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The Pohozaev-Type Inequalities and Their
The Pohozaev-Type Inequalities and Their
1 Introduction
In this paper, we first consider the following elliptic equation:
⎧
⎨– u = f (u), in ,
p
(1.1)
⎩u = 0, on ∂,
⎧
⎪
⎨– div(|∇u| ∇u) = fu (u, v) x ∈ ,
p–2
⎪
– div(|∇v|p–2 ∇v) = fv (u, v) x ∈ , (1.2)
⎪
⎪
⎩
u=v=0 x ∈ ∂,
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Kou et al. Boundary Value Problems (2020) 2020:178 Page 2 of 17
Based on the identity, Pohozaev, Brezis, and Nirenberg considered the following problem
in [1, 2]:
⎧
⎪
⎨–u = |u| u + λu x ∈ ,
p–1
⎪
u>0 x ∈ , (1.4)
⎪
⎪
⎩
u=0 x ∈ ∂,
By the classic Pohozaev proof method, the authors derived the following identity:
(2 – n) uf (x, u) dx + 2n F(x, u) dx + 2 x, Fx (x, u) dx
(1.6)
∂u 2
= x, ν(x) ds.
∂ ∂ν
In 1989, Guedda and Veron considered (1.1) in [4] and got the following identity:
∂u p
(p – n) uf (u) dx + pn F(u) dx = (p – 1) x, ν(x) ds, (1.7)
∂ ∂ν
u
where F(u) = 0 f (t) dt, f (u), is continuous. And they got the nonexistence results of non-
trivial solutions in the case of supercritical growth and critical growth when 1 < p < N and
⊂ RN is a star-shaped domain about origin. See [5–11] and the references therein. In
[12], we established more general Pohozaev-type inequalities of (1.5) and got the nonex-
istence of positive solutions when ⊂ RN is a non-star-shaped domain.
In this paper, we discuss more general Pohozaev-type inequalities and the nonexistence
of positive solutions of (1.1). At the same, we take two examples and their graphs to explain
the shape of a new kind of the non-star-shaped domain.
The existence or nonexistence of nontrivial positive solutions of elliptic system (1.2)
have been extensively studied in recent years, we refer to [13–16] and the references
Kou et al. Boundary Value Problems (2020) 2020:178 Page 3 of 17
therein. Researchers usually convert the proof of the existence of nonlinear elliptic prob-
lems into finding the existence of the critical point of the variational functional corre-
sponding to the equation, in which, one of the key issues is to prove that the (PS) sequence
has a strongly convergent sub-sequence. Therefore, the first step is to prove the bounded-
ness of the (PS) sequence. Scholars have put forward many conditions such as the famous
A-R condition. However, the A-R condition cannot be satisfied in many cases. In recent
years, it was shown that combining the Pohozaev identity and the Nehari manifold to cre-
ate a new manifold, which is called Pohozaev–Nehari manifold, was very effective when
treating nonlinearity which does not satisfy the A-R condition (see [17–19]).
In [17], Li and Ye considered the following Kirchhoff equation:
⎧
⎨–(a + b |∇u|2 dx)u + u = |u|p–1 u x ∈ R3 ,
R3
⎩u ∈ H 1 (R ),3
u>0 x ∈ R3 .
where G(u) = I (u), u + P(u). The authors proved that the new manifold (1.8) was C 1 and
the critical point of the limit equation on the new manifold was the critical point in the
entire space. Subsequently, the solution of the equation was obtained by finding the least
energy solution of the limit equation of the corresponding equation in the new manifold.
In [19], the authors studied the existence of a bound state solution for a class of quasi-
linear Schrödinger equations whose nonlinear term is asymptotically linear in RN . The
equation is as follows:
where V (x) = W (x) – E is the new potential and g(u) = l(u2 )u is the nonlinear term. The
authors defined the following Pohozaev manifold:
P = v ∈ H 1 RN \0 | γ (v) = 0
and
P∞ = v ∈ H 1 RN \0 | v satisfies Pohozaev identity ,
where
N –2 N 1
γ (v) = |∇v|2 dx + V (x)f 2 (v) dx + ∇V (x), x f 2 (v) dx
2 RN 2 RN 2 RN
–N G f (v) dx,
RN
Kou et al. Boundary Value Problems (2020) 2020:178 Page 4 of 17
Employing the minimization methods restricted to the above Pohozaev manifold, the
authors obtained the existence of positive solutions for the asymptotically linear case.
