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MECHANICS OF PLAIN AND RETROFITTED TRADITIONAL

TIMBER CONNECTIONS
By Maria A. Parisi,1 Member, ASCE, and Maurizio Piazza2

ABSTRACT: The rehabilitation of old historic buildings often requires retrofitting traditional timber connections.
Experimental and numerical methods were used in this work to study the elastic and postelastic behavior of the
birdsmouth joint, which is used with great frequency in old timber roof structures, especially in the Mediterranean
and Alpine regions. After a preliminary inspection of several buildings to acquire data on existing assemblages,
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an experimental program of testing full-scale samples under monotonic and cyclic loads was undertaken. Dif-
ferent configurations with parameters related to geometry, loading, and material properties were studied using a
finite-element model of the connection; the results were calibrated with experimental results. The behavior of
various joints was also investigated using a simplified physical model. The leading roles of friction, axial
compression, and joint dimensions in determining the joint capacity and postelastic behavior have been high-
lighted and quantified. Different types of retrofitting methodologies based on the insertion of metal parts were
examined and compared on an experimental basis.

INTRODUCTION eter values. The behavior is interpreted also with a simplified


physical model. The effects of different types of retrofitting
The lack of practical but realistic models for the connections techniques are discussed.
in old, traditional timber structures may lead to very conser-
vative designs for retrofits and upgrades needed to satisfy new PRELIMINARY INVESTIGATIONS
safety and serviceability requirements. This general lack of
appropriate design knowledge was the motivation for initiating The number of studies on the mechanical characteristics of
a program of research into the behavior of these connections. existing traditional timber connections is very small. With
Most of the connections are concerned with joining ele- some exceptions (e.g., King et al. 1996; Bulleit et al. 1999;
ments subjected to axial load and are usually modeled as per- Seo et al. 1999), the focus of timber research is oriented to-
fect hinges; occasionally, for stability reasons, a full moment ward new, engineered configurations. Because of this lack of
transmission is assumed. However, these connections offer background information, an extended territorial survey was
only limited, but significant, rotational stiffness and may be carried out on a significant number of timber structures. The
best classified as semirigid. objective of this operation was to develop a realistic database
The moment versus rotation curve for a joint integrates in- on the connections of interest and on relevant timber struc-
formation on stiffness, capacity, and ductility; retrofitting, the tures. The frequency of use of the different connection typol-
mechanical behavior of the joint should be predictable from ogies, the ranges of their geometric parameters, and an esti-
geometry, compression level, and properties of the material mate of the service stress levels were among the variables
estimated by nondestructive tests or simply by inspection. One examined.
objective of this work is to parametrically characterize the me- Over 30 structures were examined in two geographically
chanical behavior of traditional timber connections in terms of close areas of the Italian alpine region; for historical reasons,
moment versus rotation. each region has different building traditions.
Traditional timber joints rely on direct contact and friction. Data have been collected for the following types of con-
Metal connectors, seldom present in the assembly, do not nections: the birdsmouth joint, the mortise and tenon, and the
transmit forces directly. They are intended to maintain the half-lap. The birdsmouth joint was the most frequent config-
functionality of the connection in adverse and unpredictable uration in the regions surveyed and very likely in the entire
conditions. Conservative retrofitting acts in a similar perspec- country.
tive. New metal connectors, often inserted on an empirical
basis, are intended to induce a reliable connection behavior Birdsmouth Joint
without drastic modification. Traditional timber connections transmit forces by direct
This research addresses both unreinforced and reinforced contact on facing elements, and the birdsmouth joint with a
connections under monotonic and cyclic loading. Attention has ‘‘single tooth’’ is the most frequent connection scheme in roof
been principally focused on the birdsmouth joint, because of structures (Fig. 1). The geometric configuration of these joints
its frequent use in practice. The study includes a preliminary varies depending on the types of structural elements that they
structural survey performed for acquiring data, the experi- connect. For example, the connection angle (skew angle) and
mental testing of full-scale samples, the calibration of a finite-
element model of the connection with experimental results,
and the numerical study of configurations with various param-
1
Assoc. Prof., Dept. of Struct. Engrg., Politecnico di Milano, piazza
L. da Vinci 32, 20133 Milan, Italy. E-mail: parisi@stru.polimi.it
2
Assoc. Prof., Dept. of Mech. and Struct. Engrg., Univ. of Trento, via
Mesiano 77, 38050 Trento, Italy.
Note. Associate Editor: William M. Bulleit. Discussion open until May
1, 2001. To extend the closing date one month, a written request must
be filed with the ASCE Manager of Journals. The manuscript for this
paper was submitted for review and possible publication on November
23, 1999. This paper is part of the Journal of Structural Engineering,
Vol. 126, No. 12, December, 2000. 䉷ASCE, ISSN 0733-9445/00/0012- FIG. 1. Typical Timber Roof Structure in Traditional Building,
1395–1403/$8.00 ⫹ $.50 per page. Paper No. 22157. with Details of Birdsmouth Connections

