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The neuroscience of empathy


Abigail A Marsh

In the fifty years following the first mention of empathy in the It might have brought him surprises as well. MacLean
neuroscience literature, significant gains in understanding the described empathy as a holistic and cognitively complex
neural basis of empathy have been made. Converging strands phenomenon that was primarily the endowment of
of evidence support simulation-based models of empathy, humans, and he hypothesized that it was heavily reliant
such that, for example, empathy for pain recruits networks on the prefrontal cortex. Recent empirical evidence sug-
involved in the first-hand experience of pain. Similarly, empathy gests otherwise. Empathy instead appears to reflect mul-
for other distinct sensory and affective states (e.g. tactile tiple dissociable processes, many of which rely on ancient,
pleasure, fear) leverages the networks involved in the firsthand subcortical structures that function similarly to promote
experience of those states. Such empathic simulations are not empathy across a variety of social species.
unique to humans but can be observed across social species.
Both emotional empathy and mentalizing (cognitive empathy) Evidence for simulation-based accounts of
may promote empathic concern or compassion, an outcome empathy
variable of particular interest to researchers and practitioners. MacLean’s definition of empathy anticipated empirical
Although individuals vary in their baseline empathic capacities findings that empathically representing others’ sensory
and proclivities, empathy and concern can be modulated by and emotional states may require leveraging the networks
interpersonal and contextual variables and with training. involved in experiencing those states firsthand. Perhaps
the clearest such example is observed in the literature on
empathy for pain. Early evidence for empathic simulation
emerged nearly two decades ago, when co-activation in a
Address single neuron in dorsal anterior cingulate cortex was
Department of Psychology, Georgetown University, United States observed both during experienced and observed pain
[2]. Since that time, a large body of functional neuroim-
Corresponding author: .Marsh, Abigail A (aam72@georgetown.edu)
aging research has demonstrated that experiencing pain
firsthand and observing or inferring others’ pain are both
Current Opinion in Behavioral Sciences 2018, 19:110–115 associated with increased activation in this and other
This review comes from a themed issue on Emotion–memory cortical and subcortical structures collectively described
interactions as the ‘pain matrix’ [3], a network of second-order pain
Edited by Mara Mather and Michael Fanselow
processing regions that include somatosensory cortex,
posterior insula, and periaqueductal gray as well as inte-
For a complete overview see the Issue and the Editorial
grative regions involved in affective and motivational
Available online 10th January 2018 aspect of pain, such as the mid-anterior cingulate cortex
https://doi.org/10.1016/j.cobeha.2017.12.016 (which includes the cingulate and paracingulate gyri) and
2352-1546/ã 2017 Elsevier Ltd. All rights reserved. the anterior insula [4,5]. Direct sensory exposure to
others’ pain is not necessary for empathic activity in this
network; reading about others’ pain, for example, results
in comparable patterns of activity [6]. That overlapping
patterns of activity are recruited during experienced and
observed or imagined pain echoes MacLean’s conjectures
The neuroscience of empathy about the neural basis of empathy.
The word empathy first appeared in the neuroscience
literature fifty years ago in a 1967 article by Paul MacLean However, until recently, a major limitation of this inter-
[1], who defined it as ‘the capacity to identify one’s own pretation has been the correlational nature of most inves-
feelings and needs with those of another person.’ He tigations of empathic neural responses. Large integrative
viewed empathy as the basis of caring for and desiring to regions such as the mid-anterior cingulate cortex and
help others, and therefore a topic of critical importance for anterior insula subserve a wide array of processes not
solving pressing problems of the modern era, including directly related to pain, and each measured voxel within
interpersonal callousness and aggression. He concluded them incorporates activation in thousands of neurons, so
with a plea that physicians and scientists of the future not fMRI-based observations of shared activation patterns
neglect the study of empathy and the brain. One can only cannot conclusively demonstrate true empathic simula-
imagine the pleasure that the profusion of neuroscience tion. But recent experimental approaches to understand-
research on empathy in recent decades would have ing empathy for pain lend further support to simulationist
brought him. models. Multi-voxel pattern analysis confirms common

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The neuroscience of empathy .Marsh 111

