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~ LAKSHMI NAKSHATHRA bio

My name is Lakshmi Nakshathra


My age 28 year
hight 5.7
weight 51kg
I am from Thiruvananthapuram, Kerala 695013, India
I know malayalama and tamil and english
My hobbies are traveling and exploring new thing, bird viewing and coin
collecting
My habbits are daily Yoga and cooking and some other works
FAMILY DETAILS
my father's name :Ratheesh
My father works in HDFC group ( management group)
My mother name is Nakshathra 57,, she is high school teacher, now
I have one borther now she is working in IT field .. in living in sri lanka
* I have one pet .. its name snoofy

ABOUT FRIENDS
My best friend name is Meghana (she is working in fashion designer)

SCHOOLING ABOUT LAKSHMI


I done my schooling Carmal girls higher secondary schhol tvm (1st to 12th) in
2010
I done my masters in finance in 2016 in Mar Ivanios College, Thiruvananthapuram

MY FUTURE PLANS AND GOALS


* Combining compliance and trading expertise, I plan to excel in finance.
Offering financial advice is a key focus. Personally, I look forward to blending
work with my love for trave
* In future I like to travel all over world with my favourite person
PROFESIONAL DETAILS

and I work in the financial services industry, specifically helping people make
informed investment decisions in banks

*****************************************
ABOUT MY PROFESSION ....
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Question and answers --------------------------------------------------
1.Job Description for a Former Investment Advisor?
AWR:
As a former Investment Advisor, my responsibilities included providing
financial advice and recommendations to clients, conducting research and analysis
on investment opportunities, creating and implementing investment strategies, and
monitoring the performance of client portfolios. I also worked closely with clients
to understand their financial goals and risk tolerance, and educated them on
various investment products and services. Additionally, I was responsible for
staying up to date on market trends and regulatory changes, and ensuring compliance
with industry regulations and standards. I also participated in client meetings and
presentations, and maintained strong relationships with clients to ensure their
satisfaction and trust in my advice.

**Sample Answers to Reader Questions:**


2. What does a Senior Investment Advisor?
AWR:
A Senior Investment Advisor is responsible for providing investment advice
and guidance to clients, typically high-net-worth individuals or institutional
investors. They analyze market trends, assess clients' financial goals and risk
tolerance, and recommend investment strategies and products to help clients achieve
their objectives. They may also oversee a team of investment advisors and assist in
developing investment policies and procedures for their firm.

3. **Reader:** "Why is compliance important in a company?"


**Answer:** "Compliance is essential to protect the company from legal and
financial risks. It helps maintain the company's reputation and ensures it operates
ethically, which is crucial for building trust with stakeholders and customers."

4.. **Reader:** "What challenges did you face in your role?"


**Answer:** "I encountered various challenges, such as keeping up with evolving
regulations, balancing compliance with business objectives, and ensuring employees
throughout the company understood and followed compliance policies."

I left my role to explore new opportunities and challenges in my career. I wanted


to bring my skills and experience to a different aspect of the financial sector,
which is why I'm now working as a [mention your character's current role]

5. **Reader:** "What qualifications and skills are necessary for a Senior


Compliance Officer?"
**Answer:** "To excel in this role, one typically needs a strong background in
regulatory compliance, legal knowledge, and risk management. Skills like attention
to detail, analytical thinking, and communication are also crucial."

6. **Reader:** "Can you give an example of a challenging compliance issue you had
to deal with?"
**Answer:** "Certainly. Once, we faced a complex situation where we had to
navigate new regulations while also ensuring our existing policies were up to date.
It required meticulous research and collaboration with other departments to
maintain compliance."

7. **Reader:** "How do you stay updated with ever-changing regulations?"


**Answer:** "Staying informed is a continuous effort. I relied on industry
publications, attended relevant seminars and conferences, and maintained a network
with other compliance professionals to exchange insights and updates."

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