JOURNAL OF STRUCTURAL ENGINEERING / DECEMBER 2000 / 1395

J. Struct. Eng. 2000.126:1395-1403.


the geometric proportions are quite different when connecting
rafter and chord or rafter and king post in a roof truss.
The bearing capacity of the joint is a function of the skew
angle, the notch depth, and the length of the toe that offers
shear resistance to horizontal thrust when in a chord element.
Old traditional connections generally do not rely on the con-
tribution of metal parts that, when present, have only a sec-
ondary static role. New metal elements are often added during
retrofit, especially for seismic upgrades. Bolts, stirrups, and
binding strips, the basic elements used for reinforcing, have
been considered here in both the experimental and numerical
study of upgraded connections.
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EXPERIMENTAL ANALYSIS
The experimental research was carried out at the Structural
Testing Laboratory of the University of Trento, and consisted
of monotonic and cyclic tests of full-size joints (Parisi and FIG. 2. Test on Birdsmouth Joint (Unreinforced Sample, ␤ ⴝ
60ⴗ): Testing Apparatus, Instrumentation Layout, Positive and
Piazza 1998). Tests on unreinforced joints were performed in Negative Force Direction
order to acquire information on the primary behavioral char-
acteristics of the connection as well as its sensitivity to a few
cells, linear voltage differential transducers (LVDT), and strain
parameters. A refined quantification of the effects of other pa-
gauges, are shown in the figure.
rameters was done using a numerical analysis.
A fruitful interaction between experimentation and numer-
Geometry and Loading
ical analysis permitted investigators to adequately prepare the
former on the basis of first numerical results, and to simplify Tests were performed under displacement control for two
the latter by eliminating the modeling of nonsignificant as- values of the skew angle, 30⬚ and 60⬚; these are typical con-
pects. figurations for the birdsmouth joint. For all the specimens, the
Monotonic loading tests were performed first on a set of geometric dimensions were these: length of the elements l =
unreinforced assemblies. Subsequently, two sets of joints that 1.90 m, rafter cross section 190 ⫻ 200 or 200 ⫻ 225 mm,
were reinforced with basic devices were tested with monotonic notch depth tv = 55 mm and notch length lv = 350 mm for a
and cyclic loads. The purpose of these tests was to uncover skew angle ␤ = 30⬚, and tv = 35 mm and lv = 200 mm for
any advantages and deficiencies in the behavior of the joint ␤ = 60⬚.
and of the device itself, as well as to determine a need for The first step of the loading procedure in both the mono-
different types of reinforcement. tonic and cyclic tests was the application of an axial com-
pression force on the rafter. This force, modeling the effect of
Material Parameters self-weight and dead load always present in the structure, was
kept constant during the subsequent phases. It should be noted
Extensive testing of the materials preceded structural testing that the force was imposed in the test rig by using two steel
in order to characterize the mechanical properties. A set of old, bars at the theoretical position of the joint. Thus, the first load-
fairly homogeneous, structural timber elements was salvaged ing phase occurred with the joint free of rotational constraint;
from the demolition of 17th century buildings, and was used for this reason, in the force versus displacement diagrams
to fabricate the connection specimens. The coniferous species shown in the following paragraphs, the displacement axis is
(Picea Abies Karst) matched an intermediate strength class shifted back by this initial value.
between C18 and C22 in the European classification system In the second and subsequent loading phases, a transverse
(EN 338). Typical values found for strength and the elastic force, F, acted perpendicular to the axis of the rafter. These
modulus parallel to the grain were fc,0,mean = 22.6 MPa, fv,mean loading phases were monotonic, in the positive field (decreas-
= 2.9 MPa, fc,90,mean = 5.7 MPa, and Y0,mean = 9.2 GPa. These ing skew angle) or in the negative one. Monotonic tests to
values were used in the numerical analyses. The values of all determine the elastic behavior (in particular, the apparent elas-
other mechanical parameters were taken from the aforemen- tic limit displacements d ⫹ ⫺
e and d e ) were followed by a series
tioned standard. In particular, the elastic modulus in the trans- of cycles (three load/unloads for each cycle) in the positive
verse direction and the shear modulus were Y90,mean = 0.31 GPa range up to values of displacement d equal to 1.0 d ⫹ e , 1.5
and Gmean = 0.58 GPa, respectively. d⫹ ⫹
e , 2.0 d e , . . . and similarly in the negative direction.
For cyclic testing, a quasi-static history of loading and un-
Test Setup and Instrumentation loading was applied after the initial phases. These tests in-
volved increasing the amount of rotation and a low number of
A steel test-stand that could accommodate samples with cycles. In particular, the test program included one cycle in
skew angles ranging between 20⬚ and 60⬚ was built within a the range [0.25 d ⫹ ⫺
e ; 0.25 d e ]; one cycle in the range [0.5
larger steel loading frame of the laboratory (Fig. 2). The ar- d e ; 0.5 d e ]; three cycles in the range [0.75 d ⫹
⫹ ⫺ ⫺
e ; 0.75 d e ];
rangement allows separate control of two hydraulic jacks. One three cycles in the range [(1.0 ⫹ n)d ⫹ ; (1.0 ⫹ n)d ⫺
] with n
e e
jack, aligned with the rafter, produced constant compression = 0, 1, 2, . . . until failure.
throughout the test; the other, a double-acting element posi-
tioned at a height of 1.80 m above the theoretical center of Experimental Observations
the joint, applied a transverse force with a programmed load
cycle and generated a moment at the joint. Force (F) versus Unreinforced connections were tested mainly with mono-
displacement (d ) curves were measured directly. The two jacks tonic loading, with the aim at characterizing the behavior and
have a maximum loading capacity of 200 and 1,000 kN and obtaining data for calibrating numerical models. The labora-
a maximum extension of 160 mm and ⫾250 mm, respectively. tory experiments uncovered some local deformation mecha-
Types and locations of measuring instruments, including load nisms that could not be detected by numerical analysis. Con-
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J. Struct. Eng. 2000.126:1395-1403.


