼ 180 m/min, f ¼ 0.05 mm/rev, ture. Therefore, this research study has been con-
ap ¼ 0.08 mm, and workpiece hardness ¼ 45 HRC.30 ducted. The aim of this study is to investigate the
Debnath et al. utilized the Taguchi method to see effect and correlation of cutting parameters (Vc and
the impact of machining parameters and coolant f) and machining parameters (dry and MQL) on the
4 Proc IMechE Part C: J Mechanical Engineering Science 0(0)

machinability criteria (Fc, Ra, and Vb) of the AISI


4140 steel and their relations with each other both
Cutting tool wear
experimentally and statistically. This experimental In cutting tool wear experiments performed under
and statistical analysis study is not only a good MQL and dry machining conditions, constant chip
source of information for the researchers who will removal volume was taken as reference; and cutting
carry out a study in the field of AISI 4140 machin- parameters, 2.5 mm as depth of cut, 0.16 mm/rev feed
ability, but also it provides great convenience in terms rate, and 125 m/min cutting speed were used. In this
of better and concrete data for those who want to gain study, flank wear (VB) was determined depending on
knowledge in this field. the material removal volume. Cutting length of
180 mm was machined for the tool wear. Depending
on the workpiece machining length, the material
Experimental methods and data analysis removal volume was selected from 125,000 mm3 to
500,000 mm3. Flank wear (VB) was taken as a refer-
Workpiece material, cutting insert, and tool holder
ence for the tool wear measurement because, in gen-
In this investigation, turning experiments were rea- eral, the life of a worn carbide insert is evaluated with
lized after samples in dimensions of 300 mm length real machining time when the flank wear average
and 50 mm diameter were prepared from the AISI value reaches at a restricting value of 0.3 mm. In the
4140 steel material. The surface of the material was literature, flank wear (VB) is measured depending on
turned by CNC lathe at depth of cut 0.5 mm in case of the machining time and the material removal volume.
possible external surface hardening, thus the undesir- Flank wear (VB) is utilized as the cutting tool wear
able effects and irregularities on the outer surfaces criterion according to the ISO 3685 standard.
were eliminated. The chemical composition and hard- According to this standard, a wear amount of
ness value of workpiece based on the values of the 0.3 mm on the tool flank face is discussed in this art-
certificate of the relevant company are given in icle as the value of the cutting tool life.36
Table 1. The cutting inserts utilized in experiments
were uncoated cutting tool in SNMG 120408MS
form and had the quality of UTI20T/P30. This cutting
Minimum quantity lubrication
tool geometry properties are given below: clearance Basic model of UFB20 of SKF brand was used as the
angle: 0 , rake angle: 15 , corner radius: 0.8 mm, MQL unit in the experiments. As MQL lubricant,
side cutting edge angle (lead angle): 75 . As tool SKF Company suggests two types of oil to be used
holder, PSBNR 2525M12, appropriate for these cut- for UFB20-Basic MQL. These are ‘‘Lubrioil’’ for
ting insert, was used. steel-type materials and ‘‘LubriFluid-F100’’ for alu-
minum materials. Since the material used in the tests
is the AISI 4140 steel type, oil in Lubrioil type was
Cutting experiments and parameters utilized according to DIN 51562. MQL oil was
JohnFord TC35 brand CNC turning lathe was used applied to the cutting area through two nozzles.
for turning experiments. Their compatibility with ISO
3685 conditions and the suggestions of manufacturer
of cutting tools company (Mitsubishi) were taken into Table 2. Cutting parameters employed in machining
consideration in the determination of cutting param- experiments.
eters. Cutting parameters used in machining experi-
Parameters Values
ments are shown in Table 2.
The cutting parameters employed in the experi- Cutting speed (Vc) 75, 100, 125 m/min
ments were determined by taking into consideration Feed rate (f) 0.16, 0.25, 0.5 mm/rev
the Mitsubishi manufacturing company’s data pro- Depth of cut (ap) 2.5 mm
posed for the AISI 4140 material group and based MQL flow rate (Q) 1.7 mL/min
on the interval recommended for the tool radius of
Pressure (PMQL) 3 bar
0.8 mm in ISO 3685.35,36 In order to create the same
Nozzle distance (mm) 10 mm
conditions in all experiments, new (unused) cutting
tools were used in each experiment. MQL: minimum quantity lubrication.

Table 1. Chemical composition and hardness value of workpiece (quenched and tempered).

