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1 Introduction
A free electron model is the simplest way to represent the electronic structure of metals. Although the free
electron model is a great oversimplification of the reality, surprisingly in many cases it works pretty well, so
that it is able to describe many important properties of metals.
2 Drude’s Model
2.1 Axioms
Each of the atoms, a metal is composed of, has lost one or more of its valence electrons and so has become
a positively-charged ion. It was assumed that free electrons will obey kinetic theory of gases
• This means, electrons move freely inside the metal, except for collisions with ions
• Between elastic collisions, electrons move in a straight line with fixed velocity
• Free electrons move in random direction, and the collisions with scattering centres are instantaneous
that abruptly after the velocity of electron
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• The motion of these free electrons obeys classical Maxwell-Boltzmann (M-B) velocity distribution law
• Free electron approximation: neglect electrostatic interactions between electrons and ions
F “ ´epE ` v ˆ Bq
e - Electron Charge
E - Electric Field
B - Magnetic Field= Hc
j “ ´nev
Substituting v “ ´ eEτ
m from the steady state equation.We obtain
e2 nτ
j “ ´nev “ E
m
We define conductivity of metal by equation j “ σ0 E.Hence we obtain the DC electrical conductivity of
metal given by
e2 nτ
σ0 “ (1.2)
m
2
So by measuring conductivity of a metal we can determine product of electron concentration and scattering
time. Resistivity of electron is given by
1 m
ρ0 “ “ 2 (1.3)
σ0 e nτ
d2 vy eH
` ωc2 vy “ 0 ωc “ (1.5)
dt2 mc
Here ωc is called cyclotron frequency. Since H always acts perpendicular to velocity v, the magnetic field
does not change the energy of electron. Hence the total speed of electron is constant in magnetic
field.This gives us
vz “ constant
v02 “ vx2 ` vy2 “ constant
From above equation we see electron moves in a circular motion in x-y plane with frequency ωc perpendicular
to the magnetic field H.
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2.2.4 Electrons in Electric and Magnetic Field
Consider the Drude’s model p1.1q but with both electrical and magnetic field. The equation (1.1) becomes
dv H mv
m “ ´epE ` v ˆ q ´
dt c τ
Again taking magnetic field H in z direction we break above equation in x,y and z components
dvx e e vx
“ ´ Ex ´ vy H ´
dt m mc τ
dvy e e vy
“ ´ Ey ´ ´ vx H ´
dt m mc τ
dvz e vz
“ ´ Ez ´
dt m τ
Using J “ ´nev “ σ0 E and the equation (1.2) and (1.4), we multiply above 3 equations by neτ to obtain
dv dJ
LHS “ neτ “ ´τ
dt dt
ne2 τ eH
RHS “ ´ E´ τ nev ´ nev “ ´σ0 E ` ωc τ J ` J
m mc
dJx dJy dJz
Hence at equilibrium dt “ dt “ dt“ 0 the above 3 equations reduces to
,
Jx ` ωc τ Jy “ σ0 Ex .
´pωc τ qJx ` Jy “ σ0 Ey E “ ρJ
Jz “ σ0 Ez
-
The diagnoal components of resistivity matrix(ρxx “ ρyy “ ρzz ) are scalar and independent of magnetic field
and called magnetoresistivity.The non diagonal element(ρxy “ ρyx ) depends on B and is called the Hall
resistivity(discussed later). In presence of both electrical and magnetic field the electron follows a helical
path.
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The electron follows a helical path in the direction of magnetic field(z-direction).In xy plane motion of
electron appears as a circular path as shown
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1. If flow of Jy is due to electrons then top surface of material would have negative charge and bottom
surface would have positive charge hence Ex ą 0.
2. If flow of Jy is due to positive ions then top surface of material would have postive charge and bottom
surface would have negative charge hence Ex ă 0
Hence the sign of Hall Field can help us deterimine type of current flow in the material
Hall coefficient RH is defined as electric field Ex developed per unit magnetic field H,per unit current density
Jy .
