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OUP CORRECTED PROOF – FINAL, 27/12/2021, SPi
Everyday Metaphysical
Explanation
KRISTIE MILLER AND JAMES NORTON
1
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Great Clarendon Street, Oxford, OX2 6DP,
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DOI: 10.1093/oso/9780198857303.001.0001
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OUP CORRECTED PROOF – FINAL, 27/12/2021, SPi
Contents
Acknowledgements ix
Introduction 1
1. Metaphysical Explanation 16
1.1 Introducing Metaphysical Explanation 16
1.2 What are Metaphysical Explanations? 22
1.3 Aspects of Everyday Metaphysical Explanation 24
1.3.1 The Worldly-Structure Aspect 25
1.3.2 The Psychological Aspect 30
1.4 Truth-Conditions, Worldly Structure, and Psychology 30
1.5 Propositions 38
1.6 What’s Next? 42
2. Desiderata for an Account of Everyday Metaphysical Explanation 43
2.1 Four Desiderata 43
2.2 Explain Practices 46
2.3 Correct Truth-Conditions 50
2.3.1 Evidence that Truth-Conditions Are Correct 51
2.4 Epistemic Tractability 62
2.5 Phenomenon-Posit Link 63
2.6 Motivating the Need for Empirical Research 63
2.7 What’s Next? 64
3. Empirical Evidence about Judgements about Causal and
Metaphysical Explanation 66
3.1 Formulating Hypotheses about Everyday Metaphysical Explanation 67
3.2 The Studies 75
3.2.1 Context-Sensitivity, Subjectivity, and Agent-Relativity 77
3.2.2 Context and the Direction of Explanation 83
3.2.3 Context, Asymmetry, and Disagreement Part I 93
3.2.4 Context, Asymmetry, and Disagreement Part II 99
3.3 Which Patterns and Practices Need Accommodation? 102
3.4 What’s Next? 109
4. Grounding-Based Accounts of Everyday Metaphysical Explanation 110
4.1 Grounding 111
4.2 Two Grounding-Based Accounts 111
4.3 Evaluating Strong and Weak Grounding-Based Accounts 114
4.3.1 Correct Truth-Conditions 115
4.3.2 Explain Practices 121
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Acknowledgements
Lots of people have facilitated the completion of this book. First, we want to thank
our families, Gina and Reuben Norton, and David Braddon-Mitchell and Annie
and Freddie Braddon-Miller, all of whom have lived with this book, in one way or
another, for some time now. Watching someone sitting at a small silver box is not
very exciting, nor are missed weekends and evenings. Your support, patience, and
encouragement are greatly appreciated.
Second, we want to thank Andrew Latham, without whom chapter 3 of this
book would not have been possible. He was a vital member of the team who
designed and ran the studies.
Third, we want to thank the many people who gave us feedback on chapters of
the book. These include, in no particular order: David Braddon-Mitchell, Finnur
Dellsén, Andrew Latham, Michael Duncan, Patrick Dawson, Nathaniel Gan,
Naoyuki Kajimoto, Rory Torrens, Sam Baron, Jonathan Tallant, David Ingram,
Insa Lawler, Alastair Wilson, Mike Raven, Jordan Lee-tory, Lei Wang, and Hasti
Saeedi. Thanks also to Peter Momtchiloff for his encouragement and support of
this project, and to two anonymous readers for Oxford University Press for their
extensive and insightful feedback.
Kristie’s research is funded by the Australian Research Council (grants
FT170100262 and DP18010010). James’ research is funded by the Icelandic
Centre for Research (grant 195617-051).
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Introduction
Many areas of philosophy are in the business of explaining things, and hence of
explaining some things in terms of other things. Sometimes we are explaining the
way things are at one time, by appealing to the way things are at some other time,
and sometimes we are explaining the way things are at one time, in terms of some
other way they are that same time, and sometimes we are explaining one way
things are, atemporally, in terms of some other way they are, temporally or
atemporally. Often, when we are explaining the way things are at one time, by
appealing to the way things are at some other time, we are engaging in causal
explanation: we are explaining the way things are a later time—the effect—in
terms of some earlier cause. When we explain why Usain Bolt runs so fast, by
appealing (amongst other things) to his countless hours of training, we are
providing a causal explanation.
Not all explanations, however, are causal explanations. In general, explaining
the way things are at one time, in terms of some other way they are that same time,
or explaining the way things are, atemporally, in terms of some other way they are,
temporally or atemporally, is not a matter of providing a causal explanation.
Unsurprisingly, it’s controversial exactly which putative explanations are genuine
explanations, and controversial, amongst the genuine explanations (henceforth we
just call these explanations), which are truly non-causal. But various philosophers
have supposed that at least some of the following count as non-causal explan-
ations: our explaining that someone is in a particular mental state (like pleasure)
by appealing to their being in a certain brain state; or that the flag is red, because it
is maroon, or that Annie is a dog because she’s a labradoodle,¹ or that some action
is right because it maximises utility, or that a society is a just society because of the
way it arranges its institutions. Indeed, perhaps sometimes when we explain the
way things are at one time in terms of how they are at some other time, we are
nonetheless providing non-causal explanations. Arguably, when we explain that
some particular building is a church, because of some earlier event of
¹ Annie and Freddie are Kristie’s labradoodles. (They are also David’s Labradoodles. Thanks to
David Braddon-Mitchell for feedback on this issue.) There are pictures of Annie and Freddie in the
front matter to this book. That Freddie is a cream labradoodle and Annie is a black labradoodle are
important things to keep in mind while reading on. For the purposes of this book we will assume that
Annie and Freddie have some quite sophisticated cognitive capacities, and can ask and answer some
quite demanding explanatory questions. If it helps, you can think of them as small humans in fluffy
coats.
Everyday Metaphysical Explanation. Kristie Miller & James Norton, Oxford University Press.
© Kristie Miller & James Norton 2022. DOI: 10.1093/oso/9780198857303.003.0001
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then, are ones on which in order to account for metaphysical explanation we need
to appeal to, inter alia, psychological states of subjects. However, this aspect has
received little attention. Indeed, almost all theorising about the phenomenon has
focussed on the development of worldly-structure accounts. There is thus much
work to be done articulating the psychological aspect of metaphysical explanation.