%C % Mn % Si %P %S % Cr

0.38–0.45 0.60–0.90 0.40 (max) 0.025 (max) 0.020–0.035 0.90–1.20


% Ni % Mo % Cu % Sn % Ti Jominy test 50 Hardness
0.30 (max) 0.15–0.30 0.30 (max) 0.050 (max) 0.050 (max) 34–45 HRC
Gürbüz and Gönülaçar 5

System pressure and MQL oil flow rate was kept con- 5.6 mm from length of all workpieces’ surfaces
stant as 3 bar and 1.7 mL/min, respectively. Lubrioil machined.
brand oil, convenient for MQL application and
machining of steel materials was used and its proper-
Measurement of cutting tool wear
ties are given in Table 3.
Double nozzles were used in the experiments. In At the end of cutting tool wear experiments, average
order to provide the same conditions in the machin- flank wear (VB) having occurred on the cutting tools
ability tests, the nozzles were set fixed at a distance of was examined. Utilizing Mitutoyo TM optical micro-
10 mm so that they could penetrate into the inter- scope, average flank wear having occurred on the cut-
action zone of the workpiece and the cutting tool. ting tools was examined and wear mechanisms having
occurred on the cutting tools was determined by using
the JEOL JSM-6060LV scanning electron microscope
Measurement of Fc and Ra
(SEM). The turning experimental frame work is given
In measurement of Fc values obtained during cutting in Figure 1 schematically.
experiments, a KISTLER 925b-type dynamometer
with quartz crystal based having Kistler Type 5070A
Multichannel Charge was used. Fc values were mea-
Taguchi method and experimental design
sured at a cutting length of 30 mm during turning As an experimental design technique, the Taguchi
AISI 4140. At the end of the turning experiments, method is beneficial for minimizing the experiments’
Ra values having occurred on the surface of the work- number significantly by employing orthogonal arrays
piece was measured utilizing a device named as Mahr and at the same time, it uses effort to lessen the
Perthometer-M1 portable device. Ra value as a impacts of the independent variable on the dependent
roughness measurement parameter based on the ISO variable. That is because Taguchi experimental design
4287 standard was considered for the surface analysis is largely employed to establish the experiments’
of machined workpieces.37 In the measurement of Ra number directly affecting labor cost of the machining
values, arithmetic mean values were calculated in operation and time consumption.26,38 Three-type
three different spots 0.8 mm of cut-off length for equations of quality characteristics are employed to
establish the S/N ratio: (1) the smaller is the better
Table 3. Properties of Lubrioil. characteristic, (2) nominal is the best characteristic,
and (3) the larger is the better characteristic in
Density Viscosity Ignition Yield Taguchi-based optimization techniques. The optimal
(20 C) (40 C) temperature point Color
level of the applied parameter is the highest value of
0.92 g/cm3 47 mm2/s 265 C 27 C Yellow S/N ratio given by the Taguchi method for each of the
categories.39

Figure 1. Experimental set up.


MQL: minimum quanity lubrication.
6 Proc IMechE Part C: J Mechanical Engineering Science 0(0)