Ex
RH “ (1.5)
Jy H
To calculate RH assume a general charge carrier q.The Lorentz force acting on it is given by Lorentz Force.
For magnetic field in z direction H and charge carrier moving in x direction with velocity vx , the Lorentz
force in y direction is given by ˆ ˙
1
Fx “ q Ex ` p´vy Hq
c
In equilibrium position Fy “ 0,which gives us
1
Ex “ vy H
c
We also know current density Jx is given by
Jy “ nqvy
Substituting these values in equation (1.5) we obtain
1
RH “ (1.6)
nqc
Taking the charge carrier as electron, The Hall coefficient in Drude Theory is given by
ρyx 1
RH “ “´ (1.7)
|B| ne
We see from above Table that for many metals this Drude theory analysis seems to make sense—the “valence”
of lithium, sodium, and potassium (Li, Na, and K) are all one, which agrees roughly with the measured
number of electrons per atom. But values of Be and Mg are very wrong(infact negative), from this we
conclude that the sign of Hall coefficient for these 2 metals comes out to be incorrect. Infact the charge
carriers in Be and Mg have charge opposite to that of an electron
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2.3 Electron in AC Field
Uptil now we have had our discussions for a free electron in static electric and magnetic field, but what
would happen if an electron is placed in alternating electric field. An alternating electric field(E) oscillating
at frequeny ω is given by
E “ E0 e´iωt (1.9)
Here we substitute above E in Lorentz Force equation. Since the field is oscillating the velocity(v) and
current density(J) would follow similar relation
v “ v0 e´iωt
J “ J0 e´iωt
where
J0 “ ´nev0
from equation (1.1) and (1.9) we get
ˆ ˙
1
m ´tω ` v0 “ ´eE0
τ
eτ
m
v0 “ ´ E0
1 ´ iωτ
Multiplying both sides by -ne we get
e2 mτ
n σ0
´nev0 “ J0 “ E0 “ E0
1 ´ iωτ 1 ´ iωτ
From above we obtain frequency dependent electrical conductivity of a metal
J0 “ σpωqE0
1
σpωq “ (1.10)
1 ´ iωτ
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Here the parameter τ is unknown. Same parameter occurs in electrical conductivity. So we look at the ratio
of thermal and electrical conductivity also known as Lorentz Number.
ˆ ˙2
κ 4 kB
L“ “ « 0.94 ˆ 10´8 W attOhm{K 2
Tσ π e
Hence this result proved the fact that all metals have the same value of ratio which was known for a long
time but not proved - Wiedemann–Franz law.
This was one of the big breakthroughs of the Drude Model
These drawbacks were addressed by Sommerfeld Free Electron Model which we would look over next.
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3 Sommerfeld Model
3.1 Background
Difference between the free electron gas and ordinary gas molecules:
1. Electrons are charged particles. So, to maintain the charge neutrality of the whole crystal, we need to
include positive ions. This is done within the jelly model: the positive charge of ions is smeared out
uniformly throughout the crystal - charge neutrality is maintained, no field on the electrons exerted
2. Free electron gas must satisfy the Pauli exclusion principle, which leads to important consequences.
So we need to include quantum phenomenon/model
This model is quite similar to Drude’s model in that it still treats the conduction electrons as if they were
the molecules of a gas that are free to move through the crystal. However, it takes quantum theory into
account and so considers the electrons to be fermions.Sommerfeld used the Fermi Dirac statistics instead
of the Maxwell Boltzman statistics to explain the behaviour of electrons in free electron gas model. In
this case the electrons are then subject to Pauli’s exclusion principle. This prevents any two electrons from
having exactly the same quantum state.... The free electron gas in this model is not confused with the free
electron gas in Drude’s model, it is known as the free electron Fermi gas, which is often called “Fermi gas”.
In this case, electrons rarely scattered by each other...and also electrons in a Fermi gas do not collide with
the +ve ions in the lattice when they are in their correct positions.
