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Environmental Impact Assessment Review 45 (2014) 10–18

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Environmental Impact Assessment Review


journal homepage: www.elsevier.com/locate/eiar

Comparative life cycle assessments: The case of paper and digital media
Justin G. Bull ⁎, Robert A. Kozak
University of British Columbia, Faculty of Forestry, 4040-2424 Main Mall, Vancouver, BC V6T 1Z4, Canada

a r t i c l e i n f o a b s t r a c t

Article history: The consumption of the written word is changing, as media transitions from paper products to digital
Received 4 October 2012 alternatives. We reviewed the life cycle assessment (LCA) research literature that compared the environmental
Received in revised form 2 October 2013 footprint of digital and paper media. To validate the role of context in influencing LCA results, we assessed LCAs
Accepted 15 October 2013
that did not compare paper and print, but focused on a product or component that is part of the Information
Available online 18 November 2013
and Communication Technology (ICT) sector. Using a framework that identifies problems in LCA conduct,
Keywords:
we assessed whether the comparative LCAs were accurate expressions of the environmental footprints of
Life cycle assessment paper and print. We hypothesized that the differences between the product systems that produce paper and dig-
Electronic media ital media weaken LCA's ability to compare environmental footprints. We also hypothesized that the character-
Paper media istics of ICT as an industrial sector weaken LCA as an environmental assessment methodology. We found that
Moore's Law existing comparative LCAs offered problematic comparisons of paper and digital media for two reasons — the
stark material differences between ICT products and paper products, and the unique characteristics of the ICT
sector. We suggested that the context of the ICT sector, best captured by the concept of “Moore's Law”, will con-
tinuously impede the ability of the LCA methodology to measure ICT products.
© 2013 Elsevier Inc. All rights reserved.

1. Introduction Williams (2011, p.354) encourages a broad view on the impacts of


ICT, suggesting that the “energetically expensive manufacturing pro-
The consumption of the written word is changing. Newspapers, cess, and the increasing proliferation of devices needs to be taken into
magazines, books and other paper products are being replaced by account.” Andrae and Anderson (2010) found that not all LCAs of ICT
a complex system of interconnected electronic devices. The nature products are created equally. They found desktop and laptop LCAs to
and pace of this transition is uneven. Some paper media products and be the least consistent of the consumer products they examined, rooted
publishers may survive, while others adapt or disappear. Given the in subjective choices and different system boundaries and lifetimes.
importance of sustainability – broadly defined as activities that do not Malmodin et al. (2010) found that in 2007 the ICT sector produced
compromise the well-being of future generations (United Nations, 1.3% of global greenhouse gas emissions and used 3.9% of global elec-
1987) – it is worth considering the implications of a shift from paper tricity. Given the growth of the ICT sector since 2007, this figure has
to digital media from an environmental perspective. likely increased.
The Internet and Information and Communication Technologies Researchers have studied the environmental trade-offs be-
(ICT) are transforming the profile of the global economy and impacting tween traditional and web-based retailing (Edwards et al., 2010),
the environment. ICT includes technologies such as desktop and laptop between working at the office or at home (Mokhtarian et al.,
computers, smartphones, e-readers, software, peripherals and connec- 1995), between different music delivery methods (Weber et al.,
tions to the Internet that fulfill information processing and communica- 2010), and between paper-based telephone directories and online
tions functions. The impact of ICT on the global economy is complex. equivalents (Zurkirch and Reichart, 2002). One of the most fre-
Berkhout and Hertin (2004, p.903) studied the direct, indirect, and quently considered transitions is that from paper to digital media.
structural impacts of the ICT sector. They found that the sector and its Products such as invoices, telephone directories, textbooks, office
impacts are “complex, interdependent, deeply uncertain and scale- paper, magazines and newspapers all have digital alternatives.
dependent.” Hilty et al. (2006, p.1618) worried that “there is some The environmental impact of these trade-offs has most commonly
risk that ICT will become counterproductive with regard to environ- been measured by means of a life cycle assessment (LCA), a rigorously
mental sustainability.” They encouraged a systematic view of ICT to en- defined and transparent methodology for quantifying environmental
sure its application is used in support of sustainable development. burdens associated with the creation, use and disposal of products and
systems. LCA is rooted in efforts to compare products, with a seminal
study conducted in 1969 that examined the differences between vari-
⁎ Corresponding author. Tel.: +1 604 822 2727. ous beverage containers (LeVan, 1995). The tool was extended to
E-mail addresses: jgbull@gmail.com (J.G. Bull), rob.kozak@ubc.ca (R.A. Kozak). other comparisons contrasting, for example, paper and plastic bags,

0195-9255/$ – see front matter © 2013 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.eiar.2013.10.001
J.G. Bull, R.A. Kozak / Environmental Impact Assessment Review 45 (2014) 10–18 11

