Professional Documents
Culture Documents
%UDXQVFKZHLJXQG%HUOLQ
75$16/$7,21
(&7<3((;$0,1$7,21&(57,),&$7,21
(TXLSPHQWDQG3URWHFWLYH6\VWHPV,QWHQGHGIRU8VHLQ3RWHQWLDOO\([SORVLYH
$WPRVSKHUHV²'LUHFWLYH(&
(&7\SH([DPLQDWLRQ&HUWLILFDWH1XPEHU
37%$7(;
(TXLSPHQW 0RGHO3RVLWLRQ,QGLFDWRU0RGXOH
0DQXIDFWXUHU 6$0621$*0HVVXQG5HJHOWHFKQLN
$GGUHVV :HLVPOOHUVWU')UDQNIXUW*HUPDQ\
7KLVHTXLSPHQWDQGDQ\DFFHSWDEOHYDULDWLRQWKHUHRIDUHVSHFLILHGLQWKH
VFKHGXOHWRWKLVFHUWLILFDWH
7KH3K\VLNDOLVFK7HFKQLVFKH%XQGHVDQVWDOWFHUWLILHGERG\QXPEHU
DFFRUGLQJWR$UWLFOHRIWKH&RXQFLO'LUHFWLYH(&RI0DUFK
FHUWLILHVWKDWWKLVHTXLSPHQWKDVEHHQIRXQGWRFRPSO\ZLWKWKH(VVHQWLDO+HDOWK
DQG6DIHW\5HTXLUHPHQWUHODWLQJWRWKHGHVLJQDQGFRQVWUXFWLRQRIHTXLSPHQWDQG
SURWHFWLYHV\VWHPVLQWHQGHGIRUXVHLQSRWHQWLDOO\H[SORVLYHDWPRVSKHUHVDV
VSHFLILHGLQ$QQH[,,WRWKH'LUHFWLYH
7KHH[DPLQDWLRQDQGWHVWUHVXOWVDUHUHFRUGHGLQFRQILGHQWLDOUHSRUW
37%([
7KH(VVHQWLDO+HDOWKDQG6DIHW\5HTXLUHPHQWVDUHVDWLVILHGE\FRPSOLDQFHZLWK
(1$$ (1
,IWKHVLJQ´;µLVSODFHGDIWHUWKHFHUWLILFDWHQXPEHULWLQGLFDWHVWKDWWKH
HTXLSPHQWLVVXEMHFWWRVSHFLDOFRQGLWLRQVIRUVDIHXVHVSHFLILHGLQWKHVFKHGXOHWR
WKLVFHUWLILFDWH
$FFRUGLQJWRWKH'LUHFWLYH(&WKLV(&7<3((;$0,1$7,21&(57),&$7(
UHODWHVRQO\WRWKHGHVLJQDQGFRQVWUXFWLRQRIWKHVSHFLILHGHTXLSPHQW,I
DSSOLFDEOHIXUWKHUUHTXLUHPHQWVRIWKLV'LUHFWLYHDSSO\WRWKHPDQXIDFWXUHDQG
VXSSO\RIWKLVHTXLSPHQW
(&7\SH([DPLQDWLRQ&HUWLILFDWHVZLWKRXWVLJQDWXUHDQGVHDODUHLQYDOLG
7KLV(&7\SH([DPLQDWLRQ&HUWLILFDWHPD\RQO\EHUHSURGXFHGLQLWVHQWLUHW\DQGZLWKRXWDQ\FKDQJHVVFKHGXOHLQFOXGHG
([WUDFWVRUFKDQJHVVKDOOUHTXLUHWKHSULRUDSSURYDORIWKH3K\VLNDOLVFK7HFKQLVFKH%XQGHVDQVWDOW
7KHPDUNLQJRIWKHHTXLSPHQWVKDOOLQFOXGHWKHIROORZLQJ
,,* (([LD,,&7
=HUWLIL]LHUXQJVVWHOOH([SORVLRQVVFKXW] %UDXQVFKZHLJ-XQH
%\RUGHU
6LJQDWXUH 6HDO
'U,QJ8-RKDQQVPH\HU
5HJLHUXQJVGLUNHWRU
(&7\SH([DPLQDWLRQ&HUWLILFDWHVZLWKRXWVLJQDWXUHDQGVHDODUHLQYDOLG
7KLV(&7\SH([DPLQDWLRQ&HUWLILFDWHPD\RQO\EHUHSURGXFHGLQLWVHQWLUHW\DQGZLWKRXWDQ\FKDQJHVVFKHGXOHLQFOXGHG
([WUDFWVRUFKDQJHVVKDOOUHTXLUHWKHSULRUDSSURYDORIWKH3K\VLNDOLVFK7HFKQLVFKH%XQGHVDQVWDOW
6FKHGXOH
(&7<3((;$0,1$7,21&(57,),&$7(1R37%$7(;
'HVFULSWLRQRI(TXLSPHQW
7KH0RGHO3RVLWLRQ,QGLFDWRU0RGXOHLVLQWHQGHGIRULQVWDOODWLRQLQ
SRVLWLRQHUVDQGVHUYHVIRUPRQLWRULQJYDOYHVWHPSRVLWLRQV7KHGHYLFHPD[EH
XVHGLQVLGHDQGRXWVLGHRIKD]DUGRXVDUHDV
(OHFWULFDOGDWD
6LJQDOFLUXLW 7\SHRISURWHFWLRQ,QWULQVLF6DIHW\(([LD,,&
0D[LPXPYDOXHV
8L 9
,L P$
3L :
&L Q)/L QHJOLJLEOH
7KHFRUUHODWLRQEHWZHHQWHPSHUDWXUHFODVVLILFDWLRQDQGWKHSHUPLVVLEOHDPELHQW
WHPSHUDWXUHUDQJHLVVKRZQLQWKHWDEOHEHORZ
7HPSHUDWXUHFODVV 3HUPLVVLEOHDPELHQWWHPSHUDWXUHUDQJH
7 &&
7 &&
7 &&
7HVWUHSRUW37%([
6SHFLDOFRQGLWLRQVIRUVDIHXVH
1RQH
6SHFLDOO\+HDOWKDQG6DIHW\5HTXLUHPHQWV
,QFRPSOLDQFHZLWKWKHVWDQGDUGVSHFLILHGDERYH
=HUWLIL]LHUXQJVVWHOOH([SORVLRQVVFKXW] %UDXQVFKZHLJ-XQH
%\RUGHU
6LJQDWXUH VHDO
'U,QJ8-RKDQQVPH\HU
5HJLHUXQJVGLUHNWRU
(&7\SH([DPLQDWLRQ&HUWLILFDWHVZLWKRXWVLJQDWXUHDQGVHDODUHLQYDOLG
7KLV(&7\SH([DPLQDWLRQ&HUWLILFDWHPD\RQO\EHUHSURGXFHGLQLWVHQWLUHW\DQGZLWKRXWDQ\FKDQJHVVFKHGXOHLQFOXGHG
([WUDFWVRUFKDQJHVVKDOOUHTXLUHWKHSULRUDSSURYDORIWKH3K\VLNDOLVFK7HFKQLVFKH%XQGHVDQVWDOW