sequently, the experimentally derived ductility and the energy adopted, considering the limit strengths in the fiber direction,
dissipation capacity of these connections were somewhat fc,0, and in the normal direction, fc,90, and a shear strength, fv .
higher than the numerically derived values, showing that the
analytical results are conservative. Geometric Constraints
Joints tested to their ultimate capacity demonstrated multi-
ple collapse modes. Joints with a skew angle of 30⬚ in positive The chord of the joint assembly is constrained by eliminat-
rotation collapsed in shear parallel to the longitudinal fiber at ing the vertical displacements at the base and the horizontal
the toe of the chord. For 60⬚ angles, collapse occurred when displacements at the vertical right-side border. When the chord
the elements separated; the large rotation combined with the is in a roof truss, it is supported only at its ends by the un-
limited depth of the notch caused the rafter to separate from derlying walls; a limited extension of these supports would
its seat. When collapse occurred after cycling, the effect of not, however, significantly affect the study of relative rotation.
residual compressive deformation from previous cycles further The rafter is in contact with the chord at the notch and has
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reduced the depth of the seat. Knowledge of the behavior at not been otherwise restrained. The contact surfaces where fric-
collapse was crucial when considering reinforcement strate- tion develops have been modeled according to a small sliding
gies. formulation (Oden and Pires 1983)—as implemented in
In order to adequately test and compare the behavior of ABAQUS (1998)—which allows small relative tangential dis-
joints with different reinforcing, these specimens were sub- placements of facing surfaces and unlimited normal displace-
jected to cyclic loading. This comparison was performed ex- ments, within a second-order approximation. A classic Cou-
perimentally, because local effects that could be observed di- lomb formulation of friction has been used. Comparative
rectly would be easily overlooked or misinterpreted with a results show that the adopted model is not so conditioning,
numerical model. As a general result, degradation of the con- because the role of friction is very elementary in the joint.
nections occurred only near collapse and only after a number
of cycles where stable behavior was observed. Loading and Measure of Rotation

NUMERICAL MODELING AND RESULTS Two load application modalities were used. The first repro-
duced exactly the experimental case and was used on the cor-
The geometry and loading of the connection permits the responding numerical model: a first loading step, consisting of
assumption of a state of plane stress for the model. After a an axial compression at the free end of the rafter engaged the
sensitivity study, it was determined that the finite-element contact surfaces at the joint. Subsequently, a transverse force
mesh required about 900 plane 8-node elements to adequately was applied incrementally at the appropriate height on the
model the joint. This helped simulate the local effects from rafter. The second type of loading history was applied to all
boundaries and permitted proper development of stress gra- other cases and models examined. After a first step as above,
dients. Modeling had to be split into the two components in- a couple was applied incrementally at the free end of the rafter,
terconnected at the joint. The rafter was modeled for a length by means of a linear pressure distribution on the cross section.
comparable to its width. For the chord, distance from con- This load permits one to directly evaluate the relationship of
straints guided the sizing. For another set of models used to moment versus rotation without shear effects.
simulate the experimental tests, the mesh was extended to the The relative rotation of the members attached at the joint
full length of the components. was measured from the change in angle between lines drawn
Details of the model concerning the material model, the ge- along the axis of the rafter and the chord; the elastic compo-
ometric constraints, the load path, and the measure of rotation nent of rotation was found to be comparatively insignificant.
are reported in the following sections. The moment and rotation causing the skew angle to close have
been assigned a positive sign.
Material Model
Timber is anisotropic, but may be satisfactorily represented Numerical versus Experimental Results
as orthotropic (e.g., Bodig and Jayne 1982) in the system of A first set of numerical analyses was performed on finite-
so-called anatomic cylindrical coordinates corresponding to element models of the specimens used in physical testing. Re-
the longitudinal, L, radial, R, and transversal, T, directions of sults were expressed in terms of force versus displacement,
the tree trunk. When the material is extracted from the outer evaluated at the same locations as in the experiments.
region, curvature may be neglected and the coordinate system Fig. 3 compares behavior curves obtained for a skew angle
may be approximately considered orthogonal. A complete of 60⬚, axial compression stress ␴c,0 = 1.5 MPa, and positive
knowledge of orthotropic behavior in a material requires val- rotation. The numerical results were obtained with a transverse
ues of three Young’s moduli, Y, three shear moduli, G, and six force increasing monotonically until additional results were no
Poisson’s ratios, ␯. If symmetry is considered, only nine in-
dependent parameters need be defined. For softwood, the fol-
lowing approximate values are acceptable:
YL : YR : YT ⬇ 20 : 1.6 : 1 (1)
GLR : GLT : GRT ⬇ 10 : 9.4 : 1 (2)
YL : GLT ⬇ 14 : 1 (3)
A simpler, axisymmetric model with YR = YT and GLR = GLT
may be reasonably adopted and has been used here. The cor-
responding elastic moduli are Y0 in the direction along the
fiber, and Y90 orthogonal to it, plus a shear modulus, G, and a
Poisson’s ratio, ␯.
Compression in the direction normal to the fiber easily
brings the material beyond the elastic limit (Kollmann and FIG. 3. Comparison between Experimental and Numerical Be-
Côté 1968); for this reason, a Hill-type plasticity rule has been havior (␤ ⴝ 60ⴗ, ␴c,0 ⴝ 1.5 MPa, Positive Rotation)

