Professional Documents
Culture Documents
Daniel Deudney
Introduction
Efforts to think about, and bring about, world political arrangements
that significantly reform, subsume or replace the Westphalian state-
centric world order in order to deal with problems that are ‘global’ in
character have been salient and growing features of both the world
political scene and theorizing about world politics for at least the last
century. Unfortunately, despite the growing number and significance of
problems that appear to be in some significant way ‘global’ in character,
political efforts to move beyond, or significantly alter, the state-centric
world order to address these problems appear to be largely stymied,
even in retreat, and many efforts for international cooperation, institu-
tions and organizations are declining and weakening. There is a wide-
spread sense that problems are growing faster than solutions, producing
a ‘governance gap.’
As this sense of a critical shortfall has grown over the last several dec-
ades, it has become increasingly common to refer to the overall enterprise
of ‘global problem solving’ as ‘global governance.’1 This turn to ‘global
governance’ is in part a reflection of the difficulties of global problem
solving through other means, and in part related to a growing sense that
new ways of ‘governance’ may be better suited to solving global problems
than ‘government.’2 Anything approaching a full assessment of ‘global
governance’ in practice and theory is a vast and difficult undertaking,
due to the sheer extent and diversity of contemporary activities that
1
James N. Rosenau and Ernst-Otto Czempiel, eds., Governance without Government
(Cambridge: Cambridge University Press, 1992).
2
Among recent statements on the governance gap, see Stewart Patrick, “The Unruled
World: The Case of Good Enough Global Governance,” Foreign Affairs (Jan/Feb 2014);
Thomas Hale, David Held and Kevin Young, Gridlock:Why Global Cooperation is Failing
When We Need It Most (London: Polity, 2014); Thomas G. Weiss, Global Governance:Why?
What? And Whither? (London: Polity, 2013); and Ian Goldin, Divided Nations:Why Global
Governance is Failing, and What We can Do About It (Oxford: Oxford University Press,
2013).
31
The second main claim of this chapter is that the downward trajectory
in the theory and practice of global problem solving is intimately linked to
changes in both the distribution and composition of material power, and
to new understandings of the material features of global problems and
their solutions. This starts with the ways in which changes in the distribu-
tion of the power between units, and between groups in units, propels the
first sequence of decent down from universal empires and toward a state-
system populated by more republican units. It continues with arguments
about how changes in material interdependence, interaction, complexity
and speed stemming from the wide deployment of a cascade of mod-
ern industrial technologies produce the emergence of ‘global’ problems,
and define key aspects of solutions to them.3 The distinctive features of
major ‘internationalist’ and ‘global governance’ projects, most notably
nuclear ‘arms control’ and combating climate change, rest to a signifi-
cant degree on claims and characterizations about the changing contours
of the material aspects of the human world brought into existence by the
explosively disruptive deployment of modern science-based technologi-
cal capabilities.
Thinking about ‘global governance’ as an agenda of ‘municipal repub-
lican world government’ is, for most of contemporary ‘IR theory,’ either
oxymoronic, or a sharp break, rather than an incremental step in this
direction. This is in part because of the fragmentation of conceptual
vocabularies, but also in part because most IR theorists have tended,
erroneously, to think of ‘world government’ and ‘international govern-
ment’ as being ‘above’ states and the Westphalian state-system, and thus
as a ‘post Westphalian system.’ This error is rooted in a much more basic
and widespread ‘geographic’ way of thinking about the ‘global’ as a ‘level’
or ‘layer’ that is ‘above’ the ‘international’ rather than something which
subsumes the state and the state-system ‘from below’ and which is very
low and wide and thick.
3
For interaction capacity and interdependence, see Barry Buzan and Richard Little,
International Systems and World History (New York: Oxford University Press, 2000). For
the scaling up of ‘republican’ forms and degrees of violence interdependence, see Daniel
Deudney, Bounding Power: Republican Security Theory from the Polis to the Global Village
(Princeton: Princeton University Press, 2007).
and the spread of an ‘anarchic’ state-system. The notion that there should
be some form of overarching political order encompassing the entirety
of humanity has been articulated across many thousands of years. Until
the early modern period, the projects of universal government had two
overwhelmingly important features. First, they were almost entirely asso-
ciated with empires and hegemonies that were largely built and sustained
by military conquest and force. And second, these ‘universal empires’
were anything but actually universal, being at most regional in their
scope, because an actual government for the whole human world was a
practical impossibility due to limitations in human transport and com-
munication capabilities.