neural coding of experienced and empathic pain in anterior mid-anterior cingulate cortex in pain are ongoing.
insula and mid-anterior cingulate cortex [4]. And placebo Although it has been suggested that activity in this region
analgesia reduces — to comparable degrees — reports of encodes pain specifically [14], other theoretical models
pain during electrical stimulation and descriptions of argue instead that it is primarily involved in allocating
others’ pain during identical stimulation (whereas control [15] or in threat appraisal [16], such that neither
responses during non-pain control conditions are unaf- subjective nor empathic pain can be accurately described
fected) [7,8,9]. These subjective changes are accompa- as localized to this region [17]. But the mid-anterior
nied by nearly identical reductions in activity in mid- cingulate cortex is clearly causally implicated in affective
anterior cingulate cortex and bilateral anterior insula dur- and motivational aspects of first-hand pain. Ablations or
ing experienced and empathic pain. More, placebo effects deep-brain stimulation of this region provide significant
for both experienced and empathic pain are blocked by the pain relief, which appears to reflect reductions in the
opioid antagonist naltrexone, indicating that both pro- motivational significance of pain [18–20]. It may therefore
cesses are subserved by comparable neurochemical pro- be the case that these procedures also decrease the
cesses [7]. Empathy for pain can also be reduced by motivational significance of others’ pain.
administration of non-opioid analgesics, including acet-
aminophen and oxytocin [10,11], or increased using real- Empathy as multiple distinct processes
time fMRI-based neurofeedback. Using this approach to Empathic pain is the most robustly supported form of
increase activity in anterior insula and functional coupling empathy in the neuroscience literature. But it should not
between this region and frontal cortex results in increased be viewed as synonymous with the construct of empathy,
reported empathy for pain in the absence of changes in which represents a collection of dissociable processes [21]
general arousal [12]. Collectively, these findings provide (Figure 1). Indeed, simulation-based accounts of empa-
strong support for the causal role of empathic simulation in thy require that empathic pain be subserved by different
representing others’ internal states. processes than empathy for other sensory and affective
states, as empathy for any given state would rely on the
In terms of the specific functions served by regions within recruitment of systems that support the first-hand expe-
the pain matrix, the anterior insula appears to play an rience of that state.
interpretive role, as lesions to this region interfere with
the ability to simply perceive and recognize others’ Thus, for example, although empathy for physical pain
pain [13]. But debates about the specific role of the recruits some overlapping neurocircuitry as empathy for

Figure 1

dmACC

TPJ
mPFC
precuneus
VS
sgACC AI

amygdala PAG

Emotional empathy (negative emotions) Cognitive empathy


Emotional empathy (positive emotions) Empathic concern
Current Opinion in Behavioral Sciences

Overview of key regions associated with four forms of empathy. Emotional empathy for negative emotion is associated with activity in dorsal mid-
anterior cingulate cortex (dmACC) and amygdala; emotional empathy for positive emotion is associate with activity in medial prefrontal cortex
(mPFC); cognitive empathy (mentalizing) is associated with activity in mPFC, temporo-parietal junction (TPJ) and precuneus; and empathic
concern is associated with activity in amygdala, ventral striatum (VS), subgenual anterior cingulate cortex (sgACC), and periaqueductal gray (PAG).