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J. Struct. Eng. 2000.126:1395-1403.


longer feasible. The study included results for two values of
the friction coefficient. In order to protect the instrumentation,
the specimen was unloaded at a satisfactorily high level of
displacement, but terminated before collapse.
As expected, the results from the numerical model show a
higher stiffness than the experimental results, both because of
the intrinsic characteristics of the FEM formulation and be-
cause of the regularity in the representation of the facing sur-
faces, which contrasts the reality of hand-sawn indentations.
This may explain the stronger agreement of results for higher
initial compression values (e.g., ␴c,0 = 1.5 MPa) that partially
eliminate local irregularities before rotation is induced, and the
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very good agreement for negative rotation, where the mecha-


nism of reaction is soon concentrated in a highly compressed
zone, as described below.
Skew angles of 30⬚ yielded similar results with loads up to
the elastic limit. Beyond that, the low skew angle permitted
the rafter to undergo a series of sudden slides and rotations,
resulting in a sawtooth appearance in the experimental curve.
This behavior could not be duplicated numerically using only
static analysis, because the latter cannot easily recover equi-
librium after the first loss of stability. In general, however, the
numerical analysis seems to supply satisfactory information in
terms of stiffness, strength, and with the above exception, of
displacements.

Parametric Analysis
The parametric analysis was carried out in two steps. Ini- FIG. 5. Effect of Rafter Width (␤ ⴝ 60ⴗ, ␴c,0 ⴝ 1.0 MPa): (a) Pos-
itive Rotation; (b) Negative Rotation
tially, a sensitivity study has allowed reduction of the number
of parameters to be considered further.
The influence of the Poisson ratio, ␯, tested in the range
0.2–0.4, is immaterial. The value assumed henceforth is ␯ =
0.4.
The class of resistance of timber has shown moderate effect
on the inquired behavior. Models with timber class C22, C30,
and C40, applicable to conifers, show differences of only a
few percent in ultimate moments; the differences in the joint
stiffness are low and equivalent to those in the material. A
class C30 was assumed in subsequent analyses.
The most influential parameters were found to be the fric-
tion coefficient, the geometric dimensions, the skew angle, and
the level of compression in the rafter: the selection is, indeed,
indicative of the frictional mechanism of the connection.
Many factors influence the coefficient of friction, ␮, be-
tween timber surfaces: the degree of roughness due to polish- FIG. 6. Effect of Skew Angle (␴c,0 ⴝ 0.75 MPa), Positive Rota-
ing or lack of it, the fiber direction, age, temperature, and tion
moisture content (McKenzie and Karpovic 1968; USGPO
1989). Its value may then differ with time. For old timber
birdsmouth joints, given the fiber direction at contact surfaces, reasonable when a partial penetration of compressed fibers oc-
a reference value of ␮ = 0.30 may be assumed and has been curs. Intermediate values have also been tested, resulting in
used in all other analyses. An upper limit of 0.60 may be the curves in Fig. 4 for positive rotation, the opposite direction
being less sensitive to this parameter.
The dimensions of the rafter section are a primary factor in
the joint strength and deformability, particularly the latter for
positive rotation. The effect of the rafter width is shown in
Fig. 5. The compression stress is constant for the various
curves and, thus, at contact surfaces; the total axial force, how-
ever, increases with the rafter cross section.
The influence of the skew angle is very strong in the posi-
tive rotation and is not significant otherwise. The skew angles
found in birdsmouth joints are related to the use of the con-
nection in the structure. Two values that are meaningful in this
context were considered. Results are shown in Fig. 6.
Fig. 7 shows the effect of the axial compression level. While
stiffness is not affected, the increase of strength is approxi-
mately proportionate to that of the compression stress and,
FIG. 4. Effect of Friction (␤ ⴝ 60ⴗ, ␴c,0 ⴝ 0.75 MPa, Positive Ro- thus, of the axial force, both in the positive and negative di-
tation) rection. Table 1 summarizes results for unreinforced joints.
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TABLE 1. Mechanical Characteristics of Connection (200 ⴛ 200 mm Cross Section, Class C30)

(kNm/rad) ⫻ 103 (kNm) (10⫺2 rad)


Rafter compression
␤ (MPa) k⫹0 k⫺0 M⫹u M⫺u ␾⫹i ␴⫺u

(1) (2) (3) (4) (5) (6) (7) (8)


30⬚ 0.5 1.97 2.02 2.92 2.08 0.8 3.50
1.0 1.94 2.08 5.44 3.98 1.0 5.50
1.5 1.90 2.13 8.01 5.74 1.2 7.20
60⬚ 0.5 1.36 1.54 1.79 1.98 1.5 13.0
1.0 1.35 1.58 3.30 3.78 1.7 14.8
1.5 1.32 1.62 4.76 5.40 1.9 20.5
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FIG. 8. Geometry of Birdsmouth Joint

