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Norman L. Whitman
An Examination of the Singular in
Maimonides and Spinoza
Norman L. Whitman
An Examination of the
Singular in
Maimonides and
Spinoza
Prophecy, Intellect, and Politics
Norman L. Whitman
Department of History, Humanities, and Languages
University of Houston - Downtown
Houston, TX, USA
© The Editor(s) (if applicable) and The Author(s), under exclusive licence to Springer
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For Lindsey
Acknowledgments
vii
viii Acknowledgments
ix
Contents
1 Introduction 1
Bibliography267
Index275
xi
Abbreviations
xiii
xiv Abbreviations
Press, 1963). Primary text used for EC: Moses Maimonides, Eight Chapters
in Ethical Writings of Maimonides, eds. Raymond L. Weiss and Charles
Butterworth, trans. Raymond L. Weiss and Charles Butterworth (Dover,
1975), 59–104. Please note that at times I switch from Curley’s transla-
tion to Samuel Shirley’s translation of Spinoza as well as from Pines’ trans-
lation to the Ralph Lerner, Muhsin Mahdi, and Joshua Parens’ translation
of Maimonides.
CHAPTER 1
Introduction
A Skeptical Tradition
In general, this work aligns with a skeptical reading of Maimonides and
Spinoza.4 Most notably, Shlomo Pines and, more recently, Josef Stern
have argued that Maimonides’ philosophy is concerned primarily with a
way of living that in some way must engage with concrete practices, condi-
tions, and subjects such as ethics, politics, and psychology to achieve com-
plete happiness and human perfection.5 Inspired by others, who see
Spinoza’s philosophy as similarly concerned with ethical-political flourish-
ing, such as Idit Dobbs-Weinstein, I read Spinoza as well from a skeptical
perspective. Dobbs-Weinstein argues, as I do, that, for Spinoza, ethical-
political flourishing must be concurrent with intellectual understanding so
that together they generate complete perfection.6
As these and other scholars have detailed, a skeptical reading primarily
entails that, for Maimonides and Spinoza, knowledge of metaphysical real-
ities cannot be fully attained and verified by an embodied knower through
demonstrative reason. In particular, universals that ground rational dem-
onstrations are products of human embodied knowers abstracting from
4 N. L. WHITMAN
particulars, and these abstractions can neither fully guarantee nor fully
capture a metaphysical reality as presented in the abstract content of a
universal. Although I agree with a skeptical reading of these thinkers and
will present skeptical interpretations of Maimonides and Spinoza in this
text, nonetheless, this work does not claim that metaphysics per se is
impossible for Maimonides and Spinoza. Instead, it follows the lead of
Maimonides and Spinoza, who consistently argue that the cognition of
metaphysical and rational truths is insufficient to generate complete hap-
piness and perfection for individuals and communities. Throughout the
text, I will demonstrate how they consistently return to the question of
individual and social perfection from the perspective of the singular, which
requires the “transformation” of concrete activities into an irreducible and
unique expression. An important question that supports a skeptical read-
ing is that if the attainment or cognition of metaphysical truths is so real
and perfecting, why do both thinkers continually return to focus on con-
crete activities, and subsequently, highlight the difficulty in attaining per-
fection without proper and continual management of physical conditions?
Of course, by reading these two thinkers from a skeptical perspective,
and emphasizing their shared focus on the singular, I draw these two
thinkers rather close but so have recent scholars. In particular, Warren Zev
Harvey has provided a seminal reading of Spinoza as a Maimonidean.7
Shlomo Pines, the originator of the skeptical interpretation of Maimonides,
notes a close affinity between Maimonides and Spinoza: “[Spinoza] does
Maimonides the honour, rarely or never vouchsafed to him in modern
times, to disprove him […] [H]e is able to do this because he is prepared
to adopt some of the presuppositions of Maimonides. He also pays
[Maimonides] the, in a sense, greater compliment of adapting some of his
ideas.”8 Recently, Jeffrey Bernstein has argued that Leo Strauss did not see
Maimonides and Spinoza as radically opposed thinkers, but that for
Strauss, Spinoza carries Maimonidean premodern thought into the mod-
ern era, thereby making Spinoza, to a considerable extent, premodern (i.e.
Maimonidean).9
Despite these scholars’ works on the kinship between Maimonides
and Spinoza, many others dispute a deep similarity between Maimonides
and Spinoza. Chief among these critiques is Joshua Parens’ book,
Maimonides and Spinoza: Their Conflicting Views of Human Nature.10
Additionally, a common view is that Spinoza’s critique of Maimonides in
the Theological-Political Treatise reveals a profound rejection of
Maimonides’ philosophy, particularly Maimonides’ view of religion and
1 INTRODUCTION 5
Outline of Chapters
As this work is an examination of the idea of the singular in various topics
addressed by Maimonides and Spinoza, chapters may seem to be indepen-
dent of one another. However, I have tried to unify the connection of
topics as much as possible by building on and referencing different chap-
ters throughout, so as to show the richness and explanatory power of the
concept of the singular. Below is an outline of what to expect and how
chapters may be unified.
Second chapter: This chapter demonstrates how for Maimonides and
Spinoza, perfect knowledge can neither be captured solely by rational nor
imaginative means; examining how both eschew the reduction to either
reveals a conceptual space in which the notion of the singular inhabits.
Distilling how the singular operates to perfect both rational and imagina-
tive activities shows how intellectual perfection must be unique and involve
concrete conditions, including ethical-political conditions.
