Professional Documents
Culture Documents
Manual Therapy
a nd
Pain Neuroscience
Adriaan Louw
PT, PhD
Emilio Puentedura
PT, DPT, PhD, OCS, GDMT, FAAOMPT
Stephen Schmidt
PT, MPhysio, OCS, FAAOMPT
Kory Zimney
PT, DPT
I nt e gr at i ng
Manual Therapy
a nd
Pain Neuroscience
Adriaan Louw
PT, PhD
Emilio Puentedura
PT, DPT, PhD, OCS, GDMT, FAAOMPT
Stephen Schmidt
PT, MPhysio, OCS, FAAOMPT
Kory Zimney
PT, DPT
© Copyright 2019 Adriaan Louw
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in
any form or by any means that includes but is not limited to electronic, mechanical, photocopying or recording.
The procedures and practices described in this book should be implemented in a manner consistent with
professional standards set for the circumstances that apply in each situation. Every effort has been made to
confirm accuracy of the information presented and to correctly relate generally accepted practices.
The authors, editor and publisher cannot accept responsibility for errors or exclusions or for the outcome of
the application of the material presented herein. There is no expressed or implied warranty of this book or
information imparted by it.
ISBN #978-1-942798-19-4
Illegal to reproduce
Foreword
Michael Shacklock
DipPT, MAppSc, FACP
In the last 30 years, manual therapy has come under considerable scrutiny, particularly from the
scientific community. In the 1990s, Prof. Gwendolen Jull aptly put it by saying, “Prove it or lose it.”
Challenged is the idea that the therapist’s hand can detect and cure mechanical or structural problems.
This has resulted in a variety of statements such as, “Manual therapy techniques are not specific so
you can’t make a diagnosis with it.” “It’s only placebo, so stop doing it.” “It doesn’t produce long-term
changes, so it’s a waste of time.”
Much of the challenge to manual therapy has come from the nervous system, ultimately from Robert
Elvey’s seminal work on the brachial plexus; David Butler’s book, Mobilisation of the Nervous System;
Louis Gifford’s treatise Clinical Biology of Aches and Pains and Prof. Clifford Woolf’s work on central
sensitization, then brain plasticity and a connection to the psychosocial. It seemed logical to follow the
afferent impulse from the tissues, along the nerves to the central nervous system, through to perception
and experience. A step in this direction came in 1991 when David Butler, Helen Slater and I came
away from a physiotherapy conference in which only a small number of presentations included neural
mechanisms. So, in 1995 we held an international multidisciplinary pain conference entitled Moving in
on Pain. Included as speakers were physical therapists, psychologists, psychiatrists, pain physiologists,
rheumatologists and pain physicians—many luminaries in the pain field. Not the least of these was Prof.
Patrick Wall who, at that time, was the doyen of research into central pain mechanisms and the creator
of the gate control theory of pain with Prof. Ronald Melzack.
Prof. Wall had been studying smashing the nociceptor with vigor for quite some time and it was not
surprising that he did this beautifully again at the conference. As usual, he pointed out the inaccuracy of
Descartes’ illustration of a person with a pain center in the brain connected to a linear neural pathway
leading from the foot, which is positioned near a fire. Historically, it is probably the most common
depiction of noci-nihilism by illustrating the failure of this linear model of pain. In another contribution with
Noordenbos, Prof. Wall presented a patient with a knife wound in their back in which their spinal cord
was partially cut. Even though the alleged pain pathways had been incised, the patient could still localize
noxious stimuli in their lower limbs—enter idiosyncratic nociceptive pathways and neuroplasticity.
What supports the statement that pain and nociception are not directly linked is that people with
tissue damage, pathology or mechanical dysfunction do not always hurt. This is further supported by
countless daily observations and many studies, the most widely discussed being asymptomatic disc
herniation. This has produced the generalization that pathology doesn’t produce pain which, in light of
a growing body of recent research, is often incorrect. Being the anarchist that he was, Prof. Wall gave a
presentation to pain scientists in which he cogently argued for the statement:
He was then asked, “Do you actually believe what you just said?”
Prof. Wall replied, “Of course not, but what if it were true!”
When one follows science and clinical practice, pendular effects occur, many notable failures of which
serve as models for caution when reading research on a subject that is early in its development. A
significant one was the gastric ulcer. It was initially thought to be caused by stress, so the world treated it
with psychology. It has since been found to be caused by helicobacter pylori infection and antibacterial
treatment can cure it. Here, our understanding of relationships between pain, pathology and dysfunction
(aka nociception) is still embryonic. It is more complex than Einstein’s theory of relativity, so naturally it
is going to take time to find causes and solutions. In the physical health professions, there has been a
huge pendular effect in the direction of “Nociception is unimportant,” which takes too much simplicity
from noci-nihilism.
A poignant example is the single level disc herniation and degenerative spondylolisthesis. Instead of
selecting asymptomatic or symptomatic subjects and looking for pathologies, the study was done in a
different direction. Data were collected in people with this pathology and tested for a factor that might
differentiate those with and without pain. The presence or absence of segmental instability was what
differentiated whether people had pain.1 Furthermore, there is now systematic review and meta-analysis
evidence of close associations between disc herniation and low back pain.2,3 It now appears that some
of our rejections of pathology and nociception have been premature.
In the neurodynamics area, another example of how things change is when early studies showed a
lack of impairment of median nerve movement in people with carpal tunnel syndrome. From this it
was logically advised: “There is no impairment of nerve movement, so stop mobilizing the nerve.”
After much more study, nerve sensitivity is an important aspect of nerve pain and there is systematic
review evidence of lack of nerve movement in this common clinical problem.4 Massive reductions (up
to 90%) in nerve root excursion occur in people with lumbar radiculopathy from disc herniation.5 Our
group has shown that this is also expressed in reduced spinal cord movement and those who recover
show a return of cord movement to normal.6 Evidence that manual neural mobilization of certain neural
problems can have beneficial effects has also reached the systematic review level.7 As we learn more
about how to study something, some of it sticks and some of it is found to be wrong. The pendulum
often heads back to the middle and a balance in clinical practice returns. It has now become incumbent
upon the clinician to investigate, more proficiently than ever, whether nociception does or does not hurt
in each individual.
A good question to ask of manual therapy is whether it produces changes in tissue structure, nociception
and pain. At its entry into health practice, repetitive strain injury was dismissed by many. Now there
is experimental evidence that repetitive movement not only produces tissue pathology, but it also
produces increased nociception and pain-related behavior. Manual therapy can produce reductions in
nociception, pain behavior and pathology, including scar tissue formation.8,9 Manual therapy produces
a torrent of mechanisms that we are still only learning about. It is fascinating that we believe pain is
an experience influenced by psychosocial factors (true) yet, until recently, we have paid little attention
Manual therapy influences many desirable aspects of patient care; Empathy, connection and
communication with the patient; Investigation, “Where is your pain? Is it here, or here?”; Reassurance. It
also helps with visualization, conceptualization and the practice of appropriate movement and exercise.
It provides rapid pain relief and is safer than opioids. It can also be used to educate people on how to
move, which is a cornerstone of self-efficacy and independence. The problem was not so much manual
therapy, but the way it was applied. It clearly can be an aspect of some patient care and integrated with
other interventions; perceptual and behavioral change, self-management and exercise. I see that the
current challenge to manual therapy is great, but it should not cause it to stop. Instead it should change
the way it is done—be specific, or general, or omit it, where the evidence suggests—and this ought to
include both the brain and the body.
This book is a wonderful illustration of how manual therapy can be done in a way that is more in touch
with contemporary musculoskeletal medicine, rehabilitation and pain science. I highly recommend
this book as it is about time someone put it all together. I wholeheartedly congratulate the authors on
this initiative.
References
1. Dombrowski ME, Rynearson B, LeVasseur C, et al. ISSLS PRIZE IN BIOENGINEERING SCIENCE 2018:
dynamic imaging of degenerative spondylolisthesis reveals mid-range dynamic lumbar instability not evident
on static clinical radiographs. Eur Spine J. Apr 2018;27(4):752-762.
2. Brinjikji W, Luetmer PH, Comstock B, et al. Systematic literature review of imaging features of spinal
degeneration in asymptomatic populations. AJNR. American journal of neuroradiology. Apr 2015;36(4):
811-816.
3. Chun SW, Lim CY, Kim K, Hwang J, Chung SG. The relationships between low back pain and lumbar
lordosis: a systematic review and meta-analysis. The spine journal: official journal of the North American
Spine Society. Aug 2017;17(8):1180-1191.
4. Ellis R, Blyth R, Arnold N, Miner-Williams W. Is there a relationship between impaired median nerve
excursion and carpal tunnel syndrome? A systematic review. J Hand Ther. Jan - Mar 2017;30(1):3-12.
5. Kobayashi S, Suzuki Y, Takahiro A, Yoshizawa H. Changes in nerve root motion and intraradicular blood flow
during intraoperative femoral nerve stretch test. Journal of Neurosurgery (Spine). 2003;99:298-305.
6. Rade M, Pesonen J, Kononen M, et al. Reduced Spinal Cord Movement With the Straight Leg Raise
Test in Patients With Lumbar Intervertebral Disc Herniation. Spine (Phila Pa 1976). Aug 1 2017;42(15):
1117-1124.
7. Basson A, Olivier B, Ellis R, Coppieters M, Stewart A, Mudzi W. The Effectiveness of Neural Mobilization for
Neuromusculoskeletal Conditions: A Systematic Review and Meta-analysis. J Orthop Sports Phys Ther. Sep
2017;47(9):593-615.
8. Bove GM, Delany SP, Hobson L, et al. Manual therapy prevents onset of nociceptor activity, sensorimotor
dysfunction, and neural fibrosis induced by a volitional repetitive task. Pain. Mar 2019;160(3):632-644.
9. Bove GM, Chapelle SL, Hanlon KE, Diamond MP, Mokler DJ. Attenuation of postoperative adhesions using
a modeled manual therapy. PLoS One. 2017;12(6):e0178407.
As the authors, we each have a physical therapy origin story which includes being initially trained to
utilize manual therapy as part of our clinical practice. As we have come to know each other and work
closely together—teaching and conducting research into pain science— none of us has abandoned the
foundation of our clinical experience. That’s why we continue to use and conduct research into manual
therapy, as well. As each of us has come to understand pain and neuroscience better, we have shifted
the way we use manual therapy based on the pain neuroscience principles shared in this book. Now,
we want to share these principles with you.
Principle 1: Effectiveness of Manual Therapy, “It Works,” discusses some of the many ways the
neurophysiological and biopsychosocial aspects of manual therapy can effectively help people in pain.
Principle 2: Clinical Reasoning Is a Cornerstone of Manual Therapy, “Think Big,” looks at how the
clinician’s clinical reasoning needs to evolve with the updated science regarding pain and manual
therapy. As a cornerstone of clinical practice, it’s important for manual therapists to utilize sound clinical
reasoning based on current evidence and emerging models of pain.
Principle 3: Reshaping Beliefs and Attitudes about Pain, “Know Pain; Know Gain,” covers various
models of pain. How do we as humans, and manual therapists, learn about pain? What models have
shaped our beliefs and led us to where we are now? This principle aims to draw manual therapists “out”
of the tissues, to some extent, and have them explore bigger, broader concepts around pain.
Principle 4: Nociception and Pain Are Not the Same Construct, “Nociception ≠ Pain,” reminds us that
tissues do matter. Nociceptive information is relevant, but pain and nociception are different constructs.
We cover in more detail how the pain type classifications can reconceptualize how we use manual
therapy depending on what pain type the patient presents with.
Principle 5: Language Matters, “Sticks and Stones,” is about the words we use and how they make a
difference. We dive into the research around words and language and the effect communication can
have on the therapeutic alliance and the patient outcome. Manual therapy is usually thought of as being
“all about your hands,” but a therapist’s words matter, too.
Principle 6: Nerves Are Sensitive for a Reason, “Don’t Be So Sensitive,” delves into the clinical complexity
of allodynia, hyperalgesia and central sensitization (nociplastic pain). Some level of sensitization is
present in every patient presenting for treatment and ranges from local sensitization to extreme pain—all
impacting the physical examination and treatment offered by manual therapists. This section provides
a clinical, working knowledge of sensitization for clinicians.
Principle 8: The Importance of Hands-On Therapy, “We Are Physical Beings,” makes sure we do
not swing the neuroscience pendulum too far by discussing only the mind. We need to make sure we
don’t forget about the physical body. We discuss how a physical examination should be seen from a
neuroscience perspective.
Principle 9: Trust Is the Foundation of Therapeutic Alliance, “Trust Me,” looks into how the relationship
between the therapist and patient is part of the healing process. Building a better therapeutic alliance
with your patient has been shown to improve outcomes. We explore the primary components of
therapeutic alliance and how we can become intentional about this during a clinical visit.
Principle 10: The Importance of Assessing for Yellow Flags, “Caution Ahead,” opens the door to a
discussion about the psychosocial issues that are a part of every patient we treat. Just as we mentioned,
we can’t swing the pendulum too far away from the bio of the physical person. We need to keep the
balance and realize that psychosocial factors can also shape our patients. We walk through how to
assess for yellow flags and what to do upon finding them.
Principle 11: Additional Treatments Complement Manual Therapy, “One for All and All for One,”
discusses how no one treatment is ever going to “fix” something as complex as persistent pain. There
are lots of different treatments that can be helpful, and it is a skilled manual therapist/clinician who can
find the right combination to help the patient in front of them. We touch on many different interventions
that can be helpful in treating people in pain. Gone are the days of the “one-trick pony” when it comes
to manual therapy.
Principle 12: Putting More Thought into Treatment Choices, “Right Treatment, Right Time, Right
Patient,” reviews how the principles fit into a sound evidence-based practice treatment plan that is
created around each individual patient. We walk through the process of putting the various principles in
the book into clinical practice based on the needs of the patient in front of you.
This is not meant to be a definitive “be-all and end-all” book on manual therapy, or pain science. As
new knowledge comes to light, new principles will have to be added and old principles changed and
modified. Some of the principles may be argued differently than how we are presenting them now,
which is great. Our hope is that these important topics continue to spark lively discussion and debate to
improve our understanding, and ultimately, improve the lives of the patients we care for.
We would be remiss if we did not acknowledge the many influential therapists and researchers who
we have learned so much from and who have helped develop our views on these principles of manual
therapy and pain science. From those forming the foundations of our manual therapy knowledge, like
James Cyriax, Gregory Grieve and Geoff Maitland, to those blazing a trail into the realm of neurodynamics
and mobility of the nervous system, like David Butler, Michael Shacklock and Michel Coppitiers, and of
course, those whose ideas are expanding our horizons to include the brain, like Louis Gifford, Clifford
Woolf and Lorimer Moseley. We have been lucky to meet and rub shoulders with some of the greatest
minds in manual therapy and pain science. For that we are truly thankful.
To every student and clinician who has taken classes from us throughout the years, you have challenged
us to stay current with the evidence while keeping the day-to-day clinical practice practicality in mind,
which has motivated us tremendously.
We MUST thank our patients over the years for teaching us—often before the books or studies could get
it right—about compassion, empathy, the importance of listening and touch, and that they must remain
the focus of this equation—not us.
Most of all, we want to thank our families for the immense support they have provided us through the
years. Without their understanding and encouragement, none of this would be possible. The pain and
manual therapy world may know our names; Adriaan, Louie, Kory and Steve, but they should also know
these names; Colleen, Danielle, Janet and Tina.
Adriaan Louw
Emilio “Louie” Puentedura
Steve Schmidt
Kory Zimney
INTRODUCTION:
The Current State of Manual Therapy.................................................................... 1
PRINCIPLE 1:
Effectiveness of Manual Therapy ........................................................................... 21
PRINCIPLE 2:
Clinical Reasoning Is a Cornerstone of Manual Therapy .................... 41
PRINCIPLE 3:
Reshaping Beliefs and Attitudes About Pain ................................................. 67
PRINCIPLE 4:
Nociception and Pain Are Not the Same Construct................................. 95
PRINCIPLE 5:
Language Matters............................................................................................................. 111
PRINCIPLE 6:
Nerves Are Sensitive for a Reason .....................................................................125
PRINCIPLE 7:
The Brain Has a Body Map..........................................................................................153
PRINCIPLE 8:
The Importance of Hands-On Therapy ............................................................175
PRINCIPLE 9:
Trust Is the Foundation of Therapeutic Alliance ....................................195
PRINCIPLE 10:
The Importance of Assessing for Yellow Flags ........................................ 209
PRINCIPLE 11:
Additional Treatments Complement Manual Therapy ......................... 221
PRINCIPLE 12:
Putting More Thought into Treatment Choices ........................................ 239
The clinical side is even more idyllic; patients flock to manual therapy clinics and seemingly
present with 100% mechanical, nociceptive-based pain states, in need of skilled manual
therapy treatments. For the pure manual therapist, time is not to be wasted on exercise; find
the problem and fix the problem. The skilled manual therapist seemingly “finds” the main
problem effortlessly, “fixes it” and the pain is gone! This is the heyday of manual therapy.
Fibromyalgia does not even exist in these clinics. If patients do not respond to the treatment
it’s either the skill, or lack of skill, of the clinician (more classes are needed), or the patient
is at fault because they “undid” the treatment through their activities outside the clinic. The
best part? The documentation. Subjective: patient is better. Objective: movement is better.
Treatment: same as the last time. Done. Next patient. At this time, we’ll pause for the “old
timers” to reminisce and think back to the glory days. In some regions of the world, the
patient’s “chart” existed on a 3” x 5” index card that you carried in your back pocket. For
young clinicians, this is something so unbelievable it’s worthy of an episode or two on the
History channel!
• The Institute of Medicine estimates that, in the United States (US) alone, 126.1 million
adults experience pain over a three-month period, with 25.3 million suffering from daily
chronic pain.5,6
The challenges for the manual therapist do not stop with chronic, widespread pain, but are
also present with the most ubiquitous of “musculoskeletal” complaints; chronic spinal pain.
Even though billions of dollars have been spent on it annually,8 9 low back pain (LBP), is still the
most widely reported musculoskeletal disorder and accounts for 25% of outpatient physical
therapy (PT) visits.10-12
• The rates of chronic low back pain (CLBP) are increasing, as well as associated disability
and healthcare-seeking behaviors.13-16
BACK PAIN
DISABILITY
TIME
2 INTRODUCTION
• Studies show that people still struggle with back issues months to years after treatment.17,18
• At least two out of three people struggle with neck pain during their lifetime and 50% of
people reported having difficulty with neck pain during the last year.10,11,19-22
• As with LBP, neck pain accounts for 25% of outpatient PT visits in the US,11 thus implying
that 50% of outpatient PT case volumes consist of neck and back pain, many of which
progress to chronicity.19
• Although few studies are available on the topic, it is estimated that one in four people
experience some type of thoracic pain annually,23-27 which is prone to progress toward
chronic pain.28 By adding thoracic pain into the mix, it can easily be estimated that nearly two
out of three patients who attend outpatient PT do so because of problems with spinal pain.
Don’t think manual therapy has become challenging enough? Beyond the prevalence of
chronic pain and high rates of spinal pain, consider the following:
• With the call for evidence-based medicine (EBM), there is a constant need to present
the “evidence” for manual therapy.34-40 The evidence for thrust joint manipulation is
moderate at best, though possibly stronger when patients are sub-grouped.1,41-45 For other
manual therapy interventions such as spinal mobilization and neural tissue mobilization
(neurodynamics), the evidence is even less compelling.46-50
• A push toward a biopsychosocial framework has led some to question the tenets of a
manual therapy approach. For example, use of a hands-on approach may result in a risk
of patients becoming dependent upon the therapist and not shifting the locus of control
to the patient.50,51
• There is compelling evidence that palpation, a traditional cornerstone of assessment for the
manual therapist, has limited efficacy, especially when considering reliability of segmental
mobility assessment and bony landmarks.52,53
4 INTRODUCTION
• The regulatory and economic climate, including pay-for-performance, ever-increasing
deductibles and copays, creates a practice environment in which clinicians are required
to demonstrate value in their treatments (and show it fast).63
• There is an expanding scope of interest, both inside and outside of manual therapy. To be
a skilled and well-rounded clinician, there is no longer only one “guru” to follow. Outside of
the manual therapy world, expanding interests, driven by current social issues (i.e., opioid
epidemic, concussions in sport and combat, etc.) have led to increased areas of practice
expertise including dry needling, pain science, pelvic health, concussion management,
post-traumatic stress disorders, etc.
Neural tissue mobilization, as we currently understand it, has a rich history from our current
manual therapy perspective.
• James Cyriax: Dr. James Cyriax (1904-1985), the author of the 1954 classic Textbook of
Orthopaedic Medicine, was likely the most influential and iconic “manual therapist.” Apart
from his exceptional high-velocity thrust skills, descriptions of capsular patterns, cross
friction and end-feel assessments, he also had an interest in, and published writings,
related to neural tissue irritation and movement.68 Cyriax studied and wrote about various
aspects of “dural pain” including the use of passive neck flexion “pulling the dura upward”
and straight leg raise “pulling the dura down,” thus assessing its sensitivity to movement.68
• Geoff Maitland: Australian manual therapy icon Geoff Maitland (1924-2010) was known
for his meticulous examinations, clinical reasoning, “comparative signs” and use of gentle
oscillatory mobilization techniques. However, Maitland also had an interest in neural tissue
movement. In the late 1970s and subsequent 1980s, Maitland took the Cyriax concept of
“dural pain” further with his interest in and writings on the slump test.69-71
• Bob Elvey: Bob Elvey (1943-2013) was a gifted educator, clinician and manual therapist,
serving as the president of Musculoskeletal Physiotherapy Australia from 1981 to 1985 and
president of the International Federation of Orthopaedic Manipulative Physical Therapists
(IFOMPT) from 1984 to 1992.72 Elvey, however, is best remembered for his clinical and
cadaveric studies into the development and now widespread use of the various upper limb
neurodynamic tests.73-75
• David Butler: One of the most noteworthy therapists that emerged from Geoff Maitland’s
postgraduate diploma in manipulative therapy at the University of South Australia was
David Butler. During and immediately following his manual therapy training, Butler, along
with various other manual therapy classmates (Gifford, Shacklock, etc.), published a series
of thought-provoking papers and book chapters (in manual therapy textbooks) on neural
tissue mobilization.76-81 In 1991, Butler’s now iconic book, Mobilisation of the Nervous
System, became a “must read” for all manual therapists with an interest in mobilizing
neural tissue.82 From within these teachings of manual therapy for the nervous system,
additional pain science emerged, culminating in PNE.83,84
6 INTRODUCTION
Shacklock Coppieters Neurodynamics
Butler
nsion
r a l Te
Elvey Neu
Cyriax McKenzie
Maitland
Manual Therapy
Mennell Kaltenborn Mulligan
Grieve
TIME
The aforementioned manual therapists who played a significant role in the evolution of neural
tissue mobilization were by no means the first, or only, manual therapists to explore active
and/or passive movement of the nervous system. The history of neural tissue movement
is far more extensive and historical than portrayed here. For example, it could be argued
Imhotep (2800 BC) described the slump test: “When he extends (both legs), he contracts
them both immediately, because of the pain he causes in the vertebra of his spinal column.”85
The intent of this book is not to delve into a historically accurate description of neural tissue
mobilization, but rather make the case that neural tissue mobilization emerged, in part, out
of traditional orthopedic approaches featuring many of the revered manual therapy “gurus.”
