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balt6/zns-neusci/zns-neusci/zns-orig/zns5998-09a eideg Sⴝ3 1/21/09 9:42 Art: 3450175 Input-SL
Behavioral/Systems/Cognitive
Perceiving the three-dimensional (3D) properties of the environment relies on the brain bringing together ambiguous cues (e.g., binoc-
AQ: A ular disparity, shading, texture) with information gained from short- and long-term experience. Perceptual aftereffects, in which the
perception of an ambiguous 3D stimulus is biased away from the shape of a previously viewed stimulus, provide a sensitive means of
probing this process, yet little is known about their neural basis. Here, we investigate 3D aftereffects using psychophysical and functional
AQ: B MRI (fMRI) adaptation paradigms to gain insight into the cortical circuits that mediate the perceptual interpretation of ambiguous depth
signals. Using two classic bistable stimuli (Mach card, kinetic depth effect), we test aftereffects produced by 3D shapes defined by
binocular (disparity) or monocular (texture, shading) depth cues. We show that the processing of ambiguous 3D stimuli in dorsal visual
cortical areas (V3B/KO, V7) and posterior parietal regions is modulated by adaptation in line with perceptual aftereffects. Similar
behavioral and fMRI adaptation effects for the two types of bistable stimuli suggest common neural substrates for depth aftereffects
independent of the inducing depth cues (disparity, texture, shading). In line with current thinking about the role of adaptation in sensory
optimization, our findings provide evidence that estimation of 3D shape in dorsal cortical areas takes account of the adaptive context to
resolve depth ambiguity and interpret 3D structure.
Key words: ambiguous perception; bistability; fMRI adaptation; depth perception; psychophysics; vision
2 • J. Neurosci., February 11, 2009 • 29(6):●–● Preston et al. • Adaptive Estimation of 3D Shape
bound results, we provide evidence that dorsal visual cortical high resolution anatomical scan (1 mm 3) was also acquired for each
areas (V3B/KO, V7) and posterior parietal regions play an im- participant.
portant role in the adaptive estimation and perception of ambig- To achieve stereoscopic presentation, we used a pair of video projec-
uous 3D shape from different depth cues. tors (JVC; D-ILA SX21) that contained separate spectral interference
filters (INFITEC). The images from the two projectors were optically
Materials and Methods combined using a beam-splitter before being passed through a wave
Observers guide into the scanner room. The interference filters produce negligible
Six adults participated in the Mach card experiment, three in the KDE overlap between the emission spectra for each projector with the result
experiment and seven in the control experiments. Mean age was 26 that there is extremely little cross talk. Stimuli were back-projected onto
(range 22–33). All observers had normal or corrected-to-normal vision. a screen inside the bore of the magnet and viewed via a mirror above the
The study was approved by the local ethics committee and participants observers’ heads. The viewing distance was 65 cm and stimuli subtended
gave written informed consent. 3.7 ⫻ 5.1° (Mach card) and 2.6 ⫻ 5.4° (KDE).
Preston et al. • Adaptive Estimation of 3D Shape J. Neurosci., February 11, 2009 • 29(6):●–● • 3
position of the motor control block was randomized to introduce vari- where A represents the response to the adapted probe stimulus in that AQ: G
ability into the design. Each block lasted 60 s, with 16 s fixation between condition (i.e., convex or concave adapted response). Depending on the
blocks as well as an initial and final fixation period (scan duration ⫽ 6 condition, P represents the response to the unadapted probe stimulus
min 36 s). Observers completed 6 – 8 runs of the reversals experiment in (i.e., convex or concave stimulus alone) or the zero probe stimulus. For
scanning session 1. example, when calculating the rebound index for the zero disparity probe
We localized cortical areas involved in perceptual alternations by con- following adaptation to a convex Mach card, A would correspond to the
trasting fMRI responses during the ambiguous and motor control con- adapted convex response and P would be the response to the zero probe
ditions using a general linear model (GLM) [group analysis threshold stimulus. We used a bootstrap procedure to determine confidence inter-
p ⬍ 0.05 (corrected for multiple comparisons)]. Perceptual alternations vals and significance levels for the adaptation index.
