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REVIEW

C URRENT
OPINION Subphenotypes of acute kidney injury in adults
Suvi T. Vaara a, Lui G. Forni b and Michael Joannidis c

Purpose of review
Acute kidney injury is a heterogeneous syndrome and as such is associated with multiple predisposing
conditions and causes all of which affect outcomes. Such heterogeneity may conceal the potential benefit
of therapies when generally applied to patients with acute kidney injury (AKI). The discovery of
pathophysiology-based subphenotypes could be of benefit in allocating current and future therapies to
specific groups.
Recent findings
Clinical subphenotypes group patients into categories according to predisposing factors, disease severity,
and trajectory. These may be helpful in assessing patient outcomes. Analyses of existing databases have
revealed biological subphenotypes that are characterized by levels of biomarkers indicative of
hyperinflammation and endothelial injury. Patients with increased levels of these biomarkers display higher
mortality rates compared with those with lower levels and there is potential that this group might respond
differently to therapies. However, challenges remain in the validation, generalizability, and application of
these subphenotypes.
Summary
Subphenotyping may help reduce heterogeneity under the umbrella term of acute kidney injury. Despite
challenges remain, the identification of AKI subphenotypes has opened the potential of AKI research
focused on better targeted therapies.
Keywords
acute kidney injury, endothelial injury, inflammation, subphenotypes

INTRODUCTION the presence of biomarker positivity, treatment


Acute kidney injury (AKI) is a frequently encoun- response or lack of it, as well as outcomes. Given
tered syndrome in the critically ill [1,2] being this, it follows that there are many potential sub-
defined by increases in plasma creatinine and/or phenotypes within a group. Some of these have been
decreases in urine output [3]. As such, it is an in clinical use for decades, such as the severity score
umbrella term similar to acute respiratory distress of AKI [8], whereas recent analyses have revealed
syndrome (ARDS) [4] and sepsis [5] which lacks several subphenotypes based on biomarkers that are
granularity when applied to a wide variety of suggestive of differing underlying pathophysiolog-
patients. Markedly different combinations of preex- ical processes implying potentially different thera-
&&

isting chronic illnesses, acute risk factors, and the peutic responses [9 ]. This kind of biologic
trajectory of critical illness may lead to AKI that in
turn may manifest with multiple recovery patterns a
Division of Intensive Care Medicine, Department of Anesthesiology,
and outcomes [3]. This existing heterogeneity com- Intensive Care and Pain Medicine, University of Helsinki and Helsinki
plicates classification and confounds research University Hospital, Helsinki, Finland, bIntensive Care Unit and Surrey
efforts, especially where therapeutic opportunities Perioperative Anaesthesia and Critical Care Collaborative Research
are being considered [6]. Group, Royal Surrey Hospital NHS Foundation Trust & Department
of Clinical & Experimental Medicine, Faculty of Health Sciences, Uni-
Recently, the concept of subphenotypes has
versity of Surrey, Guildford, UK and cDivision of Intensive Care and
emerged in the critical care literature [7]. Subphe- Emergency Medicine, Department of Internal Medicine, Medical Uni-
notypes are distinct groups within a defined pheno- versity of Innsbruck, Innsbruck, Austria
type, that is, a group of patients with AKI, the overall Correspondence to Suvi T. Vaara, Staff Specialist, Intensive Care Unit
phenotype, who share common features that sepa- M1, Meilahti Hospital, Box 340, 00290 Helsinki, Finland.
rate them from other subphenotypes within the Fax: +358 9 471 75678; e-mail: suvi.vaara@helsinki.fi
group [7]. These features may include disease Curr Opin Crit Care 2022, 28:599–604
severity and trajectory, predisposing risk factors, DOI:10.1097/MCC.0000000000000970

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comprising tubular inflammation, oxygen stress,