In [16], Bozhkov and Mitidieri studied the existence and nonexistence of the following
(p,q)-Laplacian system:
⎧
⎪
⎪
p–2 α–1 β+1
x ∈ ,
⎨–p u = λa(x)|u| u + (α + 1)c(x)|u| u|v|
–q v = μb(x)|v| q–2
v + (β + 1)c(x)|u| α+1
|v|β–1
v x ∈ ,
⎪
⎪
⎩
u=v=0 x ∈ ∂.
The authors also generalized the Pohozaev identity for the following system which is based
on reference [20]:
⎧
⎪
⎨– div(|∇u| ∇u) = Fu (x, u, v) x ∈ ,
p–2
⎪
– div(|∇v|q–2 ∇v) = Fv (x, u, v) x ∈ , (1.9)
⎪
⎪
⎩
u=v=0 x ∈ ∂.
By this kind of Pohozaev identity, the authors derived the nonexistence of the positive
solutions on the star-shaped domain. However, on the basis of preliminary work of Po-
hozaev inequalities for p-Laplacian equation, we can generalize the kind of identity to the
kind of Pohozaev inequalities for the p-Laplace system and (p,q)-Laplacian systems, and
naturally get the nonexistence of these systems on the non-star-shaped domain, which
is more general than the domain in [16]. In addition, we consider the following elliptic
system with double critical growth:
⎧ ∗
⎪
⎪ –p u = |u|p –2 u + pα∗ |u|α–2 |v|β u, x ∈ ,
⎪
⎪
⎪
⎨– v = |v|p∗ –2 v + β |u|α |v|β–2 v,
p p∗
x ∈ ,
(1.11)
⎪u = v = 0,
⎪ x ∈ ∂,
⎪
⎪
⎪
⎩
u > 0, v>0 x ∈ ,
the existence and the form of positive solution, the uniqueness of the minimal energy
solution of system (1.11) when p = 2. Based on their global compactness result and the
main method in [21], we consider the existence of positive solution of system (1.11) for
general p.
Lemma 2.1 Suppose V (x) = (V1 (x), . . . , Vn (x)), which is a C 1 vector field on Rn and u ∈
1,p ¯ is a solution of (1.1). Then
W0 () ∩ C 1 ()
u div |∇u|p–2 V (x) dx = – |∇u|p–2 V (x), ∇u dx
and
F(u) div V (x) dx = – f (u) V (x), ∇u dx.
Based on the above lemma, we can have a Pohozaev-type inequality for solutions of
equation (1.1).
Theorem 2.2 (Pohozaev-type inequality) Suppose that V (x) is a linear vector field on Rn
with the form
⎛ ⎞
a11 ··· a1n
⎜ . .. .. ⎟
V (x) = ⎜
⎝ .. .
⎟
. ⎠ x,
an1 ··· ann
¯
and V (x) satisfies div V (x) = n and V (x), x > 0 for ∀x ∈ Rn \ {0}. If u ∈ W0 () ∩ C 1 ()
1,p
V (x),x
where μ = sup|x|=0 |x|2
.
V (x),x
Proof From μ = sup|x|=0 |x|2
, we easily get
0 < V (x), x < μ|x|2 , ∀x ∈ Rn \ {0}.
