INDIRECT BUSINESS NEW PROFILE & POLICY

1. Upfront COMPULSORY security deposit from all new Sub brokers from next financial year.

2. Minimum 25000 as SD who opt for ''No Trading Terminal facility''.

3. Minimum 100000 as SD who opt for Trading Terminal facility''.

4. Registration of SBs should be completed within 15 days, in case registration exceeds 1 month
brokerage payout of SB will be forfeited.

5. No branch code should be allotted before registration is done. A special code should be given during
the registration process.

6. There should be an adequate infrastructure in place (recordings facilities) who opts for with Trading
Terminal Facility.

7. Validation of address of all new address should be done before registration at Exchange level i.e. SB
address will be verified by an independent person other than the sales employee introducing the SB.

8. In case, SB has given an address proof of rented property (either for office or residence), then there
should be re-validation post completion of the Agreement, immediately, with revised documents.

9. Shares/ Collateral as security deposit now Not allowed. Security deposit to be accepted by way of
funds only.

10. In case there is a registration in the name of female and male is going to operate the franchisee, then
an authorisation letter has to be signed by male with full responsibilities (with his proper documents).

11. All the Inactive SBs will be contacted once in year for due diligence. Termination clause
for Inactive SBs to be added in agreement - Sunita mam

12. In case any registered SB is not doing business since more than a year or is untraceable, the
company will cancel his registration at Exchange level by sending 1 month prior notice.

13. Cancellation of registration intimation email will be sent to all his clients and transferred to
respective zones, immediately, if any.

14. An official welcome call will go to all SBs (thru recorded line) with Do’s and Don’ts post
registration. (not to do unauthorized trading, not to execute transactions thru CNT desk or local
zone’s dealer on client’s behalf, etc.)

15. Official email id of lkpsec.com will not be issued to any new SBs and existing SBs using the official
mail id will be cancelled.

16. Discontinue issuance of visiting cards to SBs.

17. New slab wise SB sharing and for Introducer basic sharing will be 20:80(LKP)

Brokerage Above 1 50 K - 1 30 K - 10 K -30 1 K - 10 Below 1

Slabs lac lac 50 K K K K
Sharing
70-30 65-35 60-40 50-50 40-60 30-70
ratio
Slab will change only on the basis of SBs 6 months performance review.
18. Minimum retention pricing, Delivery 0.10 paise, option Rs 10/- and Rs 500/- per crore.
19. Direct clients are not allowed to become a Subbroker.
20. All the existing SBs will also be bought under the above given model.