For instance, one might think that whether there is a metaphysical explanation
present will depend on what sort of question we are attempting to answer. For
instance, if Annie asks ‘why is the flower red?’ there are several sorts of why-
questions to which she might be seeking an answer, some of which are not well
answered by someone telling her that it is maroon. Instead, she might be asking
for an evolutionary explanation of why the flower is red, or a biological account of
how it is that the plant produces red flowers, or whether Uncle Andrew painted
the flower red, or asking for something else again.
So there is reason to think that which question one is attempting to answer is
going to partially determine whether the answer one gives is any kind of explan-
ation at all, and also, whether it is a metaphysical explanation. So for instance, one
might think that if Annie asks why the ball is orange and blue (it’s a chuckit) and
Freddie responds by telling her that the grass is green because the grass contains
chlorophyll, that this is not a metaphysical explanation for Annie, since it com-
pletely fails to answer the question she was asking. Freddie’s response was entirely
insensitive to Annie’s explanatory goals. We will call this element of metaphysical
explanation the goal-directed element.
One might also think that whether or not there is a metaphysical explanation
present for a subject is going to depend on broader features of the psychological
state of the subject, and not just her current goals. Perhaps, for instance, there’s a
perfectly good explanation to be had of why Freddie ate a burrito for lunch, by
citing the initial conditions of the universe and the laws of nature. But even if there
is, if you explain to Freddie his choice of lunch by reference to those initial
conditions and the laws of nature, he will most likely tell you that it is no
explanation, or, at best, is an exceedingly poor one. Moreover, Freddie might
insist that the problem with the candidate explanation is not that it is insensitive to
his explanatory goals—he wanted to learn about the cause(s) of his culinary
choice—but that it was insensitive some other relevant psychological states. To
know whether a candidate explanation counts as an explanation for a subject, we
need to know something about their psychological states. We need to know,
perhaps, whether the candidate explanation is in any way illuminating for the
subject in question. Does it seem to her as though one thing explains the other?
Does she understand one thing in terms of the other? Does it seem to her that she
has gained some new capacity to engage with, or intervene in, the world? We will
call this element of the phenomenon the concordance element.
To see how these two elements come apart, suppose that Annie’s goal is to work
out why the ocean trout is on the top of the high bench. Freddie explains to Annie
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that it is located there because the humans do not wish her to eat it. Freddie has, it
would seem, provided the right sort of information, given Annie’s why-question.
But Annie just does not understand how it could be that the humans do not want
her to eat the salmon, and so although her why-question is answered, there is no
concordance: for she does not understand the response, and cannot integrate it
into her wider framework for understanding the world.
Although fairly little has been said about either the goal-directed or the con-
cordance elements of metaphysical explanation, Thompson (2019) has recently
presented a view on which metaphysical explanations are answers to a certain
kind of why-question: a what-makes-it-the-case-that question. This account is
inspired by Van Fraassen’s (1980) pragmatic account of scientific explanation.
Van Fraassen notes that explanatory judgements are highly sensitive to which
contrast class is identified. Explaining why Freddie ate the sandwich (rather than
the muffin) is quite different from explaining why Freddie (rather than Annie) ate
the sandwich, and indeed, why Freddie ate the sandwich (rather than using it as a
rather ineffective hat). According to Thompson, whether an answer to a why-
question counts as a candidate metaphysical explanation depends on the back-
ground beliefs, theoretical commitments, explanatory goals, etc., of the question-
asker. In particular, for that subject the answer must be reasonable, proportionate,
intelligible, and relevant. For the candidate metaphysical explanation to, in add-
ition, be correct, the metaphysical explanation must report the obtaining of some
worldly structure.
Very roughly, we can characterise Thompson’s view as one on which meta-
physical explanations are correct answers to a certain kind of why-question. In
turn, an answer to a why-question is correct, just in case (i) the relevant worldly
structure obtains and (ii) the answer is an answer to the relevant question—it is
sensitive to the explanatory goals of the question-asker and (iii) the answer is
intelligible. (ii) maps on to our talk of goal-directed element of metaphysical
explanation, and (iii) maps on to our talk of the concordance element of meta-
physical explanation. While we have taken these to be elements of the psycho-
logical aspect of metaphysical explanation, Thompson talks of both (ii) and (iii) as
epistemic elements of the phenomenon, arguing that on her view “whether
something counts as an explanation or not plausibly depends (in part) on who
that explanation is for. In this sense, explanation is an epistemic phenomenon”
(2019:103). Here, we think she has in mind a broad sense of ‘epistemic’, according
to which an element of metaphysical explanation is epistemic just in case it is
connected to our goals and cognitive capacities.
In this book we will largely set to the side the goal-directed element of
metaphysical explanation. In doing so we assume that whether something counts
as a metaphysical explanation for a subject does not depend on whether or not it
answers any particular why-questions the subject has in mind (assuming they had
any in mind). So suppose, for instance, that Freddie is wondering why the door is
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red, and that Freddie asks Annie, and she responds by telling Freddie that torture
is wrong because torture fails to maximise utility. Let’s suppose that Freddie has
the appropriate sorts of psychological states that concordance requires—he under-
stands (let’s suppose that’s what matters) what torture is, that it causes pain, and
hence fails to maximise utility, and he understands the connection between the
two. As we will ultimately put it, Freddie understands one fact (that torture is
wrong) in terms of the other (that torture fails to maximise utility) by representing
those facts, and representing there to obtain a certain connection between them.
So, on our view, this candidate metaphysical explanation meets the concordance
element of metaphysical explanation for Freddie. Then we will say that what
Annie said is a metaphysical explanation for Freddie (holding fixed that there is
some worldly relationship between torture’s being wrong and its causing pain, if
this is required). We will say this even though, quite clearly, what Annie said is not
an appropriate response to Freddie’s question.