cloth and disposable diapers or steel beams and dimensional lumber. challenges that are of particular concern: functional unit defini-
All of these comparisons are trade-offs between two product systems tion, boundary selection, allocation, spatial variation, local envi-
that can be defined in a straightforward way. The trade-off between ronmental uniqueness and data availability/quality. These six
paper and digital media, however, is more complex. Digital products challenges structured our review of comparative LCAs that exam-
can replace paper consumption, but this is not their only function. ine paper and digital media. Reap et al. (2008a,b) identified these
Researchers have also found that increased digital media consump- challenges as most important because they had significant influ-
tion does not necessarily reduce paper media consumption (Sellen ence over study results and adequate solutions are available to
and Harper, 2001). These compounding factors suggest that the ICT ameliorate impacts. We describe the specifics of each challenge
sector may strain LCA's ability to make meaningful comparisons. in the Results section, followed by our analysis of comparative
It is this idea that we intend to test. We hypothesize that the differ- LCAs and ICT LCAs.
ences between the product systems that produce paper and digital We chose studies that specifically examined potential trade-offs be-
media weaken LCA's ability to accurately compare environmental tween paper and digital media for several reasons. Paper and digital
footprints. We also hypothesize that the characteristics of ICT as an media are very distinct product systems, and we wanted to gauge the
industrial sector weaken LCA as an environmental assessment meth- robustness of the LCA when comparing such different units of analysis.
odology. To test this latter hypothesis, we also examined LCAs that Further, the ICT sector is a dynamic and growing industry that has
looked exclusively at ICT products. disrupted many existing industrial sectors. The idea of the “paperless
LCA excels in considering discrete trade-offs between product office” was held up as an environmentally preferable future (Sellen
systems that can be clearly defined and in comparing products that and Harper, 2001). The phrase “please consider the environment before
are discrete substitutes. A paper or plastic bag is a straightforward printing this email” is often appended to emails. It suggests that printing
consumptive choice. The same cannot be said for paper or digital on paper is bad for the environment, while sending an email is innocu-
media. Studies suggest that the more discrete and precise the ous. We wanted to understand whether this assumption that digital
trade-off considered, the more effective the LCA is as a tool of envi- media is preferable is supported by academic research. We searched ac-
ronmental assessment (Gaudreault et al., 2007a,b). Earlier research ademic databases for peer-reviewed literature on the subject, but also
has also shown that the LCA is constrained in its ability to compare considered publically available technical reports and white papers.
at all, with Finnveden (2000, p.299) suggesting “it can in general In the end, this left us with seven studies which we summarized using
not be shown that one product is environmentally preferable to an- the six key challenges in Reap et al.'s (2008a,b) analytical framework.
other, even if this happens to be the case.” Should process x or y be The studies reviewed are listed below.
employed to minimize environmental footprint? Would product a
or b have a smaller environmental footprint? These are the questions • Deetman S, Odegard I. Scanning Life Cycle Assessment of Printed and
that LCAs can and should answer. But sometimes the relationships E-paper Documents based on the iRex Digital Reader. 2009. Institute
between x and y are enormously complex. Managing this complexity of Environmental Sciences, Leiden University
imposes unavoidable uncertainty and a resulting series of assump- • Enroth M. Environmental impact of printed and electronic teaching
tions. How does the LCA perform in assessing a complex consump- aids, a screening study focusing on fossil carbon dioxide emissions.
tive choice? Further, how does the LCA perform when complexity Adv. Print. Media. Technol. 2010:36, 1–9.
lies not just in a lack of a discrete trade-off, but in the fundamental • Gard DL, Keoleian GA. Digital versus print. Energy performance
character of one of the subjects being studied? This paper is an effort in the selection and use of scholarly journals. J. Ind. Ecol.
to answer these questions by reviewing comparative LCAs that have 2003;6(2):115–32.
examined paper and digital media. By doing so, we aim to elucidate • Hischier R, Reichart I. Multifunctional electronic media — tradi-
the strengths and weaknesses of LCA as a comparative tool. Further, tional media. The problem of adequate functional unit. A case
we seek to strengthen our understanding of the role that context study of a printed newspaper, an internet newspaper and a TV
plays in LCAs, and in this particular case, the context of the ICT sector. broadcast. Int. J. LCA 2003;8(4):201–8.
We focus on ICT throughout our paper because we believe this sector • Kozak G. Printed Scholarly Books and E-book Reading Devices:
warrants particular scrutiny. It is disruptive to many aspects of the A Comparative Life Cycle Assessment of Two Book Options. 2003.
global economy and several industrial sectors beyond paper-based Center for Sustainable Systems, University of Michigan
media, with direct, indirect and behavioral effects. It is changing rap- • Moberg Å, Johansson M, Finnveden G, Jonsson A. Printed and tablet
idly, with new products, processes and devices emerging. Forestry e-paper newspaper from an environmental perspective — a screen-
and paper production are not without environmental impacts, with ing life cycle assessment. Environ. Impact. Assess. 2010: 30(3),
land-use change, emissions from production, and the creation of 177–191.
waste as prominent examples. For a review of issues associated • Moberg Å, Borggren C, Finnveden G. Books from an environmental
with paper LCAs see Gaudreault et al. (2007a,b). perspective — part 2: e-books as an alternative to paper books. Int.
J. LCA 2011; 16(3): 238–246.
2. Methods • Toffel MW, Horvath A. Environmental implications of wireless
technologies. News delivery and business meetings. Policy Analysis
We describe an analytical framework for assessing problems in the 2004;38(11):2961–70.
conduct of an LCA, and our methods for selecting comparative LCAs
and validating our results through ICT LCAs. We organize the results Reap et al.'s (2008a,b) framework provided the concepts and the-
around problems identified in an analytical framework. We describe ory necessary to identify whether inaccuracies in LCAs result from a
the problem, examine how it is addressed in comparative LCAs, and failure to implement the LCA methodology appropriately. But the
then asses the approach of ICT LCAs. framework cannot identify whether there are problems outside
the scope of LCA methodology that influence results. To identify the
2.1. Framework for assessing problems in LCAs potential of context to influence comparative LCA results, we trian-
gulated our results by also using ICT LCAs that did not attempt to
An LCA is a four-step tool designed to estimate the potential en- compare one product to another. The underlying logic is that if
vironmental impact of a product, process or system (ISO, 2006). the same problems are identified in both comparative LCA s and
These four steps, and the challenges that occur at each stage, are ICT LCAs, we can better gauge the role of context in influencing
summarized by Reap et al. (2008a,b). The authors suggest six LCA results.
12 J.G. Bull, R.A. Kozak / Environmental Impact Assessment Review 45 (2014) 10–18

Below is a list of eight non-comparative LCAs from the ICT sector that Table 1
we also reviewed for this paper: Summary of functional units.