In the present work, the aim is to obtain the lowest The fact that the Fc is high may lead to temperature
values of Fc and Ra, which are very crucial for increase, early cutting tool wear, and significant mech-
improving the surface quality, saving cutting energy anical loads on the surface of the workpiece.22 Feed
consumed by the machine, and lowering production rates and the impacts of the changes in cutting speeds
costs. Therefore, for computing S/N ratio, the ‘‘lower- on Fc values are exhibited in Figures 2 and 3 in MQL
the-better’’ equation was employed and represented in and dry turning conditions of the AISI 4140 steel.
equation (1) When looked at graphics in Figure 2, it is seen that
" !# Fc values increases when the feed rate increases. This
X
n exhibits parallelism with studies in the litera-
S=N ¼ 10 log 1=n y2i ð1Þ ture.7,13,18,22,40–43 With the rise in the feed rate, the
ði¼1Þ resistance of the workpiece material also increases
against rupture, which increases the chip cross-sec-
where yi is the measured value and n is the number of tional area, so higher Fc values are needed for the
experimental observations.25 For analyzing the chip removal.13 When the graphics in Figure. 3 are
experimental data, independent variable and their examined, it is seen that Fc values tend to decrease
levels were selected and defined for cutting conditions when the cutting speed increases. Similar results are
(Dry and MQL), feed rate (f), and cutting speed (Vc) encountered in the literature.7,8,13,18,42,44,45 The
as given in Table 4. increase in the cutting speed provides positive changes
The most appropriate L18 (21  32), orthogonal in the interaction of cutting tools/chips; and this leads
array, was chosen to estimate the impacts of machin- to a reduction in friction between interfaces of cutting
ing parameters and establish the optimum machining tools/chips, so main cutting forces decrease.8 While
parameters for the machining of AISI 4140. In order the highest Fc value was obtained at 0.5 mm/rev
to conduct the experiments, L18 full factorial with a feed rate, and 75 m/min cutting speed, the lowest Fc
mixed-level design is presented in Table 5. value was obtained at 0.16 mm/rev feed rate and
125 m/min cutting speed. When the graphics in
Figures 2 and 3 are examined, in MQL application,
Analysis of variance it is seen that generally, lower Fc values were obtained
The main objective of ANOVA is to find out which compared to dry machining. MQL, compared with
independent variables have a considerable effect on dry cutting, decreased the friction in interaction
the dependent variables. p-Value demonstrates the between cutting tool–chip to the lowest level due to
statistical importance of independent variables. Each the effect of lubricant and reduced the temperature in
independent variable in the ANOVA table will be the cutting area as a result of which cutting tool edges
evaluated to be statistically important if its p-value maintained their sharpness and Fc values decreased.18
is less than 0.05 since each ANOVA table is formu-
lated with a significance level of 5%. That is, the final
column of each ANOVA table demonstrates the per- Table 5. Taguchi mixed-level design L18 (21  32).
centage contribution of the independent variable to
Number of Cutting conditions Cutting speed Feed rate
the dependent variables.26,27,39 In ANOVA results,
experiment (Variable A) (Variable B) (Variable C)
the highest influence of independent variables has
the highest percent contribution to dependent 1 CC1 V1 f1
variables. 2 CC1 V1 f2
3 CC1 V1 f3
4 CC1 V2 f1
Results and discussions 5 CC1 V2 f2
Main cutting force 6 CC1 V2 f3
7 CC1 V3 f1
Fc is one of the most important criteria due to its
8 CC1 V3 f2
influence on cutting tool life and product quality.8
9 CC1 V3 f3
10 CC2 V1 f1
11 CC2 V1 f2
Table 4. Turning variables used in the Taguchi method and
12 CC2 V1 f3
their levels.
13 CC2 V2 f1
Parameters Symbol Level 1 Level 2 Level 3 14 CC2 V2 f2
Cutting conditions (CC) A Dry MQL 15 CC2 V2 f3
Cutting speed (Vc) (m/min) B 75 100 125 16 CC2 V3 f1
Feed rate (f) (mm/rev) C 0.16 0.25 0.50 17 CC2 V3 f2
18 CC2 V3 f3
MQL: minimum quantity lubrication.
Gürbüz and Gönülaçar 7

(a) (b)
DRY MQL DRY MQL
3500
3500

Main cutting force, Fc (N)


Main cutting force, Fc (N)
3000
3000
2500
2500
2000
2000
1500 1500

1000 1000

500 500

0 0
0.16 0.25 0.5 0.16 0.25 0.5
Feed rate, f (mm/rev) Feed rate, f (mm/rev)

(c)
DRY MQL
3000
Main cutting force, Fc (N)

2500

2000

1500

1000

500

0
0.16 0.25 0.5
Feed rate, f (mm/rev)

Figure 2. Impacts of feed rate and machining conditions on Fc values in various cutting speeds: (a) 75 m/min; (b) 100 m/min;
(c) 125 m/min.
MQL: minimum quantity lubrication.

(a) (b)
DRY MQL DRY MQL
1800
1400
Main cutting force, Fc (N)

1600
Main cutting force, Fc (N)

1200 1400
1000 1200
800 1000
800
600
600
400 400
200 200
0 0
75 100 125 75 100 125
Cutting speed, Vc (m/min) Cutting speed, Vc (m/min)

(c)
DRY MQL
3500
Main cutting force, Fc (N)

3000

2500

2000

1500

1000

500

0
75 100 125
Cutting speed, Vc (m/min)

Figure 3. Impacts of cutting speeds and machining conditions on Fc values in various feed rates.
MQL: minimum quantity lubrication.
8 Proc IMechE Part C: J Mechanical Engineering Science 0(0)

