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The effectiveness of cool and green roofs in mitigating urban heat island
and improving human thermal comfort
Xun Wang a, 1, Huidong Li a, b, *, Sahar Sodoudi a
a
Institute of Meteorology, Freie Universität Berlin, Berlin, Germany
b
CAS Key Laboratory of Forest Ecology and Management, Institute of Applied Ecology, Chinese Academy of Sciences, Shenyang, China
A R T I C L E I N F O A B S T R A C T
Keywords: Urban residents suffer more from heat stress, compared to people living in rural areas, due to the urban heat
Cool roof island (UHI) effect. Mitigation of UHI is thus essential to improving human thermal comfort and living envi
Green roof ronment in urban residential areas. However, little attention has been paid to the integrated effect of UHI
Urban heat island
mitigation strategies on human thermal comfort, which is influenced by the combination of temperature, hu
Human thermal comfort
UTCI
midity, wind, and radiation. This study evaluates the effectiveness of two promising UHI mitigation strategies,
WRF/UCM cool and green roofs, in improving human thermal comfort during a heatwave in Berlin. Human thermal comfort
is represented by the Universal Thermal Climate Index (UTCI), calculated by combining the Weather Research
and Forecasting model coupled with the Urban Canopy Model (WRF/UCM) with the RayMan model. The results
show that cool roofs outperform green roofs in reducing urban temperatures, especially at night. Besides tem
perature reduction, both strategies show lower wind speed, lower mean radiant temperature, and higher relative
humidity. These combined effects lead to a city-scale decrease in UTCI. Cool roofs reduce more UTCI than green
roofs, although they both shorten the duration of strong heat stress from 7 h d− 1 to 5 h d− 1. A higher albedo and
irrigation can strengthen the cooling effect of cool and green roofs, respectively. Our study can deepen the
understanding of the mechanism of natural infrastructure in improving human thermal comfort, providing sci
entific guidance for future city management.
1. Introduction surface. As a result, urban areas have higher absorption of solar radia
tion, excessive energy allocation to sensible heat during the day, and
Climate change has increased the strength and frequency of extreme larger release of heat stored in buildings at night, driving the formation
heat events, deteriorateing human thermal comfort and thus threatening of UHI [8–10]. The release of anthropogenic heat also increases the total
human health. Increased mortality rates caused by heat stress have been sensible heat flux in urban areas, further enhancing UHI [11]. Based on
reported in many previous studies (e.g., [1–3]. Especially, in urban the mechanism of UHI formation, mitigation strategies are designed
areas, residents suffer from more heat stress and have higher mortality according to their influence on surface energy balance, such as
due to the additional heat load caused by Urban Heat Island (UHI) effect increasing surface albedo, decreasing Bowen ratio and heat capacity [8,
[4,79]. Although urban areas only cover 0.5% of the earth’s surface [5], 11].
more than one-half of the world’s population lives in cities. Moreover, Cool and green roofs are two widely used measurements for UHI
this proportion is projected to rise to 66% by 2050 [67], meaning the mitigation in practice (e.g., [12–14,53]). Both strategies aim to reduce
majority of people will be directly exposed to high heat risk. Therefore, the sensible heat flux by affecting surface energy balance, which is given
it is imperative to mitigate UHI and create a better thermal environment by: Rn = SH + LH + G where Rn , SH, LH, and G stand for net all-wave
in urban areas. radiation, sensible heat flux, latent heat flux, and ground heat flux. A
The change of surface energy balance caused by urbanization is the cool roof with high albedo reduces the net radiation by reflecting more
main cause of UHI [6,7]. Urban impervious surface has lower albedo, incoming solar radiation and thus reducing the sensible heat flux and
but higher Bowen ratio and heat capacity, compared to the natural absorbed heat on the surface. Whereas with vegetation on the rooftop, a
https://doi.org/10.1016/j.buildenv.2022.109082
Received 13 January 2022; Received in revised form 23 March 2022; Accepted 7 April 2022
Available online 15 April 2022
0360-1323/© 2022 Published by Elsevier Ltd.
X. Wang et al. Building and Environment 217 (2022) 109082
Fig. 1. Locations of WRF domains and land cover map. (a) Three nested domains; (b) the innermost domain with the black line representing the border of Berlin and
white points representing the observation stations. Background contour shows land use modified from CORINE Land Cover version 2012 with a spatial resolution of
100 m.