KEY POINTS and impaired medullary perfusion [15]. Hence,
 Subphenotypes are groups within the umbrella term of why the KDIGO definition [3] discourages the use
AKI which share common features that separate them of the terminology prerenal AKI. Alternatively, cat-
from other subphenotypes within the group. egorization using the trajectories of creatinine have
been proposed as a substitution for prerenal AKI
 Biological subphenotyping according to the underlying
reflecting a functional reduction of glomerular fil-
pathophysiological process could allow targeting
existing and novel therapeutics to patients who benefit tration rate rather than damage. In addition, a pat-
the most. tern of renal recovery has been investigated
resulting in a discrimination between transitory
 AKI subphenotypes characterized by high levels of AKI, with a duration of less than 3 days and persis-
inflammatory and endothelial injury biomarkers and
tent AKI [16]. However, persistent AKI has recently
higher risk for mortality have been discovered.
been redefined by the persistence of higher degree of
AKI stage 3 for more than 72 h [17].
Another approach may be according to the
attainment of the criteria of AKI stages. The discrim-
subphenotyping could allow targeting existing and ination of AKI defined by serum creatinine value
novel therapeutics to patients who may benefit the versus AKI defined by urine output has significant
most from a particular therapeutic approach. In this implications on the outcome, with the combination
narrative review, we will discuss the recent findings of both criteria showing the worst prognosis [18].
regarding both clinical and biological subpheno- Adding biomarkers to each of the conventional
types as well as associated opportunities and chal- criteria can add relevant information to the clinical
lenges. picture (Fig. 1). However, a decrease in urine output
may represent a pathological or physiological
response [19], and thus may require additional bio-
CLINICAL ACUTE KIDNEY INJURY markers for discrimination [20].
SUBPHENOTYPES When considering the type of kidney injury and
Whereas significant progress has been made in the its associated pathophysiology this may lead to a
definition and staging of AKI by establishing the specific clinical diagnosis (Table 1) and trigger
KDIGO criteria 2012 [3], as outlined it remains a immediate intervention(s). For example, reduced
heterogenous syndrome comprising of a variety of kidney perfusion may result from hypovolemia,
different presentations and causes which require dif- reduced cardiac output, renal vasoconstriction, or
ferent treatment approaches. Systematic application vasoplegic shock. In addition, sepsis exhibiting a
of conventional tools, including urine analysis and dysregulated host response, as well as the release
microscopy, helping to specify the differential diag- of damage-associated molecular patterns may trig-
nosis within the syndrome have been proposed [10] ger similar inflammatory interstitial reactions in the
but are infrequently applied. Consequently, several kidney as in infection [21]. Other examples
approaches have been taken for clinical phenotyping include trauma, burns, and specific insults, such
of AKI over the last decades. AKI has been categorized as infections of the kidney (e.g., pyelonephritis)
using the context of associated organ failure as dis- and immunologically mediated AKI including glo-
criminator resulting in further syndromes, including merulonephritis, interstitial nephritis, and vasculi-
cardiorenal syndrome [11], pulmonary renal syn- tis all of which have specific treatments. Drug-
drome [12], sepsis-associated AKI [13], and hepato- mediated AKI, which includes both drugs that
renal syndrome [14]. However, all of these suffer from impair renal perfusion in general (e.g., calcineurin
the same problems with heterogeneity, including inhibitors) or pre and preglomerular vessel tone (i.e.,
multiple pathophysiological mechanisms, resulting nonsteroidal anti-inflammatory drugs, angiotensin-
in limited information regarding the underlying converting enzyme inhibitors), direct toxins (e.g.,
pathophysiology and resulting treatment. vancomycin, gentamycin, amphotericin B, non-iso/
An alternative approach directed at the pre- low-osmolar radio contrast media) or allergic reac-
sumed underlying mechanism could be more fruit- tion (e.g., drug-associated interstitial nephritis)
ful. Classically prerenal, intrinsic, and postrenal AKI should prompt a critical re-evaluation as to the
have been described although the distinction continuation of the drug. Finally, obstruction in
between prerenal and intrinsic AKI has become the urinary tract should not be missed.
the focus of intense debate of late as depending Clinical phenotyping has also been applied to
on the duration or ‘prerenal AKI’, it will trigger patients recovering from AKI. In a study on over
pathomechanisms typical for intrinsic AKI 16 000 patients with KDIGO stage 2 or 3 AKI patterns

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Subphenotypes of acute kidney injury in adults Vaara et al.