However, when the graphics in Figure 3 are investi- chip removal volume, it is seen that flank wear in
gated, the differences between the Fc values obtained dry machining was measured as 0.2 mm and in
in dry cutting and MQL application with the increase MQL application it was measured as 0.15 mm. It is
in the cutting speed reduced and thus, results close to understood that MQL application reduced the cutting
each other were obtained. And it is seen that in some tool average flank wear when compared with dry cut-
experiments, better results were obtained with dry ting. This may indicate that MQL reduces the flank
machining. The reason for this is the penetration of temperature of cutting tool compared to dry machin-
lubricant, used in MQL application, into the cutting ing. Thanks to this advantage, MQL application kept
area becomes difficult with the increase in the cutting cutting tool hardness; thus, it reduced adhesion and
speed.44 diffusion wears, which are very sensitive to abrasion
wear and heat. As a result of this, flank wear turned
out to be lower.8
Cutting tool wear
After cutting tool wear experiments, in order to
One of the most significant parameters for the total establish wear mechanisms occurring on the cutting
machining cost and process planning is the cutting tools, SEM images of cutting tools were taken and
tool wear.46 It is a natural phenomenon that cutting evaluated. When the images in Figure 6 are examined,
tools wear during machining in time and this leads to it is possible to see that abrasive wear lines occurred
damage in cutting tools.21 Cutting tools may be des- on the flank surface because hard particles in the
troyed with plastic deformations, brittle fracture, or workpiece rubbed on the cutting tool surface, and as
gradual wear. The carbide tools, which have sufficient a result of this, it is understood that flank wear
resistance, hot hardness, and toughness, are generally occurred. Along the cutting tool edge where cutting
damaged with gradual wear. In the gradual wear pro- process occurred, abrasion traces are shaped in cut-
cess, cutting tools are exposed to flank wear on the ting direction in the form of parallel grooves are cre-
clearance surface and crater wear on the rake surface ated as a consequence of abrasive wear can easily
due to constant interaction and friction. Among the seen. In addition, when the images in Figure 6 are
wears mentioned above, flank wear on the cutting tool examined, it is understood that in dry machining,
is the most significant one since it increases the prob- severe adhesion occurred in association with high
lems related with main cutting forces. Therefore, it is temperature and ineffective heat distribution in the
necessary that attempts be made to reduce the average cutting area; and built-up edge (BUE) in connection
flank wear (VB) as much as possible.8 In Figure 4, the with high friction occurred.16 In MQL application, on
measurement of the average flank wear of the cutting the other hand, these negative consequences are pre-
tool is given. vented due to the great deal decrease in the friction in
Cutting tool wear experiments were carried out the cutting area.48
under both MQL and dry cutting conditions utilizing
2.5 mm depth of cut, 125 m/min cutting speed, and
0.16 mm/rev feed rate, and average flank wear
Surface roughness
amounts occurring in cutting tools were examined Ra, which has a crucial effect on assessing the surface
with the help of optical microscope. The change quality of a product machined in manufacturing
according to the chip removal volume of average industry, is not only an indicator of quality but also
flank wear amounts occurring in cutting tools for it is the last phase in controlling the machining per-
both MQL and dry machining is given in Figure 5 formance and enterprise costs. Many factors such as
graphically. When Figure 5 is examined, it is under-
stood that when the chip removal increases, the aver-
age flank wear increases as well. In addition, when
0.25
Figure 5 is observed, at the end of 500,000 mm3
Average flank wear, VB (mm)

DRY MQL
0.2

0.15

0.1

0.05

0
125000 250000 375000 500000

Chip removal volume (mm³)

Figure 5. Change in VB values according to the chip removal


volume under MQL and dry machining.
Figure 4. Measurement of flank wear.47 MQL: minimum quantity lubrication.
Gürbüz and Gönülaçar 9

Figure 6. SEM and optical microscope images of cutting tool edges to cutting conditions: (a) dry machining; (b) MQL application.
BUE: built-up edge.