The first political system that actually became effectively universal
in scope, encompassing all of humankind, was not, however, a uni-
versal empire. Rather, it was the near antithesis of a world empire, a
state-system, or what is now widely referred to as the ‘Westphalian
system.’ Unlike the ‘vertical’ and ‘top-down’ patterns of authority and
capability associated with empires, the Westphalian state-system was
marked by a much more ‘horizontal’ arrangement, in which territori-
ally circumscribed states were autonomous self-governing entities that
extended mutual recognition of their autonomy, or ‘sovereignty,’ to
each other, and that self-regulated their interactions to some degree
with the dictates of ‘public international law.’ State-systems had long
existed in many parts of the world, but they were commonly eventu-
ally extinguished by successful empire-builders.4 The Westphalian ver-
sion of the state-system, emerging in the region of peninsular Europe
in early modern times, was the first state-system to become globally
universal.
The idea that the early modern European system was in its essential
logic the antithesis of the large empires common elsewhere, was clearly
articulated by European thinkers by the eighteenth century, in their
characterization of the European state-system as a type of ‘republic,’ by
which they meant a political order based in restraints and marked by
rough equality among its leading ‘citizens.’5 Thinking of a state-system
as a type of ‘republic’ seemed particularly appropriate because defin-
ing features of previous ‘republics,’ namely the ‘balance of power’ and
various ‘divisions’ and ‘separations’ of power, were thought to be the
decisive reason why a state-system could persist in the face of efforts
to establish ‘universal empire’ in the European region. Thinking of the
4
Stuart J. Kaufman, Richard Little and William C. Wohlforth, eds., The Balance of Power in
World History (London: Palgrave, 2007).
5
Deudney, “The Natural Republic of Europe,” Ch. 5, Bounding Power.
6
For a power-centered account of the growth and limits of European imperial and colo-
nial expansion, see Daniel R. Headrick, Power over Peoples: Technology, Environments,
and Western Imperialism 1400 to the Present (Princeton: Princeton University Press,
2012).
7
For an account of the overall patterns of de-colonization and anti-imperial success, see
David Abernathy, The Dynamics of Global Domination: European Overseas Empires, 1415–
1980 (New Haven: Yale University Press, 2000).
8
For diffusion, see Daniel H. Headrick, The Tentacles of Progress: Technology Transfer in the
Age of Imperialism, 1850–1940 (Princeton: Princeton University Press, 2012).
9
Christain Reus-Smit, Individual Rights and the Making of the International System
(Cambridge: Cambridge University Press, 2013).
10
Manjari Chatterjee Miller, Wronged by Empire: Post-Imperial Ideology and Foreign Policy in
India and China (Stanford: Stanford University Press, 2013); and Andrew Hurrell, On
Global Order: Power,Values and the Constitution of International Society (New York: Oxford
University Press, 2007).
11
Francis Fukuyama, The End of History and the Last Man (New York: Free Press, 1992);
Samuel P. Huntington, The Third Wave (Norman: University of Oklahoma, 2000).
12
G. John Ikenberry, Liberal Leviathan: The Origins, Crisis, and Transformation of the
American World Order (Princeton: Princeton University Press, 2011).
notably with slavery. But it is also notable that slavery, which was not
invented by ‘the West,’ was decisively pushed close to universal abolition
by the actions of Britain, the United States, and Brazil in the nineteenth
century. In the twentieth century, rights claims have become increasingly
universal, serving as powerful ideological weapons for colonized peoples
seeking liberation from imperial bondage. With the recent addition of
major world historical figures such as Gandhi, Gorbachev and Mandela
to top tier of the pantheon of ‘freedom fighters,’ the overall liberal demo-
cratic project marks its global reach. If the process of ‘liberalization’ and
‘democratization’ so evident across the last two centuries stalls or signifi-
cantly reverses (as it did most extensively in the years before World War
II), then the prospects for common problem-solving will diminish.
