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Received: 5 March 2018 Accepted: 14 March 2018

DOI: 10.1002/pa.1713

ACADEMIC PAPER

South Africa's transition to democracy and democratic


consolidation: A reflection on socio‐economic challenges
Tshepo Masipa

University of Limpopo, Sovenga, South Africa


Correspondence This article uses South Africa as a case of study to reflect on socio‐economic
Tshepo Masipa, University of Limpopo, Private transformation challenges confronting the country within the context of democratic
bag x1106, Sovenga 0727, South Africa.
Email: masipatshepo@gmail.com consolidation. It argues that although the 1994 democratic project has made consid-
erable strides to enhance the well‐being of the society, socio‐economic challenges of
unemployment, poverty, and inequalities still persists in the contemporary South
Africa—hence South Africa's governing party mantra of radical socio‐economic trans-
formation. Citizens often demonstrate their discontent through acts of civil disobedi-
ence: protests. The last decade has increasingly pockmarked South Africa as a theater
of social unrests. The article argues that this is the manifestation of democratic
distemper rather than consolidation. In other words, democratic consolidation in
South Africa should not, as many do, be understood merely as conceptual fiat but
rather as a precondition towards alleviating the socio‐economic challenges
confronting the nation. If this does not happen, democratic distemper is spawned.
The manifestation of this is civil unrest. A democratic project ought to be about, also
more importantly, enhancing the economic opportunities of the citizens. This should
result in creating jobs and reducing inequalities. For this to happen, socio‐economic
policies should be restructured in a way interrelated with the economic policy. This
is important to advance the well‐being of the society.

1 | I N T RO D U CT I O N the country's state of democracy, including the extent of its consolida-


tion or distemper. In South Africa, the Constitution of the Republic of
The end of colonialism and apartheid in various parts of the world South Africa underscores the significance of healing the divisions of
has led scholars to direct their attention and energies to concepts the past and establishing a society based on democratic values, social
such democratic transition and democratic consolidation. They have justice, and fundamental human rights. The Constitution laids a foun-
increasingly become more pronounced and prominent since the dation for the establishment of the fundamental principles of democ-
advent of democracy in most African states, including South Africa. racy. However, the extent to which such principles are achieved
As Przeworski (1991) explains, the nature of the transition determines remains a contested subject. The Constitution of the Republic of
the democratic success or failure of a nation. Munck and Leff (1997) South Africa is one of the most celebrated in the world because it
make a very important point, related to this. They say that the degree underscores the importance of democratic principles that protects
and mode of transition from apartheid to democracy explains the type among others, human rights, citizenship, and public participation (Con-
of a democratic society the country will inherit and its ability to con- stitution of the Republic of South Africa, Act 108 of 1996).
solidate such democracy. Wieczorek (2012) identifies factors such as The notion “radical” socio‐economic transformation owes its rise
poverty, inequality, and crime as indicators to determine whether in the political and social landscape as a result of a rise in