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X. Wang et al. Building and Environment 217 (2022) 109082
Fig. 2. Comparison of hourly values of (a) 2 m air temperature, (b) 2 m relative humidity, and (c) 10 m wind speed between WRF simulation (reference scenario) and
observations from 18–19 July 2014. The values for air temperature and relative humidity are averaged over all nine stations, while the values for wind speed are
averaged for three stations with wind speed data as shown in Table 2.
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X. Wang et al. Building and Environment 217 (2022) 109082
Fig. 3. Comparison of the cooling effects in terms of urban (a) land surface temperature and (b) air temperature at 2 m. Each curve represents the difference between
the corresponding scenario and the reference scenario. All values are averaged over urban grid cells in Berlin and averaged over 18–19 July 2014.
The urban morphological details for the three urban land use classes
2.3. Quantification of human thermal comfort
in UCM have been calculated specifically for Berlin [6] and are listed in
Table 1. In addition, to account for the sub-grid variability of land use,
We used the Universal Thermal Climate Index (UTCI) to quantify
we applied the mosaic approach from [34]. By default, WRF only con
human thermal comfort. UTCI is an equivalent temperature defined as
siders the dominant land use class for a grid cell. Here, we used the
the air temperature in the reference condition, at which the heat budget
mosaic approach with four tiles to include the four most frequent land
of the human body is in equilibrium with the same core and skin tem
use classes within a grid cell. The final surface variables for a grid cell are
perature as under the actual condition (UTCI official website,
area-averaged variables from these four tiles. Due to the mosaic
http://www.utci.org/). UTCI is based on the most advanced multi-node
approach, the roof coverage ratio varies for the same urban land use
model of thermoregulation and it has an easily understandable unit ◦ C
class. The roof coverage ratio (Aroof ) of an urban grid cell is calculated as:
[37,38]. UTCI is governed by four meteorological parameters: air tem
Aroof = Aroof imp • Furb • Flu perature, humidity, wind speed, and radiation. Radiation is further
expressed by the difference between mean radiant temperature (Tmrt)
Aroof =
R and air temperature.
The RayMan model [39,40] was used to estimate Tmrt and UTCI. The
imp
R + Rd
RayMan model is a Windows-based software that offers different input
where Aroof imp and Furb are the roof coverage ratio of the impervious part opportunities to estimate Tmrt, which is necessary for computing
and urban fraction as listed in Table 1. Aroof imp is calculated from roof human-biometeorological indices. The following variables from the
width (R) and road width (Rd ). Flu is the fraction of the dominant urban WRF/UCM modeling are input into the RayMan model: date, time,
land use class from the mosaic approach. The mean value (standard longitude, latitude, air temperature, relative humidity, wind speed, land
deviation) of roof coverage ratio for low intensity residential area, high surface temperature, albedo, and global radiation. To represent thermal
intensity residential area, and industrial and commercial area are 0.19 stress under certain thermal environments, UTCI equivalent tempera
(0.05), 0.30 (0.05), and 0.36 (0.10), respectively. ture is categorized into 10 thermal sensation classes based on the
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X. Wang et al. Building and Environment 217 (2022) 109082
Fig. 5. Spatial distributions of difference in UTCI (◦ C) between CR0.85/GR_ir and Ref for daytime and nighttime. Daytime values are averaged over the period
between 04:00 UTC and 19:00 UTC; nighttime values are averaged over the period between 20:00 UTC to 03:00 UTC.
corresponding physiological responses [41]. Three classes are used in to September and the evapotranspiration is not limited by water avail
this study: no thermal stress (9 ◦ C < UTCI ≤ 26 ◦ C), moderate heat stress ability during this period. The GR_ir scenario represents the maximum
(26 ◦ C < UTCI ≤ 32 ◦ C), and strong heat stress (32 ◦ C < UTCI ≤ 38 ◦ C). cooling potential of green roofs. In Section 3, we mainly focus on pre
senting the results from CR0.85 and GR_ir, which represent the
maximum cooling effect of cool roofs and green roofs. The influence of
2.4. Design of scenarios
aged roofs and irrigation schemes, represented by CR0.5 and GR, is
discussed in Section 4.