FIG. 7. Effect of Axial Compression in Rafter (Cross Section


200 ⴛ 200 mm, ␤ ⴝ 60ⴗ): (a) Positive Rotation; (b) Negative Ro-
tation

FIG. 9. Connection at Ultimate State for Negative Rotation


PHYSICAL MODELS FOR INTERPRETATION
AND PREDICTION
the axial force in the rafter, N, may be developed, because
The use of detailed numerical models has some practical friction allows a force component parallel to the slant. This
limitations; they require adequate modeling capabilities and component points downward, as required for equilibrium. A
are computationally intense. If the aim is the prediction of an corresponding downward displacement occurs during testing
ultimate moment rather than a complete behavior, a less de- once friction is overcome.
tailed approximation, such as that supplied by a simple phys- Further rotation progressively separates the surfaces in the
ical model, may be satisfactory. In addition, the effectiveness head zone and the connection rapidly moves toward its ulti-
of a simplified model is directly related to the correctness of mate behavior mode. Ultimately, only a small contact area
the assumptions made concerning the mode of behavior of the remains at the upper extreme of the slant. In this process, the
connection. As a result, it gives valuable insight into the con- reaction that equilibrates the axial force in the rafter moves
nection behavior, highlighting its governing features and prin- upward, increasing the lever arm. The upper limit is obtained
cipal parameters. if this reaction, which must be colinear with the axial force,
The behavior of the joint is asymmetric with respect to ro- is assumed at the upper extreme (Fig. 9), with a lever arm of
tation; therefore, two interpretative models are described in the half the width of the rafter.
following. Both models are based on limit equilibrium consid- With reference to Fig. 10, the ultimate negative moment
erations, with reference to the initial configuration. The ge- may be simply evaluated as Mu = N ⫻ h/2, where N = ␴c ⫻
ometry of the connection is shown in Fig. 8. A is the axial force, ␴c is the level of compression, and A = h
⫻ b is the cross-sectional area. The direction of the resultant
Capacity for Negative Rotation which must be the same as that of N is not, in general, or-
thogonal to the slanted surface; the necessary transverse com-
When a negative rotation opens the skew angle, the beveled ponent with regard to the slant is allowed by friction (and other
surfaces at the inner side of the joint separate, while com- local effects).
pression in the rafter still keeps a decreasing portion of the The agreement of this model with finite-element results is
head zone surfaces in contact. (Fig. 9). A reaction parallel to satisfactory, the error being always less than 10%. The mech-
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J. Struct. Eng. 2000.126:1395-1403.


FIG. 10. Ultimate Equilibrium for Negative Rotation. (Two Ele-
ments Are in Contact Only at Upper End of Indentation, Where FIG. 11. Relative Positive Rotation of Elements at Ultimate
Ultimate Reaction Develops; Maximum Theoretical Value of Le- State
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ver Arm Is h/2)

anism indicates that the ultimate negative moment is highly


dependent on the level of axial compression and on the width
of the rafter. The friction value is not critical, as long as a
suitable transverse component of reaction is available. This
also may be evident from Fig. 4, where the behavior curves
for different levels of friction and a same connection are com-
pared. This also justifies assigning a low level of influence to
other parameters.

FIG. 12. Ultimate Equilibrium for Positive Rotation


Capacity for Positive Rotation

An equilibrium-based model was also adopted for the case force. Yet, it exceeds 10% only for ␤ = 60⬚ and N ⱖ 40 kN,
of positive rotation. This model depends on a mechanism that reaching 18% for N = 60 kN.
was observed both experimentally and numerically. Fig. 11,
traced from numerical results, shows the position of the two Interpreting Behavior
contact surfaces at the ultimate state—just prior to loss of The two simple behavior models have exposed the major
equilibrium. Two small contact zones where the reaction de- factors in the joint behavior. The level of axial compression,
velops are noticeable. One is at the lower edge of the slant as would be expected in a friction joint, and the width of the
and the other is at the right end of the beveled side of the rafter, which contributes as principal terms to the lever arm,
chord. are the primary parameters. The moment is linearly dependent
Assuming that a reaction arises in both locations, the resul- on them. Figs. 7 and 5 from the finite-element model also
tant must counterbalance the axial force N. The resultant will show a proportional increase with these parameters. These
act with the same intensity and opposite in direction to N, but same models justify the secondary role of other parameters
will act at some distance from the line of action of the axial pointed out by the finite-element analysis (e.g., timber class,
force. With reference to Fig. 12, and considering a state of etc.).
limit equilibrium before final sliding takes place, the line of The friction angle has significant influence on the ultimate
action of the reaction R1 at the base of the slant will be rotated positive moment. In the negative case, this parameter is not
with respect to the normal to the slant to an angle less than or specified directly in the model. Yet, equilibrium based on
equal to the friction angle, ␣. The reaction R2 at the right side aligning the reaction to the compression resultant totally de-
of the other beveled surface will act again at an angle ␣ to pends on the existence of friction. Comparisons with the ex-
the normal to that surface. The resultant will be parallel to N perimental observations have also shown that even at the low-
and will act on a line passing from the point of intersection est level of compression, the available friction is sufficient to
of the former two reaction lines. The distance from this inter- satisfy this requirement. Moreover, this model offers indica-
section to the line of action of N is the lever arm of the couple tions on the effects of parameters other than those investigated
that offsets the resultant and the axial force, bl . In an ultimate by the finite-element approach, namely the depth of indenta-
equilibrium state, this couple represents the ultimate moment tion. This parameter, as with other geometric ones like the
that the connection may bear. With reference to Fig. 12, M ⫹ u connection angle, plays a leading role, particularly in the case
= N ⫻ bl , where bl is the lever arm. The derivation of an of positive rotation.
expression for bl is in Appendix I. For a given value of the
connection angle ␤, the distance bl depends on the inclination RETROFITTING STRATEGIES
of the reaction lines and, consequently, is a function of the
geometric parameters of the connection—i.e., the rafter angle Metal connectors have been applied occasionally to timber
and width, the angle of the indentation, and the friction angle. joints since very ancient times. However, this practice became
Equilibrium calculations are always made with reference to common only in the 19th century, when the development of
the initial configuration, even though rotation has taken place industrial production methods made bolts, rivets, and other
at this stage. The actual lever arm following this rotation is metal parts easily available. Metal devices were intended to
smaller than bl . In the case of positive rotation, an additional counteract out-of-plane actions, which could not be resisted by
reduction of lever arm is related to the postelastic deformation the assemblage alone. Today, reinforcing also concerns the be-
of transversally compressed fibers at the reaction area located havior of the friction-based connection in its own plane, and
at the right extreme of the beveled surface. Indeed, this effect is intended to avoid the negative consequences of a temporary
is less significant at other reaction areas where, in negative or decrease in compression forces. In seismic areas in particular,
positive rotation, fibers are compressed approximately along reinforcement can prevent loss of capacity and possible sep-
the less deformable and stronger longitudinal direction. The aration of friction surfaces due to decreased compression
error involved increases with the skew angle and the axial forces, and, under cyclic action, can maintain a stable, or
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J. Struct. Eng. 2000.126:1395-1403.


