You are on page 1of 20

Guide to the Literature

Rural-urban interactions: a guide to


the literature
Cecilia Tacoli
Cecilia Tacoli is a Research Associate at the International Institute for Environment and Development, where
she coordinates a collaborative research project on rural-urban interactions in Africa, Asia and Latin America.
The author wishes to thank David Satterthwaite (Human Settlements Programme, IIED) and Simon Croxton
(Sustainable Agriculture and Rural Livelihoods Programme, IIED) for their helpful comments and suggestions.

Address: IIED, 3 Endsleigh Street, London WC1H 0DD; e-mail: cecilia.tacoli@iied.org

I. INTRODUCTION II. DEFINITIONS


TO DATE, MOST development theory and THE DISTINCTION BETWEEN “rural” and
practice have focused on either “urban” or “urban” is probably inescapable for descrip-
“rural” issues with little consideration of the tive purposes; however, it often implies a di-
interrelations between the two. By contrast, chotomy which encompasses both spatial
several empirical studies show that the link- and sectoral dimensions. In censuses and
ages between urban centres and the coun- other similar statistical exercises, rural and
tryside, including movement of people, goods, urban populations are usually defined by
capital and other social transactions, play an residence in settlements above or below a
important role in processes of rural and ur- certain size; agriculture is assumed to be the
ban change. Within the economic sphere, principal activity of rural populations
many urban enterprises rely on demand from whereas urban dwellers are thought to en-
rural consumers, and access to urban mar- gage primarily in industrial production and
kets and services is often crucial for agricul- services. In reality, however, things tend to
tural producers. In addition, a large number be far more complex: the ways in which na-
of households in both urban and rural areas tions define what is urban and what is rural
rely on the combination of agricultural and can be very different; the boundaries of ur-
non-agricultural income sources for their live- ban settlements are usually more blurred
lihoods. This paper reviews some of the re- than portrayed by administrative delimita-
cent literature on rural-urban interactions, tions, especially when towns’ use of rural
with particular attention to the ways in which resources is considered; population move-
they have been affected by recent and cur- ment, especially temporary and seasonal
rent economic, social and cultural transfor- migration, is not usually reflected in census
mations. The paper is organized as follows: figures and can make enumerations of rural
the first three sections discuss definitions of and urban populations unreliable; finally, a
rural and urban areas and activities, review large number of households in urban areas
conceptual frameworks and consider how tend to rely on rural resources, and rural
rural-urban interactions are conceptualized populations are increasingly engaged in non-
within development planning. The last four agricultural activities.
sections review empirical studies on differ-
ent flows connecting rural and urban areas a. Definitions of Urban and Rural Areas
(flows of people, of goods and of wastes), and
on sectoral interactions (agriculture in the Demographic and economic criteria on
cities, non-agricultural employment in the which definitions of urban and rural areas
countryside and rural-urban interlinkages in are based can vary widely between different
peri-urban areas). nations, making generalizations problematic.
In the Philippines, urban areas are defined

Environment and Urbanization, Vol. 10, No. 1, April 1998 147


Guide to the Literature
by the national census as all settlements with - a large proportion of their population would
a population density of at least 500 persons change from rural to urban. In many na-
per square kilometre. The urban status also tions, all settlements above a certain thresh-
applies to centres with the following infra- old, often 2,000 or 2,500 inhabitants and, in
structure: some countries, only a few hundred inhabit-
ants, are considered urban. A large propor-
• a parallel or right-angled street pattern; tion of India’s and China’s rural population
• at least six commercial, manufacturing or live in settlements which under such defini-
similar establishments; tions would be reclassified as urban. Since
• at least three of the following: a town hall, India and China have a high share of Asia’s
church or chapel; a public plaza, park or population this, in turn, would significantly
cemetery; a market place or building where change Asia’s level of urbanization - and even
trading activities are carried out at least change the world’s level of urbanization by a
once a week; and a public building such few percentage points (Hardoy and
as a school, a hospital or a library. Satterthwaite, 1989; UNCHS, 1996).