We designed five scenarios with different roof properties (one
reference scenario, two cool roof scenarios, and two green roof sce
narios) to evaluate the effectiveness of cool and green roofs (Table 3). 3. Results
The reference scenario (Ref) represents conventional roofs with an
albedo of 0.163 and no vegetation on roof. The albedo value of 0.163 is 3.1. Evaluation of model performance
obtained from a numerical study in Berlin [27] and is based on average
values of a hyperspectral measurement [42]. We chose to use no vege Generally, WRF/UCM simulation shows a good agreement with the
tation to represent conventional roofs in Berlin, since the percentage of observations with high correlations and low errors (Fig. 2). The corre
roof surface covered with vegetation is very small (<4%) according to lation coefficients of Ta, RH, and U are 0.97, 0.94, and 0.58, respectively,
the Berlin Senate Department of Urban Development and Housing. and the RMSEs are 1.78 ◦ C, 7.69%, and 1.23 m s− 1. The simulation also
The cool roof scenario with very high albedo (CR0.85) was designed shows a daytime cold and wet bias and a nighttime warm and dry bias
to represent the maximum cooling potential of cool roofs based on the (Fig. 2a and b). For wind speed, the simulation shows an overall over
study of [64], who found that artificial white materials can present very estimation (Fig. 2c). But these biases were also reported in previous
high albedo with a value up to 0.85. Given the decrease of albedo of aged studies and were the systematic biases of the model (e.g., [28,46–48,78,
cool roofs due to substantial deterioration and dust accumulation [43, 47]). Note that the objective of this study is to compare different sce
44], we also designed an aged cool roof scenario with a lower albedo of narios but not to improve the model performance. The simulations of all
0.5 (CR0.5). Two green roof scenarios with 100% coverage (GR and the scenarios used the same physical schemes and configurations, thus
GR_ir) were designed. Soil moisture is an important factor influencing they are equally biased.
the performance of green roofs because it determines evapotranspiration
[15] and it can be adjusted by an irrigation scheme in the WRF/UCM 3.2. Impact of cool and green roofs on UHI
model [45]. In GR_ir scenario, the irrigation scheme is switched on and
the irrigation is scheduled over green roofs at 9 p.m. every day from May Table 4 presents the difference of simulated meteorological variables
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X. Wang et al. Building and Environment 217 (2022) 109082
roof, wall, and ground surface [32]. Further analysis indicates that the
largest LST reduction occurs over grid cells with a dominant land use of
industrial and commercial area (Fig. 4). This is because this land use
class has the highest roof coverage ratio on average and the lowest in
fluence from surrounding non-urban surfaces (Table 1). The daytime
reduction of LST averaged over Berlin is 3.10 and 2.76 K for cool and
green roofs, respectively. These two strategies also influence the Ta
(Fig. 3b). The averaged reductions of daytime Ta averaged over Berlin
are 0.80 and 0.65 K for cool and green roofs, respectively (Table 4).
Comparably, the averaged reductions at night for LST and Ta are much
smaller. This is because the mechanism of both strategies is that they
reduce sensible heat flux and heat storage by changing the partitioning
of net all-wave radiation. Since the absolute value of net all-wave ra
diation is much larger during the day, their daytime influence is more
significant. From Table 4, it can also be found that although cool and
roofs are only implemented over urban grid cells, they also have certain
influences on surrounding non-urban grid cells due to advection effect.
But in general, the impact is higher over urban grid cells than over
non-urban grid cells. During both daytime and nighttime, cool roofs can
reduce more LST and Ta than green roofs. The difference in cooling effect
between these two strategies is larger at night (0.52 K for LST and 0.26 K
for Ta) than during the day (0.34 K for LST and 0.15 K for Ta). One of the
reasons is that heat capacity of green roofs is larger than conventional
roofs due to moist soil [45], which partly offsets the cooling effect of
Fig. 6. Number of hours per day at each thermal sensation class for reference,
green roofs at night. In summary, both cool and green roofs can mitigate
cool roof, and green roofs scenarios. No thermal stress: 9 ◦ C < UTCI≤26 ◦ C;
UHI by largely reducing urban LST and Ta.
