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CARDIAC ANAESTHESIA

Cardiopulmonary Learning objectives


transplantation: an After reading this article, you should be able to:

anaesthesia review C understand the incidence and prevalence of end-stage heart and

lung disease
C understand the current donor situation and recent advances

Vikrant Pathania C understand the indications for and contraindications to heart

Gagan Preet Singh and lung transplantation


C understand relevant perioperative anaesthetic concerns
Khaled Halawa
C understand postoperative complications and their management

Abstract Currently in the UK, approximately 15% of heart donations


Transplantation is a definitive treatment of choice in suitable patients are post-circulatory death (DCD), with the remainder from
with end-stage organ failure. Approximately 5000 heart transplants donation after brain death (DBD).3 Increased use of DCD dona-
and 4000 lung transplants are performed globally every year. Survival tion is perhaps the most significant change in recent years. The
after heart transplant is almost twice in comparison to lung transplant. outcomes from DCD donation are similar to those from DBD
Due to deficiency in donor pool, number of patients on waiting list are donation, but there is an increased requirement for postoperative
increasing every year. Recipient selection should be done carefully as mechanical circulatory support in DCD donation.4
it massively impacts the outcome. Anaesthesia management for heart
and lung transplant is quite demanding. In this article, we will Prioritizing transplant patients
review the various challenges encountered by an anaesthetist
Once accepted for transplantation, patients are placed on a three-
during the pre-, intra-, and postoperative period. The postoperative
tiered waiting list (Table 1). Super-urgent priority includes pa-
complications and its management will also be discussed briefly.
tients receiving temporary mechanical circulatory support (a
Keywords Anaesthesia; complications; donor; heart; lung; rejection; short-term left ventricular assist device (LVAD) and extracorpo-
transplant real membrane oxygenation (ECMO)) or those at imminent risk
of dying. Urgent priority includes patients receiving intravenous
Royal College of Anaesthetists CPD Skills Framework: Cardiothoracic
(IV) inotropes or those with complications related to a durable
LVAD, such as driveline infection or pump thrombosis. Many
patients classified as non-urgent are supported by a durable
LVAD at home, such as the HeartMate 3 or HeartWare HVAD.
Introduction
Ischaemic time, organ preservation, and future directions
Heart failure is a major public health burden with an estimated
The donor heart is transported (in an ice box) to the operating
global prevalence of over 26 million, leading to major economic
room where the recipient’s heart has been resected. After
loss. Severe advanced heart failure is estimated to exist in 1e2
completion of cardiac transplantation, the heart-lung machine is
million people worldwide who in the absence of advanced
discontinued, and reperfusion is initiated. The time taken from
therapies (ventricular assist device or cardiac transplantation)
donor heart arrest to reperfusion in the recipient’s body is called
are at high risk of death (up to 75% in 1 year).1,2
the ‘ischaemic time’. Ischaemic time is a predictor of survival,
Heart transplantation is currently the gold standard treatment
and the goal is to keep ischaemic time <4 hours. A new devel-
for refractory heart failure. Despite various advances, the prog-
opment in organ transportation is securing the donor heart in a
nosis and quality of life of patients with advanced heart failure
warm, beating state as opposed to the traditional hypothermic,
(HF) remains poor. A shortage of donors limits the number of
arrested state. Utilizing the Organ Care System (OCS) Heart
heart transplants, leading in turn to increased use of mechanical
System (TransMedics, Andover, Massachusetts, USA), hearts can
circulatory support devices.
be transported for longer with less concern about ischaemic time
(Figure 1). This technology can increase donor numbers and
maximize donor heart utilization.6
Vikrant Pathania MBBS MD FNB FCAI EDAIC is a Consultant in
Cardiothoracic Anaesthesia and Intensive Care at the Freeman Indications and contraindications
Hospital, Newcastle, UK. Conflicts of interest: none declared.
Timely referral of patients to the transplant list is of utmost
Gagan Preet Singh MBBS DNB FNB is a Clinical Fellow working in the importance for their survival. Before referring any patient for
Cardiothoracic Anaesthesia and Intensive Care Department at the
transplantation, indications and contraindications should be
Freeman Hospital, Newcastle, UK. Conflicts of interest: none
declared. thoroughly addressed (Table 2 and Table 3).