machining parameters, cutting tool geometry, BUE, which plastic deformation and chip flow are facili-
workpiece, and cutting fluid affect Ra.49 Since surface tated.58 However, when the graphics in Figure 8 are
quality is an important criterion in terms of machin- observed, it is seen that Ra values do not exhibit a
ability, it is important that Ra values be controlled regular reduction tendency according to the increase
during workpiece machining and that it be low as in the cutting speed and that there are irregular
much as possible.21,22 The impact of feed rate and changes in Ra values according to the increase in
cutting speed on Ra values under dry machining the cutting speed. The fact that continuous chip
and MQL conditions are given graphically in formed in some experiments exhibits more uncon-
Figures 7 and 8. When the graphics in Figure 7 are trolled behavior with the increase in the cutting
investigated, it is seen that Ra values rises when the speed, and causes deformation on the workpiece sur-
feed rate increases. It is a frequently encountered case face leads to irregular changes in the values of the
that with the rise in the feed rate, Ra values increases surface roughness.52
as well.18,22,50–56 This can be explained by theoretical While the highest Ra value was attained at 0.5 mm/
equation of ideal Ra given below57 rev feed rate and 125 m/min cutting speed, the lowest
Ra value was attained at 0.16 mm/rev feed rate and
Ra ¼ ð0:0321xf 2 Þ=r" ð2Þ 100 m/min cutting speed. When the graphics in
Figures 7 and 8 are examined, it is seen that MQL
where Ra is the average surface roughness, f is the application reduced Ra values in general compared to
feed rate, and r" is the radius of the cutting tool dry machining. The reason for this is that MQL appli-
nose. When equation (2) is examined, it is easily cation reduces the temperature in the cutting area as a
seen that the surface roughness and the feed rate are result of decreasing the friction forces in the interfaces
proportional to each other and the rise in the feed rate between cutting tool–workpiece and cutting tool–chip
increases the Ra value as well. On observing Figure 8, and by this way decreases the damage.18 However,
it is established that in general, while the cutting when the graphics in Figures 7 and 8 are examined,
speed increases, Ra values decrease. In the literature, it is seen that dry machining gives lower Ra values
it is mentioned that the rise in the cutting speed compared to MQL application in some experiments.
decreases Ra values in many studies per- And the reason for this is that unwanted long formed
formed.6,12,15,18,22,42,51,53,56,58 That is why, the increase chip types occurring during experiments wrap round
in the cutting speed increases the heat, as a result of the workpiece (Figure 9) and prevent the lubricant to
10 Proc IMechE Part C: J Mechanical Engineering Science 0(0)

(a) (b)
DRY MQL DRY MQL
10

Surface roughness, Ra (µm)


10
Surface roughness, Ra (µm)

9
9
8
8
7
7
6
6
5
5
4 4
3 3
2 2
1 1
0 0
0.16 0.25 0.5 0.16 0.25 0.5
Feed rate, f (mm/rev) Feed rate, f (mm/rev)

(c)
DRY MQL
10
Surface roughness, Ra (µm)

9
8
7
6
5
4
3
2
1
0
0.16 0.25 0.5
Feed rate, f (mm/rev)

Figure 7. Impacts of feed rate and machining conditions on Ra values at various cutting speeds.

(a) (b)
DRY MQL DRY MQL
4
Surface roughness, Ra (µm)

3.5
Surface roughness, Ra (µm)

3.5
3
3
2.5
2.5
2 2
1.5 1.5
1 1
0.5 0.5

0 0
75 100 125 75 100 125
Cutting speed, Vc (m/min) Cutting speed, Vc (m/min)

(c) DRY MQL


9.4
Surface roughness, Ra (µm)

9.2

8.8

8.6

8.4

8.2

8
75 100 125
Cutting speed, Vc (m/min)

Figure 8. Impacts of cutting speed and machining conditions on Ra values in various feed rates: (a) 0.16 mm/rev; (b) 0.25 mm/rev;
(c) 0.50 mm/rev.
MQL: minimum quality lubrication.
Gürbüz and Gönülaçar 11

Figure 9. Image of long form chip types occurring in some experiments winding around the workpiece: (a) Vc ¼ 75 m/min and
f ¼ 0.50 mm/rev; (b) Vc ¼ 125 m/min and f ¼ 0.25 mm/rev; (c) Vc ¼ 100 m/min and f ¼ 0.50 mm/rev.

Cutting Conditions Cutting Speed Feed Rate


-60
Cutting Conditions Cutting Speed Feed Rate
-61
-5
Mean of SN ratios

-62
-7
Mean of SN ratios

-63
-64 -9
-65 -11
-66 -13
-67
-15
-68
-17
-69
-19
DRY MQL 75 100 125 0.16 0.25 0.50
DRY MQL 75 100 125 0.16 0.25 0.50

Figure 10. Effect of machining parameters on S/N ratio for Fc


(N) values. Figure 11. Effect of machining parameters on S/N ratio for
Ra (mm) values.

