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Stavros Zouridis
Tilburg Universit
The use of information and communication technology (ICT) is rapidly changing the structure of a
number of large, executive public agencies. They used to be machine bureaucracies in which
street-level officials exercised ample administrative discretion in dealing with individual clients. In
some realms, the street-level bureaucrats have vanished. Instead of street-level bureaucracies, they
have become system-level bureaucracies. System analysts and software designers are the key
actors in these executive agencies. This article explores the implications of this transformation from
the perspective of the constitutional state. Thanks to ICT, the implementation of the law has virtually
been perfected. However, some new issues rise: What about the discretionary power of the sys-
tem-level bureaucrats? How can we guarantee due process and fairness in difficult cases? The
article ends with several institutional innovations that may help to embed these system-level bu-
reaucracies in the constitutional state.
Lipsky defines them. The process of is- Functions of ICT Data registration Case assessment and
virtual assembly line external com
suing decisions is carried out-virtually
Human interference Full Partial None
from beginning to end-by computer with individual cases
systems. The information required is sup-
Organizational Case managers Production managers Systems designers
plied electronically and processed by the backbone
computer, while the end product also will Organizational Strict, with regard to Strict, both within and Fluid, both within and
boundaries other organizations between organizations between organizations
soon be delivered electronically by e-mail
Legal regime Open, ample Detailed, little Detailed, no executive
(currently, a written decision is still au- discretion, single discretion, single discretion, exchange
tomatically printed and sent). Only if the legal framework legal framework between legal domains
ily to informatization. Centralization is another factor. If ter of translation and policy design. This invokes new ques-
these street-level bureaucrats would work in numerous tions about the embedding of these system-level bureau-
independent agencies, there would be much less pressure cracies in the constitutional state.
The system designers, legal policy staff, and IT experts
to develop an automated system. Within centralized or-
in particular are to be regarded as the new equivalents of
ganizations, management and staff have more opportu-
the former street-level bureaucrats. By this we mean that
nity to capitalize on the economy-of-scale argument. This
they are the persons whose choices can affect the practical
is not a sufficient condition in itself. A large street-level
implementation of a policy. These system-level bureaucrats
bureaucracy will only develop into a screen- or system-
have the discretionary power to convert legal frameworks
level bureaucracy if there is a dominant coalition of legal
into concrete algorithms, decision trees, and modules. They
experts and system designers backed by efficiency-ori-
are constantly making choices-which definitions should
ented managers.
be used, how should vague terms be defined, how are pro-
These contextual factors will often enhance one an-
cesses to be designed and interlinked? Therefore, just as
other. Once ICT applications have been introduced, the
the street-level bureaucrats were not in their time docile
pressures to centralize the organization, to formalize the
policy implementation robots, but policy makers them-
legal regime, and to standardize the work will increase.
selves. Their choices can, after all, be decisive for the "na-
These pressures, in turn, will foster the development of
ture, amount, and quality of sanctions and benefits pro-
new ICT systems.
vided by their agencies" (Lipsky 1980, 13). In this way,
for example, the system of travel expenses was translated
The System-Level Bureaucracy and the in a specific fashion into the system algorithm of the Stu-
dent Finance Act. (The administrative court, it should be
Constitutional State
noted, did not accept this interpretation.)
The Zenith of Legal and Rational Authority The question is, therefore, what about the discretionary
From the perspective of Weber, Popper, or Hayek, the power of these system-level bureaucrats? This is mainly a
transformation of these major executive agencies is to be matter of political control and accountability rather than
applauded. After all, hardly any margin remains for the of legality and the rule of law. It does not concern the ap-
arbitrary exercise of power in implementing rules and plication of general rules to individual cases, but the draft-
regulations. The personal preferences or biases of the ing and composing of the rules themselves. At issue is the
official handling the file can no longer play a role in the segregation of politics and administration. The informa-
ness of public administration, and hence undermines the nisms by which analogue information can be supplied to
legitimacy of governance. Is the law, in principle, not an the system. Citizens must be given the opportunity to draw
open institution that is meant to create the opportunity forattention to specific circumstances that do not fit within
each citizen, and in individual cases to open up discussion the existing algorithms or to patently unjust outcomes. It
may be useful to work with customer panels as a means of
of these rules from the perspective of his own, concrete
situation? What then, is the constitutional ideal behind the reviewing and achieving a further, more structural refine-
system-level bureaucracy? A rigid form of legality-lex ment of the expert systems. Customer panels, particularly
dura sed lex-or is a form of discursiveness or material combined with hardship clauses, can promote openness
1. An earlier version of this article was presented at the 2001 PAT- 6. Interestingly, Groothuis and Svensson (2000, 9) find that most
Net conference, June 21-22, 2001, Leiden University, the Neth- errors were made in situations in which the expert system pro-
erlands. vided incomplete support. In those cases, civil servants relied
2. Not all street-level bureaucrats are public-service workers in large too heavily on the system. It may well be, therefore, that our
executive agencies. This article is not about all sorts of street- screen-level bureaucracy is the third-best option from the per-
level bureaucrats. It is only about those public-service workers spective of the constitutional state.
that are involved in the routine handling of large amounts of 7. Zuurmond (1994, 1998) refers to this connection as a transition
formalized transactions. Hence, it is not about the delivery of from a Weberian bureaucracy to an "infocracy."
concrete, individual services by teachers, health workers, or 8. The following suggestions are all institutional in character: It
judges-public-service workers who are also labeled by Lipsky may well be that technological innovations eventually will ren-
as street-level bureaucrats. der them obsolete. New XML-based software may make it pos-
3. Policy regulations do not have the effect of general binding regu- sible in the near future to externalize system design and even the
lations because they are subject to an "inherent derogatory au- handling of transactions. Private parties would then be able to
thority." This implies that a street-level bureaucrat must ask him- design their own systems within the parameters set by the legis-
self in every case whether to apply the rules of policy. lature and compete for citizens as customers of their executive
Nonetheless, the actions and choices of the street-level bureau- services. This would move us beyond system-level bureaucracy
crat are bounded in practice by (internal) policy rules. into the realm of hybrid organizations. The use of fuzzy logic
4. For a detailed discussion of these two cases, see Zouridis (2000, might help to incorporate more specific circumstances into the
117-265). binary decision trees, thus softening the digital rigidity.
5. See note 2.
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