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Psychotherapist Interventions Coding
System (PICS)
A systematic analysis of rhetoric mechanisms
in psychotherapy

Olga Herrero,1 Adriana Aulet,1 Daniela Alves,2 Catarina Rosa3


and Lluís Botella1
1
Ramon Llull University | 2 University of Minho | 3 University of Aveiro

The aim of the present study is to reformulate a descriptive typology previ-


ously developed with grounded theory as a result of the qualitative analysis
of a good outcome case study. We developed a transtheoretical and easily
usable coding system. We describe the developing process of this new cod-
ing system, which is focused on the use of language by the psychotherapist.
Four researchers were discussing every stage and basing decisions on con-
sensus. As a result, we have developed the Psychotherapist Interventions
Coding System (PICS). The resultant coding system is described within 4
group of macro categories: (1) Discursive contract; (2) Facilitators of the
therapeutic relationship (3) Facilitators of the client’s speech; and (4) Libera-
tion of constraining speeches. The PICS aims to contribute to developing
knowledge on research and how therapist interventions contribute within
psychotherapeutic processes, acknowledge the kind of interventions thera-
pists are using in the sessions and assist teaching on novel therapists in
training programs.

Keywords: psychotherapist intervention, coding system, narrative, process


of change, process research, transtheoretical coding system

Introduction

Several authors (McAdams, 1993; Sarbin, 1986) argue that most psychological
processes are organized in a narrative way. Thus, we attribute meaning to experi-
ences through the construction of narratives. Self-narrative creates continuity in
the way the person understands the world, inducing repetition (order and coher-
ence) and the aim of achieving stability and some predictability in dealing with the
https://doi.org/10.1075/ni.18035.her
Narrative Inquiry 29:1 (2019), pp. 157–184. issn 1387-6740 | e‑issn 1569-9935
© John Benjamins Publishing Company
158 Olga Herrero et al.

uncertainty of the future (Botella & Herrero, 2000; Herrero & Neimeyer, 2006).
The psychological suffering introduces into one’s self-narratives a subjective expe-
rience of intelligibility and loss of personal agency (Botella & Herrero, 2000).
Clients in psychotherapy tell stories about themselves and their problems, trying
to find meaning to the events they are living or have lived. This necessarily implies
a meaning reconstruction and a narrative update.
One of the common factors in psychotherapy is fostering a transformation in
the client’s self-narrative (Botella, Herrero, Pacheco, & Corbella, 2004). In order
to do this, client and psychotherapist work together in a collaborative dialogue to
reconstruct problematic narratives, especially after for instance, the loss of coher-
ence introduced by traumatic events (Alves, Mendes, Gonçalves, & Neimeyer,
2012; Alves et al., 2014; Neimeyer, Botella, Herrero, Pacheco, Figueres, & Werner-
Wildner, 2002; Neimeyer, Herrero, & Botella, 2006). Paying a “careful attention
to what our clients tell us (and how they tell it) in psychotherapy can help thera-
pists draw a map of their construing processes and how they can be better mobi-
lized” (Botella, Herrero, Pacheco, & Corbella, 2004, p. 125). The linguistic variables
implied in narratives, their influence on the problem, as well as in the process to
elaborate/solve it, become relevant for achieving a new sense of continuity, order
and coherence. The purpose of the therapy will be to deconstruct these problem-
atic self-narratives of the clients and with them to elaborate others, more adaptive
and flexible.
The role of different psychotherapy interventions in clients’ change has been
a topic of interest in psychotherapy process research for several years now
(Angus, Levitt, & Hardtke, 1999; Angus et al., 2017; Banham & Schweitzer, 2016;
Couto et al., 2016; Hermans & Diamaggio, 2004; Hermans & Hermans-Konopka,
2010; Hill, 2004; Hill, Helms, Spiegel, & Tichenor, 1988; Ribeiro et al., 2013).
The quality of the therapeutic relationship has been also identified as an impor-
tant prompt (catalyst) of psychotherapeutic change (Banham & Schweitzer, 2016;
Beutler, Machado, & Neufeldt, 1994; Couto et al., 2016; Gelso & Hayes, 1998; Hill
et al., 1998; Hill, 2005; Hill, 2014; Lambert & Barley, 2001; Nuovo, 2011; Shirk &
Karver, 2003).
Different research approaches assume that psychotherapeutic change is co
constructed between client and therapist (Cunha et al., 2012; Gonçalves & Ribeiro,
2012; Hill, 2014). This dyadic dynamics makes the client aware of the exceptions
to the problematic narrative that has brought him/her to therapy. It has been
suggested that, in good outcome cases, this interplay promotes insight about the
transformation process as the client elaborates and expands alternative experi-
ences from the ones imposed by the problematic self-narrative (Angus, Levitt, &
Hardtke, 1999; Gonçalves & Ribeiro, 2012; Gonçalves et al., 2013; Matos, Santos,
Gonçalves, & Martins, 2009). These studies, however, are mainly focused on the

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Psychotherapist Interventions Coding System (PICS) 159

