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Alaine E. Reschke-Hernandez, MA, MT-Be
University of Missouri-Kansas City
The author would like to acknowledge Dr. Deanna Hanson-Abromeit and Dr.
Gabriel Hernandez for their extensive support and feedback throughout the
development of this paper.
170 Journal of Music Therapy
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efficacy of music therapy with this clinical population (Accordino,
Comer, & Heller, 2007; Gold, Wigram, & Elefant, 2006; National
Autism Center, 2009; New York State Department of Health Early
Intervention Program, 1999; Romanczyk & Gillis, 2005; Whipple,
2004; Wigram & Gold, 2006). An analysis of historical and current
practice is valuable in spite of such criticism: it will help create a
foundation for the application of evidence-based practice
principles, promote advances in music therapy research, and
eventually lead to a wider recognition of music therapy as a valid
treatment for this population. Therefore, the objectives of this
paper are to: (a) provide a history of autism diagnosis, (b) review
historical strengths and limitations of music therapy practice with
children with autism (1940-89), (c) appraise current strengths
and limitations of music therapy treatment of children with
autism (1990 to 2009), and (d) suggest direction for future
research and clinical practice in the use of music therapy for
children with autism.
For the purpose of this paper, literature was limited to the
English language and obtained by searching PsycINFO, MEDLINE,
Cochrane Database of Systematic Reviews, Worldcat, and Coogle Scholar
databases with the following terms: autism, autistic, (early)
infantile autism, child, therapeutic music, musical therapy, and
music therapy. Table of contents from the following journals were
searched: Journal of Music Therapy, British Journal of Music Therapy,
Journal of British Music Therapy, Nordic Journal of Music Therapy,
Canadian Journal of Music Therapy, Australian Journal of Music
Therapy, Music Therapy, Music Therapy Perspectives, The Arts in
Psychotherapy. Music Therapy Today and Voices, two international
web journals, were also explored, and reference lists from
obtained articles were perused for additional articles. This
historical review focused primarily on journal articles, however,
books and book chapters that appeared to hold a particular
historical significance were also included.
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ized by qualitative impairments in social interaction and
communication, and restricted, repetitive, stereotyped behavior,
interests, and activities (APA, 2000). These diagnostic criteria
evolved over several decades and emerged primarily from case
studies.
The term autism finds its roots in the Latin term autismus, first
introduced by Swiss psychiatrist Bleuler in 1912 to define
symptoms of peculiar fantasies in patients diagnosed with
schizophrenia (Eugen Bleuler, 2010; Harper, 2001-10). Early
use of the words autism and autistic were used to describe
hallucinations or illogical thoughts in psychiatric patients (Wells,
1919). However, the earliest clinical report on autism appeared
long before these terms were used in common practice. In 1799,
the case of a boy with clinical characteristics matching many
current criteria for an autism diagnosis was described, including
communication delays and pragmatic misuse, social awkwardness
and preference for isolation, and restricted interests (Haslam,
1809/1976).
It was not until 1943 that Kanner published a collection of case
studies of children who presented what he called early infantile
autism. These children exhibited communication deficits, sensory
sensitivities and eating difficulties, impairments in social related
ness, and an "anxiously obsessive desire for the maintenance of
sameness" (p. 245). Coincidentally in 1944, Asperger (1944/
1991), who had no knowledge of Kanner's work in the United
States due to the World War, discussed autistic psychopathy in a
Viennese publication. Asperger chose the term autism in
association with its use with schizophrenic patients to describe
the way in which they sever relations with the outside world and
noted a similar set of clinical features as those described by
Kanner. Conversely, Asperger asserted that children with autistic
psychopathy learned to speak well at a very early age, were socially
aware of others, and he spoke highly of their original ideas. These
differences later became part of the delineation between autistic
disorder and Asperger's syndrome (Wing, 1991).
Several decades passed following Kanner's seminal, 1943 article
before autism was consistently used as a diagnostic term for
children exhibiting the set of behaviors he described. Many
172 Journal of Music Therapy
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or mental retardation, and it was not until 1980 that autism was
added to the Diagnostic and Statistical Manual of Mental Disorders
(3rd ed.; DSM-III; APA, 1980). Eventually, autism diagnosis shifted
from this original association with these disorders to its
contemporary definition as a complex neurobiological pervasive
developmental disorder (APA, 2000).
