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Clinical Chemistry / Automated Critical Value Notification

Evaluation of Effectiveness of a Computerized Notification


System for Reporting Critical Values
Elisa Piva, MD,1 Laura Sciacovelli,1 Martina Zaninotto,1 Michael Laposata, MD, PhD,2
and Mario Plebani, MD1

Key Words: Critical value reporting; Clinical pathology; Communication; Alerting system; Information technology; Errors; Short message
service; Patient safety

DOI: 10.1309/AJCPYS80BUCBXTUH

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Abstract After first advocated by Lundberg1 more than 30 years
Failure to adequately communicate a critical ago, there has been wide agreement on how to define a
laboratory value is a potential cause of adverse critical value when a result becomes life-threatening unless
events. Accreditation requirements specify that some intervention is made by a physician and for which
clinical laboratories must undertake assessments interventions are possible. The development of a critical
and appropriate measures to improve the timeliness values policy has become a quality practice in laboratory
of critical value reporting and prompt receipt by medicine procedures, and, in the United States, the require-
the responsible caregiver. Documentation and ments for reporting critical values are specifically described
communication processes must be regularly monitored in the standards of accreditation agencies such as the Joint
and implemented under ongoing systems for quality Commission, formerly the Joint Commission on Accreditation
monitoring. Critical value reporting is an important of Healthcare Organizations (JCAHO), and the College of
phase of the clinical laboratory testing process, and American Pathologists (CAP).2 Since 2005, the JCAHO has
notifications of results outside the target time can released guidelines in which the reporting of laboratory criti-
indicate ineffectiveness of the process. In the present cal values has become a National Patient Safety Goal.3 At an
study, we report data obtained in a 12-month period of international level, the most widely accepted standard in the
critical values analysis and describe a computerized medical laboratory community, ISO EN 15189:2007, includes
communication system conducive to improving the (in clause 5.8.7) the immediate notification of a critical value
quality of critical value reporting at a university as a special requisite.4
hospital. Automated communication improves the In October 2004, the World Health Organization (WHO)
timeliness of notification and avoids the potential errors launched the World Alliance for Patient Safety to improve the
for which accreditation programs require read-back safety of care and facilitate the development of patient safety
of the result. The communication also improves the policies and practices in all WHO member states. Every year,
likelihood of reaching the physician on call and may the Alliance provides a number of programs covering system-
provide important decision support. ic and technical aspects to improve patient safety worldwide.
Recently, the fourth of 23 potential patient safety solution top-
ics, entitled “communicating critical test results,” was selected
by the WHO International Steering Committee. It is currently
under development, and will be released in the near term.5
The reporting of critical values is an important phase of
the clinical laboratory testing process, and laboratories are
responsible for detecting life-threatening results, for report-
ing them to health care providers, and also for tracking and

432 Am J Clin Pathol 2009;131:432-441 © American Society for Clinical Pathology


432 DOI: 10.1309/AJCPYS80BUCBXTUH
Clinical Chemistry / Original Article

improving the timeliness of reporting and the receipt of Materials and Methods
results. To minimize communication errors, US accredita-
tion programs require that the critical value must be read Study Setting
back by the health care worker, who must be contacted by The Padua Hospital, Padua, Italy, known as the Azienda
phone.6 An indicator of quality of the process may be the Ospedaliera, is a teaching hospital and research center of
critical value reporting rate; the failure to report these val- national and international relevance, extending health care to
ues, estimated at 0.1% to 10%, can indicate the operational more than 400,000 people in the city and surrounding areas
efficiency of laboratories.7 and providing high specialty care to the entire nation. There
The sizable number of critical results, the failure to pro- are a number of highly specialized surgical and medical
vide notification within the target time, and the time required research areas, including transplantation, cardiology, hepatol-
for phone calls may be considered tools to measure the ogy, gastroenterology, immunology, pediatrics, gynecology,
quality of critical value reporting. In the present study, we oncology, traumatology, and orthopedics. The hospital deals