Third chapter: The political philosophies of both thinkers show exem-
plary expressions of why ethical-political conditions are needed to gener-
ate (singular) perfection and that reason alone is unable to secure
perfection. Nevertheless, if properly instituted and induced by social con-
ditions, reason is required to achieve individual and social perfection; rea-
son must be concurrent with social affects so that both can induce singular
perfection of individuals and society by properly structuring the concrete
desires of individuals. The concurrence of reason and political affects itself
shows that virtuous societies are also singular, in that they are incapable of
being reduced to mere imaginative associations or to indeterminate ratio-
nal precepts.
Fourth chapter: Focusing on Maimonides’ and Spinoza’s respective
epistemic methods reveals that rather than relying solely on the develop-
ment of abstract reasoning so as to develop individual perfection, both
philosophers develop therapeutic ethical-epistemic methods that seek to
induce singular occasions of understanding in the continual management
of one’s life. For both, method addresses and affects the concrete health
and living of each individual so that they generate and express from their
1 INTRODUCTION 7
Notes
1. The term “transformed” does not fully capture the sense of the change
because actual conditions are both passive and active so that under one
aspect they may be passive and under another they are active. As a result,
conditions rendered active and singular are not necessarily completed by
achieving some teleological final state separate from the very activity pres-
ent in immediate conditions. It would be inaccurate to say also that the
“transformation” is completely irreversible, since actual conditions can
revert to passive states so that in order to maintain an active and singular
expression requires much work, ruling of present conditions, and contin-
ual striving. Nevertheless, a transformation in some sense occurs when
one’s way of living resists reduction to passive representations and extrinsic
conditions that would extinguish or diminish one’s singular reality.
2. Although singular perfection is expressed through concrete conditions and
requires their realities from which to manifest itself, nevertheless, singular
expressions are not reduced to mere temporal moments (duration) and
imagistic representations of duration. The irreducible and unique quality
of singular expressions is immediate and irreducible to any common stan-
dards of judgment such as time, aggregate of parts, and so on.
3. Heidi Ravven argues that Maimonides and Spinoza are committed to
moral intellectualism in which one only seeks the cognition of universal
theoretical truths so as to perfect oneself. The attainment or cognition of
these universal theoretical truths transforms and can be the only source by
which to perfect the whole person. She discounts ethics and habits as sec-
ondary or trivial to the achievement of intellectual and human perfection.
See Ravven (2014, 142 and 151). Despite this, Ravven argues elsewhere
that Spinoza is not a rationalist and is committed to a materialist ethics in
which reason is deployed so as to educate and reform desire. Reason trans-
forms the material desires and activities so as to generate intellect and free-
dom. See Ravven (1990). I agree with the second analysis presented by
Ravven, but I will argue that ethical-political affects and critical epistemic
practices are required to manage and realize the limits of reason so as to
generate singular self-understanding.
4. See Pines (1979). See also Stern (2013).
5. Whereas Shlomo Pines argues that Maimonides supports primarily a bios
praktikos, or a political way of life, as the avenue to perfection and happi-
ness, diminishing the role of the intellectual life in attaining this, Josef
Stern argues that Maimonides still supports an intellectual life as a regula-
tive ideal (or “spiritual exercise”) that can guide one to express perfec-
tion—although, Stern does argue that concrete activities and care of self
must be included in the achievement of happiness. See Pines (1979, 100),
1 INTRODUCTION 9
and see Stern (2013, 7–8). My work attempts to bring these two positions
closer with an understanding of the singular. Singular perfection includes
both ethical-political actions and intellectual apprehension/activity.
Nevertheless, I would characterize my work ultimately as advocating for a
bios praktikos, since the issue of desire is central to human ethical-political
and intellectual perfection; desire and ignorance must be managed via eth-
ical-political affects so that one strives by reason and for intellect.
6. See Dobbs-Weinstein (1994). In this article, Dobbs-Weinstein explains
how both Maimonides and Spinoza are acutely aware of the need to
address authority and ethical-epistemic practices so as to generate intel-
lectual perfection.
7. Harvey (1981).
8. Pines (1968, 3). See also Frankel (2014, 79). For an exposition on Shlomo
Pines’ connection of Maimonides to Spinoza, see Harvey (2012).
9. Bernstein (2015, 136–138). Bernstein notes that both seek contemplative
apprehension (i.e. immediately affective intuition or intellect) rather than
merely rational or imagistic knowledge. Ibid. (141–142).
10. Parens (2012).
11. See Frankel (2014).
12. For example, Heidi Ravven develops Etienne Balibar’s concept of tran-
sindividuality to argue that there is a singular dimension in Spinoza’s rela-
tional autonomy where individual and society merge but so as to generate
unique individual actions and intellectual self-understanding not polluted
by extrinsic pursuits and modes of perception. Ravven also suggests a con-
nection between Spinoza’s relational autonomy and Maimonides’ political
philosophy. See Ravven (2019). I agree generally with Ravven’s analysis
that singular self-understanding derives from one’s relation to one’s con-
crete environment, but in this work, I examine how those concrete foun-
dations induce and inform virtue and intellect. This may be something that
Ravven would reject given her position that Maimonides and Spinoza are
committed to moral intellectualism.
Concerning Maimonides, Idit Dobbs-Weinstein has developed the con-
cept of providential participation to explain how there are singular
“moments” of perfection in a way “separate” from but informed by prior
material conditioning/activity. See Dobbs-Weinstein (1995, 181).
Bibliography
Bernstein, Jeffrey A. 2015. Leo Strauss on the Borders of Judaism, Philosophy, and
History. Albany: SUNY Press.
Dobbs-Weinstein, Idit. 1994. Maimonidean Aspects in Spinoza’s Thought.
Graduate Faculty Philosophy Journal 17: 153–174.
10 N. L. WHITMAN
———. 1995. Maimonides and St. Thomas on the Limits of Reason. Albany:
SUNY Press.