Study Functional unit


• Choi B, Shin HS, Lee SY, Hur T. Life Cycle Assessment of a Personal
Deetman and Odegard One year of office paper use, using either an e-reader or a
Computer and its Effective Recycling Rate. Int. J. LCA. 2006;
laser printer with paper
11(2):122–128. Enroth The use of a teaching aid (either a textbook or a computer)
• Duan H, Eugster M, Hischier R, Streciher-Porte M, Li J. Life cycle over the course of five years by 5000 students per year.
assessment study of a Chinese desktop personal computer. 2009. Sci Gard and Keoleian Reading a scientific journal article in a traditional or digital
Total Environ; 407:1755–1764. library system.
Hischier and Reichart 1. Reading of a 500-word article (either online or in
• Durucan S, Korre A, Munoz-Melendez G. Mining life cycle modelling: a newspaper).
a cradle-to-gate approach to environmental management in the 2. Staying “up-to-date” by watching either 25 min of TV,
minerals industry. J. Clean. Prod. 2006; 14:1057–1070. 10 min online or reading 43% of a newspaper.
• Frey SD, Harrison DJ, Billett E. Ecological Footprint Analysis Applied 3. Daily media consumption, either 110 min of TV, 74 min
on the Internet or an entire newspaper.
to Mobile Phones. J. Ind. Ecol. 2006;10(1–2): 199–216.
Kozak 40 scholarly textbooks 500 pages in length, either purchased
• Liu CH, Lin SJ, Lewis C. Life cycle assessment of DRAM in Taiwan's in physical form or downloaded to an e-reader.
semiconductor industry. J. Clean. Prod. 2010;18(5):419–425. Moberg et al. (2010) The consumption of a newspaper during one year, either in
• Lu LT, Wernick IK, Hsiao TY, Yu YH, Yang YM, Ma HW. Balancing the physical form or on an e-reader.
life cycle impacts of notebook computers: Taiwan's experience. Moberg et al. (2011) One specific book bought and ready by one person, either
as a 360 page hardcover novel or a 1.5 MB PDF file.
Resour. Conserv. Recy. 2006;48(1): 13–25. Toffel and Horvath One year's worth of the New York Times, either delivered
• Plepys A., 2004. The environmental impacts of electronics. Going in Berkley California or wirelessly to a PDA.
beyond the walls of semiconductor fabs. IEEE. 2004: 159–165.
• Scharnhorst, W., 2006. Life Cycle Assessment of Mobile Telephone
Networks, with Focus on the End-of-Life Phase. Int. J. LCA. quantify average Internet-use time. Most of the studies oriented their
2006;11(4):290–291. functional unit around a product rather than a service. The exceptions
• Williams ED, Ayres RU, Heller M. The 1.7 Kilogram Microchip: were Hischier and Reichart's (2003) second and third scenarios, which
Energy and Material Use in the Production of Semiconductor modeled the service of being “well informed”. However, they only consid-
Devices. Enviro. Sci. Technol. 2002;36(24):5504–10. ered one device, a home PC, as necessary to staying well-informed using
ICT products, an assumption that may not reflect the reality of digital
3. Results media consumption. Another consistent characteristic was the modeling
of discrete functional units. The trade-off between one product and an-
We detail the results of our review of comparative LCAs and non- other was always absolute, viewing the paper and ICT products as substi-
comparative ICT LCAs below. The results are organized according to tutes (rather than potential complements).
the analytical framework developed by Reap et al. (2008a,b) that iden- The functional unit was not a source of much discussion or concern
tifies the six key challenges in the conduct of the LCA. We summarize in the ICT LCAs. The authors did not attempt to allocate burdens be-
the LCAs reviewed in aggregate, identifying and detailing indicative tween various activities, thus avoiding many of the challenges associat-
results when appropriate. ed with functional unit definition. This approach avoids many of the
challenges discussed above, such as how to appropriately model con-
3.1. Functional unit definition sumer behavior. Contrasted with Hischier and Reichart’s (2004) at-
tempt to model being “well informed”, the other authors of these
The functional unit is a measure of the performance of the functional studies picked a product (be it a PC, a mobile phone or a component in-
outputs of the product system (ISO, 2006). It is designed to provide a side an ICT device) and designed their LCA accordingly.
reference to which inputs and outputs are related, and a basis for com-
parability of LCA results. Challenges emerge when trying to incorporate 3.2. Boundary selection
products that have multiple functions. According to Reap et al. (2008a,
p.292), “not identifying, decomposing, specifying and/or prioritizing Boundary selection determines which processes and activities are to
these [multiple] functions appropriately with respect to a study's goal be included in an LCA. The LCA scientist must balance the desire to pro-
and scope might yield a functional unit that fails to reflect reality duce objective, scientific and repeatable LCAs with the constraints of re-
well”. Non-quantifiable or difficult-to-quantify functions can also be a sources and time to carry out an LCA. Implicit in boundary selection
source of error. The functional unit can become a source of subjectivity, is the definition of cut-off criteria, which involves deciding whether a
or act as a proxy for behavior that is difficult to model. Reap et al. particular flow of mass or energy should be included in the LCA.
(2008b, p.384) conclude that, “failure to select a representative func- Commenting on cut-off criteria, Reap et al. (2008a, p.293) summarizing
tional unit or properly define a study's boundaries can reduce an LCA Suh (2004) suggest:
to a misdirected and expensive exercise in data acquisition.”
1. There is no theoretical or empirical basis that guarantees that a small
Table 1 summarizes the functional unit in the comparative LCAs
mass or energy contribution will always result in negligible environ-
reviewed. There was a mixture of single-function and multi-functional
mental impacts.
units. The paper product was consistently considered a single-function
2. Some input flows bypass the product system and do not contribute
product (although in some instances, such and Enroth (2010) and
mass or energy content to the product.
Kozak (2003), the author modeled the ability to reuse the product).
3. Environmental impacts by inputs from service sectors cannot be
Some ICT devices were considered single-function, such as the e-readers
properly judged on the basis of mass and energy.
modeled in Deetman and Odegard (2009), Moberg et al. (2010) and
4. While the individual inputs and outputs cutoff may be insignificant,
Kozak (2003). Other ICT devices, such as the PC (personal computer)
their total sum might change the results considerably.
modeled in Gard and Keoleian (2003); Hischier and Reichart (2003)
and the PDA (personal digital assistant) modeled by Toffel and Horvath Ideally, an LCA would establish system boundaries after reviewing
(2004) were multifunctional. In order to specify multi-functionality, existing data and determining that particular flows are not significant
the studies relied on average data for consumer behavior. For example, enough to merit inclusion. However, if the data exists to make this
Hischier and Reichart (2003) used survey data from Switzerland to determination, it is not clear why the LCA should not include this data
J.G. Bull, R.A. Kozak / Environmental Impact Assessment Review 45 (2014) 10–18 13