Barangays (administrative units) with at b. Definitions of Urban Boundaries


least 1,000 inhabitants where the majority
are not occupied in farming and/or fishing A second problem is the definition of ur-
are also considered urban centres (Philippine ban centres’ boundaries. Especially in South-
National Statistics Office, 1992). East Asia, the growth of extended metropoli-
tan regions where agricultural and non-ag-
In Benin, the National Institute of Statis- ricultural activities are spatially integrated
tics and Economic Analysis considers as town makes the distinction between rural and ur-
any headtown of a district with a population ban problematic (Firman, 1996; Hugo, 1996;
of 10,000 inhabitants or more, and with at Ginsberg et al., 1991). The term kotadesasi
least four of the following: post office, tax of- joins the Indonesian words kota (town) and
fice, public treasury, bank, running water desa (village) to describe urban and rural
supplies, electricity, health centre and sec- activities taking place in the same geographi-
ondary school. Population density and the cal area (McGee, 1987). The process occurs
proportion of non-agricultural activities are in many different locations with a radius as
not considered (Tingbé-Azalou, 1997). This large as 100 kilometres and involves an in-
is often the case in sub-Saharan Africa, where tense mixture of land use with agriculture,
small towns are defined on the basis of ad- cottage industries, industrial estates, subur-
ministrative, demographic and infras- ban developments and other uses existing
tructural characteristics even when the side by side, as well as the extreme mobility
majority of the population engages in agri- and fluidity of the population, including com-
cultural activities (see Gado and Guitart, muting and the movement of goods within
1996, on Niger). Exceptions to rules, how- the region (ibid). In Africa, transformations
ever, include Senegal’s main religious cen- in the peri-urban areas reflect regional dif-
tre, Touba, which is effectively a “sacred site” ferences and, while agricultural activities still
ruled by the religious hierarchy and where prevail, significant shifts in land ownership
Islamic legislation prevails over state legisla- and employment patterns take place, often
tion. Indeed, Touba is still classed as a vil- involving the marginalization of both rural
lage despite an estimated population of over and urban poor. In northern Nigeria, the high
300,000 which makes it the country’s sec- cost of food and accommodation in the cities
ond largest settlement (Gueye, 1997). has resulted in high levels of daily commut-
Asia remains a predominantly rural conti- ing from peripheral villages which show a
nent, with two-thirds of its population living strong involvement in the urban food mar-
in rural areas in 1990. However, if both In- ket, a high proportion of non-farm employ-
dia and China were to change their defini- ment, a substantial increase in agricultural
tion of urban centres to one based on a rela- wage labour force and a burgeoning land
tively low population threshold - as used by market (Swindell, 1988).
many Latin American and European nations

