Professional Documents
Culture Documents
The unit s of analysis in lexical semant ics are lexical unit s which include not only words but also
sub-words or sub-unit s such as affixes and even compound words and phrases. Lexical unit s
include t he cat alogue of words in a language, t he lexicon. Lexical semant ics looks at how t he
meaning of t he lexical unit s correlat es wit h t he st ruct ure of t he language or synt ax. This is
referred t o as synt ax-semant ics int erface.[3]
t he differences and similarit ies in lexical semant ic st ruct ure cross-linguist ically
t he relat ionship of lexical meaning t o sent ence meaning and synt ax.
Lexical unit s, also referred t o as synt act ic at oms, can st and alone such as in t he case of root
words or part s of compound words or t hey necessarily at t ach t o ot her unit s such as prefixes and
suffixes do. The former are called free morphemes and t he lat t er bound morphemes.[4] They fall
int o a narrow range of meanings (semant ic fields) and can combine wit h each ot her t o generat e
new denot at ions.
Cognit ive semant ics is t he linguist ic paradigm/framework t hat since t he 1980s has generat ed
t he most st udies in lexical semant ics, int roducing innovat ions like prot ot ype t heory, concept ual
met aphors, and frame semant ics.[5]
Lexical it ems cont ain informat ion about cat egory (lexical and synt act ic), form and meaning. The
semant ics relat ed t o t hese cat egories t hen relat e t o each lexical it em in t he lexicon.[6] Lexical
it ems can also be semant ically classified based on whet her t heir meanings are derived from
single lexical unit s or from t heir surrounding environment .
Lexical it ems part icipat e in regular pat t erns of associat ion wit h each ot her. Some relat ions
bet ween lexical it ems include hyponymy, hypernymy, synonymy, and ant onymy, as well as
homonymy.[6]
Hyponymy and hypernymy refers t o a relat ionship bet ween a general t erm and t he more specific
t erms t hat fall under t he cat egory of t he general t erm.
For example, t he colors red, green, blue and yellow are hyponyms. They fall under t he general
t erm of color, which is t he hypernym.
Synonymy refers t o words t hat are pronounced and spelled different ly but cont ain t he same
meaning.
Antonymy
Ant onymy refers t o words t hat are relat ed by having t he opposit e meanings t o each ot her. There
are t hree t ypes of ant onyms: graded ant onyms, complement ary ant onyms, and relat ional
ant onyms.
Homonymy
Homonymy refers t o t he relat ionship bet ween words t hat are spelled or pronounced t he same
way but hold different meanings.
Polysemy
bright (shining)
bright (intelligent)
An example of a semantic network
Semantic networks
Lexical semant ics also explores whet her t he meaning of a lexical unit is est ablished by looking at
it s neighbourhood in t he semant ic net , (words it occurs wit h in nat ural sent ences), or whet her t he
meaning is already locally cont ained in t he lexical unit .
In English, WordNet is an example of a semant ic net work. It cont ains English words t hat are
grouped int o synset s. Some semant ic relat ions bet ween t hese synset s are meronymy,
hyponymy, synonymy, and ant onymy.
Semantic fields
First proposed by Trier in t he 1930s,[7] semant ic field t heory proposes t hat a group of words wit h
int errelat ed meanings can be cat egorized under a larger concept ual domain. This ent ire ent it y is
t hereby known as a semant ic field. The words boil, bake, fry, and roast, for example, would fall
under t he larger semant ic cat egory of cooking. Semant ic field t heory assert s t hat lexical
meaning cannot be fully underst ood by looking at a word in isolat ion, but by looking at a group of
semant ically relat ed words.[8] Semant ic relat ions can refer t o any relat ionship in meaning
bet ween lexemes, including synonymy (big and large), ant onymy (big and small), hypernymy and
hyponymy (rose and flower), converseness (buy and sell), and incompat ibilit y. Semant ic field
t heory does not have concret e guidelines t hat det ermine t he ext ent of semant ic relat ions
bet ween lexemes. The abst ract validit y of t he t heory is a subject of debat e.[7]
Event st ruct ure is defined as t he semant ic relat ion of a verb and it s synt act ic propert ies.[10]
Event st ruct ure has t hree primary component s:[11]
Verbs can belong t o one of t hree t ypes: st at es, processes, or t ransit ions.