Many neurodynamic tests and neural mobilization techniques are described in various manual
therapy textbooks by these pioneers.71,82,86,87 Although a modern neurodynamics approach
now includes advanced pain science concepts such as glial cell activity, central sensitization,
neuroplasticity, neuroimmune responses, etc.,88-91 the manual handling skills (tests and
treatments) still resemble and build upon some of the original manual therapy concepts.2,82,85
In the literature, PNE as we currently view it began approximately 20 years ago thanks
to the late Louis Gifford.57,92 PNE started as a blend of basic science, clinical experience,
collaboration with other professionals and PTs’ newfound interest in neurodynamics in the
mid-to-late 1980s.58,93,94 The early neural tissue mobilization, however, was more likely
Pain
“another tissue to mobilize,” using similar manual therapy principles and Nijs vantage points.93 To
Neuroscience
Education
its credit, neural tissue mobilization did move us out of the jointsMoseley and muscles (biomedical
Butler
model), inching us closer to the brain, the nervous system and viewing our patients through
Gifford
a multisystem approach (biopsychosocial model).93 As our understanding of pain grew, it
sprouted PNE. This newfound interest culminated inShacklock early pain Coppieters
science papers, 84,94
along with
Neurodynamics
the first documented presentation of PNE, Butler
“Explaining Pain to Patients” at the International
l Te n s i o n
Association for the Study of Pain e u r a in Austria in 1999 by Louis Gifford and
(IASP) conference
Elvey N
Heather Muncey.95 By virtue of explaining a pain experience to a patient with this newfound
knowledge of pain,Cyriax
PNE was developed. McKenzie
Maitland
Manual Therapy
Mennell Kaltenborn Mulligan
Grieve
TIME
INTEGRATING MANUAL THERAPY AND PAIN NEUROSCIENCE 7
Pain
Nijs Neuroscience
Education
Moseley
Butler
Gifford
Shacklock Coppieters Neurodynamics
Butler
nsion
r a l Te
Elvey Neu
Cyriax McKenzie
Maitland
Manual Therapy
Mennell Kaltenborn Mulligan
Grieve
TIME
The first study involving PNE was published by Moseley in 2002.96 Since then, research into
PNE has expanded to include published case studies, case series, randomized controlled trials
and various systematic reviews.97 Recent PNE research has shown that PNE combined with
movement (including manual therapy) is superior to PNE only,97-99 once again underscoring
the fact that manual therapy and PNE may indeed be mutually inclusive versus exclusive.67
Of the three pain science approaches currently surrounding manual therapy, GMI is the most
recent in the orthopedic/manual therapy realm. GMI is a collective term describing various
therapeutic strategies aimed at targeting cortical reorganization associated with chronic
pain states. GMI commonly includes normalizing laterality (left/right discrimination of body
parts), motor imagery (a form of visualization), mirror therapy, sensory discrimination and
emerging virtual reality applications.100-102 Given GMI is a collective term incorporating various
techniques, the history of GMI is less clear and evolves from multiple different perspectives
Psy
and disciplines. For example, mirror therapy as it is currently used and understood can be
cho
lo g y
traced back to Ramachandran’s “virtual reality box” in 1995.103 It could obviously be argued
that mirrors, since being invented (6000 BC), have likely influenced movement
Sports Science
and
Graded human
Motor
performance since the start. Left/right judgment studies from the worldMoseley Imagerystarted
of psychology
emerging in the mid-1970sienand ce then progressed from there with increasing interest from other
sc Butler
uro
disciplines.104-107 Motor
Ne imagery may be traced back to philosopher Aristotle (384-322 BC)
with his concept of “phantasia” or mental imagery in cognition.108 Given the vastPain amount of
Nijs Neuroscience
information available on motor imagery, it could be argued that it culminated from a blend of
Education
Moseley
education, medicine, music, psychology and sports. 109
Butler
Gifford
Shacklock Coppieters Neurodynamics
Butler
n
ra l Te n s i o
Elvey Neu
8 INTRODUCTION
Cyriax McKenzie
Maitland
Psy
cho
lo gy
Cyriax McKenzie
Maitland
Manual Therapy
Mennell Kaltenborn Mulligan
Grieve
TIME
So, where does manual therapy fit in? Even though not directly “from” manual therapy, current
pain science approaches around manual therapy utilize various components of GMI.66,110,111
The end result? If the modern manual therapist wants to develop a pain science approach in
their manual therapy practice, then knowledge and application of neurodynamics, PNE and
GMI is required.
The evolution of the neuromatrix concept can likely be traced to the development of advanced
brain scanning technologies in the early 1990s.114,115 Scientists using positron emission
tomography (PET) and single-photon emission computed tomography (SPECT) scans showed
that, with the application of painful superficial cutaneous heat stimulation, multiple cortical
and subcortical brain areas were activated.116,117 This technology shifted attention toward the
human brain and its role in a pain experience, ultimately culminating in the conceptualization
of the pain neuromatrix concept.112,118
10 INTRODUCTION
fMRI of a patient with lower back pain during painful tasks (image from Louw, et al.).119
This “brain-shift” led to various positive outcomes. For example, it can be argued it catapulted
the biopsychosocial constructs of pain, allowing modern manual therapists to become
increasingly aware of issues such as emotions and pain, cognitions and pain, the influence of
fear-avoidance and pain catastrophization, yellow flags, etc. In fact, over the last two decades,
many PT and manual therapy conferences regularly featured keynote and breakout sessions
on these various concepts. An apt quote coined on social media during a recent American
Academy of Orthopaedic Manual Physical Therapists Conference sums up the state of affairs:
• “No need for skilled manipulation and localized techniques because it’s all non-specific
effects anyway; no need to be detailed in treating the tissues.”
• “It’s not important to address problems with body tissues related to pain problems; it’s all
about the brain—no need to treat the various tissues of the body.’”
What are the potential consequences to a brain-biased perspective on pain? It is clear that
the shift toward the brain is largely to blame for clinicians questioning the importance of
manual therapy.
• It has been shown that injury to peripheral nerve or noxious electrical stimulation produce
activation of C-fibers within peripheral nerves. The resultant barrage of nociceptive impulses
into the central nervous system (CNS) cause an increase in the permeability of the blood-
spinal cord barrier as well as the blood-brain barriers.120 Both of these barriers are critical
in the CNS’s ability to extract and receive correct information from the periphery, including
location, side of the body, etc. These studies demonstrated heightened microglial activity
in the dorsal horn of the spinal cord, on the affected side, which triggers a cascade of
12 INTRODUCTION
widespread immune changes.120,121 The end result is that a biological peripheral process
results in central and cortical changes critical in the development and maintenance of a
human’s pain experience. What is even more intriguing, and likely clinically relevant, is
the fact that the blood-spinal cord and blood-brain barrier changes occur after only a few
hours of nerve compression,120,121 whereas clinicians often see patients with peripheral
neurogenic contributions (i.e., radiculopathy) that have been present for weeks, months
and even years.
• A plethora of qualitative studies have shown that patients want to be physically examined
and touched, including the use of manual therapy.126,127 Additionally, it has been shown
that patients’ beliefs regarding manual therapy enhance treatment outcomes.45
• Neural mobilization reverses behavioral and cellular changes that characterize neuropathic
pain and also decreases neuroimmune activity, specifically glial cell activity.130
• Spinal mobilization changes inflammation around the nerve root and dorsal root ganglion,
which ultimately reduces the pain experience.131
Want more evidence that the brain has an interdependent relationship with the body? It has
been shown that immobilization of body parts results in a rapid alteration in sensorimotor
representation and is powerfully linked to neuroplastic changes associated with development
and maintenance of a pain experience.132-135 The opposite of immobilization? Movement, active
and/or passive. It could be argued that modern pain science clinicians who follow a “brain-
centric-only” approach (such as a PNE-only, hands-off approach) are limiting their efficacy
and definitely not practicing a true biopsychosocial approach. Sure, the anti-manual therapy
critic can argue there are many “non-manual” styles of movement such as aerobic exercise
which can be combined with cognitive behavioral therapy (CBT), but we argue (and explore
in later principles) that there is a definite place for skilled passive movement, deliberate touch
and other forms of movement applied by a manual therapist. However, to do this effectively, it
is critical that the modern manual therapist update their pain science knowledge.
• The manual therapist must carefully reconsider the underlying mechanisms of what
manual therapy exactly does. This includes letting go of archaic ideas of manual therapy.
They must change their language and let go of provocative biomedical, fear-inducing
explanations of pain and pain experiences.136 They must become more aware of the non-
specific effects of manual therapy and realize placebo is real, can be measured, plays
a huge role in patient outcomes and has shown some of the most robust effects on
reducing pain.137
The end result? Louis Gifford, who pioneered much of the current pain science from a manual
therapy perspective, is famous for proposing (and will be emphasized in this book):
14 INTRODUCTION
Gifford implied that clinicians (especially manual therapists) teach, educate and alleviate
psychological distress (i.e., fear-avoidance and pain catastrophization) before embarking on
a bottom-up (tissue) treatment, i.e., manual therapy. Anecdotally, good manual therapists
do this very well. Gifford also implied educating while doing physical/tissue (bottom-up)
treatments, which is in line with current best-evidence for PNE.97 Notice, there’s no mention
of “only top-down” or “only bottom-up.” As modern manual therapists, embracing current
pain neuroscience revelations, it is critical to avoid splitting the body and the brain. They
both reside together in symbiosis, and one cannot thrive without the other. In the same way,
our treatment cannot be directed in only a physical domain but must integrate the whole of
our systems.
Sample
Tissues Tissues
Environment Environment
Conclusion
We hope, after reading the introduction, you’re excited to explore the interdependence of
manual therapy and pain science; we are. That’s why, instead of rewriting a manual therapy
book that “painificates” every aspect of traditional manual therapy (subjective examination,
physical examination, treatment, etc.) we opted to explore the most poignant pain issues as
they pertain to manual therapy. What follows are 12 thought-provoking principles manual
therapists and pain specialists could use to explore the merger of pain science and manual
therapy—each on their own as a stand-alone thought—or combined into an overall shift.
16 INTRODUCTION
31. Pisters MF, Veenhof C, van Meeteren NL, et al. 44. Walser RF, Meserve BB, Boucher TR. The
Long-term effectiveness of exercise therapy in effectiveness of thoracic spine manipulation for
patients with osteoarthritis of the hip or knee: the management of musculoskeletal conditions:
a systematic review. Arthritis and rheumatism. a systematic review and meta-analysis of
Oct 15 2007;57(7):1245-1253. randomized clinical trials. The Journal of manual
32. Mitka M. IOM report: Aging US population, rising & manipulative therapy. 2009;17(4):237-246.
costs, and complexity of cases add up to crisis 45. Puentedura EJ, Cleland JA, Landers MR,
in cancer care. JAMA. Oct 16 2013;310(15): Mintken PE, Louw A, Fernandez-de-Las-Penas
1549-1550. C. Development of a clinical prediction rule to
33. Molton I, Cook KF, Smith AE, Amtmann D, identify patients with neck pain likely to benefit
Chen WH, Jensen MP. Prevalence and impact from thrust joint manipulation to the cervical spine.
of pain in adults aging with a physical disability: J Orthop Sports Phys Ther. 2012;42(7):
comparison to a US general population sample. 577-592.
The Clinical journal of pain. Apr 2014;30(4): 46. Voogt L, de Vries J, Meeus M, Struyf F, Meuffels
307-315. D, Nijs J. Analgesic effects of manual therapy in
34. Sackett DL. Evidence-based medicine. Spine. patients with musculoskeletal pain: a systematic
May 15 1998;23(10):1085-1086. review. Manual therapy. Apr 2015;20(2):
35. Aoyagi M, Mani R, Jayamoorthy J, Tumilty 250-256.
S. Determining the level of evidence for the 47. Southerst D, Yu H, Randhawa K, et al. The
effectiveness of spinal manipulation in upper effectiveness of manual therapy for the
limb pain: A systematic review and meta- management of musculoskeletal disorders of
analysis. Manual therapy. Aug 2015;20(4): the upper and lower extremities: a systematic
515-523. review by the Ontario Protocol for Traffic
36. Rubinstein SM, Terwee CB, Assendelft WJ, de Injury Management (OPTIMa) Collaboration.
Boer MR, van Tulder MW. Spinal manipulative Chiropractic & manual therapies. 2015;23:30.
therapy for acute low-back pain. The Cochrane 48. Basson A, Olivier B, Ellis R, Coppieters M,
database of systematic reviews. Sep 12 Stewart A, Mudzi W. The Effectiveness of
2012(9):CD008880. Neural Mobilization for Neuromusculoskeletal
37. Rubinstein SM, van Middelkoop M, Assendelft Conditions: A Systematic Review and Meta-
WJ, de Boer MR, van Tulder MW. Spinal analysis. J Orthop Sports Phys Ther. Sep
manipulative therapy for chronic low- 2017;47(9):593-615.
back pain. Cochrane Database Syst Rev. 49. Cleland JA, Fritz JM, Childs JD, Kulig K.
2011(2):CD008112. Comparison of the effectiveness of three manual
38. United Kingdom back pain exercise and physical therapy techniques in a subgroup
manipulation (UK BEAM) randomised trial: of patients with low back pain who satisfy a
effectiveness of physical treatments for back clinical prediction rule: study protocol of a
pain in primary care. Bmj. Dec 11 2004; randomized clinical trial [NCT00257998]. BMC
329(7479):1377. musculoskeletal disorders. 2006;7:11.
39. Waddell G. Chiropractic for low back pain. 50. Mintken P, Rodeghero J, Cleland J. Manual
Evidence for manipulation is stronger than that therapists - Have you lost that loving feeling?
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Jan 23 1999;318(7178):262. 2018;26(2):53-54.
40. Gross A, Miller J, D’Sylva J, et al. Manipulation or 51. Lluch Girbes E, Meeus M, Baert I, Nijs J.
mobilisation for neck pain: a Cochrane Review. Balancing “hands-on” with “hands-off” physical
Manual therapy. Aug 2010;15(4):315-333. therapy interventions for the treatment of central
41. Childs JD, Flynn TW. Spinal manipulation sensitization pain in osteoarthritis. Manual
for low back pain. Ann Intern Med. Apr 20 therapy. Apr 2015;20(2):349-352.
2004;140(8):665; author reply 665-666. 52. McGaugh JM, Brismee JM, Dedrick GS, Jones
42. Cleland JA, Fritz JM, Kulig K, et al. Comparison EA, Sizer PS. Comparing the anatomical
of the effectiveness of three manual physical consistency of the posterior superior iliac spine
therapy techniques in a subgroup of patients with to the iliac crest as reference landmarks for the
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rule: a randomized clinical trial. Spine (Phila Pa study. Clin Anat. Oct 2007;20(7):819-825.
1976). Dec 1 2009;34(25):2720-2729. 53. Schneider M, Erhard R, Brach J, Tellin W,
43. Cecchi F, Molino-Lova R, Chiti M, et al. Spinal Imbarlina F, Delitto A. Spinal palpation for
manipulation compared with back school lumbar segmental mobility and pain provocation:
and with individually delivered physiotherapy an interexaminer reliability study. Journal of
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Rehabil. Jan 2010;24(1):26-36.
18 INTRODUCTION
86. Grieve G. Mobilisation of the Spine. Fourth ed. 100. Moseley GL. Graded motor imagery is effective
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87. Grieve GP. Common Vertebral Joint Problems. syndrome: a randomised controlled trial. Pain.
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88. Schmid AB, Nee RJ, Coppieters MW. 101. Moseley GL. Graded motor imagery for
Reappraising entrapment neuropathies-- pathologic pain: a randomized controlled trial.
mechanisms, diagnosis and management. Neurology. Dec 26 2006;67(12):2129-2134.
Manual therapy. Dec 2013;18(6):449-457. 102. Daly AE, Bialocerkowski AE. Does evidence
89. Schmid AB, Coppieters MW, Ruitenberg MJ, support physiotherapy management of adult
McLachlan EM. Local and remote immune- Complex Regional Pain Syndrome Type One?
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662-680. Cobb S. Touching the phantom limb. Nature.
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Coppieters MW. Effect of splinting and exercise one’s body. Journal of experimental psychology.
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20 INTRODUCTION
PRINCIPLE 1
Conclusion......................................................................... 35
In 1992, Lance Twomey published a paper in the Physical Therapy journal entitled “A rationale
for the treatment of back pain and joint pain by manual therapy.”3 The paper was a breath
of fresh air, since there was little interest at that time in understanding the effects of manual
therapy apart from “decreasing pain, increasing movement and making people better.”
The introduction of evidence-based practice (EBM) in the latter part of the 1990s focused
attention on the efficacy and effectiveness of treatments, including manual therapy.4 This led
to an explosion of various studies aiming to prove manual therapy works, even though the
exact underlying mechanisms remained speculative and unknown. For example, in the journal
Manual Therapy in 2009, Bialosky and colleagues published an iconic paper that examined
the current thoughts on the underlying mechanisms behind manual therapy.2 In their paper,
the authors cite just 18 references prior to the year 2000 and only eight of those papers include
research that directly studied the potential mechanisms underlying manual therapy. Sure,
EBM focused on clinical effectiveness, but the increased research activity soon boiled over
into basic science studies, including studies exploring the underlying mechanisms of manual
therapy. In line with the evolution of manual therapy, early manual therapy mechanism studies
focused heavily on mechanical reasons for its proposed success, including “movement of
vertebrae,” “changing bony alignment,” “direct effects on collagen and cartilage,” etc.3,8,9 Fast
forward 20 years, and we realize the mechanical aspects of manual therapy are likely not the
main mechanisms behind patient improvement following manual therapy.2
Please realize, this is not a complete or authoritative list of manual therapy mechanisms,
but rather a list that can help you recognize some possible mechanisms underlying manual
therapy efficacy. These mechanisms incorporate a lot of current pain science concepts into
manual therapy. Furthermore, please realize these mechanisms do not work in isolation, and
there is a powerful interplay between all the various mechanisms.
rhythmic, graded oscillatory mobilization techniques.19 Even though Gate Control has come
under scrutiny with the evolution of the pain neuromatrix, biopsychosocial model, etc.,20-22 it is
still a valid model to explain modulation of nociception from the periphery and a human pain
experience. Melzack and Wall proposed that a gating mechanism exists in the dorsal horn
ofINHIBITORY cord.18 Small nerve fibers (“noxious sensory
the spinalNEURON receptors”) and large nerve fibers
PROJECTION
(“normal sensory receptors”) synapse on projection cells, CELLSwhich travel up the spinothalamic
tract to the brain, and inhibitory interneurons within the dorsal horn. The interplay between
these connections was thought to determine when “potentially painful” stimuli would proceed
NO INPUT=
to the brain. Many treatments such as large amplitude passive range of motion, transcutaneous
electrical neuromuscular stimulation (TENS) or massage are thought toGATE control pain, in part,
CLOSED
by activating low-threshold, large-diameter, non-nociceptive sensory nerve fibers dealing with
touch,LARGE
pressure
NERVEand vibration, which inhibit “pain transmission” by closing the gate to “pain
FIBERS
transmission” at the spinal cord level.
In 1993, the late Gordon Waddell coined the iconic phrase: “The fear of pain is worse than
pain itself.”41 Fear can be a powerful psychosocial barrier to recovery, especially from spinal
pain.42,43 Fear constitutes a threat and when the brain is presented with a threat, it produces
pain to protect.44 Fear may also be related to a physical issue, i.e., being touched or physically
palpated or treated, especially in the presence of allodynia. It is now well established that a
significant part of a person’s pain experience is correlated with the vigilance of the central
and peripheral nervous system.45,46 In a subgroup of patients seeking care from a manual
therapist, the CNS becomes hypervigilant and poses significant clinical challenges to the use
of active and passive movement strategies to normalize impairments, including techniques
such as manual therapy.47-49 In a normal control state, when pressure is applied to tissues,
i.e., a mobilization technique to a spinal level, there is a normal tolerance.50 In the early phase
of pressure, light pressure is sensed as innocuous and easily tolerated by the patient. As
pressure is increased, innocuous sensations progress to noxious, with a gradual increase
in pain sensitivity, in line with the added noxious exposure. This model closely resembles
Maitland’s movement diagrams and grades of movement. The Maitland model often focused on
resistance, starting with the beginning of resistance (R1), progressing to the end of resistance
(R2).51 Although much refined, the original graded mobilizations differentiated between small
(Grade I) and large (Grade II) movements short of resistance, and large (Grade III) and small
(Grade IV) movements into resistance.51 Anecdotally, in line with the sensitization model,
clinicians and patients often encounter increased discomfort in these ranges of movement,
as innocuous pressure progresses to noxious.50,52 Patients often report that the pressure
“hurts good,” with various studies showing such mechanical pressure being associated with
increased endogenous analgesia.2,53
PAIN SENSATION
Normal Normal
Allodynia
Pain, especially chronic pain, is associated with an increased vigilance of the CNS, referred
to as CS.46,50 CS is defined as an increased responsiveness ofHyperalgesia nociceptive neurons in the
CNS to normal and subthreshold afferent input. Normal, healthy, non-threatening touch is
50
then perceived as a threat and may increase an individual’s pain experience. CS, however, is
PAIN SENSATION
PAIN SENSATION
Normal Normal
often used as a blanket term and contains two clinically important aspects of a hypervigilant
nervous system: hyperalgesia and allodynia. It has been proposed that CS, over time, moves
a hyperalgesic stage towards an allodynic stage.50 Clinically, this increased sensitization
fromProposed
Hyperalgesia FIRING
over space
timeforis well described and poses a significant challenge to manual therapists.45,54 In the
LEVEL
PAIN SENSATION
Manual Allodynia
allodynic Normal
Therapystate, light innocuous manual techniques are then perceived as pain, limiting the
application of manual therapy to the patient. It is withinLots of room
this model that it could be argued that
for activities
a strategy
INNOCUOUS can be employed whereby
NOXIOUS CS can be “shifted”
STIMULUS INTENSITY INNOCUOUSalong the innocuous
NOXIOUS scaleINTENSITY
Graded STIMULUS further to
Allodynia
the right towards the noxious, lowering the threat value. This, in turn, may potentially create a
mobilization
“window” for the application of manual therapy via gradually exposing patients to (hands-on) NORMAL
Alarm Activates ELECTRICAL
stimuli/sensory input, thus demonstrating again how the combination of manual therapy LEVELand
painINNOCUOUS
science canNOXIOUS
achieve more positive results.
STIMULUS INTENSITY
55
BEFORE PAIN AFTER PAIN
Proposed
space for Hyperalgesia FIRING
LEVEL
PAIN SENSATION
Manual
Therapy
Normal
Lots of room
for activities
Allodynia Graded
mobilization
NORMAL
Alarm Activates ELECTRICAL
LEVEL
INNOCUOUS NOXIOUS STIMULUS INTENSITY BEFORE PAIN AFTER PAIN
Figure 1.2: Proposed potential PNE shift of the stimulus intensity and a metaphorical alarm system depiction
of central sensitization before and after a painful experience.