Frankel, Steven. 2014. Spinoza’s Rejection of Maimonideanism. In Spinoza and
Medieval Jewish Philosophy, ed. Steven Nadler, 79–95. Cambridge: Cambridge
University Press.
Harvey, Warren Zev. 1981. A Portrait of Spinoza as a Maimonidean. Journal of the
History of Philosophy 19 (2): 151–172.
———. 2012. Shlomo Pines on Maimonides, Spinoza, and Kant. Journal of Jewish
Thought and Philosophy 20 (2): 173–182.
Parens, Joshua. 2012. Maimonides and Spinoza: Their Conflicting Views of Human
Nature. Chicago: University of Chicago Press.
Pines, Shlomo. 1968. Spinoza’s Tractatus Theologico-Politicus, Maimonides, and
Kant. Scripta Hierosolymitana 20: 3–54.
———. 1979. Limitations of Human Knowledge According to al-Farabi, Ibn
Bajja, and Maimonides. In Studies in Medieval Jewish History and Literature,
ed. I. Twersky, 82–109. Cambridge: Harvard University Press.
Ravven, Heidi M. 1990. Spinoza’s Materialist Ethics: The Education of Desire.
International Studies in Philosophy 22 (3): 59–78.
———. 2014. Moral Agency without Free Will: Naturalizing of Moral Psychology
in a Maimonidean Key. In Spinoza and Medieval Jewish Philosophy, ed. Steven
Nadler, 128–151. Cambridge: Cambridge University Press.
———. 2019. Spinoza’s Path from Imaginative Transindividuality to Intuitive
Relational Autonomy: From Fusion, Confusion, and Fragmentation to Moral
Integrity. In Spinoza and Relational Autonomy: Being with Others, ed. Aurelia
Armstrong, Keith Green, and Andrea Sangiacomo, 98–114. Edinburgh:
Edinburgh University Press.
Stern, Josef. 2013. The Matter and Form of Maimonides’ Guide. Cambridge:
Harvard University Press.
CHAPTER 2
[…] [The] proprium of man only [is] the rational faculty—I mean the intel-
lect, which is the hylic intellect[.] […] None of the individual animals
requires for its continued existence reflection, perspicacity, and governance
of conduct.10
[…] The rational faculty is a faculty subsisting in a body and is not separable
from it, whereas God, may He be exalted, is not a faculty subsisting in the
body of the world […] For the governance and the providence of Him, may
He be exalted, accompany the world as a whole in such a way that the man-
ner and true reality of his accompaniment are hidden from us; the faculties
of human beings are inadequate to understand this.11
For Maimonides, the rational faculty is neither able to address the medi-
ated causes fully nor manifest how divine providence directly determines
and orders the unique conditions in which an individual is embodied. The
2 PROPHECY AND INTUITION: SINGULAR KNOWLEDGE IN MAIMONIDES’… 15
Now as the nature of the human species requires that there be those differ-
ences among individuals belonging to it and as, in addition, association is
necessary for this nature, it is by no means possible that this association
should be accomplished except—and this is necessarily so—through a ruler
who gauges that actions of the individuals, perfecting that which is deficient
and reducing that which is excessive, and who lays down actions and moral
habits for all of them to practice always in the same way, until the natural
diversity is hidden through the multiple points of conventional accord, and
so that society becomes well-ordered. Therefore, I say that the Law, although
it is not natural, has a basis in what is natural. It was a part of the wisdom of
the deity with regard to the continuance of this species, that He put it into
its nature […] that individuals belonging to it should have the faculty of
ruling. Among them there is one to whom that governance has been
revealed by prophecy directly; he is the prophet or the one who lays down
the nomos.12
For the intellect divides the composite things and differentiates their parts
and makes abstractions of them […] It is by means of the intellect that the
16 N. L. WHITMAN
The nature and true reality of matter are such that it never ceases to be
joined to privation; hence no form remains constantly in it […] Solomon said
in his wisdom […] likening matter to a married harlot[.]15
Only an individual capable of bridging the gap between the two realms
can address the necessity of particulars neither as errant matter nor as mere
instantiations of universals.
For Maimonides, the prophet has the unique ability (through prophetic
knowledge) to bridge the immediate and divine (i.e. simple divine unity)
and concrete particulars without diminishing the relevance of either for
explaining the necessity of particular events.
For the very emanation that flowed to the imaginative power [or faculty] (so
as to render it perfect so that its act brings about its giving information as to
what will happen and its apprehending of matters as though they had been
perceived by the senses and had reached this imaginative faculty from the
senses) also perfects the act of the rational power [or faculty], so that its acts
bring about its knowing things that are true; and it achieves this apprehen-
sion as if it had apprehended it by starting from theoretical premises. […] It
is even more fitting that this pertain to the rational faculty. For the active
intellect truly emanates only to it [that is, to the rational faculty], and that is
what brings it into actuality. It is from the rational faculty that the emanation
comes to the imaginative faculty. How then could the perfection of the
imaginative faculty reach this measure [that is] the apprehension of what has
not reached it from the senses, without the rational faculty being affected in
a similar way [that is] apprehending without having apprehended by way of
premises, inference, and reflection?17
and images can be overcome to produce agreement and order. The imme-
diate reception of divine knowledge perfects the mediated faculty of the
prophet (i.e. his imagination) without a requirement to remove doubt
associated with sensible particulars.