148 Environment and Urbanization, Vol. 10, No. 1, April 1998


Guide to the Literature
c. The “Ecological Footprint” of Urban often the case) retain strong links with their
Centres relatives in rural home areas, households can
be defined as multi-spatial, combining farm
Another uncertainty regarding a definition and non-farm activities and rural and urban
of urban boundaries is the fact that urban residence. Even where activities can be de-
residents and enterprises depend for basic scribed as either rural or urban and are spa-
resources and ecological functions on an area tially separated, there is a continued and
significantly larger than the built-up area. varied exchange of resources. Urban cen-
This is illustrated by the concept of cities’ tres may provide markets as well as social
ecological footprints, developed by Rees and producer services for the rural popula-
(1992) and Wackernagel and Rees (1995), tion whereas, for many urban individuals,
which points to the large land area on whose access to rural land or produce through fam-
production the inhabitants and businesses ily or reciprocal relationships can be crucial.
of any city depend for food, other renewable The policy implications of sectoral interac-
resources and the absorption of carbon to tions are particularly important. For exam-
compensate for the carbon dioxide emitted ple, rural development programmes have tra-
from fossil fuel use. The size of a city’s eco- ditionally tended to increase agricultural pro-
logical footprint is typically several times the duction but have rarely included non-farm
area of the city itself although its size as a activities such as the processing of raw agri-
multiple of the city area will vary consider- cultural materials and the manufacturing of
ably, and is influenced by the wealth of the agricultural equipment, tools and inputs, and
city and the energy intensity of its produc- this has resulted in the marginalization of
tion base as well as by such factors as the some groups in rural areas. Similarly, ur-
basis on which the city boundary is defined. ban housing strategies for low-income groups
Although resources may be drawn from far tend to neglect their need to diversify their
beyond the city-region, especially for wealthy incomes or produce foodstuffs for household
cities, for most urban areas in the South, consumption (for example, through urban
many such resources are drawn from close agriculture) and maintain and/or expand
by. The concept is linked to the idea of car- their social networks with rural areas (for
rying-capacity, or the need to balance re- example, by hosting newly arrived migrants
source consumption and waste discharge in their homes) which can be restricted by
with the preservation of the functional integ- narrow controls over settlement and land use
rity and productivity of relevant ecosystems in public housing projects (Chase, 1997).
(UNCHS, 1996). Straddling the rural-urban divide is, in some
cases and for some groups, an important part
d. Sectoral Interactions of survival strategies. Policies which neglect
this may increase their poverty and vulner-
Definitions based on a sharp distinction ability.
between urban and rural settlements often
assume that the livelihoods of their inhabit-
ants can be equally reduced to two main cat- III. CONCEPTUAL FRAMEWORKS
egories: agriculture based in rural areas, and
a reliance on manufacture and services in MUCH OF THE development debate of the
urban centres. However, recent research has last 40 years has centred on the changing
shown that the number of urban households relationship between agriculture and indus-
engaging in agriculture and that of rural try and on the “correct” allocation of invest-
households whose income is derived from ment between the two sectors. Policies aim-
non-farm activities is far higher than usu- ing at economic growth traditionally followed
ally thought (Abramovay and Sachs, 1996; one of two different approaches. The first
Bhooshan, 1986; Bryceson and Jamal, 1997; favours investment in the agricultural sec-
Misra, 1986; Saint and Goldsmith, 1980). tor, which can then provide the necessary
These sectoral interactions can also have a surplus for industrial and urban develop-
spatial dimension. For example, when one ment, whereas the second approach argues
or some of their members migrate but, (as is that industrial and urban growth are pre-

Environment and Urbanization, Vol. 10, No. 1, April 1998 149


Guide to the Literature
requisites for a more modern and produc- the rural poor are dominated and exploited
tive agricultural sector (Escobar, 1995 gives by powerful urban interests. The most im-
a detailed analysis of the development eco- portant class conflict in the Third World is
nomics discourse). The relative influence of that between the rural classes and the ur-
these theoretical positions has changed over ban classes, since “...the rural sector con-
time, as summarized below. tains most of the poverty and most of the low-
cost sources of potential advance; but the
a. Modernization through urban sector contains most of the articulate-
Industrialization and Urbanization ness, organization and power” (1977:13).
Lipton’s argument was subject to intense
In the early 1950s, development was con- criticism, mainly on the grounds of his
ceptualized in terms of national economies conceptualization of undifferentiated urban
taking off through the increase in the size of and rural societies which does not take into
domestic markets and the creation of induce- account the existence of urban poor and ru-
ments to invest. In this way, the modern ral rich (Corbridge, 1982). On a descriptive
sector would progressively encroach upon the and empirical level, Lipton provided a useful
traditional sector, and the money economy account of the relative flows of surpluses
upon subsistence or near subsistence. This between rural and urban areas. However,
dualistic construction based essentially upon the conflation of people with places makes it
Nurske’s (1953) and Lewis’ (1954) models has difficult to explain why these flows occur
pervaded economists’ and donors’ views for (Unwin, 1989). Bates (1981) extended the
several decades. Part and parcel of the mod- criticism of urban élites in his analysis of the
ernization process were industrialization and role of African bureaucracies which, in the
urbanization. Lewis (1954) assumed that in name of industrialization, were seen as over
densely populated rural settlements in the controlling their economies, skewing incen-
Third World, marginal productivity would be tives and infrastructural investment towards
minimal. Therefore, the transfer of labour urban areas and, generally, undermining the
from rural agriculture to urban industry real material base of African economies, that
could occur without declines in agricultural is, agricultural production. More recently,
productivity. Indeed, until the mid-1960s, the attack on rent-seeking, urban based bu-
rural to urban migration was perceived as a reaucratic élites has been taken over by neo-
positive process and several studies focused classical economics and implemented
on the implications of permanent settlement through structural adjustment packages
of workers and their families in urban areas aiming to drastically reduce the role of the
(for example, Elkan, 1960). However, by the state.
end of the decade, it became clear that job
creation in the manufacturing sector was c. Structural Adjustment, Globalization
much lower than expected and could not and Decentralization
absorb the fast-growing urban populations.
Concern with over-urbanization translated Neo-classical economics, underpinning IMF
into policies attempting to curtail labour mi- and World Bank reform of Third World econo-
gration to the cities. At the same time, the mies, advocates rolled-back governments and
first studies on the urban informal sector public sectors and competitive free markets
(Hart, 1973; ILO, 1972; Weeks, 1973) determining human capital formation, re-
sparked the still on-going debate on the sec- source allocation and growth. Development
tor’s development potential (for example, strategies are export oriented and this, for
Portes, Castells and Benton, 1989; Moser, many Third World countries, means export
1978; Standing and Tokman, 1991). of primary commodities, including foodstuffs.
The hard currencies then earned can be used
b. Urban Bias to buy-in foreign grains or increase the pri-
vate capital pools available to farmers. In
In this context, Lipton’s (1977) notion of both cases, it is expected that, once the dis-
urban bias made an important and provoca- torted price systems associated with import-
tive contribution to the debate. In his view, substitution industrialization and other ur-