In the original Twomey article, another mechanical model for manual therapy was proposed,
tied to collagen deformation during sitting and forward flexion— referred to as flexion creep.3
In this model, the author proposed that diurnal fluid changes in the lumbar disc, loadbearing
of the spine and collagen deformation put the posterior annulus fibers at risk for annulus
tears and techniques such as extension exercises, prone-on-elbow positions and/or central
posterior-anterior mobilization techniques may in fact delay or reduce creep, thus in essence
protecting the lumbar discs.12
In the mid-1990s, there were a significant amount of cadaveric studies done on whiplash-
associated disorders (WAD).65,66 In groundbreaking research, Twomey, Taylor and colleagues
dissected cervical spines of deceased individuals from motor vehicle collisions showing
significant damage to cervical discs and zygapophyseal joints.65,66 It was shown that
zygapophyseal (facet) joints often following trauma ended up with cartilage damage similar
to a meniscus injury in the knee, resulting in a loose fragment of cartilage which may impede
movement by “locking” the joint. In this model, the authors argued that manual techniques,
especially thrust techniques, aimed at “opening” the joint may in fact dislodge the cartilaginous
fragment, restore movement and ease pain.3
In 1964, the now-iconic “Nachemson positions” were published and since then have
been validated by other studies, whereby the pressure in lumbar discs was measured in
various positions, culminating in a series of positions where disc pressure was increased
or decreased.67,68
Increased disc pressure was attributed to and used to explain why “discogenic” pain was
worse in certain positions, while decreased disc pressure positions were used to ease pain—
by patients and clinicians alike. From a purely mechanical vantage point, if a patient was
experiencing acute LBP, a manual therapist could position them in a supine, hook lying
position, apply manual traction techniques and in essence “ease the pain,”51 thus taking
advantage of positional/load attenuation of nociception.
Again, the various mechanisms underpinning manual therapy are complex and don’t work in
isolation, but numerous studies show immediate changes in range of motion (ROM) following
manual therapy techniques, often implying a potential mechanical effect.62,69-73
Current pain science research has a strong focus on the interplay between the nervous system,
immune system and endocrine system.98 For example, proliferation of pro-inflammatory
immune molecules such as interleukin-1 (IL-1), interleukin 6 (IL-6) and tumor necrosis factor
alpha (TNF- ) have been shown to powerfully contribute to increased pain states.98 In line
with this, it is not surprising that current pain programs focus on various immune-buffering
behaviors including sleep hygiene, nutrition, exercise, meditation, etc., as a means to affect
the immune system and decrease pain. What’s interesting, is that manual therapy—compared
to control, has been shown to powerfully drive IL-1 and TNF- down, which may, once again,
be an underlying mechanism contributing to manual therapy’s ability to decrease pain.99
In recent years, scientists began exploring the notion that manual therapy, as a form of sensory
integration and/or sensory discrimination, may also be a powerful mechanism in alleviating
pain. In studies on LBP it has been shown that sensory discrimination via tactile stimulation
results in immediate changes in pain, movement and sensitivity of the nervous system.48,49
These results have since been replicated in patients experiencing knee and shoulder
pain.113 More specific to the S1, a recent manual therapy study randomized 62 patients with
CLBP showed that a neuroplasticity explanation, compared to a traditional biomechanical
explanation, resulted in a measurable difference in straight leg raise (SLR).114 In line with this
research, Louw et al., (submitted for publication 2019) examined cortical representation of
Figure 1.4: Body chart drawings before, immediately after and at follow-up after manual therapy interventions.
Figure 1.5: Virginia Mason example for a pathway for low back pain management.
One final comment, which emerged from writing this principle. It used to irk us when we read
papers comparing two groups of patients. One group received “physical therapy” and the
other group received medication, surgery or injections. We would scream: “Physical therapy is
a profession; not a treatment!” Could it be that such a description (patients receiving physical
therapy) may be more accurate, given the numerous interplaying factors to a successful
outcome, including explanations, touch, therapeutic alliance, etc.? We realize this question
is in contrast to a call to delineate manual therapy as either mobilization or manipulation,122
but it’s worth pondering, considering the totality of what we do during a manual therapy
intervention and the fact that it does not occur in isolation.
Clinical Reasoning Is a
Cornerstone of Manual Therapy
Conclusion......................................................................... 63
Most manual therapists have some understanding of clinical reasoning theory, which was likely
shaped by their professors during professional training. Surveys of health care professional
programs show considerable differences in clinical reasoning content, pedagogical approaches,
hours of instruction and theory.1-3 As most programs have a biomedically-focused curriculum,
it is understandable that many clinicians approach clinical decisions using a biomedical
reasoning strategy. However, faced with the multidimensional challenge of chronic pain it
is critical for the modern therapist to think beyond muscles and joints and expand their
reasoning strategy to include biopsychosocial concepts.4 This is easier said than done (or
done well); we all feel comfortable in our own silos of expertise.
However, as healthcare practice has been slowly evolving from a biomedical approach
toward a biopsychosocial approach, clinical reasoning also needs to evolve. Clinical reasoning
principles must expand beyond merely seeking potential tissue-based sources of pain and
relevant contributing factors. While these factors continue to play an important role in informing
clinical decisions, the modern manual therapist should consider other critical components in
patient-centered care.
Although the onion metaphor addresses hidden layers of pain and the importance of trust and
collaboration (Principle 9), it does this from the perspective of the clinician. But what about
the patient? As the patient shares their story and listens to the therapist’s response, a complex
reasoning process helps them determine whether the therapist’s proposed plan is a plausible
solution. If the therapist does not gain the patient’s trust, or their proposed plan of care fails to
meet the patient’s expectations and conceptualization of what course of action should occur,
there will likely be little meaningful engagement in the rehabilitation process on the part of the
patient. Therefore, it is important to have an ongoing dialogue during the episode of care to
gain a better understanding of the patient’s evolving beliefs and expectations in the context of
the rehabilitation process.
Intuitive This strategy could also include recognition of emotion or “gut feelings”
reasoning and the role of intuition in the reasoning process.15-17
Predictive/ This form of reasoning recognizes both the therapist and patient’s
prognostic impression of the expected outcome as well as the anticipated timeframe
reasoning to achieve the results.12
Because chronic pain is so complex—impacting the individual, their family, social network,
work setting and society—it is important for the therapist to consider different reasoning
strategies, and various categories of information while using these strategies. Often referred to as
hypothesis categories, they help the therapist to thoroughly investigate the problem from a more
comprehensive biopsychosocial perspective. Hypothesis categories, initially proposed by Mark
Jones20 in 1987, represent various lines of inquiry which can inform clinical decisions. Although
other categories could certainly be added, he recommended the following as a minimum:
Within this framework, clinical reasoning can be seen as a means to fill in a puzzle. As patients
present with their symptoms, reasoning categories such as the above allow the clinicians
to systematically and methodically complete the whole picture—within a biopsychosocial
construct which is especially important for chronic pain.
Regardless of the challenges with identifying the relevant pathology, the hypothesis category
of health condition shares relevant links with other hypothesis categories such as personal
factors (e.g. pain beliefs, prior experiences, family history), pain mechanisms, management
decisions, precautions/contraindications, and prognosis. For example, an individual with
restricted motion from apparent mechanical back pain, but who was diagnosed with prostate
cancer nine months ago and who has recently been experiencing pain which does not ease
with rest, and unexplained weight loss, should immediately raise suspicion that there is
potentially much more at stake than managing a movement restriction. Understanding the
pathology, whether suspected, emerging or already identified, should provide the clinician
with a potential intervention plan, but also inform multiple other categories and lines of inquiry.
Now that we have reviewed some of the challenges to the understanding of pain, what about
pain beliefs? Some hints at what the patient believes about the nature of pain could emerge
during the interview. In many cases their true thoughts may remain hidden without specifically
targeted questions. Some questions to consider could include:
Within the broad hypothesis category of personal factors, it is also important for the clinician
to get an appreciation of the patient’s coping style as well as an understanding of their self-
efficacy. Patients with a passive coping style will tend to place more of an emphasis on the
manual therapist as the responsible party for whether the treatment is a success or failure.
Additionally, a passive coping style tends to be associated with worse outcomes, more pain
and greater disability than individuals with a more active approach.42 Coping refers to the
ability of the patient to use emotional, physical, cognitive or behavioral strategies to address
the factors associated with their disease or pain state. Indications of a more passive style might
include a lack of active engagement in the treatment
plan, poor compliance with self-management
instructions, unwillingness to perform exercise,
withdrawal from social engagement, preference
for passively applied treatment modalities (heat,
electrical stimulation, ice, traction, etc.), and
indicators of helplessness or relinquishing control
over a situation.
Although a thorough patient interview will likely provide the manual therapist with an indication
of the patient’s coping style, questionnaires such as the Coping Strategies Questionnaire (CSQ)
and the Pain Coping Questionnaire (PCQ) could be utilized for deeper appraisal.43,44 Closely
associated with concepts of coping, self-efficacy was defined by Bandura as “the belief in
one’s capabilities to organize and execute the sources of action required to manage prospective
situations.”45 As is common with patients who exhibit a passive coping style, individuals with
poor self-efficacy may feel that the locus of control has shifted away from themselves to the
therapist (or healthcare system). The Pain Self-Efficacy Questionnaire (PSEQ) is one of several
survey-based tools to help the clinician identify problems with self-efficacy which could be
addressed during the course of therapy.46 By actively engaging the patient throughout the
episode of care, helping them identify meaningful goals, and utilizing shared decision-making
throughout the episode of care may enhance self-efficacy, and provide the encouragement
they need to actively pursue solutions.
In other words, pain will always involve emotion. This also means that pain can influence
emotions, and in a similar way, emotions can influence pain. This bi-directionality between
pain and emotions may be part of the reason why a majority of patients with chronic pain will
experience symptoms of depression.48,49 If ignored, unrecognized or left untreated, depression
may become a significant factor leading to treatment failure for patients with chronic pain.50
To improve identification of depression there are now many easy-to-use, valid and reliable
screening questionnaires such as the Patient Health Questionnaire 9 (which also has shorter
forms available) or the Beck Depression Inventory.51
• S = Severity
• I = Irritability
• N = Nature
• S = Stage
• (Sometimes an additional S is added as a cue for the Stability of the symptoms [SINSS])
However useful appreciating the SINS may be, an additional letter might endow them with
superpowers. The letter “P” for Pain mechanisms… thus converting SINS to SPINS is the
linchpin for this concept. Just as the SINS can help provide clues for the manual therapist
on how to proceed, understanding the pain mechanisms guides the clinician toward a much
deeper understanding of the physiology of how pain works, the qualities of its behavior, and
a different appreciation for what can be done to improve the situation. It is hard to imagine
appropriate medical treatment for an infection without understanding the nature of the
pathogen. If the intervention did not address the specific mechanistic problem, the treatment
would fail. Antibiotics do not work for viral conditions nor would a statin drug effectively address
cancer. In other words, treatments need to be based upon the mechanisms of the condition
for the best chances of success. We feel that when clinicians recognize and understand the
neurophysiological processes which underpin various pain states, we move a step closer to
developing well informed and more effective treatment plans.
After reviewing the information in Table 2.2, we hope the manual therapist will recognize these
very familiar qualities in their patients. It is likely that countless patients around the world,
with features characteristic of centrally sensitized pain, are being treated using techniques,
surgeries and drugs which are more suited to nociceptive pain problems. The inevitable failure
is frustrating to both patient and clinician. However, the manual therapist should also be
thinking, “YES! I recognize these patterns!” Per Smart and colleague’s analysis, the patterns
are a simple and quite a robust way to categorize dominant pain mechanisms. Although they
did not further divide each classification, the clinician should also appreciate that subcategories
could easily be added. For example, in the nociceptive classification, nociceptive pain could
be stemming from somatic (muscles, tissues, bones) or from visceral sources. Nociceptive
pain could also have a pattern suggesting more of an inflammatory process, or an ischemic
process. An additional concept should also be considered… it is unlikely there is only one type
of pain in operation in most of our patients.
Figure 2.1: Varying degrees of the clinical presentation of the three main pain mechanisms used in
clinical reasoning.
These are obviously three very different pie charts, from three very different patients. As data
begins to emerge during the patient’s narrative, the clinician should begin to estimate which
pain mechanisms are in operation. These estimates should then prompt further inquiry to help
further discriminate between suspected pain mechanisms. This should also assist in decisions
about the type and extent of physical examination procedures as well as treatment plans.
Based on our understanding of how tissues heal (the stages of tissue healing) it is fairly easy
to predict how long some types of injuries take to improve. For example, consider these rough
time frames for healing:
• How long for that finger cut to heal and symptoms settle? A few days to a week?
• How long for a finger cut which needed a few stitches? Ten days to two weeks?
• How long for a finger that was nearly amputated, but successfully reattached? Perhaps
three months?
These are relatively easy to predict because we have a frame of reference based on the stages
of tissue healing and we are trained to recognize the pattern.
Hemostasis Inflammation
systems. This pattern is easily recognizable (once the manual therapist is trained) and is
illustrated below.
Figure 2.3: Pattern associated more with an aberrant pain system than tissue issues.
Sometimes once a treatment plan has been initiated, the response may provide an early
indicator at how far and how fast someone will progress. It is often helpful to refer to a graph
to represent expected changes, explain how progress will occur, and to emphasize the aim to
make steady progress toward activity and participation goals. There will clearly be situations
in which you can’t give a reliable prediction if (or when) they will be able to get rid of their pain.
Function
Pain
TIME
Figure 2.4: The progression of pain versus function over time with proper pain management.
However, with good confidence you can often predict how soon a patient will be able to do
more of the things they want to do. On the graph above, the reader should notice that the
plotted lines are not straight. The lines go up and down with a daily variation in function and
in pain levels. It is important to reassure that it is normal for pain levels or functional ability
to go up and down on any given day. Some days can be good, while others bad. Sometimes
the patient might know why the pain was worse on a particular day, but sometimes they can’t
identify a specific reason. This is a normal pattern for most patients, and they should be
encouraged not to worry over this cycle. The key is to keep moving forward toward their goals,
and even on a “bad day” the most important thing is usually to keep moving.
In this principle we examined some of the contemporary definitions for clinical reasoning and
outlined the many forms of clinical reasoning (e.g. diagnostic, narrative, procedural, interactive/
collaborative, intuitive, dialectical, pattern-recognition, predictive/prognostic, ethical, and
teaching as a form of reasoning). Each of these strategies permit the clinician to assess the
breadth of information gathered in the context of the patient evaluation and subsequent care.
We would argue that through the process of clinical mentorship, peer review, and ongoing
metacognitive exercises there is a tremendous potential to cultivate one’s reasoning expertise.
The utility of organizing clinical information using hypothesis categories is a method to help
thoroughly investigate the patient’s problem and collaboratively decide upon a plan of care.
In addition, this degree of scrutiny applied to the patient’s problem will undoubtedly build the
foundation for a strong alliance between the manual therapist and clinician.
Conclusion.......................................................................... 91
• Using the word “pain” can create pain: Hall and Stride described an experiment where
they used electric stimulation to investigate the word “pain” used in the instructions.
They found that if subjects were informed that they would receive an electric stimulus,
which is usually painful, the subjects reported pain during the stimulation (no surprise
here, they expected it to be painful). However, when subjects were informed they would
receive electric stimulation but the word “pain” was omitted, the same intensity of electric
stimulation was not reported to be painful.6
These quirky examples from the dusty fringes of the pain research library are evidence that
there is much more going on during the pain process than a simple transmission of a “pain
impulse” to the brain. If that were the case, red lights wouldn’t hurt more than green, an
attractive observer wouldn’t change a pain response, a painful stimulus would feel the same
whether or not you are holding hands with your sweetheart, and a car crash would feel the
same in the mall parking lot as it does in a demolition derby. All of these examples show
that there is more to pain than “painful input” to the brain. Where did the idea that pain
originates from the body’s tissues develop? A few hypotheses involve personal experience,
our social network, our discipline-specific training about pain, the use of language, and a 17th
century philosopher.
Let’s begin with our personal experiences. Each of us is an expert on our own pain experiences,
and yet this occurs in relative isolation as we cannot fully share our true experience with
others. Of course, others can witness our pain behaviors, emotions, antalgic movements, and
pain related disability; but pain itself cannot be visualized in a biomedical sense. Likewise,
because we lack words with enough descriptive potential to convey our emotions, we are
constrained in our attempts to communicate this experience to others. Instead, as explored by
Scarry in The body in pain: the making and unmaking of the world, a person’s description of
their pain is often limited to the use of metaphor in an attempt to approximate the experience.9
However, these attempts often fall short as evidenced by a lack of understanding by healthcare
providers and ongoing frustration of patients.10,11, 12-14
In addition to personal experiences, we’ve all had plenty of social learning experiences with
pain. From Uncle Eddie’s gout attacks, to Dad’s “trick” knee, to brother Jimmie’s bad “rotary
cup” you’ve probably seen people in your life grab their gouty toe, trick knee or bad shoulder,
and complain about the pain. You’ve observed how it changed their behavior and how they
tried to ease the pain, and you may even have participated in rituals to try and help. Perhaps,
as a result you were required to do more than your share of household chores or take on a
second job to help with financial obligations, or maybe you were the “chosen one” who had to
rub liniment on Granny’s bunions.15
Even healthcare providers contribute to the social learning that takes place around pain. A
medical appointment for a pain-related problem might include an assessment, management
process, and pain education from a healthcare provider who most likely has a biomedically-
based diagnostic and treatment perspective. A typical appointment involves a brief search for
painful tissues, a bit of poking and prodding, some extreme language describing the problem:
“torn,” “unstable,” “herniated,” “bone-on-bone,” “degenerated” and treatment advice to
address the damaged structure. Because most training programs for healthcare providers
tend to be more biomedically oriented this pattern of interaction should not be surprising. In
addition, most of the training clinicians received in school was likely outdated and, in most
cases, provided with insufficient depth to give providers an adequate foundation for addressing
a complex problem like chronic pain.16-19 For example, in 2011 it was reported that only one-
third of physicians felt comfortable managing patients with chronic pain, and only 1% felt
that the work was satisfying.20 In fact, it has been reported that despite recommendations in
practice guidelines, clinicians often provide patient management advice in line with their own
pain beliefs. If clinicians are more fear-avoidant about their own pain, management advice to
their patients will reflect these beliefs.21-23
The language we use to describe pain may also play a role in cultivating particular pain beliefs.
For example, when we say “back pain” it stands to reason this means pain originating from
the back. Likewise, for knee pain or tooth pain or a headache. It’s just much easier to say
“wrist pain” than “a nociceptive experience referencing the wrist in the body’s representation.”
While our use of these terms is perhaps efficient, the semantics of this language may be
misleading. The term “back pain” means pain coming from the back, which subtly suggests
pain originates from the body, or that pain is an input. To frame this concept further, we
must step back in time and turn our attention to a much beloved 17th century philosopher,
Rene Descartes.
As discussed above, if “pain” were traveling up the spinothalamic tract, pain would be an
input arising from the body tissues. Thus, it is more accurate to describe the spinothalamic
tract as a nociceptive messaging pathway or use the term nociceptor rather than pain sensor.
Biologically speaking, “there is no such thing as a pain sensor!”30
In addition to accuracy, the philosophical issue with the notion of pain as an input is in the
absence of an identifiable “pain driver.” If your patient had an x-ray, blood work, diagnostic
ultrasound, nerve conduction test, MRI, and CT scan, all with negative results, many clinicians
might proclaim that it is not “real” pain. As Qunitner and colleagues mentioned, in these cases
the patient’s reports of pain are, “at best doubted and at worst disbelieved.”31 For further
review of this fascinating tale of pain models, see the excellent chapter Evolution of Pain
Theories in Melzack and Wall’s classic book, The Challenge of Pain.32
Descartes also contributed another piece to our current understanding of pain: the concept
of a split between mind and body (mind-body dualism). Although there are some who feel
that Cartesian dualism has been misinterpreted, it is commonly considered that Descartes
suggested the mechanistic physical self was separate to that of the immaterial mind which
is both indivisible and sentient.26,33,34 In essence, this is another thread in the tapestry of our
perpetual misunderstandings about the nature of pain. As mentioned above, in the absence of
imaging findings or other features to validate that there is something structurally or biologically
wrong to cause pain, the conclusion that would often be reached is that the pain is “all in their
head” (aka: not real pain). If most of the public and many clinicians share such beliefs, it is no
wonder that patients with non-specific back pain, fibromyalgia, chronic fatigue, Lyme disease,
irritable bowel syndrome, headache, and other functional pain syndromes feel like they have
been let down, stigmatized, patronized, underserved, over-medicated, and mismanaged by
the medical system.10,11,13,14,35,36 Indeed, the notion that it is hard to get well if you must prove
you are ill is completely understandable.37
Before moving to the current era of pain models, there is one last theory which needs to be
discussed—the idea that pain has an emotional component. While this would seem obvious
now, in the heyday of the specificity theory when all the rage surrounded research on pain as a
sensory modality, the thought of pain having an emotional domain seemed antiquated. Isn’t it
interesting how beliefs and popular understanding shift over time? During the Classical period of
Greek philosophy in the 3rd and 4th centuries BC, where thinkers like Plato, Aristotle, Epicurus
and Socrates were at the pinnacle of intellectual theorizing, pain was not considered to have
anything to do with sensation. Although there was ongoing debate (that is what philosophers
do) pain was mainly considered to be an emotion, more like the opposite of pleasure than a
type of sensation.38 So, in the late 1800s when the philosopher and psychologist H.R. Marshall
proposed that pain has an emotional quality which occurs alongside the sensory experience 32
he observed that painful events rapidly produce very persuasive negative emotional responses
to the event to take action. It would seem this was one of the last of the missing elements
needed to catapult us toward a modern conceptualization of pain.
NO INPUT=
GATE CLOSED
Biomedical Biopsychosocial
Focus on disease/illness Focus is on health/wellness, recognizes
continuum between health and illness
Search for single factor biological/ Multiple factors of biological,
physical cause and effect relationship psychological, social and behavioral
factors interact
Treat symptoms to alter the Treat the disease to alter the symptoms
disease process
More reductionist More holistic
More clinician centered More patient centered
Patient’s role is passive Patient’s role is as an active participant
If you can identify the single cause and Multiple factors of biological, psychological
treat it correctly, health will be restored and social factors interact, cannot treat
one in isolation
People are not responsible for illness People’s behavior influences health;
(bacteria, viruses, chemical imbalances combinations of bio, psycho &
are the cause) social factors
Pain is caused by tissue damage Pain is complex and multifactorial
Pain should be avoided during activity or Pain can be related to altered sensitivity,
exercise to avoid causing more damage isn’t the only factor to determine
exercise status
Pain reduction must precede Functional gain can occur even with pain
functional gain
Now consider the same problems from a biopsychosocial perspective. From the biological
end, much of the examination might be similar, however, the modern manual therapist might
look with more depth to ascertain which pain mechanisms are most involved (more on this
later in the next principle). From a psychological perspective, it would be important to screen
for psychosocial yellow flags—depression, anxiety and substance abuse, but also assess
coping strategies and readiness to change. From a social perspective—factors related to the
home, family, work or cultural environment. All of these interrelated factors could easily be
missed if the clinician remains overly focused on the back pain.