Khaled Halawa MBBCH MSc-Anaesthesia is a Clinical Fellow working in Anaesthesia for heart transplantation
the Cardiothoracic Anaesthesia and Intensive Care Department at the
Freeman Hospital, Newcastle, UK. Conflicts of interest: none Anaesthesia management for heart transplantation is
declared. demanding and frequently occurs on an emergency basis

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CARDIAC ANAESTHESIA

Patients on the heart transplant lists at 31 March 2023 Indications for heart transplantation
(2022) in the UK, by centre5
Absolute indications
Centre Non-urgent Heart urgent Super-urgent 1. Heart failure (HF) causing haemodynamic compromise (refractory
cardiogenic shock, dependence on inotropic support for organ
Adult perfusion, peak VO2 <10 ml/kg/minute)
Birmingham 38 (43) 3 (4) 0 (0) 2. Severe symptoms of cardiac ischaemia not amenable to coronary
Glasgow 15 (14) 4 (2) 0 (0) artery bypass surgery or percutaneous coronary intervention
Great Ormond 1 (1) 1 (0) 0 (0) 3. Refractory ventricular arrhythmias (not responding to any
Street treatment)
Harefield 49 (62) 9 (4) 1 (2) Relative indications
Manchester 29 (30) 2 (2) 0 (1) 1. Peak VO2 11e14 ml/kg/minute and major limitations of daily
Newcastle 62 (72) 12 (10) 0 (0) activity
Papworth 34 (32) 4 (3) 0 (1) 2. Recurrent unstable ischaemia not amenable to any intervention
TOTAL 228 (254) 35 (25) 1 (4) 3. Unstable fluid balance/renal function not due to patient non-
Paediatric compliance with medical treatment
Great Ormond 19 (14) 8 (4) 0 (1) 4. Other; severely impaired left ventricular ejection fraction, func-
Street tional class III or IV HF symptoms
Newcastle 15 (17) 6 (9) 0 (0)
TOTAL 34 (31) 14 (13) 0 (1) Table 2

Table 1
are immunosuppressed. The operating theatre team should be
prepared for emergency initiation of cardiopulmonary bypass
because of unpredictable availability of organs. Recipients may
(CPB) and immediate blood transfusion.
be stable at home or critically ill in the intensive care unit
In addition to standard monitoring, a pulmonary artery cath-
(ICU). Patients may have had previous cardiac surgery or be
eter (PAC) and transoesophageal echocardiography (TOE) are
receiving some form of temporary mechanical circulatory sup-
appropriate for all heart transplant recipients. External defibril-
port, such as ECMO or an LVAD.
lator pads should be applied in all cases. Large-bore IV access
and an arterial catheter should be sited before inducing anaes-
Anaesthesia management and monitoring
thesia. A central venous catheter (CVC) is often sited post in-
A senior surgeon and perfusionist should be immediately avail- duction but in very-high-risk recipients may be done beforehand.
able prior to induction of anaesthesia. Induction of anaesthesia If possible, the CVC and PAC should be sited in the left internal
should be carefully coordinated, giving at least 1 hour for jugular vein, as the right vein is reserved for subsequent
anaesthesia and 1 hour for preimplantation surgery or 2 hours for myocardial biopsies. The PAC should not be advanced into the
re-do surgery. Strict asepsis should be followed, as these patients pulmonary artery until after implantation of the graft.

