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Enterprise architecture model for implementation Knowledge Management


System (KMS)

Conference Paper · September 2011


DOI: 10.1109/ICTC.2011.6082581

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Sofian Lusa Dana Sensuse


Universitas Budi Luhur University of Indonesia
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Enterprise Architecture Model For Implementation
Knowledge Management System (KMS)
Sofian Lusa1, Dana Indra Sensuse2
Laboratory of E-Government, Faculty of Computer Science
University of Indonesia
Depok, Indonesia
sofian.lusa@ui.ac.id, Dana@cs.ui.ac.id

Abstract— This research focuses on the design of enterprise KM generation developments are entering the third generation
architecture (EA) model for the knowledge management system , that focuses on Societal learning, and ethical social
(KMS). The research was motivated by the many failures in innovation. Previous generation is still associated with
implementating of KMS as well as the lack of studies on EA intellectual capital, organizational learning and business
associated with the implementation of KMS. This study uses innovation [5]. Along with developments KM, information
interpretative and socio-technical approach with soft system technology (IT) plays a role in helping the creation of KM
methodology and TOGAF as a framework. The result shows that such as discovering process, capturing, sharing, storing, and
the availability of IT infrastructure does not maximize the
implementation of KMS, therefore there is a need of a new
retrieving [6]. In its development, the concept of IT to the
holistic EA that accommodates all of the technological and socio KMS are indexed as a system of ICT (Information and
perspective. Communication Technology), which supports the creation,
development, identification, capturing, acquisition, selection,
assessment, organization, linking, structuring, formalization,
Keywords— Enterprise architecture model, Knowledge
visualization, distribution, storage , maintenance, repair,
management system, TOGAF, Soft System Methodology, Socio
technical. evolution, accessing, searching, and application of knowledge
[7]. Final views of the KMS is as a system that includes
I. INTRODUCTION components of IT, repository, users, processes that use and
In era of knowledge economy, the challenges to be faced by generate knowledge, using knowledge culture, and KM
companies that wish to win in the competition are initiatives related to the goals and measure knowledge itself.
collaboration, innovation, adaptation, technology, markets, The increasing implementation of KMS, encourage for making
and management of corporate intellectual. Implementation of a KMS success model identical with the of information system
knowledge management using information technology is a success model in general. Factors affecting successful
critical factor affecting the level of competition of an industry. implementation of KMS consists of system quality,
An information technology within the company is believed to knowledge quality, and service quality [8]. Although there is
be able to create competitive advantage, efficiency, and added success model or KMS Success Model, in fact, failure in the
value in the face of competition. However, on the other side application show alarming results. Based on the survey, user
was the application of information technology experience involvement, executive management support, and clarity of
many obstacles and failures so it also puts inefficiency in time, the request needs to be on top of the list of important factors
resources, and fund [2]. Conventional approach to minimize for IT projects to succeed. On the other hand, the lack of user
failures in the project is to implement the standardization of involvement and demand needs of an incomplete and less
information technology for the architecture (hardware and clearly emerged as a two main factors that become problems
software), frameworks, processes, human resources, and and cause the project was canceled before it can be completed
standard operating procedure (SOP). However, this approach [9]. It can be concluded that successful implementation of a
does not fully bring results, shown from the results of a survey project information system (including KMS) depends on the
about the causes of failures that continue to recur with technical (technology) and non-technical aspects (socio).
different ratings. Related to knowledge management system Socio technical is a perspective about the combination and
(KMS), the critical key for successful implementation of KMS interaction of social factors and technological factors. The
is an enterprise architecture. In other words, enterprise development of social structure cannot be separated from the
architecture is a backbone for KMS. Therefore, in formulating influence of technology. And information technology and
a research topic are trend of organizations to implement the social structures affect each other and complement each other.
KMS, the increase in users in the digital era [3], and results of Apart from the above factors, if the implementation of a KMS
international conferences (E-Know) in 2009. Discussion of is connected with the organization, it is necessary to design an
KM and KMS have been published, with ranging from the enterprise architecture (EA) that includes the organization,
definition, role, benefits, process and framework [4]. Now, business, information, and information technology (IT). Apart
from the collaboration, the architecture can also describe the
"current conditions" and "target conditions" that include Framework, TOGAF, The Federal Enterprise Architecture
regulations, standards, and information system life cycle to Framework (FEAF), The Integrated Architecture Framework,
optimize and maintain an environment where the organization magenta, and Gartner. If referring to the process of designing
