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John Salter Hugo Grotius - Property and Consent-1
John Salter Hugo Grotius - Property and Consent-1
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HUGO GROTIUS
Propertyand Consent
JOHNSALTER
University
ofManchester
G rotius'sdiscussionofprivate
property is usuallyregardedas thesemi-
nalworkwithin themodemnatural lawtradition anda pointofdeparturefor
thesubsequenthistory of thesubject.However,thereis no settledunder-
standing of someof Grotius'sprincipalideas,withtheresultthatdifferent
interpretationshaveproducedradicallydifferent histories.Accordingto a
widelyheldview,Grotiusunderstood theoriginalrelationshipbetweenmen
andthenatural worldas a kindofpositivecommunity, inwhichall hadequal
jointrightstotheearth'sresources.Theintroduction ofprivatepropertythus
requireda universalagreementto dissolvethe originalrights.Richard
SchlatterinterpretedGrotiusin thiswayandconcludedthatGrotius
basesprivate
ownership ona suppositious
conventionsubscribedtobythewholehuman
race.Naturallaw no doubtobligesmentorespectthatconvention; as he
nevertheless,
himselfconfesses, is,accordingto histheory,
property a creationofhumanlaw.I
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538 POLITICAL THEORY /August2001
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Salter/HUGO GROTrIUS:PROPERTY AND CONSENT 539
categorically
differentfromoccupation,and Section3 explorestheprecise
natureofthisdifference to showwhytheagreement was necessary.
Mysecondaim is toarguethattheinterpretation
ofGrotius here
presented
pointstoa rather
differentassessmentoftherelationship
betweenhistheory
andthoseofPufendorf andLockethanis suggested bySchlatterandTuck.
COMMONPROPER7Y
In 1609, Grotiuspublisheda shortworktitledMare Liberum,which
aimedto establishtheprinciple that'Everynationis freeto travelto every
othernation,andtotradewithit'.8 As partofthisundertaking,Grotiusargued
thatthesea wasthecommonproperty ofall nationsandthatitmustremainso.
Thesea wascommoninthesamewaythateverything wascommoninancient
timesbeforetheintroductionoflaws ofprivateproperty. No country could
claimthesea as privateproperty andexcludeothersfromitsuse. Underthe
termsoftheoriginalgiftoftheworldtomankind, therewas noparticularor
privateownership:
Each mancouldatoncetakewhatever
hewishedforhisownneeds,andcouldconsume
was capableofbeingconsumed....Whatever
whatever eachhadthustakenforhisown
couldnottakefromhimexceptbyan unjustact.13
needsanother
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540 POLITICAL THEORY /August2001
Pufendorf,likeGrotius,
usestheexampleoftheequestrian
seatsbelonging
to
all theRomanknightstoillustratehowmenoriginally
madeuse ofthecom-
mon,buthe takesitto illustrate
that
so longas theactualbodiesofthingswerenotyetassignedtocertainindividuals,
there
was a tacitconventionthateach mancouldappropriate
forhis ownuse,primarily the
fruitsofthings,whathe wanted,andcouldconsumewhatwas consumable. '9
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Salter/HUGO GROTIUS: PROPERTY AND CONSENT 541
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542 POLITICAL THEORY /August2001
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Salter/HUGO GROTIUS: PROPERTY AND CONSENT 543
theremotenessoftheplacestowhichmenhadmadetheirway,andthenbythelackof
justiceandkindness;inconsequenceofsucha lacktheproperfairnessin makingdivi-
sionwas notobserved, eitherinrespectto labourorintheconsumption
ofthefruits.26
takesforhisownnourishment hefirst
everything happensupon.Andevenifanyoneof
themhasstoredup somethingsforhisfuture use,othersarenotprevented
fromseizing
them,forthereasonthatthereis no conventionamonganimalswhichconfersa special
rightovera thingtotheone thatfirst
gotit.29
The differences
betweenGrotiusandPufendorf, aretheresult
therefore,
ofdifferentconceptionsofwhatusingthecommonmeans,andthishascre-
atedanambiguity aboutthemeaning ofthetermseizure.ForGrotius, thefirst
uses oftheworldhadthesamecharacteristics as theuse ofpublicparksand
theatres.
Theyareusesthatentailan uninterrupted seriesofphysicalactions
and are thusprotected by thenaturalrightto life,limbs,and liberty.