in the first place. This is what Reap et al. (2008a) consider a paradox in landfill. Several studies (Deetman and Odegard, 2009; Hischier and
the conduct of an LCA. Reichart, 2003; Moberg et al., 2010) assumed that ICT EOL would
Boundary selection can pose additional challenges. Input–output occur within the regulatory confines of the European Waste Electrical
(IO) analysis (where the burdens of a system are estimated by measur- and Electronic Equipment (WEEE) Directive and the modeled EOL im-
ing energy and mass inputs and outputs and then allocating these esti- pacts are representative only of waste-handling in Europe under ideal
mates to a unit of product) has become a popular method of defining conditions. Hischier and Reichart (2003) assume that 95% of the ICT
system boundaries in LCAs. Reap et al. (2008a, p.294) referencing equipment is recycled or incinerated, with the rest going to a landfill.
Lenzen (2000) found that this method can be problematic when study- The others assume 100% recovery of ICT equipment for either recycling
ing the estimated fossil fuel consumption associated with commodities or incineration.
extraction. Using the IO method, an error range of 9% to 100% was iden- The ICT LCAs reviewed had similar challenges with boundary selec-
tified when comparing the results of an IO method with estimates tion. The complexity of ICT required system boundaries to be broad and
derived using field measurements. It is safe to assume that similar prob- inclusive. As with the comparative LCAs, the raw material requirements
lems would be found when comparing IO estimates with activities of the ICT product were often not modeled due to a lack of available data
besides commodities extraction. (Choi et al., 2006; Frey et al., 2006). While aggregate volumes of a par-
The comparative LCAs reviewed were screening LCAs, designed to ticular element, such as copper, were available, the supply chain and
use readily available data to identify the most important stages and pro- footprint of each particular element were never actually modeled.
cesses in the lifecycle of a system or product. Few measured data were Choi et al. (2006) demonstrated how an ICT LCA includes a complex
used, with a reliance on secondary sources, proxy data, average data network of pre-manufacturing activities. However, they were only
and LCI databases. This impacted the definition of system boundaries, able to model the basic raw material requirements of these activities.
as authors could be broad and inclusive since little data was actually Any impacts associated with processing these materials were unac-
being measured. The only author to explicitly consider cut-off criteria counted for. Further, Choi et al. (2006) suggested that several compo-
was Kozak (2003). He chose to not model the impact of any material nents in the pre-manufacturing stage were not modeled due to a lack
that constituted less than 1% of the mass of the functional unit. All of data. The authors found that the pre-manufacturing stage was the
of the LCAs refrained from modeling “content creation”, as this was source of the majority of the environmental impacts in the manufacture
assumed to be a variable common to both paper-based and digital of a desktop computer.
media systems.
In the comparative LCAs, defining boundaries in the ICT sector was a 3.3. Allocation
particular challenge due to limited data availability. Only Deetman and
Odegard (2009); Moberg et al. (2010) had access to actual data on the Allocation is the “procedure of appropriately allocating the envi-
ICT product being considered. However, these data were considered ronmental burdens of a multi-functional process” (Reap et al., 2008a,
confidential and were not disclosed. Kozak (2003); Toffel and Horvath p. 296.) The question of how to apportion the burdens of a multi-
(2004) demonstrated just how acute the challenge of ICT data can be functional processes to single products or functions is considered
when broad boundaries are set. They were forced to use equivalency one of the classical methodological problems in LCA science (Russel
ratios from LCAs for entirely different products to describe the function- et al., 2005). Examples of multifunctional processes include landfills
al unit being used. They found an existing LCA, took the impact to mass and oil refineries; facilities that are connected to many kinds of prod-
ratio for a particular product and applied this ratio to an entirely differ- ucts and functional units. Many solutions to the allocation problem
ent product. The actual energy and materials embodied in the ICT device have been suggested. These include: sub-dividing a process into
was understood only by proxy. None of the studies explicitly modeled sub-processes to create more explicit connections; allocating based
the abiotic resource depletion associated with ICT products. Given off of physical relationships in cases where subdivision is not possible;
the presence of hundreds of different metals, rare earth minerals allocating based off of non-physical relationships if physical relation-
and chemicals (Ohring, 1998) in an ICT device, there was a potential ships cannot be proven; and expanding the product system under con-
for “significant insignificants” (a concept used by Reap et al. (2008a, sideration in order to avoid allocation problems altogether (Reap et al.,
p.299) to describe the potential environmental impacts of small 2008a,b). Each solution, however, creates its own set of problems.
flows of energy or mass) in all of the comparative LCAs. Subdivision may not produce sub-processes that actually relate to the
Other challenges in boundary selection occurred in the use stage. function unit. Expanding the product system is difficult as it imposes
For a paper product, the inclusion of personal transportation to a retail additional data requirements on the life cycle inventory (LCI). Non-
outlet had a potentially significant, but highly variable, influence over physical relationships, such as energy, mass, volumes and economic
study findings (Kozak, 2003; Moberg et al., 2010). For ICT products, value, are often used to assist in allocation procedures. Reap et al.
boundary selection was complicated by efforts to model the Internet (2008a, p.298) suggest that these relationships “have generally
backbone (cables, routers, switches and data centers) that delivers dig- been discredited for lack of justification [and] despite these warnings
ital media. Some studies (Deetman and Odegard, 2009) refrained from from the LCA community, non-causal relationships seem to be the
attributing any impacts to the Internet. Gard and Keoleian (2003) recog- predominant allocation method used in LCI practice.”
nized that digital media utilized the Internet, but file sizes are tiny rela- The problem of allocation procedures was given some attention in
tive to overall volume handled and, consequently, they did not include the comparative LCAs that we reviewed. The consumption of digital
the Internet in their LCA. Both Moberg et al. (2010) and Enroth (2010) media requires many processes that are multi-functional. Computers,
attempted to model the energy and material requirements of the with some exceptions, such as e-readers, are multi-functional. The infra-
Internet. However, they expressed these figures with hesitation, citing structure that delivers digital media is also multifunctional. The supply
their reliance on Economic Input–Output (EIO) data that are dated chains that manufacture computers, from mines to petrochemical facil-
and may not accurately reflect the potential impacts of Internet ities to component factories, are all multi-functional processes. Toffel
infrastructure. and Horvath (2004) used energy consumption of the communications
Modeling the downstream impacts of the products considered was equipment sector to determine the environmental impact of manufactur-
another challenge. The end-of-life (EOL) management of both paper ing a mobile phone, an example of using a non-physical relationship.
products and ICT was modeled in several ways. Some studies, like In the other comparative LCAs, allocation procedures were only discussed
Toffel and Horvath (2004), did not model EOL at all. Others, like Kozak with regards to paper media, not digital.
(2003), assumed that paper products would not be recycled, but instead In the ICT LCAs reviewed, only two discussed the problem of alloca-
be held in perpetuity, while ICT products would be disposed of in a local tion. Choi et al. (2006, p.125) suggest that a “skillful recycling expert”
14 J.G. Bull, R.A. Kozak / Environmental Impact Assessment Review 45 (2014) 10–18