were modeled as events (occurring at the time indicated by the subject’s We also calculated an Asymmetry index to express the difference be-
button presses) and convolved with a canonical hemodynamic response tween the rebound indices for convex (Rcx) and concave (Rcv) adapting
function (HRF). In addition, periods of stable perception were modeled stimuli:
as boxcar functions and convolved with a HRF. Furthermore, we com-
pared activations during the replay condition with the motor control Rcx ⫺ Rcv
AI ⫽ .
condition. Activation maps for the replay transitions were similar to |Rcx| ⫹ |Rcv|
activations for perceptual alternations (supplemental Table S1, available
at www.jneurosci.org as supplemental material) (Polonsky et al., 2000; Positive values for this asymmetry index indicated a stronger adaptation
Andrews et al., 2002). For the replay condition, we observed additional effect for the convex adaptor and negative values a stronger effect for the
bilateral activations in hMT⫹/V5 that may be due to disparity changes concave adaptor.
when switching between presentations of concave versus convex stimuli.
Finally, areas consistent with the group data were defined for individual Results
observers by comparing activations for perceptual alternation and but- Cortical regions involved in ambiguous 3D shape perception
ton presses ( p ⬍ 0.05 uncorrected) and were used as regions of interest Using the Mach card stimulus, we first localized brain regions
AQ: F (ROIs) for the analysis of the fMRI adaptation experiments. engaged by perceptual alternations of bistable stimuli (Klein-
Analysis of fMRI time course signals. For each cortical region of interest schmidt et al., 1998; Lumer et al., 1998; Brouwer et al., 2005; Tong
(retinotopic areas, hMT⫹/V5, LOC and regions engaged in the percep- et al., 2006) for each individual observer. During scanning, ob-
tual alternations of the ambiguous Mach card stimulus), we extracted servers viewed an ambiguous Mach card stimulus (Fig. 1 A) for a F1
time courses from each voxel and normalized to percentage signal change prolonged period and reported the resultant spontaneous alter-
by dividing by the mean signal intensity. We then determined the mean nations between convex and concave interpretations (supple-
response for each region by averaging the fMRI response across a set of mental Fig. S1 A, B, supplemental Table S2, available at www.
voxels (n ⫽ 50) that responded most strongly to stimulus presentation
jneurosci.org as supplemental material). After previous para-
relative to fixation across all conditions. We computed responses for
individual trials for 16 time points from trial onset and normalized the digms (Kleinschmidt et al., 1998; Lumer et al., 1998; Brouwer et
time course for individual trials to zero baseline by subtracting the mean al., 2005), we contrasted fMRI responses during perceptual alter-
of the first five time points from trial onset. These five time points cor- nations of the Mach card with those evoked during a motor (but-
respond to the response to the adaptor stimulus that was similar across ton press) control condition. We observed significantly stronger
conditions as the adaptor stimulus was the same across trials in each run. activations during alternations (GLM-fixed effects group analy-
We determined the peak of the fMRI time course in each region based on sis, p ⬍ 0.05, Bonferroni corrected) in ventral occipital cortex
maximum likelihood estimate fits to the data using two Gamma func- (overlapping with area LOC), ventral areas VP/V3 and V4, dorsal
tions (one for the initial response and one for the undershoot) and a areas V3A, V3B/KO and V7 and along the intraparietal sulcus
baseline. This showed that peak responses occurred 8 –10 s after the (IPS) (Fig. 2; supplemental Table S1, available at www. F2
beginning of each trial (4 – 6 s after probe stimulus onset) for all condi- jneurosci.org as supplemental material). In addition, we ob-
tions and across all cortical regions, consistent with the hemodynamic lag
served stronger right hemisphere activation for ventral and dorsal
properties. To calculate the amplitude of the response for each trial, we
averaged the response of the three time points centered on the peak of the
IPS regions (Brouwer et al., 2005) as well as activations in the
fMRI time course for each subject and cortical region. Finally, we nor- premotor cortex [ventral and dorsal premotor cortex (PM)] and
malized the BOLD response for each session by dividing the response for the postcentral sulcus (PostCS). The activations observed in dor-
each trial by the maximum mean response for all trials in a session. This sal cortical areas including V3A, V3B/KO, V7 and ventral IPS
