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An Integrated Index: Engrams,
Place Cells, and Hippocampal Memory
Travis D. Goode,1,2,3,4,7 Kazumasa Z. Tanaka,5,7 Amar Sahay,1,2,3,4,* and Thomas J. McHugh6,*
1Center for Regenerative Medicine, Massachusetts General Hospital, Boston, MA 02114, USA
2Harvard Stem Cell Institute, Cambridge, MA 02138, USA
3Department of Psychiatry, Massachusetts General Hospital, Harvard Medical School, Boston, MA 02114 USA
4Broad Institute of Harvard and MIT, Cambridge, MA 02142, USA
5Memory Research Unit, Okinawa Institute of Science and Technology Graduate University, Onna-son, Kunigami-gun, Okinawa, Japan
6Laboratory for Circuit and Behavioral Physiology, RIKEN Center for Brain Science, Wakoshi, Saitama, Japan
7These authors contributed equally
SUMMARY
The hippocampus and its extended network contribute to encoding and recall of episodic experiences.
Drawing from recent anatomical, physiological, and behavioral studies, we propose that hippocampal en-
grams function as indices to mediate memory recall. We broaden this idea to discuss potential relationships
between engrams and hippocampal place cells, as well as the molecular, cellular, physiological, and circuit
determinants of engrams that permit flexible routing of information to intra- and extrahippocampal circuits for
reinstatement, a feature critical to memory indexing. Incorporating indexing into frameworks of memory func-
tion opens new avenues of study and even therapies for hippocampal dysfunction.
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These posit that place cells may reflect a broader functionality rience. While many engram studies have focused on measures
related to general-purpose sequence generation (Buzsáki and of conditioned fear, these and other studies report hippocampal
Tingley, 2018) or relational memory (Cohen and Eichenbaum, engram-driven behavior for a variety of context-specific behav-
1993; Eichenbaum et al., 1994), allowing the extension of both iors, including place (e.g., Ramirez et al., 2013) or social avoid-
hippocampal memory and physiology (Aronov et al., 2017; Mac- ance (e.g., Zhang et al., 2019), as well as appetitive conditioning
Donald et al., 2011; Pastalkova et al., 2008) beyond the domain and place preference (e.g., Redondo et al., 2014).
of physical space. These findings raise several key questions. First, how can a
Hand in hand with the growing characterization of place cell small number of experience-tagged hippocampal engram cells,
physiology, there developed a deeper understanding of the much fewer in fraction than that of active place cells (e.g., Tanaka
anatomical, behavioral, and computational properties of the hip- et al., 2018), encode a complex behavioral experience? Indeed,
pocampal circuit. This resulted in specific mnemonic functions activation of a very small percentage (2%–3%) of DG granule
being linked to the anatomic and physiological properties of cells labeled during learning can reproduce context-appropriate
discrete subregions of the structure (Fanselow and Dong, 2010; behaviors (for examples, see Liu et al., 2012). Further, activation
Nadel et al., 2013; Strange et al., 2014). In this framework, the in the DG could harness the pattern completion abilities of the
classic model of sequential processing along the trisynaptic downstream CA3 network to amplify their activity via attractor
loop has the large number and sparse activity of granule cells in dynamics (Colgin et al., 2010; Knierim and Neunuebel, 2016)
the dentate gyrus (DG) providing orthogonalization of similar and lead to a robust brain-wide reinstatement of a memory-
cortical inputs leading to pattern separation (Hainmueller and Bar- related ensemble. However, reactivation of a subset of CA1
tos, 2020; Leal and Yassa, 2018; McHugh et al., 2007), the DG neurons, which lack recurrent connectivity, can also trigger
providing input to the recurrent CA3 network to facilitate autoas- behavioral reinstatement and presumably memory recall (e.g.,
sociation and pattern completion (Cayco-Gajic and Silver, 2019; Ryan et al., 2015). It is plausible that downstream activation of
Kesner and Rolls, 2015; Knierim and Neunuebel, 2016; McHugh the entorhinal cortex (EC) and/or re-entrant excitation of the
et al., 2007; Nakazawa et al., 2002), and finally, CA1 broadcasting DG and CA3 add these features, thereby functioning like a recur-
the results back to the cortex (Soltesz and Losonczy, 2018; Valero rent network, although experimental evidence supporting this
and de la Prida, 2018). This framework has served as the back- interpretation is lacking.