(1a) defines t he st at e of t he door being closed; t here is no opposit ion in t his predicat e. (1b) and
(1c) bot h have predicat es showing t ransit ions of t he door going from being implicit ly open t o
closed. (1b) gives t he int ransit ive use of t he verb close, wit h no explicit ment ion of t he causer,
but (1c) makes explicit ment ion of t he agent involved in t he act ion.
The analysis of t hese different lexical unit s had a decisive role in t he field of "generat ive
linguist ics" during t he 1960s.[12] The t erm generative was proposed by Noam Chomsky in his book
Synt act ic St ruct ures published in 1957. The t erm generative linguistics was based on Chomsky's
generat ive grammar, a linguist ic t heory t hat st at es syst emat ic set s of rules (X' t heory) can
predict grammat ical phrases wit hin a nat ural language.[13] Generat ive Linguist ics is also known as
Government -Binding Theory. Generat ive linguist s of t he 1960s, including Noam Chomsky and
Ernst von Glasersfeld, believed semant ic relat ions bet ween t ransit ive verbs and int ransit ive verbs
were t ied t o t heir independent synt act ic organizat ion.[12] This meant t hat t hey saw a simple verb
phrase as encompassing a more complex synt act ic st ruct ure.[12]
Lexicalist t heories became popular during t he 1980s, and emphasized t hat a word's int ernal
st ruct ure was a quest ion of morphology and not of synt ax.[14] Lexicalist t heories emphasized
t hat complex words (result ing from compounding and derivat ion of affixes) have lexical ent ries
t hat are derived from morphology, rat her t han result ing from overlapping synt act ic and
phonological propert ies, as Generat ive Linguist ics predict s. The dist inct ion bet ween Generat ive
Linguist ics and Lexicalist t heories can be illust rat ed by considering t he t ransformat ion of t he
word destroy t o destruction:
Lexicalist theory: sees destroy and destruction as having idiosyncrat ic lexical ent ries based on
t heir differences in morphology. Argues t hat each morpheme cont ribut es specific meaning.
St at es t hat t he format ion of t he complex word destruction is account ed for by a set of
Lexical Rules, which are different and independent from synt act ic rules.[14]
A lexical ent ry list s t he basic propert ies of eit her t he whole word, or t he individual propert ies of
t he morphemes t hat make up t he word it self. The propert ies of lexical it ems include t heir
cat egory select ion c-selection, select ional propert ies s-selection, (also known as semant ic
select ion),[12] phonological propert ies, and feat ures. The propert ies of lexical it ems are
idiosyncrat ic, unpredict able, and cont ain specific informat ion about t he lexical it ems t hat t hey
describe.[12]
By t he early 1990s, Chomsky's minimalist framework on language st ruct ure led t o sophist icat ed
probing t echniques for invest igat ing languages.[15] These probing t echniques analyzed negat ive
dat a over prescript ive grammars, and because of Chomsky's proposed Ext ended Project ion
Principle in 1986, probing t echniques showed where specifiers of a sent ence had moved t o in
order t o fulfill t he EPP. This allowed synt act icians t o hypot hesize t hat lexical it ems wit h
complex synt act ic feat ures (such as dit ransit ive, inchoat ive, and causat ive verbs), could select
t heir own specifier element wit hin a synt ax t ree const ruct ion. (For more on probing t echniques,
see Suci, G., Gammon, P., & Gamlin, P. (1979)).
This brought t he focus back on t he synt ax-lexical semant ics int erface; however, synt act icians
st ill sought t o underst and t he relat ionship bet ween complex verbs and t heir relat ed synt act ic
st ruct ure, and t o what degree t he synt ax was project ed from t he lexicon, as t he Lexicalist
t heories argued.
In t he mid 1990s, linguist s Heidi Harley, Samuel Jay Keyser, and Kennet h Hale addressed some of
t he implicat ions posed by complex verbs and a lexically-derived synt ax. Their proposals
indicat ed t hat t he predicat es CAUSE and BECOME, referred t o as subunit s wit hin a Verb Phrase,
act ed as a lexical semant ic t emplat e.[16] Predicates are verbs and st at e or affirm somet hing
about t he subject of t he sent ence or t he argument of t he sent ence. For example, t he
predicat es went and is here below affirm t he argument of t he subject and t he st at e of t he
subject respect ively.