procedure allowed us to control for variability of the fMRI response (vIPS) are consistent with the role of these regions in the process-
across scanning sessions. ing of disparity-defined depth (Tsao et al., 2003; Brouwer et al.,
To evaluate statistical differences across conditions and observers, we 2005; Orban et al., 2006; Tyler et al., 2006; Preston et al., 2008)
used a bootstrap procedure (Efron and Tibshirani, 1993). We estimated while activations in higher fronto-parietal regions are consistent
the distribution of the group HRF by averaging the HRF across observers with the proposed involvement of these regions in the selection of
for 20,000 repeated random samples taken with replacement from the competing perceptual interpretations for a range of multistable
original data set for each subject. The mean response amplitude for each
stimuli (Kleinschmidt et al., 1998; Lumer et al., 1998; Tong et al.,
of these 20,000 replications was calculated to produce a distribution of
mean response amplitudes for each stimulus condition. To test for sig-
2006). Early visual cortex activity was not observed using this
nificant differences between conditions a distribution of mean differ- conservative threshold ( p ⬍ 0.05, Bonferroni corrected), al-
ences was calculated by subtracting the mean amplitudes between con- though, as expected for a contrast between visual and motor con-
ditions for each bootstrap replication. We then estimated significance ditions, activity in early visual cortex (including V1) was ob-
values as the proportion of the mean difference distribution smaller than served with a lower threshold.
zero.
To quantify fMRI adaptation effects across conditions and experi- fMRI selective adaptation for the ambiguous Mach
ments, we calculated a rebound index (RI ) for each probe stimulus type card stimulus
as To examine the psychophysical effects of adaptation on the per-
ceptual interpretation of the Mach card stimulus we used a range
P⫺A of tests. When a flat (zero disparity) Mach card stimulus was
RI ⫽ ,
|P| ⫹ | A| used, and presentation durations were brief (400 ms), the per-
balt6/zns-neusci/zns-neusci/zns-orig/zns5998-09a eideg Sⴝ3 1/21/09 9:42 Art: 3450175 Input-SL
4 • J. Neurosci., February 11, 2009 • 29(6):●–● Preston et al. • Adaptive Estimation of 3D Shape
C
O
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O
R
AQ: R Figure 1. Stimuli and behavioral data. A, A bistable Mach card stimulus. B, A disparity-defined Mach card. When viewed through red-green glasses (left eye red) the stimulus appears concave.
The vertical lines flanking the fixation marker were provided to assist correct eye vergence. C, Illustrations of the KDE stimulus. The stimulus rotated around its vertical axis to depict the exterior or
interior surface of a cylinder. Texture and shading cues disambiguated the stimulus (left, center), while the ambiguous stimulus was a shuffled version of the convex and concave stimuli. The arrows
depict rotation in depth. D, An example psychometric curve showing the proportion of trials on which the observer interpreted the probe Mach card stimulus as concave. Data are shown for the
concave adaptor (blue squares), the convex adaptor (red triangles) and in the absence of an adaptor (baseline: black circles). E, F, Group behavioral data (mean and bootstrapped 68% confidence
intervals) for the Mach card (E) and the KDE stimuli (F ). Results are shown for three different types of probe stimuli (convex, zero, concave) following different types of adaptation (convex, baseline,
concave).
ceived shape of the stimulus was constant during viewing but most evident when disparity provided weak signals about the
alternated across trials. We found that observers’ interpretations depth structure of the probe (i.e., zero or small dihedral angles
were systematically biased (difference from 50%, p ⬍ 10 –5, boot- specified by disparity). Figure 1 E shows the behavioral data av-
strap significance test, 20,000 iterations), with a zero disparity eraged across observers for selected points on the psychometric
Mach card reported as convex (66%) more frequently than con- function (convex: ⫺40°, zero: 0°, concave: ⫹40°). Consistent
cave (34%). Consistent with previous reports (Langer and with a bias for convexity, we observed an asymmetry in perfor-
Bülthoff, 2001; Liu and Todd, 2004), this suggests that observers mance for the convex and concave adaptors relative to the non-
have a bias for convex shape interpretations. By adding binocular adapted baseline (t5 ⫽ 2.93, p ⫽ 0.016). That is, there was a larger
disparity to the Mach card stimulus, we changed the perceived 3D change in the perceived shape of the ambiguous (zero probe)
shape systematically (Fig. 1 D, circles), and there was little bist- stimulus following adaptation to a convex shape.