We will suppose that the goal-directed element of metaphysical explanation is
best accommodated by appealing to questions about acts of metaphysical explan-
ation (more on this in chapter 1), and that it is only the concordance element that
need be accommodated by an account of metaphysical explanation itself. As a
result, we must allow that even once we have determined what metaphysically
explains what for a subject—where this may or may not have a psychological
aspect—there is the further question of which explanation is appropriate to offer
her, given her goals, in response to a particular explanation-seeking why-question.
Determining which utterance of a metaphysical explanation is appropriate, and
thus an act of metaphysical explanation, is something that will plausibly depend
on the psychological or epistemic characteristics of the explanation-seeking sub-
ject, as these are related to their particular explanation-seeking behaviour.
Developing an account that shows why Annie’s response to Freddie is, while a
metaphysical explanation, not appropriate and thus not an act of metaphysical
explanation, is not something we will attempt; for our focus is on questions about
the psychological aspect of metaphysical explanation itself, not acts thereof.
Quite generally though, it seems right to think that a particular utterance will
count as an act of metaphysical explanation just in case there is a metaphysical
explanation present for the subject and the utterance is appropriate: it answers
the why-question to which the subject wants an answer. If that is roughly right,
then we can be thought of as providing the beginnings of an account of when
something counts as an act of metaphysical explanation: namely, the conditions
under which the proposition uttered is a metaphysical explanation. We leave it to
others to fill in the remaining details about when uttering such a proposition is
appropriate.
Henceforth, then, when we talk about the psychological aspect of metaphysical
explanation, it is only the concordance element of metaphysical explanation that
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explains what, and to be those things (whatever they are) around which we
organise our various practices of asking for, and offering, metaphysical
explanations.
This leaves open that we could make various discoveries about this phenom-
enon. If it turns out that the thing we are tracking with our collective judgements
involves the world’s having a certain kind of structure, then it will turn out, for us,
that everyday metaphysical explanation involves the world’s having that kind of
worldly structure. If it turns out that the thing we are tracking by our collective
judgements involves subjects having certain kinds of psychological states, then it
will turn out, for us, that everyday metaphysical explanation involves subjects
having those psychological states.
By contrast to everyday metaphysical explanation, the philosophical notion of
metaphysical explanation is a specialised notion; it is a notion that philosophers
developed, and are continuing to develop, to do certain sorts of useful theoretical
work within philosophy.
What is the connection between everyday and philosophical metaphysical
explanation? There are three broad views one might take on this matter.
According to the Identity Approach, the philosophical notion is identical with
the everyday notion. So on this view, there is a single notion that is to be
articulated, and which philosophers are attempting to articulate. According to
the Philosophical Explication Approach, in theorising about philosophical meta-
physical explanation we are articulating a notion that is at the very least continu-
ous with that of the everyday notion, and which may be an appropriately ‘tidied-
up’, precisified, and consistent version of the everyday notion. Finally, according
to the Theoretical Utility Approach, in theorising about philosophical metaphys-
ical explanation we are theorising about a specialised theoretical notion that will
do certain work for us in our philosophical theorising. We are, in a sense,
engineering a notion of metaphysical explanation, which may bear little or no
connection to the everyday notion.
We think that many, and perhaps most, philosophers working in this area
probably tacitly endorse something like the Philosophical Explication Approach.
To be sure, they want the philosophical notion of metaphysical explanation to do
certain work for them (as per the Theoretical Utility Approach) but they hold that
the notion that does that work is one that is an extension of, or an explication of,
the everyday notion.
Indeed, some philosophers working on metaphysical explanation have expli-
citly stated that they take themselves to be theorising about a commonly used
notion of explanation that is not uniquely philosophical. For instance, seminal
work by Schaffer (2009:375) makes the case that this kind of explanation is “a
natural and intuitive notion, for which there exist clear examples, and clear formal
constraints”. He mentions that when his first-year students first encounter the
phenomenon in the philosophy classroom, they are already familiar with it.
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² We omit the word ‘complete’ for concision. In what follows, when we talk of accounts of everyday
metaphysical explanation, we intend these to be complete accounts unless we specify otherwise.
³ Some readers will bemoan the lack of ‘to’ after ‘ought’ in this sentence and others like it throughout
the book. We want to flag here that our preferred use is perfectly grammatical, if a little antiquated.
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Our current aim however, is narrower than this. We won’t provide an account
of how we know what metaphysically explains what, because we don’t want to take
a stand on what conditions need to obtain for knowledge to obtain. Instead, we
limit ourselves to the project of what we might think of as the beginnings of an
epistemology: a psychological account of how it is that we come to make judge-
ments about what metaphysically explains what, and, as part of that, an account of
how we come to track those features of the world that must obtain if such an
explanation is to obtain. In particular, we aim to offer an account of how we
reliably come to track the relevant features of the world: something that we take to
be necessary, but perhaps insufficient, for providing an epistemology of everyday
metaphysical explanation.
We will suggest that the best way to frame a psychological account of everyday
metaphysical explanation is in terms of the following schema (PA).
There is a lot going on in PA, and we will say a little to unpack its various aspects
here. Doing so will help pre-empt the structure of the book, much of which is
devoted to spelling out PA in detail.
Firstly, as we discuss in chapter 1, in this book we will suppose that everyday
metaphysical explanations are true propositions of the form ⌜x because y⌝. Then
propositions of that form are ones in which a proposition is to be substituted for
⌜x⌝ in the schema, and a proposition is to be substituted for ⌜y⌝ in the schema.
When we want to discuss a (potentially distinct) philosophical use of because that
captures philosophical metaphysical explanation, we will talk of ⌜x becauseS y⌝,
where the subscripted S denotes that it’s a specialised kind of because.
Importantly, PA tells us that propositions of that form are true (or not) at
contexts of explanation rather than simply true or false simpliciter. As well as
further explicating the notion of everyday metaphysical explanation, chapter 1
takes up the task of making clear what it is for a proposition to be true at a context
of explanation. For now, we can just think of PA as saying that a proposition of
that form is always true or false relative to a particular subject.
⁴ We use corner quotes to flag that ⌜x because y⌝ is a kind of sentence, rather than a specific
sentence.