150 Environment and Urbanization, Vol. 10, No. 1, April 1998


Guide to the Literature
ban biased state policies have been removed, IV. RURAL-URBAN
“...local agricultural production will blossom INTERACTIONS AND SPATIAL
and expand” (Corbridge, 1989). However, for
many small farmers, and especially in Africa,
PLANNING
structural adjustment has resulted in a price
IN SURVEYING DEVELOPMENT strategies
squeeze with the cost of agricultural inputs
which affect rural-urban interactions, it is
and consumer goods rising faster than the
difficult to know what to exclude since virtu-
prices of agricultural produce. Government
ally all policies have some effect on the form
cutbacks in subsidies often means that only
and the spatial distribution of national de-
large-scale farmers can buy inputs in bulk
velopment. Macro-economic or pricing poli-
and sell in bulk to overcome high transport
cies, or sectoral priorities which make no
costs, or can afford to wait and sell their pro-
explicit reference to spatial dimensions, are
duce some time after harvesting, benefiting
often the most powerful influences affecting
from seasonal price fluctuations. Hence,
linkages between urban centres and the
despite the goal of SAPs to reduce the rural-
countryside. Neglecting the impact of these
urban income gap (and, as a consequence,
policies is often a major factor in the failure
to lower the rates of rural to urban migra-
of spatial development strategies (Hamer,
tion), access to international markets has
1984; Hardoy and Satterthwaite, 1986a).
proved not to be equal for all producers and
Nevertheless, despite widespread criticism of
deepening social differentiation in both towns
spatial planning (see Gilbert 1992 for a re-
and countryside is part and parcel of eco-
view), its popularity with governments does
nomic reform. Migration as a survival strat-
not seem to have diminished. The next sec-
egy has, therefore continued, together with
tions examine two main categories of spatial
income diversification and what Jamal and
policies: those attempting to limit urban
Weeks (1988) have typified as the “trade-cum-
growth and control migration, and those
wage earner-cum-shamba class”, for whom
whose goal is to increase the role of small
straddling the rural-urban divide is an es-
and intermediate towns in regional develop-
sential element of either survival or accumu-
ment.
lation strategies.
Another central aspect of rural-urban re-
lations in the 1990s is the decentralization
a. Controlling Urban Growth and Rural-
of administrative functions, at least in part
Urban Migration
due to the increasing pressure from the in-
Concern over the over-urbanization of the
ternational financial institutions and the do-
Third World tends to portray urban growth
nor community for political democratization
as due mainly to rural-urban migration. This
and state reform. However, in many coun-
is seen as an indicator of regional and sectoral
tries, this process is not immune from con-
distortions in patterns of development as well
tradictions between the theory and practice
as the origin of practical administrative diffi-
of decentralization, and local authorities of-
culties in planning urban public services, and
ten face significant problems in escaping con-
a possible source of social unrest in the cit-
trol and interference from the central gov-
ies. Such alarmism is often unjustified since
ernment and in realizing financial and ad-
natural increase is usually the primary rea-
ministrative autonomy (Bertrand and
son for urban growth, which has also been
Dubresson, 1997; Jaglin and Dubresson,
fastest where economic growth is highest
1993; Nyassogbo, 1997; Stren, 1991;
(Preston, 1988; UNCHS, 1996). Nevertheless,
Ziavoula, 1997). In policy terms, decentrali-
the fear of uncontrolled urbanization has re-
zation has renewed interest in regional de-
sulted in widespread policies designed to limit
velopment planning as well as in the role of
urban growth and control rural-urban mi-
small and intermediate urban centres in
gration on the grounds of migrants’ pressure
Third World development.
on already insufficient housing and infra-
structure. These policies usually have little
impact aside from lowering welfare, especially
for the poor and the middle-classes. In Dar
es Salaam and Jakarta, the only real effects