ability once the convexity or concavity specified by disparity ex-
To investigate which cortical regions show responses consis-
ceeded ⫾20°.
tent with this behavioral aftereffect, we tested fMRI adaptation
Using adaptation, we found that the perceptual interpretation
for stimuli whose interpretation was bistable. In particular, we
of the Mach card was strongly modulated by the 3D shape of the
determined whether adaptation to a disparity-defined shape re-
preceding stimulus. In particular, presenting a disparity-defined
convex Mach card stimulus (duration ⫽ 4 s) before a probe stim- sulted in changes in the representation of the zero disparity Mach
ulus led to a leftwards shift in the psychometric function (Fig. 1 D, card probe in line with the behavioral repulsion aftereffect. We
triangles) with respect to the nonadapted baseline (Fig. 1 D, cir- tested for rebound effects (i.e., stronger fMRI responses) when
cles). This indicates that observers required less concave sensory the adaptor and probe stimuli differed in their perceived 3D
evidence to interpret the probe as concave following exposure to shape (i.e., adaptor-probe pairings: concave-zero, convex-zero)
a convex adaptor. Similarly, viewing a concave adaptor resulted compared with the (adapted) fMRI response evoked when the
in observers requiring less convex sensory evidence to interpret adaptor and probe stimuli had the same 3D shape (i.e., convex–
the stimulus as convex (Fig. 1 D, squares: rightward shift in the convex, concave– concave). We assessed whether fMRI rebound
psychometric function). These repulsion effects following adap- effects were asymmetric, showing larger responses to the zero
tation (F(2,10) ⫽ 23.3, p ⬍ 0.001, main effect of adaptor type) were probe stimulus following adaptation to a convex, rather than
balt6/zns-neusci/zns-neusci/zns-orig/zns5998-09a eideg Sⴝ3 1/21/09 9:42 Art: 3450175 Input-SL
Preston et al. • Adaptive Estimation of 3D Shape J. Neurosci., February 11, 2009 • 29(6):●–● • 5
C
O
L
O
R
Figure 2. fMRI data for the ambiguous Mach card stimulus. Functional activation maps (group analysis, p ⬍ 0.05, Bonferroni corrected) showing stronger activation for perceptual alternations
of the ambiguous Mach card stimulus than the motor control condition. Sulci are shown in dark gray, gyri in light gray. Retinotopic areas and regions activated for perceptual alternations are labeled.
AQ: S pFs, Posterior fusiform sulcus.
concave, shape, consistent with the larger change in perceived shape (i.e., adaptor-probe pairings: convex– concave, concave– con-
shape evident in the behavioral data. vex) compared with the (adapted) fMRI response evoked when the
Accordingly, we observed fMRI selective adaptation that cor- adaptor and probe stimuli had the same 3D shape (i.e., convex–
responded to differences in the behavioral repulsion aftereffect convex, concave– concave). We found significant fMRI selective ad-
F3 (Fig. 3; supplemental Fig. S2, available at www.jneurosci.org as aptation in ventral and dorsal (including the ventral IPS) areas (sup-
supplemental material). Figure 3A contrasts the fMRI responses plemental Table S3, available at www.jneurosci.org as supplemental
evoked by the zero probe stimulus when it was preceded by a material). Figure 4A contrasts the fMRI responses evoked by the
convex or concave adaptor. If the adapting stimulus had no effect convex and concave probe stimuli when they were preceded by a
on the fMRI response to the probe, the data would cluster along convex or concave adaptor. For the majority of localized regions the
the diagonal (dotted, x ⫽ y) line. It can be seen that this is not the data are displaced from the diagonal, indicating recovery from ad-
case primarily for the convex adaptor in ventral and dorsal (visual aptation when adaptor and probe stimuli differed in 3D shape.