⁵ <w, t, s> specifies a world, time, and subject.
⁶ We use square brackets to pick out facts. So ‘[y]’ should be read as ‘the fact that y’. We will have
more to say about facts later in the book.
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The rest of the book takes on the task of showing that a psychological account
of the kind we end up with when we appropriately fill in PA can go a long way
towards satisfying the desiderata for an account of everyday metaphysical explan-
ation that we develop in chapter 2. However, you should think of the account we
offer as an interim one. Given what we know so far about everyday metaphysical
explanation, we argue that the account we offer is appealing. But there is much left
to learn about this phenomenon, and throughout the book we will make various
suggestions about how one might add to our account in the light of new empirical
discoveries.
In chapter 2 we outline a set of desiderata for an account of everyday meta-
physical explanation. In particular, we argue that such an account must be
concordant with a plausible account of our practices, must provide correct
truth-conditions, and must be epistemically tractable. Moreover, if the account
posits new worldly structure, there must be a plausible account, arising from the
phenomenon of everyday metaphysical explanation, of why we ought posit such
structure. We argue that in order to satisfy these desiderata, an account must
accommodate the best systematisation of our judgements regarding what meta-
physically explains what. We then make the case that we ought not rely on a priori
reason, or our own intuitions and judgements, or the intuitions and judgements of
other philosophers, about the judgements people make. We thus motivate the idea
that in order to measure an account of this sort against these desiderata we need to
appeal to empirical research. In particular, we argue that we will need empirical
data regarding our practices surrounding metaphysical explanation, and regard-
ing our pattern of judgements about what metaphysically explains what.
Chapter 3 begins by outlining some existing empirical research into people’s
judgements about causal explanation, and uses this to frame some hypotheses
about people’s judgements about metaphysical explanation. We then describe four
empirical studies we ran, and discuss the results. We use this empirical data to
spell out some of the empirical content of the general desiderata that we present in
chapter 2. This will then be used to guide our discussion in the remainder of the
book, of the extent to which various accounts of everyday metaphysical explan-
ation meet the desiderata. Let’s be clear right up front: sometimes the data that we
find as a result of these experiments are quite different from what we predicted on
the basis of philosophers’ judgements about philosophical metaphysical explan-
ation. As a result, our account of everyday metaphysical explanation looks very
different from extant accounts of philosophical metaphysical explanation.
PA tells us that a proposition of the form ⌜x because y⌝ is true at a context of
explanation, only if there is the presence of an R-relation between [y] and [x]. In
chapter 4 we develop a psychological account of everyday metaphysical explan-
ation by appealing, in part, to contemporary work on the worldly-structure aspect
of philosophical metaphysical explanation: namely relations of ground. The ques-
tion we ask is whether we can pair an account of the worldly-structure aspect of
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long way in theory construction, and accommodate the data we have collected
thus far, with a very minimal account of psychological role P. This allows, of
course, that we can build on this notion of understanding to make it ‘thicker’ and
more objective should the need arise, and we will gesture at some ways in which
this might be done.
In chapter 7 we offer an account of how we reliably detect R-relations, which
appeals, inter alia, to various evolved cognitive mechanisms. Then in chapter 8 we
explore how we reliably detect states of subjective understanding. Taken jointly,
these two chapters provide an account of how we reliably come to judge that one
thing metaphysically explains another for a subject at a context of explanation.
While our primary aim is to provide the beginnings of an epistemology of
everyday metaphysical explanation, we think that at least some of what we say
will be of use to those developing accounts of philosophical metaphysical
explanation.
The combination of the three new views about the R-relations we outline in
chapter 5, and our account of psychological role P, from chapter 6, yields three
novel psychological accounts of everyday metaphysical explanation. In chapters 9
and 10, we put all three accounts through their paces with regard to the desiderata
we set out in chapter 2 and refined in chapter 3. While we will make the case in
favour of the pluralistic correlation-based account over the alternatives, our
primary aims are to present a range of plausible psychological accounts of
everyday metaphysical explanation, and to show that these accounts need not
appeal to the sorts of worldly structures presented in the literature so far.
Our first task, though, is to better articulate the underlying phenomenon of
everyday metaphysical explanation. We turn to this task in chapter 1.
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Metaphysical Explanation
This is a book about the everyday notion ‘metaphysical explanation’. This is the
notion of metaphysical explanation that we all, non-philosophers included,
deploy. What, though, makes something a metaphysical explanation? Earlier, we
introduced the following as some purported examples of the phenomenon.
Everyday Metaphysical Explanation. Kristie Miller & James Norton, Oxford University Press.
© Kristie Miller & James Norton 2022. DOI: 10.1093/oso/9780198857303.003.0002
OUP CORRECTED PROOF – FINAL, 27/12/2021, SPi
¹ Following Bromberger (1965), who took Hempel’s (1965) covering law model of explanation to
task for failing to respect the asymmetry of explanation.
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Diogenes, to {Diogenes}. Roughly speaking, this is what is meant by the claim that
metaphysical explanations are asymmetric (though we will have reason to clarify
this claim later in the book). Most philosophers working on metaphysical explan-
ation suppose it to be asymmetric.² So one might deny H because one thinks
that X is good because God loves X: one thinks that explanation itself is asym-
metric, and that the direction of explanation is the reverse of the direction
presented in H.³
Third, there are those who will deny D on the grounds that mental state M and
brain state B are one and the same state, and, they contend, nothing can explain
itself. For instance, consider A*: The flower is maroon because the flower is
maroon. That will strike many as false, or at least, as not an explanation. This is
what is meant, very roughly, by the common claim that metaphysical explanation
is irreflexive: that claims such as A* are not metaphysical explanations (again, we
will return to clarify this later). Most theorists working on metaphysical explan-
ation have supposed that it is irreflexive.⁴ Thus one might object to D, on the basis
that because D reports an identity relation, and identity is reflexive (and indeed
symmetric), it follows that D cannot be a metaphysical explanation.