Nevertheless, with his account, Maimonides seems to generate a new
problem: how are we to distinguish the perfect knowledge and virtuous
imagination of a prophet from the imaginings and ravings of one claiming
divine knowledge and insight? Maimonides responds:
I have stipulated […] “the true prophets,” in order not to involve myself
with people […] who are utterly devoid of rational [notions] and knowl-
edge, but have mere imaginings and thoughts. Perhaps they […] are merely
opinions that they once had had and of which traces have remained impressed
upon their imaginings together with everything else that is in their imagina-
tive faculty. But after they voided and annulled many of their imaginings, the
traces of these opinions remained alone and reappeared to them; and they
thought them to be something that had unexpectedly occurred to them and
something that had come from outside. According to me, they are compa-
rable to a man who had with him in his house thousands of individual ani-
mals. Then all of them except one individual, which was one of those that
were there, went out of that house. When the man remained alone with that
individual, he thought that it had just now come to his house […] This is
one of the positions that are sophistical and destructive. How many among
those who have aspired to obtain discernment have perished through this!
[…] Therefore one ought not to pay attention to one whose rational faculty
has not become perfect and who has not attained utmost theoretical perfec-
tion. For only one who achieves theoretical perfection is able to apprehend
other objects of knowledge when the divine intellect emanates to him. It is
he who is truly a prophet.18
Central to Maimonides’ response is that images that are merely traces indi-
cating extrinsic and inaccessible causes do not manifest the potentially
intrinsic aspect of the imaginative power. Instead, they deceptively indicate
intrinsic power by seeming to be spontaneous manifestations when in fact
they generate great confusion and express the greatest weakness of the
imagination, enslavement to extrinsic causes that do not have contrary
images to resist and void errant movements based on them. Although
these spontaneous images appear to manifest an intrinsic, self-generating
truth, since they are material images that by definition may be eradicated,
their tenuous status can entail an exclusion of and by of other images. The
2 PROPHECY AND INTUITION: SINGULAR KNOWLEDGE IN MAIMONIDES’… 19
It behooves rather to educate the young and to give firmness to the deficient
in capacity according to the measure of their apprehension. […] [T]hese
true opinions [of religion] were not hidden, enclosed in riddles, and treated
by all men of knowledge with all sorts of artifice through which they could
teach them without expounding them explicitly, because of something bad
being hidden in them, or because they undermine the foundations of Law,
as is thought by ignorant people who deem that they have attained a rank
suitable for speculation. Rather have they been hidden because at the outset
the intellect is incapable of receiving them; only flashes of them are made to
appear so that the perfect man should know them.20
20 N. L. WHITMAN
This is what the Sages intended to signify by their dictum, Whoever considers
four things, and so on, completing the dictum by saying, He who does not have
regard for the honor of his Creator; whereby they indicated what we have
already made clear: namely, that man should not press forward to engage in
speculative study of corrupt imaginings.22
Pressing forward with corrupt imaginings as the basis for inquiry subjects
the unique nature of God’s necessity to the determinate ends and improper
desires of finite individuals. As Maimonides notes, the honor of the creator
must be respected and used as a rhetorical device to limit improper actions.
Nonetheless, natural or discursive reason does not then have free reign
or an unlimited scope of application to determine divine order or provi-
dence. Discursive reason and rational certainty cannot provide a universal
method to generate intellect and achieve prophetic wisdom.23 For
Maimonides, reason must restrain its propensity to project an object of
knowledge, which really for Maimonides expresses an imagined external
source. Furthermore, attaining this imagined end or ultimate source of
wisdom in fact would not only occlude or extinguish intellect but also
pervert the individual’s appetitive faculty, much to his or her demise.
If, on the other hand, you aspire to apprehend things that are beyond your
apprehension; of if you hasten to pronounce false, assertions the contradic-
tories of which have not been demonstrated or that are possible, though
very remotely so […] you will not only not be perfect, but will be the most
deficient among the deficient; and it shall so fall out that you will be over-
come by imaginings and by an inclination toward things defective, evil, and
2 PROPHECY AND INTUITION: SINGULAR KNOWLEDGE IN MAIMONIDES’… 21
wicked—this resulting from the intellect’s being preoccupied and its light’s
being extinguished.24
When points appearing as dubious occur to him or the thing he seeks does
not seem to him to be demonstrated, he should not deny and reject it, has-
tening to pronounce it false, but rather should persevere and thereby have
regard for the honor of his Creator. He should refrain and hold back. This
matter has already become clear. The intention of these texts set down by
the prophets and the Sages […] is not, however, wholly to close the gate of
speculation and to deprive the intellect of the apprehension of things that it
is possible to apprehend—as is thought by the ignorant and neglectful, who
are pleased to regard their own deficiency and stupidity as perfection and
wisdom, and the perfection and the knowledge of others as a deficiency and
a defection from Law, and who thus regard darkness as light and light as
darkness. Their purpose, in its entirety, rather is to make it known that the
intellects of human beings have a limit at which they stop.25
Rather than being given immediate perfection and eternal truth at birth,
human beings must seek their perfection, which implies an appetitive
dimension. Desire for a power or source that would perfect oneself is
solely intellectual in the case of humans. This is demonstrated by the very
fact that knowledge is what humans ultimately seek or desire, and unlike
animals, sensation or imagination cannot satisfy our natures. Human
(intellectual) perfection is derived from the perfecting and the “prior”
eternal agency of the Agent Intellect with which human intellects may
conjoin or express.
Yet, the appetitive dimension to human knowing must be managed
carefully lest corruption, errancy, and prejudice overtake one’s mind. If
approached from an imaginative standard which is to be absolutely
acquired and possessed, a longing for divine truth leads to an unhealthy
and destructive attachment to truth whereas an appropriate attachment to
one’s source of perfection requires humility, self-effacement, and critical
self-reflection upon one’s rational abstractions and projections. A wise
individual must be aware that imagistic and externalized projections mas-
querading as divine truth to be possessed can easily intrude into one’s
rational pursuits. By being expressions of one’s concrete embodied desire
for personal perfection, these projections are very hard to emend with
general, abstract concepts. One’s perfection and desire is most dear to
each individual, and so he or she may closely cling to perceived intellectual
and divine opinions (“prophecy”) and vigorously defend them against any
other image.