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unemployment, poverty, and inequality over two decades since the absence of the other, as transition directly affect the prospects for
dawn of democracy in South Africa. Masipa (2016) argues that the democratic survivability.
democratic South Africa inherited the country with the triple chal- According to O'Donnell (2013) democracy is consolidated only
lenges of unemployment, poverty, and inequality. Majority of black when the power is shared between the rivals. Schmitter and Karl
South Africans became or are still the victims of such inheritance, (1991) define democratic consolidation within the context of social
and they usually demonstrate their anger and discontent thorough relations, arguing that social values become regular social occurrence
protest action, which for the past decade painted South Africa as a and autonomous to the internal functions of the society. Przeworski
theater of social unrest. Hicks (2005) notes that the growth of poverty (1991) interprets democratic consolidation as the “only game in town,”
and inequality in South Africa makes citizens to become skeptical and where no citizens can act outside the democratic values and practices
distrustful of the political parties and institutions entrusted with pow- of the society. In his book, “Concepts of Democratic Consolidation”
ers to change their lives. The widening gap between citizens and state Schedler (1998) points out that the term “democratic consolidation”
institutions result in what Hicks (2005) calls “diminished democracy.” presupposes that democracy exists from the beginning to the end of
Huntington (1991) points out that democracy is compromised by the the process; hence, democracy is a crucial starting point to achieving
effects of poverty and inequality. consolidated democracy.
Twenty‐one years after the promulgation of the Constitution of In his analysis, Schedler (1998) distinguishes between “consolidat-
the Republic of South Africa, the question is: What are the fundamen- ing” and “consolidated” democracy. Consequently, he posits that con-
tal factors that make democracy fragile? In other words, what causes solidating democracy involves eliminating the threats to democracy,
its distemper? In considering these questions, the article reflects on on the contrary, consolidated democracy means striving to achieve
the socio‐economic economic ills of unemployment, poverty, and or achieving high democratic standards and principles. Though for
inequality that the country contends with as the function of consoli- decades, political scientists have attempted to describe what the term
dating democracy. In a way, the article engages the African National “democratic consolidation” entails, the definition however remains
Congress'(ANC) mantra of “radical socio‐economic transformation.” seldom understood. Subsequently, Mottiar (2002) equally argues that
At the outset, concepts used to structure the argument of the article there is no clearly identifiable benchmark of what democratic consol-
are explained. idation means. It is worth noting that the concept “consolidated”
democracy is a historically contested term.
Huntington (1991) states that democracy can be viewed as consoli-
2 | D E M O C RA C Y A N D D E M O C R A T I C dated if a party that accents political power during transition loses subse-
CONSOLIDATION: A CONCEPTUAL quent free and fair elections over time. In the context of South Africa, one
FRAMEWORK can agree with Huntington (1991) notion, particularly looking at the 2016
local government elections, whereby it became apparent that the ANC is
Schedler (1998) defines democracy, as “a way of governing a country.” In losing its political dominance. It is however important to note that the
a democratic society, the citizens are presented with an opportunity to term democratic consolidation may vary from one nation to another,
choose their representatives to represent them in government and to depending on the democratic principles each country wishes to achieve.
run the affairs of the state on their behalf. Schmitter and Karl (1991) This may serve as a benchmark for nations to determine whether their
describe democracy as, “the rule by the people.” He substantiates this democracies are consolidated or not.
by arguing that in a democratic state, the citizens have an opportunity
to choose their public representative. They do this during free and fair
elections. Dahl (1971) views democracy within the context of freedom 3 | T H E D A W N OF D E M O CR A C Y I N S O U TH
of speech, of press, and the respect for basic civil liberties. AFRICA
Leftwich (2001) explains democracy within the context of
leadership. He argues that leaders must abide by the rules and during The momentous occasion that took place on April 27, 1994 brought
elections, losers must accept the outcomes of elections. hope, aspirations, and opportunity to the historically oppressed,
As for Schmitter (1995), democracy means that public represen- excluded, and disadvantaged black South Africans to practice their
tatives are elected fairly and accountable to the people who voted democratic tight for the first time in their lives. This presented an
for them. The fundamental principles of democracy include public opportunity for the majority of South Africans to vote for a leader of
participation, equality, tolerance, accountability, transparency, regu- their choice, who they probably believe will provide leadership in
lar, free and fair elections, accepting the results of elections, eco- transforming the country from the apartheid regime to a democratic
nomic freedom, controlling and preventing the abuse of power, state (Wittenberg & Pirouz, 2013). The dawn of democracy in 1994
human rights, multiparty system, and the rule of law. Ginsburg envisaged a notion that “South Africa belongs to all who live in it.” This
(2008) used Philippines as a case of study to demonstrate the meant that black and white populations had to live hand in hand to
country's ability to resist an attempt of military coup in 2003 as well build a new society enshrined by democratic principles (Fikeni, 2012;
as the rejection of President Gloria Macapagal‐Arroyo to extend her Munck & Leff, 1997; Nkondo, 2016; Wieczorek, 2012; Wittenberg &
term in office. In the context of this article, it is worth noting that Pirouz, 2013).
the word “transition” and “democracy” are closely related. This is In recognizing the past injustices, the government established the
because Przeworski (1991) echoes that one cannot be used in Truth and Reconciliation Commission in 1995. The aim of the
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MASIPA 3 of 6