moderate heat stress:26 ◦ C < UTCI≤32 ◦ C; strong heat stress: 32 ◦ C <
UTCI≤38 ◦ C. (For interpretation of the references to colour in this figure
legend, the reader is referred to the Web version of this article.) 3.3. Impact of cool and green roofs on human thermal comfort
between CR0.85/GR_ir and Ref. In Table 4, values are averaged over all Since cool and green roofs have an influence at the pedestrian level
grid cells in Berlin, urban grid cells in Berlin, and non-urban grid cells in (Fig. 3), they can also be applied as strategies to improve human thermal
Berlin, respectively. The diurnal cycles of the urban temperature dif comfort. Fig. 5 shows the daytime and nighttime spatial distribution of
ference between cool/green roofs and conventional roofs are illustrated UTCI difference between CR0.85/GR_ir and Ref. The daytime UTCI re
in Fig. 3. Comparison between CR0.85 and GR_ir reveals the differing ductions averaged over the whole area of Berlin are 0.60 K and 0.44 K
effectiveness of these two strategies. for cool and green roofs, respectively. At night, the UTCI in CR0.85 still
Firstly, both strategies can directly reduce land surface temperature shows a reduction of 0.36 K, while the UTCI in GR_ir only shows an
(LST) because in UCM, LST is the area average of skin temperatures from overall minor decrease of 0.06 K. Over urban grid cells, GR_ir shows a
slight increase in UTCI (Table 4, Fig. 5). The difference in UTCI-reducing
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X. Wang et al. Building and Environment 217 (2022) 109082
potential of these two strategies is also larger at night (0.32 K) than and 41% for Ta (scenario CR0.85 and CR0.5 in Fig. 3). The decrease in
during the day (0.16 K). roof albedo is usually caused by dust accumulation and deterioration of
The two mitigation strategies also affected the duration of thermal roof material. The results indicate the necessity of periodic cleaning and
stress. In the reference scenario, there is heat stress of different degrees maintenance of cool roofs. To maintain the maximum cooling potential
from 08:00 UTC to 19:00 UTC. Strong heat stress lasts for 7 h and occurs of cool roofs, rooftops need to be cleaned or repainted periodically. For
from 10:00–16:00 UTC, while moderate heat stress occurs at green roofs, higher soil moisture caused by daily irrigation contributes
08:00–09:00 UTC and 17:00–19:00 UTC (not shown here). When cool to a larger cooling effect. Without daily irrigation, the cooling effect of
and green roofs are implemented, the duration of strong heat stress is green roofs also shows a decline (scenario GR_ir and GR in Fig. 3). The
reduced from 7 h to 5 h, but the total duration of heat stress and the average reduction of cooling effect is 14% for LST and 22% for Ta. This
duration of no thermal stress remain the same (Fig. 6). This indicates shows the importance of daily irrigation on green roofs.
that cool and green roofs can mitigate the intensity of daytime heat Our study solely reveals the difference between cool roofs and green
stress during the study period, but they cannot totally eliminate heat roofs in reducing urban temperature and improving human thermal
stress. comfort. But when implementing these strategies, there are much more
factors to consider in terms of applicability, investment, and mainte
4. Discussion nance. For instance, in arid or semi-arid regions, the cost of irrigation
water should be considered when implementing a green roofs strategy.
4.1. Mechanism of roof strategies impact on human thermal comfort Additionally, not all rooftops are suitable for the implementation of
green roofs, and factors such as the tilt angle of pitched roofs should be
Human thermal comfort is influenced by the combined effect of considered. Previous studies suggest that the angle should not exceed
temperature, humidity, wind, and radiation, and the UTCI is calculated 35◦ [51]. Furthermore, the meteorological condition in our study period
using these four variables. To understand the change of UTCI in cool and is most typical for the formation of UHI, and therefore, our results reveal
green roof scenarios, we conducted a comprehensive comparison of the maximum effect of cool and green roofs in reducing urban temper
other influencing variables of UTCI between mitigation scenarios and ature and UTCI. However, this period is too short to draw a more general
the reference scenario, including RH, U, and Tmrt (Table 4). Further conclusion on the long-term effectiveness of cool and green roofs. Future
more, we investigated the change of surface energy balance to explore studies should also take the above-mentioned aspects into account.