FIGURE 1. The spectrum of acute kidney injury according to biomarkers of kidney injury, urine output, and serum creatinine.
AKI, acute kidney injury; BM, biomarker; Cr, creatinine; UO, urine output.

of reversal from AKI, defined as survival with no finding ways to define biological subphenotypes
longer meeting criteria for stage 1, and recovery, could help to allocate therapeutic targets specific
defined as reversal at hospital discharge, were studied to pathophysiological processes within the correct
[22]. Five patterns of recovery were identified relating population, that is, predictive enrichment. Typi-
to the AKI stage. The most common was early reversal cally, these traits may not be identifiable by using
(26.6%) but 26.5% of this cohort had no reversal at all. conventional clinical assessment or clinical classi-
Three other phenotypes were described, including fiers such as the severity of AKI.
late reversal, early reversal with one or more relapses The current understanding of biological AKI
but ultimate recovery and relapse without recovery. subphenotypes comes from analyses conducted in
In all 58.8% of patients had a complete recovery and existing observational and randomized controlled
features consistent with this group were patients trial (RCT) databases together with biomarker
undergoing surgery and an increasing urine output. assays, mostly related to inflammation and endo-
&& &&
In those with relapsing AKI sepsis was a strong indi- thelial injury [9 ,24 ]. These analyses have used
cator. Unsurprisingly, outcomes including mortality latent class analysis (LCA) to derive subphenotypes.
and length of hospital stay were associated with sub- Briefly, LCA is a mixture modeling technique, with
phenotype with individuals recovering late faring an assumption of an unobserved categorical variable
better than those with no recovery and those recov- existing that separates the patients into mutually
ering early having the best outlook. Significantly, in exclusive latent classes [25]. Available observed var-
patients with sepsis and AKI further clinical subphe- iables are used to predict the class membership.
notypes can be recognized and a recent multinational Therefore, the results of such an analysis inevitably
prospective observational study in children demon- depend on the variables that are available which is a
strated an outcome relationship with clinical pheno- major drawback to this approach.
type based on duration and severity of AKI [23]. The first study to discover biological AKI sub-
phenotypes by Bhatraju et al. hypothesized the exis-
tence of subphenotypes based on differences in
BIOLOGICAL ACUTE KIDNEY INJURY inflammatory and endothelial injury biomarkers.
SUBPHENOTYPES Two subphenotypes were found, and they were
The concept of Biological subphenotypes refers to defined by differences in angiopoietin-1 (ANG1),
groups of patients who share a common underlying angiopoietin-2 (ANG2), tumor necrosis factor recep-
pathophysiological mechanism [7]. Therefore, tor-1 (TNFR1), and IL-8. Furthermore, in a reanalysis

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Table 1. Clinical phenotypes of acute kidney injury

Types of AKI Associated syndromes

Reduced kidney perfusion Low-flow AKI


Hypovolemia Hypovolemic AKI
Reduced cardiac output Cardiac surgery -- AKI, cardiorenal syndrome
Vasoconstriction Hepatorenal syndrome
Vasogenic shock Vasoplegic AKI
Sepsis High-flow AKI
Dysregulated host response Sepsis-associated AKI
Damage-associated molecular pattern triggered inflammatory interstitial reaction Traumatic AKI, burns AKI
(i.e., sepsis, trauma, burns)
Infection Infective AKI
Pyelonephritis Urosepsis
Immunological Autoimmune AKI
Glomerulonephritis Rapidly progressive glomerulonephritis
Interstitial nephritis Acute interstitial nephritis
Vasculitis HUS, TTP, TMA, etc.
Drug associated
Pre and postglomerular vessel tone (i.e., NSAIDs, ACE inhibitors, calcineurin inhibitors) Drug-induced functional AKI
Direct toxins Toxic-AKI (nephrotoxins, rhabdomyolysis)
Allergic reaction Interstitial Nephritis
Outflow obstruction Obstructive AKI