An essential method to emend (rational) prejudices requires that an
individual must give up on their egotistic and imagistic knowledge so that
intellect may express true intrinsic power/truth. This is why Maimonides
advocates that each individual direct all his thoughts to God and love God
with all his heart.28 This aids in restraining rational or speculative preju-
dices from dominating and entails that thinking is not dispassionate to
one’s existence and Nature. One cannot be stoic and hope to achieve
2 PROPHECY AND INTUITION: SINGULAR KNOWLEDGE IN MAIMONIDES’… 23
Consider, therefore, you who are engaged in speculation, if you give the
preference to the quest for truth and cast aside passion, blind following of
authority, and obeisance to what you are accustomed to hold great. Your
soul should not be led into error by the circumstances of these men
engaged in speculation, neither by what has happened to them nor by
what has come from them. For they are like one who flees from torrid heat
into fire.30
Rather than following the authoritative dogma of others for the hope of
certainty, Maimonides ends Book I of the Guide of the Perplexed with an
ethical maxim to resist extrinsic sources as the basis for one’s own pro-
phetic knowledge or intellect. In fact, Maimonides’ ethical demand implies
that one may only achieve prophetic knowledge when his or her psyche is
ordered and restrained from extrinsic pursuits. As a result, prophetic and
ethical perfection are coordinated. Without one, the other cannot mani-
fest or express itself from properly restrained and internally ordered facul-
ties: a well-ordered and coordinated imagination and reason. Generating
this ordered relationship is divine excess. As Maimonides was fond of not-
ing, only one who first and foremost honors his or her creator will be able
to restrain his or her unethical, damaging, and errant passions which seek
improper acquisition of imaginative or discursive ends. Divine excess can-
not be reduced to imaginative opinions, errant experiences, or even
demonstrative certainty, which itself is a form of imaginative projection.
Instead, divine providence and excess expressed by prophetic perfection
only manifests itself when providence is used to check or block mimesis.
24 N. L. WHITMAN
[T]he fictitious, the false, and the other ideas have their origin in the imagi-
nation, i.e., in a certain sensation that are fortuitous, and (as it were) discon-
nected; since they do not arise from the very power of the mind, but from
external causes, as the body (whether waking or dreaming) receives various
motions. […] [I]t is something different from the intellect, and in which the
soul has the nature of something acted on. For […] it is something random,
by which the soul is acted on, and […] we are freed from it with the help of
the intellect.31
Although it may seem from the above passage that Spinoza advocates for
a purely rational truth, independent of experience, this is not so. Spinoza
stresses throughout his works that sensation and images are not removed
or annihilated by true or adequate ideas.32 Rather, adequate ideas provide
the means for the mind or soul to achieve intrinsic perfection and action
by restraining and transforming images into a rational, and possibly, intel-
lectual order.
And here, in order to begin to indicate what error is, I should like you to
note that the imaginations of the Mind, considered in themselves contain no
error, or that the Mind does not err from the fact that it imagines, but only
insofar as it is considered to lack an idea that excludes the existence of those
things that it imagines to be present to it. For if the Mind, while it imagined
nonexistent things as present to it, at the same time knew that those things
did not exist, it would, of course, attribute this power of imagining to a
virtue of its nature, not to a vice—especially if this faculty of imagining
depended on its own nature, i.e. […] if the Mind’s faculty of imagining
were free.33
[…] the affections of the human Body whose ideas present external bodies
as present to us, we shall call images of things, even if they do not reproduce
the figures of things. And when the Mind regards bodies in this way, we shall
say that it imagines.35
Spinoza’s language of “we shall call” and “regards … in this way” indi-
cates that imagination is merely a certain aspect of mind. The distinction
between mind and imagination is perspectival since both aspects represent
actual ways the mind involves and expresses Nature. As the body under-
goes affections which indicate external bodies as present so the mind
merely involves and expresses (i.e. regards) that condition under the aspect
of thought. As a potentially active aspect for mind and intellect, imagina-
tion, like for Maimonides, has a role to play for intellect.36
Mirroring Maimonides’ position, Spinoza argues that an unrestrained
imagination (or mind) which engages in discursive or mimetic errancy
undermines its own powers. Engaging in errant seeking or inquiry
26 N. L. WHITMAN
confuses the mind so that an intrinsic action of the intellect cannot express
itself. First, Spinoza notes that an imagination which assumes that its
images can supply a measure to reality not only undermines the order of
nature but also moves the individual to seek extrinsic means to achieve
perfection. In fact, this seeking is destructive to the very intrinsic power
and perfection that he or she desires. The movement to extrinsic sources
and, subsequently, the confusion produced that these sources will provide
a sufficient basis for perfection undermines the intellect’s intrinsic ability
to reflect on itself:
[…] [A]ll the notions by which ordinary people are accustomed to explain
nature are only modes of imagining, and do not indicate the nature of any-
thing, only the constitution of the imagination […] they have names, as if
they were of beings existing outside the imagination. […] For many are
accustomed to arguing […] if all things have followed from the necessity of
God’s most perfect nature, why are there so many imperfections in nature?