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with typical developing children. This was a novel idea for the
time, as mainstreaming did not become a standard practice until
the latter part of the 20th century (Adamek & Darrow, 2010).
Much of the literature describing the use of music with children
with autism during this early period emphasized their apparent
unusual musical ability and attraction to music (Euper, 1968;
Hollander & luhrs, 1974; Hudson, 1973; Romerhaus, 1968;
Sherwin, 1953). Sherwin categorized these musical characteristics
as "(1) an unusual interest in music, (2) a tendency to sing
differently from the average child, and (3) an oftentimes unusual
ability to reproduce familiar pieces with extraordinary accuracy"
(p. 823). He also suggested that further understanding of the
reactions of children with autism to music might illuminate a
deeper clinical understanding of the disorder (Sherwin, 1953), a
concept echoed in the 21st century (Wigram, 2000).
Nordoff and Robbins, pioneers in improvisational music
therapy for children with autism, provided an alternative
explanation for this perceived musicality. They proposed that
children with autism experienced music as a nonthreatening
medium and therefore were more likely to become engaged
in a musical experience than in other environments, parti
cularly in child-directed improvised music. Based on this
philosophy, they spent much of the 1960s developing their
Creative Music Therapy technique for children with autism and
other developmental disabilities (Nordoff, 1964; Nordoff &
Robbins, 1965, 1968).
Contemporaries of Nordoff and Robbins used improvisational
techniques to address a variety of skills. Several authors reported
using child-directed techniques to establish rapport (Goldstein,
1964; Hudson, 1973) and to encourage expressive language and
social skills (Saperston, 1973). Improvisation provided a medium
for self-expression (Saperston, 1973), allowed sensory sensitivities
to be explored (Alvin, 1969), and addressed behavior challenges
(Stevens & Clark, 1969).
Historical references indicate music therapists not only explored
improvisational techniques but also more structured techniques.
Goldstein (1964) used speech dynamics and rhythm, singing, dance,
and movement to address attention, body awareness, social skills,
174 Journal of Music Therapy
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Contemporary authors reported similar techniques and goals (Alvin,
1969; Euper, 1968; Hollander &Juhrs, 1974; Hudson, 1973; Kessler,
1967; Mahlberg, 1973; North, 1966; Romerhaus, 1968; Saperston,
1973; Stevens & Clark, 1969; Werbner, 1968).
The first article in the British Journal of Music Therapy to address
music therapy treatment for children with autism was published in
1969 (Alvin). In this case study, Alvin argued that establishing
communication should be the primary goal with this population.
Many other music therapists at this time agreed this was an
important domain (Goldstein, 1964; Hollander & Juhrs, 1974;
Kessler, 1967; Mahlberg, 1973; Nordoff, 1964; Nordoff & Robbins,
1965, 1968; North, 1966; Romerhaus, 1968; Saperston, 1973;
Stevens & Clark, 1969; Werbner, 1968). Alvin also advocated a
child-directed approach and achieved communication with her
clients by using a variety of live instrumental and vocal sounds,
rhythmic imitation, improvisation, and movement to recorded
music.
In spite of the pioneering by music therapists treating children
with autism through the mid-1960s, criticisms existed. "A great
deal of research needs to be done from many directions. For the
present, we have to use whatever approach has some value and
from our experience, there is no doubt, music therapy has value"
(North, 1966, p. 24). Kessler (1967) discussed the lack ofresearch
evidence for various therapeutic approaches for children with
disabilities, including autism. Stevens and Clark met this
challenge in 1969 when they published the first experimental
study on the effects of music therapy with children with autism in
the Journal of Music Therapy. It is one of only three music therapy
studies of children with autism using comparative measures from
1950 t01989.
In the 1950s, the apparent unusual musical abilities of children
with autism intrigued many music therapists. By the end of the
1960s, music therapists started delineating goals and objectives in
their publications, and articles specific to this population began
accumulating. The beginning of the 1970s encountered the
emergence of theoretically grounded music therapists working
toward a more clearly defined approach to improving the lives of
children with autism.