Commission was to “uncover” the past brutalities of the apartheid democratic project is undermined mainly by internal and external fac-
regime and establish the truth about the crimes against humanity tors: poor economic management capacity, poor planning, macroeco-
(Fikeni, 2012). The public hearings at the Commission mirrored and nomic and political instabilities, and limited investment in social and
disclosed the dehumanization and gross violations of human rights economic infrastructure. According to the United Nations Economic
committed against majority of blacks during the apartheid era Commission for Africa (2011), the delay of transformation agenda is
(Nkondo, 2016; Suttner, 2004; Wieczorek, 2012; Wittenberg & because Africa's growth is largely non‐inclusive due to its limited influ-
Pirouz, 2013). The Truth and Reconciliation Commission was ence on employment creation and overall improvement in the living
established in terms of the Promotion of National Unity and Reconcil- standards of people. In South Africa, the concept of socio‐
iation Act, 1995 (Act 34 of 1995; Ross, 2003). It comprised three com- economic transformation has received considerable attention as a
mittees: Human Rights Violations, Reparation and Rehabilitation, and result of the country's current socio‐economic ills. The emphasis of this
Amnesty Committee. The fundamental principle of these committees concept is underpinned by the word “radical,” which is used mainly as
was to restore the dignity and encourage the spirit of forgiveness campaigning tool by political parties. In order to transform society,
between the victims and perpetrators (Mamdani, 2002; Ross, 2003). Mkandawire (2001) calls for a “collective interventions directly affecting
Arguably, the Commission was deemed as the crucial component of transformation in social welfare and social institutions.”
the transition to democratic South Africa. Suttner (2004) emphasizes There is a general consensus among academic practitioners, poli-
the importance of democratic society. He argues that democracy is ticians, and the public in general that South Africa's socio‐economic
not only a manifestation of pluralism, but rather, its meanings extend challenges of unemployment, poverty, and inequality stems from the
to the clause enshrined in the Freedom Charter formally adopted in structural and systematic disparities that are as a legacy of colonialism
June 26, 1955, which states that “the people shall govern.” and apartheid. This is reiterated by the Institute for Justice and
As indicated above, in its preamble, the Constitution of the Republic Reconciliation (2015) barometer. The report cited socio‐economic
of South Africa outlines its purpose as being about healing the divisions of inequalities as the primary source of social division in South Africa.
the past and establishing a society based on democratic values, social jus- Since the adoption of the “ready to govern” policy document in
tice, and fundamental human rights. It lays the foundations for a demo- 1992, the ANC led government introduced extensive policy reforms
cratic and open society, where government is based on the will of the in an effort to transform the South African society. These include poli-
people and every citizen is equally protected by law, and improving the cies such as Reconstruction Development Programme (RDP), Growth
quality of life for all citizens. As prescribed in the Constitution, the broad Employment and Redistribution Strategy, Accelerated and Shared
parameters for the protection of the democracy are regular elections and Growth Initiative for South Africa, and the recently developed National
protections against discrimination on the basis of race, gender, ethnicity, Development Plan. However, the transitional phase to a democratic
religion, and sexual orientation. Embedded in Section 7 of the Bill of state brought together formidable challenge to transform both the state
Rights are the rights of all people, protection of human dignity, freedom, and society. The quest to transform the society was first captured in the
and equality. South Africa's constitutional democracy affirms the nation's RDP. The RDP was aimed at improving the well‐being of the society
commitment to achieve a nonracial, nonsexism, and promoting unity in through infrastructural investment programmes (Khosa, 2000).
diversity (African National Congress, 2012). This is inseparable to the According to Mbeki (1998), the main objective of the transforma-
nation's quest to promote a “rainbow nation.” Alexander and Mohanty tion is to establish a society characterized by equality and racial bal-
(2013), however, argues that to this day, the “rainbow nation” project is ances. Since 1994, one can argue that the country has made some
yet to be embraced fully by all South Africans. commendable strides to achieve the democratic project than most
To defend and protect the human rights, the government established countries on the African continent. Moreover, the Constitution of
the Constitutional Court to advance human rights through the South Afri- the Republic of South Africa, which is admired globally as earlier
can Human Rights Commission and the Public Protector. These arms of stated, has been drafted to promote and protect human rights and
State are tasked with the responsibility of enhancing human rights and provide for citizenship rights. However, the country is still grappling
the public interest within the ambit of the law and without any fear, favor, with socio‐economic ills of unemployment, poverty, and inequalities.
or prejudice. Twenty‐three years into democracy, some believe that cele- Scholars such as Kapstein and Converse (2008), Bermeo (2009),
bration of Human Rights Day continues to be an illusion to many poor cit- Bhorat (2015), and Masipa (2016) equally note that the consequence
izens whom over the last two decades have not seen or experienced any of high levels of unemployment, poverty, and inequality have harmful
change in the quality of their lives since democracy in 1994. As Gumede consequences to the social stability and the sustainability of the
(2013) put it, Human Rights Day has and continues to lose its significance country's democracy. Ramaphosa (2013) similarly argues that the
to many poor communities, blacks in particular who most of them experi- problem is not only that unemployment exists in South Africa but it
enced little or no actual social change in the democratic South Africa. is so severe that it directly causes poverty and social instabilities. Since
1994, the official rate of unemployment has increased from 17% to
over 27% in the last quarter of 2016. In the first quarter of 2017,
4 | SO UTH A FRI CA 'S QU E ST F OR SOC I O‐ unemployment was reported at 27.7% and GDP contracted to at
E CO NO M I C TR A N SF O RM A TI ON 0.7%, which is less than the desired 5% annual growth (StatsSA, 2017).
In terms of poverty, the report released by Statistics South Africa
The United Nations Economic Commission for Africa's (2013) reports in 2014 shows that approximately 20.2% of the population lives below
show that Africa's failure to design and implement a successful the food poverty line. This translates into roughly 23 million people
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4 of 6 MASIPA