• It did not include the immune system or inflammation, and the endocrine system was
not mentioned
• It couldn’t explain persistent pain, explanations for some pain conditions remained elusive
(most notably phantom limb pain)
Body-Self Matrix
Cognitive Related Brain Areas Pain Perception
Memories of past experience, Sensory, affective, and
attention, meaning, anxiety C cognitive dimensions
TIME
In the years since Melzack proposed the Neuromatrix model, brain imaging has continued to
improve, providing better fidelity in which to study the implications of this model. Presently,
there are numerous imaging studies which have helped to describe the patterns of neural
activation within the pain matrix proposed by Melzack. Some of the key brain areas activated
during a pain experience include the primary and secondary somatosensory, insula, anterior
cingulate cortex, prefrontal cortices and thalamus.44 Other areas activated within the central
nervous system include the spinal cord, premotor and motor cortices, basal ganglia, amygdala,
hypothalamus, hippocampus, cerebellum and many other areas.45,46 Taken together, this
matrix serves to identify and localize nociceptive threats, determine salience and, if deemed
necessary, formulate an action plan.
SMA M1 S1 PPC
ACC PCC
S2
Insula
BG Thalamus
PFC Hypth
Amygdala
PAG
SMA M1 S1
PPC
PB Cerebellum
ACC PCC
S2
Insula
BG Thalamus
PFC Hippo
NA Hypth
Amygdala PAG
PB Cerebellum
However, they are often resistant to change, have difficulty making decisions and learning new
concepts, become easily frustrated, and have difficulty managing emotions. This research
helps us understand why we may recognize some of these features in our patients, but more
importantly this suggests we should be managing them differently! Clearly a unidimensional
approach will be insufficient to address the multiplex of problems.
Shown in the figure, the model demonstrates how the nervous system continually samples the
body tissues as well as the environment for potential threats. The sampled information then is
sent to the brain to be scrutinized to determine whether any action should be taken. Depending
on the processing that occurs, the system may construct either a behavioral or physiological
output. Although it bears some similarity to Melzack’s Neuromatrix, the illustration is elegantly
simple in its visual representation of a complex, multidimensional process like pain. In contrast
to many previous models with straight-through tracts, the diagram of the MOM easily conveys
the circular pattern of feedforward and feedback built into the system.
For pain problems which involved the processing/scrutinizing of inputs (from the dorsal horn of
the spinal cord upward to cortical centers) Gifford described central pain mechanisms which
could involve a sensory, cognitive or affective dimension. Aspects such as past experiences,
social situation, culture, pain beliefs, knowledge about pain, expectations, fear, and other
psychosocial factors could impact processing/scrutinizing to alter the appraisal of threat to the
body system. As a response, the CNS could orchestrate an action plan it deemed appropriate
for the situation. The outputs from the CNS could include construction of a pain experience.
However, other outputs include respiration, autonomic nervous system, stress systems (fight/
flight), neuroendocrine outputs (cortisol or other stress hormones), altered motor planning
(antalgic movement), or altered descending modulation. These outputs could be exercised
in isolation, or act in combination depending on the biologic need as computed by the CNS.
Building on the work started by Louis Gifford, Keith Smart and colleagues worked to adapt
the MOM into a more concrete method to determine which pain mechanisms contribute to a
given pain problem. Their initial effort included a Delphi study that included over 100 content
experts in the pain field, in order to define key clinical indicators to the pain categories:
nociceptive pain, peripheral neuropathic pain and central mechanisms.55 In the studies which
followed, their team was able to narrow the results into clusters which demonstrated robust
utility and were simple to apply in a clinical environment.56-60 This mechanism model is further
explored and explained in other principles as well.
The final point about understanding pain mechanisms is that nothing in biology exists in
complete isolation, and everything is dynamic. So, when considering pain mechanisms, it
is generally a good practice to estimate the proportion for each of the different mechanisms
rather than only one. For example, even in a pain state like chronic lateral epicondylitis/
epicondylalgia, there will frequently be multiple mechanisms involved. Perhaps the majority
of the problem is related to nociceptive inflammatory
mechanisms, however, it is not uncommon for the radial
nerve to become sensitized or have central mechanisms
contributing to the problem.61-63 Due to the likelihood
of multiple mechanisms in operation, one method of
depicting this is to use a pie chart. In the example shown,
the majority of the problem was estimated to be from
central mechanisms, although other mechanisms were
also suspected. It should be noted that although Smart
and colleagues initially considered defining an “output
mechanisms” cluster, there was insufficient evidence
to identify a clear pattern with such a broad systems- Nociceptive
based category (autonomic, motor, stress, immune, Peripheral Neurogenic
endocrine, etc.).64 That being said, sometimes clinicians Central/Nociplastic
find it is useful to consider output systems as factors Output
when estimating relevant contributions to a patient’s pain
experience. Once you feel like you have a good estimate Figure 3.1: Pie chart depicting
of the relative proportion of pain mechanisms, don’t forget presence of various pain
mechanisms including dominant
that pain mechanisms will likely shift over time! mechanism
One of the most common means for defining pain phonotypes is with sensory profiling. This
type of assessment goes beyond the standard light touch and proprioception screening to
more thoroughly account for pain-associated sensory perturbations. Two methods commonly
used to establish the sensory profiles of pain phenotypes include neuropathic pain screening
questionnaires (e.g. painDETECT, LANSS, StEP, NPQ, DN4, ID Pain66) or specific sensory
testing during the physical examination. This type of sensory testing is more formally known
as Quantitative Sensory Testing (QST) in which there are a range of standardized, well-
validated and reliable protocols.67 Baron and colleagues reviewed this topic with an example
of an abbreviated QST protocol as well as questions from neuropathic pain questionnaires to
determine pain phenotypes of patients with neuropathic pain. The concept was to understand
more about why some patients with neuropathic pain demonstrate variable responses to
pharmacological management. They recruited subjects with either radicular pain, post-shingles
Prickling
Allodynia
Shooting
Thermal
Numbness
Light Pressure
2. 22% 26% 5%
Prickling
Allodynia
Shooting
Thermal
Numbness
Light Pressure
5. 15% 0% 0%
Figure 3.2: Pain phenotypes for radiculopathy, diabetic neuropathy and post-herpetic neuralgia.
neuropathic pain or painful diabetic neuropathy; all cases of peripheral neuropathic pain.
The sensory modalities tested, and neuropathic questionnaire items included: complaints of
burning, pins/needles (prickling), shooting pain, tests for allodynia (pain from a non-noxious
stimuli, usually light brushing), thermal pain thresholds, numbness and pain from gentle blunt
pressure. When the data was plotted, it became very clear that although all of these patients
met the diagnostic classification criteria for “neuropathic pain” they demonstrated substantial
differences in sensory profile.68-70 The authors surmised that the different pain phenotypes
identified provide evidence explaining why patients with seemingly the same type of pain
(neuropathic pain in this case) respond differently to pharmaceutical intervention: in actuality,
the underlying pain mechanism is different!
Perhaps you are thinking, “Okay, interesting enough—but I don’t really see many people
with post-herpetic neuralgia in my clinic.” Fair statement—but how about knee osteoarthritis?
Carduso and colleagues did a similar study with almost 300 subjects with knee osteoarthritis.
Care to guess what they found? That’s right—despite the same diagnosis and same type
of clinical condition, they identified multiple different sensory profiles (implicating different
pain mechanisms). Some of the patients had a low pain sensitivity to pressure pain, others
demonstrated temporal summation of punctate pain, some hated cold (it actually caused
more pain), others exhibited a high sensitivity to heat pain and temporal summation of
heat pain, and one last group had an average pain sensitivity across most modalities.71
As mentioned previously, this should get you excited about contemplating effectiveness
of nonpharmacological treatment. Up until this point, assessing for pain phenotypes has
probably not been part of your diagnostic or treatment-centered clinical reasoning schema!
In considering this concept, the modern manual therapist should not only consider pain
phenotypes, but in light of our bioplasticity (not just plastic processes in nerves, but all other
biologic systems), appraise the notion of a biopsychosocial phenotype. What would this look
like? Although this paradigm has not been fully explored, perhaps this is an appropriate venue
(with an appropriate audience). The table below includes key indicators that represent a
potential biopsychosocial phenotype.
Emotional LOW
Nociceptive Emotional LOW
Nociceptive
Affective MODERATE
Physiological Affective MODERATE
Physiological
HIGH HIGH
VERY HIGH VERY HIGH
Central Peripheral Central Peripheral
Nociplastic Neuropathic Nociplastic Neuropathic
The indicators listed in the table are a collection of proposals from the authors, but also
suggested domains from the VAPAIN consensus statement of core outcome domains, the
Initiative on Methods, Measurement, and Pain Assessment in Clinical Trials (IMMPACT) as
well as patient preference suggestions.76-78 But to be able to visualize these in a useful way
in the clinic, one graphical method would be to use a radar plot. For example, given the
selected measures from the table above, the data could be plotted to rapidly visualize domains
to prioritize during therapy. This method for representing multidimensional pain profiles has
been proposed as a means to improve pattern recognition in clinical reasoning and to visualize
outcomes in LBP, but not previously described as a biopsychosocial phenotype.79,80
Conclusion
As we continue our pain neuroscience journey for manual therapists, our hope is that you
continue to place high value on your manual skills, expertise, clinical wisdom, and patient
experiences while at the same time balancing this emerging knowledge. As time passes, we
will continue to discover more about the intricacies of how our amazing system operates to
detect and manage bodily threats. As Chapman and colleagues so elegantly stated: “Through
a common chemical language comprising neurotransmitters, peptides, endocannabinoids,
cytokines, and hormones, an ensemble of interdependent nervous, endocrine, and immune
processes operates in concert to cope with the injury. These processes act as a single agent
and comprise a super-system.”81 The information in this principle was presented to help the
reader appreciate, recognize, and characterize aspects of this super-system in an effort to
better understand pain and help patients who are suffering.
Conclusion...................................................................... 107
Smart and colleagues found the likelihood of a patient having a dominance of nociceptive pain
if they experience this cluster of clinical criteria is high (92.7%, 95% CI: 88.7 – 95.6%).3 They
reported a diagnostic odds ratio of 100.7 which indicated that the cluster was 100 times more
likely to accurately predict a clinical classification of nociceptive pain.3
*We need to acknowledge that we don’t really “correct” (change) anatomy. Anatomical structures are not
moved or displaced with manual treatments. Rather, manual therapy affects processes. Per Principle 1,
in the facet joint example, mobilizations to the cervical spine likely affected various physiological and
biological processes such as inflammation, irritations of nociceptors, etc., versus correcting an anatomical
structure. Sure, you may think of it “correcting” (restoring) homeostasis on a chemical, mechanical
or even thermal level, but realize again we don’t correct structures, as much as we affect underlying
processes associated with nociception.
If clinicians use only a biomedical model to teach patients about pain, could they be
indoctrinating patients into believing all pain must have an anatomical or biomechanical
explanation? To highlight this idea, let’s look at an interesting study from 2009.9 Patients who
were scheduled to have lumbar discectomy for low back and leg pain (confirmed lumbar
radiculopathy) were randomized into two groups. They all underwent the same discectomy
surgery procedures, except one group was given the “damaged disc” material (apologies
for the term—direct quote from the paper) that had been removed
during surgery. The other group was not given (nor shown) their
removed disc material. What were the results? The group that was
given their disc material recovered significantly better in terms of:
What could account for the different outcomes of these two groups when the exact same
surgical technique was used on all the patients? Was the continued pain following surgery
viewed differently by members of the two groups? Imagine you were in the group given the
damaged disc material in a small sterile container. Experiencing pain following surgery might
be rationalized as pain from the surgery, or pain from healing after the surgery: “It can’t be
from the disc because I can see it right here in this container.” Now imagine you were in
the group that was not given the disc material following surgery. Experiencing pain after the
surgery might be rationalized very differently: “It still hurts, maybe they didn’t take out enough
of the bad disc material. Maybe they took out the wrong disc, or maybe they damaged the
nerve as they took the disc out.”
One option might be for the person to take their foot out of the fire and then avoid the fire from
thereon. This is analogous to telling someone to do whatever it takes to stop the pain (get away
from the fire) and avoid doing anything that brings on the pain (back into the fire). Although
this might seem like a logical response in an acute, threatening scenario, it is much less likely
to help in the long run. In persistent pain states, the modern analogy of such an approach is
the fear avoidance model, which has been shown to lead to increased pain and disability.13
A second option might be to douse the fire with a bucket of water. The modern medical
analogy of a “bucket of water” would be prescription medications or injections which aim
to “put out the fires” of local inflammation. In the last five years, there has been a 629%
increase in Medicare expenditures in the U.S. for
epidural steroid injections and a 423% increase
in expenditures for LBP,14 and yet pain rates are
increasing, not decreasing. A PT analogy might be
the application of modalities such as moist heat,
ultrasound, or electrical stimulation. These might
help temporarily, but in the long run, dousing the
fire does not always work. Yes, manual therapy
should also be mentioned here as a means to
“put out the fire,” which may explain its efficacy in
acute and sub-acute pain, but lack in its ability to
extinguish chronic pain.
100 PRINCIPLE 4 | NOCICEPTION AND PAIN ARE NOT THE SAME CONSTRUCT
A third and perhaps the most drastic option to the
Cartesian model of relieving pain would be “cutting
the wire.” Cutting the wire means that the message
to the brain is severed. Therefore, if the brain cannot
receive “pain messages,” no pain will be experienced.
The modern analogy for this would be surgery. Of course, the idea that pain only occurs
because a body part that is injured sends “pain messages” to the brain is a fallacy. If this were
true, then surgery would be 100% successful. This is obviously not the case, which is proven
by the fact that 20% of patients have the same (or worse) pain following a lumbar discectomy15
and there is only a 50% success rate in decreasing pain following a lumbar fusion.16,17
Cartesian thinking has persisted within the Biomedical model of pain despite the fact that
many healthcare providers acknowledge there are many incorrect assumptions that have to
be made, namely:18
• There is a direct link between the amount of tissue damage and the level of pain
experienced—patients and society truly believe this.
• All pain is caused by injury and increased pain means more damage.
• There is a division of mind and body, where pain is either physical or psychological or mental
illness versus physical illness; this may have fueled the social stigma of psychological
issues or even psychological pain.
• In cases of chronic pan, according to the Cartesian model, tissues are not healing and
damage is ongoing.
Pain is obviously much more complex than a simple input driven system of protection, and
the biomedical model or explanation of pain is totally inadequate. But how did we realize this?
We noticed that sometimes nociception did not result in pain and vice versa: people with lots
of pain sometimes display little/no nociception.
Low Back:
• Lumbar spine degeneration starts in a person’s early 20s and there is little correlation
between arthritis and LBP later in life.24-27
• In asymptomatic elite tennis players, 33% had spondylolisthesis when scanned, with
several demonstrating pars fractures, stress fractures, etc., yet no pain.20
• Despite presenting with the same LBP, patients received completely different MRI results
when visiting different imaging centers and were given different interpretations of the
results by radiologists.28
Neck:
102 PRINCIPLE 4 | NOCICEPTION AND PAIN ARE NOT THE SAME CONSTRUCT
Shoulder:
• One in three people over the age of 30 and two out of three
people over the age of 70 have abnormal MRI findings
related to their shoulder, including complete rotator cuff
tears.32-34
Knee:
Hip:
Wow! Did you get that? What we see on scans and tests pertaining to the health of the tissues
does not necessarily correlate to the experience of pain and disability! So, we can observe that
injury and/or degenerative processes can be present in an individual, yet they may experience
little to no pain. The opposite is also true. Many people suffer from significant and debilitating
pain, yet no injury has occurred, and no disease process can be identified. It is important to
acknowledge that injury/tissue damage and pain are not synonymous. While often present
together, you can have one without the other.
Much of the early challenge to only the “joint” and “joint tissue” as the main target of manual
therapy can be attributed to Maitland’s early work on examination of movement of the
pain sensitive structures in the vertebral canal (the dura mater and nerve root sleeves),49
which ultimately led to the development of the slump test.50 Then Robert Elvey’s seminal
work51 on the brachial plexus tension test spawned a wave of cadaveric and clinical studies
on the movement properties of the major nerves in the extremities. This was the dawn of
neurodynamics, and an introduction to the concept that nerves need three things to stay
healthy and function normally: space, movement and blood.52
104 PRINCIPLE 4 | NOCICEPTION AND PAIN ARE NOT THE SAME CONSTRUCT
Keith Smart and colleagues undertook a second study to identify symptoms and signs
associated with a clinical classification of peripheral neuropathic dominant pain in patients
with low back pain, with or without leg pain.53 They found a cluster of three clinical criteria
predictive of peripheral neuropathic dominant pain:
Smart and colleagues found that the likelihood that a patient has a dominance of peripheral
neuropathic pain if they experience this cluster of clinical criteria is high (86.3%, 95% CI: 78.0
– 92.3%).53 They reported a diagnostic odds ratio of 150.86 which indicated that the cluster
was 150 times more likely to accurately than inaccurately predict a clinical classification of
peripheral neuropathic pain.53
This meant that now the manual therapy world had some treatment approaches for joints
and major peripheral nerve pathways. Mobilize and manipulate joints or mobilize the nervous
system, then keep things moving with therapeutic exercise. You’d think the life of a manual
therapist in the late 1980s was great! But no, there was still an ever-increasing number of patients
who did not seem to have a nociceptive dominant, or peripheral neuropathic dominant pain
presentation. These were the patients who said their pain had been bothering them forever;
many could not remember when or how their pain had started and, in most cases, it had been
present for years. These patients would say they hurt everywhere; many could not accurately
locate where they hurt, stating that the pain was all over their body. They said everything
they did made them feel worse, and that nothing made them feel better. Unfortunately,
they attracted labels such as “malingerers,” “non-responders,” or “chronic pain patients.”
Through Louis Gifford’s early work on pain and the Mature Organism Model, and Clifford Woolf’s
work,54-56 we soon started to hear more about CS as a cause of persistent pain states.57,58 CS
pain is now operationally defined as “an amplification of neural signaling within the CNS that
elicits pain hypersensitivity.”56 Much of the work on CS focused on brain plasticity and the
connection to the psychosocial, and this is when pain science pioneers like Gifford, Butler and
Moseley began ushering in the concepts of PNE.
3. Strong association with maladaptive psychosocial factors (e.g. negative emotions, poor
self-efficacy, maladaptive beliefs and pain behaviors)
Smart and colleagues found that the likelihood that a patient has a dominance of CS pain if
they experience this cluster of clinical criteria is high (91.8%, 95% CI: 84.5 – 96.4%). They
reported a diagnostic odds ratio of 486.56 which indicated that the cluster was around 480
times more likely to accurately than inaccurately predict a clinical classification of central
sensitization pain.
Many manual therapists who started using the PNE approach on patients with a CS dominant
pain mechanism were immediately reluctant to “touch” their patients. If nociception is not the
primary driver for the patient’s pain experience, then why attempt to change or eliminate that
nociceptive input? Furthermore, these patients were often “too hot to handle” and demonstrated
allodynia and hyperalgesia as part of their centrally sensitized state. Part and parcel of the
presentation was the perceived presence of maladaptive illness perceptions and maladaptive
pain cognitions.60 It was reasoned that the most important thing was to reconceptualize pain for
these patients. The PNE message was that their pain was no longer an accurate reflection of the
health or status of their tissues or tissue injury. Clinicians would reason that attempting to localize
a tissue source (joint, intervertebral foramen, nerve pathway, etc.) in such a patient would merely
serve to subvert that important message. You are telling them that their pain likely has nothing to
do with their “bulging disc,” or the “arthritic/stiff joint” in their spine, so how can it make sense
for you to mobilize that spine passively with a manual therapy technique? Such thinking sets
off a debate about whether musculoskeletal practice should be “hands-on” or “hands-off.”61,62
106 PRINCIPLE 4 | NOCICEPTION AND PAIN ARE NOT THE SAME CONSTRUCT
4.6: Do We Need to Reconceptualize Manual Therapy?
Thinking that manual therapy interventions should be avoided for patients who present with
CS dominant pain may reflect the questions we have about the effects of manual therapy. If we
limit those effects to mechanical changes in the tissues, it would make sense to steer clear of
manual therapy for these patients. But is that all manual therapy can achieve? Is it only passive
movement at the joint that occurs? There is good evidence showing that manual therapy can
result in reduction in nociception, pain behavior and local pathology, including scar tissue
formation.63,64 Despite years of research and a wealth of published evidence, exactly how
manual therapy works remains a bit of a mystery. Bialosky et al.65 proposed a comprehensive
model of the mechanisms through which manual therapy might exert its effects (Principle 1).
They proposed the effects were likely a combination of mechanical, neurophysiological, and
psychological (expectation of benefit) effects. The truth is that manual therapy produces a
cascade of mechanisms we are only just discovering.
Conclusion
Following the principle on pain models, this principle describes how those models can
influence the view (positive or negative) of the tissues (nociception) as the focus of pain. It is
important to understand and appreciate the complex relationship between nociception and
pain. The fact that people with tissue damage, pathology or mechanical dysfunction do not
always experience any pain supports the idea that the two are not always directly linked. But
this does not mean that nociception is not important to consider in patients presenting with
pain complaints. We have a classification system that can be used to determine which pain
mechanism might be the dominating factor affecting the patient’s pain, and that can help us
target treatment appropriately.
108 PRINCIPLE 4 | NOCICEPTION AND PAIN ARE NOT THE SAME CONSTRUCT
28. Herzog R, Elgort DR, Flanders AE, Moley 40. Register B, Pennock AT, Ho CP, Strickland CD,
PJ. Variability in diagnostic error rates of 10 Lawand A, Philippon MJ. Prevalence of abnormal
MRI centers performing lumbar spine MRI hip findings in asymptomatic participants: a
examinations on the same patient within a prospective, blinded study. Am J Sports Med.
3-week period. The spine journal: official journal Dec 2012;40(12):2720-2724.
of the North American Spine Society. Apr 41. Frank JM, Harris JD, Erickson BJ, et al.
2017;17(4):554-561. Prevalence of Femoroacetabular Impingement
29. Okada E, Matsumoto M, Fujiwara H, Toyama Y. Imaging Findings in Asymptomatic Volunteers:
Disc degeneration of cervical spine on MRI in A Systematic Review. Arthroscopy. Jun
patients with lumbar disc herniation: comparison 2015;31(6):1199-1204.
study with asymptomatic volunteers. Eur Spine 42. Silvis ML, Mosher TJ, Smetana BS, et al. High
J. Apr 2011;20(4):585-591. prevalence of pelvic and hip magnetic resonance
30. Nakashima H, Yukawa Y, Suda K, Yamagata M, imaging findings in asymptomatic collegiate and
Ueta T, Kato F. Abnormal findings on magnetic professional hockey players. Am J Sports Med.
resonance images of the cervical spines in 1211 Apr 2011;39(4):715-721.
asymptomatic subjects. Spine (Phila Pa 1976). 43. Woolf CJ. Dissecting out mechanisms
Mar 15 2015;40(6):392-398. responsible for peripheral neuropathic pain:
31. Simotas AC, Shen T. Neck pain in demolition implications for diagnosis and therapy. Life Sci.
derby drivers. Arch Phys Med Rehabil. Apr Apr 9 2004;74(21):2605-2610.