Along with asymmetry and irreflexivity, most philosophers think that explan-
ations in general, and metaphysical explanations in particular, are non-
monotonic. This is a way to say that relevance matters to explanation. Consider
A: the flower is red because the flower is maroon. Suppose this is a metaphysical
explanation (choose another example if you prefer). Now add something irrele-
vant to the explanandum. A**: the flower is red because Jupiter is a very large
planet and the flower is maroon. Jupiter is a very large planet (let’s suppose
largeness is relative to our solar system). So the flower is maroon, and Jupiter is
a very large planet, and thus factivity is satisfied. Yet most of us seem inclined to
think that A** is not a metaphysical explanation: adding in some irrelevant
information (albeit true information) undermines the explanation we already
had. This idea is captured by non-monotonicity. Roughly speaking, for now,
metaphysical explanation is non-monotonic just in case for some true claim of
² See inter alia Schaffer (2009), Cameron (2008), Trogdon (2013a), Audi (2012a; 2012b), Bennett
(2017), and Rosen (2010). Rodriguez-Pereyra (2015), Bliss (2014; 2018), and Thompson (2016) have
argued that there are symmetric instances of grounding, and thus that grounding is merely non-
symmetric. However, Rodriguez-Pereyra explicitly leaves open that an epistemic notion of metaphysical
explanation might be asymmetric. Everyone seems to agree, however, that in a vast majority of cases, if
⌜x because y⌝ is true, then ⌜y because x⌝ is not.
³ Indeed, philosophers of religion and theologians debate exactly this. See Adams (1999), Alston
(2002), Stump (2003), Koons (2012), and Geach (1966).
⁴ General reasons to think that explanation is irreflexive are presented in Scriven (1975:13), who
thinks it “obviously useless to provide information that the inquirer already has. One does not come to
understand a phenomenon described by oneself as X by being told that it exists or that it is called
X (hence explanation and a fortiori causation are irreflexive)”. Fine (2012), Schaffer (2009), Audi
(2012a; 2015), and Raven (2015) think that metaphysical explanation is irreflexive. Once again,
Rodriguez-Pereyra (2015) and Bliss (2018) deny that grounding is irreflexive, but Rodriguez-Pereyra
leaves open that an epistemic notion of metaphysical explanation might be.
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⁵ Schaffer (2009). For discussion see the introduction to Correia and Schnieder (2012), Trogdon
(2013a), and Raven (2015).
⁶ No doubt there are also other examples in our list that someone or other will take issue with. For
instance, one might resist the idea that determinate properties explain determinable properties, and so
one might take issue with A. For instance, one might have the intuition that while something’s being
scarlet entails its being red, there are contexts in which the former doesn’t explain the latter.
⁷ Williamson (2013:13–14) writes: “The challenger may argue that an object needs non-modal
properties to ground its modal properties. For instance, a lump of clay is malleable (a modal property)
because it has a certain microphysical structure (a non-modal property). The analogous principle in the
temporal case is obviously false: what I was yesterday is not grounded in what I am today, in any
useful sense”. For discussion of this idea see Baron, Miller, and Tallant (2019).
⁸ Compelling examples of extra-mathematical explanation include Baker’s (2005) famous explan-
ation of the life cycles of North American periodical cicadas in terms of the fitness-enhancing nature of
prime numbered life cycles and Lange’s (2013) explanation of why a mother can’t distribute her
twenty-three strawberries equally amongst her three children.
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is picked out by the explanans, and what is picked out by the explanandum.
Consider the following:
J. Kylie contracted cancer because ToxicWaste Inc. dumped toxic waste into the
water supply.
K. Helen ran into the tree because she was driving too fast.
L. Annie has four legs because she’s a dog.
⁹ Formal explanations explain the presence of certain properties in some instance of a kind, by
reference to that thing being of that kind. See Prasada (2017), Gelman, Cimpian, and Roberts (2018),
Prasada and Dillingham (2009), and Prasada, Khemlani, Leslie, and Glucksberg (2013).
¹⁰ If one thinks of L through the lens of philosophy of biology one will not see it as a formal
explanation, and one might also reject the idea that it is non-causal.
¹¹ Here, we are supposing logic to be classical.
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24
In what follows we will call any account that purports to tell us the complete set of
conditions under which a proposition of the form ⌜x because y⌝ is true—and thus
is an everyday metaphysical explanation—at a context of explanation, an account
of everyday metaphysical explanation.
Then the question arises as to which sorts of things need to go into such an
account. The two sorts of things that most naturally spring to mind are worldly
structure, on the one hand, and psychological states, on the other. Let’s start with
the former.
Upon looking at the list we outlined early in this chapter, you might think that
there can only be an explanation of one thing in terms of another if there is some sort
of explanatory connection between the things in question; if there is some piece of
worldly structure that allows there to be an explanation present. For instance, if you
think that there is some important explanatory connection between Freddie and
the set {Freddie}, but not between Freddie and the number 2, or between Freddie
and Annie, then you might think that this is because worldly structure matters.¹⁴
¹⁴ Alternatively, you might think it has something to do with conceptual connections; see Smithson
(2020) and Poggiolesi and Genco (forthcoming).
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Let’s call this aspect of the phenomenon of metaphysical explanation the worldly-
structure aspect. With some notable exceptions, most extant accounts of philosoph-
ical metaphysical explanation have focussed on the worldly-structure aspect of the
phenomenon. It is to this aspect that we now turn.
Most philosophers hold that the presence of some kind of worldly structure is
necessary for there to obtain a philosophical metaphysical explanation. So it is
reasonable to suspect that worldly structure of some kind might also be necessary
for the obtaining of an everyday metaphysical explanation. Indeed, in the remain-
der of this book we assume that everyday metaphysical explanations do, in fact,
require the existence of some worldly structure or other. This probably won’t
strike most philosophers as controversial. But it is worth noting that it is an
empirical question whether people are inclined to judge that there are everyday
metaphysical explanations only when there is some worldly structure present.
These empirical investigations are, then, important ones to pursue. But they are
not investigations we have completed. So we want to flag that it might turn out
that our provisional account of everyday explanation is unnecessarily demanding
in its requirements regarding worldly structure. For although the structure that we
suggest is quite metaphysically minimal, it might turn out that in fact, no such
structure is required at all.