living below the upper‐bound poverty line (Statistics South Africa,


2014). As for inequality, Bhorat (2015) argues that South Africa is
one of the most unequal society in the world. According to Bhorat
(2015), inequality is high in South Africa due to wage disparities and
the gap between the employed and unemployed. Leibbrandt, Finn,
and Woolard (2012) conducted a study on National Income Dynam-
ics and found income inequality has increased since 1993 but has
decreased between race groups. Their data further reveal that in
2008, the wealthiest 10% earned 58% of the total income, and the FIGURE 2 Government efforts to create jobs
top 5% earned 43% of the total income (a 5% increase since
1994) in South Africa. Turok, Chang, and Ferraz (2011), on the other and this age group accounts for 72% of all unemployed people. The
hand, emphasize the need for skills enhancement. They argue that bill is designed to provide tax incentives for employers to employ
socio‐economic development and transformation tap into areas of young people earning a salary of between R2,000 and R6,000 per
education (skills enhancement), investing in agriculture, development month (South African Reserve Bank, 2013). Despite this, youth unem-
of small enterprises, attraction of foreign investment, and designing ployment in South Africa remains a ticking time bomb. Over 20 years
better policies. However, when one analyzes all these proposals, it into democracy, South Africa is lagging behind in terms of socio‐
is doubtful as to whether these are the kinds of interventions economic development and transformation. Fundamentally, the prob-
required to deal with structural constraints of a social and economic lems are structural and systematic.
order that has been laid down decades ago. Figure demonstrates the Although the 1994 democratic project has made considerable
trends of income distribution between the rich and the poor in strides to enhance the well‐being of the society, socio‐economic chal-
South Africa. lenges of unemployment, poverty, and inequalities still persists—hence
The Gini coefficient is a globally used measure of inequality and South Africa's governing party mantra of radical socio‐economic trans-
distribution of income among the citizens or between the rich and formation. This is the policy accent of the ANC, as underscored in its
poor. If the coefficient is zero, which indicates perfect equality, imply- 54th Conference, following the emphasis of the same in its 5th policy
ing that everyone has the same income, if the coefficient is 1, it means conference. ANC is aware of the extent of the socio‐economic chal-
that only one person has the income, and all others have none (Black, lenges facing the country and the pernicious consequences of these
Calitz, & Steenekamp, 2012). Figure 1 shows that the South Africa's on the country's stability. This is so because citizens often demon-
Gini coefficient has been increasing since the democratic dispensation. strate their discontent through acts of civil disobedience: protests.
This implies that the gap between the poor and rich in terms of income The last decade has increasingly pockmarked South Africa as a theater
distribution has increased by over 0.10% from 1993. This means that of social unrests. This is the manifestation of democratic distemper
the Gini coefficient value has increased by 0.17%. This should be a con- rather than consolidation. In other words, democratic consolidation
cern for the government as it indicates that the gap between the rich in South Africa should not, as many do, be understood merely as con-
and poor is widening. This is despite various interventions to create ceptual fiat but rather as a precondition towards alleviating the socio‐