Vol. 48, No.2, Summer 2011 175
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In the 1970s and 1980s, the music therapy profession grew
internationally as music therapists continued to form organiza
tions and establish practice. Denmark instituted its first music
therapy organization (Dansk Forbund for P<edagogisk Musikter
api) in 1969 (Bonde, 2007). In 1973, German music therapists
formed the Deutschen Gesellschaft fUr Musiktherapie (Deutschen
Gesellschaft fur Musiktherapie, 2005-09). Both the Canadian
Association for Music Therapy and the Australian Music Therapy
Association were founded in 1975 (Australian Music Therapy
Association, n.d.; Canadian Association for Music Therapy, 2006),
and in 1976, the Association of Professional Music Therapists in
the United Kingdom was founded (Association of Professional
Music Therapists, 2008).
While the music therapy profession grew internationally, the
American organization divided into two separate associations in
1971: the National Association for Music Therapy and the
American Association for Music Therapy (American Music
Therapy Association, 1999). Furthermore, social and political
turbulence of the 1960s and 1970s and economic hardship of the
1980s possibly impeded music therapy growth in the United
States. As a possible aftermath of these events, only one article
regarding music therapy and children with autism was published
among the prominent music therapy journals (Journal of Music
Therapy and Britishfournal of Music Therapy) from 1975 until 1982
(Benenzon, 1976).
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In the 1980s, music therapists in the United States began to
experience the effects of the Education for All Handicapped
Children Act, Public Law 94-142 (1975). This legislation provided
for the free and appropriate public education of children with
disabilities, although children with autism did not specifically
qualify until a revision in 1990 (Hardman, Drew, & Egan, 1999).
Internationally, music therapists formed the World Federation of
Music Therapists in 1985 (World Federation of Music Therapy,
2010), which provided international music therapists with the
momentum needed to make a more prominent impact in the
research literature with children with autism. Meanwhile, the
music therapy organizations in the United States created two new
publication journals: Music Therapy (published 1981-96) and
Music Therapy Perspectives (first published in 1982; The Library of
Congress, 2010). As a probable result of Public Law 94-142, new
publication venues, and increased international unity, articles
regarding music therapy treatment for children with autism began
to reappear.
Perhaps an early consequence of Public Law 94-142, American
authors of the early 1980s impressed the importance of using an
interdisciplinary model for success in the treatment of clients with
autism. In 1982, Bruscia partnered with a speech pathologist to
diminish echolalia using a model-cue-fade behavioral intervention
and Staum and Flowers (1984) described the generalization of skills
to a non-music environment using contingent reinforcement. Thaut
(1984) wrote an incipient protocol for music therapy's use with
children with autism. He related music therapy treatment to autism
diagnostic criteria in a developmentally based, hierarchical model
that emphasized parental cooperation and consistent therapeutic
strategies across treatment modalities. Thaut remained one of the
few authors in the United States to publish articles on music therapy
and autism for the rest ofthe 1980s (Thaut, 1987, 1988).
International music therapists focused on the sensory sensitiv
ities of children with autism in music therapy. Warwick (1984)
noted the intriguing effect of various instrument timbres on
children with autism and discussed the sensory advantages of
using the guitar in improvisational music therapy. Farmer (1985)
described similar sensory observations and noted the behavioral
responses of children with autism to vibrations. Agrotou (1988)
Vol. 48, No.2, Summer 2011 177
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meet these needs.
The British Journal of Music Therapy published in 1989 the first
article regarding an improvisational music therapy group ap
proach for children with autism (Bryan, 1989). This music
therapist provided minimal guidance and observed the group
evolve through rhythmic and vocal imitation, reciprocal musical
conversations, and exploration of cause and effect. This article
marked the end of a chapter for international publications on
music therapy and children with autism. Although the European
Music Therapy Confederation was founded this same year
(European Music Therapy Confederation, 2005), international
music therapists experienced a deficit of publications regarding
this topic until the 21st century.
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In general, music therapists attempted a multitude of tech
niques under very broad goal areas (see Table 1). Most music
therapists addressed communication skills, particularly expressive
communication, and social skills. These goal areas reflect the early
primary domains for autistic disorder diagnosis. Next, music
therapists worked on motor and perceptual motor skills, behavior,
and cognition-all equally represented in the literature. Finally,
music therapists addressed emotional and psychological concerns,
musical ability, and sensory sensitivities. This expansive list of goal
areas reflects the trial and error of this period.