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analyzed the size and type of the critical values in hospital with highly complex cases and large volumes of patients; in
departments and for outpatients to understand the scope and 2007, only 54% of admitted cases came from Padua and its
opportunities for improvement in critical value reporting. To surrounding area, whereas 46% of inpatients came from other
this end, we evaluated a computerized notification system, parts of Italy, the south in particular. The clinical laboratory
implemented in collaboration with the information technol- includes clinical chemistry, hematology specialties, and vari-
ogy (IT) department to improve timely notification and the ous others, such as molecular biology, immunology, proteom-
rate of successful notifications. In real time, with 2 devices, ics, and emergency testing.
the short message service (SMS) and an alert message on
the desktop computer, the automated notification of critical Analysis of Critical Values
values can be made to clinicians. The effectiveness of the The list of critical values carried over from our laboratory
process before and after the start of the computerized alert- and used for the present study is shown in zTable 1z, zTable
ing system is also discussed. 2z, and zTable 3z. Critical values reported between January 1

zTable 1z
Critical Values by Test in Routine Testing

Test and Critical Value No. of Critical Values Percentage of All Critical Values Cumulative Frequency (%)

Neutrophil count, <500/µL (0.5 × 109/L) 549 12.49 12.49


Glucose, <45 mg/dL (2.5 mmol/L) 536 12.20 24.69
Prothrombin time, INR >4.5 435 9.90 34.59
Activated partial thromboplastin time, >85 s 427 9.72 44.31
Sodium, >160 mEq/L (160 mmol/L) 354 8.06 52.37
Platelet count, <10 × 103/µL (10 × 109/L) 348 7.92 60.29
Calcium, <6.5 mg/dL (1.63 mmol/L) 323 7.35 67.64
Digoxin, >3.6 ng/mL (2.8 nmol/L) 271 6.17 73.81
Magnesium, <1.0 mEq/L (0.5 mmol/L) 220 5.01 78.82
Phosphate, <0.12 mg/dL (0.36 mmol/L) 168 3.82 82.63
Sodium, <120 mEq/L (120 mmol/L) 163 3.71 86.35
Potassium, >7 mEq/L (7 mmol/L) 161 3.66 90.01
Gentamicin, >12 µg/mL (25 µmol/L) 90 2.05 92.06
Potassium, <2 mEq/L (2 mmol/L) 49 1.12 93.18
Calcium, >14.1 mg/dL (3.53 mmol/L) 43 0.98 94.14
Glucose, >991 mg/dL (55 mmol/L) 41 0.93 95.09
Amikacin, >35 µg/mL (60 µmol/L) 37 0.84 95.93
Phenytoin, >27 mg/L (108 µmol/L) 33 0.75 96.68
Hemoglobin, <5.0 g/dL (50 g/L) 31 0.71 97.39
Fibrinogen, <0.5 g/L 29 0.66 98.05
Magnesium, >4.9 mEq/L (2.45 mmol/L) 22 0.50 98.55
Leukocyte count, <500/µL (0.5 × 109/L) 20 0.46 99.01
Calcium, free, <3.2 mg/dL (0.8 mmol/L) 16 0.36 99.37
Calcium, free, >6.2 mg/dL (1.54 mmol/L) 14 0.32 99.69
Venous pH, <7.1 4 0.09 99.78
Osmolality, <250 mOsm/kg (250 mmol/kg) 4 0.09 99.87
Theophylline, >20 µg/mL (111 µmol/L) 3 0.07 99.94
Carbamazepine, >18 µg/mL (75 µmol/L) 2 0.05 99.99
Phenobarbital, >60 µg/mL (258 µmol/L) 1 0.02 100.01
Total 4,394

INR, international normalized ratio.

© American Society for Clinical Pathology Am J Clin Pathol 2009;131:432-441 433


433 DOI: 10.1309/AJCPYS80BUCBXTUH 433
Piva et al / Automated Critical Value Notification

zTable 2z
Critical Values by Test in Emergency Testing

Test and Critical Value No. of Critical Values Percentage of All Critical Values Cumulative Frequency (%)

Activated partial thromboplastin time, >85 s 721 24.64 24.64


Prothrombin time, INR >4.5 302 10.32 34.96
Calcium, <6.5 mg/dL (1.63 mmol/L) 241 8.24 43.20
Platelet count, <10 × 103/µL (10 × 109/L) 210 7.18 50.38
Sodium, >160 mEq/L (160 mmol/L) 209 7.14 57.52
Leukocytes, <500/µL (0.5 × 109/L) 179 6.12 63.64
Magnesium, <1.0 mEq/L (0.5 mmol/L) 170 5.81 69.45
Potassium, >7 mEq/L (7 mmol/L) 150 5.13 74.58
Sodium, <120 mEq/L (120 mmol/L) 140 4.78 79.36
Hemoglobin, <5.0 g/dL (50 g/L) 125 4.27 83.63
Glucose, <45 mg/dL (2.5 mmol/L) 85 2.90 86.53
Digoxin, >3.6 ng/mL (2.8 nmol/L) 79 2.70 89.23