the mechanism behind the changes of influencing variables and UTCI
(Fig. 7). 5. Conclusions
Both cool and green roofs increase RH (Table 4). Both strategies lead
to lower sensible heat flux (Fig. 7b), which restrains vertical mixing of In this study, we evaluated the effectiveness of cool and green roofs
water vapor. Under this condition, the atmosphere is more affected by in terms of mitigating UHI and improving human thermal comfort using
the advection of moisture from surrounding rural areas, leading to an the WRF/UCM model and the RayMan model. Averaged over the whole
increase in RH [15]. For cool roofs, higher RH, in turn, suppresses area of Berlin, the daytime (nighttime) reductions of Ta for CR0.85 and
evaporation and causes lower latent heat flux (Fig. 7c). For green roofs, GR_ir are 0.80 K (0.65 K) and 0.71 K (0.26 K), respectively. Thus, in
the increase in evapotranspiration (larger latent heat flux, Fig. 6c) due to terms of temperature reduction, cool roofs with the maximum roof al
moist soil further increases RH, especially when irrigation is imple bedo are more effective than green roofs with daily irrigation, especially
mented. Wind speed is reduced in both cool and green roof scenarios at night. The duration of strong heat stress during the study period can
(Table 4), which is, again, due to the lower sensible heat flux (Fig. 7a) be reduced by these two strategies from 7 h d− 1 to 5 h d− 1, but the total
and the subsequently enhanced atmospheric stability. With weakened duration of heat stress remains the same (12 h d− 1). Although the daily
vertical mixing, the momentum transfer between upper-level air and distributions of thermal sensation classes are the same in both scenarios,
low-level air is reduced, thus the low-level air retains a lower wind speed the reduction of UTCI of cool roofs is 0.16 K (0.32 K) higher than green
in the mitigation scenarios. Furthermore, the reduction of wind speed roofs during daytime (nighttime). Results also indicate the necessity of
over urban grid cells mainly occurs during the daytime, and the periodic cleaning and maintenance of cool roofs and the importance of
nocturnal wind fields are almost the same in all three scenarios. This is daily irrigation on green roofs. Our study can build a reference for future
because the reduction of sensible heat flux at night is much smaller than studies on UHI mitigation strategies and their impact on human thermal
during the day (Fig. 7b). Tmrt is the temperature corresponding to the comfort.
sum of all radiation components from all directions received by the
human body [39,40,49]. Both mitigation strategies can reduce Tmrt CRediT authorship contribution statement
(Table 4), which is caused by the decline in outgoing long-wave radia
tion due to lower LST (Fig. 3a). For cool roofs, the reduction of Ta is Xun Wang: Formal analysis, Methodology, Writing – original draft,
smaller than the reduction of Tmrt, during both daytime and night-time, Visualization, Conceptualization. Huidong Li: Methodology, Writing –
thus, Tmrt-Ta is reduced (Table 3). For green roofs, Tmrt-Ta is reduced review & editing, Conceptualization. Sahar Sodoudi: Funding acquisi
during daytime but slightly enhanced during nighttime. tion, Supervision, Writing – review & editing, Conceptualization.
When Ta is between 20 and 30 ◦ C, UTCI positively correlates with Ta,
Tmrt-Ta, and relative humidity, but negatively correlates with wind speed Declaration of competing interest
[50]. Thus, the increase in relative humidity and the decrease in wind
speed hinder human thermal comfort. Lower UTCI averaged over the The authors declare that they have no known competing financial
whole area of Berlin is attributed to reduced Ta and Tmrt-Ta (except for interests or personal relationships that could have appeared to influence
green roofs at nighttime). the work reported in this paper.
Our study verified the effectiveness of cool and green roofs in miti This study was supported by the working group Urban Climate and
gating UHI and improving human thermal comfort. For the cool roof, the Health working group, Institute of Meteorology, Freie Universität Berlin.
cooling effect differs between a new and an aged cool roof. When roof It contributes to the research program ‘Urban Climate Under Change
albedo is reduced by 40% from 0.85 to 0.5, the cooling effect of cool ([UC]2)’, funded by the German Ministry of Research and Education
roofs is restrained. On average, the cooling effect declines 47% for LST (FKZ01LP1602A).
7
X. Wang et al. Building and Environment 217 (2022) 109082
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