Environment and Urbanization, Vol. 10, No. 1, April 1998 151


Guide to the Literature
of migration controls were to make life for ban relationships and planning prescriptions
the poor much harder while often increasing are clearly linked and, while policy and theo-
corruption as “illegal” migrants have to bribe retical considerations tend to overlap, they
officials in order to secure their stay in the are discussed separately here for analytical
city (Jellinek, 1988; Gilbert, 1992). Authori- purposes. This section reviews three main
tarian regimes in China and Kampuchea, and views on the role of small urban centres in
apartheid South Africa have been able to regional development: the optimistic one, the
implement drastic migration controls al- pessimistic one and the intermediate posi-
though at a very high human cost and within tion. It then summarizes recent models of
political systems which contravened many spatial planning.
human rights. After 1978, China began to
relax its migration controls largely because i. The Role of Small Towns in Rural
these proved incompatible with the rapidly Development: Changing Views and
changing demand for labour, especially in Perceptions
and around major foreign trade centres in
the coastal regions (Chen and Parish, 1996). In the 1950s and 1960s, small towns were
In many cases, policy makers are deeply generally seen as playing a positive role in
unaware of the impact of macro-economic development as the centres from which in-
policies on migration and urban development novation and modernization would trickle
(Becker and Morrison, 1996). Free market down to the rural populations. A more re-
strategies, trade liberalization and decreas- cent and highly influential contribution to this
ing government intervention in the national positive view was the development of the con-
economy have a significant impact on popu- cept of “urban functions in rural develop-
lation movement and on the physical form of ment” (Rondinelli and Ruddle, 1978; Belsky
urban settlements. In Thailand, the govern- and Karaska, 1990) for which the most ef-
ment’s efforts to influence the pattern and fective and rational spatial strategy for pro-
process of industrialization, and therefore to moting rural development is to develop a well-
control the growth of Bangkok’s extended articulated, integrated and balanced urban
metropolitan region, have not been effective hierarchy. This network of small, medium
despite incentives offered to firms to relocate sized and larger urban centres is described
outside the area. Indeed, it is transnational as “...locationally efficient - it allows clusters
firms allied with local industry rather than of services, facilities and infrastructure that
the state which control the shape, form and cannot be economically located in small vil-
character of urbanization in the region lages and hamlets to serve a widely dispersed
(Parnwell and Wongsuphasawat, 1997). The population from an accessible central place”
trend towards mega-cities is often linked to (Rondinelli, 1985). The location of more serv-
the continuing concentration of offshore en- ice supply points supplying a variety of serv-
clave manufacturing enterprises in main ur- ices, agricultural inputs and consumer goods
ban areas, where the availability of cheap to the rural areas is seen as playing a crucial
labour, often female and migrant, is likely to role in rural development. While this ap-
be higher (Potter and Unwin, 1995). proach has been widely used by large inter-
national donors such as USAID, and still in-
b. Small Towns and Regional Planning fluences more recent regional planning mod-
els, it has been criticized on the grounds that
Although, traditionally, the debate on ru- low rural consumption is caused by social
ral-urban interactions has been dominated inequality and low incomes rather than by
by interest in the ways in which very large difficult access to supply (Hardoy and
cities influence the development of national Satterthwaite, 1986b; Morris, 1997;
space, small and intermediate urban centres Pedersen, 1997; Simon, 1992).
are often seen as playing a crucial role in Southall (1988) articulated the pessimistic
rural-urban interactions given the usually view, also in response to Rondinelli’s model.
strong link and complementary relationship The main argument, echoing the “urban bias”
with their rural hinterland (Baker and debate, is that small towns contribute to ru-
Claeson, 1990). Interpretations of rural-ur- ral impoverishment as they are “vanguards