bone of relating place cell activity to memory processing, insofar Additionally, 50 years of hippocampal physiology in rodents
as place cells may coordinate the pattern separation, completion, has revealed that place cell activity is exquisitely structured
and reinstatement properties noted above. across not only space but also time (Howard and Eichenbaum,
Building on this framework, advances in genetic approaches 2015). During exploration, the dominant theta oscillation in the
have led to activity-dependent memory tagging systems in hippocampal local field potential (LFP) organizes ensembles of
rodent models, which allow for the examination and artificial re- place cells with spatially adjacent receptive fields into se-
activation or inhibition of distinct memory traces (Josselyn and quences, expressed on the timescale of a single theta cycle of
Tonegawa, 2020). These traces fulfill the properties of the mem- 125 ms (Burgess and O’Keefe, 2011). These sequences can
ory engram, a moniker for the physical basis of memory first pro- be re-expressed during sharp-wave ripples (SWRs) that occur
posed by zoologist and biologist Richard Semon (Schacter et al., during pauses in movement on an even shorter timescale, com-
1978; Semon, 1921), in that they can be viewed as the physical pressed into fast events lasting only 10s of milliseconds (Foster,
instantiation of an experience registered in enduring changes 2017). This precise temporal arrangement of activity has made
in synaptic connectivity and physiology of an ensemble of the gap between place-cell- and engram-based memory studies
neurons. Tagging systems employed include the tetracycline- difficult to bridge, as the latter have demonstrated that
regulated transcriptional activation system, in which time-locked simultaneous optogenetic activation of ensembles of neurons
expression of actuators such as opsins or chemogenetic recep- in temporal and spatial patterns that are not observed under nat-
tors are induced via activity-dependent promoters (e.g., c-Fos- ural physiological conditions are sufficient to evoke behaviors
or Arc-expressing; Liu et al., 2012) or immediate early gene mimicking memory recall. One can interpret this gap in the tem-
(IEG)-binding elements (Sun et al., 2020), as well as the Cre- poral dynamics between optically induced behavioral reinstate-
ERT (estrogen receptor T2) transcription system (targeted ment and place cell activity as reflecting the dispensability of
recombination in active populations [TRAP] mice), which utilizes these temporal pattern for behaviors driven by contextual recog-
a tamoxifen-sensitive modified estrogen receptor to drive expe- nition, or perhaps this disconnect could simply be due to tech-
rience-driven expression of Cre-dependent constructs in acti- nical limitations in the place cell recording, as the retrieval of a
vated cells (Guenthner et al., 2013). Such methods have allowed hippocampal-dependent memory can occur very rapidly and in
for the artificial triggering of memory-related behavior even in the absence of the exploration needed to drive extensive place
contexts where no such behavior would be expected. While cell activity, precluding a robust sampling of activity. For
these methods are not without their caveats (discussed further instance, when rodents receive a footshock immediately after
in sections below), engram-labeling studies have shown that op- placement in a previously exposed chamber, context explora-
togenetic or chemogenetic stimulation or inhibition of excitatory tion may be minimal, yet animals successfully retrieve the
neurons in the DG (e.g., Guo et al., 2018; Lacagnina et al., 2019; contextual memory and associate it with shock, resulting in
Liu et al., 2012), CA3 (e.g., Denny et al., 2014), or CA1 (e.g., context-dependent behavior during subsequent memory tests
Ghandour et al., 2019; Ryan et al., 2015; Tanaka et al., 2014) re- (Wiltgen et al., 2001). One possibility is that reinstatement of
instates or impedes (respectively) behavioral recall of that expe- even a single place field is sufficient for memory reinstatement.
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Figure 2. Key Features of Hippocampal
Memory Indexing Theory
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that were tagged during homecage exploration or exposure to a patterns. Indeed, one study found that reactivation of cells of the
context in which shock never occurred does not appear to RSC that were tagged at conditioning is sufficient to induce
induce abnormal locomotion or overt defensive behaviors (e.g., behavioral expression of fear, even in the absence of a fully func-
Ghandour et al., 2019). tional hippocampus (Cowansage et al., 2014). Importantly, this
While indexing may explain the capacity for photoactivation of study showed that optogenetic activation of the RSC engram,
tagged hippocampal engram cells to trigger memory-specific like natural recall, recruited overlapping downstream circuits in
behavior in different contexts, reinstatement of behavior is often the amygdala and EC, demonstrative of reinstatement of experi-
notably less than what would be expected through natural recall ential activity. Thus, indexing may not necessarily be unique to
(i.e., returning the animal to the original training context). In the the hippocampus; however, the hippocampus may be uniquely
framework of indexing, we propose there are number of reasons positioned to index episodic events, given the significantly
why this may be the case beyond the fact that natural recall is greater extent to which it integrates complex and hierarchical
presumably most effective in reactivating the index. Importantly, sensory information from across the brain (see sections below),
the abovementioned tagging systems, while experimentally time as well as due to its discriminative coding and circuit architec-
locked, are still thought to open a window of tagging that may be ture. Unpublished findings indicating that reactivation of
on the order of at least several hours. Thus, when artificially reac- engram-tagged neural structures, outside the hippocampus,
tivating these cells, it is possible that the experimenter may also does not equally reinstate behavior may support the particular
be triggering activation of other nonspecific indices and/or importance of hippocampal indexing (Roy et al., 2019).
experiences such as activity in the homecage and pre- or Memory Indexing in Humans?