The subunit s of Verb Phrases led t o t he Argument St ruct ure Hypot hesis and Verb Phrase
Hypot hesis, bot h out lined below.[17] The recursion found under t he "umbrella" Verb Phrase, t he
VP Shell, accommodat ed binary-branching t heory; anot her crit ical t opic during t he 1990s.[18]
Current t heory recognizes t he predicat e in Specifier posit ion of a t ree in inchoat ive/ant icausat ive
verbs (int ransit ive), or causat ive verbs (t ransit ive) is what select s t he t het a role conjoined wit h a
part icular verb.[12]
Hale & Keyser 1990
Kennet h Hale and Samuel Jay Keyser int roduced t heir t hesis on lexical argument st ruct ure during
t he early 1990s.[19] They argue t hat a predicat e's argument st ruct ure is represent ed in t he
synt ax, and t hat t he synt act ic represent at ion of t he predicat e is a lexical project ion of it s
argument s. Thus, t he st ruct ure of a predicat e is st rict ly a lexical represent at ion, where each
phrasal head project s it s argument ont o a phrasal level wit hin t he synt ax t ree. The select ion of
t his phrasal head is based on Chomsky's Empt y Cat egory Principle. This lexical project ion of t he
predicat e's argument ont o t he synt act ic st ruct ure is t he foundat ion for t he Argument St ruct ure
Hypot hesis.[19] This idea coincides wit h Chomsky's Project ion Principle, because it forces a VP
t o be select ed locally and be select ed by a Tense Phrase (TP).
Based on t he int eract ion bet ween lexical propert ies, localit y, and t he propert ies of t he EPP
(where a phrasal head select s anot her phrasal element locally), Hale and Keyser make t he claim
t hat t he Specifier posit ion or a complement are t he only t wo semant ic relat ions t hat project a
predicat e's argument . In 2003, Hale and Keyser put forward t his hypot hesis and argued t hat a
lexical unit must have one or t he ot her, Specifier or Complement , but cannot have bot h.[20]
Morris Halle and Alec Marant z int roduced t he not ion of dist ribut ed morphology in 1993.[21] This
t heory views t he synt act ic st ruct ure of words as a result of morphology and semant ics, inst ead
of t he morpho-semant ic int erface being predict ed by t he synt ax. Essent ially, t he idea t hat under
t he Ext ended Project ion Principle t here is a local boundary under which a special meaning occurs.
This meaning can only occur if a head-project ing morpheme is present wit hin t he local domain of
t he synt act ic st ruct ure.[22] The following is an example of t he t ree st ruct ure proposed by
dist ribut ed morphology for t he sent ence "John's destroying the city". Destroy is t he root , V-1
represent s verbalizat ion, and D represent s nominalizat ion.[22]
Ramchand 2008
In her 2008 book, Verb Meaning and The Lexicon: A First-Phase Syntax, linguist Gillian Ramchand
acknowledges t he roles of lexical ent ries in t he select ion of complex verbs and t heir
argument s.[23] 'First -Phase' synt ax proposes t hat event st ruct ure and event part icipant s are
direct ly represent ed in t he synt ax by means of binary branching. This branching ensures t hat t he
Specifier is t he consist ent ly subject , even when invest igat ing t he project ion of a complex verb's
lexical ent ry and it s corresponding synt act ic const ruct ion. This generalizat ion is also present in
Ramchand's t heory t hat t he complement of a head for a complex verb phrase must co-describe
t he verb's event .
Ramchand also int roduced t he concept of Homomorphic Unit y, which refers t o t he st ruct ural
synchronizat ion bet ween t he head of a complex verb phrase and it s complement . According t o
Ramchand, Homomorphic Unit y is "when t wo event descript ors are synt act ically Merged, t he
st ruct ure of t he complement must unify wit h t he st ruct ure of t he head."[23]
The unaccusat ive hypot hesis was put forward by David Perlmut t er in 1987, and describes how
t wo classes of int ransit ive verbs have t wo different synt act ic st ruct ures. These are
unaccusat ive verbs and unergat ive verbs.[24] These classes of verbs are defined by Perlmut t er
only in synt act ic t erms. They have t he following st ruct ures underlyingly:
(2) Unaccusative
a. Mary fell. [25]
Unergative
b. Mary worked.
In (2a) t he verb underlyingly t akes a direct object , while in (2b) t he verb underlyingly t akes a
subject .
The change-of-st at e propert y of Verb Phrases (VP) is a significant observat ion for t he synt ax of
lexical semant ics because it provides evidence t hat subunit s are embedded in t he VP st ruct ure,
and t hat t he meaning of t he ent ire VP is influenced by t his int ernal grammat ical st ruct ure. (For
example, t he VP the vase broke carries a change-of-st at e meaning of t he vase becoming broken,
and t hus has a silent BECOME subunit wit hin it s underlying st ruct ure.) There are t wo t ypes of
change-of-st at e predicat es: inchoat ive and causat ive.
