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Utilization of natural polymers has attracted increasing attention because of the consumption and
over-exploitation of non-renewable resources, such as coal and oil. The development of green
processing of cellulose, the most abundant biorenewable material on Earth, is urgent from the
viewpoints of both sustainability and environmental protection. The discovery of the dissolution
of cellulose in ionic liquids (ILs, salts which melt below 100 1C) provides new opportunities for
the processing of this biopolymer, however, many fundamental and practical questions need to be
answered in order to determine if this will ultimately be a green or sustainable strategy. In this
critical review, the open fundamental questions regarding the interactions of cellulose with both
the IL cations and anions in the dissolution process are discussed. Investigations have shown that
the interactions between the anion and cellulose play an important role in the solvation of
cellulose, however, opinions on the role of the cation are conflicting. Some researchers have
concluded that the cations are hydrogen bonding to this biopolymer, while others suggest they are
not. Our review of the available data has led us to urge the use of more chemical units of
solubility, such as ‘g cellulose per mole of IL’ or ‘mol IL per mol hydroxyl in cellulose’ to provide
more consistency in data reporting and more insight into the dissolution mechanism. This review
will also assess the greenness and sustainability of IL processing of biomass, where it would seem
that the choices of cation and anion are critical not only to the science of the dissolution, but to
the ultimate ‘greenness’ of any process (142 references).
1. Introduction
Center for Green Manufacturing and Department of Chemistry, Cellulose is the most abundant organic compound found on
The University of Alabama, Tuscaloosa, AL 35487, USA. Earth and is known to have very attractive properties such as
E-mail: rdrogers@as.ua.edu; Fax: (+) 1-205-348-0823 biocompatibility, biodegradability, and thermal and chemical
w Part of a themed issue covering the latest developments in green
stability;1 thus cellulose and its derivatives are extensively used
chemistry.
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in industries such as textiles, plastics, wood and paper products, At the same time, the molecular weights of the biopolymers are
coatings, cosmetics, and pharmaceuticals, among others.2 often significantly reduced during such processing. Furthermore,
Cellulose is the structural component of the primary cell wall of to fully dissolve cellulose, multi-step pretreatments are often
green plants, and can also be produced by a large variety of living needed, followed by prolonged stirring.
organisms, such as algae, oomycetes, acetobacter, and rhizobium.3 Green chemistry, sustainability, and eco-efficiency are directing
The average cellulose content for all plant matter is about 33% the development of the next generation of industrial chemical
(e.g., the cellulose content of cotton is 90% and that of wood is processes. It is clear that the current technologies used in obtaining
40–50%).4 Cellulose can be extracted from its raw biomass cellulose from raw biomass and in processing the cellulose once
materials and is potentially a virtually inexhaustible source of obtained are mostly non-green and energy intensive. In recent
renewable bioenergy. More and more attention is being paid to years, the comprehensive utilization of cellulose resources has
the utilization of this biopolymer in the synthetic development of drawn much attention from the government and researchers, and
environmentally friendly and biocompatible products and fuels. there is an increasing demand to develop new technologies to
However, cellulose is a polysaccharide consisting of a linear obtain and dissolve cellulose to overcome the drawbacks of
chain of several hundred to over ten thousand b-(1-4)-linked traditional pulping and processing methods.
glucose repeating units,5 and there are numerous intermolecular In 2002, our group reported that cellulose could be dissolved
and intramolecular hydrogen bonds in cellulose (Fig. 1), which without derivatization in high concentrations using ionic
result in the difficulty in dissolving cellulose in water and liquids (ILs, commonly defined as salts which melt below
common organic solvents, much less separating it from natural 100 1C9), such as 1-butyl-3-methylimidazolium chloride
lignocellulosic biomass.6 A few aqueous and nonaqueous ([C4mim]Cl),10 which led the development of a new class of
cellulose solvents were previously developed for the dissolution cellulose solvent systems. Since then studies on the application
of cellulose, but all of these solvents suffer drawbacks, such as high of ILs in biomass chemistry have been widely carried out and
cost, volatility, toxicity, generation of poisonous gas, difficulty in many kinds of ILs have been found to be able to dissolve
solvent recovery, or insufficient solvation power for cellulose.7,8 cellulose,11–20 to serve as the reaction medium to functionalize
cellulose,11,21–23 to prepare cellulose fibers, films, or
beads,16,24–28 and to make cellulose composite materials.29–31
Dr Robin D. Rogers obtained It has also been reported that ILs can dissolve raw biomass
both his BS in Chemistry materials, such as wood, straw, shrimp shell,32–37 and others,
(1978, Summa Cum Laude) and that free biopolymers such as chitin, lignin, as well as
and his PhD in Chemistry cellulose-rich pulp can be regenerated from the raw biomass.
(1982) at The University of Herein, we will specifically review the processing of cellulose
Alabama and currently serves using ILs and discuss the interactions of cellulose with both
as Distinguished Research
the cations and anions of the ILs. This critical review is not
Professor, Robert Ramsay
meant to cover every published reference or aspect of the
Chair of Chemistry, and
Director of the Center for processing of cellulose using ILs, rather, our opinions on some
Green Manufacturing at UA. fundamental questions in the dissolution of cellulose using ILs
His research interests cover the are provided. Where possible, the greenness and sustainability
use of ionic liquids and Green of the processing of biomass using ILs will also be analyzed,
Chemistry for sustainable although it must be recognized that such questions need
Robin D. Rogers technology through innovation constant evaluation as new knowledge is developed.