3.2 Axioms
1. The free electrons in a metal can have only discrete energy values. Thus the energies are quantized.
2. The electrons obey Pauli’s Exclusion Principle, which states that there cannot be more than two
electrons in any energy level.
3. The distribution of electrons in various energy levels obey the Fermi-Dirac quantum statistics.
4. Free electrons have the same potential energy everywhere within the metal, because the potential due
to ionic cores is uniform throughout the metal.
5. The force of attraction between electrons and lattice ions and the force of repulsion between electrons
can be neglected.
6. Electrons are treated like wave-like particles
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V pxq “ 0 for 0 ă x ă L
The wavefunction of the electron ψn pxq is the solution of Schrodinger equation Hψn pxq “ En ψn pxq where
En represents kinetic energy of electron in nth state.Since potential=0 the Hamiltonian H only includes the
kinetic energy.
h̄2 d2
Hψn pxq “ ´ ψn pxq “ En ψn pxq
2m dx2
The general solution of the equation is of the form
where c
2mEn
k“
h̄2
Since ψn is a continuous function and is equal to zero beyond the length L the boundary conditions for the
wave function are ψn p0q “ ψn pLq “ 0 Using the boundary conditions and substituting them in (2.1) we get
B“0
sinpkLq “ 0
This gives us
nπ
k“
L
Solution of equation (2.1) becomes
´ nπ ¯
ψn pxq “ Asin x (2.2)
L
where A is a constant and n is an integer.Using 2 values of k obtained,we get Energy eigenvalues
h̄2 ´ nπ ¯2
En “ (2.3)
2m L
Equation (2.2) and(2.3) gives us allowed values of the wavefunctions and energy for integral value of n. This
n is called the principal quantum number.Hence the energy spectrum consists of discrete energy levels
where the spacing between the energy levels is determined by n and L.
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En vs n
The solution of (2.2) corresponds to standing waves with different number of nodes within the potential
well as shown below
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Ek as a function of —k— for 3 dimensional electron gas
h̄2 2
EF “ k (2.8)
2m F
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Fermi Sphere in 3 dimensional free electron gas
The Fermi Energy(EF ) and Fermi wavevector(kF ) are determined by number of valence electrons in the
system. In order to find relationship between N and EF we first need to study Fermi Dirac Statistics(Fermi
Distribution) as well as the density of states.
1
f pEq “ E´Ef (2.9)
e kT `1
Where f pEq is called Fermi-Dirac distribution function or Fermi factor, EF is the Fermi energy, k is the
Boltzmann constant and T is the temperature of metal under thermal equilibrium.
1. The Fermi-Dirac distribution function f pEq is used to calculate the probability of an electron occupying
a certain energy level.
2. The distribution of electrons among the different energy levels as a function of temperature is known
as Fermi-Dirac distribution function.
For temperature greater than 0K, the Fermi level may not be the topmost filled level since some of the
electrons may be excited to a higher state.
The distribution function f pEq for electrons at T =0K takes the form
f pEq “ 1 for E ď EF
f pEq “ 0 for E ě EF
That is all levels below EF are completely filled and all levels above EF are completely empty.
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3.7 Density of States
From the previous section we know the Fermi Function f pEq which tells us the probability of a electron
being at Energy level E, now to find the distribution of electron across the energy E we also have to know
the density of electronic states available to electrons or D(E).
D(E) is the total number of electronic states per unit energy available at energy E.