post-training handling. These patterns are not specific to the pri- Electrophysiological studies in humans have suggested that the
mary learning episode in question and thus may compete for human hippocampus also possesses properties consistent with
behavioral expression. Contextual stimuli present in the test indexing. For example, in epileptic patients with depth elec-
context may also trigger interference as well, acting as external trodes implanted into the medial temporal lobe, free recall of
inhibitors. Thereby, a number of controls (e.g., nonreinforced, an audiovisual experience was shown to follow the selective re-
homecage) for better isolating and assessing the degree of activation of hippocampal and EC cells that were active during
experienced-dependent behavioral reinstatement should be the prior experience (Gelbard-Sagiv et al., 2008). Likewise,
performed. Additionally, hippocampal indices not only are pro- successful retrieval in an object association task coincided
posed to encode the relevant brain systems activated during with reinstatement of spiking activity in hippocampal and EC
an experience but also may represent the sequential patterns cells, hippocampal activity preceding EC firing, and decoding
of such activation (Buzsáki and Tingley, 2018). Current methods analyses of EC activity predicting the identity of the recalled ob-
of optogenetic reactivation of hippocampal engram cells lack ject (Staresina et al., 2019). Other intracranial recordings have
such sequence-based reactivation (Carrillo-Reid et al., 2019), shown that behavioral recall was linked to coordinated hippo-
beyond what is inherently structured in the linkage of hippocam- campal-lateral temporal cortical representational reinstatement
pal engram-bearing circuits. Further technological advance- of item-context associations (Pacheco Estefan et al., 2019). In
ments, which may better constrain the window of tagging to a this study, hippocampal reinstatement preceded that seen in
particular experience or may be able to reactivate cells in the neocortex, and hippocampal-cortical gamma phase syn-
sequence-dependent manners, are crucial to improve the read- chrony during hippocampal reinstatement predicted neocortical
outs and interpretation of this reinstatement. reinstatement. Moreover, these findings are mirrored in addi-
Is the hippocampus alone in its potential capacity for index- tional studies that have found memory-related reinstatement in
ing? Association cortices such as the sensory association cortex the human hippocampus is underscored by a sparse and distrib-
and EC may also exhibit indexing properties due to their conver- uted set of active cells (Wixted et al., 2014, 2018).
gence of sensory input, thereby contributing to a hierarchical in- Human functional magnetic resonance imaging (fMRI) studies
dexing scheme (McClelland et al., 1995). Thus, the hippocampus support a similar interpretation. For example, one fMRI study
may serve to some extent as an index of indices in the EC and (Harand et al., 2012) reported that hippocampal BOLD (blood-
other input structures as information is routed in and then back oxygen-level-dependent) activity during an episodic learning
out again. Assuming such hippocampal signals can be decom- experience matched its activity at recall (i.e., recognition of pre-
pressed to reinstate activity in cortical and subcortical nuclei viously shown visual cues), particularly when subjects reported
(as noted above), an exact one-to-one representation in the hip- the remembering of episodic details of the learning event. Inter-
pocampus of cortical modules (for example) seems unlikely and estingly, this episodic reinstatement of hippocampal activity
may not be necessary. In fact, convergence of neural activity into occurred for remembered cues at 3 days and even 3 months
the hippocampus might be essential for its abilities to form following learning. Moreover, for successful retrieval of experien-
conjunctive contextual representations (Rudy and O’Reilly, tial memory (in tasks such as object recall and recognition),
1999). Other critical targets of the hippocampus, such as the ret- regions including the RSC, parahippocampal cortex (PHC), peri-
rosplenial cortex (RSC) (Cowansage et al., 2014; Mao et al., rhinal cortex (PRC), and prefrontal cortex (PFC) have all been
2018) or lateral septum (LS) (Bender et al., 2015; Besnard shown to exhibit recall-dependent reinstatement along with or
et al., 2019; Tingley and Buzsáki, 2018), may also maintain in close temporal proximity to hippocampal reinstatement, sug-
such convergence of processing and may thereby be part of a gestive of hippocampal-dependent routing (e.g., Arnold et al.,
hierarchical indexing scheme, assuming these structures are 2018; Jonker et al., 2018; Schultz et al., 2019). Again, while rein-
capable of reinstating patterns of experience-specific assembly statement and temporal patterns of activation alone do not
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Dynamic Routing: Hippocampal Efferents updating of a reward location promoted activity remapping in
Further arguing against a simple sequential processing loop, it is CA1 and CA3, but not in the DG (Hainmueller and Bartos,
clear that each node within the DG-CA3-CA2-CA1 circuit pro- 2018). Recent work has also demonstrated that contextual fear
jects to distinct outputs (Figure 3B). In the framework of index extinction recruits a distinct DG engram from that encoding the
theory, these outputs may be flexibly deployed by engram cells original context-shock association, which reduces levels of
to reinstate an experience (whether that experience is appetitive, freezing in the training context but can be overcome by the orig-
aversive, etc.). An example of this potential selective routing can inal engram to induce relapse (Lacagnina et al., 2019). Likewise,
be found in ventral CA1 (vCA1) neurons (Ciocchi et al., 2015). In prolonged optogenetic or chemogenetic reactivation of a DG
this study, vCA1 cells were tracked based on their projections to fear memory engram in the training context without the uncondi-
the PFC, nucleus accumbens (NAc), and amygdala during tioned stimulus promoted extinction of the conditioned response
behavior, revealing that activity in these neurons were task and (Khalaf et al., 2018). Of course, the hippocampus is not unique in
pathway dependent. These findings critically suggest that sig- this type of broad connectedness; other hubs in the brain,
nals out of CA1 are not uniformly transmitted to its targets; including the claustrum (Jackson et al., 2020) and the thalamus
rather, it supports the idea of that efferent hippocampal signals (Halassa and Sherman, 2019), may surpass it in terms of total
are routed based on task and mnemonic demands. With partic- connectivity. However, these data suggest that the hippocam-
ular relevance to indexing, dorsal CA1 (dCA1) tetrode recordings pus is capable of integrating and routing complex information
paired with circuit-specific optogenetics have shown that from a variety of source structures, supporting its role in the bind-
expression of conditioned place preference (CPP) depends on ing of cognition and emotion to subserve memory (Figure 4A).