was needed to allocate various waste flows associated with a PC. manufacturers (OEMs) that are highly specialized and provide al-
Allocation procedures were required to model the packaging of a most all of the components inside a device; tracing and measuring
PC, the construction of the steel frame that houses a PC and the as- the impacts of all of these suppliers would be extremely resource-
sembly of a PC. All of these allocations were made using volume intensive. This is not to suggest that spatial variation and local en-
and weight, relationships identified by Reap et al. (2008a) as prob- vironmental uniqueness do not matter in ICT. Rather they are just
lematic. Durucan et al. (2006) reviewed the conduct of LCAs in the attributes that are very difficult to measure.
mining industry, which supplies many of the raw materials present One particular area where ICT LCAs relied upon global averages was
in digital products. They found that, with regards to aluminum and in modeling the raw materials present in a device. Durucan et al. (2006)
steel, “very little or no emphasis has been placed on the extraction examined why assuming consistent environmental impacts between
of the mineral ore and the consequent waste handling aspects of commodity supplies is problematic. They found that most of the data
the industry in relation to the allocation of environmental burdens.” available in mining LCAs pay very little attention to modeling the ex-
(Durucan et al., 2006 p.1058) traction of mineral ore or the waste handling processes at a specific
site. They considered available LCA data on mining to be a “largely sim-
3.4. Spatial variation and local environmental uniqueness plified … single fact sheet.” (p.1058) Given these uncertainties, and the
connection of the mining sector with the pre-manufacturing stage of an
Impacts generated over a product's life cycle can have effects at the LCA device, confidence in ICT LCAs should be adjusted accordingly. The
local, regional or global level. Site-generic LCAs lack spatial information raw material figures used are a reflection of averages that Durucan et al.
and assume globally homogenous effects, which can embed inaccu- (2006) do not consider reflective of actual environmental impacts.
racies in LCA results. Environmental impacts like acidification and
eutrophication, for example, can vary by a magnitude of three due 3.5. Data availability and quality
to local meteorological variations (Huijbreghts et al., 2001; Potting
et al., 1998). Hellweg (2000) suggests that geological conditions Problems revolving around data availability and quality are numer-
and geographic location can impact groundwater contamination ous. According to Björklund (2002), there are five challenges related
from landfills by four orders of magnitude. Land use is also highly de- to data quality: badly measured data; data gaps; unrepresentative
pendent on spatial variation. Infrastructure that supports a product's (proxy) data; model uncertainty; and uncertainty about methodologi-
life cycle can occupy land of varying ecological productivity and cal choices. Further, both data and models can fail to accurately repre-
can indirectly change local meteorological and hydrological patterns sent the temporal and spatial scope defined in an LCA. Some data is
(through, for example, changing run-off patterns of precipitation). virtually unobservable, in instances of product recovery or end-of-life
As stated by Canals et al. (2006), “land use impacts are highly depen- management. Data can be sourced from a standardized LCA database,
dent on the conditions where they occur.” Reap et al. (2008b, p.378) but these data sets may not be peer-reviewed and finding the original
summarizes: “Each environment affected by resource extraction or data sources can be a challenge. Data measuring the same variable,
pollution is, to a greater or lesser extent, unique. As a result, each but from different sources can arrive at conflicting conclusions. Reap
local environment is uniquely sensitive to the stresses placed upon et al. (2008b, p.383) suggests that, “in general, the literature tends to
it by a particular product system's life cycle.” agree that data for life cycle inventories is not widely available nor
Issues of spatial variation and local environmental uniqueness were of high quality.” Data can be outdated, compiled at different times and
given little attention in the comparative LCAs reviewed. It should be re- correspond to different materials produced over different time periods.
membered that these were screening LCAs that relied on available data. The opportunities for low-quality data to enter an LCA are, therefore,
Given the complexity of the systems under consideration, describing a abundant. And although one instance of low-quality data might not
system with sufficient precision to account for spatial variance would have a significant impact on LCA results, many compounded instances
be resource-intensive, if not impossible. However, certain modules in of suspect data can potentially diminish confidence in LCA findings. As
the comparative LCAs reviewed were more geographically precise. Bare and Pennington (1999, p.301) suggest, it is hard to know “where
Kozak (2003) and Gard and Keoleian (2003), for example, modeled to draw the line between sound science and modeling assumptions.”
specific activities at the University of Michigan. They used the power The comparative LCAs reviewed had significant issues with data
bundle for the region, mapped out the network infrastructure for the quality and availability. Two factors contributed to this: the broad
campus and assumed personal transportation that reflected averages system boundaries defined and the particular challenge of modeling
for local geography. Hischier and Reichart (2003) modeled several com- ICT products. All of the studies relied on LCI databases. Moberg et al.
ponents at the regional level, using data for Swiss media consumption, (2010), Deetman and Odegard (2009) and Hischier and Reichart
energy consumption and recycling rates. For other variables, however, (2003) used the Ecoinvent LCI database. Toffel and Horvath (2004)
they relied on global data sets, reflecting the nature of ICT supply chains. relied on data from other LCAs, using equivalency ratios and the
The screening LCAs, combined with the complexity of ICT supply chains Carnegie-Mellon EIO–LCA database, a source specifically identified
and the lack of high-quality data on ICT products, resulted in major var- by Reap et al. (2008a, p.294) as problematic. Kozak (2003) and
iation in spatial scale inside each individual comparative LCA. While Gard and Keoleian (2003) relied on the Ecobilan DEAM database
some modules were able to reflect local variation (electricity bundles for several modules in their LCA. In two instances, Kozak (2003)
being the most common example), similar precision was not possible and Toffel and Horvath (2004) relied on proxy data. More problem-
for other variables. None of the comparative LCAs reviewed discussed atic is how proxy data were used to model several parts of a product,
whether this mixture of local, regional and global scales had the poten- compounding whatever errors the use of proxy data might intro-
tial to impact study findings. By the same token, the characteristics duce. Given resource and time constraints and the scale and diversity
of screening comparative LCAs (estimated data, global scale, broadly of the product systems the comparative LCAs were considering, it is
defined system boundaries) preclude them from including local envi- not surprising that issues of data quality and availability were prom-
ronmental issues. And again, the authors did not discuss the potential inent. However, most authors did not comment on these issues, and
impacts on study findings. those who did (Kozak, 2003; Toffel and Horvath, 2004) expressed a
Issues of spatial variation and local environmental uniqueness generally high degree of confidence in their data.
followed similar trends in ICT LCAs as those found in comparative Data availability was addressed as a serious challenge in all of the ICT
LCAs. The complex global supply chains of ICT products required LCAs we reviewed. Frey et al. (2006) and Scharnhorst (2006) cited a
authors to rely on LCI databases that often consisted of national- paucity of data in trying to measure the environmental footprint of a
level statistics. The ICT industry relies on original equipment mobile phone. Lu et al. (2006), when measuring a notebook computer
J.G. Bull, R.A. Kozak / Environmental Impact Assessment Review 45 (2014) 10–18 15