and fronto-parietal) cortical areas: data are displaced from the Quantifying the strength of the recovery using a rebound index (Fig.
diagonal, with the magnitude of displacement indicating the 4B) showed similar magnitude of fMRI selective adaptation for con-
strength of the recovery from adaptation. We quantified vex and concave adaptors in both ventral and dorsal cortical areas.
the strength of the recovery using a rebound index (Fig. 3B). This finding suggests that both ventral and dorsal cortical areas are
When subjects were presented with a convex adapting stimulus, sensitive to differences in disparity-defined shape independent of the
we observed significant rebound effects for the zero disparity shape of the adaptor.
probe stimulus (supplemental Table S3, available at www. However, comparing fMRI-selective adaptation effects for the
jneurosci.org as supplemental material). However, in line with zero disparity probe (Fig. 3B) and the disparity-defined probe
the behavioral asymmetry, these effects were weaker when a con- stimuli (Fig. 4 B) suggest differential role of ventral and dorsal
cave adapting stimulus was presented (Fig. 3B, dark gray series). areas in 3D shape estimation. In particular, the asymmetry ob-
Interestingly, this asymmetry in rebound effects varied across served in the rebound effects between convex and concave adap-
ROIs appearing larger in dorsal visual and parietal areas relative tors was specific to the ambiguous probe stimulus and was not
to ventral and early areas of visual cortex. (F(14,70) ⫽ 2.18, p ⫽ observed for the disparity-defined probe stimuli (F(14,70) ⫽ 0.63,
0.017, adaptor ⫻ ROI interaction). This asymmetry was also ev- p ⫽ 0.83), in line with the perceptual effects we measured. This
ident in higher frontal regions, consistent with their role in the was confirmed by a significant interaction (F(14,70) ⫽ 2.31, p ⫽
selection of perceptual interpretations for ambiguous stimuli 0.011) between the adaptor (convex, concave) and the probe
(Kleinschmidt et al., 1998; Lumer et al., 1998; Tong et al., 2006). stimulus type (zero, disparity-defined).
However, in line with previous fMRI adaptation studies (Boyn- Together, these findings suggest cortical representations for 3D
ton and Finney, 2003; Neri et al., 2004), rebound effects in early stimuli that vary in accordance with the observers’ perceptual inter-
visual areas (V1, V2) were small and did not reach significance pretation. Specifically, fMRI rebound effects in dorsal cortical areas
when the data were considered for each adaptor separately or and fronto-parietal regions reflect sensitivity to the perceived 3D
even pooled across adaptors (supplemental Table S3, available at structure of ambiguous figures as shaped by adaptation. In contrast,
www.jneurosci.org as supplemental material). rebound effects in ventral areas [V4, lateral occipital (LO)] reflect
Additionally, we tested fMRI selective adaptation for disparity- sensitivity to changes in depth structure but show weaker modula-
F4 defined probe stimuli (Fig. 4; supplemental Fig. S3, available at tion in line with the behavioral aftereffect.
www.jneurosci.org as supplemental material) by comparing fMRI
responses evoked by (disparity-defined) convex and concave probes fMRI selective adaptation for ambiguous kinetic
when they were preceded by a (disparity-defined) convex or concave depth stimuli
adaptor. We tested for fMRI selective adaptation (i.e., stronger fMRI The fMRI adaptation asymmetry we observed for the Mach card
responses) when the adaptor and probe stimuli differed in their 3D stimulus is consistent with the pattern of behavioral aftereffects,
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6 • J. Neurosci., February 11, 2009 • 29(6):●–● Preston et al. • Adaptive Estimation of 3D Shape
Preston et al. • Adaptive Estimation of 3D Shape J. Neurosci., February 11, 2009 • 29(6):●–● • 7
Control experiments
Our analyses relating fMRI rebound and
behavioral repulsion effects point to corti-
cal representations that vary in a perceptu-
ally relevant manner. Nevertheless, we
controlled for the alternative possibility
that differential responses to the stimuli
themselves may be responsible for the
higher rebound effect for the convex than
concave adaptor. Specifically, we found no
significant differences between fMRI re-
sponses to convex and concave Mach card
stimuli when they followed a period of ad-
aptation to a flat, non-3D adapting stimu-
lus (supplemental Fig. S4, supplemental
Table S3, available at www.jneurosci.org as
supplemental material). We also tested the
possibility that weaker responses to far
(uncrossed) disparities than near
(crossed) disparities may result in weaker
rebound effects for the concave adaptor.