and include Materials
(advanced polymeric and composite materials from
biorenewables), Separations (novel strategies for separation 2. Traditional processing methods of cellulose
and purification of value added products from biomass), Energy
(new lubricant technologies and selective separations), and The first attempts to dissolve cellulose or cellulose-containing
Medicine (elimination of waste while delivering improved materials date back to the 1850s.38,39 Since then a variety of
pharmaceutical performance). cellulose solvent systems (Fig. 2) have been developed, such as
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N-methylmorpholine oxide (NMMO),40 N,N-dimethylacetamide/ polar N-O group in NMMO could readily form hydrogen bonds
lithium chloride (DMAc/LiCl),41 1,3-dimethyl-2-imidazolidinone/ with cellulose.53 In DMAc/LiCl, the Li+ ions interact with the
lithium chloride (DMI)/LiCl,42 N,N-dimethylformamide/nitrous oxygen atoms of the carbonyl groups of the DMAc, while the
tetroxide (DMF/N2O4),43 dimethyl sulfoxide (DMSO)/tetrabutyl- unencumbered Cl ions, as nucleophilic bases, play a major role
ammonium fluoride (TBAF),44 some molten salt hydrates, such as in breaking up the inter- and intramolecular hydrogen bonds
LiClO43H2O,,45,46 LiSCN2H2O,46 and some aqueous solutions in cellulose.54 Similarly, N2O4 in the DMF/N2O4 system is
of metal complexes.47 responsible for the dissolution of cellulose.55
The most important, and also the oldest process currently
used to manufacture cellulose fibers is the viscose process, 3. Processing cellulose using ionic liquids
which involves first treating cellulose with sodium hydroxide,
and then derivatizing the cellulose with carbon disulfide leading Ionic liquids refer to liquids composed of ions that are fluid
to a highly viscous sodium xanthogenate solution.48–50 This around or below 100 1C.56,57 The unique physicochemical
solution is then later treated with acidic solution to reform the properties possible for many ILs, such as low vapor pressure,
cellulose. Despite continuous improvement in the past decades, high thermal stability, wide electrochemical window, wide
large quantities of carbon disulfide, sodium hydroxide, sulfuric liquid range, and high solvation ability to dissolve various
acid, and fresh water are required per ton of cellulose fiber organic and inorganic substances,58–60 have led to numerous
produced. Although ca. 70–75% of the carbon disulfide is proposed applications in a variety of fields, including catalysis,61
recyclable, waste water, alkali, acid, and exhaust air are causing extraction,62 electrochemistry,63 organic synthesis,64,65 and
serious environmental problems. Another drawback of this polymer chemistry,66 among others. Furthermore, ILs can
process is the degradation of the cellulose backbone. be easily modified by changing the structure of the cations
Another more recent alternative for cellulose fiber production or anions,67 and it is estimated that the number of potential
is the NMMO process developed in the late 1960s and cation and anion combinations available reputedly equates to
commercialized in the early 1990s. In this process, cellulose 1012 different ILs.68
is dissolved to form a solution called dope, and then the
3.1 Dissolution of cellulose
cellulose is reprecipitated in a water bath to produce a fiber.51
NMMO is a nonderivatizing solvent for cellulose, in which In 1934, Graenacher discovered that benzylpyridinium
cellulose is directly solvated to form a homogeneous polymer chloride or N-ethylpyridinium chloride dissolved in suitable
solution. Despite many advantages, the NMMO process has solvents, such as nitrogen containing bases (Fig. 3), have the
not replaced the viscose process to date, primarily due to cost ability to dissolve cellulose with the formation of solutions of
but also due to the nature of the fibrillating fiber produced more or less viscosity.69 This work has been described in
from the NMMO process compared to rayon.51 Moreover, the hindsight in various ways such as ‘‘the first example of the
use of NMMO, a thermally unstable solvent, requires a major cellulose dissolution using ILs’’,70 or ‘‘a herald of what
investment in safety technology. scientists are trying to achieve nowadays using cellulose,’’71
Although the mechanism of the dissolution of cellulose in however, we disagree with these characterizations and have
these conventional solvents has not been fully determined, it is recently discussed the basis for our opinions.72
widely speculated that breaking up the intra- and intermolecular An examination of Graenacher’s results in the context of the
hydrogen bonds in cellulose is the key point in the dissolution of IL field does reveal some interesting similarities. The nitrogen
this polymer.52 For example, it is considered that the highly containing bases (e.g., pyridine) used to dissolve the chloride
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salts have aromatic character providing compatibility with the dissolved in 1-allyl-3-methylimidazolium formate than in 1-allyl-
pyridinium cations, but it does not contain any strong hydrogen 3-methylimidazolium chloride (Table 1, entry 26 (MCC, 85 1C)
bond donors to interact with the anions. Thus, a situation is set vs. 36 (MCC, 100 1C)).
up where again an essentially free chloride ion can disrupt the This trend is also clear from studies related to how difficult it
hydrogen bonding within and between cellulose polymer chains. is to dissolve cellulose in ILs. The dissolution of microcrystalline
In addition, the sizes of the cations and of the solvent are not cellulose was investigated in different imidazolium phosphates
too different than those found for other cellulose solvents and and phosphonates, such as [C2mim](MeO)2PO2, [C2mim]-
for the ILs discussed below. (MeO)MePO2, and [C2mim](MeO)HPO2, which exhibit higher
Regardless of the debate on the history of the field, let’s take a hydrogen bond basicities than chlorides.18 The phosphate and
closer look at the science involved in IL dissolution of cellulose phosphonate ILs were able to dissolve cellulose at 45–65 1C, a
which would also seems to be the subject of much debate. In temperature at which [C2mim]Cl is a solid (mp = 85 1C83).
both areas, we would suggest a careful examination of the entire Xu and coworkers also showed that the hydrogen bond
literature, rather than a few reviews (even this one!). accepting ability of the anions is closely linked to the solubility
Since the report on dissolving cellulose with ILs appeared of cellulose.8 In their study, a series of ILs were prepared by
there has been a dramatic surge in interest from both the pairing the [C4mim]+ cation with Brønsted basic anions and
scientific and industrial communities. This has included many they concluded that the solubility of cellulose in these ILs
studies to find other IL or IL-like solvents for the dissolution of increased almost linearly with increasing hydrogen bond
cellulose. Table 1 gives an overview of the cellulose-dissolving accepting ability of the anions as determined by the authors
capacity of different ILs reported in the literatures.8–12,16–18,73–81 using solvatochromatic methods: OAc 4 HSCH2COO 4
Table 1 shows that both the cation and anion of ILs influence HCOO 4 (C6H5)COO 4 H2NCH2COO 4
the dissolution of cellulose, however, while the role of the anion HOCH2COO 4 CH3CHOHCOO 4 DCA (Table 1,
would seem to be clear and the trends in solubility seem to entries 2, 25, 27, 31–34, and 64).