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Calcium, free, <3.2 mg/dL (0.8 mmol/L) 75 2.56 91.79
Venous pH, <7.1 55 1.88 93.67
Potassium, <2 mEq/L (2 mmol/L) 40 1.37 95.04
Calcium, free, >6.2 mg/dL (1.54 mmol/L) 39 1.33 96.37
Glucose, >991 mg/dL (55 mmol/L) 24 0.82 97.19
Calcium, >14.1 mg/dL (3.53 mmol/L) 23 0.79 97.98
Venous pH, >7.7 21 0.72 98.70
Phenobarbital, >60 µg/mL (258 µmol/L) 11 0.38 99.08
Arterial pH, <7.1 8 0.27 99.35
Magnesium, >4.9 mEq/L (2.45 mmol/L) 7 0.24 99.59
Phosphate, <0.12 mg/dL (0.36 mmol/L) 3 0.10 99.69
Arterial pH, >7.7 3 0.10 99.79
Neutrophil count, <500/µL (0.5 × 109/L) 3 0.10 99.89
Carbamazepine, >18 µg/mL (75 µmol/L) 2 0.07 99.96
Osmolality, <250 mOsm/kg (250 mmol/kg) 1 0.03 99.99
Theophylline, >20 µg/mL (111 µmol/L) 0 0.00 99.99
Phenytoin, >27 mg/L (108 µmol/L) 0 0.00 99.99
Gentamicin, >12 µg/mL (25 µmol/L) 0 0.00 99.99
Fibrinogen, <0.5 g/L 0 0.00 99.99
Amikacin, >35 µg/mL (60 µmol/L) 0 0.00 99.99
Total 2,926

INR, international normalized ratio.

zTable 3z
Critical Values by Test for Outpatients

Test and Critical Value No. of Critical Values Percentage of All Critical Values Cumulative Frequency (%)

Prothrombin time, INR >4.5 296 22.37 22.37


Activated partial thromboplastin time, >85 s 167 12.62 35.00
Calcium, <6.5 mg/dL (1.63 mmol/L) 104 7.86 42.86
Platelet count, <10 × 103/µL (10 × 109/L) 100 7.56 50.42
Digoxin, >3.6 ng/mL (2.8 nmol/L) 88 6.65 57.07
Magnesium, <1.0 mEq/L (0.5 mmol/L) 84 6.35 63.42
Glucose, <45 mg/dL (2.5 mmol/L) 83 6.27 69.69
Sodium, <120 mEq/L (120 mmol/L) 79 5.97 75.66
Sodium, >160 mEq/L (160 mmol/L) 74 5.59 81.25
Neutrophil count, <500/µL (0.5 × 109/L) 71 5.37 86.62
Potassium, >6 mEq/L (6 mmol/L) 51 3.85 90.48
Hemoglobin, <6.0 g/dL (60 g/L) 28 2.12 92.59
Potassium, <2 mEq/L (2 mmol/L) 24 1.81 94.41
Phosphate, <0.12 mg/dL (0.36 mmol/L) 16 1.21 95.62
Leukocyte count, <500/µL (0.5 × 109/L) 13 0.98 96.60
Phenytoin, >27 mg/L (108 µmol/L) 9 0.68 97.28
Calcium, >14.1 mg/dL (3.53 mmol/L) 6 0.45 97.73
Calcium, free, <3.2 mg/dL (0.8 mmol/L) 6 0.45 98.19
Amikacin, >35 µg/mL (60 µmol/L) 6 0.45 98.64
Gentamicin, >12 µg/mL (25 µmol/L) 5 0.38 99.02
Glucose >501 mg/dL (27.8 mmol/L) 4 0.30 99.32
Calcium, free, >6.2 mg/dL (1.54 mmol/L) 4 0.30 99.62
Theophylline, >20 µg/mL (111 µmol/L) 3 0.23 99.85
Osmolality, <250 mOsm/kg (250 mmol/kg) 1 0.08 99.92
Lithium, >1.5 mEq/L (1.5 mmol/L) 1 0.08 100.0
Total 1,323

INR, international normalized ratio.