ACE, angiotensin-converting enzyme; AKI, acute kidney injury; HUS, hemolytic-uremic syndrome; TMA, thrombotic microangiopathy; TTP, thrombotic
thrombopenic purpura.

of a randomized trial cohort with a biomarker com- endothelial injury in the pathophysiology of AKI
bination of ANG1, ANG2, and sTNFR1 they discov- associated with worse clinical outcomes. The role of
ered that patients belonging to the subphenotype 1 endothelial injury has been reported in multiple
(lower levels of endothelial and inflammatory analyses [27–29] supporting the findings of these
markers) responded differently to vasopressin ther- subphenotype analyses. However, the optimal bio-
apy with a lower risk of death compared with the marker set to define the subphenotype associated
&&
subphenotype 2 [9 ], whereas the main trial with endothelial injury remains elusive.
reported no difference between the treatment Significantly, research regarding biological
groups [26]. Similarly, endothelial injury biomarkers ARDS subphenotypes has also revealed patterns of
&&
were included in another database analysis [24 ] biomarkers indicative of inflammation and endo-
which demonstrated the largest differences between thelial injury where a defined hyperinflammatory
heparin-binding protein, neutrophil elastase 2, pro- subphenotype has been associated with higher mor-
teinase 3, and matrix metalloproteinase 8, whereas tality rates [30]. These biomarkers have included IL-
ANG2 and IL-6 levels were less discriminatory 6, IL-8, sTNFR1, and plasminogen activator inhib-
between the discovered two subphenotypes. Nota- itor-1 (PAI1) [30]. The application of a parsimonious
bly, patients belonging to subphenotype 2 also had algorithm has been validated that uses only three or
higher vasopressor requirements and received larger four variables to define subphenotypes [31] bringing
&&
amounts of fluid therapy [24 ]. the subphenotypes closer to practical clinical use.
As well as a slightly different set of measured Another study recognized so-called uninflamed and
biomarkers, the two analyses also varied regarding reactive subphenotypes based on an almost corre-
the patient cohort and timing of biomarker meas- sponding set of endothelial and inflammatory bio-
urements, which may explain the later findings markers [32]. Notably, the biomarkers defining
using the same biomarkers by Wiersema et al. hyperinflammatory subphenotypes in AKI partly
&&
[24 ] where the differences in ANG2 levels between correspond to those defining hyperinflammatory
the discovered subphenotypes were less clear. or reactive ARDS subphenotypes (Table 2). Finally,
Importantly, both analyses support the role of subphenotypes have also been identified in patients

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Subphenotypes of acute kidney injury in adults Vaara et al.