in Taiwan, had to rely on a consulting report from 1998 Atlantic like routers, switches and data centers constantly being updated.
Consulting (1998) that used voluntary survey data from private This infrastructure has increased in energy efficiency, but may be
companies that described manufacturing processes from the mid- characterized by the rebound effect, where a particular activity be-
1990s. In modeling the footprint of a desktop PC, Choi et al. (2006) comes more efficient, but the scale of use increases at such a rate
relied on 66 different databases, either private databases from the that the overall impact increases (Williams et al., 2002). In the com-
SIMAPRO© software package or Korean national databases. All of parative LCAs reviewed, the exclusion of the Internet in some studies
these studies focused on a finished product, not a component. Their was justified because of the sheer volume of data contrasted with the
reliance on LCI databases that are private, outdated or populated by miniscule size of the functional unit under consideration. This is a le-
estimated data is a source of concern. However, the authors were gitimate claim from the technical standpoint of conducting an LCA.
faced with few alternatives given the scope of the ICT supply chain. However, it does pose a risk, as cut-off criteria might eliminate a
Studies that focused on more specific components in the ICT supply key variable – the Internet – which could alter study findings. If the
chain (Liu et al., 2010; Plepys, 2004; Williams et al., 2002) were able impacts of Internet infrastructure are not included in LCAs of digital
to use more site-specific data, which had higher resolution and could media consumption, it is worth asking where exactly they should
be directly attributed to the products of the systems under review. be considered.
Another source of uncertainty associated with ICT data comes from
4. Discussion end-of-life (EOL) management. E-waste, which is waste made up of
discarded, obsolete or broken electronic devices, is a significant global
We reviewed a number of LCAs that compared paper and digital issue (Grossman, 2006), but the seriousness of this issue is not evident
media using an analytical framework developed by Reap et al. (2008a, in the decisions made by the comparative LCA authors. Robinson
200b). The findings of these LCAs were variable and relied on several (2009) found that globally, 20 to 25milliontonnes of e-waste are gener-
assumptions to cope with uncertainties. By also reviewing ICT LCAs, ated every year. Most of this comes from Europe, the United States and
we found that these uncertainties were not necessarily the result of Australasia, but developing countries will become major contributories
poorly implemented LCAs. Instead, the stark difference between paper as their economies grow. The changing nature of e-waste could poten-
and digital products weakened the LCA as a tool of comparison. Further, tially mitigate this problem, as device miniaturization shrinks the over-
using the LCA to study digital products forced LCA practitioners to deal all flow of waste (Robinson, 2009, p.186). But globally the majority of
with the particular complexities of the ICT sector. These results support E-waste is still disposed of in a landfill, rather than properly proc-
our initial hypotheses: that the differences between the product sys- essed in a modern facility.
tems that produce paper and digital media weaken LCA's ability to accu- Many of the comparative LCAs were conducted in Europe, which
rately compare environmental footprints and that the characteristics of has a strong regulatory framework for managing e-waste. The WEEE
ICT as an industrial sector weaken LCA as an environmental assessment Directive (European Commission, 2012; Hischier et al., 2005.) forces
methodology. Moberg et al. (2011, p.245), after comparing the footprint suppliers to recover and properly process e-waste, and compliance is
of a hardcover book and an e-book suggested that there is “the need for high. In contrast, only 18% of e-waste in the United States is processed
more studies on a macro level in order to assess the magnitude of the domestically EPA Office of Solid Waste (2008). Kozak (2003), however,
environmental impacts of changing media practices.” assumed that all e-waste is disposed of in a local landfill. Toffel and
We organize our discussion here in three parts. We examine the Horvath (2004) did not attempt to model EOL. Another reason why
unavoidable uncertainties in comparative LCAs, the assumptions that EOL was given little attention is that most of the studies (Hischier and
result, and the role the ICT sector plays in weakening the conduct of Reichart (2003), Kozak (2003), and Moberg et al. (2010) being the
LCAs. The structure of this discussion reflects a concept present in all exceptions) only focus on issues of energy use and global warming po-
LCA work — that uncertainties exist and assumptions are required. tential (GWP). Duan et al. (2009) when conducting sensitivity analyses
around EOL impacts found that modern technical systems are assumed,
4.1. Uncertainties in comparative LCAs the environmental impact of this lifecycle stage are reduced. E-waste
can be a highly toxic and localized environmental issue, with a small en-
The main source of uncertainty in all of the LCAs reviewed ergy footprint but a large environmental footprint. The LCA, as a tool of
surrounded the data for products and processes in the ICT sector. Data environmental assessment, falls short when attempting to model highly
on raw material inputs requirements for ICT devices was based on localized environmental issues, an issue discussed extensively by Reap
estimates or relied on aggregated sources. The connections between et al. (2008a,b). This focus on GWP is unsurprising, given the prevalence
a manufactured product, such as a semiconductor, and the global of climate change as an environmental concern. However, these studies
mining sector were not explicitly discussed. Authors relied on as- should not inspire confidence in understanding the range of potential
sumptions and allocations made by LCI databases, which may not environmental impacts associated with media consumption. On issues
necessarily capture the complexity of the ICT sector. ICT devices such as toxicity, abiotic resource depletion and land use impacts,
have hundreds of metals and minerals, and their manufacture re- to name a few, there remains a high degree of uncertainty.
quires extremely pure inputs. These databases sometimes relied on There are also uncertainties about the social impacts of paper and
economic input–output (EIO) methods, where industry-wide inputs digital media consumption. The effects on human health, for example,
and outputs are used to determine environmental impacts. Where from manufacturing ICT products have been found to be toxic and at
primary data was available, it was often the average footprint for times carcinogenic. Processing e-waste is another social hazard associ-
an element (e.g. silicon) that may not reflect the grade of element ated with ICT, as e-waste is often exported and processed by underage
used in the ICT manufacturing process. workers in jurisdictions with weak environmental controls. We men-
Similar uncertainty surrounded efforts to measure the Internet tion this only in passing, as the focus of our review is the environmental,
backbone. Only Moberg et al. (2010); Enroth (2010), who simply not social, implications of media consumption.
borrowed Moberg et al.'s (2010) findings, attempted to model the
footprint of the Internet. They both used a figure that was derived 4.2. Assumptions in comparative LCAs
using EIO methods from the USA SimaPro Input Output database.
These figures are from 1998 and, as Moberg et al. (2010, p.42) stated, In the face of uncertainty, the modeler must assume. The studies
“the results concerning potential impact of using telecommunication reviewed here should not be faulted for having to estimate several
infrastructure are too uncertain to draw any real conclusions from.” variables in the life cycle of ICT products. However, there is a danger
The Internet has evolved at a breakneck pace, with infrastructure that the LCAs are driven more by assumptions made than by actual
16 J.G. Bull, R.A. Kozak / Environmental Impact Assessment Review 45 (2014) 10–18