For now, though, let’s turn to consider what philosophers have said about
worldly structure as it pertains to philosophical metaphysical explanation.
Most philosophers think that a modal relation accompanies philosophical
metaphysical explanations.¹⁵ So a natural thought is that the relevant worldly
structure that needs to be in place for there to be an everyday metaphysical
explanation is the presence of some modal relation obtaining between facts: we
could call this modal structure. Then on this view, in order for ⌜x because y⌝ to be
true, it needs to be that [y] M [x] (where M is either necessitation—such that [y]
necessitates [x]—or supervenience—such that [x] supervenes on [y]).
In fact, however, there are various reasons philosophers have been disinclined
to take modal structure to be the relevant worldly structure when it comes to
philosophical metaphysical explanation.
First, as many philosophers have pointed out, these modal relations do not
have the formal features of asymmetry, irreflexivity, and non-monotonicity that
¹⁵ At least, most philosophers think that a modal relation accompanies grounding. For the orthodox
view see Audi (2012b), Dasgupta (2014), deRosset (2010), Rosen (2010), Loss (2017), and Trogdon
(2013b). For dissent see Chudnoff (2011), Leuenberger (2014), Schnieder (2006), and Skiles (2015). For
the view that grounding implies a certain kind of supervenience, see Chilovi (2021).
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Indeed, many hold that modal structures are not explanatory because they
merely reflect regularities across modal space. So, for example, the fact that every
car-owner—in every possible world—is a vehicle-owner reflects a modal correl-
ation between car-owners and vehicle-owners. To say that A necessitates B is
merely to say that there is a particular kind of modal correlation between A and B:
every world where A exists is a world where B exists. Likewise, to say that
A-properties supervene on B-properties is merely to say that there can be no change
in the A-properties without a change in the B-properties, which is considered
insufficient for there to be an explanatory connection between these properties.
Jointly, these considerations have led many metaphysicians interested in meta-
physical explanation to think that some other worldly structure is necessary for the
obtaining of philosophical metaphysical explanations. To that end, metaphys-
icians have posited a new primitive irreflexive, asymmetric, hyperintensional,
non-monotonic¹⁸ (and sometimes transitive)¹⁹ relation which obtains between
facts,²⁰ and whose obtaining is necessary for there to be a metaphysical explan-
ation. That relation is the relation of ground. The idea, very roughly, is that
grounding structures exist only in those cases, such as A to I, where we are
inclined to say that there is a metaphysical explanation present, and not, for
instance, between Freddie and the number 2.
Before we introduce grounding, some clarifications are in order. For, rather
unfortunately, ‘grounding’ is used in two quite different ways in the literature.
Some authors use the term to pick out a relation in the world, which obtains
between facts. For these authors, grounding is a relation just like being heavier
than, or being taller than.
Other authors use ‘grounding’ as synonymous with ‘metaphysical explanation’.
These authors typically do not think of grounding as a relation that obtains
between worldly facts. Instead, they simply think that ⌜x because y⌝ is synonym-
ous with ⌜y grounds x⌝, where ⌜x⌝ and ⌜y⌝ are propositions.
In this book, by ‘grounding’ we intend to pick out a relation that obtains
between worldly facts. We do not use ‘grounding’ as a synonym for ‘metaphysical
explanation’. After all, we are interested in which worldly structure is necessary for
there to be metaphysical explanations, and that’s clearly not a question we can
answer by appealing to a notion of grounding that is synonymous with meta-
physical explanation.
We have already seen that most philosophers think that explanation is irreflexive.
The overwhelming majority of grounding theorists think that grounding is
¹⁸ See Schaffer (2009), Audi (2012a), Cameron (2008), Trogdon (2013a), Raven (2012; 2015), and
Duncan, Miller, and Norton (2017).
¹⁹ Schaffer (2009), Cameron (2008), Audi (2012a, 2012b), and Raven (2012). See also Schaffer
(2010a), Rodriguez-Pereyra (2015), Krämer and Roski (2017), and Litland (2013).
²⁰ Not all theorists restrict the relata of grounding to facts. See Schaffer (2009) and Cameron (2008).
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irreflexive too, precisely because they think it odd to suppose that anything can
metaphysically explain itself.²¹
That’s not to say that there are not puzzles that arise from supposing that
grounding is irreflexive. Fine (2010) points out that it is a fact that everything
exists. Furthermore, the fact that everything exists is grounded by every fact that
obtains. Thus the fact that everything exists is a partial ground for itself. Another
incarnation of this puzzle is that the truth of the proposition that <every propos-
ition is true or not true> appears to be partially grounded by its own truth.²² For
another case we can look to Paseau (2010), who notes that while it is orthodoxy
amongst defenders of grounding that the existence of a singleton set is grounded
by the existence of its member, some people think that the set is identical to its
member. If one holds both these views, one ought not think that grounding is
irreflexive.²³
We have already seen that most philosophers think that philosophical meta-
physical explanations are asymmetric, even if they sometimes disagree about the
direction of particular explanations. As a result, almost all defenders of grounding
have concluded that grounding is an asymmetric relation.²⁴ What explains the
asymmetry of metaphysical explanation, in their view, is the asymmetry of
grounding relations. The former inherits its asymmetry from the latter.²⁵
Finally, let’s turn to non-monotonicity. Grounding is thought to be non-
monotonic. This feature, like that of asymmetry and irreflexivity, is motivated
²¹ See Schaffer (2009), Audi (2012a; 2015), and Trogdon (2013a). ²² See also Krämer (2013).
²³ One might follow Jenkins (2011) in thinking that grounding is instead ‘quasi-irreflexive’. On this
view, it might be that there are reflexive instances of grounding—some facts ground themselves—but
metaphysical explanation is nevertheless irreflexive. So, even though ‘[x] grounds [x]’ is sometimes
true, ⌜x because x⌝ is always false. To use Jenkins’ example, assume that the mind-brain identity theory
is true. We might say that while there is only one thing there, it grounds itself. Yet, while [Gina is in
mental state M] is the same fact as [Gina is in brain state B], given quasi-irreflexivity it can be true that
‘Gina is in mental state M because Gina is in brain state B’ but false that ‘Gina is in brain state B because
Gina is in brain state B’. So, metaphysical explanation can remain irreflexive while tracking reflexive
grounding relations. We will further explore this idea in chapter 3.