Now we want to find the relation between Fermi energy and Fermi wavevector and the total number of valence
electrons in the system.In a system of N free electrons. The occupied space/orbitals may be represented
by points inside a sphere in k-space.The energy corresponding to surface of sphere is then known as Fermi
Energy. We have seen this before when we were explaining the concept of Fermi Energy. There are 2 available
spin states for a given set of kx , ky and kz . From equation (2.6) the volume of k-space that is occupied the
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one state is 2π 4π 3
L . Thus in the Fermi sphere of volume 3 kF , the total number of states are-
4π 3
k V
2 3 F
2π 3
“ k3
3π 2 F
“ N = Number of States
p q
L
The bigger dots represent filled electronic states inside Fermi sphere.The smaller dots represent empty
electronic states outside the sphere
˙2{3
h̄2 3π 2 N
ˆ
EF “ (2.11)
2m V
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The density of states is obtained by using the fact that in ground state all the energy states below the level
EF is occupied and we get
ż EF
DpEqdE “ N
0
Substituting value of N from equation (2.11) we obtain
ż EF ˆ ˙3{2
V 2mEF
DpEqdE “
0 3π 2 h̄2
Removing the limits and differentiating on both sides we get
V 2m 3{2 1{2
DpEqdE “ E dE
2π 2 h̄2
ˆ ˙3{2
V 2m
DpEq “ E 1{2 (2.13)
2π 2 h̄2
Hence the variation of D(E) with E is parabolic as shown in the figure. The density of filled electronic
states N(E) at any temperature T is obtained by multiplying density state D(E) at 0 K by
probability occupation f pEq at the given temperature T.
Density of single-particle states as a function of energy, for a free electron gas in three dimensions
Similar analysis can be done for density of state of 2D and 1D free electron gas
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4 Heat Capacity
We now turn to examine heat capacity of the metal.It was observed that the heat capacity value predicted
by the classical model was in order of 100 times more than the experimental value. It was assumed that in
classical model all N conduction(free) electrons contribute to specific heat. We now know this assumption
is wrong thanks to Sommerfeld Model
Heat Capacity(CV )is define as change in internal energy U of solid with temperature T at constant volume
V ˆ ˙
BU
CV “ (2.15)
BT
3
CV “ N kB (2.16)
2
This happens because when electron gas is heated upto temperature T they acquire energy of order of kB T
and jump to energy states. Deep lying electrons cannot do so because unfilled energy states are not available
to these electrons.Hence these electrons do not participate in specific heat.
The number of electrons that contribute to specific heat is
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Total change in energy as each electron acquires energy kB T
3N
“ pkB T q2
2EF
So we obtain equation for quantum specific heat
ˆ ˙
δU 3N
CV “ “ kB p2kB T q (2.18)
δT 2EF
One of the most important observation we see is that quantum specific heat is directly proportional
to temperature while classical specific is independent of temperature.
Equation (2.18) can also be written as ˆ ˙
3 T
CV “ N kB
2 TF
where TF is ther Fermi Temperature defined by the expression
EF “ kB TF
The specific heat calculated above agrees with the experimental calculations.
From experimental observations we know that
So we just calculated the theoretical value of electronic heat capacity(Celectronic ), which agrees with the
experimental value above
3N
CV “ Celectronic “ kB p2kB T q “ γ0 T
2EF
where
γ Ñ Experimental Gamma
γ0 Ñ Theoretical Gamma
We observe that both theoretical and experimental values are quite close to each other as shown
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Element γ p10´5 Jmol´1 K ´2 q γ0 p10´5 Jmol´1 K ´2 q
Cu 2.9 3.8
Au 3.6 3.8
Ag 3.6 3.8
Na 6.2 8.3
K 9.6 11.2
Rb 10.0 13.9
Cs 12.7 18.4
Zn 4.3 3.3
Fe 3.6 28.7
Al 5.3 7.2
This match only hold for low value of temperatures where Celectronic dominates ,at higher temperature T 3
from Clattice would start dominating.
• Sommerfeld model gave the concept of Fermi surface and concept of k-states
• It explained temperature dependence of specific heat and conductivity of metals.
• Free Electron Theory predicts Hall coefficient has a constant value(RH “ ´ nec1
), which is independent
of temperature or magnetic field, however observed Hall coefficients value depend on both temperature
and magnetic field,
• Why some metals(like Fe) are magnetic even in absence of a magnetic field
• Sometimes Hall coefficient comes out with a negative sign which could not be explained(Like electrons
behave as positive charge)
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