slowly degrading, behavior. In the frequent situation where Metal binding strips, considered obsolete today, were very
these connections belong to the timber roof structure of ma- frequently adopted in 19th-century roof structures, particularly
sonry buildings, an especially critical point in the seismic be- to strengthen the lower rafter and chord connections in con-
havior is at the interface with the supporting wall. Yet, in order figurations having skew angles typically of 30⬚. An updated
to reduce vulnerability, also the internal joints of the timber version of this layout was considered here: the joint was bound
structure must be put in condition to supply a reliable re- with a U-shaped steel ribbon, 40 mm wide and 4 mm thick,
sponse. located at midjoint, normal to the rafter. At the bottom surface
A comparative study of reinforcing devices has been carried of the chord, a notch was used for proper seating. Two
out experimentally in order to evaluate their effectiveness and threaded bars welded to the upper extremes of the ribbon allow
to point out possible side-effects on the behavior of the con- connection to a plate resting on the rafter surface that com-
nection. The reinforcing devices considered are basic examples pletes the device. The upper plate assures a more uniform
of traditionally used typologies. They are intended mainly as stress distribution; the bolts provide for controlled tightening.
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prototypes, to which elementary types of behavior may be as-


sociated. Monotonic and Hysteretic Behavior
Observations on the behavior of reinforced connections are
Types of Reinforcement based on tests performed at various levels of axial compression
The basic configuration of birdsmouth joints has shown a and different skew angles. A first comparison of the three ap-
semirigid behavior characterized by adequate levels of load proaches may be based on their monotonic response for both
capacity and rotation capability, as well as a satisfactory level directions. Fig. 14 compares results for specific but typical
of ductility. Reinforcing devices should then be selected to cases, in the positive direction.
improve the joint response, respecting, wherever possible, the Bolted connections share the elastic branch of the curve
original conceptual design. For this reason, the extensive use with the corresponding unreinforced joints. Sliding between
of bolted metal plates that would stiffen the joint completely, contact surfaces permits the unreinforced joint to ‘‘yield’’ sud-
inducing a different stress distribution in the structure and pre- denly; in the reinforced joint this undesirable behavior is sup-
venting even relative movements of the connected elements, pressed by the presence of the bolt and leads to a secondary
was not considered. Their use is reserved for specific situations pseudo-hardening branch in the behavior curve. The bolt also
where serious degradation of the joint may make it advisable. eliminates the sawtoothing of the curve that typically occurs
Glued metal dowels would also be problematic when ap- during positive rotation of low skew angle connections. The
plied to existing structures, especially with respect to glue in- sawtoothing is due to temporary interlocking and local sliding
jection. An outflow of glue from the dowel hole and onto the of fibers, particularly at high compression values. Wood is
contact surfaces would completely alter the nature of the joint, compressed along the fibers by the bolt and across them by
producing a brittle glued joint lacking any capacity for energy the washer, eventually giving rise to permanent plastic em-
dissipation. bedding. Yet, the basic joint behavior is maintained in the
Three basic types of intervention considered in this study service phase, improving its postelastic performance. The duc-
are modern implementations of traditional strengthening tech- tility and energy dissipation capability of the joint are dem-
niques: the internal bolt, the stirrup, and the binding strip onstrated in Fig. 15, which shows results from cyclic testing.
shown in Fig. 13. A few fairly stable cycles may be obtained from this assembly,
In this study, a snug-fitting steel rod 20 mm in diameter was comparing favorably with similar modern joints. Subsequently,
used. The rod was threaded at both ends and secured using a plastic embedding induces progressively larger slippages, re-
nut and washer (60 mm in diameter and 6 mm thick) at each sulting in stronger pinching of the cycles and reduced energy
end. A suitable seat area was formed within the timber element dissipation. Yet, the connection holds—at the cost of large
for the washer, allowing perfect contact between surfaces. The displacements. Ultimately, collapse occurs because of local
location of the rod was midjoint; its orientation generally de- fracture of the wood, generally in the region of a knot.
pends on the skew angle: data collected in the initial survey With stirrups, no significant change of stiffness appears in
indicated that the rod is usually orthogonal to the contact the behavior curve. Indeed, this device reduces sliding of the
plane. Tests were performed under different conditions—rod contact surfaces and does not deform significantly under load.
normal to the axis of the rafter, rod normal to the chord axis, Consequently, it has a reduced capability for energy dissipa-
and rod normal to the contact plane. tion, particularly for low skew angles. During alternate load
The use of metal stirrups placed in pairs at opposite sides cycles, a progressive separation of facing surfaces occurred in
of the joint was very popular in the past, is still considered the tests. The gap could not be reduced because the stirrup did
adequate, and is frequently adopted. The effect of the large not readily deform, and the load transmission would then rely
increase of in-plane stiffness in the connection seemed a par-
ticularly interesting point to be investigated. In this study, each
stirrup was composed of two steel plates welded in a V-shape.
Each prong was 50 mm wide and 5 mm thick, parallel to the
rafter or to the chord, and bolted to it with five bolts 16 mm
in diameter.