Figure 1

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CARDIAC ANAESTHESIA

>4 hours, reperfusion for >90 minutes results in better survival.7


Contraindications for heart transplantation After reperfusion and prior to weaning from CPB, TOE is used for
Absolute de-airing of the heart and to rule out intra-cardiac thrombus.
1. Advanced irreversible renal failure without planned concurrent Assessment of ventricular function is unreliable until the heart is
renal transplantation unloaded. Once separated from CPB, the PAC should be
2. Advanced irreversible liver disease without planned concurrent advanced into the pulmonary artery to measure cardiac index
liver transplantation and mixed venous oxygen saturation. When the chest is closed,
3. Advanced irreversible lung parenchymal disease pacing should be changed to DDD mode.
4. Advanced irreversible severe pulmonary hypertension
5. Solid organ or haematological malignancy in the past 5 years Optimizing haemodynamic function
Relative The most common cause of failure to separate from CPB is right
1. Severe peripheral vascular disease ventricular (RV) failure caused by impaired systolic function and
2. Severe cerebrovascular disease increased pulmonary vascular resistance (PVR). Treatment of RV
3. Severe osteoporosis failure involves optimizing preload, augmenting RV contractility
4. Uncontrolled diabetes mellitus with end organ damage and reducing PVR. Simple strategies to reduce PVR include
5. Active infection (excluding left ventricular assist device-related maintaining normoxia, normocarbia and a normal pH, while
infection) simultaneously avoiding high ventilatory pressures, which in-
6. Individual factors (body mass index >35 kg/minute/m2, lack of crease RV afterload. Mechanical ventilation at a relatively
social support, substance abuser, psychological instability) high ventilatory frequency (>15 bpm) and modest tidal volume
(5e6 ml/kg) helps achieve these objectives. Milrinone and iNO
Table 3
are also useful agents to reduce PVR.
As recipients are fragile and prone to excessive hypotension Hypotension, which can lead to reduced RV perfusion pres-
induction should be slow with immediate recourse to vaso- sure, is managed by infusion of noradrenaline targeting a mean
pressor agents. Antimicrobial and immunosuppressive drugs are arterial pressure (MAP) of 60e65 mmHg. Other causes of hy-
given after induction of anaesthesia according to institutional potension include impaired left ventricular (LV) systolic function
protocol. IV methylprednisolone is usually given at induction and vasoplegia. Vasoplegia can occur in about one-third of pa-
and again after reperfusion of the graft. tients after heart transplantation. Risk factors include preopera-
tive use of angiotensin-converting enzyme inhibitors, the
Surgical considerations presence of an LVAD and prolonged CPB. Treatment includes
vasopressors and IV methylene blue.8
After sternotomy, the surgeon exposes the aorta, pulmonary ar-
tery and the superior (SVC) and inferior (IVC) vena cavae. For
Blood component therapy
patients with LVADs, the pump, inflow and outflow cannula and
driveline must also be mobilized. Before cannulation for CPB, IV To minimize the problem of allosensitization all blood products
heparin is administered at a standard dose (350e450 U/kg), tar- should be leucodepleted and cytomegalovirus (CMV) negative.
geting an activated clotting time >400e500 seconds. Repeat Blood products are guided by the patient’s preoperative coagu-
heparin dosing or antithrombin III concentrate may be required in lation status, bleeding before CPB and blood testing (haemoglo-
patients with heparin resistance (antithrombin III deficiency) bin, platelet count, fibrinogen concentration, prothrombin time
secondary to preoperative heparin therapy. Important consider- (PT), activated partial thromboplastin time (aPTT) and throm-
ations prior to separation from CPB include the potential for boelastography (TEG).
pacing, haemodynamic support and blood component therapy.
Mechanical circulatory support
Vasoactive support
Patients who fail to wean from CPB or who do so with marginal
The transplanted heart is denervated, with loss of direct sympa- haemodynamics (MAP <65 mmHg, CI < 2 litres/minute/m and
thetic and parasympathetic input. Surface a and b receptors are central venous pressure (CVP) >15 mmHg) despite modest
present, but the graft responds in an attenuated and delayed to high dose inotropic support (adrenaline or noradrenaline
manner to circulating catecholamines. Atropine and neostigmine >0.1e0.2 mg/kg/minute) should be placed on mechanical cir-
have no effect on heart rate. Indirect acting sympathomimetic culatory support. Options include venoarterial (VA) ECMO and a
drugs, such as ephedrine, should be avoided. The choice of temporary RV assist device. Evidence suggests that early insti-
vasoactive drugs is often based on institutional preference. Inhaled tution of VA ECMO is the best option.9
nitric oxide (iNO) at 10e20 ppm can be used as a pulmonary
vasodilator and to attenuate primary graft dysfunction (PGD). Complications
Early complications
Allograft management
1. Primary graft failure is defined as primary failure of the
Allow sufficient time for the graft to recover before attempting to graft, affecting the left and/or right ventricle causing hae-
wean from CPB. Typically, 1 hour should be allowed for reper- modynamic compromise. Treatment includes haemody-
fusion and longer when the donor ischaemic time is prolonged. namic support with vasopressors and use of mechanical
Studies have found that when the donor ischaemic time is circulatory devices in severe cases.