the reinstatement of dCA1 representations that were active dur- Dynamic Routing: Inhibitory Microcircuits
ing training (Trouche et al., 2019). Furthermore, CPP expression How might these diverse communication channels running
is lost if dCA1 terminals in NAc are photoinhibited, despite dCA1 through the hippocampus be managed? Hippocampal INs are
pyramidal cells maintaining their context-dependent cell assem- well positioned to function as arbiters of information flow in the
blies during testing (see also Zhou et al., 2019b). hippocampus, as they target different cellular compartments of
This routing ability is not restricted to CA1; CA3 output neu- principal neurons, are reciprocally connected with other interneu-
rons may route information via projections to CA1, CA2, or the rons, and project locally within and across different subregions
DLS (dorsolateral septum). Indeed, brain-wide analyses of co- and lamellae and out of the hippocampus to association cortices
activated circuits accompanying contextual fear discrimination and subcortical circuits (long-range INs) (Caroni, 2015). Moreover,
identified a CA3-DLS module (Besnard et al., 2019). This hippocampal INs modulate neuronal excitability, summation of
pathway appears to recruit somatostatin (SST)+ DLS cells to excitatory inputs, and neuronal firing in addition to generation of
gate conditioned freezing, as in vivo calcium imaging found network oscillations (theta and gamma oscillations) and as such
SST+ DLS cell activity reliably discriminated shock-associated are thought to play critical roles in local circuit computations un-
versus safe contexts. In support of these findings, optoge- derlying exploration and encoding, action selection, memory
netic-terminal-specific silencing of dCA3 terminals in dCA1 consolidation, retrieval, and reinstatement (Cardin, 2018; Makino
and DLS has suggested distinct roles for dCA3-CA1 and et al., 2019; Roux and Buzsáki, 2015; Sosa et al., 2018). Indeed,
dCA3-DLS projections to contextual fear learning (or consolida- recent studies have uncovered a diverse population of INs in
tion) and discrimination, respectively (Besnard et al., 2020). CA1 and CA3 that exert perisomatic and dendritic inhibition on
For CA2, its efferent network positions it strongly for memories DGCs and are modulated by SWRs.
involving social recognition, discrimination, and aggression (Mid- Local INs may regulate information flow within a hippocampal
dleton and McHugh, 2019). Indeed, CA2 (and CA3) efferents do subregion by biasing recruitment of principal cells, thereby
not uniformly regulate discrimination (Raam et al., 2017). Optoge- creating parallel channels as evidenced in a study that identified
netic experiments have demonstrated that anterior CA2/dCA2 biased PV+ basket cell (BC) connectivity with deep and superfi-
neurons targeting dCA1 are essential for novel object recognition, cial CA1 neurons of the ventral hippocampus (Lee et al., 2014).