For
Pufendorf,thefirst
use ofthecommonentailstheremovalofthingsfromthe
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544 POLITICAL THEORY /August2001
PRIVATEPROPERTY
When,inMareLiberum, Grotiussaysthatthereis a certain kindofowner-
shipinherent inthepossessionanduseofthings, heis drawing attentiontothe
factthatunderanyproperty regime-whether itis positivecommunity, nega-
tivecommunity, orproprietorship-it is a physicalnecessity thattheuse of
mostthings excludesothersfromthesameuse atthesametimeandthatpeo-
ple arepermanently excludedfromthethings thatareusedup.Ifthiscertain
kindof ownership impliestheexistenceofrightsthatarenotcategorically
differentfromexclusiveproperty rights, thenthereis no categorical differ-
encebetweenusingthecommonandoccupying it.However, forGrotius, the
transitionfromtheuse ofthingsin commonto privateproperty is fromthe
exclusionthatresultsfromthephysicalpresenceofanother, orfromthefact
thatthething usedbecomes'partoftheverysubstance oftheuser'31toexclu-
sionthatresultsfroma righttorecoverpossessionafterpossessionis relin-
quished.Andthisis a rightthatno one hadundertheprimitive rightto use
thingsin common.
The transitionto privatepropertywas a gradualextension ofthedutyto
abstain,brought aboutbyreasonanddecision.The firststepwas whenthe
dutytoabstainwasextended fromthethings thatareusedupbyuse,toother
things,suchas clothesand movables,whicharenotentirely consumedby
use,butthat'byusetheybecomelessfitforfuture use'. Grotiusthensaysthat
once this extensionhad come about, 'not even immovables,such,for
instance,as fields,couldremainunapportioned'. Foralthough thelandis not
consumed, itsuseis 'boundupwithsubsequent consumption' sincefieldsare
usedtoproducefoodandpasturelandtoraiseanimalsthatproduceclothing,
andcrucially, theuse oflandrequiresexclusionbecausethereis notenough
landforeveryone's use.Wemust,ofcourse,understand
indiscriminate these
developments in thecontextofGrotius'sdiscussionin De JureBelli ofthe
transition
from thesimplelifetoa morerefined wayoflife,whichis onlypos-
siblewithmoreextendedformsof exclusionand abstinence. Grotiuscon-
cludesfromthisthat'Whenproperty orownership was invented,thelaw of
property was establishedto imitatenature'.Occupationis an imitation of
natureinthesensethattheidea ofownership firstarisesthrough itsconnec-
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Salter/HUGO GROTIUS: PROPERTY AND CONSENT 545
He thatis nourished
bytheAcornshe picktup underan Oak,ortheAppleshe gathered
fromtheTreesin theWood,has certainly appropriated
themto himself.
No Bodycan
denythatthenourishmentis his.I ask then,Whendidtheybegintobe his?33
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546 POLITICAL THEORY /August2001
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Salter/HUGO GROTIUS: PROPERTY AND CONSENT 547
In this,as itwerelimited
community thebodiesofthingsbelongtonoone,buttheirfruits
aftergathering areproper.Sucha tempering
ofprimitive
community withproprietorship,
I feel,is comprehensibleevenbymenofordinary intelligence.44
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548 POLITICAL THEORY /August2001
equally,againstthealternative viewthatithadbeengivenintheformofpri-
vateproperty tothefirst man,wastoconstrue anykindofuse ofthecommon
as conventional.
As we haveseen,however, itis Tuck'sviewthatPufendorf's revisionof
Grotiusamounted to a repudiation rather thana defence.Whileitmayhave
preserved an intelligible
notionofcommonproperty, itdid so atthecostof
undermining whathad been a crucialfeatureof Grotius'soriginaltheory,
namely, thattheprimitive use rightdidnotpresuppose a prioragreement of
anykind.Tuckis correct totheextent thatiftherevisionwasnecessary, then
ithadfar-reaching implications. However,Grotius'stheory, as I haveinter-
pretedit,did notstandin needofPufendorf's defence.Grotiushad shown
howit was possibleforthecommonto be used without an agreement and
without theexistenceofanypriorrightto partofthecommon.Andhe had
shownthiswithout claimingthattheactofusingthecommoncreatesnew
rights init.ForGrotius, Godhadgiventheworldtomenso thattheycoulduse
itwithout havingto agreebeforehand preciselyhowtheywereto use it.