is expected to create and maintain this environment by the EA then, after knowing the characteristics of each of the
managing the IT portfolio [10]. Architecture can be defined as EA framework, companies are faced with a choice of EA
a complete expression of the company, which acts as a power frameworks such as whether you want to use. In this study, the
master plan in collaboration with aspects of business planning enterprise is defined as a government-owned enterprise. Based
(purpose, vision, strategy, and principles of governance), on the survey of the use of the EA, any organization can do
aspects of business operations (the term, organizational hybrid in the application framework that is selected. That is, a
structure, tasks, activities, and business information) , aspects framework is analyzed in advance of the strengths and
of automation (information systems, and databases), business weaknesses and then combined with the other frameworks so
and technology infrastructure [11]. Architecture is considered that the EA framework, the results of customization, will be
as an entity composed of principles, methods, and coherent applied later. After evaluating several EA frameworks of
models that are used in the design and realization of an previous exposure, it is proposed to adopt the TOGAF
organizational structure, business processes, information framework. From several EA frameworks, it appears that
systems, and infrastructure companies. So if it is associated TOGAF has more advantages compared with other
with the enterprise, the characteristics of the EA should frameworks. TOGAF has a detailed framework and comes
provide a thorough overview of the company and provide with a set of supporting tools for developing EA. In addition,
insight needed to balance and facilitate the translation of from several studies can be concluded that the following
corporate strategies into daily operations [12]. While the advantages TOGAF [14].
enterprise may be interpreted differently so that the A) TOGAF principles were able to identify the
architecture that follows it will be different. Therefore, there perspective of the enterprise, business, IT, and architecture,
emerged a variety of architecture that tries to adjust based on where each perspective has to process the content and
the enterprise and industries. EA is a complete expression of implementation.
the master plan in the form of a company or a unit consisting B) TOGAF includes a workshop-based technique
of various principles, methods, and coherent models that are "Business Scenarios" to identify key business drivers and
used in the design and realization of an organizational requirements for IT architecture
structure, business processes, information systems, and C) TOGAF has a wide range of models in the design
infrastructure companies that act as forces collaborate among domain architecture, which facilitates the designing a
aspects business planning, aspects of business operations, and "Architecture Views.
automation aspects. Linkage relationship of the aspects of D) Architecture Change Management process described
strategy, capacity, business, and technology look like the in TOGAF specifically with a view to supporting the
image below: successful implementation of the architecture dynamically.
E) TOGAF has the Preliminary Phase, which is a
section for configuring TOGAF is a generic framework.
F) TOGAF is more flexible to be combined with other
frameworks or can be tailored to the organization
III. METHODOLOGY
To answer the above problems, the approach used is Soft
System Methodology (SSM) The consideration of managerial
and organizational world is far more complex (complicated)
and very rapidly changing dynamic. SSM method does not
restrict the problem on a particular variable but try to identify
as many as possible aspects (variables) that interact in the
system [15]. Thus defining the problem will be more complete
because it considers all aspects and able to anticipate the
possibility of change (dynamics) is going to happen. In the end
Figure 1: Enterprise Architecture Elements a solution which will be formulated to be more effective and
relevant to the real condition of the organization [16]. There
II. STUDY LITERATURE are seven steps in SSM, there are problem situation,
The biggest challenge in implementing EA is how to choose Depictions of the problem situation in a rich picture diagrams,
the most appropriate for companies and stakeholders [13].. Definition of key words (root definitions), Making root system
Among the existing framework, according to a survey model based on definitions (conceptual modeling), models
conducted by the Institute for Enterprise Architecture with real situations (comparison of models and real world),
Development (IFEAD) in 2003 the framework of the most adjustments (changes), and perform repairs (solutions) for the
widely used in industry and government is the Zachman recommended system. Stages of the research is to conduct a
literature review to explore as much as possible about the
chosen topic. After the process of defining the research
problem clearly, the next set of research methodology is to
conduct stages of data collection and data analysis. In this
stage also carried a variety of methods for data collection such
as interviews, focus group discussion, and document reviews.
related to the knowledge management system. While the
stages of data analysis aimed to explore the results of data
processing by using soft system methodology, forming a new
model for enterprise architecture planning. At the final stage
will study the output in the form of research reports EAP
model for implementing KMS in accordance with the
conditions the company is equipped with a conclusion and
suggestions that can be a reference for the readers or
researchers. Complete description of this research
methodology as follows:

Figure 3: Rich Picture (Problem Situation expressed)

Root definition of the most relevant system above and its


CATWOE element is as follows: “All levels of staff (top-mid-
operational) communicate with each other and exchange
information in order to complete a project or an issue that is
supported by the support system of a culture of sharing
Figure 2: Research Methodology (sharing) are able to store, process and disseminate
information useful for later can be reused for similar projects
IV. ANALYSIS AND RESULT or issues later on and fit with the culture and value system
Companies that used case studies in this research is a adopted and can run in harmony with the main functions of the
government enterprise in the provision of electricity (PT business process”. While the CATWOE (Client, Actors,
PLN) . From the analysis based on the SSM approach can be Transformation, Worldview, Owner, and Environment)
defined that the existing problems at the company described as element is defined as follows:
follows: • C = Headquarter and Business Units.
• A = All levels of staff (top-mid-operational).
• T = will need the support system of a culture of sharing
(sharing) that match the culture and value system and who
can work well if the system can or is able to store, process
and disseminate information for more useful and reusable
and can run in harmony with the main functions of the
business process.
• W = system is claimed to be capable of supporting a
culture of sharing (sharing) a better.
• O = company and Business Units.
• E = Support from Top Management, culture and value
systems of enterprise.
A. Analysis Process Features, IS / IT infrastructure, and KMS security. Picture of
After identifying the problems in the rich picture and the the proposed solution designed looks as follows:
root definition, then mapped in the TOGAF framework, which
is divided by using the perspective of the 7S McKinsey ENTERPRISE DOMAIN

(Structure, System, Strategy, Skills, Staff, Style, Shared KMS


IMPLEMENTATION

Values) and grouped into two, there are socio aspects and SOCIO ASPECTS TECHNO ASPECTS

technology aspect. Sistem pendukung


budaya berbagi
(sharing methods)
KMS-CON04

KMS-MOT01 KMS-FAC01
KMS Policy &
Motivation
KMS-MOT02 KMS-DCS02 CATWOE:
KMS C: PT. PLN dan Unit-
Features unit Bisnis
KMS-POL05 KMS-DCS04
A: Semua level staf
(top-mid-operational)
KMS-CG03
T: Kebutuhan akan
KMS-DCS03 sistem pendukung
budaya berbagi
IT-DBAPP01 Align (sharing) yang cocok.
Align
KMS-DCS04 W: Sistem ini diklaim
KMS Abilities
IT/IS Vendor/ mampu mendukung
IS-APP01

ENTERPRISE DOMAIN
Infrastructure budaya berbagi

ENTERPRISE DOMAIN
(sharing) yang lebih
KMS-CG02 baik
IT-TOOL02 O: PT. PLN dan Unit-
unit Bisnis
E: Dukungan dari Top
KMS-POL06
Management, budaya
KMS Security IT-SEC01
KMS Media dan sistem nilai PT.
PLN.
KMS-POL07

MAKE Award

Align

Align

Align
BUSINESS
PRINCIPLES

Prinsip-prinsip Keunggulan Bisnis (Business Primacy Principles)