follow basicity, the same cannot be said of the influence of the In this series of ILs, [C4mim]OAc was the most efficient
cations. The analysis of all of the literature data is complicated for the dissolution of cellulose, while cellulose was insoluble
by the different celluloses used, the different molecular weights, in [C4mim][DCA]. This trend does not seem to correlate with
the different dissolution conditions, and the real lack of analysis the established pKa values of the parent acids of HOAc:
of degradation vs. dissolution. We have also found that the use 4.75 4 (C6H5)COOH: 4.18 4 CH3CHOHCOOH: 3.87 4
of wt%, an engineering term, to describe solubility may mask HOCH2COOH: 3.83 4 HCOOH: 3.72 4 HSCH2COOH:
chemical trends within the data. This is compounded by the fact 3.68 4 H2NCH2COOH: 2.35.84–86 However, it is important
that most of the literature uses the unit wt% when in reality it is to point out that three of these anions have hydrogen bond
a mass ratio represented in percent. For example, 1.00 g cellulose donors which could interfere with the hydrogen bond acceptor
in 10.00 g IL, is 9.1 wt%, while the mass ratio is 0.10, or 10%. ability toward cellulose: H2NCH2COO , HOCH2COO , and
Here we utilize the available data to discuss the differences and CH3CHOHCOO , and thus, the beta values obtained in the
possible roles of each ion in the dissolution of cellulose, but solvatochromatic study may be a better indicator of ability to
strongly recommend that all future solubility data be reported in dissolve cellulose than the pKa values.
terms of mass of cellulose dissolved per mol of IL. Typically the dissolution of cellulose in a given IL is
provided in terms of mass percent; however, given the wide
Anions. There seems little debate that anions that are distribution in formula weights for ILs, some consideration
good hydrogen bond acceptors, such as OAc , HCOO , should be given to solubility in terms of mass of cellulose per
(MeO)2PO2 , Cl , etc. are more effective in dissolving cellulose mole of IL (Table 1, column 7). In the above example, the
(see Table 1). While, ILs containing low-basicity anions, such as order of solubility changes when ordered in this fashion to
dicyanamide-based ILs, are not that efficient in dissolving (C6H5)COO 4 HSCH2COO 4 OAc 4 H2NCH2COO 4
cellulose8 (although they are known to dissolve monosaccharides78) HCOO 4 HOCH2COO 4 CH3CHOHCOO (Table 2).
and cellulose cannot be dissolved in ILs containing non- This again is not in strict accordance with the established pKa
coordinating anions, such as BF4 or PF6 .10 values or the beta values, however, it should be noted that the
The current results suggest that the higher the hydrogen anions which also contain hydrogen bond donors (and can thus
bond basicity and dipolarity, the greater ability of salts of that form interanion hydrogen bonds) do now appear at the lower
anion to dissolve cellulose. For example, since the hydrogen end of cellulose dissolving power. Based on this analysis, the
bond basicity of the formate anion is 1.2 fold higher than that solubility of this type of cellulose at the temperature studied in
of the chloride anion,82 a larger amount of cellulose could be the formate IL seems lower than expected.
1522 Chem. Soc. Rev., 2012, 41, 1519–1537 This journal is c The Royal Society of Chemistry 2012
Table 1 Cellulose-dissolving capacity of different ionic liquids
Solubilityd Solubilityd
Entry ILs a
Structure of ILs Cellulose typeb
Conditions (wt%) (g mol 1 IL) References
Cellulose NMc 420 434.0 72
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Eucalyptus
pre-hydrolysis NM 19.6 33.4 16
1 [C2mim]OAc sulfate pulp (569)
Avicel Heat (110 1C) 15 25.5 78
Avicel Heat (100 1C) 8 13.6 20
a-Cellulose Heat (90 1C) 45 48.5 75
Eucalyptus
pre-hydrolysis NM 18.9 37.5 16
2 [C4mim]OAc sulfate pulp (569)
MCC Heat (70 1C) 15.5 30.7 8
Avicel Heat (100 1C) 12 23.8 20
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Table 1 (continued )
Solubilityd Solubilityd
Entry ILs a
Structure of ILs Cellulose type b
Conditions (wt%) (g mol 1 IL) References
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1524 Chem. Soc. Rev., 2012, 41, 1519–1537 This journal is c The Royal Society of Chemistry 2012
Table 1 (continued )
Solubilityd Solubilityd
Entry ILs a
Structure of ILs Cellulose type b
Conditions (wt%) (g mol 1 IL) References
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Table 1 (continued )
Solubilityd Solubilityd
Entry ILs a
Structure of ILs Cellulose type b
Conditions (wt%) (g mol 1 IL) References
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Commercial Heat
54 [Cyanomim]Br 3.4 6.4 81
cellulose (80–90 1C)
1526 Chem. Soc. Rev., 2012, 41, 1519–1537 This journal is c The Royal Society of Chemistry 2012
Table 1 (continued )
Solubilityd Solubilityd
Entry ILs a
Structure of ILs Cellulose type b
Conditions (wt%) (g mol 1 IL) References
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Table 1 (continued )
a
C2mim: 1-ethyl-3-methylimidazolium; OAc: acetate; C4mim: 1-butyl-3-methylimidazolium; Me(OEt)2-Et-Im: 1-(3,6-dioxaheptyl)-3-ethylimidazolium;
Me(OEt)3-Et-Im: 1-(3,6,9-trioxadecyl)-3-ethylimidazolium; Me(OEt)4-Et-Im: 1-(3,6,9,12-tetraoxatridecyl)-3-ethylimidazolium; Me(OEt)3-Et3N: N,N,N-
triethyl-3,6,9-trioxadecylammonium; Me(OEt)2-Et3N: N,N,N-triethyl-3,6-dioxaheptylammonium; H(OEt)2-Me-Im: 1-(3,6-dioxahexyl)-3-methylimida-
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Table 2 Mass of microcrystalline cellulose dissolved per mole of IL8 Table 3 Dissolution of Avicel cellulose at 110 1C78
1528 Chem. Soc. Rev., 2012, 41, 1519–1537 This journal is c The Royal Society of Chemistry 2012
hydroxyl protons of the cellulose.10 Then, cooperating with where it can be said that all liquid salt forms of that anion will
Prof. G. Moyna, we studied the mechanism of dissolution of dissolve cellulose or dissolve it in the same amount (compare
cellulose in chloride-based IL using NMR spectroscopy87 which for example the admittedly limited data in Table 3 for the
indicated that the solvation of cellulose by [C4mim]Cl involves OAc anion). Let us examine here the various cations used in
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stoichiometric hydrogen-bonding between the hydroxyl protons ILs to dissolve cellulose and some of the ongoing controversy
of the solute and the chloride ions of the IL. Later, the solvation about their specific roles.