who did not yet fulfill the diagnostic criteria for treatment benefits for well-defined subgroups. On
ARDS [33]. the contrary, as most clinical trials are conducted
Taken together, it is no surprise that these find- without biomarker measurements, running even
ings suggest that at least hypoinflammatory and post-hoc analyses regarding the already discovered
hyperinflammatory phenotypes exist among ICU subphenotypes is not possible. Biobanking in trials
patients. Potentially, these represent the same con- would therefore be an important facilitative step to
tinuum of patients, some presenting with AKI, others advance the understanding of heterogeneity in the
with ARDS, and a proportion with both AKI and ARDS trials and the discovery of targeted therapeutics
or a subclinical version of these not fulfilling the although this has considerable cost implications.
current clinical diagnostic criteria. Furthermore, a
concept beyond the syndromic ICU diagnoses has
&&
been proposed [34 ]. Instead of typical ICU syn- CHALLENGES AND FUTURE DIRECTIONS
dromes, patients would be grouped based on treatable The identification of AKI subphenotypes has opened
traits that reflect underlying pathophysiology and a new potential research area; however, multiple
&&
perhaps would respond to specific treatment [34 ]. challenges remain especially regarding the biological
Variable insults such as infection or trauma could lead subphenotypes. Thus far, the analyses have been
to the activation of similar pathways leading to these conducted in preexisting databases of observational
recognizable traits such as hyperinflammation, cohorts or RCT data with limited variables and bio-
&&
which could be targeted with specific therapies [34 ]. marker data availability, with little external valida-
tion. Therefore, the optimal defining variables as well
as the optimal number of existing subphenotypes
SUBPHENOTYPES AND THERAPEUTIC remain unknown. Moreover, in subphenotypes
POSSIBILITIES defined by one or several biomarkers, the timing of
Thus far, the only available data about AKI subphe- measurement may become a key factor given the
notypes and treatment response come from the anal- different kinetic profiles. However, Wiersema et al.
ysis by Bhatraju et al. [9 ]. After discovering and
&& &&
[24 ] reported corresponding results regarding sub-
replication of subphenotypes in observational phenotype classification from biomarker levels meas-
cohorts, they developed a parsimonious classification ured at ICU admission and 24 h thereafter.
and applied it to the VASST trial patients. Patients Although the identified subphenotypes come
with subphenotype 1 (and lower levels of the endo- from analyses that have concentrated on hypotheses
thelial injury biomarkers) were found to have a ben- regarding endothelial injury, other subphenotypes
eficial response to vasopressin therapy, in contrast to based on different pathophysiological mechanisms
&&
the neutral results of the original analysis [9 ]. may be discovered. One potential field of research
Research regarding differing therapeutic responses includes biomarkers found in the urine. Albeit they
between the hypoinflammatory and hyperinflamma- have been widely investigated in terms of different
tory subphenotypes of ARDS has revealed interesting predictive properties, their role of identifying different
findings. In a reanalysis of a large RCT comparing pathophysiological pathways, especially in combina-
simvastatin with placebo, patients with hyperinflam- tion with clinical parameters has not been fully
matory subphenotype receiving simvastatin had lower elucidated yet.
28-day mortality [35]. However, reanalysis of a large To be useful for the daily care of critically ill
trial comparing rosuvastatin with placebo, no such patients in directing future therapeutics to those
benefit for the treatment of a hyperinflammatory who may benefit from them, the subphenotypes
subphenotype could be detected [36]. Significantly, should be easily identifiable also using tools available
in the re-analysis of the Fluid and Catheter Treatment in routine clinical work. Thus far, none of the bio-
trial, patients with hyperinflammatory subpheno- markers defining the biological subphenotypes of AKI
types randomized into standard fluid therapy survived are routinely available. Therefore, future subpheno-
better than patients in the liberal fluid therapy arm, type studies should also address the development of
whereas the original trial reported no survival differ- tools for bedside subphenotype identification, also
ence between treatment arms [37]. including tools for point-of-care testing. Finally,
These findings among AKI and ARDS patients machine learning models are likely to play a key role
strengthen the potential role of subphenotypes in in the bedside application of subphenotypes [38].
addressing heterogeneity in therapeutic trials. More-
over, the examples from ARDS patients encourage
further analyses in existing and future AKI trials to CONCLUSION
scrutinize whether reducing heterogeneity with Heterogeneity remains a complication of the defi-
analysis according to subphenotypes would reveal nition of AKI. A better understanding of the features

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Conflicts of interest recovery. Crit Care 2020; 24:150.
There are no conflicts of interest. The analysis included multiple inflammatory and endothelial injury biomarkers and
demonstrated that patients in the subphenotype with higher levels of these
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