We measured fMRI responses when con-
cave and convex Mach cards were pre-
sented at different depth positions (at, in
front, and behind the fixation point). Con-
sistent with a population preference for
near disparities (Prince et al., 2002; DeAn-
gelis and Uka, 2003; Preston et al., 2008),
we observed significant linear regressions
of fMRI response on stimulus disparity in
C
O retinotopic visual areas (V1, V2, V3, V3A)
L and hMT⫹/V5 (supplemental Fig. S5A,
O supplemental Table S5, available at www.
R
jneurosci.org as supplemental material)
reflecting higher responses for near dispar-
Figure 4. fMRI selective adaptation for concave and convex probe stimuli. A, fMRI responses (percentage signal change from ities. Importantly, no significant relation-
fixation baseline) for the convex probe stimulus plotted against responses to the concave probe stimulus across cortical regions of ships were observed for higher ventral (V4,
interest. Data for the convex (red) and concave (blue) adaptor were normalized for each area by subtracting the mean response to LO), dorsal (V3B/KO, V7) and fronto-
the adaptor and adding the grand mean across all four adaptor-probe pairs. Time course and raw fMRI data are shown in parietal regions. This suggests that re-
supplemental Figure S3, available at www.jneurosci.org as supplemental material. Error bars are bootstrapped 68% confidence bound effects in these areas cannot be ex-
intervals. Displacement from the diagonal dashed line indicates recovery from adaptation. B, Rebound indices for the convex and plained solely by the disparity content of
concave probe stimuli across areas. This index indicates the difference in the fMRI responses for trials where adaptor and probe the stimuli, a result bolstered by our find-
stimulus matched and trials where adaptor and probe stimulus differed. A positive index indicates recovery from adaptation ings with the KDE stimulus in which dis-
(rebound effect). Error bars are bootstrapped 68% confidence intervals.
parity signals were not informative. In ad-
dition, low-level cues are unlikely to
for depth aftereffects independent of the cues (disparity, texture, account for fMRI rebound effects for the KDE stimuli, as lumi-
shading) used to define the adapting stimulus. nance and texture size were matched between the adaptor and
To test the link between behavioral performance and fMRI probe stimuli. Thus, fMRI rebound effects observed in V3A and
responses further, we compared individual differences in the hMT⫹/V5 for the KDE stimulus could not be due to low-level
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8 • J. Neurosci., February 11, 2009 • 29(6):●–● Preston et al. • Adaptive Estimation of 3D Shape
Preston et al. • Adaptive Estimation of 3D Shape J. Neurosci., February 11, 2009 • 29(6):●–● • 9
ceptual aftereffects following adaptation to 3D shape. Using two in ventral and dorsal cortical areas for disparity-defined Mach
different ambiguous depth figures, we demonstrate that fMRI card stimuli indicate neural populations sensitive to disparity-
adaptation responses in dorsal cortical areas (V3B/KO, V7 and defined depth. This is consistent with electrophysiology (Janssen
IPS) are consistent with the perceptual 3D aftereffect. These find- et al., 2000; Taira et al., 2000; Uka and DeAngelis, 2004; Tanabe et
ings suggest that depth processing in these areas relates to the al., 2005) and imaging studies (Backus et al., 2001; Tsao et al.,
interpretation of ambiguous depth signals as guided by the adap- 2003; Neri et al., 2004; Tyler et al., 2006; Chandrasekaran et al.,
tive context. 2007; Preston et al., 2008; Georgieva et al., 2009) However, the
We first identified a large network of areas that showed activ- correspondence between fMRI rebound and behavioral repul-
ity associated with spontaneous changes in the perceptual inter- sion effects for the ambiguous (zero disparity) probe stimulus in
pretation of constant, ambiguous visual input. This network in- dorsal cortical areas (V3B/KO, V7, IPS) suggests neural represen-
cluded ventral (VP/V3, V4, LO), dorsal (V3A, V3B/KO, V7), tations related to perceived 3D shape rather than simply dispar-
parietal [vIPS, dorsal intraparietal sulcus (dIPS)] and frontal ity. Moreover, our replication of the main results using the KDE
(PM, PostCS) regions. We then showed that adapting to a rela- stimulus strengthens this conclusion in suggesting adaptive esti-
tively unambiguous stimulus (disparity-defined Mach card or mation of 3D structure using information from both binocular
texture and shading defined KDE stimulus) had a strong influ- and monocular depth cues.