job opportunities. Figure 2 reports some of the initiatives introduced economic challenges confronting the nation. If this does not happen,
by the South African government to create employment opportunities. democratic distemper is spawned. The manifestation of this is civil
Considering all the policies implemented with effort to create unrest. A solution to this lies in policies. A democratic project ought
jobs, the rising unemployment has become a source of concern for to be about, also more importantly, enhancing the economic opportu-
policymakers. In addition to these interventions, the government has nities of the citizens. This should result in creating jobs and reducing
introduced the youth job subsidy bill in 2011. The overall goal of the inequalities. For this to happen, socio‐economic policies should be
bill is to accelerate job creation for the youth in South Africa. A total restructured in a way interrelated with the economic policy. This is
of 3.2 million youths between the ages of 15 to 35 are unemployed, important to advance the well‐being of the society. Beyond the
mantra of the ANC's socio‐economic transformation, there is a need
for all stakeholders to form a social pact that will enable them to
properly diagnose, prescribe remedies, and apply such remedies to
the country's socio‐economic challenges (ANC, 2012). Moreover,
there is also a need to increase youth involvement and participation
in public discourse. It is young people who are inevitably going to
inherit this country whose future is depended upon the choices that
are made today. In the same vein, young people must also invest in
their intellectual capacities in order for them to imagine a future they
wish to realize. Democratic consolidation is a function of socio‐eco-
nomic transformation, not the ritual of each 5 years South Africans
going to the polls. Democracy is not only about elections but also
the realization of the socio‐economic rights as enshrined in the Con-
FIGURE 1 Gini coefficient: Income inequality in South Africa stitution of the Republic of South Africa.
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MASIPA 5 of 6

5 | C O N CL U S I O N A N D Huntington, S. (1991). The third wave: Democratization in the late 20th


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The advice of ‘the experts’ Masipa Tshepo is an academic, currently pursuing his PhD in Dr.
Turok, B., Chang, H. J., & Ferraz, J. C. (2011). Development in a divided of Philosophy at University of Limpopo. His research interest
country. Jacana Media. and expertise are in development economics, macro‐economics,
United Nations Economic Commission for Africa (2013). Economic trans- governance, corruption, and public management. He is also
formation for Africa's development. UN Economic Commission for
responsible for teaching micro‐ and macro‐economics.
Africa. Macroeconomic Policy Division. Washington D.C.
United Nations Economic Commission for Africa and African (2011).
Economic report on Africa governing development in Africa—The role
of the State in economic transformation. Addis Ababa. How to cite this article: Masipa T. South Africa's transition to
Wieczorek, R. (2012). ANC dominance and democratic consolidation in democracy and democratic consolidation: A reflection on
South Africa. Penn State University Journal of International Affairs. socio‐economic challenges. J Public Affairs. 2018;18:e1713.
Wittenberg, M., & Pirouz, F. (2013). The measurement of earnings in the https://doi.org/10.1002/pa.1713
post‐Apartheid period: An overview. Southern Africa Labour and
Development Research Unit.

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