152 Environment and Urbanization, Vol. 10, No. 1, April 1998


Guide to the Literature
of exploitation” of the rural poor by external ii. Approaches to Spatial Planning
forces which, according to the case, may be
colonial powers, multinational enterprises, The need for some sort of state interven-
central national government, local adminis- tion to promote development has long been
trators and élites and, in some cases, inter- recognized although the forms it has taken
national donors. However, when there is a have changed over time. In the 1960s, in
relatively egalitarian class structure and free line with the then prevailing development
access to land, and “...where the stimulus to paradigm, spatial strategies were designed
urban growth results in activity primarily by to achieve economic growth by stimulating
the people and for themselves ... small scale industrial development in designated centres
urbanization may be beneficial locally” (“growth poles”) through public investment.
(Southall, 1988:5). However, the expected trickle-down effect
Hardoy and Satterthwaite (1986a, 1986c, failed to materialize and, in many cases, these
1988) are probably the most representative policies ended up enriching already privileged
proponents of the third position which has social groups, regions and large conurbations
been defined as “intermediate” (Baker and (Hardoy and Satterthwaite, 1986a).
Claeson, 1990). Unlike much of the previ- By the 1970s, the failure of “growth cen-
ous literature, Hardoy and Satterthwaite’s tre” policies and a major shift in the develop-
conclusions are drawn from detailed empiri- ment paradigm resulted in the view that ur-
cal studies from Latin America, Asia and Af- banization was a parasitic process leading
rica, and one major finding is that universal to underdevelopment and the neglect of ag-
generalizations and prescriptions, which riculture. In policy terms, Integrated Rural
formed the basis of most spatial planning Development Programmes (IRDP) were seen
models, are not valid. Therefore, centralized as the “appropriate” strategy. IRDP focused
policies may not be efficient since they can- on agricultural change with little, if any, at-
not take into account the peculiarities and tention to the role of urban centres in the
specifics of small towns and their regions. rural economy (Baker and Pedersen, 1992;
What is needed instead is real decentraliza- Escobar, 1995). The disappointing results
tion of decision-making, with investment and of this sectoral strategy, together with major
resource-raising at the local level which will changes in macro-economic policies and in
allow the articulation of local needs and pri- the global socio-economic context, brought
orities and which will stimulate both rural about another shift in planning concerns.
and urban development. Moreover, wider Rural-urban linkages have recently become
socio-economic issues are also likely to af- the focus of renewed interest among policy
fect small towns and, by extension, migra- makers and researchers (see Evans, 1990;
tion to larger cities. For example, inequita- Gaile, 1992; UNDP/UNCHS, 1995). A first
ble land-owning structures in South India are reason for this is associated with the increas-
one of the reasons why rapid growth in agri- ing prevalence of market based development
cultural production has not stimulated de- strategies and their emphasis on export ori-
velopment in many small urban centres ented agricultural production which rely on
(Harriss and Harriss, 1988). Government efficient economic linkages connecting pro-
crop purchasing policies and taxation can ducers with external markets. Access to the
also influence the levels of rural and urban latter is assumed to transform potential de-
prosperity and deprivation: for example, gov- mand into effective demand which, in turn,
ernment’s promotion of citrus production in will spur local production. Growing incomes
Brazil has paradoxically resulted in increased in the agricultural sector will then result in
out-migration due to land ownership concen- increased demand for services and manufac-
tration (Saint and Goldsmith, 1980). Finally, tured goods. From this viewpoint, small
attention must be given to the social dimen- towns are seen as playing a key role in link-
sions of small towns and to the complexity of ing their rural hinterlands with both domes-
social networks, kinship and family ties tic and international markets as well as in
which often blur the social distinctions be- providing the rural population with non-farm
tween what is rural and what is urban employment opportunities and thus broad-
(Hardoy and Satterthwaite, 1986c). ening the local economy’s base.