2005;86(4):693-696. 44. Devor M. Sodium channels and mechanisms
32. Sher JS, Uribe JW, Posada A, Murphy BJ, Zlatkin of neuropathic pain. The journal of pain: official
MB. Abnormal findings on magnetic resonance journal of the American Pain Society. Jan
images of asymptomatic shoulders. The Journal 2006;7(1 Suppl 1):S3-S12.
of bone and joint surgery. American volume. Jan 45. Devor M. Responses of nerves to injury in
1995;77(1):10-15. relation to neuropathic pain. In: McMahon SB,
33. Reilly P, Macleod I, Macfarlane R, Windley J, Koltzenburg M, eds. Textbook of pain. 5th ed:
Emery RJ. Dead men and radiologists don’t lie: Elsevier: Churchill Livingstone; 2006:905 - 927.
a review of cadaveric and radiological studies 46. Camino Willhuber GO, Piuzzi NS. Straight Leg
of rotator cuff tear prevalence. Annals of the Raise Test. StatPearls. Treasure Island (FL)2019.
Royal College of Surgeons of England. Mar 47. Rabin A, Gerszten PC, Karausky P, Bunker CH,
2006;88(2):116-121. Potter DM, Welch WC. The sensitivity of the
34. Milgrom C, Schaffler M, Gilbert S, van Holsbeeck seated straight-leg raise test compared with
M. Rotator-cuff changes in asymptomatic adults. the supine straight-leg raise test in patients
The effect of age, hand dominance and gender. presenting with magnetic resonance imaging
J Bone Joint Surg Br. Mar 1995;77(2):296-298. evidence of lumbar nerve root compression.
35. Spielmann AL, Forster BB, Kokan P, Hawkins Arch Phys Med Rehabil. Jul 2007;88(7):
RH, Janzen DL. Shoulder after rotator cuff 840-843.
repair: MR imaging findings in asymptomatic 48. Deville WL, van der Windt DA, Dzaferagic A,
individuals--initial experience. Radiology. Dec Bezemer PD, Bouter LM. The test of Lasegue:
1999;213(3):705-708. systematic review of the accuracy in diagnosing
36. Munk B, Lundorf E, Jensen J. Long-term herniated discs. Spine (Phila Pa 1976). May 1
outcome of meniscal degeneration in the knee: 2000;25(9):1140-1147.
poor association between MRI and symptoms 49. Maitland GD. Negative disc exploration: positive
in 45 patients followed more than 4 years. Acta canal signs. Australian Journal of Physiotherapy.
Orthop Scand. Feb 2004;75(1):89-92. 1979;25(3, July):129-135.
37. Bedson J, Croft PR. The discordance between 50. Maitland G. The slump test: examination and
clinical and radiographic knee osteoarthritis: a treatment. Australian Journal of Physiotherapy.
systematic search and summary of the literature. 1985;31:215-219.
BMC musculoskeletal disorders. 2008;9:116. 51. Hall T, Jull G. Obituary: Robert Elvey 1943 -
38. Major NM, Helms CA. MR imaging of the 2013. Manual Therapy. 2013;18(4):271.
knee: findings in asymptomatic collegiate 52. Louw A, Mintken P, Puentedura L.
basketball players. AJR Am J Roentgenol. Sep Neurophysiologic Effects of Neural Mobilization
2002;179(3):641-644. Maneuvers. In: Fernandez-De_Las_Penas C,
39. Riddle DL, Jiranek WA, Hayes CW. Use of a Arendt-Nielsen L, Gerwin RD, eds. Tension-type
validated algorithm to judge the appropriateness and Cervicogenic Headache. Boston: Jones and
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Rheumatol. Aug 2014;66(8):2134-2143.
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PRINCIPLE 5
Language Matters
Conclusion...................................................................... 122
By using the first and last letter and reading the word as a whole, the brain predicts what the
real word is, allowing you to read it. Still not convinced your brain is a predictor?
Other evidence of the ways in which words can shape or create our perception further
emphasizes the importance of words. Research out of UC San Diego investigated how
metaphors can shape how we see the world.5 If your city’s crime rate was described as
a “beast” versus a “virus,” would it make a difference in what action you think should be
taken? Research says yes, 71% of people thought more police enforcement was needed if the
crime rate was described as a “beast,” but when the crime rate was described as a “virus”
only 54% thought more enforcement was needed. Beasts are things to be tamed through
enforcement—a virus would require a much different approach. More specific to the medical
world—a study examined a simple phrase used during a needle stick procedure to see how
it altered the patients’ pain perception.6 One group was told, “this will sting” while the other
group was told, “beware, I’m about to start.” The “sting” group reported an average pain of 2.7
on the NPRS compared to only 1.6 in the “beware” group. Using different words influenced
the pain perception of these patients during the procedure, proving that the words we choose
can change the patient experience. The words we use can also affect how the patient
ultimately chooses to manage their condition.7 Patients have been found to choose more
aggressive management for low-risk conditions
when presented with a diagnostic explanation that
had more medical terminology in it.8 So we may
want to be careful throwing out a diagnosis of a
“counter nutated sacrum that is tilted on a left-on-
right axis with a left ilia upslip.”
Limited time
In today’s fast-paced medical environment time is often limited. This can make it difficult to
craft a thoughtful explanation for a patient’s problem and sometimes makes it easier to use a
simple metaphor to explain a treatment. When stressed and rushed, we often fail to create the
open, reflective, and self-aware atmosphere needed for mindful practice.16
No matter how diligent you are in evaluating a patient, there is still an element of uncertainty
behind most medical conditions. This can make a manual therapist uncomfortable, since they
don’t want to inaccurately diagnose a patient, or cause additional uncertainty. Not to mention
the fear of legal repercussions due to the litigious nature of healthcare. This fear could cause
a practitioner to muddle their message and avoid being as succinct as they could.
In an age when patients have instant access to answers from Siri and Google, we may want
to provide the short, simple explanations patients can find online. “This is your problem, and
we can fix it” can be comforting and reassuring, as long as it does not backfire on us later if
it turns out that our explanation is not so accurate, and we ultimately can’t “fix” the problem.
As clinicians, there are times when we want to use stronger language to generate a sense
of urgency in the patient to encourage them to be compliant with a home program or help
them fully grasp the significance of their condition. The use of extreme/negative language
such as “If you don’t do this, you are certain to get worse,” to shame and guilt a patient into
compliance is not the most effective approach. The use of this kind of language can induce
increased fear and anxiety for the patient.17 We know that patient-centered care and shared
decision making is a much better way to initiate positive behavior change.18-21
Habit
Through lectures, conferences, and communication with professors and experts in the field
we can become comfortable using terms and language heard often during our training. As this
language becomes second nature to us we may begin using terms and phrases without giving
second thought to their meaning.
Common vernacular
The changes that take place are evident when we use these negatively framed words and
induce a nocebo effect, which can alter a person’s biology and their psychology, as well.
Growing evidence shows that the psychosocial factors a patient presents with are better
predictors of pain and disability than pathoanatomical factors, especially as the problem
persists.25-28 Historically, manual therapists were focused on the pathoanatomical state of
the patient and created every evaluative attempt possible to palpate abnormal structures.
Knowing the reliability of some of these attempts is questionable,29-31 the modern manual
therapist needs to consider the psychosocial components and the effects of their language.
The words we use during evaluation and treatment can have a profound impact on the way a
patient views their body and the potential outcome of their treatment.7,32 When telling a patient
they have “degenerative disc disease” or “instability of their spine,” consider how this could
affect them. Each patient may have a different understanding of these terms, and the fact that
health literacy is low for many individuals is an additional factor.14,33 This is highlighted in the
qualitative study done by Barker and colleagues that examines responses from patients being
treated for LBP.34 One example from the study shows that very few patients were familiar with
the term “instability,” interpreting it to mean the back could “go out” at any time.
Hafner35 found similar themes when she studied the explanations a group of patients were
given regarding their back pain and whether or not they understood the explanations. The
results support the biomedical model by showing that even in chronic conditions the source of
back pain was attributed to a structural fault in the spine. Ongoing support of the biomedical
model, even in chronic conditions, persisted with focus directed at the sole source of back
pain arising from some structural fault within the spine. This made the patient feel their
back was vulnerable—which was unnecessary since the belief was based on inaccurate
and inappropriate information and a pessimistic prognosis. This disempowered the patient,
leading them into a passive role within the therapeutic process. These results show why it’s so
important to improve communication with patients by using plain language and explanations
that patients can understand in order to reduce fear and anxiety. The table on the following
page is from an orthopedic manual therapy publication and is an example of how clinicians
are slowly but surely beginning to think about the language they use.1
• Tear • Pull
• Bulge/herniation • Bump/swelling
• Disease • Condition
• Effusion • Swelling
• You are going to have to live with this • You may need to make some
adjustments
The use of effective communication to aid in the healing process is part of the development of
a more patient-centered care approach.43,44 This approach entails: taking on a biopsychosocial
perspective and understanding the multidimensionality of the individual illness experience,
sharing power and responsibility, and showing sensitivity and empathy for the patient. In the
healthcare field, it is sometimes best to utilize the technique the late Oliver Wendell Holmes,
Sr., shared with his medical students when he would remind them that:
Conclusion
Hopefully, this principle has helped improve your understanding of why words do matter;
manual therapy is not just about the therapist’s hands. The words used to explain a patient’s
condition, the reassurance the patient is given, and the framing of our messages and the
patient’s prognosis, all play a role in how effective treatment is, and in the outcomes of our
manual treatments. Enhancing our communication skills is just as important as improving our
handling skills as we provide manual therapy interventions. While words alone may be neutral,
the context in which they are delivered can have substantial biological and psychosocial
effects on the patient and their healing response. Being mindful of the words we use can add
to the effective outcomes we all desire for our patients.
Conclusion...................................................................... 149
In fact, various biological and physiological processes along the pathway have the ability
to increase or decrease information, which impacts the pain experience considerably. This
section will focus on the various processes along the pathway of the peripheral and CNS,
ultimately influencing sensitization of the nervous system. It’s this sensitization that poses a
significant challenge to the manual therapist. What follows is not an in-depth discussion of the
various biological and/or physiological processes associated with peripheral and CS. Many
comprehensive academic and clinical books cover this in detail.4-8 What follows, is a clinical,
working knowledge (summary and clinical importance) of these various processes.
Here’s the important (clinical) part: nociceptive primary afferents are capable of modifying input
before it is ever transmitted to the CNS.3 Inflammation produces a long-lasting neuroplastic
change in the signaling pathway mediating pro-inflammatory cytokine-induced sensitization
and mechanical hyperalgesia,11 which is referred to as hyperalgesic priming. With injury, the
peripheral and CNS undergo profound but reversible hypersensitivity in the injured/inflamed
and surrounding tissues.12 This is normal, and part of the protection process our bodies use
to defend against danger. A number of different forms of functional, chemical, and structural
plasticity can sensitize the central nociceptive system to produce pain hypersensitivity under
both normal and pathological circumstances, some of which may become persistent.13 All
of this pertains to peripheral sensitization, which represents a reduction in threshold and an
amplification in the responsiveness of nociceptors. This occurs when the peripheral terminals
of these high-threshold primary sensory neurons are exposed to inflammatory mediators (e.g.,
cytokines) at the site of tissue injury.13 This causes a sensitization of the injury site, which again
is normal and protective. These changes can arise quickly or develop over time in response to
“peripheral” or “central” processes that increase neuronal excitability within the CNS. For the
manual therapist, this means that by the time you touch a person presenting with pain from
an injury, the nervous system in and around the injury site will already be sensitized.
Time out! Are you seeing what we’re seeing? Consider this:
• All of this underscores the premise of the book: Don’t forget about the tissues and the
various ways manual therapy interventions can influence these biological processes that
underpin a pain experience!
To make things even worse, many of the same inflammatory agents (e.g., cytokines) can spill
over into the circulation and cause a systemic inflammatory response. Systemically, cytokines
can reach or signal the CNS via a number of routes and activate spinal and brain glial cells,
which produce a range of substances that are instrumental to setting the stimulus−response
profile in nociceptive pathways and adaptive behavior.14 See Principle 7 on neuroplasticity.
• Ion channels are proteins clumped together to form a channel. Ion channels are mainly
synthesized in the Dorsal Root Ganglion (DRG) based on genetic coding (DNA). Once
built, they are transported along the axon via axoplasmic transport to their destination site.
• Ion channels insert into the outer wall of the axon (axolemma) and provide a channel
(gate) between the external and internal axonal environment.
• Depending on the number and kind of ions flowing in/out of the axon via ion channels,
an action potential may ensue. Once a resting membrane potential of -55 millivolts is
achieved, an action potential (electrical spike/message) ensues.
ACTION
POTENTIAL
Repolariza
tion
lariza
Depo
VOLTAGE
tion
THRESHOLD
STIMULUS
REFRACTORY
PERIOD
TIME
• There are many different kinds of ion channels, most of which are very important for the
manual therapist:
• Depending on the concentration and total number of ion channels present, an axon may
develop an action potential (“fire”) via stimuli such as stress, fear, movement, pressure,
immune changes (flu), temperature changes, etc. If enough ion channels open during a
stressful time (e.g., MVC), a patient may indeed present clinically and state: “I feel my neck
more when I’m stressed,” or “My pain gets worse when I’m stressed.” The underpinned
biology of ion channel expression explains this clinical phenomenon.
• Ion channels continually change. It has been reported that the half-life of a typical ion
channel is approximately 48 hours, thus allowing for continued plasticity in the sensitivity
of the nervous system.18,20 What’s truly important, is to realize that the expression of ion
channels is dynamic and continually changing (e.g., an immune-mediated ion channel
drops out of the axolemma, but a stress channel inserts in its place).
Even though significantly more complicated, clinically it is important to understand the concept of ion
channel deposition. It is estimated that a single axon contains approximately 1 million ion channels,
thus the human body has trillions upon trillions of ion channels. The typical half-life of an ion channel
is estimated to be around 48 hours. Therefore (and the important clinical part), if we could freeze
time and count the number of ion channels and the distribution (ratios) of the various ion channels in
a person at any given time, it would be a representation of:
1. Genetic coding – Based on genetic coding each person has a different expression of ion channels.
For example, in any large gathering, such as a seminar, there are some people who are “cold” and
need to wear a sweater or coat, yet the person next to them is fine with only a shirt. The genetic coding
behind ion channels creates some level of difference between people, at least to a small extent.
Furthermore, given epigenetics (environmental influence of gene expression), differences will also
develop as we adapt to our environments, i.e., move and live in environments with different climates.
2. What the brain thinks we need for survival – If we consider the fact that ion channels play a
significant role in protection and survival, and humans face various stressors (a cold front coming
in, looming medical test, surgery, etc.) ion channels adapt accordingly to “monitor and inform” the
brain of impending threats. It would make sense as weather changes and temperatures plummet,
that we become aware of it (beyond regular senses), so we can protect ourselves—by putting on
a coat, for example. Similarly, if we do not monitor our stress (levels of circulating adrenaline and
cortisol), we may become susceptible to a stroke or cardiac event. In this model, the brain uses its
available information and adapts the sensitivity of the nervous system via ion channel expression for
survival purposes.
Mechanical force: Myelin can be physically “peeled” away from an axon. For example,
during an injury, such as an inversion ankle sprain, axons (sural nerve) may have
myelin removed via the sudden inversion sprain.
Immune processes: There are several immune-based disease states that demyelinate
axons, such as multiple sclerosis, human immunodeficiency virus (HIV), etc.23
Chemical stripping: Inflammatory substances released at the time of an injury may
dissolve the myelin surrounding the axon. Various inflammatory and immune cells are
known to be part of this “chemical stripping” of the axon, e.g., inflammation process
in disc herniation24-27 or chemotherapy.28,29
What does all of this mean? We humbly suggest a few “take home” messages for the
manual therapist:
• Odd symptoms are real, and patients are not “making them up.” They CAN become
sensitive to various odd (non-mechanical) stimuli such as stress and cold temperatures.
• The system is plastic and just as it can become more sensitive to certain stimuli, it can
become less sensitive as well. This can provide hope for people in pain.
• The nervous system is not a fixed constant in the transmission of impulses (see paragraph
one of this principle). The conduit (axon) can in fact alter (increase or decrease) the
message sent to the CNS and thus play a significant role in pain.
In line with the last point, we must finish with this critical clinical aspect when it comes to ion
channels. In school, we are taught that nerves are pathways or conductors of messages; not
originators of impulses. Theory dictates that impulses are generated at the terminal endings
and then fired via the axons. In lieu of the ion channel discussion, we know this cannot be
entirely true. It is now well established that when an abnormal concentration of ion channels
is found in the axolemma, the axon develops an ability to generate its own impulses and
thus not merely impulse conducting. These areas are referred to as ectopic nerve pacemakers
or abnormal impulse generating sites (AIGS). Depending on the concentration of the specific
type of ion channels in the area, the axon can depolarize in response to opening of those ion
channels and an action potential can ensue with higher levels of adrenaline (fear, anxiety, stress
or anger), movement and/or mechanical pressure, temperature shifts in the environment, etc.
The demyelination of axons and resultant upregulation of ion channels into the bare axolemma
can help clinicians explain some of the pain that patients may experience after surgery or
injury. These impulse generating sites have been demonstrated in:
• Lumbar disc herniation and radiculopathy: There is growing evidence that lumbar
radiculopathy is associated with a chemical activation of the DRG and adjacent axons.
Following a disc herniation, powerful chemicals including phospholipase A2, thrombaxin,
interleukins, etc., leak from the disc and not only chemically stimulate the DRG, but
start a demyelination process in the proximal nerve root.24-27 With demyelination, there is
increased availability for upregulation of ion channel deposition, development of AIGS and
persistent and high-level pain, despite the fact that the original disc injury has healed.28,29
• Medial scapular border pain mimicking Cloward referral patterns: It is now well established
that the cervical discs, as well as cervical zygapophyseal joints, are known to refer pain to
the upper thoracic spine and medial border of the scapula.35-41 Cervical disc lesions, as an
example, are quite common and associated with a MVC.42-44 With the chemical activation
of the DRG, referred pain is often felt in the upper thoracic spine, clinically known as
Cloward areas.35,36,45 From a pain science perspective, though, clinicians are also urged
to consider another possible pain pattern which may mimic Cloward and zygapophyseal
pain referral: posterior primary rami nerves. Anatomically, the posterior primary rami of
the spinal nerves arise in T2 spinal level through T6 spinal level and pursue a right-angled
course through the multifidus muscle and local fascia.46 It is proposed that with sudden
hyperflexion of the neck, upper thoracic spine and ribs during an MVC, the sudden
movement and mechanical stretch may cause local demyelination, resulting in a bare
axolemma. The bare axolemma will in turn allow for an abnormal upregulation of ion
channels locally, which may become a major source of persistent thoracic pain, which
should be differentially diagnosed in relation to other referral patterns.47
Cervical zygapophyseal
joint pain referrals
Before we delve into the complexity of the dorsal horn, which pioneers such as Patrick Wall
and Clifford Woolf spent considerable time studying, we must discuss the DRG, since it plays
a significant role in neuropathic pain. The DRG is a cluster of cell bodies of the sensory
(afferent) neurons and in essence “outside the dorsal
horn of the spinal cord.” The DRG is non-myelinated,
thus contains a very high number of ion channels. This
high concentration of ion channels in and around the DRG
leads to a heightened sensitivity of the DRG to various
stimuli associated with ion channel activation.17,48,49 The
DRG is extremely mechanosensitive and it’s postulated
that it has a high affinity for adrenaline channels, making it
more susceptible to circulating adrenaline.17,50,51 A few key
clinical issues:
• The DRG may display periods of extreme latency after injury, with reported after-discharge
occurring two to three weeks after insult. For example, mechanical stimulus of the DRG in
a MVC54 may “compress” the DRG, but the axon may not fire for two to three weeks. It is
believed that this after-discharge may be due to a delayed immune and stress response.55,56
Pain onset days after injury or “flares” days after manual treatment can easily be explained,
expected and should be understood by the clinician and patient alike.
• In recent years, with the increased amount of research associated with complex regional
pain syndrome (CRPS), a lot of attention has shifted to the DRG. Following injury, it has
been shown that post-ganglionic sympathetic fibers grow toward the DRG and form a
basket weaving around the DRG.12,57 This is important, as the sympathetic nervous system,
an efferent system, releases adrenaline around the already heavily ion-channel-populated
DRG and may easily cause the firing of an action potential with the release of adrenaline
(fear, anxiety, stress, etc.).57,58 This resultant action potential fires bi-directionally:
With orthodromic impulses (the orthodox way), there is a barrage into the CNS which
may result in the development of CS.
Antidromic or retrograde depolarization in turn may fire action potentials towards
the target tissues resulting in release of substance P, histamine and other vasoactive
substances. This results in the target tissue redness, warmth and swelling with
spreading pain and additional changes within the CNS.59
Can you see up to this point, how the peripheral nervous system does not act as a passive
conduit of information—a passive and neutral bystander? No, it is a living, breathing, inquisitive
system that can amplify or dampen information from the periphery and its sensitivity can
make manual handling extremely difficult or impossible. Treatments to “only the target tissue”
(joint) may be inadequate and should thus entail various strategies to ease the sensitization of
the nervous system. For example, PNE has shown an ability to calm down mechanosensitivity
of the nervous system via neurodynamic tests and/or pressure pain thresholds.60 Pumping
blood and oxygen around a sensitized nervous system through activities like aerobic exercise
has been shown to dampen sensitization of the nervous system.61-63 Once again, through
simple neurobiology we make the case for pain science and manual/physical therapy to co-
exist and the modern manual therapist to add to their Swiss Army knife of skills!
At this point, the manual therapist might ask, “So what?” Why does all of this matter on a
Monday morning in a busy clinic? Let’s determine whether you’ve experienced any of these
clinical presentations. If you feel compelled to do so, mark the examples below that you’ve
seen or heard about in the clinic:
Persistent, ongoing pain (pain getting worse over time; not better)
Allodynia (pain from stimuli that should not hurt, i.e., light touch or Grade 1 minus,
minus mobilizations)
All examination movements hurt (not just rotation left, or side-bend left)
Most manual therapists see and hear about these types of presentations on a regular basis.
The good news: We can explain it; it DOES happen, and we can help it (neuroplasticity). The
bad news? When patients present with these signs and symptoms, they often find themselves
in the unfortunate position of having to defend themselves. These patterns do not readily fit
into the orthopedic domain or textbooks and some clinicians may even question the validity
of this type of pain presentation. What follows is a brief and very basic description of the
development of CS. It is our hope that this will help the manual therapist understand what
happens in CS and why patients can (and do) show up with these signs and symptoms.
In mathematics, one plus one equals two. In pain neuroscience, one plus one may end up
being five, five thousand or even five million. For a manual therapist to develop a working
knowledge of CS, a basic knowledge of the dorsal horn and the various processes is needed.
In its simplest form, the dorsal horn receives nociceptive information from the target tissue via
a variety of nociceptive fibers.10 The incoming information of the various nociceptors is met by
interneurons, which can either block the information or allow the information to be passed onto
second-order neurons. The second-order neurons then take the information from spinal level to
the brain for interpretation and potential action.10,12,64 Various second-order neurons exist, with
the majority of current pain research focusing on two: wide dynamic ranging (WDR) neurons
and nociceptive specific (NS) neurons. It is believed that most “day-to-day” information is
passed onto the brain via the WDR neurons. However, NS neurons require a certain threshold
to activate and are often more associated with “if needed in case of severe threat.”10,12,64
Other From
dermatomes the brain
Endogenous
ns
ron
eu
ro
eu
gn
ngin
Intern
ra
namic
C Fiber (danger) e dy
Wid
cific
A-Beta Fiber (light touch) N o c i c e p tive s p e
Mo
the body to
e of
r sid
r
Othe
Figure 6.1: The various “players” in the dorsal horn involved in processing of nociceptive information and
ultimately, a pain experience.