ence on the perceptual interpretation and cortical representation One means of conceptualizing adaptive effects is that they
of a subsequently presented ambiguous stimulus in dorsal corti- correspond to fatigue in a subset of neurons tuned to different
cal regions with weaker effects in ventral areas. In contrast, sim- stimulus types (e.g., a habituated response to convex shapes).
ilar adaptation effects were observed in both ventral and dorsal Such fatigue models have been proposed in relation to the pop-
areas (Fig. 4; supplemental Fig. S3, available at www.jneurosci. ulation readout of signals (Barlow and Hill, 1963) where fatigue is AQ: H
org as supplemental material) when adaptation and probe stim- seen as causing an imbalance between competing perceptual al-
uli were defined by binocular or monocular depth cues. These ternatives. An alternative interpretation is that, as an adaptive
results suggest that the asymmetry in fMRI adaptation (i.e., system, the brain strives to optimize its response to sensory input
stronger fMRI rebound for convex that concave stimuli) ob- based on the prevailing statistics of the environment (Barlow,
served in dorsal cortical areas could not be simply due to differ- 1990; Wainwright, 1999; Clifford et al., 2007). Thus, adaptation
ential adaptive properties of neural populations in these areas but can be viewed as increasing the resources available to encode
rather reflects neural processes consistent with the perceptual differences from the adapting stimulus (Stocker and Simoncelli,
aftereffect. Our control experiments ruled out explanations 2005). In our case, the task of the visual system is to select the
based on low-level stimulus properties or artifacts related to eye most likely interpretation of the ambiguous depth stimuli, a pro-
movements or attention. cess often characterized as extracting the peak of a probability
Previous studies using electrophysiology and brain imaging distribution representing the continuum of possible shapes
(for review, see Orban et al., 2006; Parker, 2007) have implicated (Knill et al., 1996; Mamassian et al., 2002). For the bistable stimuli
both ventral and dorsal cortical areas in processing depth infor- we employ, this distribution is likely to be bimodal (i.e., one
mation. Our results suggest that there is a differential recruitment convex peak, one concave peak), with competition between these
of cortical areas engaged in 3D shape estimation in different con- two modes responsible for the alternating perceptual interpreta-
texts. In cases of relatively unambiguous sensory input, sensory tions. Through adaptation, we expect enhanced sensory encod-
evidence about depth structure is processed in a network of ven- ing around the adapting stimulus (Stocker and Simoncelli, 2005)
tral and dorsal visual areas. However, when the depth structure is but an overall lowering of the mode of the likelihood associated
more ambiguous, fMRI responses related to the perceptual after- with the adapting stimulus. As a result the perceptual interpreta-
effect are manifest in higher dorsal areas and fronto-parietal re- tion is biased away from the adapting stimulus (i.e., a repulsion
gions rather than ventral areas. Although inferring interactions aftereffect). Such a change in sensory encoding provides a means
between these networks from fMRI data are difficult, it is possible of internalizing information about the environment at shorter
that fronto-parietal regions guide the selection of competing per- timescales than the longer-term process of acquiring previous
ceptual interpretations and may modulate the processing of knowledge important in depth perception (Sinha and Poggio,
depth structure in dorsal cortical areas. Intriguingly, the com- 1996; Bülthoff et al., 1998; Mamassian and Goutcher, 2001).