Why are things corrupt […] [T]hose who argue in this way are easily
2 PROPHECY AND INTUITION: SINGULAR KNOWLEDGE IN MAIMONIDES’… 27
[T]he same difference that exists between the essence of one thing and the
essence of another also exists between the actuality or existence of the one
thing and the actuality or existence of the other. […] Therefore, the more
generally existence is conceived, the more confusedly also it is conceived,
and the more easily it can be ascribed fictitiously to anything. Conversely,
the more particularly [singularly] it is conceived, then the more clearly it is
28 N. L. WHITMAN
understood, and the more difficult it is for us, [even] when we do not attend
to the order of Nature, to ascribe it fictitiously to anything other than the
thing itself.42
[…] From this we can see that above all it is necessary for us always to
deduce all our ideas from Physical things, or from the real beings, proceed-
ing, as far as possible, according to the series of causes, from one real being
to another real being, in such a way that we do not pass over to abstractions
and universals, neither inferring something real from them, nor inferring
them from something real. For to do so either interferes with the true prog-
ress of the intellect.44
For to conceive them [singular things] all at once is a task far beyond the
powers of the human intellect. But to understand one before the other, the
order must be sought, as we have said, not from their series of existing, nor
even from the eternal things. For there, by nature, all these things are
at once.45
2 PROPHECY AND INTUITION: SINGULAR KNOWLEDGE IN MAIMONIDES’… 29
Instead, as a part of Nature and God’s intellect, the human intellect must
proceed from one true and adequate idea to the next. For Spinoza, the
human intellect is produced, i.e. natura naturata, and, thus, is not abso-
lutely prior to affections, i.e. it is not natura naturans. As Spinoza notes:
“I think I have demonstrated clearly and evidently enough that the intel-
lect, though infinite, [refers] to natura naturata, not to natura natur-
ans.”46 Only God or Nature, i.e. natura naturans or naturing nature,
exists prior to its affections and is absolutely infinite: an infinity without
limit and an ultimate cause of every possible attribution. Attributions
(made by a mind or intellect) indicate that affections occur with and within
an intellectual mode and that attributions cannot present an unmediated
and absolutely prior cause. Therefore, attributions, definitions, or descrip-
tions show that a mind or intellect is historical.47 Throughout Letter 9,
Spinoza uses the term “description” interchangeably with the term “defi-
nition” to indicate that a concrete experience generates an intellectual
understanding of ideata or perceived objects.48 For Spinoza, a definition
as a human attribution does not reduce the defined object to extrinsic
referents or an absolute foundational truth.
[T]o explain by an example how one and the same thing can be designated
by two names […] I offer two: (i) I say that by Israel I understand the third
patriarch; I understand the same by Jacob, the name which was given him
because he had seized his brother’s heel[.]49
Next, the more the mind knows, the better it understands its own powers
and the order of Nature. The better the mind understands its own powers,
the more easily it can direct itself and propose rules to itself; the better it
understands the order of Nature, the more easily it can restrain itself from
useless pursuits. In these things, as we have said, the whole of the Method
consists.50
Similarly, Spinoza understands that mediated and practical tools and hab-
its are needed to structure an individual’s concrete conditions and percep-
tions so that intellect or perfection, as Spinoza notes, will easily manifest
itself.51 These tools provide means by which the mind does not weary itself
in useless pursuits or potentially excessive practices that lead to an unre-
strained imagination or dogmatism.
Examples of useless pursuits include the endeavors for riches, sensual plea-
sure, or honor among the so-called wise.
[T]o restrain the mind from confusing false, fictitious, and doubtful ideas
with true ones. It is my intention to explain this fully here, so as to engage
my Readers in the thought of a thing so necessary [God] […].54
Finding and using this kind of idea is the basis for Spinoza’s search to find
a “good, capable of communicating itself, and which alone would affect
the mind, all others being rejected.”55 Much like Maimonides, Spinoza’s
idea of God is neither an image to be mimetically appropriated by the
imagination nor a concept of discursive reason whereby one would reduce
Nature to a specific rational order. Instead, the idea of God expresses the
absolute necessity of Nature outside of human projections and reductions,
and thereby, it demands of the wise the recognition of the limits of imagi-
nation and reason. Similar to Maimonides’ demand to honor the creator,
Spinoza’s idea of God instills restraint so that one may be congruent with
Nature by expressing singular ideas which in turn are ordered by the laws
of Nature.
[W]e learned which is the best perception [God], by whose aid we can reach
our perfection [and] we learned which is the first path our mind must enter
on to begin well—which is to proceed in its investigation according to cer-
tain laws, taking as a standard a given true idea. If this is to be done prop-
erly, the Method must, first show how to distinguish a true idea from all
other perceptions[.]56
It may seem curious that the idea of God would be described as a percep-
tion, an affection to which the human mind is passive. Yet, this perception
implies that the human mind cannot have full control over Nature and
that the human mind has a limit. Instead, the idea of God places a demand
on (human) thinking so that one may express intrinsic actions or adequate,
active ideas in agreement with the necessity of Nature and that singular
human’s necessity within that active order.
32 N. L. WHITMAN
Much like Maimonides, Spinoza advocates for humility from the human
knower.57 God or Nature must be respected, and humility is an important
component to intellectual and ethical perfection. In a remarkable passage,
Spinoza seemingly agrees with Maimonides’ understanding of the true
prophet as someone able to use God to instill humility so that some in the
populace may achieve intellectual and ethical perfection.