processes of change created by the client as therapy progresses. It is our aim now
to focus our attention in the therapist’s role as an active agent of change as well.
According to Hill (2002, 2005, 2014) the therapist techniques are intertwined
with the client’s engagement with the process and the quality of the therapeutic
relationship needs to be considered as an important element of the therapeutic
change. Because of the importance given to the therapist’s variables, its role on
the process and the relation established between therapeutic process and clinical
outcome this topic has been gaining emphasis and special attention in research
(Couto et al., 2016; Nuovo, 2011).
Coding systems developed previously to Hill’s studies (Angus, Levitt, &
Hardtke, 1999; Angus et al., 2012; Angus et al., 2017; Banham & Schweitzer, 2016;
Corbella et al., 2008; Fernández-Álvarez & García, 1998; Gonçalves et al., 2017;
McLeod, Smith, Southam-Gerow, Weisz, & Kendall, 2015; Soares, Botella, & Cor-
bella, 2010) make it possible to assess the outcome of the interventions and to
establish patterns regarding the responses and therapeutic processes of the client.
There is empirical evidence on the usefulness of coding systems that track chang-
ing processes of either the client or both client and therapist turn-taking; how-
ever, these systems are usually more focused on the perspective of the client’s
speech (Angus, Levitt, & Hardtke, 1999; Angus et al., 2017; Gonçalves & Ribeiro,
2012; Gonçalves et al., 2013; Montesano, Feixas, & Varlotta, 2009). On the other
hand, even though there is research focused on the therapist interventions (Hill,
2002, 2014; Lent, Hill, & Hoffman, 2003) this is mainly focused on suggestions
for improving therapeutic practice or evaluating it afterwards: there is a lack on
the literature regarding the detailed analysis from the therapist perspective, for
example, on tracking therapeutic mechanisms in the therapist’s interventions. Our
research aims to focus on the pragmatic rhetoric mechanisms used specifically by
psychotherapists to promote change in the client’s problematic narratives. We will
focus on the therapist interventions, aiming to widen the understanding about the
therapist’s contribution to the development of the therapeutic process regardless
of the outcome.
The challenge of applying long and complex instruments to psychotherapy
transcriptions makes it necessary to develop tools for text analysis that can facil-
itate and systematize this process, allowing its replication. In this sense, more
studies are needed to develop new flexible and integrative tools in the analysis of
therapeutic skills and interventions, which is what we aim to accomplish with the
development of this coding system. Basically, the difference in our coding system
is that we focus on the relevance of linguistic variables used by the therapist in
order to better understand the psychotherapeutic process.
This is also an area of interest in the training of undergraduate students (Chui
et al., 2014; Hess, Knox, & Hill, 2006; Hill, Spangler, Chui, & Jackson, 2014; Hill,

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160 Olga Herrero et al.

Spangler, Jackson, & Chui, 2014; Hill et al., 2015; Jackson et al., 2014). Psychothera-
pist training is becoming a topic of interest over the last few years due to its impli-
cations in the clinic practice (Chui et al., 2014; Hess, Knox, & Hill, 2006; Hill,
Spangler, Chui, & Jackson, 2014; Hill, Spangler, Jackson, & Chui, 2014; Hill et al.,
2015; Jackson et al., 2014). More research on individual patterns of change and
wider investment in the systematization on training programs for trainee thera-
pists are needed.
Herrero and Botella (2002) (see also Neimeyer, Herrero, & Botella, 2006)
carried out a pragmatic-rhetorical analysis of a case study that resulted in a
category system. The paper presented the case of Sandra, who requested psy-
chotherapy twenty-six years after her mother’s suicide. A pragmatic-rhetorical
analysis of Sandra’s psychotherapy sessions was conducted so as to approach her
grieving process. In this case, the client shifts from suffering the effects of her
mother’s suicide as something beyond her control to position herself as some-
one who controls, understands and elaborates them, closing a chapter in her life
and initiating a new one. The pragmatic-rhetorical analysis resulted in a category
system with four core groups, which contained categories that represented the
psychotherapist’s interventions for the specific case (see left column in Appendix 1
and Appendix 2). Our current project is framed in this line, which has been car-
ried out in recent years and consists of the qualitative analysis of clients’ processes:
the system is built based on a client-centered therapy.
The aim of the present study is to reformulate this previous descriptive typol-
ogy developed with grounded theory in a case study (Herrero & Botella, 2002;
Neimeyer, Herrero, & Botella, 2006) and outline the development of an integrative
therapist interventions coding system. We have developed a transtheoretical and
easily usable coding system, contributing to both process research, and clinical
training. In this paper, we describe this new coding system, which is focused on
the use of language by the psychotherapist, and detail its developing process. In
summary, the present study describes the development of an updated and more
comprehensive coding system, based on the categories previously developed by
the authors previously mentioned.

Method

In this section, we will specify the steps implied in the reformulation of the previ-
ous system developed by Herrero and Botella (2002) and Neimeyer, Herrero and
Botella (2006) in order to define the present coding system (see Appendix 1 for a
complete comparison).

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Psychotherapist Interventions Coding System (PICS) 161

The process of reformulation was carried out along 5 stages, starting first with
the analysis of the second order categories and ending with the formulation of
core categories: (1) Category analysis; (2) Unification of concordant/overlapping
categories into prototypes; (3) Definition of the final categories; (4) Inclusion of
clinical vignettes illustrating each category; and (5) Defining core categories’ label.
It is worth mentioning that along the whole process three researchers and one of
the authors of the original system were discussing every stage and basing the final
decisions on consensus. At the end of the process, an external researcher verified
the validity of the final system.

Stage 1. Category analysis

A group of 3 researchers analyzed the original system to explore which second


order categories of (or subcategories) were highly similar concerning their labels
and definition; and which subcategories were differentiated enough to guarantee
their autonomy. Each researcher carried on this review process independently,
and then there was discussion and final definition by consensus. For example, the
“asymmetry”, “disparity” and “authority” categories of the original system resulted
from the hermeneutic analysis of the case study. Even though they made sense for
that particular case, we considered that these categories have enough common-
alities to be joined in a single category named: “differentiation of roles”. In this
“regrouping” processes, we made sure that we could simplify the future coding
procedure (decreasing the number of subcategories) without losing accuracy of
information.

Stage 2. Unification of concordant/overlapping categories into prototypes

Our aim in this stage was to unify those categories with similar content. As ana-
lysts, we had several meetings in order to negotiate and reach a consensus in
terms of the meaning of the categories. As a team we worked on the clarification
of the characteristics or common points that make them remain under the same
“umbrella”. These characteristic or commonalities emerged from the definitions
and the “clinical vignettes” included on the original study (Herrero & Botella,
2002; Neimeyer, Herrero, & Botella, 2006). This process generated the first proto-
types of the current categories (see Table 1 and Appendix 1). Researchers discussed
consensus on each category prototype until the final typology was defined.
Table 1 illustrates some examples for each group about which and how some
of the categories were restructured in the new category system.

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162 Olga Herrero et al.