434 Am J Clin Pathol 2009;131:432-441 © American Society for Clinical Pathology


434 DOI: 10.1309/AJCPYS80BUCBXTUH
Clinical Chemistry / Original Article

and December 31, 2007, were considered to determine type they specify the analyte with the critical value and the mobile
and frequency of critical values among the hospital depart- telephone number of the physician on call in the laboratory. In
ments and outpatients. Multiple data sets of all critically high the laboratory, the HCIS documents the status of critical values
or low laboratory values, used for the statistical analyses, reporting, indicating the success or failure of the notification
were sorted on the basis of analyte, department, patient, and process. If the message is successfully communicated within
time. The frequency of critical values was measured as an 60 minutes, the receipt is logged into the system. The HCIS
incidence rate (ie, the number of critical values occurring in uses green color coding for the specific patient details, includ-
a department divided by number of hospital days in the same ing the test and the critical value. Failure to notify within the
unit), thus allowing comparisons to be made between different target time is indicated with red color coding, and the term
hospital departments. expired appears. In this case, communication is made by tele-
phone. The process is shown in zFigure 1z.
Phone Call System

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Since 1994, our team has reported critical values for the Data Collection and Statistical Analysis
most important biochemical and hematologic analytes and The data reported in the present study were obtained from
drugs and has amended the communication policy by identify- reports generated from the LIS and exported to Microsoft
ing a member of the staff responsible for this aspect, a physi- Excel (Microsoft, Redmond, WA). Statistical analyses were
cian on call. The notification given is reported in a register (a made by using MedCalc software, version 9.6.4.0 (MedCalc
quality document) together with the date, the time of the call, Software, Mariakerke, Belgium).
the patient’s identification, bar code, location, test result, the
physician communicating the critical value, and the recipient
of the information. The percentage of unsuccessful notifica- Results
tions was calculated by taking into account a time lapse of 1
Frequency of Critical Values
hour from the detection of the critical value in question.
During the study period of 1 year (2007), more than 6
Computerized Notification System: Alerting System million routine tests and about 1.7 million emergency tests
and SMS were carried out in the laboratory. The total number of critical
The computerized notification system was begun on values found was 7,320, approximately 60% of which resulted
January 1, 2008. The hospital clinical information system from routine testing and 40% from emergency testing. The
(HCIS) (e-Health Solutions Medical Software, developed by prevalence of critical values was 7.3/100 for routine test-
GMD, version 3.8, Noematica, Bologna, Italy) uses compo- ing and 16.7/100 for emergency testing. The frequency and
nents that allow the integration of medical and administrative cumulative frequency were calculated for every critical value
IT systems and workflow-oriented support for the clinical (Tables 1 and 2). With the exception of hemoglobin, in routine
workspace. For this purpose, HCIS manages all requests made and emergency testing, 90% of critical values were generated
by clinicians and assembles the information coming from all from the same analytes. The majority of tests expected to
diagnostic services, including clinical laboratory and imag- generate critical values were performed in the clinical chem-
ing departments. In real time, the HCIS supplies clinicians istry section, but the parameters with the highest frequency of
with laboratory results released by the laboratory information critical values (neutrophil count and activated partial throm-
system (LIS) (LM*X, version 22.01, TDLims, Grenoble, boplastin time) were in the hematologic section.
France). Briefly, once a critical value has been identified and
validated by the clinical pathologist in charge, the transmis- Analysis of Inpatient Critical Values
sion from the LIS to HCIS system creates an e-mail message Of all critical values, approximately 82% were found
for automated notification. in inpatients. Evaluation of the critical values was made by
On the HCIS patient record, this e-mail for critical value measuring the incidence rate (ie, the number of critical values
notification generates 2 actions: an SMS to the cell phone of the occurring in a department divided by the number of hospital
referring physician (the clinician on duty, supporting the order- days in the same unit) zFigure 2z. The frequency of critical
ing clinician for care of the patient) and at the department level, values was evaluated for each department; the greatest num-
an alert message by video to the ordering clinician. The alert ber, with the respective analyte type, is shown in zFigure 3z.
message flashes on the monitor until the physician or a nurse
in charge of notification confirms that the message has been Analysis of Outpatient Critical Values
received; the flashing alert is stopped after 60 minutes. In con- Critical values for outpatients account for approximately
formity with the privacy law, both types of message (SMS and 18% of the total, and the ratio of attendances with critical val-
alert) include the appropriate codes for patient identification, and ues to the total number of outpatient encounters was 0.4/100.