of carbohydrates in [C2mim]OAc, [C4mim]Cl, and [Amim]Cl Ionic Liquids containing imidazolium, pyridinium, ammonium,
was studied to evaluate the effects of cation and anion and phosphonium cations have been observed to dissolve cellulose
structure on the solvation mechanism.88 In all cases, the when paired with a strongly basic, hydrogen bond accepting
35/37
Cl and 13C relaxation rates of chloride ions and acetate anion (Table 1). The aromatic imidazolium and pyridinium
ion carbon atoms, respectively, exhibited a strong dependency cations seem to work the best, however it is apparent that
on carbohydrate content, indicating that the dissolution of these are also the most widely studied ones, most likely due to
cellulose is mainly due to the interactions between the IL the fact that imidazolium salts were the first ionic liquids used
anions and the carbohydrate. More importantly, there was no to dissolve cellulose and much less attention has been paid
change in the solvation mechanism regardless of the structure to cation choice. Thus, it is not yet clear that sufficient data
of the anion. These results were corroborated by Hardacre exist to declare these cation classes superior to the quaternized
et al., who examined the solvation of glucose in [C1mim]Cl.89 ammonium or phosphonium cations.
Zhang and coworkers also used NMR spectroscopy to study The high ability of pyridinium- and imidazolium-based
the solvation of cellobiose, the repeating unit in cellulose, in ILs to dissolve cellulose might be related to the aromatic
[C2mim]OAc under various cellobiose concentrations and nature of these cations and their ability to shield the dissolved
temperatures.90 NMR data of this model system suggested anion/cellulose polymer complexes. On one hand, the aromatic
that hydrogen bonding is formed between hydroxyls of cellobiose rings are more polarizable as indicated by a Raman study,95
and the anion of [C2mim]OAc. The acetate anions favor the while on the other hand, the aromatic-based ILs present lower
formation of hydrogen bonds with hydrogen atoms of hydroxyls relative interaction strengths between the cations and anions
in cellobiose, while after acetylation of all hydroxyls in cellobiose, because of reduction of the electrostatic strength due to the
the interactions between cellobiose octaacetate and [C2mim]OAc charge delocalization in the aromatic rings.96 In the latter case,
became weaker, implying that hydrogen bonding is the major it is easier for the anion to form hydrogen bonds with cellulose.
reason for the dissolution of cellobiose in this IL. (This study also Studies, including the patent by Graencher, also show that
suggested that the cation was interacting directly with the cellulose cellulose can be dissolved in the solutions of these salts when
as discussed below, however, it was later suggested that flaws exist basic solvents such as pyridine are present to dissolve the
in the design of this study and in the interpretation of the salt.69,97 This might help us to understand the higher ability
data,91,92 thus there is some room for doubt in this conclusion.) of [C4mpy]Cl to dissolve cellulose (Table 1, entry 35), which
Apart from the experimental evidence, molecular dynamics may be caused by the presence of unreacted starting material
simulations have been conducted to understand the interactions (pyridine) from the synthesis of this IL.
of cellulose with ILs.93,94 An all-atom force field for [C2mim]OAc When the alkyl chain length in the cation is increased, the
was developed by Liu et al., and the behavior of cellulose in this solvent power of ILs for cellulose seems to decrease, e.g., [C6mim]Cl
IL was examined using molecular dynamics simulations of a or [C8mim]Cl vs. [C4mim]Cl (Table 1, entries 42, 44 vs. 37,
series of (1-4) linked-D-glucose oligomers with different pulp cellulose (1000), 100 1C). The lower solubility of cellulose
molecular weights.93 The proposed dissolution mechanism in ILs containing long chain length cations may be due to the
involves the formation of hydrogen bonds between the IL reduced effective chloride concentration or the hydrophobic
anions and the hydroxyl group protons of the glucose. A interactions between cations which might reduce their ability
computer modeling study by Novoselov et al. also showed that to screen the anion/cellulose complexes.10
the intermolecular hydrogen bond between hydrogen and Size and polarizability may not be the only factors involved.
oxygen in cellobiose is broken in formation of a solvate complex The effect of alkyl chain length from C2 to C10 of 1-alkyl-3-
with the solvent and new bonds are formed between hydroxyl methylimidazolium chloride was systematically investigated
hydrogen atoms in cellobiose and the chloride in [C4mim]Cl.94 by Erdmenger et al.77 A strong odd-even effect was observed
All the studies on the mechanism of the cellulose dissolution for the small alkyl chains. Cellulose was more soluble in
in ILs agree that the interactions between the anions of the ILs 1-alkyl-3-methylimidazolium-based ILs with even-numbered
and the hydroxyls of cellulose play an important role in this alkyl chains compared to odd-numbered alkyl chains, below
process. The requirement of hydrogen bonding acceptor ability six carbon units. Marsh et al. attributed this even-odd effect to
(or basicity) of the anion has also been borne out by published the additional polarity in the heteroatomic substituents on the
experimental work on screening ILs for cellulose dissolution imidazolium ring,98 however, packing effects in the liquid state
with a variety of anions of different hydrogen bonding basicity.18 should also be considered.