but not for discrimination between novel and familiar conspecifics. The authors found that PV+ BCs preferentially innervated deep
The opposite was true for dCA2/dCA3 projections to posterior CA1 pyramidal neurons but received greater excitatory inputs
CA1. Photoinhibition of dCA2/dCA3 projections to the DLS were from superficial CA1 pyramidal neurons. At the level of output,
instead shown to somewhat enhance social discrimination, but PV+ BCs exert greater inhibition onto basolateral amygdala
with no effect on object discrimination or recognition. In social be- (BLA)-projecting deep CA1 neurons than those that projected
haviors, axons from dCA2 neurons targeting ventral hippocampus to the PFC and, in turn, received greater excitatory input from
were shown to be critically involved in maintaining memory of a PFC than BLA. These data suggest that PV+ BCs do not uni-
familiar animal (Meira et al., 2018; Raam et al., 2017), while phar- formly inhibit CA1; instead, it is likely that PV+ BC-principal cell
macogenetic inhibition of CA2 terminals in the DLS attenuates so- microcircuits bias information flow to distinct vCA1 outputs,
cial aggression (Leroy et al., 2018), a pathway that, when active, including PFC, BLA, NAc, DLS, and LH (serving dynamic and
appeared to invoke DLS-innervation of the ventromedial hypothal- flexible routing). Local INs may also differentially regulate theta
amus to drive attack behavior. phase-locking and burst firing of CA1 neurons through somatic
In total, multiple nonoverlapping engrams within these diverse or dendritic inhibition, respectively (Royer et al., 2012). Because
hippocampal routes may compete through updating or ongoing burst firing of pyramidal cells is thought to increase synaptic
learning to modify behavioral output. For example, two-photon communication by increasing excitation of downstream targets,
(2P) imaging of DG and CA3 engrams in vivo revealed that the local INs may modulate CA1 outputs through this mechanism
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these multimodal cues are presented together, suggesting that average firing rates, which were highly correlated between the first
the hippocampus represents the conjunction of the cues and second visits, while the firing rates in a distinct context were
defining the context (Rudy and O’Reilly, 1999). Indeed, tempo- strongly altered. It worth noting that this strong correlation of ac-
rary pharmacological inactivation of the hippocampus during tivity emerges as soon as animal is placed in the environment,
the context preexposure prevents the contextual fear condition- suggesting their activity could support rapid retrieval of contextual
ing of immediate shock (Matus-Amat et al., 2004). Past studies of memory, consistent with the indexing theory. Further, these find-
IEG expression in the hippocampus support this this view (e.g., ings of a unique physiology suggest the importance of the tempo-
Huff et al., 2006; Zhu et al., 1997); the strongest IEG response ral relationship between input from CA3 and the EC in triggering
is achieved when a novel combination of multimodal cues is pre- CA1 pyramidal cell plasticity and activity in vivo (Bittner et al.,
sented to the animal. Conversely, hippocampal IEG expression 2017; Ketz et al., 2013).
is weak or nonexistent when a highly habituated stimulus is Complementary results were also found in a physiological study
given. Note that immediate shock upon context entry in the in which c-Fos-positive CA1 neurons were inhibited during recall
absence of preexposure (and extensive postexposure) does (Trouche et al., 2016). In this study, engram neurons, defined by
not appear to elevate levels of IEGs in the hippocampus relative c-Fos expression associated with the acquisition of a cocaine-re-
to a habituated homecage (see also Erwin et al., 2020). These warded CPP, were labeled with an inhibitory opsin. Inactivation of
data suggest that IEG-expressing engram neurons may not this ensemble during a subsequent recall session reduced CPP
necessarily or exclusively store spatial information, as rodents behavior and, interestingly, led to a global remapping of the
will have active place cells even in the most familiar of contexts, c-Fos-negative active place cell population. Together, these
but rather hippocampal circuits detect novelty in the combina- data suggest that the role of the c-Fos-positive place cells is to
tion of sensory cues and encode it as a contextual representation serve as a context-specific memory index and that their activity
supporting the episodic experience. Indeed, optogenetic stimu- is crucial for the stable reinstatement of a more detailed spatial
lation of CA1 neurons tagged in a novel context the day prior to map, consisting of the remainder of the place cell population,
immediate shock delivery in the same context, but not a different that would permit animals precise navigation.
context, resulted in retrieval of the contextual fear memory While it may seem odd at first that the neurons indispensable
(Ghandour et al., 2019; see also Ramirez et al., 2013). Thus, a for inducing memory recall in CA1 show spatial instability, recent
memory engram, defined by active principal cells during contex- computational modeling lends support to this view (Benna and
tual learning, may preferentially encode conjunctive contextual Fusi, 2019). Based on an assumption that the hippocampus en-
information, as opposed to specific locations that could be codes correlations of incoming sensory information, similar to
biased by a specific cue or subset of cues. the interpretation from contextual conditioning and IEG studies,
Physiology the model predicted instability in the spatial representation of
Key insights into the precise identity of engram-bearing cells the hippocampus. Their ultrametric tree-like network generated
came from in vivo recording of CA1 neurons in a mouse in which sparse and compressed representations of inputs to efficiently
c-Fos-positive neurons labeled during a novel context exposure store uncorrelated patterns in a hippocampal-like network.
were tagged with channelrhodopsin 2 (ChR2) and subsequently When spatial navigation in a 2D open field is simulated, activities
optically identified (Tanaka et al., 2018). As expected, 50% of of hippocampal cells in the model exhibit strong modulation by
all CA1 pyramidal cells could be classified as place cells; however, the animal’s location within the environment (i.e., place cells).