²⁴ See inter alia Schaffer (2009), Cameron (2008), and Trogdon (2013a) for the orthodox view. Of
course, there is an exception to every rule. As we flagged above, Rodriguez-Pereyra (2015) has argued
that there are symmetric instances of grounding, and thus that grounding is merely non-symmetric. He
considers that truthmaking is a species of grounding, and thus proceeds by showing that there can be
symmetric instances of truthmaking. For instance, consider propositions C, D, E, and F:
C = <D exists>
D = <C exists>
E = <F is true>
F = <E is true>
The truthmaker for C, it seems, is D, while the truthmaker for D is C. Thus these propositions are one
another’s truthmakers, and hence mutually ground one another. Likewise, the truthmaker for E is F and
the truthmaker for F is E. So the fact that F is true grounds the fact that E is true, and the fact that E is
true grounds the fact that F is true. See Thompson (2016) for a similar example.
²⁵ Another formal feature of grounding, about which we will have less to say, is transitivity. Schaffer
(2010a) argues against the transitivity of partial grounding, and uses the considerations that arise from
his cases to motivate a contrastive treatment of grounding. (See Rodriguez-Pereyra (2015) and Litland
(2013) for responses to Schaffer’s cases.)
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²⁶ See Trogdon (2013a), Dasgupta (2014), Audi (2012a), Raven (2012), and Rosen (2010). Note also
that this claim can be appropriately translated according to one’s preferred view on the adicity of
grounding.
²⁷ Constraints of relevance will only differentiate grounding from classical consequence; it is less
obvious that they will differentiate grounding from relevant consequence.
²⁸ On aboutness see Merricks (2007), Baron (2013), Baron, Chua, Miller, and Norton (2019), and
Crane (2013:7). Schaffer (2008) and McDaniel (2011) have critiqued the notion.
²⁹ Barnes (2018:66) appears to endorse something along these lines regarding philosophical meta-
physical explanation when she claims that “metaphysical explanation is explicitly non-epistemic. When
we say that x explains y and y explains x, we’re not saying that the way we come to have knowledge of x
is via y, and the way we come to have knowledge of y is via x, or something along those lines.”
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interesting to be said about the interaction between worldly structure and our
psychological states. Call this a radical worldly-structure view.
A radical worldly-structure view is distinct from a strict worldly-structure view.
According to the latter, in order to specify the conditions under which ⌜x because y⌝
is true, we need only appeal to worldly structure. But that leaves room to think
that there is nevertheless something important and interesting about the ways in
which subjects’ psychology interacts with worldly structure, and, indeed, that
specifying these ways is part of the more general project of accounting for
everyday metaphysical explanation: it is just that this is no part of the truth-
conditions for propositions of that form. By contrast, the radical worldly-structure
view says that psychological states are just no part of the phenomenon of everyday
metaphysical explanation at all. We set this view aside since it seems to us to be
extremely implausible.
That leaves four broad approaches to thinking about what might be going on.
Our discussion of these approaches draws upon Dasgupta’s (2017) defence of
anti-realism about metaphysical explanation. Dasgupta distinguishes realism
about such explanations—the view that they are objective—from anti-realism—
the view that they are somehow relativised to our interests and concerns, which in
turn “may vary from culture to culture or time to time” (78). According to
Dasgupta’s preferred anti-realist picture “two cultures might offer conflicting
constitutive explanations and yet there may be no fact of the matter who is “really
correct”: each explanation may be correct relative to their respective interests and
concerns.” (89).
Dasgupta proceeds to take grounding theorists to task for overlooking the
possibility of anti-realism, but here we will focus on some tools he offers for
understanding anti-realism. We’ll outline four approaches. (We remain neutral on
whether the right way to think of these is as kinds of anti-realism about meta-
physical explanation. It seems to us that a realist might simply say that these are
kinds of realism. Let not terminology, however, detain us.)
Here is the first approach. We distinguish between everyday metaphysical
explanation, on the one hand, and acts of everyday metaphysical explanation on
the other hand. We then locate the psychological aspects of explanation in a
theory of acts of explanation, and the worldly-structure aspect in a theory of
explanation itself. According to this Act Approach we will say that a proposition of
the form ⌜x because y⌝ is true iff [y] obtains and [x] obtains and [y] R [x] (that is,
just in the case there is some appropriate worldly structure), and hence such
propositions are true, or false, simpliciter. Thus we can give a strict worldly-
structure account of everyday metaphysical explanation. This account is then
paired with an account of acts of everyday metaphysical explanation that spells
out the conditions under which a particular everyday metaphysical explanation is
an act of explanation, and this will of necessity appeal to psychological facts about
subjects.
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Here is how such an account might go. Acts of explanation are speech acts that
express true propositions of the form ⌜x because y⌝ that answer a subject’s why-
question and, perhaps, that play a certain sort of role in her mental life.³⁰
Then on the Act Approach, a speech act counts as an act of everyday meta-
physical explanation for a subject S, if and only if (i) that speech act expresses an
everyday metaphysical explanation and (ii) S has a certain psychological state, P.
According to the Act Approach, whether a speech act is an act of explanation is
both subjective and agent-relative. Terms like ‘agent-relativity’ and ‘subjectivity’
are used in a number of ways. Here’s how we are going to use them. We will say
that a speech act’s being an act of explanation is agent-relative iff speech acts are
always acts of explanation for some individual. If acts of explanation are agent-
relative, it makes little sense to wonder whether a speech act is an act of explan-
ation, without identifying a subject relative to whom that speech act might, or
might not, be an act of explanation.