The following is an example that illustrates the process of suppressing (inhibiting) incoming
information which occurs on a daily basis. The medial aspect of the knee contains various
sensory receptors and fibers. A-beta fibers constantly send sensory information to the spinal
cord for interpretation in the form of light touch. As your pants touch the medial aspect
of the knee, this sensory information is passed through the spinal cord via the L3 dorsal
horn, hoping to inform the brain of the pants touching the medial aspect of the knee.
These interneurons are sometimes referred to as relay neurons, association neurons,
connector neurons or local circuit neurons, and are best defined as a neuron that forms
a connection between other neurons. In the CNS, the term interneuron is used for small,
locally acting neurons, in contrast to larger projection neurons with long-distance connections.
CNS interneurons are typically inhibitory and use the neurotransmitter gamma-Aminobutyric
Acid (GABA) or glycine. However, excitatory interneurons using glutamate also exist, as do
interneurons that release neuromodulators like acetylcholine. Following input from A-beta
fibers, the interneuron may block the message with a release of GABA. In this case, the
message terminates and the sensation of light touch from the pants is not registered cortically
and you are, thus, not aware of the pants rubbing your leg.10
s
ro n
ro n
ron
eu
eu n ron
eu
in g eu n
rang in g
rang
Intern
Intern
namic namic
C Fiber (danger) e dy C Fiber (danger) e dy
Wid Wid
c
A-Beta Fiber (light touch) e cifi e cifi
c
N o c i c e p t iv e s p A-Beta Fibe r (light touch)
N o c i c e p t iv e s p
Mo Mo
ody t ody
of the b the b
t
ide of
or ide
or
er s er s
Ot h Oth
Following an acute injury, A-delta and C fibers send nociceptive information to the spinal cord
with the intent to pass the message to the brain for interpretation and action. For an injury to
the medial aspect of the knee, the sensory afferent input will be received into the dorsal horn
of the spinal cord (L3) from the affected side (left or right). The nociceptive messages from
the A-delta fibers chemically activate -amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid
(AMPA) receptors on the second-order neurons via glutamate.10,12,64,66 Second-order neurons
will then relay messages from the spinal cord to the brain. The nociceptive information is
passed onto the brain for interpretation and action. Although intense, pain will not usually last
in this acute stage. Part of the reason is because of inhibition via the endogenous mechanisms
of the brain, spinal cord, and descending pathways. Descending pathways—usually from the
periaqueductal gray (PAG) area, produce serotonin, endorphins, opioids and enkephalins,
which inhibit the nociception and, ultimately, the pain experience.65 If stimulation of the medial
knee persists (e.g., excessive valgus with prolonged walking, or sensitive nerves around the
knee after surgery or injury) then nociceptive fibers will continue firing, in this case longer
lasting C fibers play a greater role.
Other From
dermatomes the brain From
Endogenous Other
dermatomes the brain
s
Endogenous
ro n
ron
s
eu
eu n
ro n
in g
rang
Intern
ron
eu
n
namic eu
in g
C Fiber (danger) e dy rang
Intern
Wid namic
C Fiber (danger) e dy
Wid
e cific
A-Beta Fiber (light touch) N o c i c e p t iv e s p c
e ci fi
A-Beta Fiber (light touch) N o c i c e p t iv e s p
Mo
ody t
of the b Mo
ide ody
or
t
er s of the b
Oth ide
or
er s
Oth
In an injury or degenerative process, nociceptive fibers send repeated messages to the dorsal
horn of the spinal cord. In the spinal cord, repeated stimulation at constant strength of dorsal
root afferents, including nociceptive C fibers, can elicit a progressive increase in the number
of action potentials generated by motor neurons and interneurons.13,67 This process, referred
to as “action potential windup,” is the consequence of a cumulative membrane depolarization,
resulting from the temporal summation of slow synaptic potentials. Simply stated: With persistent
input from the periphery, changes to the spinal cord second-order neurons and, ultimately,
brain pathways, lead to a heightened sensitization.176,177 With persistent nociception via C
fibers from the knee, permanent neuroplastic changes may occur. It is now well established
that after a constant barrage from the C fibers, some of the interneurons may die due to high
levels of amino acids.10,66,68,69 With a persistent toxic environment, it is unlikely the interneuron
will regenerate. The result is a decreased ability to modulate nociception and ultimately a pain
experience. With less ability to modulate the incoming information, thresholds are easily met
for nociceptive specific second-order neurons, increasing firing to the brain. Notice how “one
impulse” results in “two impulses” being sent to the brain. This amplification of input is an
essential part of the development of CS, hence the idea that in neuroscience one plus one is
not necessarily two.
Other From
dermatomes the brain Other From
Endogenous dermatomes the brain
Endogenous
ns
ron
eu eu
ro
ns
ng n
Intern
angi eu
ro
namic
r ng n
C Fiber (danger) e dy r angi
Wid namic
C Fiber (danger) e dy
Wid
ci f i c
A-Beta Fiber (light touch) N o c i c ep t i ve sp e
ci f i c
A-Beta Fiber (light touch) N o c i c ep t i ve sp e
y Mo
e bod to
of th ody Mo
side the b to
r
r
Othe side
of
r
r
Othe
Other From
dermatomes the brain
Endogenous
ns
u
ro
ng ne
r angi
namic
C Fiber (danger) e dy
Wid
ci f i c
A-Beta Fiber (light touch) N o c i c e p t i ve sp e
Mo
e body to
of th
side
r
r
Othe
This description of what happens in the central nervous system is extremely simplified; One
nerve fiber carries a message to the dorsal horn of the spinal cord, which interacts with the
interneuron, followed by the second-order neuron, and the message is sent to the brain.
Obviously, the real process is a lot more complex:10,12,64,68
• A-delta, A-beta, C fibers and many more enter the dorsal horn.
• There are descending fibers from the brain supplying endogenous chemicals such as
opioids, enkephalins, endorphins and serotonin, which allows for a cortical modulation of
nociception and the pain experience.
• Convergence of adjacent spinal levels (for example, L2 and L4) also access the
L3 spinal level.
• There are many immune processes, e.g., glial cell activation, etc.
• Input to the dorsal horn is also received from the other side of the body.
• There are numerous second-order neurons from the L3 spinal level aimed at relaying the
nociceptive information to the brain for interpretation.
ns
eu
ro
n
ing
rang
C Fiber (danger) dynamic
e
Wid
cific
A-Beta Fiber (light touch) N o c i c e p tive s p e
Mo
ody to
the b
e of
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r sid
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With the loss of the interneuron, and thus a primary gating property, various spinal levels,
other neurons, neurons from the other side of the body, etc., have access to second-order
neurons, ultimately increasing the information the brain receives. However, the information is
no longer as precise (ability to feature extract) because the brain now receives both C fiber
and A-beta fiber information; information from various levels; information from the other side
of the body, etc. Collectively, these processes will likely increase the threat level of the brain.
Additionally, in these advanced stages, there is a reduction (or possible inability) of the brain to
engage to descending endogenous mechanisms to alter the pain experience, thus in essence
allowing for an increased pain experience.
Other From
dermatomes the brain
Endogenous
ns
eu
ro
gn
ra ngin
namic
C Fiber (danger)
ide dy
W
cific
A-Beta Fiber (light touch) N o c i c e p tive s p e
Mo
ody to
the b
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r
r sid
Othe
Another consequence of the constant barrage into the spinal cord is a plastic shift in the
organization of neurons within dorsal horn laminae. In neuroscience, it is well understood that
various nociceptors (A-beta, C, etc.) enter the dorsal horn in various layers or lamina. With the
constant barrage into the CNS C fibers actually “pull back” out of certain lamina and A-beta
grows in. This allows normally innocuous light touch information to access the nociceptive
system, which clinically may result in light touch allodynia.12,64
Altered information from the periphery Structural shifts in the brain – homuncular
smudging
Alterations of immune function – glial cells Opening of the spinal-cord-blood-barrier
Even when considering the simplistic description of CS, there are some key elements that may
go unnoticed:
• Acute pain predicts chronic pain. There is a growing body of evidence that the intensity
and duration of acute pain predicts chronic pain.10,12,64,68,70 With a constant barrage
into the CNS, especially C fibers, there is an increased chance of inter-neuronal death,
receptor field changes, loss of inhibitory gating, etc. (This may be good news for manual
therapists since manual therapy has a robust, fast-acting hypoalgesic effect on acute and
sub-acute pain).
Clinicians should also consider the “bottom-up” approach. Even though the world
of pain science has moved heavily toward the pain neuromatrix (plasticity changes,
glial cell activation, PNE, etc.) it is imperative to understand that various traditional
approaches can also help modulate the pain experience. Gate control is still relevant
and using any and all possible means to alter input to the CNS (especially C-fiber
activity), can help modulate the threat appraisal of the brain. For example:
– Cryotherapy has been shown to slow C-fiber activity down, thus decreasing the
nociception being sent into the dorsal horn of the spinal cord and ultimately
decreasing the threat appraisal of the brain.72 Additionally, via its vasoactive
properties, ice has been shown to decrease pro-inflammatory chemicals in injured
and diseased tissues, which further decreases nociception.
A foundational aspect of PNE, however, is the PNE+ concept of teaching a patient about
pain while “doing something physical” as well.75 The clinical manifestation, per Gifford, is
“top-down while bottom-up,” which involves educating while doing physical treatment.7
Sample
Tissues Tissues
Environment Environment
With persistent input from the periphery, there is likely to be a change in the descending
modulation of the brain and the endogenous chemical release of opioids, enkephalins,
endorphins and serotonin.76,77 This endogenous process is very powerful and essential for
survival.78,79 Endogenous chemicals, which are needed to modulate the incoming nociception
and ultimately the pain experience, are reduced in chronic pain states.76,77,80 In chronic pain,
from an evolutionary survival perspective, the brain needs more information from the tissues
(nociception) to best determine the most appropriate course of action. By reducing the normal
endogenous chemicals, the brain allows more information to ascend for further interpretation.
Did you get all that? Can you see how complex CS is? Can you see how patients may indeed
show up with “non-traditional” symptoms? Can you see the importance of the health of
the physical tissues? Can you see them as a potential target for manual treatment such
as neurodynamics?
FIRING
LEVEL
PATIENT’S
NORMAL
ELECTRICAL
LEVEL
NORMAL
ELECTRICAL
LEVEL
Conclusion...................................................................... 171
High
eat Thr
Thr
7.1: Self Versus Non-Self L ow
e at
• Difficulty with left-right discrimination. A series of studies have shown that pain, and
even the anticipation of pain, leads to decreased ability to accurately identify left and right
body parts as well as left and right movements of the spine, and even facial expressions,
in patients with headaches.29-33 Additionally, along with decreased accuracy, patients
with pain also experience decreased speed in their ability to identify left or right, often
significantly beyond values for normal healthy volunteers.29-33
It is thought that these various alterations in body recognition increase threat, resulting in an
increased pain experience. Furthermore, it is important to realize that pain can be initiated
when a cortical map is altered, thus implying pain can be initiated due to immobilization, fear
of movement, limited movement, etc.34-36
at High
hre Th
wT re
Lo
at
It is currently believed that the threat appraisal of the brain in regard to the neuroplastic
changes is triggered by various immune responses as a means to protect the individual. The
altered body part is a threat as it’s not readily perceived as part of the person’s normal body. It
has even been proposed (Butler: personal communication) that the brain struggles to identify
“self” from “non-self.” The theory that pain may alter a patient’s ability to recognize certain
body parts is underscored by studies showing that people with advanced pain states develop
a form of “neglect” similar to patients who have suffered a stroke.17,37,38
There are likely numerous biological and physiological causes behind the alterations in
body maps. One area of particular interest for clinicians is emerging research regarding
neuroimmune responses and tying the health of the peripheral nervous system to cortical
maps and pain. In recent years, there has been increased interest in the interplay between
the nervous system and immune system, specifically via glial cell activation.39 Glial cells
outnumber neurons 10 to 1 and play a critical part in immune function.40 Scientists have
shown that both injury to peripheral nerve and electrical stimulation of C fibers (barrage into
the CNS) cause an increase in the permeability of the blood-spinal cord barrier as well as
the blood-brain barrier.39 Both of these barriers are critical in the CNS’s ability to extract and
receive correct information from the periphery, including location, side of the body, etc. These
studies have shown heightened microglial activity in the dorsal horn of the spinal cord, on the
affected side, which in turn triggers a cascade of immune changes.39,41
Table 7.1. Various conditions in which altered body maps (schema) have been documented
What does all of this mean to the modern (pain science) manual therapist? We suggest
contemplating and answering the following questions for every patient you treat:
Some good news first: Most clinicians already have the skillset to screen for neuroplastic
changes. We know that neuroplastic changes are associated with increased pain states,
especially the prevalence of allodynia and hyperalgesia.11,13,25,26 In its simplest form, if a
patient presents with a heightened sensitized nervous system, it is highly probable that altered
plasticity may be present. The easiest place to start is the clinical presentation of CS (nociplastic
changes).47 In Principle 3 (pain models), Gifford’s mature organism model (MOM), introduced
and familiarized clinicians with pain mechanisms—nociceptive, peripheral neurogenic and
CS (nociplastic).48 Smart and his colleagues have examined the various subjective (and some
Musculoskeletal Pain?
Disproportionate?
No Central Diffuse
Sensitization Pain?
Central
Yes = Central
Sensitization
Sensitization
Inventory ≥ 40
Manual therapy classes commonly teach that a diagnosis is derived mainly from the subjective
interview; information derived during the physical examination helps with confirmation or
rejection of the hypothesis.54,55 In the above paragraph, we detail the subjective process
(Smart and CSI), to develop an initial diagnosis pertaining to the presence of CS. Objectively,
Nijs and colleagues describe a series of physical tests that may help establish the clinical
presence of CS:53
Assessment of sensitivity to
touch during manual palpation
at sites remote from the
symptomatic area56
Assessment of sensitivity to
Central Sensitization
vibration at sites remote from
the symptomatic area57,58
Assessment of sensitivity to
heat and/or cold at sites remote
from the symptomatic area
The aforementioned discussion of CS does not verify the presence of structural changes in
the brain but may provide an initial clue of potential underlying plasticity changes. Similar to
any/all manual therapy processes, including Smart’s classification, a series of common signs
and symptoms may help establish the presence of altered body schema. Subjectively, patients
may report spreading pain; bilateral (mirror) pain;
pain “outside of the body”; problems with left/right WARM
discrimination (especially after the pain started);
“missing” body parts; perceived alterations in shape
and size of the body part; temperature changes,
etc. These various subjective clues, along with the
clinical presence of CS can be used to develop a
hypothesis regarding the health of the cortical maps. COOL
An additional subjective clue that is gaining interest
is the use of body charts. It has been proposed that the way a patient colors in a body chart
may be a powerful clinical clue as to the health of the brain’s map, since the S1 map is used
to connect a sensation to a specific area of the body,59 (along with various processes and
pathways in the peripheral and central nervous system and dorsal horn). For example, two
patients with forearm and hand pain present at a clinic for treatment. One colors in a very
discrete area focusing on the thumb and index finger with the map well defined, while the
other “similar” patient with forearm and hand pain colors in the whole forearm and hand.
Which of these two patients may potentially have an issue with their body map? In addition to
using body charts to determine the site of pain, we suggest clinicians use them to screen for
neuroplastic changes. As with CS, we need objective tests to rule up or rule down a hypothesis
that an altered body map may be contributing to a patient’s pain experience. Various sensory
tests are used in advanced neurological conditions such as spinal cord injuries, stroke, brain
injuries, etc., but we will focus on three specific tests that manual therapists may want to
become familiar with and start using in their daily practice. Why these three tests? They are
well described, have normative data, and have been used to help diagnose increasingly more
musculoskeletal conditions within the manual therapy realm.
During TPD testing, clinicians are encouraged to use the normative data chart as a guide. As
an example: For a patient with LBP, the calipers are opened to the normative data (55.5mm)
and then a patient’s ability to discriminate one or two points is assessed. If they are able to do
so, TPD acuity testing is intact. If not, the calipers are opened wider, say 65mm. If the patient
is able to discriminate one or two points, this is still within normal values given the standard
deviation of 12.7mm. Once the caliper exceeds 68.2mm, the value is deemed abnormal.
These results will be compared to the other side, or adjacent areas. Typically, these values
are significantly altered, clearly indicating an issue with acuity. For example, Moseley showed
in a case series of patients with CLBP that calipers sometimes had to exceed 100mm before
patients could correctly report being touched by one or two points.17
• Localization: A third sensory test that’s gaining interest is localization.64 In its simplest form,
it tests the patient’s ability to correctly identify where they are being touched. For example,
a 9-block grid is designed, and the patient is taught to use it to identify a tactile stimulus
using a pencil eraser. After instruction, the patient’s ability
to correctly identify the area of stimulation is calculated.11,28
Typically, 20 areas are stimulated and a score (percentage
correct) is calculated to determine localization accuracy. No
data is available on the normative values for localization,
minimal detectable change,11,28 but it’s suggested (in line
with laterality) that a score over 80% may indicate sufficient
1 2 3
localization.65 To date, this method has been described in
patients with LBP, postoperative lumbar surgery, shoulder 4 5 6
pain and knee pain—all common conditions that manual 7 8 9
therapists treat. 28,64-66
New Patient
Clear
Plasticity Issue? No
Possibly
Plasticity Issue?
Yes No
7.3.1: GMI
Rather than systematically going through the stages of GMI, we will describe a series of studies
incorporating GMI principles applied to patients with primarily musculoskeletal conditions.
These principles were applied by manual therapists as a means to explore the use of GMI in
general orthopedic-based practices. We believe this will highlight the blend of pain science and
orthopedic practice, and provide clinical ideas for ways to start implementing GMI treatments:
• Localization post-lumbar surgery for chronic LBP and shoulder/knee pain:64 Following
lumbar surgery, it’s not uncommon for doctors to choose not to send patients to
rehabilitation, and one plausible reason might be the surgeon’s concerns about “undoing”
the results of the surgical procedure.74 From a neuroplastic perspective, authors argued
that the limited movement and pain may facilitate changes in cortical maps. In a case
study, a 56-year-old patient who underwent lumbar surgery for CLBP and radiculopathy
attended rehabilitation prior to, and immediately after, surgery. In the postoperative period,
treatment consisted only of localization—identifying where she was being touched (for five
minutes). Measurements of PPT, active trunk flexion, and SLR were taken upon her arrival,
and before her departure from therapy, after the localization treatment. In the six sessions
(twice a week for three weeks), her active lumbar flexion and SLR improved following
therapy, with SLR exceeding minimal clinical important differences (MCID). Interestingly,
PPT measures showed a local calming of the nervous system around the surgical site (the
back) as well as the affected (radiculopathy) leg, but not the thoracic spine or hand. So,
what does this mean? Although this is a case study, it may open the door to investigate
how mapping issues can help restore movement and facilitate recovery after surgery,
especially when there are precautions. One important note about the study: The laterality
and localization were negatively affected from before surgery to after surgery, indicating
the surgery may have had an effect on brain maps.
• Localization for knee and shoulder pain:71 You may be able to guess the results of this study.
The same group of scientists was asked if localization would work on other joints, such as
knees and/or shoulders. The patients in this study experienced knee and/or shoulder pain
with limited movement. They received a 9-block shoulder or knee grid treatment for five
minutes. In 55 patients with limited ROM and a mean duration of 32.9 months of shoulder
pain, active shoulder flexion was significantly improved after the intervention, with 50%
of the patients exceeding the minimal detectable change (MDC) for shoulder ROM. In 25
patients with knee pain (mean duration 11.2 months) significant improvements in knee
flexion occurred and again 50% of the patients exceeded MDC.
• Mirror therapy for shoulder pain:65 In a recent case series of 69 consecutive patients with
shoulder pain and limited ROM, scientists used a stand-up mirror commonly found in
rehabilitation departments and had each patient hold their affected arm (pain and limited
range of motion) behind the mirror, and then watched them raise the unaffected arm 10
times—moving it slowly up and down through the normal range of the joint in flexion.
Immediately following this very brief intervention, there was significant improvement in
self-reported pain (p = 0.014), pain catastrophization (p < 0.001) and kinesiophobia
(p = 0.012). Additionally, active ROM improved significantly (p < 0.001) with a mean
increase of 14.5 degrees, exceeding MCID. It is also interesting to note that nearly half
(49.3%) of these patients were postoperative. Once
again, this is only a case series, with no controls
and no long-term follow-up. Still, this information
may be clinically valuable as these exercises could
yield immediate changes in pain, kinesiophobia,
pain catastrophization and limited ROM. Again,
this exercise can be performed before, during, or
after manual therapy, and can be added to a home
exercise program.
Could it be that manual therapy results in similar neuroplastic changes? Could manual therapy
be a form of sensory integration and/or sensory discrimination? In line with the previous GMI
studies, scientists recently started a series of exploratory studies in this direction. These
studies, plus the overall concept, yield some potential avenues for manual therapists interested
in blending pain science with manual therapy:
• When life is good and we move during • When we develop back pain, some levels
daily tasks, these maps are “exercised” stiffen up due to swelling and muscle
and they stay healthy—sharp and crisp, spasms, as a means to protect you.
so we know where the body parts are.
• I am going to do some treatment on
• When we have pain, move less and do your back using my hands to loosen the
less, the brain areas are not exercised joints, with the aim to make each level
and in essence become blurred. move better.
Explanation Explanation
• Let the patient know which level you’re • No mention of what is found, but rather
on (i.e., L5) and have them verbalize it. a “general” stiffness and manual loosing
up of each level.
• When moving to another level, repeat
the process.
The study failed to show any significant changes in LBP, leg pain, and active trunk flexion,
but SLR showed a significant difference in favor of the neuroplasticity explanation (p = .041).
Additionally, participants in the neuroplasticity group were 7.2 times more likely to improve
beyond the MDC on the SLR than participants in the mechanical group. As an exploratory
study, the results showed that a neuroplasticity explanation, compared to a traditional
biomechanical explanation, resulted in a measurable difference in SLR in patients with CLBP
when receiving manual therapy. It also showed that patients are indeed able to understand
and use information presented to them from a neuroplasticity perspective.
Immediately Upon
Before After Return
Immediately Upon
Before After Return
Figure 7.1: Body charts of two patients before, immediately after and at follow-up after manual therapy
• Sensory discrimination options for mobilization: In line with these studies, it may be
suggested that we include the brain as a more important factor in manual therapy. Instead
of “face in the hole” (on the treatment table), and manual therapy being passive, we suggest
clinicians use manual techniques as a form of sensory integration and/or discrimination.
For example, while doing manual mobilization techniques on the lumbar spine, a patient
is asked to close their eyes while the clinician provides information about the technique,
requiring the patient to pay attention to what’s taking place through their sense of touch.