only one-quarter of these place cells also expressed c-Fos (opto- However, similar to the experimental observations above, these
genetically identified). In short, engram cells were place cells, but place fields significantly remapped between epochs in the
only one-quarter of place cells were engram cells. During memory same environment, suggesting instability of firing location as a
encoding, these engram-bearing (c-Fos) cells are distinguished by reflection of correlation coding rather than spatial coding. Taken
higher mean firing rates (as also seen in a calcium imaging study; together, these studies support a view that activity of the hippo-
Ghandour et al., 2019), repetitive bursts of action potentials at the campal engram reflects more than just space and suggest at least
theta frequency, and higher entrainment by the local fast gamma a subset of neurons are dedicated to capturing the conjunctive
oscillation compared to the non-c-Fos-expressing place cells, correlations that define the larger context of the experience.
again highlighting the role inhibitory circuits and oscillations may Activity-Dependent Regulation of Gene Expression and
play in the formation of the index. Interestingly, when mice were Connectivity
returned to the context the next day, c-Fos-positive engram neu- Hippocampal engrams are generated and maintained by
rons, while remaining place cells (meaning they still demonstrated strengthening or modification of synapses among activated cells
a reliable in-session spatially receptive field), showed a much within and across subregions. One study found that c-Fos-tagged
higher degree of spatial instability compared to the encoding ses- CA3 cells preferentially responded to stimulation of engram-
sion (remapping) than the c-Fos-negative place cell population. tagged DGCs (Ryan et al., 2015), results indicative of experi-
These data can be seen as paradoxical; how is it that the neurons ence-driven connectivity of DG-CA3. Likewise, context-fear-
shown to be capable of reinstating context-appropriate behavior dependent increases in the number and size of spines in
show relatively lower spatial specificity than the remaining active engram-bearing cells of CA1 coincide with direct input from
cells? Importantly, when only firing rate (and not location) was engram-tagged cells from CA3 (Choi et al., 2018). Additionally,
considered, it was clear that the engram cells faithfully encoded DG engram cells were shown to exhibit greater connectivity
contextual identity, but not specific location. A return to the en- with stratum lucidum PV+ INs than non-engram DG cells (Guo
coding context resulted in c-Fos-positive neurons reinstating their et al., 2018). These observations have motivated investigations
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into how developmental programs and activity-dependent gene dexes acquire this function over time? Is the cortical index equiv-
expression prescribe engram formation. First, principal neurons alent to the hippocampal index?
may have differing propensities toward recruitment into engrams Several lines of evidence support the notion that the hippo-
based on developmentally programmed intrinsic firing properties campal index may be necessary for maintenance and retrieval
and connectivity (Cembrowski and Spruston, 2019; Soltesz and of only highly precise memories. First, although hippocampal
Losonczy, 2018). Second, activity-dependent transcription fac- damage at remote time points may still permit retrieval of
tors and combinations thereof enable neurons to read detailed contextual representations, the extent of memory
patterns of neural activity and transcribe molecular specifiers of retrieval is often much less robust (Wang et al., 2009), suggesting
connectivity to facilitate strengthening or modification of synap- that extrahippocampal indices may not fully compensate for the
ses (Tyssowski et al., 2018). For example, cyclic adenosine mono- loss of the hippocampal index. Indeed, while a similar degree of
phosphate (cAMP)-response-element-binding protein (CREB)- hippocampal activation is seen for recent and remote memories,
overexpression studies have revealed that enhancing basal the reactivation patterns are different (Tayler et al., 2013; see also
activity and excitability of principal cells in the hippocampus (or Guskjolen et al., 2018). Second, artificially stabilizing the engram
subsets of amygdalar neurons, etc.) prior to learning can bias within DG-CA3 decreases remote memory generalization (and
the allocation and tagging process to these cells without altering maintains behavioral reinstatement of remote DG engram stimu-
the overall size of the engram per se (Josselyn and Frankland, lation; Guo et al., 2018), providing a direct link between mainte-
2018; Josselyn and Tonegawa, 2020). A recent report using nance of the hippocampal index and remote memory precision.
RNA sequencing of engram-tagged DG cells (following contextual However, maintenance of separate hippocampal indices for all
fear conditioning) identified a unique learning-dependent genetic episodic memories is thought to require significantly greater ca-
profile for engram-bearing cells, with CREB-dependent transcrip- pacity than is available to avoid memory interference (McClel-
tion networks being differentially regulated and required for land et al., 1995; Miller and Sahay, 2019; Skaggs and McNaugh-
consolidation (Rao-Ruiz et al., 2019). Interestingly, many of these ton, 1992). In CA1, the various methods employed to genetically
genes were previously shown to regulate somatic inhibition (e.g., label engram neurons typically capture 20% of the pyramidal
neuronal PAS domain protein 4 [NPAS4], proenkephalin [Penk], cells in the region (Tanaka et al., 2018), and in vivo imaging sug-
and brain-derived neurotrophic factor [BDNF]) (Bloodgood gested that the identity of these allocated neurons shifts over the
et al., 2013). Consistent with these findings, within the DG, timescale of hours (Cai et al., 2016); thus, it appears that natural
contextual fear learning regulates CREB-dependent levels of neu- decay of hippocampal indices ensures the time-dependent reor-
ropeptide Y (NPY) in SST+ hilar perforant path-associated (HIPP) ganization of memory traces to support different degrees of
interneurons, which may regulate SST+ HIPP-mediated feedback generalization and generation of schema to facilitate new
and feed-forward inhibition in the DG to govern the size of the learning. It may be that some hippocampal indexes, perhaps
engram (Raza et al., 2017; Stefanelli et al., 2016). Not surprisingly, for salient life events, are maintained for longer periods of time,
different IEG transcription factors (including NPAS4) have been thereby permitting recall of remote memories with high fidelity.