Table 1. Illustration of some examples on the category restructuration


Original category system (Her- Resultant category Comments on why the
rero & Botella, 2002) system restructuration was done
Group 1: Discursive
A. Discursive contract contract
Use of authority Differentiation of roles In the three original categories is
Positions’ clarification or disparity implied the differentiation of the role
of the client and the role of the
Asymmetry marker in the therapist in the specific kind of
relationship relationship that psychotherapy
implies.
Group 2: Facilitators
B. Facilitators of the therapeutic of the therapeutic
relationship relationship
Summary and confirmation that Resume & The two original categories imply
the client was understood clarification – confirmation that the client was
Clarification of possible confirmation that the understood and that there were not
misunderstandings client was understood any misunderstandings.

C. Facilitators of the client’s Group 3: Facilitators


speech of the client’s speech
Give the turn / word Active listening by In this case the category wasn’t
giving the turn regrouped with others, but the
concept was modified in order to
cover a more comprehensive
meaning.
Awareness Moved into Group 4 These category wasn’t regrouped
either, but changed into another
group, as it seemed to coincide more
with another category from Group 4.
D. Liberation of constraining Group 4: Liberation of
speeches constraining speeches
Validation of the positive Validation of the In both original categories, the
narratives positive narrative therapist validates and encourages
Use of deference for the therapist the development of narratives in
which the client feels more
comfortable. Likewise, the therapist
reinforces the emergence of elements
of change in the client, acting as an
authorized and recognized validator
Formulation of theories that give Theory awareness In this case, the category “awareness”
meaning to what happens to the was taken (from group C) as it had
client in a process of commonalities with “formulation of
co-construction theories” category. They were joint in
Awareness* (from group C) one category named “Theory
awareness”.

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Psychotherapist Interventions Coding System (PICS) 163

Stage 3. Definition of the final categories

Once we had a solid proposal of categories emerged from stage 2, the next step was
to define each category of this new system, in order to make all of them intelligible
enough to be applied by other researchers. These definitions derived from the orig-
inal proposed by Herrero and Botella (2002) and Neimeyer, Herrero and Botella
(2006), but were also reformulated according to the new labels and components.
Once again, the definitions were the result of consensus between analysts.

Stage 4. Inclusion of clinical vignettes illustrating each category

In this stage, along with the goal of being intelligible and applicable we consid-
ered the need to find suitable “clinical vignettes” for all the categories, to ensure
they clearly exemplify each of them. These examples also emerged from the
original ones in Herrero and Botella (2002) and Neimeyer, Herrero and Botella
(2006), but were adapted according to the new resultant categories and their cur-
rent characteristics (see Appendix 1 and clinical vignettes in Results).

Stage 5. Defining core categories’ label

Based on both the final definitions and clinical vignettes, researchers discussed
and consensually defined the new labels for the core categories. At this final stage,
the category system was shared with an external researcher expert in psychother-
apy, narrative and qualitative analysis, who had not contributed to the analysis
itself, in order to receive feedback on the system. We must mention this exter-
nal researcher is an expert in psychotherapeutic processes. Based on his feedback,
some elements and labels of the categories were reconsidered.

Results

In this section we will explain the resultant coding system and its categories,
developed in the previous section. As a result, we have developed the Psychother-
apist Interventions Coding System (PICS). One of the main results of this
process is the reduction of the number of subcategories: from 35 in the original
system (Herrero & Botella, 2002; Neimeyer, Herrero, & Botella, 2006) to 23 in
the current one; while the four main groups remained the same as in the original
system. The final result is the coding system presented on the right column of
Appendix 1, which shows all the categories and subcategories reorganized in a new
and more simplified system of analysis.

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164 Olga Herrero et al.

The resultant coding system is described and exemplified within the next
4 groups: (1) Discursive contract; (2) Facilitators of the therapeutic relationship
(3) Facilitators of the client’s speech; and (4) Liberation of constraining speeches. The
two first groups are more focused, in general, on the therapeutic context, while
the two last groups are more focused on therapeutic processes. It is important to
highlight that these 4 groups are not meant to be coded in a linear or sequential
way; one intervention may be coded in more than one category, therefore they are
not mutually exclusive.

Group 1. Discursive contract

As mentioned in Herrero and Botella (2002, p. 52) “therapeutic conversation is dif-


ferent from other conversation types” and that makes it necessary to establish a
discursive contract through what we know as ‘contextualizing keys’ (Maingue-
neau, 1996). The pragmatic-rhetoric mechanisms through which these ‘contextu-
alizing keys’ can be negotiated are described below.
This group that had 11 categories in the original system (Herrero & Botella, 2002;
Neimeyer, Herrero, & Botella, 2006) is now composed by 6 categories (see Table 2):

Table 2. Category, definition and clinical vignette for each category in Group 1
Category Definition Clinical vignette
1.1 Differentiation of The therapist makes the T: My job is to try and keep us
roles differentiation of roles obvious in the on track as much as
therapeutic relationship. The possible, to help you uh,
psychotherapist is positioned as the explore those kinds of
person who holds the knowledge feelings and to get to know
about therapeutic strategies suitable which are your needs – in
for different problems, and this last aspect your
distinguishes his/her role from the contribution is
role of the client, who is the person preponderant.
who knows best about their own
history and problem.
1.2 Socializing the The therapist shares with the client T: Grief is indeed a path we all
client in the his/her expertise vision/ cross sooner or later, that
psychotherapeutic conceptualization of the problem and challenges our story of life,
perspective of the mechanisms implied in change, our reality, our sense of
from his/her own theoretical position. connection to this world. It
This movement of orientation puts us in a moment of
towards his/her own therapeutic meaning reconstruction and
perspective is done by the therapist active reorganization of life,
both explicitly (with an explanation) so that we can live our loss
or implicitly (by using vocabulary or in a less painful way, with
technical terms). the tranquility we want to
achieve.