www.sciencedirect.com Current Opinion in Behavioral Sciences 2018, 19:110–115


112 Emotion–memory interactions

social pain (for example, rejection by peers), these forms Empathy promotes prosocial motivations and
of empathy can be dissociated, with one study finding that behavior
empathic social pain recruits greater activation in a wide A limitation of the EmpaTOM is that its negative affect
array of visual, sensory processing, and emotional regions videos convey various specific states, including pain, fear,
of the cortex than empathic physical pain [22]. These and sadness, which prevents identification of unique
differences could be interpreted as reflecting in part the networks that may support empathy for these distinct
differing cognitive demands involved in processing social states. However, the task is designed to distinguish
rejection versus electrical stimulation-induced pain. But between the two forms of empathy that are, historically,
empathic responses to distinct states are dissociable even most often conflated — including by MacLean — which
when processing demands are similar [23]. For example, are emotional empathy and empathic concern.
whereas empathic responses to painful touch recruit
fronto-insular cortex, responses to pleasant touch recruit Empathic concern (also called care or compassion) is the
medial orbitofrontal cortex, which is involved in integrat- prosocial motivational state that promotes caring and
ing multimodal information about reward [24]. Studies of altruistic helping [32]. It is synonymous neither with
responses to facial affect also consistently demonstrate emotional empathy nor cognitive empathy, although
that distinct networks respond to faces that differ only in either process may induce it [29,33]. For example,
their emotional expressions. The amygdala is most individuals who engage in extraordinary acts of altruism
responsive to expressions of fear and the anterior insula show heightened emotional empathy for others’ fear [34].
to disgust [25], in keeping with findings from electrical And trial-by-trial empathic distress in an empathic pain
stimulation studies that implicate regions within these paradigm predicts increases in later altruistic responding
structures in the experiences of fear and disgust, respec- [35]. Although recruitment of either emotional or cogni-
tively [26–28]. And whereas written narratives about tive empathy networks can yield altruistic motivation,
physical pain elicit activity in the canonical pain matrix, people differ in their tendency to recruit these networks
narratives about emotional suffering (for example, a target [29,36].
who learns that a loved one is seriously ill) yields activity
in cortical regions involved in representing others’ cogni- Concerned, prosocial motivation itself is supported by a
tive states (or mentalizing), including bilateral tempor- network that incorporates regions underlying goal-
oparietal junction, precuneus, and medial prefrontal cor- directed approach, such as the ventral tegmental area,
tex, as well as amygdala [6]. subgenual anterior cingulate cortex, and striatum
[35,37,38]. A structural imaging study of neurodegener-
The critical distinction between emotional empathy and ative disorders linked declines in concern specifically to
mentalizing (also called cognitive empathy or Theory of reductions of gray matter volume in these structures,
Mind) has been clearly demonstrated using a novel para- including caudate, nucleus accumbens, and orbitofrontal
digm called the EmpaTOM [12,29]. During this task, cortex, whereas declines in emotional empathy were
participants view videos in which a target individual linked to reduced gray matter in regions that included
describes either neutral or emotionally negative autobio- temporal cortex and amygdala [39]. In addition, both of
graphical events (such as being struck by an intimate forms of empathy were linked to alterations in anterior
partner) with accompanying nonverbal displays. After- insula. These findings support the causal involvement of
ward, participants report their own emotional response to the goal-directed approach network in concern, and con-
the video and answer questions about the target’s beliefs. firm that it is dissociable from networks that support
In this paradigm, viewing emotionally negative videos empathy.
yields increased activation in anterior insula and mid-
cingulate gyrus, whereas answering questions requiring One as-yet unaddressed puzzle is how is the negative
mental state inferences recruits activity in the mentaliz- social inputs encoded during emotional empathy for
ing network, including temporoparietal junction, precu- others’ suffering are transformed into the positive proso-
neus, and medial prefrontal cortex. These regions were cial motivation that drives care and altruism in response.
also recruited while empathizing, however, the peaks of This transformation cannot be solely reliant on higher-
activity were dissociable across the two empathy tasks. level cognition, since clear evidence of emotional empa-
The authors speculate that distinct target locales within thy and prosocial motivation can be observed in non-
these regions may support differentiation of own versus human animals, including rats and mice [40,41]. More
others’ affective versus cognitive states. Arguing against likely, caring motivation relies on ancient subcortical
the possibility that these networks represent subcompo- mechanisms that support parental care, including the
nents of a single overarching social cognition network, amygdala and stria terminalis [42]. The amygdala in
empathizing and mentalizing capacities appear to be particular may be essential for triggering the motivation
independent and predict distinct behavioral outcomes to care in response to distress through its interactions with
[30]; empathizing may even inhibit mentalizing in the striatum and subgenual anterior cingulate cortex, as
response to strong negative emotions [30,31]. well as the periaqueductal gray and hypothalamus

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The neuroscience of empathy .Marsh 113

[35,43–45]. Notably, the amygdala is the region in which values, which, relative to collectivist values, de-empha-
structure and functioning are most consistently linked to size strict boundaries between groups [69].
stable individual differences in care and concern
[6,32,46]. Methods for actively increasing empathy for outgroup
members include increasing positive social contact
Key variables moderating empathy between groups [70,71] and engaging in practices that
These considerations are useful for addressing critical encourage consideration of distant others’ well-being,
questions posed by MacLean as well as researchers today: including compassion or loving-kindness meditation
Why are some people more concerned about others’ and reading emotionally engrossing literature [72,73].
welfare than others, and more concerned about some Compassion-based meditation has been shown to alter
people than others? And how can empathy be modulated? the function [72] and structure of key empathic brain
regions — for example, increasing cortical thickness in
The evidence for stable individual differences in empa- anterior insula [74] — suggesting a mechanism by which
thy is clear [47]. Sometimes structural bases for these training may yield changes in empathic outcomes. In a
deficits can be identified, as in the case of neurodegener- sense, empathy may be skill like any other: one that
ative disorders or lesions that disrupt empathy [39,48,49]. improves with practice.
In healthy adults, differences in the structure of the insula
and somatosensory cortex may also correspond to varia- This, too, was intuited by MacLean, who surmised that
tion in facets of empathy [50–52]. In extreme cases, perhaps the key to enhancing empathy and concern is
malformation or dysfunction in the systems that support being ‘exposed to human suffering . . . [and] the respon-
empathy may lead to disorders that are associated with sibility of ministering to it.’ (p. 380).
severe, pervasive deficits in the capacity for various forms
of empathy [21]. For example, alexithymia is character- Conflict of interest statement
ized by deficits in emotional empathy and is linked to Nothing declared.
reduced amygdala volume [53], whereas autism is char-
acterized primarily by reduced cognitive empathy and
is associated with reduced medial prefrontal activation Acknowledgements
Thank you to Miriam Crinion for her assistance in reviewing the relevant
during empathy inductions [54]. And psychopathy, literature. This research was supported in part by John Templeton
the hallmarks of which are reduced emotional empathy Foundation Grant 47861 to the author.
and empathic concern (callousness), is consistently
linked to structural malformations and hypoactivation References and recommended reading
in the amydgala [46,55] as well as aberrant empathic Papers of particular interest, published within the period of review,
pain responding in anterior insula and mid-cingulate have been highlighted as:
cortex [56].  of special interest
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