As discussed below, the same cannot be said for the role of the When alkyloxy or alkyloxyalkyl groups are appended to an
IL cation on cellulose dissolution. imidazolium ring, the melting points and viscosity of the
corresponding ILs are lowered, however, some of those ILs do
Cations. Although the role of the anion seems clear, it is not tend to dissolve cellulose.78 [Me(OEt)3-MeOEtOMe-Im]OAc,
equally clear that the cation must play some role in the ability [Me(OPr)3-Et-Im]OAc, and [Me(OEt)3-Bu-Im]OAc (Table 1,
of a given IL to dissolve cellulose. There is not a single anion entries 12, 13, 15) do not efficiently dissolve cellulose probably
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due to the large size of the cation, however, the presence of other hand, has been suggested to have anywhere from no
basic oxygen atoms in the side chains of the cations may also interactions to strong direct hydrogen bonding to cellulose.
interfere with the efficient hydrogen bonding of the anion to all Given the nature of the cations typically studied and the lack
of the cellulose hydroxyl groups.78 These results suggest one of any strong hydrogen bond donors or acceptors, we wonder
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might also need to consider a mechanism where the role of the how the cation could directly interact with cellulose to an
cation is simply to solvate and separate the cellulose polymers appreciable degree.
which might be considered polyanionic with direct interactions In our own NMR study with Prof. Moyna, the experimental
to many anions. data indicated only a slight variation in the relaxation times of
Other functional groups on the cation can also influence the the carbon nuclei of the IL cations, [C4mim]+, [C2mim]+, and
dissolution of cellulose. The presence of a hydroxyl end-group [Amim]+, with solute concentration, consistent with the only
in the cation decreases the solubility of cellulose in the moderate increase in solution viscosity.87,88 It was concluded
corresponding ILs, presumably by competing with cellulose that no specific interactions exist between the cations and the
for hydrogen bond donation to the anion. This was demon- cellulose solute. Simulation studies by Novoselov and colleagues
strated for ILs containing a hydroxylated alkylalkoxy cation also indicated that binding of the cation of [C4mim]Cl with the
(Table 1, entry 10), which exhibited low solubility of cellulose hydroxyl oxygen atoms in cellulose is difficult due to steric
compared to its counterpart containing no hydroxyl-end hindrances, and in this IL, the cation remains associated with
group (Table 1, entry 4).78 While the hydroxyl group in the the Cl anion, but this association becomes weaker with
cation can interact with the anions and compete with cellulose increased cellulose concentration.94
in forming hydrogen bonds, thus decreasing the cellulose However, in a study of the dissolution mechanism of
solubility, Luo79 and Feng14 reported that the solubility of cellobiose by Zhang et al.,90 they found that when the amount
cellulose in [C2OHmim]Cl was 11.1 g mol 1 IL at 70 1C,79 of [C2mim]OAc increases, the peaks of the hydroxyls in
while [C2mim]Cl could not dissolve cellulose at this temperature cellobiose merge into one broad peak and gradually move
because of its high melting point (85 1C).83 Feng et al.,14 downfield. The significant broadening of these proton resonances
suggested that the hydroxyl group in the cation side chain was attributed to the interaction of oxygen atoms of the hydroxyls
could form hydrogen bonds with cellulose hydroxyl groups, in cellobiose with the acidic protons in the imidazolium cation.
thus enhancing the dissolution of cellulose and allowing more They concluded that hydrogen bonds are formed between the
to be dissolved. This seems counter-intuitive given the much hydroxyls of cellobiose and both the anion and cation of
greater basicity (hydrogen bond acceptor ability) of the anions [C2mim]OAc. Their results indicated the stoichiometric ratio of
vs. the cellulose hydroxyl groups and thus needs further study. [C2mim]OAc/hydroxyl to be between 3 : 4 and 1 : 1 in the primary
The above mentioned studies appear to prove opposite solvation shell, suggesting that there should be one anion or
conclusions, however, we do note that the chain lengths cation to form hydrogen bonds with two hydroxyl groups
containing the hydroxyl group and the number of hydrogen simultaneously. However, if the solubility of cellulose in
bond donating hydroxyl groups are quite different in the ILs [C2mim]OAc from the literature is related to the molar ratio of
studied: [H(OEt)3-Me-Im]OAc which did not dissolve cellulose IL to the OH group in cellulose, this molar ratio is higher than
well78 and [C2OHmim]Cl which did dissolve cellulose well.79 1.5 (Table 4, column 5). Thus, there is some discrepancy between
It is possible that the much longer chain length in [H(OEt)3- the stoichiometric ratio of [C2mim]OAc/hydroxyl obtained by
Me-Im]OAc provides more flexibility in allowing the formation Zhang et al. and the reported solubility of cellulose in this IL.
of intermolecular hydrogen bonds with its anions, while the A subsequent paper by Moyna commented directly on the
hydroxyls on the much shorter chain in [C2OHmim]Cl would above results and indicated that the chemical shift perturbation
be more sterically congested leading to fewer interactions with (Dd) data are too vague to be attributed to specific interactions
anions and availability to hydrogen bond to cellulose. It is also between the IL and the sugar with any confidence since Dd is
possible that the differences are a result of the fact that only a good indicator of changes in the chemical environment
[H(OEt)3-Me-Im]+ simply has more OH groups to interact of nuclei. In addition, the authors simply used the concentration
with the acetate anion than does [C2OHmim]+. of the IL at which some of the cellobiose 13C Dds reached a
Perhaps due to contradictory observations such as those plateau to determine the interaction stoichiometries between
mentioned above, the exact role of the cation in dissolving cellobiose and [C2mim]OAc, which Moyna pointed out to be
cellulose is the subject to competing theories. Most reports in inadequate for performing this type of study as the influence
the literatures suggest that the IL anions disrupt the hydrogen of DMSO solvent is not taken into account. Thus, these
bonding in and between cellulose chains. The cation, on the conclusions need to be considered with care.91,92
1530 Chem. Soc. Rev., 2012, 41, 1519–1537 This journal is c The Royal Society of Chemistry 2012
Other molecular dynamics studies of the interactions of the role of the cation is needed. We would suggest that an open
cellulose with [C2mim]OAc by Liu et al. showed that some of mind be kept and that other reasonable theories also be
the cations were found to be in close contact with the poly- considered.