Itremains forus toconsidertherelationship betweenGrotius'stheory and
thatofLocke.The usefulness ofclaimsaboutcontinuity betweendifferent
authors inthenatural lawtradition dependsonthedegreeofgenerality ofthe
themesunderdiscussion.Grotius hadarguedthatGodhadgiventheworldto
all menincommon, andPufendorf hadtakenupthispositioninopposition to
the'Adamite'theory, whichheldthatGodhadconferred private property on
thefirst man.Lockedefended thesamepositionagainstthesameadversaries,
so fromthispointofview,therewasimportant commongroundbetweenthe
threeauthors.Whenwe considerthedifferences betweenthem,however,
theninviewofwhathasbeensaidabove,itis hardtosupport Schlatter'scon-
tention thatPufendorf movedthenatural lawtheory ofproperty inthedirec-
tionofLocke'stheory. Farfrombeing'a stepnearertoa theory ofproperty
which would dispense with agreementand conventionaltogether',
Pufendorf's theoryaddeda convention, whichaccording toGrotius, hadbeen
unnecessary.45 Thus,if we are seekinga possiblepredecessorto Locke,
Grotius, as Tuckargues,is a moreplausiblecandidatethanPufendorf. How-
ever,Tuck'sclaimsabouttherelationship betweenGrotiusandLockego fur-
therandaremorespecific.
According toTuck,De JureBelliis 'Janusfaced,anditstwomouths speak
thelanguageofbothabsolutism andliberty'.The absolutist arguments fol-
lowfrom thecontention thatrights enjoyedina stateofnature aregivenupby
agreement withtheresult, as Tullyremarks, thatmenincivilsocietycannot
appealto a naturalstandard of property to criticizeand opposeprevailing
formsofproperty.46 The 'libertarian'arguments followfromtheprinciple of
'interpretive charity',whichrequiresus toconsider
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Salter/HUGO GROTIUS: PROPERTY AND CONSENT 549
Thusinrelation
totheagreement
toestablish
private Grotius
property, says,
WhileGrotiushadfeltconstrained
touseinterpretative
charitytojustify
therighttoseize
commoditiesnecessaryforlife,Locke realisedthata theoryof property of thekind
GrotiusadvancedinMareLiberumandwhichis stillfundamentally presentinDe Jure
Bellineededno suchadditionalprinciple
togeneratea rightofthatkind.49
As evidenceforthisclaim,TuckcitesLocke'sso called'spoilagelimita-
tion',whichLocke statesin replyto a possibleobjectionto his theoryof
appropriation,
namely, thatifgatheringthefruits
oftheearthmakesa right to
them,'thenanyone mayingrossas muchas he will'. Locke says,
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550 POLITICAL THEORY /August2001
and thefair
giveseveryMan a Titleto theproductof his honestIndustry,
As Justice,
ofhisAncestors
Acquisitions descendedtohim;so Charity giveseveryMana Titletoso
muchoutof another'sPlenty,as willkeephimfromextreame want,wherehe has no
meansto subsistotherwise.55
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Salter/HUGO GROTIUS: PROPERTY AND CONSENT 551
CONCLUSION
It has been arguedthatthe essentialdifferencebetweenGrotiusand
Pufendorf is theirdifferent
conceptions of whatusingthecommonentails.
ForGrotius, therewasa primitive
righttotakepossessionandusethingsand
toexcludeotherswhilephysicalpossessionwas maintained. Sincethislim-
iteduse ofthingscanbe understoodas a seriesoflawfulactions,itwas pro-
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552 POLITICAL THEORY /August2001
tectedbythenatural topersonalintegrity.
right No rights other
orobligations,
thantheonesall peoplearebornwith,arenecessary forpeopletolivea sim-
plelifeofhunting andgathering.Consequently, noagreement wasnecessary.
Theintroduction ofprivatepropertygavetheright torecoverownership after
possessionwaslost.Private propertythusentailedrights andobligationsthat
didnotexistoriginally,and so an agreement was needed.Grotiuswas thus
abletoarguethatGodhadgiventheworldtomenincommonandthatprivate
property hadbeenintroduced byagreement, without confrontingthedifficul-
tiesassociatedwiththetheory ofpositivecommunity andwithout theneed
foran agreement beforethefirst mencouldmakeuse oftheworld.
Thefirstuse ofthecommondiscussedbyPufendorf requiredlabourand
storage.Thismoreextended meaningofusingthecommon, inwhichthings
weretakenfromthecommonforfuture use, requiredthecreationof new
rightsin thethingstaken;hence,somekindof agreement was necessary.