FIG. 14. Experimental F-d Relationship for Unreinforced and


FIG. 13. Different Types of Traditional Strengthening Tech- Reinforced Connections (␤ ⴝ 30ⴗ, ␴c,0 ⴝ 1.5 MPa, Positive Rota-
niques for Birdsmouth Joint tion)

JOURNAL OF STRUCTURAL ENGINEERING / DECEMBER 2000 / 1401

J. Struct. Eng. 2000.126:1395-1403.


portant aspects of the behavior, particularly at the ultimate
states, and (3) guidance in determining appropriate retrofitting
solutions.
Retrofitting of the connection, usually performed by inser-
tion of metal parts, is indispensable in ensuring reliable con-
nection behavior in adverse and unpredictable conditions. Yet,
overreinforcement, e.g., as obtained by insertion of multiple
bolts along the connection axis, may induce brittle ultimate
behavior. The same reason seems to discourage the albeit fre-
quent use of metal stirrups positioned at the two sides of the
joint, while bolts across the joint axis and metal strips binding
the connection have given more favorable results.
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APPENDIX I. EVALUATION OF LEVER ARM FOR


FIG. 15. Experimental Cyclic F-d Relationship for Connection
with Bolt (␤ ⴝ 30ⴗ, ␴c,0 ⴝ 1.5 MPa)
ULTIMATE POSITIVE ROTATION
The lever arm of the ultimate positive moment in the pro-
exclusively on the metal element. The same gap could also be posed model corresponds to the distance of the line of action
found in the first loading phase, depending on the precision of the axial force in the rafter, N, from the intersection of the
of joint manufacturing, as shown in Fig. 14. The result was a lines of action of the reactions at the two points of contact
conceptually different and statically questionable method of between rafter and chord.
carrying the load, with the possibility of brittle failure in the With reference to Fig. 16, these points are A and B; the
region of the weld. corresponding lines a and b intersect at P, and the distance
The binding strip seems an intermediate solution between from P to action line c is P⬘-P. With the coordinate system in
bolt and stirrup. At low compression no significant change in the figure, the origin is at B; point A has coordinates (lv ⫺ tv
stiffness appears with respect to the unreinforced joint. For tan ␤/2; tv ). The slopes of lines a, b, and c are tan(␤/2 ⫺ ␣),
higher axial forces the behavior extends clearly into a post- tan⫺1(␣ ⫺ ␦), and tan ␤, respectively, with
elastic field and is very similar to that of the bolted connection.
Also in this case, the difference is evident only for high values tv

冉冊
␦ = tan⫺1 (4)
of the transverse force. Indeed, in this assembly plastic em- ␤
bedding is very low and limited to the contact area at the lower lv ⫺ tv tan
2
surface of the chord. Contrary to the previous case, no sepa-
ration of the joint surfaces takes place. Since the strip must Thus, the corresponding straight line equations are

冉 冊 冋 冉 冊册
always be tensioned, this assembly requires maintenance, by
tightening of the upper bolts. ␤ ␤
y = tan ⫺␣ ⫻ x⫺ lv ⫺ tv tan ⫹ tv (5)
In order to complete the analysis of bolted connections that 2 2
had shown some interesting features, further tests have been
y = tan⫺1(␣ ⫺ ␦)x (6)
performed using two bolts rather than one. Such an arrange-
ment would protect the connection from possible fracture of
the single bolt. A first test, performed with two parallel bolts
positioned along the axis, resulted in high load capacity but
y = tan ␤ 冉 x⫺
h
2 sin ␤ 冊 (7)

low ductility. The desired results were obtained with two par- If
allel bolts of smaller diameter located across the width at mid-
joint; this method did not significantly enhance the stiffness ␤
c0 = lv ⫺ tv tan (8)
of the original design. Thus, the results indicate that smaller- 2
diameter rods manufactured from low-grade steel are the more
desirable design choice. In the tests, the high stress levels at
the connected extremes of the timber elements, and at the toe
c1 = tan 冉 冊

2
⫺␣ (9)

of the chord that is subject to high shear, especially for low c2 = tan⫺1(␣ ⫺ ␦) (10)
skew angles, have suggested a need for local reinforcing of
the toe area. The application of screws in predrilled holes reg- by intersecting a and b, the coordinates of point P are found
ularly distributed in the area of concern prevented the local to be
failures that had been previously observed in unreinforced
joints when in the postelastic range.