functionally implicated in linking principal cells with distinct IN net- The integrity and composition of the cortical indices depends
works to support engram formation (Sun et al., 2020). Thus, expe- on how competition for representation of episodic memories and
riential input may drive unique IEG expression to govern functional abstraction of statistical commonalities across ensembles
allocation of engram-bearing cells to work in concert for memory dictate the balance between preservation of details versus gen-
expression (Figure 4B). eration of schema to facilitate memory generalization. This may
involve time-dependent changes in the exact number of cells
Hippocampal Index Stability and Memory Fidelity and patterns of efferent connectivity of cortical ensembles and
Memory consolidation is thought to involve transformation and linkage of distinct engrams of separate experiences via some
reorganization of hippocampal-linked cognate cortical represen- degree of overlapping and synchronous activation (during recall
tations and a gradual decay of the hippocampal engram over or reconsolidation) of engram-bearing cells (Abdou et al., 2018;
time (DeNardo et al., 2019; Guskjolen et al., 2018; Kitamura DeNardo et al., 2019; Kitamura et al., 2017; Ohkawa et al.,
et al., 2017; Roy et al., 2017; Tayler et al., 2013; Winocur et al., 2015; Oishi et al., 2019; Pignatelli et al., 2019; Ramirez et al.,
2007). Consolidated memories have been shown to generalize 2013; Redondo et al., 2014).
or lack detail, including the extent to which they may elicit While no one model can explain all the current data, from the
visceral or physiological reactions, leading to the suggestion perspective of engrams and indexing, we favor the hypothesis
that the role the hippocampus plays in memory is to contribute of a time-dependent shift in the indexing function from the hippo-
episodic detail (Yonelinas et al., 2019). If this contribution relies campus to cortical traces concurrent with a silencing or loss of
on the initial memory trace or not remains a contested topic. the original hippocampal index (Tonegawa et al., 2018). Ulti-
For example, it has been argued that hippocampal memory mately, time-dependent shifts in hippocampus-dependent
traces remain, even for older memories (Moscovitch and Nadel, episodic detail may be useful in the development of experiential
2019), but others have argued there is a shift in the role the hip- schemas and broader knowledge.
pocampus from one of recall to reconstruction in the absence of
the original trace, with the activity serving to index consolidated Hippocampal Dysfunction
neocortical traces (Barry and Maguire, 2019a, 2019b). These Indexopathies
observations raise the following questions: Is the hippocampal Memory deficits and hippocampal dysfunction accompany
index always necessary for memory retrieval, or do cortical in- traumatic brain injury, epilepsy, age-related cognitive decline,
ll
Perspective
Alzheimer’s disease (AD), and numerous other psychiatric disor- such circuit loss, AD is considered, in part, a disease of memory
ders, including posttraumatic stress disorder (PTSD) and schizo- retrieval failure (Leal and Yassa, 2018; Roy et al., 2016).