Memaksimalkan Keuntungan Perusahaan

ENTERPRISE DOMAIN

Figure 5: Proposed Solution

Holistic overview of the draft EAP to the application of KMS


as follows:
ENTERPRISE DOMAIN

GENERAL OF SUCCESS KMS IMPLEMENTATION KMS PROGRAMMES


(CATALOGS)

CATWOE: SOCIO ASPECTS

Figure 4: Analysis Phases


C: PT. PLN dan Unit-unit Bisnis
supported A: Semua level staf (top-mid-operational) achieved
Sistem pendukung budaya
T: Kebutuhan akan sistem pendukung budaya berbagi (sharing) yang cocok. MAKE Award
berbagi (sharing methods)

The main focus of TOGAF in this research design is how to


W: Sistem ini diklaim mampu mendukung budaya berbagi (sharing) yang lebih baik
KMS-CON04
O: PT. PLN dan Unit-unit Bisnis
E: Dukungan dari Top Management, budaya dan sistem nilai PT. PLN.
KMS-MOT01
KMS Policy &
programmes

translate all aspects and components of the company into Motivation


KMS-MOT02
Use

proposed solutions. The main components within the TOGAF


Align
Align

Align

KMS-POL05

framework is ADM (Architecture Development Method), ARCHITECTURE OF BUSINESS SERVICE & BACKBONES KMS-DCS03

DATA ARCHITECTURE APPLICATION ARCHITECTURE TECHNOLOGY ARCHITECTURE


which is composed of three (3) main sections namely
KMS Abilities KMS-DCS04

connected

architectural design business architecture, information


Media Brainstorming, Internet, WAN KMS-CG02
CoP, CMC, connected
Email, Chatt
KNIFE, KAFE, Telecommunications/ integrated
F2F Meeting, Forum Internet, WAN Messenger/email/ User’s

architecture / application / data, and technology architecture /


Email, Chatt fax/mobile
ENTERPRISE DOMAIN

ENTERPRISE DOMAIN

Diskusi lainnya Workstations Use KMS-POL06

transformed connected programmes KMS Media


integrated Internet, WAN integrated
connected Email, Chatt

infrastructure . From each architecture is mapped to the Data/


Sub-unit’s
LAN KMS Applications WAN Intranet;
Portal KMS Unit
stored
KMS-POL07

methodology of SSM (Soft System Methodology), especially Dokumentasi Data integrated


stored Brainstorming, connected
CoP, CMC, Database TECHNO ASPECTS
KNIFE, KAFE,

starting at descriptive conceptual framework to change


Center Central PLN
F2F Meeting, Core Applications: PLN Pusat Sub-unit’s Mainframes
Forum Diskusi SCADA, SIMKP, SAP
Servers

management.
KMS-FAC01
Align

Align

Align

KMS-DCS02
KMS
Features
KMS-DCS04
programmes

ARCHITECTURE PRINCIPLES – VISION, AND BUSINESS ARCHITECTURE KMS-CG03


Use

B. Proposed Solutions ARCHITECTURE PRINCIPLES


ARCHITECTURE VISION
BUSINESS ARCHITECTURE IT-DBAPP01

Results from gap analysis becomes the basis for designing Prinsip-prinsip Keunggulan Bisnis
(Business Primacy Principles)
Skop dan Konstrain: di dalam domain
KMS meliputi data, aplikasi dan
teknologi. Business Architecture’s Gap
IT/IS Vendor/
Infrastructure
IS-APP01

the solution and new EA model, that divided based on the Memaksimalkan Keuntungan
Align
Business Scenario meliputi problem,
business and technical environment,
Align Analysist: analisa gap bisnis pada
domain enterprise IT-TOOL02

level of priority. Proposed solutions from Socio aspect Perusahaan objectives, actors, roles and
responsiblities. KMS Security IT-SEC01

consists of nine (9) programs to be grouped into three main


groups, namely: KMS Policy and Motivation, KMS Abilities,
and KMS Media. While for the technical aspect consists of ENTERPRISE DOMAIN

eight (8) programs to be grouped into three groups: KMS Figure 6: New EAP Model for implementation KMS
Basic design of the solution above refers to three main REFERENCES
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