saccharides through hydrophobic interactions.93 This supports For example, as indicated above cellulose is reported to be
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the concept that the cation may play a role in the dissolution of virtually insoluble in [C3mim]Cl (insoluble; Table 1, entry 49)
cellulose by [C2mim]OAc, but not one of hydrogen bonding. or [C5mim]Cl (Table 1, entry 47),20 while ILs with an even
Heinze et al. also investigated the interactions of IL number of carbons in their alkyl chain substituent exhibit
cations using simple cellulose model systems (cellooligomers, higher capacities for cellulose dissolution compared to those
DP = 6–10).99 They found that one of the carbon signals of having an odd number.77 [C4mim]Cl is reported to be more
the glucose unit disappeared after dissolution in [C2mim]OAc. efficient than [C6mim]Cl in solvation of cellulose.10 These
On the basis of these results, the authors suggested that a studies might suggest that the role of the cation is in solvating
covalent bond was formed between the carbon of the reducing and keeping dispersed the anionic hydrogen bonded cellulose
end of the glucose unit and the carbon of the imidazolium anionn moieties. If this theory were true, then the ability of the
core. Ebner et al. verified this assumption by means of cations to organize in solution to shield the negative charges
13
C-isotopic labeling and fluorescence labeling experiments, and still pack well with other cations would be important. This
which indicated the formation of a covalent bond between the might explain the odd-even effect noted above and perhaps
C2 carbon of 1-alkyl-3-methylimidazolium IL and the reducing other of the various data reported in Table 1.
end of cellulose.100 It was pointed out that this bond formation
is strongly catalyzed by bases, and can be suppressed by the Influence of viscosity of ILs. It has also been noted that IL
absence of bases.100 viscosity may play a role in cellulose solvation, where it is
The possible reactivity of the C2 proton in dialkylimidazolium generally considered that ILs with low viscosity are more
cations is well known in nitrogen heterocycle carbene chemistry, efficient in dissolving cellulose.12,17,18 Some of the most efficient
where base catalyzed reactions are well documented.101 We have ILs to dissolve cellulose and their viscosity are listed in Table 5.
also recently demonstrated that some carbene exists in ILs of The conflicting data in Table 5 suggest that perhaps viscosity
sufficiently basic anions such as acetate. For example, the same is not a key factor in the dissolution of cellulose in a given
IL used to dissolve cellulose, [C2mim]OAc, will react directly IL. It is true, however, that ILs with lower viscosity are
with S or CO2. Reaction of [C2mim]OAc with elemental sulfur easier to handle, but it still seems that the basicity and polarity
or selenium at room temperature leads to the corresponding of the anions is a better indicator of their ability to dissolve
imidazole-2-chalcogenones via a carbene route, even in the cellulose.
absence of additional external sources of base.102 Bubbling
CO2 through [C2mim]OAc at atmospheric pressure and ambient Microwave irradiation and sonication. Impressive results
temperature, leads to the crystallization of the corresponding have been obtained when microwave irradiation or sonication
neutral imidazolium carboxylate ([C2mim+-COO ]) cocrystallized were used to dissolve cellulose instead of thermal heating.10,80
with a [C2mim]+ cation, and an anion that can best be The solubility of cellulose in one mole of [C4mim]Cl increases
described as [H(OAc)2] .103 Nonetheless, this reactivity when to 43.7 g with microwave heating, compared to only 17.5 g
dissolving cellulose appears to only occur under extreme with general heating.10 (CAUTION: Care must be taken when
conditions, such as under heating and in the presence of bases, using microwave heating because ILs are efficient microwave
as might be expected from the known chemistry of the absorbers and heating occurs rapidly which can easily lead to
[C2mim]+ cation. degradation of the ILs and cellulose, or even explosions of
Based on all of the experimental results, it does seem that sealed systems.) The solubility of Kraft pulp in [Amim]Cl
the cations of ILs play a role in the dissolution of cellulose. reached 12.7 g mol 1 IL when the solution was sonicated for
However, given the competing theories and different inter- only 5 min, and that of MCC in [Amim]Cl reached 42.8 g mol 1
pretations of essentially the same data, further clarification of IL in 27 min.80
Our studies have also shown that microwave is more
Table 5 Viscosity vs. solubility of various ILs efficient than oil-bath heating in dissolving raw lignocellulosic
biomass (e.g., pine trees)33 or chitinous biomass (e.g. shrimp
Solubility of
Viscosity Solubility of Cellulose shells).37 Longer and more pure biopolymers can be extracted
IL (mPas)a Cellulose (wt%) (g mol 1 IL)
b from raw biomass using microwave irradiation leading to the
ability to spin fibers directly from the extraction solutions.29,37
[C4mim]Cl 147 (80 1C)72 20 (100 1C) 34.9
[C2mim]Cl 62 (80 1C)104 14 (100 1C) 20.5 Microwave heating also assisted in the preparation of IL
[C2mim]OAc 10 (80 1C)72 420 (NM)c 434.0 solutions used to spin cellulose-magnetite composite fibers.29
[C4mim]OAc 26 (80 1C)105 15.5 (70 1C) 30.7
[C2mim](MeO)HPO2 107 (25 1C)18 10 (45 1C) 20.6 3.2 Regeneration of cellulose
[C2mim](MeO)MePO2 510 (25 1C)18 10 (55 1C) 22.0
[C2mim](MeO)2PO2 265 (25 1C)18 10 (65 1C) 23.6 Cellulose dissolved in ILs can be easily precipitated from the
[Amim]HCOO 66 (25 1C)17 B22 (85 1C) B37.0 cellulose/IL solution by adding anti-solvents, such as water,
10 (60 1C) 16.8
ethanol, methanol, acetone, acetonitrile, etc.8,10,12,20,80,82 The
a
The numbers in brackets correspond to temperatures at which the macroscopic morphology of the regenerated cellulose depends
viscosity is measured. b The numbers in brackets correspond to tem-
on how the cellulose/IL solution contacts the regeneration
peratures at which the solubility is measured. c NM: not mentioned.