These freedom legacies, and their historical origins, heavily shape the
prospects for contemporary ‘global problem-solving.’ To the extent large
scale or acute depravations of ‘human rights’ are themselves considered
a ‘global problem,’ circumstances and situations that had long existed
become ‘global problems’ because of the spread of human rights stand-
ards. Also, due to the power of human rights claims, any attempt to ‘solve
global problems’ coercively and violently are much impeded. But many
states, whatever their public claims, are not republics, and many engage
in significant violations of human rights. As a result, such regimes view
claims of human rights as threats to their sovereign autonomy, and are
suspicious of ‘global-problem solving’ led by liberal states as potential
‘Trojan horses’ for outside influences. And as the ‘rise of the rest’ contin-
ues, the prospects for common problem-solving will hinge on the foreign
policy goals of states such as India, Brazil, Mexico, South Africa and
Indonesia, whose domestic democratic institutions are often weak, and
whose orientations to the international system generally have been heav-
ily shaped by their experience as colonies and their anti-imperial strug-
gles against ‘Western’ former powers.
World Empire
World Empire Federal
FederalRepublic
Republic
SYSTEM
UNIT
FUNCTIONAL AUTHORITIES
FUNCTIONAL REGIONAL
REGIONAL&&
GLOBAL
GLOBAL
GOVERNANCE
GOVERNANCE
SYSTEM
UNIT
SOCIAL
SOCIALMOVEMENTS
MOVEMENTS
13
Geoffrey Parker, Western Global Geopolitical Thought in the Twentieth Century (New York: St
Martin’s, 1985).
14
For nuclear one worldism, see John Herz, International Politics in the Atomic Age (New York:
Columbia University Press, 1959); Campbell Craig, Glimmer of a New Leviathan: Total
War in the Realism of Niebuhr, Morgenthau, and Waltz (New York: Columbia University
Press, 2004); and Wesley Wooley, Alternatives to Anarchy (Bloomington: University of
Indiana Press, 1988).
15
For complexity, see Scott D. Sagan, The Limits of Safety: Organizations, Accidents, and
Nuclear Weapons (Princeton: Princeton University Press, 1993). For nuclear arms con-
trol as deceleration, see Daniel Deudney, “Geopolitics as Theory: Historical Security
Materialism,” European Journal of International Relations 6, no. 1 (2000), 77–107.
16
For nuclear environmental arguments, see Jonathan Schell, The Fate of the Earth
(New York: Knopf , 1982); and Carl Sagan, “Nuclear Winter and Climatic Catastrophe,”
Foreign Affairs (1983/4).
ballistic missiles) and this effort has been motivated by a realization that
the speed of such technological systems is intrinsically dangerous, mak-
ing much of existing arms control a program to decelerate rather than to
decrease the absolute destructiveness of nuclear weapons use.
17
Leonard S. Woolf , International Government (London: Fabian Society, 1915); and
Jaap de Wilde, Saved from Oblivion: Interdependence in the First Half of the 20th Century
(Brookfield: Dartmouth, 1991).
18
John Dewey, The Public and Its Problems (New York: Henry Holt, 1927).
19
H.G. Wells, World Brain (London: Methuen, 1938).
20
Wells wrote far too much and did not adequately develop many of his key claims.
The closest to a full statement is in H.G. Wells et al., The Idea of a League of Nations
(Boston: The Atlantic Monthly Press, 1919). A particularly good reconstruction of his
overall argument is John S. Partington, Building Cosmopolis: The Political Thought of H.G.
Wells (Aldershot: Ashgate, 2003).
21
David Mitrany, “A Working Peace System,” and “The Functional Approach and
Federalism,” in A Working Peace System (Chicago: Quadrangle, 1966); David Mitrany,
The Functional Theory of Politics (London: Martin Robertson, 1975).
22
Stephen D. Krasner, ed., International Regimes (Ithaca, NY: Cornell University Press,
1982); Volker Rittberger and Peter Meyer, eds., Regime Theory and International Relations
(Oxford: Clarendon Press, 1995); Oran Young, International Cooperation: Building
Regimes for Natural Resources and the Environment (Ithaca, NY: Cornell University Press,
1989).