Multiply the equation –p u = f (u) by V (x), ∇u and then integrate in . By Lemma 2.1
and divergence theorem, the right-hand side is
n
∂u
– f (u) V (x), ∇u dx = – f (u)Vi (x) = F(u) div V (x) dx,
i=1 ∂xi
Kou et al. Boundary Value Problems (2020) 2020:178 Page 6 of 17
We also have
div |∇u|p–2 ∇u V (x), ∇u dx
= div |∇u|p V (x) dx
n
n
∂u ∂u n
∂ 2
u
– |∇u|p–2 aij + Vi (x)
j=1 ∂xj i=1 ∂xi i=1 ∂xi ∂xj
= V (x), ν(x) |∇u|p ds
∂
n
n
∂u ∂u
n
∂ 2u
– |∇u| p–2
aij + Vi (x)
j=1
∂xj i=1 ∂xi i=1 ∂xi ∂xj
= V (x), ν(x) |∇u|p ds + u div |∇u|p–2 V (∇u)
∂
n
∂ 2 u ∂u
∂u
n
– |∇u| p–2
Vi
j=1 i=1
∂xj
∂xi ∂xj ∂xj
= V (x), ν(x) |∇u|p ds – |∇u|p–2 V (∇u), ∇u dx
∂
n
1 ∂
– |∇u|2 dx
|∇u|p–2 Vi (x)
i=1 2 ∂x i
= V (x), ν(x) |∇u|p ds – |∇u|p–2 V (∇u), ∇u dx
∂
n
1 ∂
– |∇u|p dx
Vi (x)
i=1
p ∂x i
= V (x), ν(x) |∇u| ds – |∇u|p–2 V (∇u), ∇u dx
p
∂
1
n
1
– V (x), ν(x) |∇u|p ds + aii |∇u|p dx.
p ∂ p i=1
Comparing the left- and right-hand sides, we know the following identity:
1
1– |∇u|p V (x), ν(x) ds
p ∂
Kou et al. Boundary Value Problems (2020) 2020:178 Page 7 of 17
1
n
=– aii |∇u|p dx + |∇u|p–2 V (∇u), ∇u dx + F div V (x) dx
p i=1
1
n n
=– aii uf (u) dx + |∇u|p–2 V (∇u), ∇u dx + aii F(u) dx.
p i=1 i=1
0 < V (∇u), ∇u ≤ μ|∇u|2 .
Thus,
|∇u|p–2 V (∇u), ∇u dx ≤ μ |∇u|p dx = μ uf (u) dx
n
because div V (x) = i=1 aii = n, we obtain the following inequality:
(pμ – n) uf (u) dx + pn F(u) dx
∂u p
≥ (p – 1) V (x), ν(x) ds.
∂ ∂ν
By the above Pohozaev-type inequality, we can immediately get the nonexistence result
of the following problem:
⎧
⎨– u = |u|α–1 u + λ|u|p–2 u, u > 0, in ,
p
(2.2)
⎩u = 0, on ∂.
Theorem 2.3 Assume that the vector field V (x) of Theorem 2.2 is transverse to ∂. Then
(2.2) has no positive solution if
np – n + pμ
α≥ and λ ≤ 0.
n – pμ
Proof With the similar method in the proof of Theorem 2.2, we also first consider that
(1.1) has a positive solution u. Then inequality (2.1) holds,
α+1 p 1 α+1 λ p
(pμ – n) u + λu dx + pn u + u dx
α+1 p
∂u p
≥ (p – 1) V (x), ν(x) ds.
∂ ∂ν
That is,
pn
pμ – n + u dx + pμλ up dx
α+1
α+1
∂u p
≥ V (x), ν(x) ds.
∂ ∂ν
Kou et al. Boundary Value Problems (2020) 2020:178 Page 8 of 17
np–n+pμ pn
Since α ≥ n–pμ
, we have pμ – n + α+1
≤ 0. Thus,
∂u p
pμλ u dx ≥
p
V (x), ν(x) ds. (2.3)
∂ ∂ν
p u dx = div |∇u|p–2 ∇u dx
∂u
= |∇u| p–2
∇u, ν ds = |∇u|p–2 ds = 0.
∂ ∂ ∂ν
p u dx = – u|u|α–1 dx < 0,
By the way, we consider a special case of p = 2 which was discussed in [28]. Take p = 2
in Theorem 2.2 and Theorem 2.3, we have the following conclusions.
Corollary 2.4 (Pohozaev-type inequality for p = 2) Suppose that V (x) is a linear vector
1,p ¯
field on Rn satisfying div V (x) = n and V (x), x > 0 for ∀x ∈ Rn \ {0}. If u ∈ W0 () ∩ C 1 ()
is a solution of (1.1) when p = 2, then
(2μ – n) uf (u) dx + 2n F(u) dx
(2.4)
∂u 2
≥ V (x), ν(x) ds,
∂ ∂ν
V (x),x
where μ = sup|x|=0 |x|2
.