solvent. Rapid mixing of the IL solution with an aqueous
This journal is c The Royal Society of Chemistry 2012 Chem. Soc. Rev., 2012, 41, 1519–1537 1531
stream results in precipitation of cellulose as a powdery floc.10 Several ILs have now been used to pretreat wheat, triticale, and
By extrusion of the cellulose/IL solution into an anti-solvent, rice straw, flaxshives and poplar wood, among other biomass
thin fibers and rods can be prepared.10,16,25,27 If the cellulose/IL sources.35,111–114 The regenerated cellulosic materials have a more
solution is cast onto a glass plate, thin cellulose films can be amorphous macrostructure and their enzymatic hydrolysis rates
obtained.12,24,26 In addition, nanofibrillar cellulose aerogels can
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1532 Chem. Soc. Rev., 2012, 41, 1519–1537 This journal is c The Royal Society of Chemistry 2012
literatures related to the dissolution of cellulose using ILs, it was keep its molecular structure and molecular weight intact. ILs
reported that no chemical reactions occur between the IL and have emerged as a nonderivatizing solvent that will truly
cellulose and that ILs are nonderivatizing solvents for cellulose.10–12 ‘dissolve’ cellulose rather than degrade it and it is this property
If this is true, no waste or byproduct would be produced in this that makes them useful in this field. The original IL used to
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process and the IL would be infinitely recycled. However, it dissolve cellulose, [C4mim]Cl, is however somewhat toxic. The
has also been reported that when bases such as imidazole or median lethal dose (LD50) of [C4mim]Cl ranges from 50 mg
1-methylimidazole are present (e.g., as unreacted starting kg 1 to 300 mg kg 1,122 and this IL was also shown to be toxic
materials), 1-alkyl-3-methylimidazolium cations can react at to mice at maternally toxic dosages.123
the C2 position with cellulose at its reducing end, forming a It is quite well known that there is a near infinite variety of
carbon–carbon bond.100 It is pointed out in the same paper combinations of ions that will lead to salts which can be defined
that the amount of cellulose reacting with the ILs is rather as ILs. Common knowledge also seems to suggest that ILs can
minor, and that this side reaction can be suppressed by the dissolve anything. However, what is sometimes forgotten is that it
absence of bases and reaction or contact times of less than 2 h. is not a single IL that can dissolve everything, but rather that a
While minor amounts of byproducts can be produced and specific IL can be found to dissolve many, many solutes. Thus, the
this should be considered, current research indicates that the search for a better cellulose solvent cannot rely on only picking
amount of waste (byproducts, water, chemicals, etc.) generated non-toxic or biodegradable ions; but picking the combination of
in the processing of cellulose using ILs is much less when these ions which will still efficiently dissolve cellulose.
compared with traditional pulping processes such as Kraft As discussed earlier, it was determined that the primary
pulping or cellulose forming processes such as the viscose mechanism of cellulose dissolution by ILs was the basicity of
process.119 Both Kraft pulping and the viscose process have the anion which disrupts the inter- and intramolecular hydrogen
high chemical loads and energy and water usage.50 bonds in cellulose.8,17 With this knowledge, BASF screened
hundreds of potential ILs as cellulose solvents and found some
Atom economy. The term atom economy was introduced by favorable properties in the IL [C2mim]OAc.124 They found
Trost in the 1990s, and refers to the concept of maximizing the that the use of [C2mim]OAc has many advantages over our original
use of raw materials so that the final product contains the use of [C4mim]Cl due to the acetate salt’s lower melting point
maximum number of atoms from the reactants.120 The ideal (o 20 1C vs. 70 1C), lower viscosity (10 mPas vs. 147 mPas, at
reaction would incorporate all of the atoms of the reactants. In 80 1C), lower corrosivity (very little vs. strong), lower toxicity (LD50
the ideal IL process, cellulose would be regenerated from the B2000 mg kg 1 vs. 50–300 mg kg 1), and higher dissolution
IL solutions using anti-solvents, and the ILs, as well as the ability for cellulose (cellulose solubility 420% vs. B20%).72,122,124
anti-solvents would be recycled. By reducing the number of However, current ILs for cellulose dissolution are not
chemicals needed for this processing to as low as two (IL and biodegradable. Biodegradation is a natural process involving
anti-solvent), the potential losses of chemicals can be reduced. a collective effort of different microorganisms to break down
If the ILs themselves could be produced from the biomass the complex organic molecules into biomass and/or inorganic
value-added chemicals, this would be even better. compounds, such as CO2 and water.125 Hence, a biodegradable,
Process and product toxicity. The products of a green but toxic, substance may exert an acute effect upon exposure
process should pose little or no toxicity to human beings to it, but will be rendered non-toxic upon its biodegradation.
and the environment. If we consider the ability of ILs to It is clear that the biodegradability of the ILs can still be
process cellulose into many useful advanced materials, then improved and the search for ILs made from natural materials
there is little concern for the toxicity of the products, either the is a major research driver in the field. For example, Fukumoto
cellulose itself or derivative such as cellulose acetate, carboxy- et al. synthesized a series of ILs from natural amino acids,
methylated cellulose, etc. These are already useful and widely which are said to be useful for a variety of applications, such
used products in coatings, membranes, composites, separation as solvents, biodegradable materials, etc.126
media, as well as in medical applications.98 They are considered In addition to the IL, one also must consider the anti-solvent
non-toxic and non harmful to our health or the environment. which is needed to coagulate the cellulose and recover the IL.
That leaves us with the need to improve the attributes of the ILs Here the choices for a relatively benign medium are more
and anti-solvents used which could include lower toxicity and plentiful and the two most common regeneration solvents are
improved biodegradability as discussed below. water and ethanol. The anti-solvent must hydrogen bond the IL
anion more strongly than cellulose and solvate both IL ions.