In order to provide a comparative analysis to current practice
standards, the reviewed research from 1940-89 was evaluated based
on guidelines from the Center for Evidence Based Medicine
(2009). To provide a more detailed assessment of the music therapy
literature, sub-levels were added (Davidson, et aI., 2003; Edwards,
2002; Wigram, 2002). The strict guidelines from the Coalition for
Evidence Based Policy (2010) were used to evaluate potential
randomized controlled trials. A summary of the historical research
evidence from this review is displayed in Table 2.
The 49-year research base from 1940-89 primarily consisted of
case studies, and most articles did not adequately describe the
techniques for replication. Mahlberg (1973) illustrated this
quandary: "I lacked experience and training in treating autistic
children, and found limited literature which described treatment
techniques" (p. 189). During this period, three comparative
studies using quantitative analysis were published (Stevens &
Clark, 1969; Thaut, 1987, 1988). Each of these studies employed
small sample sizes - not surprising given that autism was a
relatively new diagnostic term and the incidence was compara
tively low during this period. A detailed protocol (Thaut, 1984),
and two other qualitative articles (Kessler, 1967; Nordoff &
Robbins, 1965) were published, however, no reviews of research
or case studies containing quantitative analysis appeared.
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. improve their approach with this population, numerous criticisms
of music therapy's efficacy persisted due to the lack of strong
evidence-based support. In recent years, emphasis has been
placed on improving music therapy's clinical research base.
TABLE 1
A Summary of Historical Approaches in Music Therapy for Children with Autism, 1940-89
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Goal Technique Citations
TABLE 1
Continued
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Goal Technique Citations
TABLE 1
Continued
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Goal Technique Citations
TABLE I
Continued
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Goal Technique Citations
TABLE 1
Continued
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Goal Technique Citations
TABLE 1
Continued
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Goal Technique Citations
TABLE 1
Continued
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Goal Technique Citations
TABLE 1
Continued
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Goal Technique Citations
TABLE 2
Histmical Levels ofResearch Evidence in Music Therapy for Children with Autism, 1940-89
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Level of evidence Citations
Level 1a:
Systematic Review" (SR) No citations met these criteria.
of Randomized
Controlled Trialsb (RCTs)
Level 1b:
RCT No citations met these criteria.
Level2a:
SR of Cohort Studies No citations met these criteria.
Level 2b:
Cohort Study< No citations met these criteria.
Low-quality RCT
Level2c:
Outcomes Research d No citations met these criteria.
Level 3a:
SR of Case Control Studies No citations met these criteria.
SR of Comparative Studies
that are not RCTs
Level3b:
Case Control Study" Stevens & Clark, 1969; Thaut, 1987, 1988
Comparative Studiel that
are not RCTs
SR of Literatureg
Level4a:
Case Seriesh No citations met these criteria.
Case Study with quantitative
data analysis
Low-quality Cohort Study
Low-quality Case Control
Study
Level4b:
Case Study without Agrotou, 1988; Alvin, 1969; Benenzon, 1976;
quantitative data Bruscia, 1982; Euper, 1968; Farmer, 1985;
analysis Goldstein, 1964; Hollander & Juhrs, 1974;
Hudson, 1973; Mahlberg, 1973; Nordoff, 1964;
Nordoff & Robbins, 1965, 1968, 1977; North,
1966; Romerhaus, 1968; Saperston, 1973;
Sherwin, 1953; Staum & Flowers, 1984;
VVarwick, 1984;VVerbner, 1968
Vol. 48, No.2, Summer 2011 189
TABLE 2
Continued
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Level of evidence Citations
Level 4c:
Qualitative Study Kessler, 1967; Nordoff & Robbins, 1965; Thaut,
Anecdotal Study 1984 (protocol)
SUlVey Research i
Level 5:
Expert OpinioJ No citations met these criteria.