Inchoat ive verbs are int ransit ive, meaning t hat t hey occur wit hout a direct object , and t hese
verbs express t hat t heir subject has undergone a cert ain change of st at e. Inchoat ive verbs are
also known as ant icausat ive verbs.[26] Causat ive verbs are t ransit ive, meaning t hat t hey occur
wit h a direct object , and t hey express t hat t he subject causes a change of st at e in t he object .
Linguist Mart in Haspelmat h classifies inchoat ive/causat ive verb pairs under t hree main
cat egories: causat ive, ant icausat ive, and non-direct ed alt ernat ions.[27] Non-direct ed alt ernat ions
are furt her subdivided int o labile, equipollent , and supplet ive alt ernat ions.
English t ends t o favour labile alt ernat ions,[28] meaning t hat t he same verb is used in t he
inchoat ive and causat ive forms.[27] This can be seen in t he following example: broke is an
int ransit ive inchoat ive verb in (3a) and a t ransit ive causat ive verb in (3b).
English change of st at e verbs are oft en de-adject ival, meaning t hat t hey are derived from
adject ives. We can see t his in t he following example:
[29]
(4) a. The knot is loose.
b. The knot loosened.
c. Sandy loosened the knot.
In example (4a) we st art wit h a st at ive int ransit ive adject ive, and derive (4b) where we see an
int ransit ive inchoat ive verb. In (4c) we see a t ransit ive causat ive verb.
Marked inchoatives
Some languages (e.g., German, It alian, and French), have mult iple morphological classes of
inchoat ive verbs.[30] Generally speaking, t hese languages separat e t heir inchoat ive verbs int o
t hree classes: verbs t hat are obligat orily unmarked (t hey are not marked wit h a reflexive pronoun,
clit ic, or affix), verbs t hat are opt ionally marked, and verbs t hat are obligat orily marked. The
causat ive verbs in t hese languages remain unmarked. Haspelmat h refers t o t his as t he
ant icausat ive alt ernat ion.
[30]
(5) German
a. Die Vase zerbrach.
the vase broke
'The vase broke.'
b. Hans zerbrach die Vase.
John broke the vase
'John broke the vase.'
In cont rast , t he verb öffnete is a Class A verb which necessarily t akes t he reflexive pronoun sich
in it s inchoat ive form, but remains unmarked in it s causat ive form.
[30]
(6) German
a. Die Tür öffnete sich.
the door opened REFL
'The door opened.'
b. Hans öffnete die Tür.
John opened the door
'John opened the door.'
There has been some debat e as t o whet her t he different classes of inchoat ive verbs are purely
based in morphology, or whet her t he different iat ion is derived from t he lexical-semant ic
propert ies of each individual verb. While t his debat e is st ill unresolved in languages such as
It alian, French, and Greek, it has been suggest ed by linguist Florian Schäfer t hat t here are
semant ic differences bet ween marked and unmarked inchoat ives in German. Specifically, t hat
only unmarked inchoat ive verbs allow an unint ent ional causer reading (meaning t hat t hey can t ake
on an "x unintentionally caused y" reading).[30]
Marked causatives
Causat ive morphemes are present in t he verbs of many languages (e.g., Tagalog, Malagasy,
Turkish, et c.), usually appearing in t he form of an affix on t he verb.[26] This can be seen in t he
following examples from Tagalog, where t he causat ive prefix pag- (realized here as nag)
at t aches t o t he verb tumba t o derive a causat ive t ransit ive verb in (7b), but t he prefix does not
appear in t he inchoat ive int ransit ive verb in (7a). Haspelmat h refers t o t his as t he causat ive
alt ernat ion.
[26]
(7) Tagalog
a. Tumumba ang bata.
fell the child
'The child fell.'
b. Nagtumba ng bata si Rosa.
CAUS-fall of child DET Rosa
'Rosa knocked the child down.'