data collected, and that study results are presented in such a way as Wessner, 2004). The products of this innovation disrupt existing indus-
to minimize the potential uncertainties in the analyses. tries and the resulting profits justify continued investment.
As has been mentioned, almost all of the studies (Hischier and Moore's Law has implications. The rate of innovation ensures that
Reichart (2003) being the exception) assumed a functional unit technologies and their associated manufacturing infrastructure quickly
that is a product, not a service. It should be asked whether these become obsolete. The nature of ICT innovation – higher density circuits
discrete product-based functional unites are reflective of consumer that are always shrinking in size – creates specific environmental chal-
behavior. Deetman and Odegard (2009) modeled an office worker lenges. Plepys (2004) studied the environmental impacts of semicon-
switching from printing 10,000 pages a year to using nothing but ductor manufacturing. Semiconductors are the backbone of ICT and
an e-reader. Kozak (2003) modeled 40 textbooks, either in print or their environmental impact is of central importance to any assessment
on an e-reader. Moberg et al. (2010) did the same for newspapers, of ICT products. Semiconductor manufacturing has rapidly evolved,
as did Toffel and Horvath (2004). In short, there was a pattern of per- and the increasing sophistication of ICT products relies on component
fect substitution. Paper and ICT products were seen as alternatives, miniaturization and increasingly complex integrated circuits. Put sim-
not complements. There is a recognizable advantage for the modeler ply, the ability for a smartphone today to out-compute a desktop com-
in choosing such a trade-off, but it is unclear if this is reflective of puter just ten years old (Rupp and Selberherr, 2011) is due to advances
actual consumer behavior. in semiconductor manufacturing. These advances have translated into
Hischier and Reichart (2003) bucked this trend and modeled being sophisticated manufacturing processes. At the time of writing, Plepys
well informed. They made assumptions that are worth looking at close- (2004) found that over 200 process steps are required in the production
ly. For paper products, they assumed that only one daily newspaper is of a semiconductor. Today, that number is likely higher. These steps
read. An alternate and perhaps more accurate scenario might look at involve metal disposition, rinsing and etching the semiconductor with
the overall print media consumption, modeling a bundle of newspapers, a variety of chemicals. Purity of the chemicals employed is of central im-
books and magazines in order to measure environmental impact. The portance. Impurities can be tolerated only at a level of parts-per-billion
same bundling approach would also provide a richer analysis of the (Plepys, 2004). Plepys (2004, p.159) found that “increasing materi-
impacts of ICT products. To stay well informed, many consumers use a al purity requirements may contribute to shifting the center of
computer at home, another computer at work, a mobile device and a manufacturing-related environmental impacts from circuit fabrication
tablet computer. Measuring the aggregate impact of these ICT products to raw material production stages.” He found that existing LCAs did
would provide a better understanding of staying informed with ICT not actually model the environmental impacts of these chemicals,
products. Defining how consumers are digesting digital media would but instead used LCI data for bulk-chemicals several grades lower than
be an important but challenging baseline to establish, but there are the purities required for semiconductor manufacturing. He concluded,
data available that might help serve that purpose (see, for example, “for this reason a potentially large part of upstream energy consump-
Bohn and Short (2009)). tion remains unaccounted.” (p.160)
Comparing the findings of Enroth (2010) and Kozak (2003) further There are hundreds of components inside any device, with hundreds
demonstrates the influence that assumptions exert on LCA findings. and perhaps thousands of contractors and sub-contractors responsible
Both modeled the use of a textbook, although Enroth's (2010) textbooks for different aspects of an ICT product (Adexa, 2000). This creates a
are for school children, while Kozak (2003) considered a university en- logistical challenge for simply manufacturing an ICT product. It presents
vironment. Enroth (2010) found that the GWP of an electronic textbook perhaps an insurmountable challenge for producing a rigorous LCA of an
is 10 to 30 the GWP of a printed textbook. Kozak (2003) did not express ICT product. It also implies that part of the footprint of an ICT product is
the difference in GWP, but he did state that the lifetime energy use of an spread out over many private entities, over which a final manufacturer
e-reader system is more efficient by a factor of approximately five has no significant control or oversight. Recent struggles by Apple© (Fair
(742 MJ for the e-reader, 3794 MJ for the textbooks). Explaining the Labor Association. Foxconn Investigation Report, 2012) in managing the
difference between the two shows how far assumptions can go in driv- environmental and human hazards at their suppliers facilities' in China
ing study results. Enroth (2010) assumed that five different students highlight this concern. If a company with the resources of Apple© has
use a textbook over a period of five years. The study did not include difficulties managing their supply chain, it is reasonable to assume
the energy necessary to transport students to and from school in the other companies experience similar challenges. The pace of innovation
footprint of the textbook. Kozak (2003), in contrast, assumed that a stu- and the potential profits associated with a new product also incentivizes
dent purchases a textbook and retains it for life. Further, the study a degree of secrecy in ICT companies (Williams et al., 2002).
modeled the energy necessary to transport the student to a bookstore Moore's Law has driven down the price of computers to the
to purchase the textbook. This personal transportation constituted al- extent that two billion people currently access the internet (Miniwatts
most a third of the energy used in the lifetime of a textbook. When Marketing Group, 2012). New ways of accessing the Internet and using
Kozak (2003) assumed the textbook could be resold, and did not include ICT devices continue to emerge, as tablet computers and smart phones
the energy of a trip to the bookstore in the footprint of the textbook, it complement existing desktop and laptop computers. Part of every dig-
only took three different students using the same textbook for the ener- ital footprint exists in the “cloud”, a series of data centers worldwide
gy footprint of the printed product to match that of the ICT product. that offer computing services to consumers and corporations. The ener-
gy profiles of devices themselves are changing. Small devices use less
4.3. The drivers of uncertainty and assumptions: The context of Moore's Law power, shifting the impacts of their footprint from their operation to
their construction and running of the cloud to which they connect
The assumptions in the comparative LCAs reviewed were the result (Singhal, 2005). The constant stream of new devices means old devices
of stark differences between the products being compared — paper and are always being replaced, creating a large flow of e-waste. Some
digital media. The uncertainties, however, originated in the ICT sector suggest that 3% of the global pool of electronic components become
and its unique complexity. The ICT sector is defined by an inexorable obsolete each month (Sandborn, 2008). This pattern of obsolescence
pace of innovation. This process was first expressed by Ronald requires complex and often wasteful logistical planning for man-
D. Moore, founder of Intel©, who suggested that transistor density agers of electronic systems that have long lifespans. Because elec-
on a circuit board would double every 24 months and that the tronic components are only produced for a relatively short period
cost of a producing a transistor would halve over the same period. of time, systems with lifespans greater than three years must buy excess
For over forty years, Moore's prediction has held true. This reliable components to hedge against future failures in 10 or 15 years. While
rate of advancement has given investors the confidence needed to sup- some of the challenges posed by Moore's Law are only indirectly related
port a massive research and development budget in ICT (Jorgenson and to the consumption of digital media, taken as a whole, these challenges
J.G. Bull, R.A. Kozak / Environmental Impact Assessment Review 45 (2014) 10–18 17