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CARDIAC ANAESTHESIA

2. RV dysfunction is the most common early postoperative agents such antilymphocyte antibodies (thymoglobulin) and
complication. Recipients with high pulmonary vascular interleukin-2 antagonists (basiliximab) for intensive immuno-
resistance, present with increased risk of RV failure. Intra- suppression in situations of acute rejection.
operatively it is vital to exclude mechanical causes, such as
torsion of the pulmonary artery anastomosis, to note extra- Anaesthesia for lung transplantation
corporeal circulation output, and to consider the possibility
Introduction
of pulmonary vasoconstriction following protamine and gas
Lung transplantation has gained increased success over the past
embolism. Treatment aims to optimize RV preload and
20 years owing to improved surgical techniques, refinements in
normovolaemia, reduce PVR with vasodilators (nitroprus-
donor and recipient selection, and overall improved post-
side, nitric oxide, prostacyclin, and sildenafil) while
operative care of the recipients. The number of lung transplants
increasing myocardial contractility. Mechanical ventilation
performed worldwide has increased dramatically since 1985,
should be adjusted to avoid hypoxia and elevated ventilatory
however further achievement is limited by organ availability.
pressures. If there is no adequate response, the use of cir-
Since May 2005, lung transplant waiting list prioritisation has
culatory assistance devices should be considered.
been based on a Lung Allocation Score (LAS) developed to
3. Infections are with primary graft failure among the principal
address high waiting list mortality. To increase organ availability
causes of mortality in the first 3 years after transplantation.
and improve outcomes, a portable lung perfusion system, Organ
They account for 12% of deaths in the first 30 days and 29%
Care System (OCS) Lung, has also been developed.
between 1 month and 1 year (excluding CMV infections).10
Most are opportunistic and secondary to immunosuppression. Recipient selection
Lung transplantation is an operation of last resort. There are
Late complications insufficient donors and patients are unlikely to be considered
1. Cardiac allograft vasculopathy is among the primary causes unless other measures have failed, and their short-term prog-
of death after the first year of heart transplant. This is an nosis is otherwise poor. The presence of uncontrolled systemic
important factor affecting long-term survival, along with disease precludes consideration and good renal and hepatic
neoplasms, with an incidence of 8% in the first year, 30% in function is essential, particularly in view of immunosuppressant
5 years, and 50% in 10 years.10 Its clinical manifestations are toxicity. This is particularly important in a1-antitrypsin defi-
similar to those of coronary artery disease, such as ar- ciency and cystic fibrosis, both of which may affect the liver
rhythmias, myocardial infarction, HF, and sudden death. It directly. An aspergilloma is a contraindication to any form of
has limited clinical treatment, with retransplant as the only lung transplantation as its attempted removal inevitably leads to
definitive therapeutic option. seeding of the pleural cavity and mediastinum. Previous
2. Neoplasms Transplant recipients have a two- to fourfold thoracic surgery may make it difficult to operate and the possi-
increased risk of developing neoplasia secondary to immu- bility of a future lung transplant should therefore be borne in
nosuppression. This includes malignancies related to viral mind when considering the best treatment for conditions such as
infections, such as non-Hodgkin’s lymphoma and Hodgkin’s pneumothorax.11
lymphoma, Kaposi sarcoma, anogenital cancers and hepatic
cancers. Mammalian target of rapamycin (mTOR) inhibitors Indications for lung transplantation
have antitumor action and are used in these conditions. These include chronic obstructive pulmonary disease (COPD),
emphysema, pulmonary fibrosis, cystic fibrosis, pulmonary hy-
Rejection pertension, a-1-antitrypsin deficiency, bronchiectasis, congenital
According to the latest International Society for Heart and Lung heart diseases and pulmonary manifestations of systemic dis-
Transplantation (ISHLT) register, the incidence of graft rejection eases such as sarcoidosis and systemic lupus erythematosus
has fallen progressively over recent years. In 2010, it reached its (SLE).
nadir at approximately 25%, thanks to the development of Lung transplantation should be considered in patients with
immunosuppression drugs and strategies.10 Classically there are advanced lung disease whose clinical status has progressively
three types: hyperacute, cellular, and humoral. The performance declined despite maximal medical or surgical therapy. Candi-
of ABO-compatible transplantation and pretransplant panel- dates are usually symptomatic during activities of daily living
reactive antibody (PRA) testing has reduced the incidence of and have a limited expected survival over the next two years.
rejection. Equally endomyocardial biopsy maintains its gold Other considerations include appropriate age (previously 65-
standard in accurate and early rejection diagnosis. year-old, but now trending older), acceptable nutritional status;
usually 80e120% of ideal body weight and BMI 30e35, satis-
Immunosuppression factory psychosocial profile and support system.12