Note. a = exhaustive systematic search, objective appraisal, and summary of
literature on a specific topic with quantitative analysis (e.g., meta-analysis); b =
participants are randomly assigned to two or more groups and systematically
compared; c = identify two cohorts of individuals who received two or more
different exposures/treatments and follow for specific outcome; d = post hoc
analysis interested in quality of care, quality of life after receiving treatment; e =
post hoc analysis comparing patients who had outcome of interest to those who did
not and determine if they had the treatment of interest; f = participants in two or
more groups are compared using statistical analysis; g = exhaustive systematic
literature review with more qualitative analysis (e.g., historical research); h = post
hoc analysis of patients who had outcome of interest (no control group); i =
studies that focus more on process, investigative research, clinical wisdom (e.g.,
protocols, sUlVeys regarding current practice); j = a highly regarded expert in a
particular field or topic provides her/his opinion (Center for Evidence Based
Medicine, 2009).
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Autism Task Force/Think Tank to "explore and offer recom
mendations for future directions for music therapy and autism"
(American Music Therapy Association, 2007, p. 5). Additionally,
Wigram (2002) has urged that there is potential for development,
and important alternative levels of evidence have been published.
In the past decade, music therapists have begun to pave the way
for evidence-based practice for children with autism through
clinical research models and more rigorous assessment methods.
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(p. 35). Logic, creativity and strong functional musicianship,
clinical wisdom, and evidence from research (i.e., R-SMM) are
used to transform these nonmusical exercises into music therapy
applications, creating a holistic plan for generalizing skills from
therapy to reality (Thaut, 2000).
Brownell (2002) provides an example of the TDM process in his
study regarding musically adapted social stories. He defined
specific areas for intervention based on client assessment,
identified social stories as the nonmusical therapeutic exercise,
and creatively turned these into prescriptive songs. This technique
has been applied by contemporary music therapists to improve
behavior (Pasiali, 2004), self care (Kern, Wakeford, & Aldridge,
2007), promote independence in greetings (Kern, Wolery, &
Aldridge, 2007), outdoor play (Kern & Aldridge, 2006), and has
been implemented by classroom teachers trained by music
therapists to help generalize skills (Kern & Aldridge, 2006; Kern,
Wakeford, et aI., 2007; Kern, Wolery, et aI., 2007).
Assessment
Appropriate assessment has become a prominent issue for
music therapists working with children with autism. In the past
decade, Wigram (2000) has begun to illustrate the advantages of
music therapy diagnostic assessment for children with autism and
the importance of assessment in the referral and treatment
process (2002). Similar to Sherwin (1953), he has suggested that a
music therapy diagnostic evaluation could provide a unique
perspective on the strengths and needs of a child. He has also
argued the importance of including musical evidence to support
the conclusions of a music therapy assessment.
The Social Communication, Emotional Regulation, and Trans
actional Support (SCERTS) curriculum model has been explored
as an applicable intake and ongoing assessment tool in music
therapy for children with autism (Walworth, 2007). Based on a
survey, the author concluded, "music therapists are not using a
consistent assessment method with autism spectrum disorder
clients" (p. 17). The lack of a quality, universal assessment tool has
caused difficulty for music therapists trying to disseminate
treatment outcomes due to the lack of· a common language
192 Journal of Music Therapy
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based, non-goal driven treatment which impacts the ability for
music therapy to be recognized as a valid evidence-based
approach by other professionals (Thaut, 2000).
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not adequately describe the techniques for replication in practice
or future research. However, music therapists in the past 2
decades challenged themselves to produce stronger research
evidence, perhaps in reaction to internal criticisms and from
professionals in other fields (Accordino et aI., 2007; Gold et aI.,
2006; National Autism Center, 2009; New York State Department
of Health Early Intervention Program, 1999; Romanczyk & Gillis,
2005; Whipple, 2004; Wigram & Gold, 2006). Recent studies
included low-quality randomized controlled trials (Kim et aI.,
2008,2009), systematic reviews of comparative studies (Gold et aI.,
2006; Whipple, 2004), and case studies with quantitative analysis
(Kern, Wakeford, et aI., 2007; Kern, Wolery, et aI., 2007; Kostka,
1993; Pasiali, 2004). Kaplan and Steele (2005) embarked on
outcomes research, a potential area for growth in future music
therapy research. A summary of the evidence from this period is
displayed in Table 4 using the same categorical structure
delineated in Table 2.