Further, we will say that whether a certain speech act is an act of explanation is
subjective iff whether the speech act counts as an act of explanation depends³¹ on
the mental state of the subject to whom the speech act is offered. In this sense of
subjectivity, then, the fact that Bert is in pain is a subjective matter, since whether
or not he is in pain depends on Bert’s mental states, in particular, his pain states.
Clearly, however, in some perfectly ordinary sense, whether or not Bert is in pain
is an objective matter. It isn’t subjective in the sense that it’s ‘in the eye of the
beholder’ whether or not Bert is in pain. There’s a perfectly good, objective, fact of
the matter regarding whether Bert is in pain or not; it’s just that that fact of the
matter depends on Bert’s mental states.
In this sense—whatever exactly it is—it may well be that whether a speech act
counts as an act of explanation for some subject is an objective matter.
Henceforth, then, when we talk of acts of explanation being subjective, we just
mean that they depend on the mental states of subjects. We don’t mean that
whether or not there is an act of explanation present is entirely a matter of
opinion, or entirely in the eye of the beholder. (That might turn out to be true,
but if it is, it doesn’t follow from acts of explanation being subjective in the sense
we use here).
— Katsos nyt äiti! Nyt tulee terveys itsestään. Niin, niin! — Saisit
lähettää sanan Kaimalle — en ole ennen jaksanut ketään tavata —
mutta nyt tahtoisin hänet nähdä.
Kiiruhdin sisään.
38.
*****
Ihmishenki ei sammu.
40.
Muukalainen, joka oli käynyt meitä tervehtimässä, oli aamupäivällä
ollut sairaalassa kysymässä Yrjön tilaa ja saanut kuulla hänen
olevan parempana. Päivä oli tukahduttavan kuuma ja autiot kadut
painostavan helteiset. Matka oli ollut pitkä, ja asuntoonsa palattuaan
hän paneutui levolle.
Hän nukahti.
— Mitenkä mahtaa olla Yrjön laita? Näin hänestä niin ihanaa unta.
*****
Kiviä ja santaa!
42.
Syksy oli saapunut. Silloin palasi matkaltansa hän, jota Yrjö ei
koskaan väsynyt saattamaan ja taasen kohtaamaan ja jota mekin
olimme malttamattomasti odottaneet, saadaksemme puhua hänen
kanssaan pojastamme.
Hän tuli rata vallin portaita alas. Katsomatta ympärilleen hän astui
suoraa päätä liejuisen maantien yli odottavaa kohti.
Hän oli iloisen näköinen, sillä olihan nyt Marja luonamme. Hän,
joka tiesi pojastamme enemmän kuin kukaan muu ja joka ei väsyisi
hänestä kertomasta.
Voi sen pienen huoneen muistoja! Jokainen esine oli hänelle tuttu.
Kirjojesi rivit hyllylläsi, monet kerrat yhdessä katsotut.
Kirjoituspöytäsi laatikot, yhdessä pengotut. Pikku tavarat pöydälläsi
— kynätelineesi, suurennuslasisi — kaikki entisellään. Tuossa oli
lamppu, jolla olit näyttänyt hänelle tietä rappusissa. Tuossa
avainkimppusi — tuossa nuo pikkuesineet, joita olit kantanut
taskuissasi. Sinulla oli tuskin mitään, jota et ollut hänelle joskus
näyttänyt.
— Että hän oli sen yön jälkeen kokonaan vapautunut ja että hän
nyt vasta oikein tiesi, miten paljon hän teistä piti.
Emme kysyneet enempää — eikä meidän tarvinnut enää
kaipauksella ikävöidä Yrjön omaa suoraa vastausta.
43.
Sen jälkeen kun sinä, Yrjö, lähdit, ei meillä ole arkea ollutkaan.
Sinä olet kokonaan täyttänyt jokaisen sunnuntain kuten tänään, ja se
sama sunnuntaitunnelma on seurannut meitä läpi viikon, kunnes on
koittanut uusi sunnuntai, joka on vaeltanut päivää kohti ja
laskeutunut iltaan, kuten tämäkin päivä, jolloin olemme yhdessä
entisiä muistelleet.
Sentakia meistä nyt perästäpäin tuntuu siltä kuin olisi elämäsi ollut
yhtämittainen, päivänpaisteinen pyhäpäivä. Oli sunnuntai, kun
maailmaan saavuit, ja sunnuntai, kun lähdit. Ja sunnuntain olet
jättänyt jälkeesi kodillesi.
Katso isää tässä, Yrjö! Milloin luulet sinä hänen voivan elämää
ajatella? Kasvot ovat kalvenneet, katse sisäänpäin kääntynyt.
Maailma on niin kaukana, ettei mikään ääni sieltä saavuta häntä.
Vaikka hän kuulee ääntemme sorinan, niin luulee hän ehkä sittenkin
vain kuuntelevansa omien ajatustensa kulkua. Jospa hän jaksaisi
luottaa siihen, että niin rikkaana lähdit, että sentakia taaksesi katsot
ja viivähdät meillä! Mutta kysymykset eivät jätä häntä rauhaan. Hän
kysyy kysymistään saamatta mistään vastausta — — kysyy tuota
kysymysten kysymystä, johon elämä ja iäisyys eivät vastaa — tuota
tuskallista miksi ja mitä varten?
Mutta mehän emme tiedä miksi ja mitä varten, emmekä saa tietää.
Lähdit pois ja tulit takaisin ja muistat sinäkin menneisyyttämme ja
menet edelleen ja tottelet Korkeimman tahtoa. Luulen, että olit jo
opittavasi oppinut, olit jo ennen jossain koulusi käynyt ja olit jo
tullessasi miltei valmis. Mutta kai sinulla oli muutamia jumalallisia
sanoja vielä tajuntaasi painettavina, ja kun olit ne oivaltanut, sait
kutsun pois. Hyvä olisi meistä ollut, jos olisit jäänyt tänne meidän
muiden tähtemme, sillä me kaipaamme kipeästi sinunlaisiasi
ristiriitaiseen maailmaamme. Mutta kai tehtäväsi oli suoritettu ja
sinulla oli tärkeämpää tehtävää muualla. En tiedä.
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