CONCLUSIONS
The elastic and postelastic behavior of the birdsmouth joint
has been investigated experimentally and numerically under
monotonic and cyclic loading conditions.
The connection has nonnegligible moment-transmitting ca-
pabilities. Its rotational capacity is primarily a function of (1)
the compression level in the rafter, (2) the width of the rafter,
(3) the friction angle, and (4) the skew angle in the connection.
Capacity is positively related to the first three parameters.
While the numerical approach has allowed study of the de-
pendency on the various parameters, the experimental analysis
has been important for (1) understanding the behavior under FIG. 16. Reference System Adopted for Ultimate Equilibrium
conditions within the service range, (2) singling out some im- Evaluation with Positive Rotation

1402 / JOURNAL OF STRUCTURAL ENGINEERING / DECEMBER 2000

J. Struct. Eng. 2000.126:1395-1403.


P 冉
tv ⫺ c0 c1
c2 ⫺ c1
; c2
c2 ⫺ c1 冊
tv ⫺ c0 c1
(11)
(1999). ‘‘Behavior and modeling of wood-pegged timber frames.’’ J.
Struct. Engrg., ASCE, 125(1), 3–9.
King, W. S., Yen, R. J. Y., and Yen, A. Y. N. (1996). ‘‘Joint characteristics
of traditional Chinese wooden frames.’’ Engrg. Struct., 18(8), 635–644.
The line d orthogonal to c and passing from P is Kollmann, F. P., and Côté, W. A. (1984). Principles of wood science and

冉 冊
technology, Springer, Berlin, I, 336–341.
tv ⫺ c0 c1 tv ⫺ c0 c1 McKenzie, W. M., and Karpovic, H. (1968). ‘‘The frictional behaviour
y = tan(␤ ⫺ ␲/2) x⫺ ⫹ c2 (12)
c2 ⫺ c1 c2 ⫺ c1 of wood.’’ Wood Sci. and Technol., 2, 139–152.
Oden, J. T., and Pires, E. B. (1983). ‘‘Nonlocal and nonlinear friction
yielding P⬘, a point of intersection with c, laws and variational principles for contact problems in elasticity.’’ J.

冉 冊
Appl. Mech., 50, 67–73.
c3c6 ⫺ c4c5 ⫹ c2c4 ⫺c6 ⫹ c4 ⫹ c2c3c4 Parisi, M. A., and Piazza, M. (1998). ‘‘Seismic behavior and modeling
P⬘ ; (13) of traditional timber roof structures.’’ Proc., CD-ROM, XI Euro. Conf.
c3 ⫺ c5 c3 ⫺ c5 of Earthquake Engrg., Paris, France, T3, 1–8.
Downloaded from ascelibrary.org by WASHINGTON UNIV IN ST LOUIS on 03/09/13. Copyright ASCE. For personal use only; all rights reserved.

Seo, J.-M., Choi, I.-K., and Lee, J.-R. (1999). ‘‘Static and cyclic behavior
where of wooden frames with tenon joints under lateral load.’’ J. Struct.
Engrg., ASCE, 125(3), 344–349.
c3 = tan ␤ (14) Structural timber—strength classes. (1985). EN 338: CEN/TC 124, Brus-
sels, Belgium.
tv ⫺ c0 c1 U.S. Government Printing Office (USGPO). (1989). The encyclopedia of
c4 = (15)
c2 ⫺ c1 wood, Sterling Publishing, New York, 3–27.

c5 = tan(␤ ⫹ ␲/2) (16) APPENDIX III. NOTATION


c6 = lv /2 (17) The following symbols are used in this paper:
A =
section area;
Finally, the distance bl is
F =
force;
[(c3c6 ⫹ c2c4 ⫺ c3c4)2 ⫹ (c4 ⫹ c2c4c5 ⫺ c6)2]1/2 M =
moment;
bl = (18) N =
axial force;
兩 c3 ⫺ c5 兩 b =
section width;
bl =
lever arm;
ACKNOWLEDGMENTS d =
displacement;
fc =
material strength in compression;
The writers would like to acknowledge the precious help of their for-
mer students Ing. Marina Maestri, Ing. Roberto Modena, and Ing. Fabio
h =
section depth;
Binelli. lv =
notch length;
tv =
notch depth;
␣ =
friction angle;
APPENDIX II. REFERENCES ␤ =
skew angle of connection;
ABAQUS theory manual—version 5.7. (1998). Hibbitt, Karlsson & So- ␦ =
angle of inclination of lower beveled surface of rafter to
renensen, Pawtucket, R.I. horizontal direction;
Bodig, J., and Jayne, B. A. (1982). Mechanics of wood and wood com- ␮ = friction coefficient;
posites, Van Nostrand, New York, 110–118. ␾ = rotation; and
Bulleit, W. M., Sandberg, B. L., Drewek, M. W., and O’Bryant, T. L. ␴c = compression stress.

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