© American Society for Clinical Pathology Am J Clin Pathol 2009;131:432-441 435


435 DOI: 10.1309/AJCPYS80BUCBXTUH 435
Piva et al / Automated Critical Value Notification

Who notifies? Notification method Person notified?

Alert SMS Y Responsible


(mobile phone) (referring) MD
Y
At lab, MD Validation
on call Ordering MD,
of CV Alert message Y
(computer) appointed nurse, or Confirmation
resident
N

If alert not N
Y acknowledged
within 60
minutes

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At lab, MD Communication Y
Responsible MD
on call (phone call)

zFigure 1z Flow chart showing the notification process. See text for detailed explanation. CV, critical value; SMS, short
message service.

50
47.55

45
Incidence Rate of Critical Values/1,000 Hospital Days/Year

40

35

30

25 23.88

22.18

19.97
20
16.23 16.04
15.28
15
11.31

10 8.78

4.57
5 3.84
2.73 2.52
1.44
0.59

0
ICU Nephrology Hematology Pediatrics Internal Cardiovascular Oncology Geriatrics Medical Neurology General Obstetrics Surgical Psychiatry Orthopedics
Medicine Thoracic Specialties Transplant and Specialties
Department Surgery Gynecology

Departments

zFigure 2z Incidence rate of critical values, calculated as the number of critical values per 1,000 hospital days per year. ICU,
intensive care unit.

436 Am J Clin Pathol 2009;131:432-441 © American Society for Clinical Pathology


436 DOI: 10.1309/AJCPYS80BUCBXTUH
Clinical Chemistry / Original Article

200 PMN

180

160

140 Glucose
<2.5 mmol/L
No. of Critical Values

120 Na
Plts >160 mmol/L

100

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Glucose
<2.5 mmol/L
80

Na
60 >160 mmol/L Mg
<0.5 mmol/L aPTT
Ca
aPTT aPTT <1.63 mmol/L
40 Glucose
<2.5 mmol/L

aPTT
20 Ca
<1.63 mmol/L

Hb
0
Internal Pediatrics Hematology Geriatrics Obstetrics ICU Oncology Medical Cardiovascular Emergency Nephrology General Neurology Surgical Orthopedics
Medicine and Specialties Thoracic Transplant Specialties
Gynecology Department Surgery

Departments

zFigure 3z The test with highest number of critical values for each hospital department. aPTT, activated partial thromboplastin
time; Hb, hemoglobin ICU, intensive care unit; Plts, platelets; PMN, polymorphonuclear neutrophil. Critical values are given
in Système International units; conversions to conventional units are as follows: glucose (mg/dL), divide by 0.0555; sodium
(mEq/L), divide by 1.0; magnesium (mEq/L), divide by 0.50; and calcium (mg/dL), divide by 0.25.

Table 3 shows the frequency and cumulative frequency of those observed in 2 months during which time notification was
critical values for the outpatients. A cumulative frequency made by telephone. The time required for the communication
of 90.48% was reached with 11 analytes (4 in hematology, 6 was also calculated. The average time for notification using the
in biochemistry, and 1 drug). The parameter with the highest telephone call system was 30 minutes, considering the overall
frequency was the international normalized ratio (INR), and time (looking up the phone number and dialing it, finding the
digoxin was the most frequent analyte in proportion to the test responsible clinician, relaying information, and reading back).
volume. Critical INR values were for 242 patients; 22 (9.1%) More than 50% of notifications were unsuccessful (ie, notifica-
patients had 2 critical INR values in different attendances; 12 tion made after an interval of >1 hour). The average time for
(5.0%) patients had a critical INR value more than twice. computerized notifications was 11 minutes, considering the
overall time for receipt of the alert and confirmation. The rate
Notification of Turnaround Time and Rate of of unsuccessful notifications (computerized notification with-
Unsuccessful Notifications out confirmation within an interval of 1 hour) was 10.9%.
Trends for the critical values were analyzed over time. The rate of successful notifications, that is, communi-
The greatest number was recorded in March (n = 873) and cation within 1 hour, for the traditional phone process was
the smallest in September (n = 448); their frequency during compared with that for the computerized system for hospital
24 hours considered is shown in zFigure 4z. The communica- departments zFigure 5z.
tion process was analyzed before and after the computerized
notification system was initiated, and an evaluation was made
to assess the improvement achieved in the process using this Discussion
technology. Critical values observed during the 2-month initial Critical values, formerly known as panic values, are
period using the new notification system were compared with abnormal laboratory results that constitute a life-threatening