Ditransitive verbs
Kayne's 1981 unambiguous path analysis
Richard Kayne proposed t he idea of unambiguous pat hs as an alt ernat ive t o c-commanding
relat ionships, which is t he t ype of st ruct ure seen in examples (8). The idea of unambiguous pat hs
st at ed t hat an ant ecedent and an anaphor should be connect ed via an unambiguous pat h. This
means t hat t he line connect ing an ant ecedent and an anaphor cannot be broken by anot her
argument .[31] When applied t o dit ransit ive verbs, t his hypot hesis int roduces t he st ruct ure in
diagram (8a). In t his t ree st ruct ure it can be seen t hat t he same pat h can be t raced from eit her
DP t o t he verb. Tree diagram (7b) illust rat es t his st ruct ure wit h an example from English. This
analysis was a st ep t oward binary branching t rees, which was a t heoret ical change t hat was
furt hered by Larson's VP-shell analysis.[32]
Larson posit ed his Single Complement Hypot hesis in which he st at ed t hat every complement is
int roduced wit h one verb. The Double Object Const ruct ion present ed in 1988 gave clear
evidence of a hierarchical st ruct ure using asymmet rical binary branching.[32] Sent ences wit h
double object s occur wit h dit ransit ive verbs, as we can see in t he following example:
It appears as if t he verb send has t wo object s, or complement s (argument s): bot h Mary, t he
recipient and parcel, t he t heme. The argument st ruct ure of dit ransit ive verb phrases is complex
and has undergone different st ruct ural hypot hesis.
The original st ruct ural hypot hesis was t hat of t ernary branching seen in (9a) and (9b), but
following from Kayne's 1981 analysis, Larson maint ained t hat each complement is int roduced by
a verb.[31][32]
Their hypot hesis shows t hat t here is a lower verb embedded wit hin a VP shell t hat combines
wit h an upper verb (can be invisible), t hus creat ing a VP shell (as seen in t he t ree diagram t o t he
right ). Most current t heories no longer allow t he t ernary t ree st ruct ure of (9a) and (9b), so t he
t heme and t he goal/recipient are seen in a hierarchical relat ionship wit hin a binary branching
st ruct ure.[34]
Following are examples of Larson's t est s t o show t hat t he hierarchical (superior) order of any
t wo object s aligns wit h a linear order, so t hat t he second is governed (c-commanded) by t he
first .[32] This is in keeping wit h X'Bar Theory of Phrase St ruct ure Grammar, wit h Larson's t ree
st ruct ure using t he empt y Verb t o which t he V is raised.
Reflexives and reciprocals (anaphors) show t his relat ionship in which t hey must be c-commanded
by t heir ant ecedent s, such t hat t he (10a) is grammat ical but (10b) is not :
The effect of negat ive polarit y means t hat "any" must have a negat ive quant ifier as an
ant ecedent :
General tree diagram for Larson's proposed underlying structure of a sentence with causative meaning
These t est s wit h dit ransit ive verbs t hat confirm c-command also confirm t he presence of
underlying or invisible causat ive verbs. In dit ransit ive verbs such as give someone something,
send someone something, show someone something et c. t here is an underlying causat ive
meaning t hat is represent ed in t he underlying st ruct ure. As seen in example in (9a) above, John
sent Mary a package, t here is t he underlying meaning t hat 'John "caused" Mary t o have a
package'.
Larson proposed t hat bot h sent ences in (9a) and (9b) share t he same underlying st ruct ure and
t he difference on t he surface lies in t hat t he double object const ruct ion "John sent Mary a
package" is derived by t ransformat ion from a NP plus PP const ruct ion "John sent a package t o
Mary".
Beck and Johnson show t hat t he object in (15a) has a different relat ion t o t he mot ion verb as it
is not able t o carry t he meaning of HAVING which t he possessor (9a) and (15a) can. In (15a),
Sat oshi is an animat e possessor and so is caused t o HAVE kisimen. The PP for Satoshi in (15b) is
of a benefact ive nat ure and does not necessarily carry t his meaning of HAVE eit her.
The underlying st ruct ures are t herefore not t he same. The differences lie in t he semant ics and
t he synt ax of t he sent ences, in cont rast t o t he t ransformat ional t heory of Larson. Furt her
evidence for t he st ruct ural exist ence of VP shells wit h an invisible verbal unit is given in t he
applicat ion of t he adjunct or modifier "again". Sent ence (16) is ambiguous and looking int o t he
t wo different meanings reveals a difference in st ruct ure.
However, in (17a), it is clear t hat it was Sally who repeat ed t he act ion of opening t he door. In
(17b), t he event is in t he door being opened and Sally may or may not have opened it previously.
To render t hese t wo different meanings, "again" at t aches t o VPs in t wo different places, and
t hus describes t wo event s wit h a purely st ruct ural change.
(17) a. Sally was so kind that she went out of her way to open the
door
once again.[35]
b. The doors had just been shut to keep out the bugs but
Sally opened
the door again.
See also
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