Corollary 2.5 Suppose that the vector field V (x) of Corollary 2.4 is transverse to ∂. Then
(1.4) has no positive solution if
n + 2μ
α≥ and λ ≤ 0.
n – 2μ
3 Examples
In this section, we construct two examples of domains in R3 which satisfy the conditions
of our theorems but not non-star-shaped. The first example has been discussed in [28],
the second one is new.
Kou et al. Boundary Value Problems (2020) 2020:178 Page 9 of 17
⎧ √ √
⎪
⎪ 2 sin 2θ cos(θ – 1 – r 2 sin 2θ ),
⎨ x 1 = √1 – r e √
1 : x2 = 1 – r2 esin 2θ sin(θ – 1 – r2 sin 2θ ), θ ∈ [0, 2π], (3.1)
⎪
⎪
⎩
x3 = r, r2 ≤ 1.
In [28], the second author of the paper has proved that, for any given point P ∈ R3 ,
the closed surface 1 is not star-shaped with respect to P. Thus, 1 is not star-shaped.
Subsequently, it is easy to verify that 1 satisfies the conditions of Theorem 2.2.
Next, we will give the specific graphic of the planar closed curve 1 in [28], which is
generated by the intersection of 1 and , where = {x = (x1 , x2 , 0) | x1 ∈ R1 , x2 ∈ R1 }.
Figure 1 is the graph of 1 .
⎧ √ √
⎪
⎪ 2 cos 2θ cos(θ + 1 1 – r 2 sin 4θ ),
⎨ x 1 = √1 – r e 2
√
2 : x2 = 1 – r2 ecos 2θ sin(θ + 12 1 – r2 sin 4θ ), θ ∈ [0, 2π], (3.2)
⎪
⎪
⎩
x3 = r, r2 ≤ 1.
⎛3 ⎞
7
0 0
⎜ 15 ⎟
V (x) = ⎝ 0 7
0 ⎠ x.
3
0 0 7
It is easy to see that V is positive and 3i=1 aii = 3. By a direct computation, we can show
that V (x) is transverse to 2 . Therefore, 2 satisfies the conditions of Theorem 2.2.
Kou et al. Boundary Value Problems (2020) 2020:178 Page 10 of 17
⎧
⎪
⎪
cos 2θ
cos(θ + 12 sin 4θ ),
⎨x1 = e
2 : x2 = ecos 2θ sin(θ + 12 sin 4θ ), θ ∈ [0, 2π],
⎪
⎪
⎩
x3 = 0.
By the elementary method, we can show that 2 is not star-shaped in the plane. Hence,
2 is not star-shaped.
p1
(u, v) = |∇u| + |∇v|
p p
.
Theorem 4.1 (Pohozaev inequalities) Assume that V (x) is a linear vector field on RN of
the form
⎛ ⎞
a11 ··· a1n
⎜ . .. .. ⎟
V (x) = ⎜
⎝ .. .
⎟
. ⎠x
an1 ··· ann
() ∩ C 1 ()
for ∀x ∈ RN \ {0}, V (x) satisfies div V (x) = N and V (x), x > 0. If (u, v) ∈ W ¯ is
a solution of (1.2), then
(pμ – N) (u, v)∇F(u, v) dx + pN F(u, v) dx
p (4.1)
∂u p
∂v
≥ (p – 1) V (x), ν(x) + ds,
∂ ∂ν ∂ν
V (x),x
where μ = sup|x|=0 |x|2
.
Proof Applying Theorem 2.2 to the first equation of system (1.2), we have
(pμ – N) ufu (u, v) dx + pN Fu (u, v) dx
(4.2)
∂u p
≥ (p – 1) V (x), ν(x) ds.
∂ ∂ν
Similarly, applying Theorem 2.2 to the second equation of system (1.2), we have
(pμ – N) vfv (u, v) dx + pN Fv (u, v) dx
(4.3)
∂v p
≥ (p – 1) V (x), ν(x) ds.
∂ ∂ν
Similarly, applying Theorem 2.2 and Theorem 2.2 in [12] to two equations in the system
of (1.9), we can generalize the Pohozaev identity (1.10) of (p,q)-Laplace system in [16] to
Pohozaev inequalities.
Theorem 4.2 (Pohozaev inequalities) Suppose that V (x) is a linear vector field on RN , and
let
⎛ ⎞
a11 ··· a1n
⎜ . .. .. ⎟
V (x) = ⎜
⎝ .. .