© American Society for Clinical Pathology Am J Clin Pathol 2009;131:432-441 437


437 DOI: 10.1309/AJCPYS80BUCBXTUH 437
Piva et al / Automated Critical Value Notification

1,200

1,000

800
No. of Critical Values

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600

400

200

0
1.00- 5.00- 7.00- 8.00- 9.00- 10.00- 11.00- 12.00- 13.00- 14.00- 15.00- 16.00- 17.00- 18.00- 19.00- 20.00- 21.00- 22.00- 23.00-
2.00 6.00 8.00 9.00 10.00 11.00 12.00 13.00 14.00 15.00 16.00 17.00 18.00 19.00 20.00 21.00 22.00 23.00 24.00

Time Over 24 h

zFigure 4z Distribution of critical values as a function of time.

condition for the patient, but any values for which delays in lists, which has led to great variability in the number of tests
reporting can result in adverse outcomes for patients represent considered critical. No standards are available for pediatric or
a potential critical value. Although it is widely agreed that neonatal critical values. Any attempt to establish interpretive
clinicians must be immediately informed of these values, the critical values reporting for inpatients hospitalized in differ-
criteria for considering test results critical are controversial. ent diagnostic departments is beset with difficulties, as is the
It has also been emphasized that critical values and criti- management of outpatient critical values.
cal tests are not necessarily the same thing. Critical tests are Institutions and agencies for health care have stated that
especially relevant to the emergency department (ED). In critical results are not only those from laboratory tests, but
this setting, communication of critical values should be made also those from diagnostic tests conducted in the departments
without excessive communication with the medical team, of anatomic pathology, radiology, and cardiology.8 The term
highlighting only the critical values. In the Padua Hospital for action alert has been proposed for critical pathology find-
ED patients, the times to test ordering and to test results are ings requiring special communication. This alternative term
strictly monitored, and, when critical values are detected, an has been considered necessary because the nomenclature has
alert message requiring attention appears in the report. The regulatory and accreditation consequences.9 Significant find-
SMS device was not applied because clinicians are usually ings in diagnostic departments (including laboratories and
very busy. According to all ED physicians, we consistently cardiology, radiology, and pathology departments) should be
provide results promptly and highlight the critical values. communicated by using health information systems.
There are not clear recommendations about this issue, The analysis of critical values made in the present study
nor is there consensus in the medical community about the allowed us to compare values obtained in one hospital setting
formulation of a standard list or target time frames for criti- with those reported in the literature. The critical values list
cal values. Laboratories have therefore developed their own adopted in our laboratory takes into account only the analytes

438 Am J Clin Pathol 2009;131:432-441 © American Society for Clinical Pathology


438 DOI: 10.1309/AJCPYS80BUCBXTUH
Clinical Chemistry / Original Article

Before computerized alert


After computerized alert

100

90

80
Successful Notifications (%)

70

60

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50

40

30

20

10

0
Cardiovascular Emergency General Geriatrics Hematology ICU Internal Medical Nephrology Neurology Obstetrics Oncology Pediatrics Surgical
and and Medicine Specialties and Specialties
Thoracic Transplant Gynecology
Department Surgery

Departments

zFigure 5z Comparison of successful notifications, that is, communication within 1 hour, for the traditional phone process with
those of the computerized system. Information technology improved the rate of notification in all hospital services except
medical specialties. ICU, intensive care unit.