monalities between these two networks are centered on the junc- The short-term repulsive aftereffects we measured contrast
tion between dorsal visual cortex and posterior parietal cortex with the role of longer term priors that increase the probability of
(V3B/KO, V7, IPS), suggesting a confined ensemble of areas in- perceiving a stimulus in a given configuration (for instance, a bias
tricately involved in the estimation of 3D shape structure based for convexity). A number of recent psychophysical studies have
on different depth cues. considered priming or sensitization due to brief exposure (Kanai
and Verstraten, 2005; Maloney et al., 2005; Klink et al., 2008) that
Adaptation to depth structure results in attractive (rather than repulsive) effects when viewing
At what level does the adaptive processing related to depth after- ambiguous figures. In particular, presenting the same ambiguous
effects occur? Psychophysical evidence suggests that while adap- figure intermittently will stabilize the observer’s interpretation of
tation to fronto-parallel planes may be mediated by the low-level the stimulus for a prolonged period (Leopold et al., 2002; Fang
disparity content (Kohler and Emery, 1947; Blakemore and Ju- and He, 2004) and presenting a very brief stimulus can prime the
lesz, 1971; Long and Over, 1973), adaptation to slanted and interpretation of a subsequently viewed stimulus (Kanai and Ver-
curved surfaces (as we have used here) occurs at a level beyond straten, 2005; Klink et al., 2008). Similar effects have been ob-
the computation of local disparities (Domini et al., 2001; Berends served with fMRI, suggesting priming related effects caused by
et al., 2005; Knapen and van Ee, 2006). In line with these behav- the recent stimulus presentations (Moore and Engel, 2001).
ioral studies, the lack of significant adaptation in early visual areas Adapted fMRI responses observed when repeating a stimulus
(V1, V2) suggests the processing of depth structure rather than have been attributed to reduction in the gain of the underlying
low-level feature analysis. The fMRI rebound effects we observed neural response and/or retuning of the neural response (Grill-
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The 4 s adaptation period used in our study (Fang et al., 2005), cerebral cortex. Proc Natl Acad Sci U S A 93:2382–2386.
Domini F, Adams W, Banks MS (2001) 3D after-effects are due to shape and
and the repulsive aftereffects we observe (Klink et al., 2008), are
not disparity adaptation. Vision Res 41:2733–2739.
most consistent with a gain change interpretation of fMRI adap- Dupont P, De Bruyn B, Vandenberghe R, Rosier AM, Michiels J, Marchal G,
tation. Finally, it is important to note that our fMRI findings Mortelmans L, Orban GA (1997) The kinetic occipital region in human
relate to adaptive neural processing at the scale of large neural visual cortex. Cereb Cortex 7:283–292.
populations as measured by fMRI rather than selectivity at the Efron B, Tibshirani RJ (1993) An introduction to the bootstrap. Chapman
level of single neurons. Further combined imaging and physio- and Hall/CRC. AQ: J
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Shadlen MN (1994) fMRI of human visual cortex. Nature 369:525.
behavioral repulsion, fMRI adaptation and neuronal selectivity Fang F, He S (2004) Stabilized structure from motion without disparity
in the areas we have investigated (Grill-Spector et al., 2006; induces disparity adaptation. Curr Biol 14:247–251.
Krekelberg et al., 2006; Sawamura et al., 2006). Fang F, Murray SO, Kersten D, He S (2005) Orientation-tuned FMRI adap-
In summary, here we study depth aftereffects using bistable tation in human visual cortex. J Neurophysiol 94:4188 – 4195.
stimuli to gain insight into the neural basis of 3D shape percep- Georgieva S, Peeters R, Kolster H, Todd JT, Orban GA (2009) The process-
tion when the sensory input remains ambiguous but the percep- ing of 3D shape from disparity in the human brain. J Neurosci, in press. AQ: K
Georgieva SS, Todd JT, Peeters R, Orban GA (2008) The extraction of 3D
tual interpretation is guided by adaptation. Our findings suggest
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