According to ISHLT,10 the triple regimen of corticosteroid Contraindications


(methylprednisolone, prednisolone), calcineurin inhibitor  Non-curable systemic infection (chronic active hepatitis B,
(cyclosporine, tacrolimus) and an antiproliferative agent (cyclo- hepatitis C, and HIV)
sporine and tacrolimus) is used routinely in most major centres.  Malignancy in the last 2 years (except cutaneous squa-
Likewise, mTOR) inhibitors (sirolimus, everolimus) are used to mous cell carcinoma or basal cell carcinoma)
reduce the incidence and progression of neoplasia and cardiac  Significant dysfunction of other vital organs (may consider
allograft vasculopathy. Additionally, induction therapy deploys concurrent transplant of a second organ)

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CARDIAC ANAESTHESIA

 Significant coronary artery disease or heart failure, include  The first graft organ can be rested while on CPB. It is still
congenital cardiomyopathy (may consider combined heart- ventilated with low pressure and low FiO2, but without
lung transplant) receiving excessive flow and risking become hyperaemic
 Active tobacco smoking and oedematous.
 Significant psychosocial issues: absence of a reliable social  Permits to repair of any intra-cardiac shunt or tricuspid
support system, ongoing history of substance abuse, his- regurgitation on CPB.
tory of non-compliance, or inability to comply with com- The advantages of off CPB
plex medical regimen and follow-up care13  Avoids exposure to the CPB circuit, post-CPB coagulopathy
 Advanced age (>65 years old, but a relative CI)14 and bleeding.
 Significant chest wall/spinal deformity (relative CI).  Avoids instrumentation of aorta and vascular complication
 Can provide gas exchange and hemodynamic stability with
Anaesthetic management less heparin exposure.
Preoperative assessment should address potential transplant The majority of bilateral lung transplant at UCSF are now
rejection or infection, immunosuppressive effects on other or- done with central VA ECMO.
gans and the effect of organ dysfunction on the transplanted Remember that ventilation is still necessary while on ECMO.
lung. Likewise, disease in the native lung, indications for the Venous drainage may be poor and fluid replacement may be
surgical procedure and its effect on the lung merit consideration. necessary.
It is also necessary to evaluate supplemental oxygen re-
quirements, pulmonary function tests, arterial blood gases, chest PA anastomosis: it is during this period that the surgeon will
X-ray, CT, ECG, echocardiogram, complete blood count, glucose, request methylprednisolone (10 mg/kg), timed to finish prior to
electrolytes, renal and liver function tests, coagulation tests and the release of PA and reperfusion of the graft organ. Graft
to exclude infections. reperfusion is a critical period. PGD can occur quickly with onset
of severe pulmonary oedema that despite suctioning may
Perioperative management necessitate initiation of ECMO (if done off ECMO). Also, lung
If possible, continue immunosuppressants until the day of sur- reperfusion can release metabolites causing acidosis and hypo-
gery with judicious use of anxiolytics lest they lead to hyper- tension. It is therefore best to avoid excessive fluid/albumin after
carbia. Administer immunosuppressants IV if oral agents are donor lung implantation lest oedema arise. The donor lung has
precluded and prophylactic antibiotics. Avoid femoral lines and no functional lymphatics. Nevertheless, fluid may be necessary if
nasal intubation as they increase risk infection.15 there is significant base deficit.