⎟
. ⎠ x.
an1 ··· ann
Kou et al. Boundary Value Problems (2020) 2020:178 Page 12 of 17
() ∩ C 1 ()
∀x ∈ RN \ {0}, V (x) satisfies div V (x) = N and V (x), x > 0. If (u, v) ∈ W ¯ is a
solution of (1.9), then
(pμ – N) (qμ – N)
(u, v)∇F(x, u, v) dx + (u, v)∇F(x, u, v) dx
p q
+ N F(x, u, v) dx + F1 (x, u, v) dx (4.4)
1 ∂u p
1 ∂v q
≥ 1– V (x), ν(x) ds + 1 – V (x), ν(x) ds,
p ∂ ∂ν q ∂ ∂ν
V (x),x
where μ = sup|x|=0 |x|2
.
Proof Based on Theorem 2.2 and [12], and the equations of system (1.9), we have
(pμ – N) uFu (x, u, v) dx + pN Fu1 (x, u, v) dx + p F1,u (x, u, v) dx
(4.5)
∂u p
≥ (p – 1) V (x), ν(x) ds
∂ ∂ν
and
(qμ – N) vFv (x, u, v) dx + qN Fv1 (x, u, v) dx + q F1,v (x, u, v) dx
(4.6)
∂v q
≥ (q – 1) V (x), ν(x) ds,
∂ ∂ν
Remark 1 The Pohozaev inequalities in Theorem 4.2 can also be written in the following
forms:
(pμ – N) (qμ – N)
|∇u| dx + p
|∇v| dx + N F(x, u, v) dx + F1 (x, u, v) dx
q
p q
1 1
≥ 1– V (x), ν(x) |∇u|p ds + 1 – V (x), ν(x) |∇v|q ds.
p ∂ q ∂
Theorem 4.3 Suppose that the vector field V (x) of Theorem 4.1 is transverse to ∂. Then
(1.11) has no positive solution.
∗ ∗
Proof Let F(u, v) = p1∗ (|u|p + |v|p + |u|α |v|β ) dx, by Theorem 4.3, the right-hand side of
the Pohozaev inequalities can be written as follows:
p
1 ∂u p
∂v
1– V (x), ν(x) + ds ≥ 0,
p ∂ ∂ν ∂ν
Kou et al. Boundary Value Problems (2020) 2020:178 Page 13 of 17
< 0.
RN ,
and (u, v) ∈ W
∞ 1 1 p∗ p∗ α β
J (u, v) = |∇u| + |∇v| dx – ∗
p p
u+ + v+ + u+ v+ dx.
p RN p RN
By Theorem 1.7 in [27] and Lemma 3.4.5 in [29], we have the global compactness results
as follows.
Lemma 5.1 (Global compactness result, see [27]) Let (un , vn ) be a Palais–Smale sequence
. Then there exists a solution (u0 , v0 ) of system (1.11), m sequences of positive num-
for W
bers rni (1 ≤ i ≤ m), and m sequences of points xin (1 ≤ i ≤ m), when n → ∞, such that up
to a subsequence:
m N–p
(1) (un , vn ) = (u0 , v0 ) + rni p
Ui rni x – xin , Vi rni x – xin + σn1 + σn2 ,
i=1
m
(2) J(un , vn ) = J(u0 , v0 ) + E∞ (Ui , Vi ) + o(1).
i=1
Theorem 5.2 Assume that ⊂ RN is a bounded domain and there exists 0 < R1 < R2 <
+∞ satisfying
x ∈ RN : R1 < |x| < R2 ⊂ ,
x ∈ RN : |x| < R1 ⊂ .
R1
Then problem (1.11) admits a positive solution when R2
is sufficiently large.
Kou et al. Boundary Value Problems (2020) 2020:178 Page 14 of 17
up
S := inf p S0 := f (τ )S,
u∈W 1,p (RN )\{0} |u|p∗
1+τ p
where f (τ ) := p .
∗ ∗
(1+τ β +τ p ) p
∗ ∗
M := (u, v) ∈ W : u + p
+ v + p
+ u + α
v + β
dx = 1 .