penetrate the interface of cutting tool and Optimal levels of each independent variable (cut-
workpiece.10 ting conditions, cutting speed, feed rate) for optimal
Fc and Ra values carried out with a ‘‘S/N ratio table’’
are given in Table 7. The level values of independent
Experimental results’ statistical analyses variables for Fc and Ra found by employing the
Taguchi technique are shown in graphical forms in
and discussion Figures 10 and 11.
Analyses of S/N, ANOVA, regression analysis, and The effects of the independent variables attained
confirmation tests were employed to analyze the with the Taguchi method on the alterations of Fc
effects and contributions of independent variables and Ra values verifying the results achieved from
on dependent variables obtained from experimental the experimental studies are demonstrated in Figures
results. 10 and 11. To minimize Fc and Ra values, optimal
values of the cutting conditions, feed rate, and cutting
speed, which are independent variables, can easily be
Analysis of S/N ratio for Fc and Ra defined from these graphs. The most appropriate level
Signal-to-noise ratio is the most crucial criterion for for each independent variable was established with
analyzing the experimental data in the Taguchi respect to the highest S/N ratio in the independent
method. Table 6 exhibits S/N ratio values for evalu- variable. After finding this result, S/N ratios and
ations of Fc and Ra values. As a result of turning tests levels for the independent variables presenting the
and Taguchi method, the average values of Fc and best Fc value were determined as cutting conditions
Ra, and S/N ratio were calculated as 1771.173 (N) (S/N ¼ 63.58, Level 2), cutting speed (S/N ¼ 63.43,
and 4.520 (mm); and 64.175 (dB) and 10.714 Level 3), and feed rate (S/N ¼ 60.33, Level 1).
(dB), respectively. Likewise, S/N ratios and levels for the independent
12 Proc IMechE Part C: J Mechanical Engineering Science 0(0)

Table 6. Results of experimental and S/N ratio values for Fc and Ra.

Independent variables Surface


Experiment Main cutting S/N ratio roughness S/N ratio
no. Cutting conditions (CC) Cutting speed (Vc) Feed rate (f) force Fc (N) for Fc (dB) Ra (mm) for Ra (dB)

1 Dry 75 0.16 1209.75 61.654 2.729 8.719


2 Dry 75 0.25 1697.97 64.599 3.157 9.985
3 Dry 75 0.5 3328.35 70.445 8.770 18.860
4 Dry 100 0.16 1170.84 61.370 2.882 9.193
5 Dry 100 0.25 1667.27 64.440 3.506 10.897
6 Dry 100 0.5 3167.59 70.015 8.888 18.976
7 Dry 125 0.16 952.03 59.573 1.533 3.711
8 Dry 125 0.25 1355.11 62.640 2.504 7.974
9 Dry 125 0.5 2559.73 68.164 9.162 19.240
10 MQL 75 0.16 1014.12 60.122 1.090 0.749
11 MQL 75 0.25 1401.91 62.934 2.633 8.408
12 MQL 75 0.5 2624.19 68.380 9.138 19.217
13 MQL 100 0.16 970.73 59.742 1.081 0.679
14 MQL 100 0.25 1366.62 62.713 2.580 8.231
15 MQL 100 0.5 2552.87 68.141 8.938 19.025
16 MQL 125 0.16 944.22 59.502 1.232 1.815
17 MQL 125 0.25 1347.8 62.593 2.537 8.086
18 MQL 125 0.5 2550.01 68.131 9.008 19.093
Total mean values 1771.173 64.175 4.520 10.714
MQL: minimum quality lubrication.

Table 7. S/N ratio table for Fc and Ra.

Independent Variables

Cutting Cutting Feed Cutting Cutting Feed


Levels conditions (A) speed (B) rate (C) conditions (A) speed (B) rate (C)

Level 1 Main cutting 64.77 64.69 60.33 Surface 11.951 10.990 4.144
Level 2 forces (Fc) 63.58 64.40 63.32 roughness (Ra) 9.478 11.167 8.930
Level 3 63.43 68.88 9.986 19.068
Delta 1.18 1.26 8.55 2.473 1.181 14.924
Rank 3 2 1 2 3 1