Because men rarely live from the dictates of reason, these two affects,
Humility and Repentance, and in addition, Hope and Fear, bring more
advantage than disadvantage. […] If weak-minded men were all equally
proud, ashamed of nothing, and afraid of nothing, how could they be united
or restrained by any bonds? […] The mob is terrifying, if unafraid. So it is
no wonder that the Prophets, who considered the common advantage, not
that of the few, commended Humility, Repentance, and Reverence so
greatly. Really, those who are subject to these affects can be guided far more
easily than others, so that in the end they may live from the guidance of
reason, i.e., may be free and enjoy the life of the blessed.58
For Spinoza, instead, the ethical doctrine and virtuous society envisioned in
the Bible address only practice—yet a practice that, when adequately
reflected upon, is seen to conform implicitly to rational principles and also
2 PROPHECY AND INTUITION: SINGULAR KNOWLEDGE IN MAIMONIDES’… 33
[13] But since human weakness does not grasp that [eternal or divine] order
by its own thought, and meanwhile conceives a human nature much stronger
34 N. L. WHITMAN
and more enduring than his own, and at the same time sees that nothing
prevents his acquiring such a nature, he is spurred to seek means that will lead
him to such a perfection. Whatever can be a means to his attaining it is called
a true good; but the highest good is to arrive—together with other individuals
if possible—at the enjoyment of such a nature. What that nature is we shall
show in its proper place: that is the knowledge of the union that the mind
has with the whole of Nature. [14] This, then, is the end I aim at: to acquire
such a nature, and to strive that many acquire it with me. That is, it is part of
my happiness to take pains that many others may understand as I understand,
so that their intellect and desire agree entirely with my intellect and desire. To
do this it is necessary, first to understand as much of Nature as suffices for
acquiring such a nature; next, to form a society of the kind that is desirable,
so that as many as possible may attain it as easily and surely as possible.63
The initial lack of access to the intellectual order of God requires an extrin-
sic pursuit for knowledge. Yet, the highest good for humans—human per-
fection—is not individual contemplation. Instead, a social-political
engagement generates the highest intellectual good, and it is indispens-
able. In point of fact, as Spinoza states, mere knowledge of Nature is
subordinated to a political nature that will enable social-intellectual
engagement. Knowledge of Nature is beneficial insofar as it suffices to gen-
erate a social-political nature capable of producing individual and social
awareness and knowledge. Politics is essential for Spinoza’s concept of
perfection because human-shared perfection(s) requires continual nego-
tiations of singular interests. Distinct singular interests imply a diverse
polis not easily reduced to a simple political or natural identity. As a result,
a more perfect society is not guaranteed—it is a possibility, as Spinoza
notes—so it must be continually generated by virtuous and perfecting
actions. The agreement among individuals’ intellects and desires should
indicate tolerance and involvement of unique others in the attainment of
knowledge and social well-being. This at the same time entails individual
restraint, ethical virtue, and wisdom throughout the populace. Thus,
Spinoza should not be interpreted as advocating for a complete reduction
of others’ minds and pursuits to one’s own.
Etienne Balibar argues that Spinoza’s use of the Latin term convenien-
tia for political usefulness and accord requires knowledge of the singular
difference of other unique, individuals:
Title: L'Écrivain
Language: French
L’ÉCRIVAIN
PAR
PIERRE MILLE
A PARIS
Chez HACHETTE
HUITIÈME MILLE
LES CARACTÈRES DE CE TEMPS
CHAPITRE PREMIER
CONSULTATION
La mère de Pamphile est chez moi. Encore qu’elle ait pris son air
le plus sérieux, je lui dis qu’elle est charmante.
« Vous pouvez, dit-elle, vous dispenser de ces compliments,
adressés à une femme qui a un fils de vingt ans.
— Cela ne fait que quarante…
— Trente-huit ! corrige-t-elle précipitamment… Mais il s’agit bien
de ça ! C’est de mon fils, non pas de moi, que je viens vous parler.
— Pamphile a fait des bêtises ? Il veut en faire ?
— Non. Du moins, je ne crois pas : il prétend écrire.
— Écrire ? A qui ? A une dame ? Au Président de la République ?
— Ne feignez pas l’incompréhension. Il veut écrire. Devenir
écrivain, homme de lettres, enfin.
— Et vous, qu’est-ce que vous en pensez ? Et son père ?
— Cela ne nous déplaît pas… Mais à vous ?
— A moi non plus…
— C’est que vous avez toujours l’air de rire… On a bien tort de
vous demander conseil !
— Je ne ris pas, je souris. Je souris de satisfaction. J’admire
comme la bourgeoisie se réconcilie successivement avec toutes les
forces qui sortent d’elle, mais dont pourtant, durant bien longtemps,
elle s’est méfiée, qu’elle considérait comme en révolte ou en
dissidence. Ah ! tout est bien changé, depuis seulement la fin du
second Empire ! Au temps du second Empire jamais une famille
bourgeoise, ayant la prétention de se respecter, n’aurait donné à sa
fille un officier. On estimait que tous les officiers étaient « des piliers
de café ». Ils devaient rester célibataires, ou se marier dans des
familles militaires. La guerre de 1870 a changé cela. Tout le monde
étant obligé de servir, on a pris l’habitude de l’uniforme, il n’a plus
épouvanté.
« En second lieu la bourgeoisie s’est annexé les peintres. On
s’est aperçu que Cabrion pouvait se faire de confortables revenus.
Le prix de ses tableaux montait, il devenait un beau parti ; il a été
reçu dans les salons. Mais les poètes et les romanciers ont attendu
plus longtemps à la porte. Le poète, surtout, paraissait un animal
particulièrement inquiétant, une malédiction pour ses géniteurs.
Baudelaire écrivit là-dessus des vers magnifiques.
— En vérité ?
— En vérité. Je vous les lirai un autre jour…
« Trente ans au moins encore après que les peintres étaient
entrés, ou pouvaient entrer, pour peu que cela leur convînt, dans le
bercail bourgeois, les poètes, les romanciers, les journalistes ne
fréquentaient guère que le café, comme jadis les militaires. C’est au
café qu’a vécu la littérature, que s’est faite la littérature, jusqu’à la fin
du symbolisme. A cette heure elle l’a déserté. Elle a conquis sa
place dans le monde, elle en profite largement.
— Vous vous en plaignez ?