with a “red” level of criticality, which we indicate as truly life- for outpatients were evaluated using data obtained on cases
threatening. This list and the cutoffs used by us are similar to during a 1-year period. We believe our results can be repre-
those used at Massachusetts General Hospital, Boston.10 Also, sentative of a large hospital setting in developed countries. To
the percentages of inpatients and outpatients are comparable our knowledge, there are no data from large hospitals about
(in the present study, the ED was included in the inpatient the incidence of critical values between clinical services and
category). By comparing our critical values for chemistry and few data about the distribution of critical values for patients,
hematology with those outlined by Howanitz et al11 in a 2002 analytes, and time. Data may be evaluated to detect adverse
Q-Probes program, our values seem stringent. events by service, facilitating timely investigation when war-
Despite this policy, however, we have a large number of ranted.12
critical values to communicate each day. The system involv- As an example, in the nephrology department, we found
ing the use of the telephone is known to be distracting if the the most frequent critical value was a low calcium level.
call back is made by the people performing the tests, and it Abnormal calcium levels are common in chronic kidney
is time-consuming. Technological solutions with wireless diseases and not only cause significant bone disease but
devices present a strategy to improve communication of criti- also contribute to cardiovascular disease. In patients with
cal values. In the last 3 years, the workload in our laboratory hypocalcemia, the most common diagnoses were trauma,
has increased significantly, calling for a better solution. gastrointestinal disorders, and renal failure.13 Often, in the
Before changing the communication process and to latter condition, hypocalcemia can be controlled with supple-
achieve a better solution, the frequency of critical values and mental vitamin D. In the outpatient setting, the INR showed
the incidence rates for different hospital departments and the highest test volume. This may be because outpatients

© American Society for Clinical Pathology Am J Clin Pathol 2009;131:432-441 439


439 DOI: 10.1309/AJCPYS80BUCBXTUH 439
Piva et al / Automated Critical Value Notification

receiving oral anticoagulant therapy need to be monitored computer, the ward identifies the authorized provider for
for pharmacological effects. A meta-analysis of prospective patient care, usually the ordering clinician. In case this per-
research studies by Levine and colleagues14 showed that war- son is not available, a resident or the nurse in charge may be
farin caused major bleeding in 0.8% to 4.1% of patients per appointed to receive the message. This reporting system was
year (average, 1.7%) and fatal bleeding in 0.2% to 2.3% of started for the inpatient setting but, by working with a group
patients per year (average, 0.8%). In another meta-analysis, of general practitioners, will be extended to the outpatient
by Landefeld and Beyth,15 the average annual frequencies of setting.
major and fatal bleeding per year with warfarin therapy were In the LIS, outpatients are recorded in association with
3% and 6%, respectively. In the outpatient setting, the risk of their own family doctor. To maximize efficiency of calls,
fatal bleeding with vitamin K antagonists has been calculated there is a large list of general practitioners and their mobile
at 1%16 to 2%17 per year. Among outpatients taking warfarin phone numbers. The family physicians for outpatients are the
for whom INR values have been proven critical, 5% of cases responsible physicians available at all times. Unfortunately,