Solvent safety. Perhaps the biggest concern will be the Typically ILs that dissolve cellulose will be water soluble and
toxicity of the IL solvent and any anti-solvents used in the thus anti-solvents such as water, ethanol, methanol, acetone,
processing. While the relevant Green principle suggests it is acetonitrile, etc.10,70 have been explored. Water as a solvent
better to use no solvents or auxiliaries in a process when it is would seem safe, environmentally-benign, and inexpensive, to
possible, or when they are unavoidable to be used it goes on to not pose any hazards, and thus green, however, as will be
state that they should be innocuous to humans and the discussed below, the greenness of recovering the water for reuse
environment. Solventless systems, water, and supercritical must also be considered and this is currently energy intensive.
fluids are often noted as ‘‘green’’,121 although these get their In looking for other anti-solvents, one might first consider
fair share of criticism. the toxicity. The toxicities of 21 organic compounds were
Let’s consider here first the IL and then the anti-solvent. At estimated by Na"e˛cz-Jawecki and Sawicki,127 and the toxicities
present there are no ‘solventless’ methods to treat cellulose and of the tested compounds varied over 4 orders of magnitude.
This journal is c The Royal Society of Chemistry 2012 Chem. Soc. Rev., 2012, 41, 1519–1537 1533
The least toxic compounds were methanol, ethanol, acetone, Catalysis. To recover the three major natural biopolymers
DMF, acetonitrile, and isopropanol; all potential anti-solvents cleanly from woody biomass, it is necessary to cleave certain
for the regeneration of cellulose from the IL solutions. covalent linkages. Our recent work has shown that the dissolution
Nonetheless, a further consideration could play a major role of wood in [C2mim]OAc can be enhanced when polyoxometalates
(POMs) are used as catalysts.34 The use of POMs does lead to
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1534 Chem. Soc. Rev., 2012, 41, 1519–1537 This journal is c The Royal Society of Chemistry 2012
perfluorinated anions can be hazardous due to hydrolytic be neglected. A much broader range of value-added products
instability; for instance, [PF6] can decompose to the dangerous and chemicals is possible using ILs in a true biorefinery, where
HF(g).133 Thus, as with any IL chosen for a particular application, fuels are only one aspect of the production processes.
care must be taken to not over generalize the properties from While the number of publications on the use of ILs in the
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one IL to another, but rather to carefully consider the biomass field has increased significantly in recent years, work
chemistry of each ion and chemical utilized. is needed in several key areas to further understand the process
and to meet the sustainability and green chemistry requirements
5.2 Is biomass processing using ionic liquids green or not? for the development of the next generation of industrial
Some ILs, but not all are toxic, corrosive, and flammable. chemical processes. First, the roles of the cation and anion in
Recent investigations have led to ILs comprised of ions the treatment of biomass in ILs should be clarified in order to
Generally Recognized As Safe components (e.g., saccharin design the next generation of biomass solvents. In addition, the
and acesulfame),134–136 and other ILs such as benzalkonium development of much more efficient and energy-saving methods
ibuprofenate and lidocainium docusate are made from active for the recycling of ILs is required. The current methods to
pharmaceutical ingredients or food grade ions.137–139 Studies recycle ILs in biomass processing mainly center on evaporation
have shown that some ILs can be generally orders of magnitude of the anti-solvents, which can consume a lot of energy,
less toxic than conventional organic solvents.140 But the cautionary especially in the case of IL/water solutions. Finally, data on
note again, is to not over generalize the properties of one IL to the corrosivity, toxicity, biodegradability, and environmental
another. ILs can practically be comprised of any targeted ions fate of ILs have to be enriched.
where the choice of ions is driven by the desire to obtain a In summary, while ILs offer tremendous possibilities as
particular physical, chemical, or biological property. the basis for a revolutionary technological platform for the
Wise choices need to be made in the choice of IL, but the development of a sustainable industry related to biomass, this field
choice of IL is not the deciding factor. One must consider the is still new and it requires a better fundamental understanding
entire processing of cellulose and all of the Principles brought of the mechanisms of dissolution and a more comprehensive
into balance before one can determine if any given process is database on the physicochemical properties of the ILs. Much
indeed ‘‘green.’’ We might also add that the greenest process in of this work is now underway around the world. We fully
the World will never be implemented if one cannot make a expect great progress in this area as this technique may offer
profit and sustain a business based on it. less energy and chemical intensive processes and significantly
improved environmental benefits when compared with traditional
processes.
6. Conclusions and prospects
Nonetheless, any major new chemical process which will
The ability of ILs to dissolve cellulose has attracted intense require tons of a new chemical will, and should, generate
academic and industrial interest in a relatively short period debate. Is the outcome worth the production of tons of a new
of time. The ability to dissolve cellulose in ILs with no chemical of any type, green or not? Ultimately this should be
derivatization under mild conditions, and then regenerate decided by the benefits of the process. In the current context,
the same molecular weight cellulose with any given shape, ILs are of concern because ILs are viewed as unknown
rheology, or function, provides a platform for a wide variety expensive chemicals with energy intensive recycling technol-
of new advanced materials. In addition, dissolved cellulose ogies. However, with the intense worldwide study on ILs for
provides opportunities for homogeneous modification of the biomass processing, we and others142 believe that IL prices will
cellulose polymer.21–23 However, perhaps one area where inter- continue to be dramatically lowered, recycling with energy-
est has been quite intense is the application of ILs to the concept saving methods will be realized, and any toxic properties of
of a ‘biorefinery’.72 the ILs be engineered out of the proper choice of IL solvent.
Recently, the application of ILs has been extended to not The key will be if the ILs can truly do something valuable
only the processing of other biopolymers, such as lignin, that no other system can reasonably accomplish. Only time
hemicellulose, chitin, and wool, but to the direct extraction will tell.
of the biopolymers from raw biomass (e.g., wood, shrimp
shell).32,33,37 Biomass is regarded as a permanent and woefully
underutilized source of renewable feedstock on the planet for Acknowledgements
both material and energy,141 and it is an intensively studied We would like to thank 525 Solutions for recent support of
alternative and sustainable source for chemicals, materials, our biomass efforts through a U.S. Department of Energy
and fuels. Development of a technology platform, which could SBIR Award (Grant No. DE-SC0004198).
facilitate the access to natural biopolymers and subsequent
enabling of the production of biofuels based on renewable
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