23
Robert Keohane and Joseph Nye, Jr., eds., Transnational Relations and World Politics
(Cambridge, MA: Harvard University Press, 1972); Sidney Tarrow, The New
Transnational Activism (Cambridge: Cambridge University Press, 2005).
24
For interdependence and complexity, see Robert Keohane and Joseph Nye, Power and
Interdependence (Boston: Little, Brown, 1977); and Edward Morse, Modernization and
the Transformation of International Relations (New York: Free Press, 1976).
On Global Governance
25
James N. Rosenau, Turbulence in World Politics (Princeton: Princeton University Press,
1990).
the micro-scale of the locality and the individual play very prominent
roles in any realistic and appropriate response to many important ‘global
environmental problems.’26 Paradoxically, instead of the ‘global’ charac-
ter of these problems pulling attention and problem-solving ‘up’ toward
the formation of universal organizations and institutions, it has greatly
pulled the focus of efforts ‘down’ to the local and individual practices.27
The complexity of environmental problems means that that ‘one size
does not fit all,’ and that appropriate solution sets vary greatly in many
important ways from one place to another.
These reasons for the attractiveness of local and individual problem-
solving through global governance are all significantly rooted in the
material and technological, ‘brute fact’ aspects of effective environmen-
tal problem-solving.28 The superiority of local and individual problem-
solving stems from the fact that a great many effective environmental
solutions entail changes in small, even micro-scale, material practices
regarding the built environment and individual consumption patterns.
Environmental programs place an extreme emphasis on the mundane
‘material practices’ of widely dispersed humans in highly varied contexts,
their interaction with ‘stuff,’ with tangible material objects, and with
flows of matter and energy. Choices about built environments and infra-
structures are vastly complex and almost completely site-specific, and
they involve large numbers of individuals, firms and local agencies. This
means extremely decentralized problem-solving is particularly effective,
making cities particularly pivotal actors.29 At the level of the individual,
the decisive material practices in the environmental program concern
food. With ‘diets for a small planet’ that are low on meat consumption
(particularly of beef and other large animals), individuals can greatly
reduce their environmental ‘footprint.’30
Over the course of the shift ‘down’ in the great descent from world gov-
ernment to global governance, the roles of social movements and ideas,
knowledge, and information have steadily grown, as has the importance
of ideas and information about material facts. Social movements and the
26
Robert L. Thayer, Jr., Lifeplace: Bioregional Thought and Practice (Berkeley: University of
California Press, 2007).
27
Harriet Bulkeley, “Reconfiguring Environmental Governance: Toward a Politics of
Scales and Networks,” Political Geography 24 (2005), 875–902.
28
For the role of ‘material practices’ in environmental agendas, see John M. Meyer,
Engaging the Everyday: Environmental Social Criticism and the Resonance Dilemma
(Cambridge, MA: MIT Press, 2015).
29
For environmental cities, see Stewart Brand, Whole Earth Discipline: An Eco-Pragmatist
Manefesto (New York: Viking, 2009); and Benjamin Barber, If Mayors Ruled the World:
Dysfunctional Nations, Rising Cities (New Haven: Yale University Press, 2014).
30
For individual practices, see Duane Elgin, Voluntary Simplicity (New York: William
Morrow, 1981).
role of ideas are widely seen as intimately related, with social movements
being the means by which ideas about problem-solving come to be widely
disseminated. And various new information technologies, most recently
the Internet, are widely viewed as enhancing flows of information, and
increasingly the abilities of social movements to mobilize and solve prob-
lems. Much of the shared understandings and information that are pre-
sent in, and often contested in, global governance boil down to claims
and disputes about geography, about space and place, as altered by tech-
nology. More generally, the ideational content of global environmental
governance can be seen as an attempt to solve a fundamental problem of
‘geographic disorientation’ created by the disjuncture between the local
scale of lived human experience and activity, and the global scale of the
actual consequences of these activities when amplified by technology.
31
Robert O. Keohane and David G. Victor, “The Regime Complex for Climate Change,”
Perspectives on Politics 9, no. 1 (March 2011), 7–23.