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Psychotherapist Interventions Coding System (PICS) 165

Table 2. (continued)
Category Definition Clinical vignette
1.3 Use of consensus Change appears as a common goal in T: So it seems that one of the
the therapist speech. In the therapeutic things that we sort of
dialogue, the therapist guides the implicitly agreed upon was
process towards a co-construction of a that it would be valuable to
joint definition of change, including look at some of those painful
elements of both therapist and client feelings, to explore them, to
conceptions; sometimes the therapist fully articulate them.
uses the pronoun “we/us” to highlight
the co-constructed nature of the
change process.
1.4 Thematic focus The therapist invites the client to 1 Invitation:
address a particular issue. The T: So to get started why don’t
therapist states which will be the you just tell me more about
central topics selected to work the kind of things you want
throughout the session, and which to deal with or what’s on
topics may be addressed later. This your mind, what you see
can be done in a more explicit or happening in this process,
implicit way. what you would find useful,
whatever…
2 Thematic restriction:
T: So do you want to talk a
little bit about your
nervousness or what your
concerns are?
1.5 Authorization/ The therapist clarifies what is Clinical Vignette 1:
give permission expected and/or allowed to happen T: It’s ok to cry here. I expect
within the therapeutic context. that you’re going to cry and
there’s lots of Kleenex.
Clinical Vignette 2:
T: Even if you feel that there is
something you can’t share
with others, this is your
space and it will be ok to
express it here.
1.6 Negotiation of The therapist invites and/or helps the T: So it seems that one of the
demand client to specify what is he/she things that you need us to
/expectations and expecting to achieve with the explore are those painful
therapeutic therapeutic work, while offering his/ feelings…
objectives her own theoretical agenda for C: Yes, I guess so… because I
achieving the change. The therapist feel that a lot of what upsets
helps the client to formulate the me is tied up with my
reason(s) that brought him/her to mother’s suicide, and since
therapy as well as his/her goals, as a then, it’s also connected with
way to promote good therapeutic me not being able to accept
alliance. myself as a worthy person.

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166 Olga Herrero et al.

Group 2. Facilitators of the therapeutic relationship

All the interactions need to happen within a climate where the therapeutic rela-
tionship offers support and the client feels understood and accepted (Herrero &
Botella, 2002; Neimeyer, Herrero, & Botella, 2006).
This group had 7 categories (Herrero & Botella, 2002; Neimeyer, Herrero, &
Botella, 2006) and is now composed by 4 categories (see Table 3):

Table 3. Category, definition and clinical vignette for each category in Group 2
Category Definition Clinical vignette
2.1 Provide The therapist tries/seeks to make the client C: I feel bad to get so
comfort & feel comfortable in the relationship. This emotional here (crying) …
security in process involves an effort to create a secure T: okay. It’s okay, you have
the context, where the difficulty of starting a the right to feel like this.
therapeutic therapeutic process is recognized, the
relationship client’s pain and suffering are validated and
confidence in the client’s change is revealed.
2.2 Use of The therapist understands the client’s C: it was very stressful
empathy situation or feelings and expresses T: Oh I bet, I bet
something related to it. C: I was really upset after
that
T: I imagine you were… I
can imagine that has
created many problems for
you and how that made
you feel.
2.3 Resume & The therapist tries to make sure that he/she Clinical Vignette 1
clarification – has understood the client and clarifies Clarification:
confirmation possible misunderstandings. The therapist T: okay, so being fair and
that the client can either expose a brief summary of what being a woman of
was the client just said or ask about a specific integrity it sounds like in
understood element that he/she does not understand. that respect, is very
important for you, so this
is a must for you, right?
Clinical Vignette 2 Resume:
T: Oh I see, so you push
people to the point, are
you thinking what of your
husband or whatever,
when he does something
that proves that he doesn’t
love you in your mind, is
that kind what you mean?

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Psychotherapist Interventions Coding System (PICS) 167

Table 3. (continued)
Category Definition Clinical vignette
2.4 Validate/ The therapist reinforces the client’s current Clinical Vignette 1:
recognize the vision of the problems and recognizes what T: Right, so it’s very
client’s is important for him/her. important
speech Clinical Vignette 2:
T: Yeah, that would be very
scary. It sounds like there’s
been good reason not to
look at those emotions…
they hurt…
Right, so it’s very
important to do it softly.

Group 3. Facilitators of the client’s speech

This group analyses the mechanisms that facilitate the client’s conscious aware-
ness and comprehension of the conflicts he/she’s expressing and help him/her
accomplish some intelligibility (Herrero & Botella, 2002; Neimeyer, Herrero, &
Botella, 2006).
This group maintains the same number of categories (8), still some reorgani-
zation was carried out (see Table 4):

Table 4. Category, definition and clinical vignette for each category in Group 3
Category Definition Clinical vignette
3.1 Active listening by The therapist engages in/ an Clinical Vignette 1:
giving the turn active listening. The therapist T: Hum hum…/ Right, right…/
follows the story by assenting or Yeah, right…
repeating central words that the Clinical Vignette 2:
client just said, but not adding C: I never thought it could be so
any process or content. difficult.
T: yeah, so difficult…
3.2 Joint production/ Therapist and client tangle C: I’ve done that for twenty years
co-construction expressions. One element of the and it’s not
dyad starts a sentence and the T: it’s not working, these feelings
other completes or extends it, in are not going to stay buried
such a way that several speech and cannot be denied
turns could be seen as a single C: they are not going away.
one.

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168 Olga Herrero et al.

Table 4. (continued)
Category Definition Clinical vignette
3.3 Validation and The therapist emphasizes and/or C: I find myself in a high
extension develops a metaphor previously expectation level of everything
of metaphors used by the client. and even of myself, spinning
The therapist can repeat it, use around like a cat chasing its
synonyms or related terms, or own tail all the time in search
contribute to its extension. of happiness… It’s destructive,
Besides emphasizing, both can because there’s nothing
add elements to a previous stopping me, I just want to
developed metaphor. go…
T: So like a cat chasing it’s tail, in
a non stop movement that
consumes all of your energy.
3.4 Internalizing the The therapist takes and uses the Clinical Vignette Paraphrasing:
client’s voice: client’s speech for different C: At that time I… it was like… I
Ventriloquism/ purposes: had to accept it, I had to accept
Paraphrasing 3.4.1 Paraphrasing: the the reality of his disease, I had
therapist performs an to accept it.
explanatory or interpretative T: so it looks like that meeting
expansion of the client’s speech was really important to you, it
aiming to make it more provided a lot of important
intelligible. information
3.4.2 Ventriloquism: Passages C: yes it was
where the therapist appropriates T: it helped you to organize some
the client’s voice and uses the 1st of the questions you’ve had, if
person singular, allowing the I’m understanding correctly
client to listen to his/her own C: yes
needs by the therapist’s voice. Clinical Vignette Ventriloquism:
C: I’m kind of trapped in a vicious
cycle… I know when I’m doing
it (crying)
T: So I know that I’m doing it and
I just can’t seem to stop
3.5 Mirroring (emotions) The therapist repeats emotions C: It was quite upsetting. I
used by the client, allowing the thought it was rather cruel
client to see it reflected in the actually.
therapist’s. T: so upsetting for you to know
that that’s how he kind of spent
his last days.
3.6 Questions Mechanism by which the Clinical Vignette Open:
therapist asks the client for some T: How was the session for you?/
information: How do you feel about that?
*Always linked to a category that Clinical Vignette Close:
gives meaning/content. T: Are you feeling scared right
Exemplified by one of the now?
following examples T: How old were you when you
(Example 2.6.2/3.4). lost you mother?