— Moi ? Non. J’estime même que ce n’est point uniquement par
considération, par respect des sommes qu’il est permis d’attendre de
leur profession — le métier de poète me semble condamné, sauf
exception, à demeurer peu lucratif — que le monde accueille les
écrivains. C’est d’abord pour s’en orner, pour s’excuser, par une
parure intellectuelle, d’autres ostracismes, et de la vénération qu’il
continue d’avoir pour l’argent. C’est aussi parce que la société
contemporaine, se sentant ou se croyant plus menacée
qu’auparavant dans ses assises organiques, éprouve le besoin de
s’appuyer sur tout ce qui peut, le cas échéant, lui prêter son
concours, tout ce qui a, en somme, la même origine qu’elle. Or, en
France, il ne saurait y avoir d’écrivains, et depuis longtemps en fait il
n’y en a presque pas, qui ne soient issus des classes supérieures ou
moyennes, ou bien qui n’aient, ce qui revient au même, bénéficié de
la formation intellectuelle réservée à ces classes : je veux dire celle
de l’Enseignement secondaire.
— Expliquez-vous plus clairement. Il y a dans ce que vous dites
tant de mots abstraits !…
— J’y vais tâcher. Je ne vous demande pas si Pamphile a été
reçu à son bachot. Ceci n’a aucune importance. Mais il a passé par
le lycée, n’est-ce pas ?
— Il sort de chez les Pères…
— C’est la même chose. On lui a appris mal le latin, pas du tout
le grec, et, quoi qu’on en dise, à peu près le français et
l’orthographe. Le français un peu mieux que l’orthographe et la
ponctuation pour lesquelles les jeunes générations, je ne sais
pourquoi, affectent un singulier mépris : mais on les exige de moins
en moins dans la carrière littéraire. Par surcroît, sans même qu’il
s’en soit douté, il s’est pénétré d’un ensemble de conceptions,
d’idées, de principes sur quoi repose notre art depuis quatre siècles,
et qui lui donne ses lois.
« Si Pamphile était le plus remarquable, même le plus génial des
primaires, je vous dirais : « S’il n’a le diable au corps, qu’il ne se
risque pas à devenir un écrivain. Notre langue est un outil
merveilleux, mais de formation classique, j’oserai presque dire
artificielle. Elle est une langue de société, une langue de gens du
monde, une langue de collège où les murs sont encore tout
imprégnés de latin, même quand on n’y enseigne plus le latin. Il n’en
est pas ainsi en Russie, en Allemagne et dans les pays anglo-
saxons. La littérature y est plus populaire et davantage le patrimoine
de tout le monde. Gorki a été débardeur et cuisinier. Vingt
romanciers américains ont fait leur éducation à l’école primaire, dans
la rue et à l’atelier. Chez nous un Murger ou un Pierre Hamp
resteront des exceptions… » Mais Pamphile a usé ses culottes sur
les bancs d’un lycée : par une sorte de grâce d’état — je vous
assure que je parle sérieusement — cela suffit. S’il a quelque chose
dans le ventre il pourra le sortir sans trop de peine.
— Je vous remercie.
— Il n’y a pas de quoi… Et, dites-moi, ce jeune homme a-t-il des
dispositions ?
— C’est-à-dire qu’il n’est bon à rien. J’entends à rien autre. Il
ferait ça avec un peu plus de goût, comprenez-vous ? Ou plutôt
moins de dégoût.
— On ne saurait mieux définir la vocation. Nos pères ont proféré
des choses excessives sur la vocation, et le terme même, je le
reconnais, y engage. Il suggère un appel irrésistible et secret, un
démon furieux, un dieu sublime, ailé, qui vous emporte… que sais-je
encore ! La vérité est que la vocation est un autre nom pour le
principe du moindre effort qui régit de l’univers entier jusqu’aux
plantes, jusqu’aux minéraux. La vocation consiste à faire ce qui vous
donne le moins de mal, qui vous est le moins désagréable. Toutefois
l’on peut admettre qu’elle se confond, dans certains cas, avec
l’instinct du jeu, c’est-à-dire la recherche d’un plaisir qu’on se donne
gratuitement. Un philosophe distingué, au début du siècle dernier,
était conducteur d’omnibus pour gagner sa vie, et faisait de la
philosophie pour se reposer. Mais ce sont là des exceptions. Le
principe du moindre effort, la recherche de ce qui vous est le plus
facile, suffit. Pamphile préfère écrire à tricoter des bas, ou à
l’administration des contributions indirectes : il n’y a pas autre chose
à lui demander.
— Mais croyez-vous qu’il réussira ?
— Je ne dis pas cela. Cette profession d’écrivain est l’une de
celles — il y en a d’autres, quand ce ne serait que le commerce et
l’industrie — où nul avancement ne se peut prévoir à l’ancienneté,
où il n’y a pas de retraite. Tant pis pour lui s’il échoue. Il doit le
prévoir et s’y résigner.
« Et il peut rester en route parce qu’il sera trop personnel, ou bien
au contraire trop banal. S’il est trop personnel, qu’il se contente de
l’estime d’un petit nombre. Il la trouvera toujours. Cela ne fera pas
bouillir sa marmite, mais ceci est une autre affaire. S’il est seulement
« ordinaire », son sort ne sera pas trop misérable dans la société
contemporaine. Le journalisme, et même la littérature courante,
exigent un personnel de plus en plus considérable. Il a des chances
de se faire une petite carrière, un petit nom.
— Mais que doit-il écrire, pour commencer, comment publier ?
— Ah ! ça, par exemple, je n’en sais rien. C’est un des mystères
les plus insondables de la profession et le secret est pratiquement
incommunicable… Du reste, envoyez-moi le candidat… »
CHAPITRE II
L’AMATEUR