For example, a technique can be performed lightly (Grade II) or stronger (Grade III), but
as the clinician delivers the treatment, instead of passively receiving the treatment, the
patient is encouraged to discriminate and verbalize the different techniques. With no visual
cues, other senses are needed, which requires use (exercise) of the S1 map. Examples
may be light versus strong techniques; directional (“am I pushing towards the left or the
right?”) or location (upper, mid or low back). The techniques don’t change, but the brain
is introduced into the treatment.
Left or Right?
Light or Strong?
High or Low?
• Directional preference via motor imagery: Motor imagery uses powerful premotor cortex
mirror neurons to activate movement pathways without moving, or simply stated: moving
without moving. This has incredible potential for individuals suffering from significant
pain and/or fear of movement. Using this powerful intervention, an ongoing clinical trial is
being conducted to explore the use of motor imagery for the delivery of extension-based-
directional preference treatments (Louw, et al. – in progress). In this study, patients are
screened to be extension-based in terms of directional preference. Patients receive either
actual extension exercises, or “imagined” (motor imagery) extension exercises, followed
by actual exercises. Even though the study is in its early phase it may indicate a need for
physical movement; imagined movement may also be effective, while the combination
may prove to be even more powerful—especially for people with high levels of fear who
might benefit from a motor imagery version prior to actual movement.
Conclusion
This principle is not definitively about neuroplasticity, GMI or manual therapy. Instead it
introduces what we believe is an amazing next frontier in the field of manual therapy: Exploring
a brain-assisted form of manual therapy by integrating the body and the brain. For too long,
manual therapy has been passive, and the brain has been excluded from the equation. GMI
is an exciting new frontier in pain science. Manual therapy works and patients demand it; why
not combine the two for even better results? We’ll leave you with this:
The Importance of
Hands-On Therapy
Conclusion...................................................................... 191
• To find “comparative” signs to use as assessment for progress: The ultimate goal of
any treatment interaction is to address a patient’s needs based on what they’re typically
experiencing: pain, decreased function and physical limitations
in movement.7,8 Pain as a subjective experience is often
assessed with a numeric pain rating scale (NPRS) while function
is assessed with various standardized outcome measures. For
physical (movement) limitations, physical measures are needed,
i.e., ROM with a goniometer, tape measure or inclinometer. The
physical examination provides an opportunity to establish baseline
measures and to re-measure movements at subsequent visits in
order to plan treatments and determine their effectiveness.
• To determine a patient’s willingness to move: In recent years, there has been increased
awareness, testing of, and clinical importance assigned to fear of movement, i.e.,
kinesiophobia.12 That’s because fear of movement powerfully influences pain, a patient’s
willingness to move, prognosis and treatment options.12-14 Apart from a survey, the physical
examination is the most powerful method to establish a patient’s fear of movement and
willingness to move, in addition to any fear of being touched.
• To meet patient needs and expectations: Patient surveys always include the word
“physical” when identifying patient expectations for PT or chiropractic appointments for
musculoskeletal pain.7,8 It’s true—patients expect to be physically examined. Many manual
therapists are familiar with this clinical scenario: A patient returns from the surgeon’s office
quite upset because the surgeon never even looked at, or moved, the affected body part.
The origin of the word “placebo,” is “I shall please.” Since the placebo effect has the most
robust effect on pain ever recorded in research,15 why not give patients what they want
and expect?3,15
25% Improvement
There are likely more reasons for performing physical examinations, but it’s quite clear
already—physical tests and treatments are important when it comes to helping people in pain.
We would argue that nobody does this better than manual therapists. During postgraduate pain
certification classes and pain fellowship programs we often hear from non-manual therapy
trained clinicians; they are often impressed by the skills of manual therapy-trained students
when it comes to performing systematic, thorough, and deliberate physical examinations, and
then connecting the results to a sound clinical reasoning model.
“Muscle” “Nerve”
• Pain: In the 1990s, pain was added as the fifth vital sign due to the rise of chronic
pain and the ensuing opioid epidemic. With the advent of pain science and the use of
advanced brain imaging, we now know that asking pain ratings repeatedly may in fact
increase a pain experience.24 In the Maitland approach, as an example, patients are often
bombarded with the question, “What’s your pain level?” This is asked during various
stages of the evaluation. For a patient with LBP, the therapist (often standing behind
the patient and out of sight) may ask a patient: “What’s your current (resting) pain?”
Manual therapists should be aware that in 2016 the American Medical Association
recommended pain ratings be dropped as the “fifth vital sign,”27 as it might be part of the
opioid epidemic overly focusing on pain. In fact, the Joint Commission (JACHO), which
oversees 21,000 healthcare organizations and programs in the U.S., has stated one of the
biggest misconceptions is that pain ratings are required for all patients.28 Also realize it’s
not just the word “pain” that may be an issue, but even the pain scales using various facial
expressions (Wong Baker scales). For example, in some cultures smiling does not suggest
feeling “good,” but is often interpreted as embarrassment or anger.29
• Test names: Imagine you’re a patient who’s experiencing excruciating LBP. You’re sitting
on a treatment table behind a curtain and from the other side of the curtain the therapist
tells you: “In order to examine your crippling back pain, we are going to do an instability
test in an effort to reproduce your pain!” How do you feel about seeing your therapist
now? Not only does an “instability test” sound intimidating but the idea of reproducing
pain doesn’t sound so pleasant, either. How about the brachial plexus tension test? The SI
joint provocation test, Distraction test…the list goes on and on. Yes, we realize these tests
are worded this way in the literature, but this terminology does not need to be used when
talking to patients. These tests are valuable and should be used whenever necessary but,
as covered in Principle 5, we suggest softening the language you use when discussing
such tests. Unfortunately, some clinicians are more interested in showing their knowledge,
versus providing the information a patient needs without inducing fear.
Then there’s the hole of shame in the plinth. Same thing—we poke and push and prod on
the low back, thoracic spine and/or neck, expressing our concerns, while the patient (now
immobilized in the hole) is left to wonder: “Am I okay? What’s going on back there?”
While it’s unavoidable that some tests must be done from behind, a concerted effort must be
made to stay within the visual field of the patient. That means stepping forward after each test
to ask the patient for the next movement or explain findings. And the plinth? Turn the patient’s
neck towards you while you examine the back!
The last thing we want to do (or you need us to do) is describe all
physical tests used in manual therapy and then dissect each from
a pain perspective. Our goal is to remind you that any physical test
you perform is not done in a sterile lab on a “normal” individual.
In fact, numerous factors influence the outcome of a test, which
is powerfully driven by senses, and the brain’s interpretation of
the information it receives. A commonly used phrase is: “All’s
well that ends well.” It is important to note that this is not just a
saying—researchers have proven it to be true clinically. Patients
typically recall two key aspects of a clinical interaction, including
key events, which are often physical tests or treatments—good
or bad. Include this with the fact that long-term follow-up studies
show patients attending PT for LBP do not remember what was
done to them in terms of treatment or tests, but DO remember how
the clinician made them feel.44,45 This only further emphasizes the
importance of providing patients assurance during the physical
treatment that indeed, they are okay.
• “Neural tension” reconceptualized: In the original manual therapy studies about neural
movement, the name “neural tension” became commonplace.48 Tension, however, was
(is) a poor word choice to describe the movement properties of the nervous system as
it is very provocative from a linguistic perspective and led to very aggressive tests and
treatments in the mid-to-late 1990s.53 Shacklock introduced the concept of neurodynamics
partly in lieu of the various physiological, fluid properties (neural inflammation, fluid
dynamics, axoplasmic flow, etc.) versus a mechanical “stretch” but also representing a
less provocative terminology associated with normal nerve movements.52
• Active or passive: Many manual therapists are familiar with the painstaking process of
applying an upper limb neurodynamic test. In several of the tests, especially on the upper
limbs, the tests take quite some time to execute and can clinically slow down the physical
examination. We may even contemplate the unimaginable fact that some clinicians do
not readily perform these tests, since they “take too long.” In contrast, in recent years
it has been prosed (where possible), neurodynamic tests are performed actively by the
patient prior to a passive clinician test or passively tested at all.53 Active tests allow for
quick screening. If a patient can actively perform the various upper limb neurodynamic
tests, with no symptoms or limitations, it allows for a quick screen and no additional need
to perform the passive (more time consuming) tests. Additionally, having a patient actively
perform the test themselves gives them more control, which is key when it comes to pain
and sensitivity. This reduces threat of poorly performed tests, aggressive tests or sensitivity
to touch.
8
Standard
CHANGE IN STRAIN (%)
6
Distal- 4
Proximal
2
Proximal- 0
Distal -2
Start Stage 1 Stage 2 Stage 3
Figure 8.1: Different amounts of strain on the median nerve during different sequences of the neurodynamic test
There are options when it comes to handling people in pain (i.e., move less painful areas
first) and slowly, carefully and incrementally add movements “towards” a sensitive area,
versus: “This is the way the book describes this process, and it’s how we do it—take it or
leave it!” For example: Let’s say there is a patient with severe neck pain following a motor
vehicle accident and they are afraid to move. The clinician is interested in assessing the
sensitivity of the nervous system via a slump test. Typically, the slump test starts with
neck flexion, followed by trunk flexion, knee extension and dorsiflexion. However, for this
particular patient, a better (more patient friendly) version of the test may be “bottom-up”—
starting with dorsiflexion, knee extension, trunk flexion and lastly, slight neck flexion, thus
“slowly moving upward towards the neck.”
Differences in ROM may give clues but be careful with symmetry or thinking “only” of
ROM differences. For example, a patient may have normal range of motion of a joint,
but the neurodynamic test results in “more sensitivity” on one arm versus the other.
This may indicate a potential issue, yet range was comparable to the other side.
Common signs and symptoms. Neural tissue has some typical, familiar symptoms in familiar
places. In Smart’s classification, pain in dermatomes or cutaneous distributions is cited as
a key factor in determining a peripheral neurogenic mechanism. Numbness and pins and
needles are common in neuropathic pain, but not nociceptive, etc. So, if a neurodynamic test
evokes such known symptoms, again, the likelihood of a positive test increases.
Finally, and most importantly, is function. If, through sound clinical reasoning, a
clinician performs a neurodynamic test and “finds something” (range of motion deficit,
pain, neurological symptoms, asymmetry, etc.) and is able to improve the symptoms
so the patient functions better, the test becomes “positive” because it indicates a
symptom needed to be addressed in treatment.
8.6: Neuroplasticity
Principle 7 describes the concept of neuroplasticity in detail,
pointing to the structural changes of the brain due to pain,
fear of pain, immobilization, amputation, bracing, etc.61
Additionally, the principle describes a series of tests that have
become increasingly common in musculoskeletal medicine, including TPD, localization and
left/right discrimination. In conjunction with neuroplastic changes, we also discussed the
cohabitation of CS with these plastic changes and, once again, described a series of tests
that can be used to test sensitivity of the nervous system. One such test is PPT, which uses
a pressure algometer and steadily applies pressure to common body areas, often comparing
left to right or local versus remote areas.62,63 The goal here is not to explain each test in detail,
but to point out how current orthopedic manual therapy should add these tests if altered
plasticity and/or sensitivity is suspected (Principle 7 flow diagram).
The algorithm in Principle 7 may be quite helpful, as well as information provided in Principle 12:
Putting More Thought into Treatment Choices.
The book as a whole supports the notion that (when applicable) treatment should include
varying types of hands-on approaches.
Conclusion
Movement is the biggest painkiller on the planet. If movement is being considered for
treatment, surely it must be assessed. This includes accessing the ability to move; fear of
movement; sensitivity to movement, etc. Physical examinations are the cornerstone of the
manual therapy assessment process and they take practice, skill and discipline. The pain
science paradigm mandates expansion of current orthopedic tests including reevaluation of
the manual therapist’s rituals pertaining to these tests to include concepts of therapeutic
alliance, sensitization of the nervous system, etc.
Conclusion...................................................................... 205
Many manual therapists who train alongside master manual therapists will observe these key
features displayed during clinical encounters with patients. If you have an opportunity to watch
old video footage from sessions conducted by Maitland (known for doing only manual therapy
and very little exercise) you will appreciate the strong presence he had with patients as he
questioned them and clinically reasoned through their problems. It’s important to recognize
that these actions helped build TA through agreement on goals, assignment of tasks, and
development of a bond with one another. The master manual therapist takes cues from the
patient to set mutually agreed upon goals and set the direction for the plan of care in order to
help the patient return to their normal activities. Often, master manual therapists were masters
at creating TA before we even had a name for this skill—and in many cases they were fully
aware of how it contributed to treatment outcomes. These clinicians would put together a plan
of care that included distinct homework and follow-up treatments to maintain and advance
the manual work that was done during the treatment session; all of which was contributing
to a strong therapeutic alliance. This strong relationship between the patient and therapist
often grew in strength to the point that the patient would only see “their” manual therapist
for treatment.
Unfortunately, while the aspiring manual therapist focuses on the hands of the master
clinician, many of these important characteristics (which were probably not taught directly)
go unnoticed. Fortunately, many aspiring manual therapists pick up on these skills and traits
intuitively over time, ultimately becoming excellent clinicians. It’s likely that these clinicians
are able to avoid some of the characteristics and techniques that have proven to negatively
impact the therapeutic alliance, which can prevent some clinicians with talented hands from
achieving maximal outcomes.4 These characteristics include: Being too rigid (my way or the
highway), being self-focused (I’m the reason the patient got better), sharing personal conflicts
(you think you have it bad—listen to what I have going on), being critical of the patient (if you
just did what I tell you then you would get better), lacking involvement in the process (I don’t
have time for all of the emotional talk—just lie on the table and let me fix you). Unsurprisingly,
these characteristics cause patients to perceive the clinician as lacking compassion and
understanding and can ultimately have a negative effect on the therapeutic relationship.5,30,31
Research shows that a strong TA is one factor that usually has a positive effect on patient
outcomes.38 Results of a strong TA include increased adherence to the treatment program,7,39
improved overall satisfaction with the provider’s care,40 and positive influence on health status.41
Similarly improved outcomes have been shown in studies more specific to PT care. Hall et al.,13
did a systematic review of 13 studies focused on TA and outcomes in physical rehabilitation.
They found a positive correlation between TA and outcomes related to treatment adherence,
pain, function, mental health, and satisfaction with treatment. Lakke and Meerman14 studied
individuals with chronic musculoskeletal pain and found strong evidence that TA had an
influence on therapy outcomes, including decreased pain and improved physical function. A
specific study that was done as part of Lakke and Meerman’s systematic review was published
by Fuentes and his colleagues,12 taken from his dissertation project.42 They found a large
effect size for changes in pain intensity and muscle pain sensitivity with an enhanced TA over
the groups with limited therapeutic delivery of care. Interestingly, the group that received sham
treatments with an enhanced TA outperformed the group that received active treatments and
limited TA. These results all support the most important point: The relationship matters.
• Respect • Care/attachment
As a primary characteristic that helps build the foundation of TA, trust has been studied
substantially.44-47 Miciak’s research highlights the following three overlapping aspects of trust
within the TA:
2. Overlap of professional trust and personal trust (interpersonal and social trust)
The importance of these interactions demonstrates the bidirectional component of trust that
occurs between the patient and therapist.
• Competence is providing quality care without error. We’ve heard the argument that skill
may not matter in manual therapy because we “cannot be specific” on isolating segments
with our techniques. We would argue the opposite; skill and competence are vital to
the execution of manual therapy techniques—not so much for the physical segments
handled, but for the development of trust with the patient as they perceive competence
and confidence in the hands of their manual therapist.
• Honesty is telling the truth without misrepresenting facts. This is key for the modern manual
therapist as they continue to redefine what they are doing. We know we are not putting
joints back in or out of place, so being more honest with patients about the mechanisms
(See Principle 1) can only build trust and enhance the TA.
• Confidentiality is the secure use and sharing of a patient’s personal information. This
also includes the use of a private, enclosed space for one-on-one sessions, to create an
environment where patients feel safe sharing private information.
• Global trust is harder to define but has been described as the irreducible soul of trust,
which combines elements of some, or all, of the other domains.61 This is a part of the
treatment that we all recognize when it’s there, although it’s hard to nail down specifically
what it is; you just know when it’s there. In health care, trust has been shown to be
more of a one-dimensional construct.59 This means patients tend not to distinguish trust
toward healthcare providers in the basic domains of fidelity, competence, honesty, and
confidentiality; instead, patients are more likely to use a global trust measurement. They
know what trust feels like when they experience it.
Another interesting point about trust in healthcare is that there are two types: social trust
and interpersonal trust.46,47,62 Social trust is the general trust in the collective institutions and
healthcare professions. The media and personal experiences can influence a person’s level of
general social trust. That’s why interactions with past healthcare providers will affect the level
of trust a patient has in you. Whereas, interpersonal trust is the trust developed with a specific
therapist through repeated interactions over time. The good news for a therapist treating a
patient who has had a negative experience with a previous therapist is that individual trust, on
average, is one-fourth higher than global social trust in the same populations.59
• One group in the study was labeled “comfort-based” because they were comfortable
talking with their physicians. The older females, living in rural communities, who had low
education levels, demonstrated the highest levels of trust in this group.
• Another group was labeled the “personal” trust group because they felt a personal
connection with the physician. Those in the group who were younger, lived in urban areas,
and had high education levels had the highest levels of trust.
This study demonstrates the unique individuality that every patient, and provider, brings to the
therapeutic relationship and is a reminder that we have to be careful not to stereotype patients
or place them in any particular category. That being said, there are markers that can provide
insights as we assess and develop trust with our patients.
9.4.1: Age
The strongest predictors of trust are therapist personality and behavior, which is promising
since this is something we as clinicians can work to improve upon. The personality and behavior
traits with the highest correlation to improved trust scores are all related to communication
and interpersonal skills.7,50,61,73-75 The ability to explore the patient experience is a key factor
in developing trust with a patient.7,60 Simply allowing a patient the time to tell their story and
skillfully exploring their history is fundamental to building trust and TA. Another key factor in
the development of trust over time is providing emotional support to the patient.76 Studies have
shown that early on in the relationship, patients receiving informational and decision-making
support along with emotional support was important. However, as time progressed, it was
only the emotional support that continued to be important for building trust with the patient.
This is important to consider when working with a patient with a chronic pain condition who
you see over an extended period of time. Lastly, an additional key interpersonal trait and
communication skill is the ability to enter into shared decision making with the patient and
take a patient-centered approach to delivery of care.60,77
When it comes to patient characteristics across the spectrum, there is little to no consistent
relationship to trust levels with providers. Education level is all over the board with some
research showing negative correlation,63,66,67,69 some research showing positive correlation,63,65
and no correlation in others.67,78 Patient reported health status has also shown variable results
with some positive relationships with improved trust levels in patients with better reported
health status toward their physicians,7,66,69,78 but this was not found in all studies.65,67,73,79
Socioeconomic class does not show any significant connection with trust levels of a patient
toward their provider.65-67,78,79 One patient characteristic that has some correlation to trust is
medical skepticism. The patients with higher levels of medical skepticism had lower levels of
trust in physicians;69 this makes perfect sense—if your patient is skeptical about what you
say they are less likely to agree with your treatment plan, and probably won’t trust you all
that much.
Relational and contextual factors are important and can help improve trust in the patient-
provider relationship. Typically, the longer the relationship with the provider and the
more frequent the interactions, the higher the trust levels compared to those with short
relationships.7,61,65,67,68,71-73,75 Interestingly, evidence has shown that during the relationship the
correlation between the length of the relationship and trust is weak. This potentially means
that patients form their trust impression early with their providers and do not alter much
from their initial trust assessment.47 Patients who are able to independently choose their
providers seem to have higher trust levels with providers.59,61,72-75,78,80 This can be a challenge
in the current U.S. healthcare market with preferred provider lists and less choice when it
comes to selecting providers. Higher levels of social trust also tend to lead to higher levels
of interpersonal trust in one’s therapist.59 Longer wait times, prior disputes with a provider,
planning to switch providers, or seeking a second opinion have also been associated with
lower levels of trust, which makes sense.61,72,78
Conclusion
We hope you take the information in this principle in stride. TA and trust alone are not the
only elements leading to improved outcomes, but we can’t focus only on what our hands are
doing or what patient exercises are doing to help improve outcomes. We need to appreciate
the complexity of the clinical encounter between therapist and patient, and how TA can have
a positive effect on treatment outcomes. We need to continually consider how psychological
states can influence biology and how these biological factors can influence psychological
states. By being more mindful of the various traits and components that can enhance trust
and TA, we can use these alongside our interventions to help maximize our outcomes. There
is more though: an underlying theme of the book, treatments, healthcare and the current
state of affairs. It is somewhat sad that time and effort has to now (overtly) be spent on
teaching clinicians, including manual therapists, to create trust and thus build a TA. A lot of
attention has been given to perfecting skills and techniques and “sharpening” the tool, be
it manual therapy, PNE, exercise, etc., but as this principle and the book show, there are
powerful underlying issues we need to keep in front of us, none more than a true interest in
helping people that present for treatment. Best place to end this principle? The timely quote
by Theodore Roosevelt.
Conclusion...................................................................... 218
A thorough and efficient history-taking process is one of the most important steps to help the
therapist better understand the patient and their needs. This history-taking process can be
broken into two components of information: utilization of standardized patient questionnaire
measurement tools and the subjective interview. This process is essential to help the clinician
discover important patient information, including: Why did the patient come to therapy? What
caused the injury or illness? What is the patient’s medical history? What level of discomfort are
they feeling? These are important starting questions, but the therapist may need to dig deeper
to reveal potential yellow flags that could be barriers to achieving a positive outcome. In their
research, Linton and Hallden16 showed that the following factors most consistently predict
poor outcomes:
4 An expectation that passive treatments, and not active participation in therapy, would help
10.3: Behaviors
During the exploration of behaviors, the therapist is learning
what the patient is (or is not) doing because of the pain. This
provides insight into the patient’s coping strategies. Passive
coping strategies (bed rest, excessive reliance on external aids
such as braces or taping; self-medication through smoking,
alcohol intake, or other street drugs; and little to no physical
activity) have been demonstrated to be highly predictive of poor
outcomes.13,17 How often do we see the patient wearing multiple
braces, which are no longer serving the original purpose? It’s
important to be aware of these avoidance type behaviors, as well as the reverse behavior—
endurance. Many patients try to endure the pain without pacing themselves.18 We often refer
to patients with an endurance-related response to pain as the “boom-busters,” which are the
individuals who endure the pain as long as they can until they bust and have to spend a week
in bed, disabled by the excruciating pain they worked so hard to ignore. Recognizing these
two types of behaviors is important, so the perceptive clinician can encourage and support a
patient in overcoming fear avoidance behaviors and help modify the boom-buster behaviors
with more appropriate pacing.
10.7: Family
Family dynamics can be interesting to say the least—as we all can attest based on experiences
with our own families. When a family member is experiencing chronic pain, it can place a great
deal of stress on other family members, and the family unit as a whole. There are two common
responses to people with chronic pain. Some family members take on an over-protective role.
While the intent may be to show care and support, it can be counter-productive by reinforcing
fear of harm and reducing active participation in daily tasks. The opposite path is the overly-
punitive response of the family member as seen through guilt, ignoring, and/or shamming the
person who is experiencing pain. This can lead to further detrimental psychosocial issues. As
we’ve addressed before, these types of issues are outside of the direct influence of the manual
therapist, but recognizing the potential impact on pain and offering support can be helpful.