However, Pufendorf'stheorywas nota repudiation ofGrotiusbuta defence
ofthenaturallawpositionagainstthetheory thatprivate property had
rights
beenconferred on thefirstman.
Bothauthors, in stressing
thegradualness ofthedevelopment ofprivate
property,conveytheidea thatproperty has a history.Grotius'saccounthas
theadditionalfeatureofidentifyinga stageinhistory inwhichtheuseofnat-
uralresourceswaspossiblewithout takingthefirst steptowardtheintroduc-
tionof privateproperty.Men thenhad possessionsbutno privateproperty
ForPufendorf,
rights. thehistoryofproperty is fromthebeginning thehistory
ofconventions. Thesedifferent conceptions wereto be takenup in thenext
century andreworked underdifferentphilosophical premises byAdamSmith
andDavid Hume.However,to exploretheseconnections wouldgo beyond
thescopeofthisarticle.
NOTES
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Salter/HUGO GROTIUS: PROPERTY AND CONSENT 553
9. Ibid.,24.
10.Ibid.,23.
11. Ibid.,24.
12.Ibid.
13. Grotius, De JureBelli,11.11.11.1.
14. Ibid.,1.11.1.5.
15.Ibid.Grotiusalsocitesinfootnote Seneca'ssimilarexampleoftheequestrian seats:'The
equestrianseatsbelongtoall theRomanknights; nevertheless, inthoseplaceswhichever one I
haveoccupiedis mine'.
16. Ibid.
17. SamuelPufendorf, De JureNaturaeetgentium libriocto,vol.2, trans.C. H. Oldfather
andW. A. Oldfather (Oxford,UK: Clarendon,1934),IV.IV.5.
18. Ibid.,IV.IV.4.
19. Ibid.,IV.IV.2andIV.IV.9.
20. ThomasHome,Property Rightsand Poverty:PoliticalArgument in Britain,1605-34
(ChapelHill: UniversityofNorthCarolinaPress,1990),12.
21. KarlOlivercrona, 'Appropriation in theStateof Nature:Locke on theOriginofProp-
erty',JournaloftheHistory ofIdeas,vol.35,no.2 (1974),213. However, Pufendorf 's objection
does notnecessarily entaila denialthattheremaybe goodreasonswhyone personrather than
another shouldacquirea right,noreventhatitmaybe morally wrongtotakesomething fromits
possessorevenwhenitis nottheirs byright.He doesnotthink thatfirsttakingis oneofthoserea-
sons,buthedoes say,inrelation totheintroductionofproprietorship, thatitis 'improper' thata
manwhohascontributed no labourtotheproduction ofsomething 'shouldhaveright tothings
equaltohisbywhoseindustry a thinghadbeenraisedorrendered fitforservice'.Anyproperty
regimethatdid nottakeaccountof thiscould notestablishpeace amongmen,presumably
becausethesenseofresentment feltbytheindustriousagainsttheidlewouldgenerate conflict.
Buteveninthiscase, where
thereappearstobe somereasonwhysuchthingsshouldbelongtosomemenrather than
toothers... thedominionofonegroup,involving, as itdoes,theexclusionoftherest,had
tobe confirmed atleastbya tacitpact,whichcontained atthesametimea tacitrenuncia-
tionon thepartoftherest.(Pufendorf, De JureNaturae,IV.IV.6)
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554 POLITICAL THEORY /August2001
thatis,thatallthings
shouldlieopentoallforthepromiscuous
useofeveryman.(De Jure
Naturae,IV.IV.6)
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Salter/HUGO GROTIUS: PROPERTY AND CONSENT 555
JohnSalteris a lecturer
intheSchoolofEconomicStudiesat theUniversity ofManches-
terHis researchinterests are in thehistoryofpoliticaleconomy. Recentpublications
include"AdamSmith:Justiceand Due Shares" (Economicsand Philosophy, vol. 16,
2000), "Sympathy withthePoor: TheoriesofPunishment in Hugo Grotiusand Adam
Smith"(HistoryofPoliticalThoughtXX,2, summer 1999), "Justice and Price: Com-
mentonJeffrey T Young" (History ofPoliticalEconomy, 29:4, 1998),and "AdamSmith
on Slavery"(HistoryofEconomicIdeas,IV,1-2,1996).
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