Invasive monitoring Haemodynamic management


Despite over 260 lung transplant centres conducting over 4000 The recipient’s haemodynamics require inotropic support and
lung transplants annually, there are no formalized clinical management of SVR and PVR.
guidelines for advanced intraoperative monitoring. Nevertheless, Endothelial derived relaxing factor (EDRF), now identified as
invasive arterial pressure (IAP) monitoring, PAC, CVP and TOE nitric oxide (NO), plays a key role management of PVR and areas
are widely advocated in lung transplantation.15 of ventilation-perfusion (V/Q) mismatch in patients with
ischaemia-reperfusion injury.6 Monitor central venous pressure,
Airway equipment pulmonary artery pressure, and urine output. Maintain a careful
Left-sided double-lumen tube (DLT): general guideline (for fluid balance and consider that altered lymphatic drainage in the
men: 39 or 37 Fr and for women: 35 or 37 Fr), fibreoptic transplanted lung may cause interstitial fluid accumulation. Treat
equipment with DLT exchange catheter, GlideScope, continuous these patients with diuretics and limited crystalloid infusion.
positive airways pressure set-up (for during one lung ventila- ECMO as a bridge to lung transplantation has increased 27%,
tion), prepare for potentially a full stomach and a difficult while mechanical ventilation (MV) has decreased 38% over the
airway. Other systemic manifestations of the underlying lung past decade. Survival with ECMO has significantly improved and
disease (such as rheumatoid arthritis and cervical spinal disease, is now equivalent to survival in recipients bridged on MV. These
scleroderma and CREST syndrome, SLE and renal disease, and results suggest gains in use, outcomes, and safety of ECMO in
steroid side effects) can be challenging. this patient cohort.17
The decision on whether to perform the transplantation on
ECMO, CPB, or off pump depends on the patient’s RV function, Pain management strategies in lung transplantation
severity of pulmonary hypertension (will worsen with pulmo- Management of acute postoperative pain in the lung transplant
nary artery cross-clamp), haemodynamic stability and oxygen recipient can be challenging, yet a balanced approach that is
saturation during dissection on one lung ventilation, and any mindful of cardiopulmonary function while minimizing side ef-
intra-cardiac repair.16 fects can optimize outcomes. Not only is acute postoperative
The advantages of on CPB pain a challenge, but chronic pain is as well. A recent survey
 Haemodynamic stability, especially if there is significant of lung transplant recipients reported chronic pain in 51% a year
RV dysfunction. post-surgery.
 Transfusion via the reservoir is easy in the setting of Given these circumstances, techniques involving use of
haemorrhage. Saturation is easily maintained. regional anaesthetics are often employed. The most frequently

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CARDIAC ANAESTHESIA

studied, thoracic epidural analgesia (TEA), is noted to be the Cardiovascular failure is most commonly attributable to RV
‘gold standard’. Overall, data regarding the impact of analgesic dysfunction, and is exacerbated by hypoxia, acidosis, fluid
approach on lung transplantation outcomes are limited, howev- overload and cardiac tamponade. Early, bedside TOE is essential
er, TEA has been shown to decrease postoperative mechanical to confirm the diagnosis and exclude other causes of hypoten-
ventilation time.18 Other pain management strategies reported sion. Treatment is as described above. Severe RV dysfunction
include use of paravertebral catheters, serratus anterior plane that does not respond to more simple manoeuvres should be
blocks, and erector spinae blocks. Larger studies are necessary to managed with VA ECMO.
define optimal pain management in this patient population and Acute kidney injury occurs in about half of patients after lung
require direct comparisons of specific regional anaesthetic transplantation with approximately one in eight patients
techniques. requiring renal replacement therapy. It may be appropriate to
withhold routine calcineurin inhibitor therapy in patients with
Postoperative care evolving acute kidney injury. To minimize the adverse conse-
The principles of ICU care after lung transplantation involve lung quences of fluid overload and acidosis, early institution of renal
protective ventilation, early tracheal extubation, fluid restriction, replacement therapy is appropriate.20 A
routine immunosuppressive and antimicrobial therapy. Also
necessary is adequate analgesia provision and prophylaxis
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ANAESTHESIA AND INTENSIVE CARE MEDICINE 25:4 235 Ó 2024 Published by Elsevier Ltd.

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