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Psychotherapist Interventions Coding System (PICS) 169

Table 4. (continued)
Category Definition Clinical vignette
3.6.1 Open: The therapist asks Clinical Vignette Indirect:
the client a non-delimited T: I wonder if it was hard for you
question such as a clarification to really feel legitimately angry
or a more in depth/detailed towards your mother when she
exploration. committed suicide
3.6.2 Close: The therapist asks
the client for specific
information or details.
3.6.3 Indirect: The therapist
asks the client for some
information or specific data
without directly formulating a
question.
3.7 Interruption The therapist interrupts the C: And I make people around me
client’s speech turn. crazy…
T: okay, so there’s…
C: I make my husband crazy with
that…
T: Oh alright…
3.8 Externalization The therapist invites the client to C: I feel so sad all day…
“objectify” or personify the T: Sadness overtook your life… If
problem(s) that oppress him/ sadness could talk, what would
her. The problem becomes a it say?
separate entity external to the
person. There’s a rift between
the client and his problem.

Group 4. Liberation of constraining speeches

In this group we find mechanisms that help the client to take a distance from the
problem, and to be able to think, look for and find alternatives; to aid the client to
set free those internalized speeches and voices which constrain and block him/her
from moving on (Herrero & Botella, 2002; Neimeyer, Herrero, & Botella, 2006).
This group had initially 8 categories (Herrero & Botella, 2002; Neimeyer,
Herrero, & Botella, 2006) and is now composed by 5 categories (see Table 5):

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170 Olga Herrero et al.

Table 5. Category, definition and clinical vignette for each category in Group 4
Category Definition Clinical vignette
4.1 Validation of The therapist validates and C: I feel a wonderful way of dealing
the positive encourages the development of with me because I was a bad
narrative narratives in which the client feels temper little brat, yeah
more comfortable. Likewise, the T: Yeah, it sounds like you’re really
therapist reinforces the emergence appreciative and grateful that
of elements of change in the client, your mother appreciated you,
acting as an authorized and sounds like nurtured you and
recognized validator. gave you a lot.
4.2 Use of the The therapist places a statement in Clinical Vignette 1:
double voice the context of a polyphony of C: all sorts of messages have been fed
or 3rd speaker multiple voices that the client has to me about how I should feel
internalized or anticipates from about this like for instance, “this
his/her social context. is obviously a very sick individual
that would do something like
this…”
T: So you should understand, you
should be compassionate.
C: Right, I’m an “intelligent person”
and I should be able to
understand that devastation and
how, I should be able to accept
that she had to have been crazy
herself to do something like that
T: right, so somehow that
understanding kind of cancels out
your feelings?
Clinical Vignette 2:
C: everybody tells me that I need to
move on, that a lot of time had
already passed since his death so
it’s time to accept it, to reconstruct
my life as other widows are able
to do.
4.3 Recognition of The therapist recognizes the client Clinical Vignette 1:
needs and as someone who has the right to T: So that must leave you feeling
desires express his/her needs and wishes. very much on guard. It’s really
The therapist validates the client’s hard for you to talk thought, I can
needs and desires, whether the see that you’re teary.
client expresses them in more Clinical Vignette 2:
explicit or implicit way. T: Yeah, very painful stuf stuff… So
it’s kind like if only you could shed
this belief or this dark cloud.
Clinical Vignette 3:

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Psychotherapist Interventions Coding System (PICS) 171

Table 5. (continued)
Category Definition Clinical vignette
T: So you want to be able to accept, I
mean there’s something about
accepting yourself as well as
accepting others.
Clinical Vignette 4:
T: It seems pretty important to be
able to express how it is that you
legitimately feel.
4.4 Dialogical The therapist invites the client to Clinical Vignette 1:
representation explore what’s going on in the C: (weeping while explaining a
or temporal “here and now” moment in the situation from the past)
transformation session when talking about or T: I’m wondering what’s going on for
regarding a past experience/ you now?
situation. Clinical Vignette 2:
T: and you said “I’m not leaving her
there by herself ”, how do you feel
about that now?
4.5 Theory The therapist puts the client in T: So based on what we’ve been
awareness contact with a core belief and the discussing since the suicide of
client recognizes it as such; i.e., the your mother you have been
therapist formulates an explanation having this sense of shame and
regarding the psychological feeling unworthy and wanting to
processes (involved in the be more comfortable with yourself
maintenance of problems and and seems it seems hard to do,
required to produce change) without first making peace with
regarding the client’s problems and some of this shame you
processes of change. experience about what your
In other occasions the therapist mother did.
and the client co-formulate a
theory that gives meaning to what
is happening to the client in a
process of co-construction.

Discussion

In this work, we present a category system that will help psychotherapists and
researchers analyze the interventions of psychotherapists with independence of
his/her theoretical approach. Thus, this system can contribute to the transtheo-
retical investigation of psychotherapy processes and qualitative research. We sim-
plified a previously developed category system and developed a more synthesized
and agile version, moving from the original 35 categories (Herrero & Botella, 2002;
Neimeyer, Herrero, & Botella, 2006) into 23. As a result, we have developed the

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172 Olga Herrero et al.