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had more than 2 critical INR values, showing poor therapeutic delays in communication may still occur if a general prac-
control. Although other studies are needed using this database, titioner is unavailable or his or her mobile phone number is
we use it as a monitoring tool for patient safety. missing from the list.
Failure in communication, particularly in this type of There is broad consensus that errors in communicat-
situation, continues to be one of the most common fac- ing test results are frequent and potentially dangerous, and
tors contributing to the occurrence of adverse events.18 several groups have defined guidelines and useful strategies
Opportunities in IT are and will continue to be available. The to improve communication processes.22,23 Alerts are known
ability to interface the LIS and, for example, the radiology to be a crucial part of a clinical decision-support system,
information system from the hospital information system with and their value has been demonstrated in controlled trials.
the electronic medical record is still a major challenge. For Kuperman et al24 observed that, when clinicians were paged
example, a voice-driven automated system, Veriphy (Vocada, about “panic” laboratory values, the time to therapy decreased
Dallas, TX), developed for radiologic reporting, has recently by 11% and the mean time to the resolution of an abnormality
been made available in the United States for the management was 29% shorter. In another study, Kuperman et al25 showed
of critical results in radiology, laboratory, pathology, and that an automatic alerting system reduced the time until the
cardiology testing, promoting the communication required by provision of appropriate treatment in patients with critical
the Joint Commission.19 laboratory results. In our setting, computerized communica-
Other professional organizations also promote improve- tion demonstrated a reduction in time notification and yielded
ments in communication: the CAP, in the 2008 survey further benefits: it eliminated the risk of errors occurring in
of critical value reporting, showed that only 8.6% of 623 phone notification and erroneous patient identification and
institutions communicate critical values using wireless tech- test and value reporting, which occurs if the read-back step
nologies.20 A national survey on critical values reporting in is not used.
a cohort of Italian laboratories concluded that the importance In the present study, it was not possible to calculate errors
of critical values reporting was poorly recognized and that in communication occurring before the introduction of the
internationally accredited practices for communication were computerized notification system. However, data available
not implemented.21 in literature indicate an error rate of 3.5% for all telephone
By working together in an interdepartmental team using calls made from laboratories.26 The use of IT is, therefore, of
IT, our laboratory found it possible to revise its report- crucial importance in reducing the communication error rate.
ing system. For the automated process, according to one’s Computerized reporting does not call for read-back from the
own institution, the clinical laboratory must define a policy recipient, as it ensures reliable communication and interpreta-
identifying the clinician responsible for receiving commu- tion of results. In addition, the use of SMS messages ensures
nication of critical values. At our hospital, the responsible that physicians on call are always reached; in the near future,
clinicians are those receiving the SMS, ie, the physicians it should be possible to immediately communicate options
on call in the department who are available at all times for available for action to clinicians.27
urgent situations. On the clinical wards, there is only 1 cellu- In using improved communication strategies, however,
lar phone, and it is used by the responsible clinician. Mobile it is important to avoid overdefinition of critical values.
phones linked to the information system provide real-time The list should include tests that truly meet the criteria for
event notification for the physician on call, thus meeting the life-threatening, and the choice of certain analytes should be
Joint Commission requirement that the laboratory is respon- tailored to each diagnostic discipline involved and endorsed
sible for ensuring that the “responsible, licensed caregiver” by physicians. For example, the critical value for activated
is contacted. To confirm an alerting message on the desktop partial thromboplastin time differs depending on whether a

440 Am J Clin Pathol 2009;131:432-441 © American Society for Clinical Pathology


440 DOI: 10.1309/AJCPYS80BUCBXTUH
Clinical Chemistry / Original Article

patient is receiving heparin therapy. A low platelet count can 9. Coffin CM, Spilker K, Lowichik A, et al. Critical values in
be a critical value if it is an unexpected finding, but even in pediatric surgical pathology: definition, implementation,
and reporting in a children’s hospital. Am J Clin Pathol.
a hematologic or oncologic setting, it can become a critical 2007;128:1035-1040.
value because it can contribute to decision making about the 10. Dighe AS, Rao A, Coakley AB, et al. Analysis of laboratory
type of therapy to provide and may indicate that additional critical value reporting at a large academic medical center. Am J
support, such as platelet transfusion, is required. The clinical Clin Pathol. 2006;125:758-764.
usefulness of a critical value hinges on a careful evaluation 11. Howanitz PJ, Steindel SJ, Heard NV. Laboratory critical values
policies and procedures: a College of American Pathologists
of the cutoff limit, in consultation with clinicians. With these Q-Probes study in 623 institutions. Arch Pathol Lab Med.
issues open, IT improves the timeliness of reporting. In the 2002;126:663-669.
modern world of computerized laboratories and hospitals, 12. Jenkins JJ, Mac Crawford J, Bissell MG. Studying critical
the critical value reporting process should be revisited, and values: adverse event identification following a critical
laboratory values study at the Ohio State University Medical
methods to improve reporting and communication strategies Center. Am J Clin Pathol. 2007;128:604-609.

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should be realized in a hospital setting as a multidisciplinary 13. Howanitz JH, Howanitz PJ. Evaluation of total serum calcium
effort. Currently, computerized reporting of critical values critical values. Arch Pathol Lab Med. 2006;130:828-830.
meets accreditation and clinician requirements, has the poten- 14. Levine MN, Hirsh J, Landefeld S, et al. Hemorrhagic
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1992;102(suppl 4):352-363.
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be achieved because it is key to improving patient outcomes. 1993;95:315-328.
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From the 1Department of Laboratory Medicine, Padua University Bleeding complications in oral anticoagulant therapy: an
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441 DOI: 10.1309/AJCPYS80BUCBXTUH 441

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