variables giving the best Ra value were determined as study is ANOVA for Fc and Ra values. The ANOVA
cutting conditions (S/N ¼ 9.478, Level 2), cutting results for the Fc and Ra values are shown in Table 8.
speed (S/N ¼ 9.986, Level 3), and feed rate Each independent variable in the ANOVA table is
(S/N ¼ 4.144, Level 1). As a result, in terms of considered to be crucial provided that the variable’s
machining conditions, an optimum Fc and Ra p-value appears to be lower than 0.05 since each
values were obtained with MQL (A2), at a feed rate p-value in the ANOVA table is calculated with a
(C1) of 0.16 mm/rev and at a cutting speed (B3) of 5% significance level. The contribution column in
125 m/min as seen in Figures 10 and 11. According the ANOVA table demonstrates the contribution
to S/N ratios, MQL is more important than dry cut- rate of independent variables to the dependent
ting on the Fc and Ra as seen in Figures 10 and 11. variables.25,26,39
Table 8 demonstrates the p-value of each independ-
ent variable contribution establishing the degree of
ANOVA results for Fc and Ra values influence on the dependent variable. On examining
Another crucial analysis for understanding of the sig- Table 8, the p-values of the independent variables
nificance of cutting parameters and conditions in this on the Fc were found as cutting conditions (0.000),
Gürbüz and Gönülaçar 13

feed rate (0.000), and cutting speed (0.002), respect- however, the independent variables are feed rate (f),
ively. p-Values showed that cutting conditions cutting speed (Vc), and cutting conditions (CC).
(0.000 < 0.05), feed rate (0.000 < 0.05), and cutting Regression analysis was employed in achieving esti-
speed (0.002 < 0.05) have an important effect on the mated quadratic equations for Fc and Ra values.
Fc. According to ANOVA results, the p-values of the Also, the quadratic mathematical models are utilized
independent variables on Ra were revealed as cutting for conErmation experiments in this study. The pre-
conditions (0.025), feed rate (0.000), and cutting speed dictive quadratic equations attained with the help of
(0.577), respectively (Table 8). This showed that while multi-linear regression model of Fc and Ra values are
the cutting conditions (0.025 < 0.05) and feed rate as follows
(0.000 < 0.05) were more effective on the Ra values,
the cutting speed (0.577 > 0.05) was not effective on Fc ¼ 882 þ 160CC þ 23:2Vc þ 11639F
them. ANOVA analysis was performed at 5% signifi-  0:108Vc2 þ 1556F2  1:41CCVc
cance and level 95% confidence level. As well as
p-values, the importance of independent variables on  3957CCF  61:3VcF þ 30:4CCVcF
dependent variables in ANOVA was established after R  Sq ¼ 99:7% R  Sqðadj Þ ¼ 99:3% ð3Þ
comparing each independent variable’s F values.
According to Table 8, the F values’ percentages of Ra ¼ 8:76  5:71CC  0:0180Vc  28:6F
the independent variables on Fc were found as the  0:000301Vc2 þ 37:8F2 þ 0:0408CCVc
cutting condition (2.616%), cutting speed (2.161%),
and feed rate (93.976%), respectively. These results þ 14CCF þ 0:196VcF  0:104CCVF
displayed that the most effective independent variable R  Sq ¼ 99:6% R  Sqðadj Þ ¼ 99:2% ð4Þ
influencing the Fc values was the feed rate (93.976%).
According to ANOVA results, the F values’ percent- where Fc and Ra show the predictive quadratic equa-
ages of the independent variables on Ra were found as tions of Fc and Ra values, respectively. For Fc and
cutting conditions (3.527%), cutting speed (0.624%), Ra, R2 values of the quadratic equations attained by
and feed rate (89.352%), respectively. Therefore, the multi-linear regression model were computed to be
most important independent variable on Ra values 99.7% and 99.6%, respectively. Consequently, this
was feed rate (89.352%). The error percent was regression model was proved to be successful in pre-
found to be rather low at 1.248% and 6.497% for dicting Fc and Ra values.
Fc and Ra values, respectively.
Confirmation experiment for Fc and Ra
Regression analysis for Fc and Ra Confirmation tests for Fc and Ra values were applied
Regression analyses were applied to predict to check the relations between predicted and experi-
experimental results. Fc and Ra values obtained mental results and errors. Comparison results of esti-
from turning experimental were mathematically mod- mated values of Fc and Ra gathered from optimum
eled with the help of quadratic equations for regres- parameters with actual experimental results using
sion analyses. In these quadratic mathematical Taguchi optimization technique are as given in
models, the dependent variables are Fc and Ra; Table 9. The level of independent variables selected

Table 8. Results of ANOVA for Fc and Ra values.