Psychotherapist’s Interventions Coding System (PICS). This coding system is con-


formed by 4 core categories or groups: (1) Discursive contract; (2) Facilitators of
the therapeutic relationship; (3) Facilitators of the client’s speech, and (4) Libera-
tion of constraining speeches.
Next, we will discuss the applicability each group from the coding system may
have to enhance the study on psychotherapy processes and its applicability in clin-
ical psychology and novel therapists training.
First, the “Discursive contract” identifies the therapist’s interventions estab-
lishing the rules that will guide the relationship with the client along the therapy. It
reflects relevant elements such as: how the therapist establishes the differentiated
roles in the interaction with the client, how he/she socializes the client in the ther-
apeutic perspective and use of specific terminologies; how the therapist manages
to lead the sessions focusing on specific themes; or how the demands and thera-
peutic objectives are established. Being able to identify these specific interventions
may be helpful for several reasons: it can help the therapists, regardless of their
theoretical orientation, to understand what elements could have played a role on
the good or bad rapport establishment with a client; it can help novel therapists
to better acknowledge what they are doing and to prompt reflexive processes in
order to improve their practice; and it can help to suggest which elements may be
playing a role in the positive establishment of psychotherapeutic alliance.
Second, the “Facilitators of the therapeutic relationship” approaches the ther-
apeutic interventions that enhance support and acceptance for the client such as:
providing support and comfort in the relationship; clarifications to make sure the
client is being understood; showing empathy towards what the client says or feels;
and validate what seems to be important or problematic for the client. Identifying
these interventions is helpful to understand how the rapport and alliance might
have been established and maintained throughout the therapy; it also helps to iden-
tify any moment where this alliance might have been weakened or even broken.
Third, the “Facilitators of the client’s speech” aims to illustrate how the ther-
apist helps the client to identify, become aware and translate to words what he/
she sees as a problem. To do this, the therapist might use language elements such
as active listening, metaphors, paraphrasing of what the client has said to empha-
size its meaning, or questions to clarify or highlight the meaning of something
the client said. This group of categories doesn’t focus on specific techniques, but
on how the language is used by the therapist to aid the client to better know and
express the problem. Nevertheless, it could be interesting to apply the category
system to those moments in psychotherapy session where a technique is being
applied. In this case, we could have more information about the processes, proce-
dures, facilities and/or difficulties, etc., within the technique.
Finally, the fourth group, “Liberation of constraining speeches”, seeks to map
the strategies used by the therapist to help the client distancing from the problem
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Psychotherapist Interventions Coding System (PICS) 173

and being able to think, search and find more adaptive alternatives. This group
includes elements such as: validations of client’s new perspectives of the problem,
recognizing and acknowledging needs or desires the client might have, therapist
and the client co formulating a theory that gives meaning to what happens to the
client in a process of co construction, etc. For this reason, in the analysis of this
group of categories it might be implicitly or explicitly a link to the specific tech-
niques or therapeutic model that the psychotherapist is based on in the particular
case being analyzed.
Internalizing all these categories can help experienced psychotherapists to
establish patterns, not only on the effectiveness of a specific intervention in a spe-
cific time; but also on developmental trajectories of interventions along the whole
therapeutic process. This can also be of high importance in the novel therapists
training, as it allows them and their supervisors to acknowledge details that might
not be detected during a session and can enhance reflection on the improvement
of these practices.

Proposal on the use of the coding system

In order to apply this coding system, researchers may follow some steps:
– First, consider each speech turn as a unit of analysis (UA) and give them a
number. The therapist interventions will be analyzed and the client’s interven-
tions may be considered or included in order to put the UA in context;
– Second, a pair of coders will independently code each UA, identifying the cat-
egory represented in the unit. Note that each UA can be coded within more
than one category;
– Third, calculate inter-coders agreement through Cohen’s Kappa.1 Once the
coders reach at least between 0.60–0.80 in the Kappa statistic, the coding
might be considered reliable.
– Finally, disagreements must first be solved by consensus and in their absence
by a third coder.
Table 6 shows an example when there’s more than one coder. In order to be more
illustrative, we show the Kappa for full agreement, high agreement and lack of
agreement.

1. The qualitative analysis frequently imply the analysis of a comprehensive amount of data;
this is why there might be the case where only one coder works with a psychotherapist tran-
scription. In this situations we recommend to make the analysis from a more hermeneutic per-
spective and suggest the analysis to be supervised, but without the requirement of doing the
Cohen’s Kappa.

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174 Olga Herrero et al.

Table 6. Examples on how to use the PICS


Session # 2
Categories Categories Inter-coders agreement
Unit of analysis (UA)
coder 1 coder 2 (Cohen’s Kappa)

UA T: It’s ok to cry here… that would 1.5 1.5 1


8 be very scary. It sounds like 2.4 2.4
there’s been good reason not to
look at those emotions… they
hurt… Right, so it’s very
important to do it softly.

Session # 6
Unit of analysis (UA) Categories Categories Inter-coders agreement
coder 1 coder 2 (Cohen’s Kappa)

UA C: I find myself in a high


20 expectation level of everything
and even of myself, spinning
around like a cat chasing its own
tail all the time in search of
happiness… It’s destructive,
because there’s nothing stopping
me, I just want to go…

UA T: Uhum… So like a cat chasing it’s 3.1 3.1 0.8


21 tail, in a non stop movement that 3.4 3.3
consumes all of your energy. 3.4

Session # 7
Unit of analysis (UA) Categories Categories Inter-coders agreement
coder 1 coder 2 (Cohen’s Kappa)

UA C: I feel a wonderful way of dealing 4.1 4.3 0


42 with me because I was a bad In this case, dialogue and
temper little brat, yeah consensus is required.
T: Yeah, it sounds like you’re really Coders should find an
appreciative and grateful that agreement in terms of:
your mother appreciated you,
sounds like nurtured you and – finding the best
gave you a lot. category that fits
that UA or
– add a category that
wasn’t considered by
one of the coders

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Psychotherapist Interventions Coding System (PICS) 175

In conclusion, the PICS aims to:


– allow the study of how and which therapist interventions may be contributing
in different ways within psychotherapeutic processes;
– acknowledge the kind of interventions therapists are using in the sessions and
becoming more self-aware;
– reflect on the effects those interventions are having on the client’s processes;
– contribute to developing knowledge on research processes;
– assist teaching on novel therapists in training programs;
– help in psychotherapists supervision;
– suggest which type of interventions may the therapist be doing more at the
beginning, middle or end of the therapeutic process – establishing develop-
mental patterns in the therapeutic interventions;
– aid to systematize the therapist’s interventions and quantify the types and fre-
quency of these interventions.
Additionally, in further research the PICS can also be used to study the link
between some kind of therapeutic interventions and the therapist style. For
instance, it could be interesting to correlate the use of interventions coded in the
category system with the personal style of the psychotherapist (Corbella & Botella,
2004; Corbella, Fernández, Saúl, García, & Botella, 2008). It would be also inter-
esting to apply the coding system to different psychotherapy orientations (such
as cognitive-behavioral, psychodynamic, systemic…) in order to be more able to
describe and find commonalities and/or differences in the use of language of the
therapists being analyzed. For instance, it could be very interesting to do so with
experts with international recognition. Finally, we would like to cross our results
from the therapist perspective with other systems that capture the client perspec-
tive, like IMCS (Gonçalves, Matos & Santos, 2009; Gonçalves, Ribeiro, Mendes,
Matos, & Santos, 2011). Since IMCS is an empirically validated coding system that
tracks markers of change in client’s speech, it would be very interesting to explore
what is happening in the therapist interventions that lead to these markers. Being
the case that one of the researchers that helped developing IMCS is coauthoring
this paper, this aim is being seriously considered as a next step in our research.

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176 Olga Herrero et al.

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Appendix 1. Comparison table between the original category system and


the “Psychotherapist Interventions Coding System” (PICS)

Original category system (Herrero & Botella, 2002) PICS


Group A: Discursive contract Group 1: Discursive contract

– Use of authority 1.1 Differentiation of roles


– Positions’ clarification or disparity 1.2 Socializing the client in the
– Use of expert’s voice psychotherapeutic perspective
– Use of consensus 1.3 Use of consensus
– Thematic invitation or topic restriction 1.4 Thematic focus
– Language code 1.5 Authorization/give permission
– Authorization / permission 1.6 Negotiation of demand and
– Asymmetry marker in the relationship therapeutic objectives
– Formulate a demand
– Negotiation of therapeutic objectives
– Procedural clarification

Group B: Facilitators of the therapeutic relationship Group 2: Facilitators of the


therapeutic relationship

– Provide comfort 2.1 Provide comfort & security in


– Use of empathy the therapeutic relationship
– Summary and confirmation that the client was 2.2 Use of empathy
understood 2.3 Resume & clarification –
– Clarification of possible misunderstandings confirmation that the client was
– Provide security in the context of the therapeutic understood
relationship 2.4 Validate/recognize the client’s
– Validate/recognize the client’s speech speech
– Use of utility

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180 Olga Herrero et al.

Group C: Facilitators of the client’s speech Group 3: Facilitators of the client’s


speech

– Give the turn / word 3.1 Active listening by giving the


– Validation and extension of metaphors turn
– Internalization of client’s voice (Ventrilocuocity / 3.2 Joint
Paraphrasing / Mirroring) production/co-construction
– Question: Open / Close / Indirect 3.3 Validation and extension of
– Combined/joint production metaphors
– Interruption 3.4 Internalizing the client’s voice:
– Externalization Paraphrasing / Ventrilocuocity
– Awareness 3.5 Mirroring (emotions)
3.6 Questions: Open / Close /
Indirect
3.7 Interruption
3.8 Externalization

Group D: Liberation of constraining speeches Group 4: Liberation of constraining


speeches

– Validation of the positive narratives 4.1 Validation of the positive


– Use of the double voice or 3rd speaker narrative
– Internalization of the therapist’s voice 4.2 Use of the double voice or 3rd
– Explanation of commonalities speaker
– Recognition of needs and desires 4.3 Recognition of needs and desires
– Use of deference for the therapist 4.4 Dialogical representation or
– Dialogical representation “here and now” of a past temporal transformation
conversation or temporal transformation 4.5 Theory awareness
– Formulation of theories that give meaning to what
happens to the client in a process of
co-construction

Appendix 2. Glossary for Herrero & Botella (2002) and Neimeyer,


Herrero & Botella (2006) category definitions

Table 1.
Group Category Definition
A Use of authority Pragmatic-rhetoric mechanism through which the therapist
positions him/herself as the person who directs the therapy process.
Positions’ Pragmatic-rhetoric mechanism through which the therapist
clarification or positions him/herself as a different figure from the client, with
disparity different processes and different roles in the therapeutic work,
which must be clarified in order to: (a) make the client
acknowledge which is his/her roles; (b) avoid misunderstandings.

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Psychotherapist Interventions Coding System (PICS) 181

Group Category Definition


Use of expert’s Pragmatic-rhetoric mechanism through which the therapist
voice positions him/herself as the person who knows the process that
must be followed in therapy, given that he/she knows the processes
that block the client.
Use of consensus Pragmatic-rhetoric mechanism through which the therapist
matches his/her conception of change with the client’s one using the
1st person plural. This way both client and therapist aren’t people
that work in different paths, but both have a common aim.
Thematic Pragmatic-rhetoric mechanism through which the therapist points
invitation or topic out more or less explicitly which are going to be the accepted
restriction themes to work in the sessions and which aren’t going to be
specifically therapeutic.
Language code Pragmatic-rhetoric mechanism through which the therapist
socializes the client in the use of emotions as the core work of
therapy. The language code implies the way in which we speak and
constitutes the unique way that makes sense in a specific universe of
interactions.
Authorization / Pragmatic-rhetoric mechanism through which the therapist
permission emphasizes the importance of emotional expressions as part of the
joint job, giving permission to it to be expressed within the session.
Asymmetry Pragmatic-rhetoric mechanism through which the therapist
marker in the emphasizes the lack of information between therapist and client as
relationship a way of empathizing with the difficulty of the client to talk about
important things and revealing elements of who he/she is, while the
therapist is not going to occupy that same position.
Formulate a Pragmatic-rhetoric mechanism through which the therapist helps
demand the client to formulate the motive that brings him/her to therapy, as
a way to enhance a good therapeutic alliance.
Negotiation of Pragmatic-rhetoric mechanism through which the therapist helps
therapeutic the client narrow on what he/she expects to achieve with the
objectives therapy work, as well as the therapist’s proposal on his/her
theoretical agenda to achieve the therapeutic change.
Procedural Pragmatic-rhetoric mechanism through which the therapist posses
clarification the client as someone who doesn’t know the therapeutic way to
proceed and explains the type of joint work they will do, as well as
the way they will proceed to achieve the client’s goals.
Provide comfort Pragmatic-rhetoric mechanism through which the therapist tries
through verbal or non-verbal expressions to enhance that the client
feels well within the relationship.
B Use of empathy Pragmatic-rhetoric mechanism through which the therapist
understands the client and feels what the client feels “as if ” it was
his/hers, trying to put him/herself in the client’s position even
though being a different person and that comprehension won’t be
absolute.