phrenia (Besnard and Sahay, 2016; Haberman et al., 2017; Small Promoting Indexing: New Directions in Therapy
et al., 2011). Can these disorders of experiential memory be clas- Recent advances in technology and medicine have led to a num-
sified as ‘‘indexopathies,’’ insofar as they are marked by an ber of new therapeutic avenues for memory disorders—strate-
inability to accurately or precisely encode or effectively gies that may be effective, in part, because they promote or
implement hippocampus-dependent routing of information reestablish hippocampal indexing functions. For example,
(i.e., indexing)? For example, recent work documented declining growing interest has centered on deep-brain and closed-loop
hippocampal and cortical reinstatement in aging individuals feedback neuroprosthetics for symptom management in individ-
(Trelle et al., 2020). Disease- or aging-induced excitation-inhibi- uals when other lines of treatment have failed (Grosenick et al.,
tory imbalance in hippocampal circuits, which may impede in- 2015; Takeuchi and Berényi, 2020). Perhaps by restoring
dexing, may underlie much of these memory dysfunctions. context-dependent routing (and thereby indexing), these real-
Indeed, excitation-inhibition imbalance (hypo- or hyperactivity) time electrophysiological (or opto- or chemogenetic, potentially)
at the level of CA1 (e.g., Oh et al., 2013) and CA3 (e.g., Simkin methods could dynamically normalize aberrant activity or restore
et al., 2015; Wilson et al., 2005) and loss of feed-forward inhibi- cell excitability in perturbed brain circuits (e.g., in hippocampal-
tion in DG-CA3 (e.g., Guo et al., 2018) are associated with mem- amygdalar or hippocampal-prefrontal loops). Additionally,
ory imprecision in preclinical models of aging and memory disor- recent developments in targeted gene-editing approaches
ders. Human imaging studies have further reported similar (Knott and Doudna, 2018) may permit molecular reallocation or
activity changes (e.g., hyperactivity) of hippocampal structures respecification of connectivity aimed at promoting memory pre-
(Haberman et al., 2017), such as in presymptomatic familial AD cision and accuracy. Indeed, quieting disease-related hyperex-
(FAD) individuals (Quiroz et al., 2010) or patients with amnestic cited CA3 pyramidal cells may involve targeting feed-forward
mild cognitive impairment (Bakker et al., 2012). inhibitory mechanisms of DG-CA3 (Guo et al., 2018; Viana da
Such cellular, circuit, and network-level alterations may Silva et al., 2019) or CA2-CA3 connections (Boehringer et al.,
disrupt the balance between pattern separation and pattern 2017) or inhibiting aberrant LH-CA3 activity (Zhou et al.,
completion, thereby promoting aberrant index-dependent rein- 2019a), for example. Other pharmaco- or gene therapies that
statement and recall. What previously may have been subthresh- promote neurogenesis in aging or disease states may also exist
old to trigger CA3-dependent memory recall prior to disease may as beneficial therapeutic avenues for memory impairments
be sufficient after disease onset, thereby promoting excessive (Miller and Sahay, 2019).
reinstatement and memory expression in contexts that may Novel treatments for memory impairments may not be limited
not be optimal. For example, aberrant or excessive retrieval of to invasive techniques and may involve supplementing existing
past experiences has been suggested to underlie psychosis in procedures to best tap into the indexing properties of the hippo-
schizophrenia (Tamminga et al., 2010). Additionally, degradation campus. For example, although the use of mnemonic devices for
of flexible routing to extrahippocampal targets, due to connectiv- memory treatments is not new, recent developments in technol-
ity losses in disease or injury, may also impede the abilities of the ogy, such as augmented reality or 3D interactive environments,
hippocampus to effectively integrate cortical and subcortical in- may provide novel avenues for improving memory recall within
formation for proper encoding and retrieval. Perhaps related to and beyond the clinic. Indeed, the growing ubiquity of personal
ll
Perspective
handheld devices may make mobile reminders or mnemonic Aronov, D., Nevers, R., and Tank, D.W. (2017). Mapping of a non-spatial
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ACKNOWLEDGMENTS 642–655.e9.
Bonifazi, P., Goldin, M., Picardo, M.A., Jorquera, I., Cattani, A., Bianconi, G.,
T.D.G. acknowledges support from Harvard Brain Science Initiative. K.Z.T. ac- Represa, A., Ben-Ari, Y., and Cossart, R. (2009). GABAergic hub neurons
knowledges support from MEXT Grant-in-Aid for Young Scientists orchestrate synchrony in developing hippocampal networks. Science 326,
(19K16305), Grant-in-Aid for JSPS fellows (19J00974), and a Nakajima Foun- 1419–1424.
dation research grant. A.S. acknowledges support from NIH Biobehavioral
Research Awards for Innovative New Scientists (BRAINS) 1-R01MH104175, Burgess, N., and O’Keefe, J. (2011). Models of place and grid cell firing and
NIH-NIA 1R01AG048908-01A1, NIH 1R01MH111729-01, the James and Au- theta rhythmicity. Curr. Opin. Neurobiol. 21, 734–744.
drey Foster MGH Research Scholar Award, the Ellison Medical Foundation
Buzsáki, G. (2015). Hippocampal sharp wave-ripple: a cognitive biomarker for
New Scholar in Aging, the Whitehall Foundation, the Inscopix Decode Award, episodic memory and planning. Hippocampus 25, 1073–1188.
the NARSAD Independent Investigator Award, Ellison Family Philanthropic
support, the Blue Guitar Fund, a Harvard Neurodiscovery Center/MADRC Buzsáki, G., and Tingley, D. (2018). Space and time: the hippocampus as a
Center pilot grant award, an Alzheimer’s Association research grant, the Har- sequence generator. Trends Cogn. Sci. 22, 853–869.
vard Stem Cell Institute (HSCI) development grant, and an HSCI seed grant.
T.J.M. acknowledges support from MEXT Grant-in-Aid for Scientific Research Cai, D.J., Aharoni, D., Shuman, T., Shobe, J., Biane, J., Song, W., Wei, B.,
(19H05646), MEXT Grant-in-Aid for Scientific Research on Innovative Areas Veshkini, M., La-Vu, M., Lou, J., et al. (2016). A shared neural ensemble links
(17H05591, 17H05986, and 19H05233), and the RIKEN Center for Brain distinct contextual memories encoded close in time. Nature 534, 115–118.
Science.
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