TABLE 3
A Summary of Recent Approaches in Music Therapy for Children with Autism, 1990-2009
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Goal Technique Citations
TABLE 3
Continued
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Goal Technique Citations
TABLE 3
Continued
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Goal Technique Citations
TABLE 3
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Continued
TABLE 4
Recent Levels of Research Evidence in Music Therapy for Children with Autism, 1990-2009
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Level of evidence Citations
Level la:
Systematic Review" (SR) of No citations met these criteria.
Randomized Controlled
Trialsb (RCTs)
Level Ib:
RCT No citations met these criteria.
Level2a:
SR of Cohort Studies No citations met these criteria.
Level 2b:
Cohort Study" Kim et aI., 2008, 2009
Low-quality RCT
Level2c:
Outcomes Research d Kaplan & Steele, 2005
Level3a:
SR of Case Control Studies Gold et aI., 2006; Whipple, 2004
SR of Comparative Studies that are
not RCTs
Level3b:
Case Control StudyC Brownell, 2002; Buday, 1995;
Comparative Studiel that are not Edgerton, 1994; Hairston, 1990;
RCTs Katagiri, 2009
SR of Literatureg
Level4a:
Case Seriesh Kern et aI., 2007; Kostka, 1993; Pasiali,
Case Study with quantitative data 2004; Kern et aI., 2007
analysis
Low-quality Cohort Study
Low-quality Case Control Study
Level4b:
Case Study without quantitative Allgood, 2005; Dellatan, 2003;
data analysis Donnell, 2007; Griggs-Drane &
Wheeler, 1997; Kern & Aldridge, 2006;
Starr & Zenker, 1998; Wigram, 2000,
2002 (part 1); Woodward, 2004
Vol. 48, No.2, Summer 2011 199
TABLE 4
Continued
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Level of evidence Citations
Level4c:
Qualitative Study' Accordino et aI., 2007; Baker et aI., 2008,
Anecdotal Studyi 2009 (sulVey); Holck, 2004; Lim, 2009;
SUlVey Research i Walworth, 2007 (sulVey); Walworth et
aI., 2009; Wigram, 2002 (part 2)
Level 5:
Expert OpiniOJ~ Toigo, 1992 (Temple Grandin)
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the lack of detail in intervention reporting. Transparent
intervention reporting provides the rationale for using an
intervention and illustrates how it was executed and by whom. It
allows readers to adequately assess the treatment intervention and
the research supporting it and to derive accurate and complete
information to replicate the study, conduct systematic reviews, or
apply the intervention in practice (Robb & Carpenter, 2009).
Music therapists ought to provide enough information in
published research, be it experimental, descriptive, or qualitative,
so that the investigated techniques can be applied successfully in
clinical practice. The ultimate purpose of music therapy research
is to benefit the client receiving treatment. By systematically
approaching focused research problems to explore the efficacy of
precise techniques and adequately documenting these techniques
in the literature, music therapists will use effective evidence-based
treatments.
Finally, music therapists should strive to discover their
potentially unique contributions to autism treatment in addition
to adapting techniques from other fields. In some cases, non
music therapy techniques are not well supported by strong
research evidence, as is the case with musically adapted social
stories (Case-Smith & Arbesman, 2008). It is important for music
therapists to learn from other disciplines, but it is also important
to validate techniques unique to music therapy (e.g., improvisa
tion). According to Clair (2000):
... the theoretical paradigms of other disciplines limit the
development of music therapy theory. To add music therapy
to a theory that was not designed to include it initially can result
in a "poor fit" or a position that remains ancillary, at best.
(p. 45)
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This review included an exhaustive search ofjournal articles. It
excluded theses and doctoral dissertations, the subjects of which
are not well represented in journal literature. To gain larger
readership and dissemination of knowledge, these authors should
strive to publish the knowledge gained from such scholarly
pursuits. Although some publications related to music therapy
and autism may have not been included in this article, it is the
hope of the author that the material reviewed is sufficient to
provide an understanding of the evolution of music therapy for
children with autism and help draw conclusions regarding current
needs and direction for future work.
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