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182 Olga Herrero et al.

Group Category Definition


Summary and Pragmatic-rhetoric mechanism through which the therapist makes
confirmation that sure he/she has understood the client clarifying possible
the client was misunderstanding, exposing a brief summary of what the client just
understood said.
Clarification of Pragmatic-rhetoric mechanism through which the therapist stops
possible the client’s elaboration (often with a question) when he/she is
misunderstandings concerned about not following the speech or that there might be a
misunderstanding.
Provide security in Pragmatic-rhetoric mechanism through which the therapist creates
the context of the a safe context in the relationship through recognizing the
therapeutic difficulties of starting a therapeutic process, the confirmation of the
relationship client’s pain and the believe in the client’s process and it’s change.
Validate/recognize Pragmatic-rhetoric mechanism through which the therapist allies
the client’s speech with the vision presented by the client about his/her problems and
recognizes what’s important for him/her.
Use of utility Pragmatic-rhetoric mechanism through which the therapist
confirms his/her belief in the possibility of change and the client’s
wellbeing as a result from the therapeutic process, enhancing hope
on change.
Give the turn / Pragmatic-rhetoric mechanism through which the therapist
word renounces to his/her own speech turn as a way to invite the client to
keep elaborating his/her speech.
C Validation and Those moments or minutes, after the client has used a metaphor,
extension of when the therapist highlight that same metaphor through
metaphors repetition, synonyms or associated terms. In some cases, it might be
the other way around; the client takes or uses a metaphor the
therapist has used.
Internalization of Pragmatic-rhetoric mechanism through which the therapist makes
client’s voice the client’s speech his/her own with different aims. The therapist
(Ventrilocuocity / might use the client’s voice and repeat what he/she has said, using
Paraphrasing / 1st singular person (internalizing the voice). Therapist: (a) becomes
Mirroring) a mirrow for the client, so he/she can hear his/her own speech from
the outside; (b) empathises with client; (c) can verify if his/her
comprehension of what the client is saying is correct or not.
Question: Open / Pragmatic-rhetoric mechanism through which the therapist asks
Close / Indirect the client some type of clarification or explores in more details.
Pragmatic-rhetoric mechanism through which the therapist asks
the client specific information or facts.
Pragmatic-rhetoric mechanism through which the therapist asks
the client for information and specific facts without formulating
any specific questions.
Combined/joint Pragmatic-rhetoric mechanism through which the therapist and
production the client intertwine expressions as a result of one of them starting
an idea and the other one completing or extending it in a systematic
way.

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Psychotherapist Interventions Coding System (PICS) 183

Group Category Definition


Interruption Pragmatic-rhetoric mechanism through which the therapist or the
client cut the narrative speech of the other one with the goal of
incorporating his/her own speech turn.
Externalization Pragmatic-rhetoric mechanism through which the therapist invites
the client to personify the problems that oppress him/her. In this
process, the problem becomes a different entity, and therefore
there’s a distancing between the client and its problem that reduces
the threat that this implies.
Awareness Pragmatic-rhetoric mechanism through which the therapist puts
the client in touch with a nuclear belief and him/her recognizes it as
so.
Validation of the Pragmatic-rhetoric mechanism through which the therapist
positive narratives confirms and helps the client to elaborate the narratives in which
the client feels comfortable with. These act as an event that sustains
the client.
D Use of the double Pragmatic-rhetoric mechanism through which the therapist or the
voice or 3rd client place a statement in a polyphony of speeches that compete
speaker between each other; this statement frequently represents an answer
to an imagined discourse and/or one anticipated for others.
(Bakhtin, 1986).
Internalization of Pragmatic-rhetoric mechanism through which the client makes the
the therapist’s therapist’s speech his/her own.
voice
Explanation of Pragmatic-rhetoric mechanism through which the therapist uses
commonalities the statistic or clinic comparison to offer normality to the client’s
problems.
Recognition of Pragmatic-rhetoric mechanism through which the therapist
needs and desires validates the fact that the client has and expresses what he/she
needs or wishes to accomplish.
Use of deference Pragmatic-rhetoric mechanism through which the therapist
for the therapist expresses his/her satisfaction for a change of the client acting as an
authorized validator.
Dialogical Pragmatic-rhetoric mechanism through which the therapist invites
representation the client to develop a dialogical representation in the “here and
“here and now” of know” of a past conversation or to help the client to elaborate the
a past conversation speech in a way that he/she feels in that precise moment.
or temporal
transformation
Formulation of Pragmatic-rhetoric mechanism through which the therapist
theories that give contributes jointly with the client to give an explanation about the
meaning to what psychological processes, the motive about the client’s block and the
happens to the way to produce a change.
client in a process
of co-construction

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184 Olga Herrero et al.

Address for correspondence

Olga Herrero
Department of Psychology
Faculty of Psychology, Education and Sport Sciences, FPCEE, Blanquerna
Ramon Llull University
Barcelona, Spain
olgahe@blanquerna.url.edu

Co-author information

Adriana Aulet Catarina Rosa


Department of Psychology Department of Education and Psychology
Faculty of Psychology, Education and Sport University of Aveiro
Sciences, FPCEE, Blanquerna catarina.rosa@gmail.com
Ramon Llull University
Lluís Botella
adrianaar@blanquerna.url.edu
Department of Psychology
Daniela Alves Faculty of Psychology, Education and Sport
School of Psychology Sciences, FPCEE, Blanquerna
University of Minho Ramon Llull University
alvesrdaniela@gmail.com lluisbg@blanquerna.url.edu

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