Degrees of Sum of Mean


Source of variance freedom squares square F ratio p Remarks Contribution (%)

Main cutting forces


Cutting conditions 1 6.291 6.291 25.16 0.000 Significant 2.616
Cutting speed 2 5.196 2.598 10.39 0.002 Significant 2.161
Feed rate 2 226.000 113.000 451.91 0.000 Significant 93.976
Error 12 3.001 0.250 1.248
Total 17 240.488 100
Surface roughness
Cutting conditions 1 27.510 27.510 6.52 0.025 Significant 3.527
Cutting speed 2 4.864 2.432 0.58 0.577 Not Significant 0.624
Feed rate 2 696.835 348.417 82.51 0.000 Significant 89.352
Residual error 12 50.671 4.223 6.497
Total 17 779.880 100
14 Proc IMechE Part C: J Mechanical Engineering Science 0(0)

Table 9. Confirmation test results and estimated values by regression analyses and Taguchi method.

For Taguchi method For regression equations

Level Exp. Pred. Error (%) Exp. Calc. Error (%)

Main cutting forces (Fc)


A1 B2 C2 (random1) 1667.27 1647.38 1.19 1667.27 1711.68 2.66
A1 B1 C3 (random2) 3328.35 3035.12 8.81 3328.35 3281.57 1.40
A2 B1 C3 (random3) 2624.19 2775.55 5.77 2624.19 2658.18 1.29
A2 B3 C1 (optimum) 944.22 760.81 19.42 944.22 962.20 1.90
Surface roughness (mm)
A1 B2 C2 (random1) 3.5068 3.2168 8.26 3.5068 3.7007 5.54
A2 B1 C3 (random2) 8.77 9.32141 6.29 8.77 8.903 1.52
A2 B1 C3 (random3) 9.1377 8.77761 3.94 9.1377 9.19715 0.65
A2 B3 C1 (optimum) 1.2323 1.2949 5 1.2323 1.2635 2.53

Figure 12. Comparison of experimental values with Taguchi optimization technique for Fc and Ra.

Figure 13. Comparison of experimental values with the quadratic regression model for Fc and Ra.

randomly for comparisons of the prediction values should be smaller than 20% so that statistical
results and experimental results is shown in Table 9. analyses can be reliable.25,59–61 Thus, confirmation
Taguchi method and regression analyses demon- tests administered for regression equation and
strated that the predicted results have very approxi- Taguchi method show reliable results.
mate values with the experimental values attained for The comparisons of experimentally measured
various combinations of independent variables. The values and predicted values which were obtained by
percentage of error calculated for Fc and Ra is Taguchi optimization technique and regression
within the permissible limits. In the literature, error analysis are exhibited in Figures 12 and 13. When
Gürbüz and Gönülaçar 15

Figures 12 and 13 analyzed, there is a quite good con- Results have shown a close relationship between
formity between experimental and predicted values. predicted and experimental results for Fc and Ra.
R2 values obtained by Taguchi optimization tech- . From the experimental and statically analyses
nique for Fc and Ra were found to be 0.972% and results, it was observed that Taguchi established
0.985%, respectively. Also, R2 values obtained by the that optimum machining conditions significantly
regression analysis for Fc and Ra were found to be reduced the Fc and Ra during the machining of
0.997% and 0.996%, respectively. As a result, AISI 4140. Thus, it offered concrete data for man-
Taguchi optimization technique and regression ana- ufacturing industries and for those who want to
lysis were shown to be successful for the prediction of gain knowledge in this field, so that they could
Fc and Ra values. use these optimum machining conditions for
improving the machinability of AISI 4140 under
the above conditions.
Conclusions
In this paper, the effects of MQL and dry machining
Declaration of Conflicting Interests
application on machinability in turning of AISI 4140
steel were investigated. Also, Taguchi method was The author(s) declared no potential conflicts of interest with
respect to the research, authorship, and/or publication of
employed to establish the optimizations and contribu-
this article.
tions of independent variables on dependent vari-
ables. Statistical analyses of experimental results and
the results obtained at the end of the turning experi- Funding
ments conducted in different machining parameters The author(s) disclosed receipt of the following financial
are summarized as follows: support for the research, authorship, and/or publication
of this article: The authors thank BTUBAP (Batman
University Scientific Research Projects Unit) for their finan-
. It is revealed that Fc increased with the feed rate
cial support to this research with project no 2017-
increase; and Fc tended to decrease with the cutting GRADUATE-2.
speed increase. It is established that MQL applica-
tion reduced Fc in general compared to dry
machining. ORCID iDs
. It was found that the flank wear amount was Hüseyin Gürbüz https://orcid.org/0000-0003-1391-172X
approximately 0.05 mm lower in the MQL applica- Yunus Emre Gönülaçar https://orcid.org/0000-0002-
tion when compared with dry machining. 1565-8564
According to results, Ra increased with the
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