By similar methods as those in [27], if we choose ε > 0 small enough, J1 has no critical
value in (S0 , S0 + ε]. However, if J1 does not have a critical point, then the unit sphere is
contractible in , which contradicts {x ∈ RN : |x| < R1 } ⊂ . This implies that J1 has criti-
cal points, and so the system has nontrivial positive solutions. Without loss of generality,
1
let R1 = 4R < 1, R2 = 4R > 1. For ∀σ ∈ Sn := {x ∈ RN | |x| = 1} (unit sphere), 0 ≤ t ≤ 1, we
denote
1 N–p
(1 – t) p–1 p
uσt (x) = p p ∈ W 1,p RN .
(1 – t) p–1 + (x – σ t) p–1
1,p
In order to make ωtσ ∈ W0 () for every uσt (x), and RN |∇(uσt , τ uσt ) – (ωtσ , τ ωtσ )|p dx is
small enough, we choose a radially symmetric function φ ∈ C0∞ as follows:
⎧
⎪
⎨φ(Rx) 0 ≤ |x| ≤ R ,
1
⎪
φR (x) = 1 1
≤ |x| ≤ R,
⎪
⎪ R
⎩ x
φ( R ) |x| ≥ R,
σ
u , τ uσ – ωσ , τ ωσ p N
t t t t W (R )
p
p
= 1 + τ2 2 ∇ uσt (φR – 1) dx
RN
p
p p
≤2 p
1 + τ2 2 ∇uσt (φR – 1) + p
uσt |∇φR |p
RN RN
p 1 p p
≤ C[ ∇uσt dx + ∇uσt dx + uσt dx
BC
2R ∪B 1
Rp B4R \B2R B 1
2R 2R
:= A + B + C.
Obviously, A → 0, when R → ∞.
C p∗ 1–
p
B≤ uσt dx R p∗ → 0.
Rp B4R \B2R
Kou et al. Boundary Value Problems (2020) 2020:178 Page 15 of 17
Denote
ωtσ
vσt = ,
(ωtσ , τ ωtσ )Lp∗
p∗ + p∗ ∗ uσ
where (ωtσ , τ ωtσ )Lp∗ = (u ) + (v+ )p + (u+ )α (v+ )β , limR→∞ RN |∇vσt – ∇ uσ t ∗
| dx →
t Lp
0, hence
(vσt , τ vσt )(v0 , τ v0 ) ∈ M; J1 (vσt , τ vσt ) → S0 .
Therefore, we just have to prove:
such that J1 (u0 , v0 ) < S0 + ε, J1 (u0 , v0 ) = 0.
There exists (u0 , v0 ) ∈ M
We prove the problem by reduction to absurdity. By Lemma 5.1, J1 does not have any
Palais–Smale sequence at level (S0 , S0 + ε]. By the deformation lemma in [21], ∃ε > 0, and
× [0, 1] → M,
a flow : M such that
c+ε , 1) ⊂ M
(M c–ε ,
where M c = {(u, v) ∈ M
: J1 (u, v) < c}.
× [0, 1] → M
By the deformation lemma, for given δ > 0, there exists a flow : M such
that
S1 , 1) ⊂ M
(M S0 +δ
Let
p∗ p∗ α β
J2 (u, v) = x u+ + v+ + u+ v+ dx.
p∗ p∗ α β
u+n + v+n + u+n v+n δx1 ,
because
p
lim ∇vσt dx = S0 .
t→1
δ , so we have
Hence, vσt ∈ MS0 + 2
vσt , 1 = vσt .
Kou et al. Boundary Value Problems (2020) 2020:178 Page 16 of 17
Therefore,
h(σ , 0) = E J2 (v0 , 1) = x2 ∈ .
Acknowledgements
We would like to express our great thanks to the referees for their valuable suggestions.
Funding
This work was supported by the Fundamental Research Funds for Youth Development of the Army Engineering
University of PLA. (Grant No. KYJBJQZL1926).
Competing interests
The authors declare that they have no competing interests.
Authors’ contributions
All authors contributed equally and significantly in writing this article. All authors read and approved the final manuscript.
Author details
1
Department of Basic Courses, The Army Engineering University of PLA, Nanjing, 211101, P.R. China. 2 College of Science,
Hohai University, Nanjing, 210098, P.R. China.
Publisher’s Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
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