explain why the LCA methodology fails to adequately model the be considered closely when reading the existing literature on paper and
ICT sector. digital media. These comparisons rely on averages out of necessity,
Moore's Law and the rapid pace of innovation, adoption, obsoles- not neglect. Indeed, we should not question whether study findings
cence and consumption in the ICT sector presents a challenge when are a reflection of available data, but instead ask whether available
producing meta-analyses of LCAs. The time range of the LCAs reviewed data are of sufficient quality to inspire confidence in the study findings.
spans from 2003 to 2010. Over that time, the ICT sector evolved. LCAs But given the scope for variation inside comparative LCAs, we are forced
produced in 2003 were written when smartphones like the iPhone to ask, are there alternative means of understanding the footprint of
had not even been conceived of (the first iPhone was released in media consumption besides the LCA? And should the LCA alone inform
2007). Tablet computers did exist, but they were completely unlike what we consider to be “better”?
modern products like the Apple iPad, which was released in 2010 or Looking forward, an important trend is that ICT devices are getting
the Amazon Kindle, released in 2007. When looking at comparative smaller and more-energy efficient. This means that the environmental
LCAs that span over a decade, the quality of the data and the nature of profile of an ICT device is shifting. More and more of the impacts are
the products being described have changed. Over ten years, ICT prod- found upstream in raw material extraction and production, or down-
ucts have evolved. Entire new form factors – like the tablet computer stream in the EOL stage, precisely where LCAs are weakest. And during
and smart phone – have emerged, while others – like the CRT monitor the use stage, more impacts will come from accessing the Internet. The
and desktop monitor – have lost previous dominance. At the same footprint of cloud computing, and the Internet backbone more general-
time, the LCA methodology has evolved. The LCA achieved ISO stan- ly, is poorly understood. In short, the environmental burden of digital
dardization in 2006, and several methodological problems are still media is shifting towards areas we least understand. Gordon Moore,
being addressed (Finnveden et al., 2009). This reality makes it difficult interviewed in 2005 was unintentionally prophetic in a discussion
to compare LCAs from different time periods. Unfortunately, such com- about his eponymous law, saying, “It can't continue forever. The nature
parisons are unavoidable given the limited supply of LCAs that compare of exponentials is that you push them out and eventually disaster
paper and digital media consumption. happens.” (Dubash, 2005) While he was discussing the technical fea-
While the ICT sector evolved, the background data that fed into the sibility of the perpetual doubling of transistor density, his comments
LCAs we reviewed evolved as well. The earliest studies, Hischier and might also apply to the similarly relentless pace of new gadgets and
Reichart (2003), Kozak (2003) and Toffel and Horvath (2004) used mul- methods for consuming media.
tiple data sources in order to construct their LCI databases, as the
existing commercially available LCI databases could not support the de-
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