10.8: Work
The last yellow flag variable is work related. Remember, work does
not have to be an occupation that a person receives a paycheck for.
Most people do some form of meaningful work, whether it is paid
employment, volunteer activities, and/or household duties. Much of
our sense of self-worth is tied to our occupation.26 The level of job
satisfaction has been shown to have a strong correlation to reports
of pain while at work.27 Factors such as poor supervisor relations,
manual or menial related tasks, belief that work is harmful, extended
time in static positions, lower educational backgrounds, and minimal
return to work options are all important to explore with a patient.
Each of these variables has been linked to potential delay in return
to work and prolonged disability.
Their analysis showed that the severity of pain could only explain 14% of the variance of
disability in activities of daily living. In addition, of all the biomedical measures combined it
could only explain 5% of the variance with work loss. The FABQ was much more predictive
as it could help explain 32% of the variance of disability in activities of daily living, and 28%
for work loss.29 Using this tool can give the clinician insight into potential prognosis based
on fear as a psychosocial variable.
• Pain Catastrophizing Scale (PCS): Michael Sullivan and colleagues introduced the PCS in
1995 to help facilitate research on how catastrophization influences the pain experience.30
Since then, it has been used in both clinical practice and research settings.31 The PCS is
a 13-item instrument using a 5 point Likert scale that patients rate from 0 = not at all, to 4
= all the time. The instrument questions are further broken down into three subscales of
rumination, magnification, and helplessness. A total PCS score greater than 30 represents
clinically relevant levels of catastrophization.31
• Keele STarT Back Screening Tool (SBST): The previous tools measure specific
psychological variables (fear and catastrophization), whereas the SBST measures broader
variables, or yellow flags, as potential predictors of an at-risk patient to move into chronicity
to help stratify care and improve outcomes. The SBST is a tool with 9 items. Patients
answer “agree” or “disagree” on eight questions and one question is answered with a
5-point Likert scale. Based on the number of points scored from the responses, patients
are classified into low, medium, or high risk. This classification system and then stratifying
patients into different care pathways has shown some promise in improving management
of patients and reducing overall costs.36 The SBST is similar to the Orebro Musculoskeletal
Pain Screening Questionnaire (OMPSQ), which we will discuss next, and seems to predict
functional outcomes better than the OMPSQ.37
• Optimal Screening for Prediction of Referral and Outcome – Yellow Flags (OSPRO-
YF) The last tool that we will explore is the OSPRO-YF.40 This is a concise yellow flag
assessment tool that estimates patient scores on many of the full-length psychological
questionnaires for low mood, anxiety, fear, catastrophization, pain acceptance and others.
It comes in three forms: 17-item, 10-items, and 7-items with minimum accuracy scores
of 85%, 81%, and 75% respectively. The Academy of Orthopedic Physical Therapy has
developed a scoring portal for clinicians to evaluate patient responses. (orthopt.org/yf/) This
tool is still early in its development but shows promise as a way of synthesizing multiple
questionnaires into one quick and easy tool to use in the clinic.
10.10: Social
The patient questionnaires covered up to this point are
used to assess psychosocial factors, but the reality is,
most of the variables they assess are psychological. The
social element of the biopsychosocial model of care is
probably the least understood, because of its complexity
and the lack of studies around it.41 Social determinants
of health are some of the biggest predictors and
challenges facing our current healthcare system; those
with chronic pain are not an exception to this issue.42,43
Income inequality and the differing lifestyles of patients
have a strong influence on their overall health. As healthcare providers, each of us needs
to take an active role with individual patients, and in our communities, if we want to make
a positive impact on social and economic issues, including: socioeconomic status, early life
development, social exclusion and support, addiction, healthy food, transportation availability,
job security, and others. Conducting a thorough history and taking time to more fully
understand a patient’s condition from the biological, biomechanical, psychological and social
perspectives is vital to enhance the level of care provided. This enhanced care is provided
through empathetic listening and by assisting these individuals with resources and making
referrals to other healthcare professionals.
Conclusion...................................................................... 233
Before we delve into the various additions to manual therapy, we want to explore two questions
and their respective answers:
The discussion that follows is exactly that: How can manual therapists embrace other non-
manual treatments to help patients?
11.1: PNE+
There is a lack of convincing evidence for the
usefulness of education in musculoskeletal
conditions as a standalone intervention.1-4
This also applies to PNE, which has been
increasingly used by manual therapists
as a means to teach people about pain.5-
7
Various systematic reviews show that
education, by itself, is not as powerful
as when it is combined with physical
treatments, especially movement-based
treatments including exercise and manual
therapy.5-7 This has led to the evolution of
the PNE+ concept for chronic pain—PNE plus the addition of “other” (especially movement-
based) treatments. The critical part: PNE evidence is now beginning to point to the idea that
it facilitates or enhances movement, which is what provides the shift in pain and function.8,9
A good analogy is to think of PNE as a primer, versus a primary treatment. For example,
in a recent RCT, PNE plus exercise was compared to exercise only and the graphs clearly
show PNE resulting in no meaningful shift by itself, but when added to exercise, it enhances
the efficacy of the movement approach.8,9 PNE thus, in essence, prepares (i.e., decreased
fear-avoidance, decreased pain catastrophization and fostering healthy beliefs regarding pain)
people to move more, which is likely the critical element in their recovery.10
40
30
NS
20
P=.04 P=.01 P=.01 Control Group
10
PNE+ Group
0
Baseline Post Education 3 months 6 months 12 months
Figure 11.1: Changes in pain disability over time between PNE+ and a biomedical control group
PNE+ Group
20
10
0
Baseline Post Education 3 months 6 months 12 months
Figure 11.2: Changes in pain vigilance and awareness over time between PNE+ and a biomedical control group
From a manual therapy perspective, PNE+ studies have been conducted with the addition
of spinal mobilization and manipulation,11 and soft tissue massage,11 as well as muscle and
neural tissue mobilization.11,12 Additionally (within current manual therapy approaches),
PNE+ has also been combined with trunk and neck stabilization approaches,11-14 as well as
dry needling.15
PNE+
endogenous systems, thus decreasing the need
for pharmaceutical delivery of opioids. The body of
evidence in favor of the PNE+ approach versus the
current use of opioids is impressive. Additionally,
it can provide significant benefit with little to no
side effects. Below is a listing of various PNE+
treatments that have been shown to help enhance
naturally occurring endogenous mechanisms,
which can as part of the PNE+ program be used
to replace the need for pharmaceutical delivery
of opioids:
• Nutrition22-25 • Humor53-55
• Journaling74-76
• Modalities41-43
• Stretches, movement and body
• Yoga44-46 awareness77,78
11.8: Modalities
Gate Control is more than 50 years old and new concepts of the pain neuromatrix, the interplay
between the neural and immune systems, and neuroplasticity, etc., push us to new frontiers
in pain, but the theory still has validity. Altering nociception can (and usually does) alter a pain
experience, so yes, modalities that primarily alter nociception (bottom-up approach) can also be
considered. For example, in the sports medicine world a current controversy is “itis,” referring
to the notion that tendinitis may not truly be an inflammatory issue and thus not truly an “itis,”
questioning the use of cryotherapy (ice). Neurophysiologically speaking, however, it is well
established that C-fiber activity into the dorsal horn can be modulated by applying ice to an
injured area.89 It can be argued that modulation of the C-fibers (barrage into the CNS) may play
a significant role in the development and maintenance of a pain experience.90,91 How does this
apply to the manual therapist? Clinically it may actually be quite advantageous to use “cooling”
alongside with manual therapy to ease pain. In this scenario, manual treatment of an area is
interspersed with 30-90 seconds of ice application. For example: a cervicogenic headache
whereby mobilization to the upper cervical spine is interspersed with ice massage to the upper
cervical spine/occipital region to decrease afferent barrages into the CNS. On the other end of
the spectrum, hot moist heat has been shown to be effective in treating pain, sometimes even
more so than some common over-the-counter pain medicines.92 In psychology it is now well
understood that patients remember two events during a clinical encounter with a patient—a
“peak” event (i.e., pushing a knee to get optimal range of motion) and the last thing they do, which
may include a “relaxing” modality after some manual
treatment, for example some electrical stimulation with or
without heat or cold on an affected area. Yes, we get it,
on the whole therapeutic modalities have limited efficacy
(as do most treatments by themselves). Consider the fact
that a modern manual therapist may clinically reason the
cost/benefit and risk/benefit of these interventions in
comparison to other treatments. They will then consider
the patient’s beliefs, the context of the situation, and a
proper explanation of the effects and efficacy of the
modality and find there may be benefit to using them
when treating the patient’s pain. Therefore, a skilled blend
of manual treatment and modalities may be more powerful
than each of them as a stand-alone treatment.
Relaxation styles, approaches to therapy, and schools of thought are varied. However, there
is growing evidence that using multiple relaxation techniques can produce positive changes
in many individuals, including those with chronic conditions.93-98 Therapists might explore
various strategies with their patients, being sure to make it as uncomplicated as possible.99,100
Meditation is a practice where an individual operates, trains the mind, or induces a mode of
consciousness to allow the mind to engage in peaceful thoughts.93,101 Meditation is often used
to clear the mind, reduce stress, promote relaxation or train the mind.48,101-103 In addition to
relaxation exercises, mindfulness, yoga, tai chi, etc., there is growing interest in meditation.
With numerous different philosophies and approaches, there are not only individual book
titles, but complete aisles of books dedicated to each of these topics.
Mindfulness is often clumped together with relaxation and meditation. This psychological
process of bringing one’s attention to the internal and external experiences occurring in the
present moment can be developed through the practice of meditation and other training.27,47,94,104
The term “mindfulness” is a translation of the Pali term “sati,” which is a significant element
of some Buddhist traditions. There is an increasing interest in, and evidence for, the use of
mindfulness for people with chronic pain.94,104
Conclusion
The struggles clinicians face when treating persistent pain are well documented (see
Introduction). In many cases clinicians will report “they don’t know what to do” with people
struggling with persistent pain. Principle 11 showcases a series of non-manual treatments that
may be used to help people in pain, especially persistent pain. If we add the various “manual”
treatments into this, including mobilization, manipulation, soft tissue treatments, graded motor
imagery and neurodynamics, we are left with increasing options to help people in pain. This
principle showcases how the modern manual therapist must look beyond the technique in
front of them (manual therapy) as the sole treatment of choice, especially when it comes to
persistent pain. The critical element would be to determine who needs manual therapy and if
they do, when, how strong and how much? This we further explore in Principle 12.
Conclusion...................................................................... 258
So, which one’s work? Surely, disciples of each approach would say theirs is best, to the
exclusion of other approaches. By the way, how do we (did we) know treatments work?
Until the advent of Evidence Based Medicine (EBM), results were mainly based on personal
observations (which included significant bias). In addition, as more and more money was
increasingly being spent on healthcare, various stakeholders (government, industries,
employers, third-party payers, etc.) demanded more from treatments, including “proof” that
they worked. This shift occurred in medicine (including manual therapy) in the mid 1990s.4,5
In manual therapy, to that point, treatments and treatment choices were made primarily based
on the education the clinician had received; their own personal experience; teachings by their
“guru,” etc. Now, with the advent of EBM, and the need to prove the effectiveness of particular
treatments before choosing to use them, the pendulum has shifted towards EBM, including
adopting the EBM pyramid of hierarchy of evidence. Now, defending treatment choices
resembled “poker-style” betting with clinicians facing off: “I see your systematic review, but
raise you a meta-analysis,” inferring their choice was superior.
• Posture23
• Acute or sub-acute LBP, intensive patient education 11
• Nothing helps;
• Moderate evidence that lumbar supports help12 More research is
needed24,26-31
• Traction as a single treatment for LBP is probably not
effective13
• Lumbar mobilization17
*These listings constantly change and are updated based on research and what is shown here highlights
efficacy (based on high-RCTs, systematic reviews and/or meta-analyses) for treatment and is not an updated-
authoritative listing of evidence.
Stabilization Directional
Preference
Manipulation Traction
In the meantime, Puentedura and colleagues developed a CPR for neck manipulation affecting
neck pain,41 indicating positive outcomes predicted by: Duration of symptoms 38 days or
less; positive expectation that neck manipulation will help; difference in cervical rotation
ROM to either side at least 10 degrees and pain with a spring (posterior-anterior) testing
of the middle cervical spine. No specific CPR has been developed for thoracic pain. So,
what does all of this mean? Remember, our goal is to be able to better answer the question,
“Who needs what type of manual therapy intervention, when considered from a pain science
perspective?” Based on the CPR research related to manual therapy, we can start developing
some broad generalizations:
Additionally, reviewing the various manual therapy CPRs and the growing body of evidence
pertaining to psychosocial risk factors such as fear avoidance and pain catastrophization,
additional decisions pertaining to psychosocial risk factors can be made as well:
Using this information, we can develop a process of identifying patients who might respond
favorably to manual therapy (green = go; red = stop; and yellow = caution).
Figure 12.1: Potential algorithm for hands-on manual therapy choices based on duration of pain and
psychosocial risk factors
Figure 12.2: Expansion of the proposed algorithm of manual therapy selection by adding pain mechanisms
This model provides guidance for therapists deciding whether or not to include manual
therapy treatment:
• Green: manual therapy, including high velocity, is a go
• Yellow: manual therapy can be done, but with caution
• Red: concern and potential “no” for manual therapy
Figure 12.3: Adaptation of the proposed algorithm after strategies aimed at dampening the sensitivity of the
nervous system
• PCS: The PCS utilizes a 13-item, 5-point Likert scale with higher scores indicating elevated
levels of catastrophizing. Previous studies utilizing the PCS have shown a median score of
18; that of healthy individuals and in patients with pain the PCS is generally higher, with a
score over 30 reported as a high level of pain catastrophization.66
• TSK: The TSK measures a person’s pain-related fear of movement and (re)injury with
total scores ranging from 17 to 68, and higher scores indicate more fear of movement
and/or re-injury.67
• Keele SBST: The overall score is used to separate into low and medium risk subgroups.
The distress subscale is used to separate medium risk subgroup into medium and high risk.
It is used to identify potential ‘‘at-risk’’ patients for potential long-term chronic problems.42
So what? It is recommended that for patients that score above the cut-off scores for the
aforementioned psychosocial scales, treatments should be geared towards cognitive and
behavioral treatments, including CBT, PNE, multidisciplinary care, etc.43,68-70 One of the
intents of this treatment approach would be to positively influence fear-avoidance, distress,
kinesiophobia and pain catastrophization. In PNE, for example, all of these psychosocial risk
factors have been shown to be positively influenced, thus reducing their risk for chronicity.57
This would imply psychosocial “red” could be moved to “yellow” or even “green.” Could a
patient with high levels of risk, after a few sessions on PNE, possibly with additional treatments
such as mindfulness, relaxation or gentle exercise, experience decreased levels of risk and
once again “become” a manual therapy candidate? Some may argue we’re pushing too hard
and trying to make everything fit this model because we’re sold on the concept. First, what we
are mentioning here is not uncommon in clinical practice and
many clinicians already screen for, and often address issues
such as high levels of fear. And over time, as fear decreases,
increased physical loads of exercise and movement,
including passive (manual) movement can be achieved.57,68,70
Second, and critically important is the notion of, what do we
do with these high-risk patients? It is suggested they receive
multidisciplinary care, which we agree with, but it is also a risky
proposition as it steers patients towards the medical model
which is riddled with pathways towards medicalization.71
Figure 12.4: Adaptation of the proposed algorithm since psychosocial variables can also be positively
influenced
Central
Nociceptive
Figure 12.5: Further expansion of the algorithm to differentiate between nociceptive and central chronic pain
Patients were followed for one year and all groups improved, however the manipulation group
had better functional improvement at the one-year follow up compared to the other groups.
How did they define “CLBP?” – “non-specific LBP reported ‘often’ to ‘always’ at least for the
past six months.” In another high-level RCT specific for spinal stenosis and LBP, Whitman and
colleagues applied manual therapy to patients with a mean duration of five years, with 62% of
the manual therapy (versus 41% of the exercise group) yielding positive results one year later.75
No, this is not a definitive listing of manual therapy efficacy for CLBP, but rather showing
that not all chronic pain is associated with increased sensitivity. This further implies (again),
the modern manual therapist has to become aware of CS and screen appropriately. If not
centrally sensitized, patients with chronic, nociceptive-dominant pain states are candidates
for manual therapy.
Plasticity Central
Nociceptive
Figure 12.6: Final rendering of the algorithm to include neuroplasticity into the various potential clinical
presentations and their relative potential indication for the use of manual therapy
• Screening and using validated tools, with cut-off scores are non-negotiable, and should
screen for pain mechanisms and risk factors
• Categories are not fixed and can be shifted forward and back with or without treatment
• The choice of manual therapy is dynamic and should be based on the fluidity within
these categories
• Patients in the “red” categories may become candidates for manual therapy
• Patients in the “green” or “yellow” categories may become averse to manual therapy
• CS and allodynia: As stated before, neither CS nor allodynia are necessarily red flag
items, since both can be influenced to become less of an issue in the patient’s clinical
presentation.56,57 Manual therapy, however, should not be the first choice in these patient
populations by virtue of their sensitivity and underlying biological, physiological and
psychological issues. Furthermore, if CS and/or allodynia is non-responsive to treatments
such as PNE, GMI or CBT, it should not be a treatment choice. Again, we need manual
therapy proponents to realize the complexity of pain and strongly urge them to “think
bigger” in these complex pain states, i.e., sleep hygiene, nutrition, goal setting, relaxation,
exercise and more, or as we often say at seminars: Manual therapy should NOT be in your
top five choices, maybe not even top 10….in lieu of what we just mentioned.80
• High psychosocial risk patients: Per the various screening tools (e.g., Keele SBST),
patients in this category likely need multidisciplinary and multimodal interventions with
a heavy cognitive approach.43 This is well established and documented. Again, if the
various risk factors can be positively influenced by therapeutic interventions, lowering
them accordingly, manual therapy may become a treatment choice.56,68 On the flipside,
patients who are deemed to have a high risk for chronicity and have been non-responsive
to cognitive interventions should not become candidates for manual therapy interventions.
Instead, they may need further psychological screening and/or management.
• Addicted to manual therapy: The use of manual therapy should also be carefully
reconsidered in patients who become “addicted” to manual therapy, especially spinal
manipulation. It is believed that during high-velocity manipulations and/or “cracking
one’s knuckles” powerful centrally mediated endorphins are released in the brain (i.e.,
the PAG), which provides the euphoric sensation associated with the manipulation as
well as immediate hypoalgesia.81,82 Apart from developing a dependency on passive
treatment (locus of control), patients may seek repeated manipulation as a means to
stimulate endorphin release, which over time may habituate responses to manipulation
thus lessening the effect of such treatments.
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• Safety with touch: Unfortunately, manual therapists must recognize that many people
suffering from pain have experienced really bad things in life, including abuse. This may
be psychological abuse, physical abuse or even sexual abuse.89-91 Johan Vlaeyen, the
pioneer behind the fear-avoidance model has been quoted as saying patients may not
necessarily have fear, but rather have a lack of safety (Pain in Motion Conference 2015—
Brussels, Belgium). For patients who have experienced physical or sexual abuse touch
can be very threatening, especially from a clinician they barely know or even someone of
the opposite sex. It can be argued (luckily) that many of the current screening tools familiar
to manual therapists (PCS, FABQ, CSI, etc.) may pick up clinical manifestations associated
with past abuse, but they are not specific to these issues. Manual therapists should ensure
the clinical environment is safe, including the use of hands-on treatments.
This list can go on and on, and once again, should not be seen as
the authoritative list of “no-hands-on,” but, rather open the reader’s
eyes to the fact that hands-on and hands-off treatment choices are
fluid and dependent on numerous factors. So what? What does all
of this mean? As you near the end of this book, we may have to go
back to the Introduction. In the heyday of manual therapy, all patients
received manual therapy, and if we asked if people with chronic pain
should receive manual therapy, we’d be greeted with an overwhelming “yes!” Fast forward
to the last 10-15 years with the advent of the pain revolution, brain scans, pain neuromatrix,
neuroimmune responses, psychosocial variables and neuroplasticity and the answer would
be a resounding “NO!”
Manual Therapy for Chronic Pain Manual Therapy for Chronic Pain Manual Therapy for Chronic Pain
In Quebec City in 2012 at IFOMPT, David Butler, one of the foremost pain experts and a
pioneer in pain science, cautioned the manual therapy world not to leave behind the “bio” of
the biopsychosocial approach. This book is dedicated to Butler’s call—we cannot forget the
“bio.” In fact, we have a mandate to touch; patients want to be touched; patients respond well
to touch, and it works on so many levels, even from a pain science perspective. Maybe the
pendulum should be shifted ever so slightly back. No, we also don’t believe it’s a 50-50 shift,
but definitely a shift backward towards the middle.
Conclusion
A good place to start the conclusion is to view the 22 points of the PNE+ program (Principle
11) and see heartwarming (for the manual therapist) words like manual therapy, biofeedback,
neural mobilization, GMI, soft tissue/trigger point therapy, stabilization and resistance training,
stretches, etc. Can we be any clearer as we scream from the rooftops: “Pain science and
manual therapy can and should co-exist!” The most powerful tool we can teach you is when to
use the word “AND” in determining whether to implement manual therapy treatment. Instead
of asking, “Should pain science be hands-on OR hands-off?” we need to realize the answer is
a resounding: “Pain science is both hands-on AND hands-off!”
Broken down into 12 principles, the book delves into concepts like clinical reasoning, nociception,
neuroplasticity, therapeutic alliance, psychosocial factors and additional treatments to complement
hands-on therapy—showing how the implementation of these concepts can contribute to
successful outcomes.
This text is informed by more than 100 years of combined experience between four world-renowned
therapists and pain science experts. Filled with examples, recent research, and pearls of wisdom,
the book was written to help clinicians overcome the challenges they face and influence treatment
outcomes by treating the body AND the brain.
An educator, scientist and Emilio, who is also known as Steve is a physical therapist Kory has been a physical
physical therapist, Adriaan has “Louie,” has been involved in with more than 25 years of therapist for more than 25
been practicing and teaching orthopedic manual therapy and experience treating patients years, working primarily in
pain science and manual neurodynamics for more than with persistent pain, orthopedics. In 2013, he
therapy for more than 25 39 years, working in outpatient neurological disorders and became a full-time faculty
years. He is the co-founder and settings with a focus on spinal musculoskeletal problems. He member at the University
co-owner of the International conditions, and presenting is a faculty member for the of South Dakota where he
Spine and Pain Institute and seminars on the various Kaiser Vallejo PNF program, teaches courses related to
holds adjunct faculty positions approaches to manipulative a senior faculty member rehab neuroscience, spine, and
at St. Ambrose University and therapy. Following a long tenure for the International Spine evidence-based practice. He is
the University of Nevada, Las at the University of Nevada, and Pain Institute and has also a senior faculty member
Vegas. Adriaan is the Director of Las Vegas, he is now Clinical taught numerous national and with the International Spine
Post-professional education for Professor of Baylor University’s international seminars on pain and Pain Institute.
Evidence in Motion. DPT program. neuroscience education.