Environment and Urbanization, Vol. 10, No. 1, April 1998 153


Guide to the Literature
A second important reason, related to the “pull” factors). Individuals rationally decide
first, is the increasing priority given, partly to migrate because they are attracted by the
by design and partly as a consequence of bright lights of the city which promise, in the
funding cuts, to government reform, to the long-term, to offer better economic opportu-
decentralization of resources and responsi- nities than the countryside. The structural-
bilities, and to the strengthening of local pub- ist approach to migration, on the other hand,
lic institutions. In addition to their traditional tends to portray migrants as victims rather
role as infrastructure and service providers, than rational decision makers, since move-
local authorities are also responsible for sup- ment is determined by macro-social, histori-
porting economic development and poverty cal and dialectic processes such as the socio-
alleviation. However, infrastructure provision spatial restructuring of production at the
has been refocused towards that directly re- national and global levels. Push-pull factors
lated to productive activity, usually at the are seen here as a process of polarization with
expense of social infrastructure such as respect to access to resources, and migra-
health and education. On the positive side, tion as one of few options available to the most
this shift from the central to the local level vulnerable population strata.
has fostered a more flexible approach to re-
gional planning. This is also based on the a. Changes in Migration Types and
recognition that the failure of previous Direction
“growth pole” policies was largely due to over-
generalizations of urban centres’ development Push-pull models of population movement
potential, and “small towns programmes” inherently assume that the direction of mi-
now tend to give more attention to the needs gration is essentially from rural to urban ar-
and potential of individual sites. However, eas. The income gap between the two areas
the emphasis on economic efficiency and is an important explanatory factor. However,
market-led development tends to treat soci- recent research in sub-Saharan Africa has
ety as an undifferentiated whole, diverting pointed out that, since the mid 1970s, eco-
attention from the living conditions of the nomic decline has greatly reduced the gap
most vulnerable groups in both rural and between real urban incomes and real rural
urban areas. The next sections review em- incomes in the region (Jamal and Weeks,
pirical studies, showing how changes in ru- 1988). The rate of urban growth in some
ral-urban interactions are interrelated with African countries has slowed considerably
growing social polarization in both towns and and, following structural adjustment pro-
countryside. grammes and general economic decline, sig-
nificant numbers of retrenched urban work-
ers may engage in urban-rural migration and
V. FLOWS OF PEOPLE return to home areas where the cost of living
is lower (Potts, 1995; Potts with Mutambirwa
WHILE INTERNATIONAL MIGRATION has in this issue). Although little research has
attracted increasing attention in recent years been conducted on return migration, it is
(often because of its political implications in likely to have important impacts on destina-
destination countries), little is known about tion areas, as returnees may compete for
internal migration despite the fact that its scarce resources with the local population
scale, direction and demographic character- while, at the same time, facilitating the in-
istics (such as sex and age composition) are troduction of innovation, both technological
fundamental to an understanding of urbani- and socio-cultural.
zation processes. Traditional approaches to Secondary cities have also increased their
migration have relied on the notion of “push- role as destinations. In some regions, gen-
pull” factors as the main explanatory ele- erally within more industrialized areas or
ments. In the neo-classical perspective, de- close to large cities, many smaller urban cen-
cisions to move are made at the individual tres have succeeded in attracting new invest-
level in response to hardships in source ar- ment that previously would have tended to
eas (the “push” factors) and to perceived com- concentrate in large cities. Many secondary
parative advantages in destination areas (the cities within 200 kilometres of Sao Paulo

154 Environment and Urbanization, Vol. 10, No. 1, April 1998


Guide to the Literature
metropolitan area have attracted major new migration is also increasing as a result of
enterprises in competition with Sao Paulo, higher costs of living in the cities.
with the help of a much improved regional
transport and communications infrastruc- b. Gender and Age Selectivity
ture (UNCHS, 1996). This increased role for
secondary cities as destinations for rural- The complexity of migration direction and
urban migration is sometimes associated with duration is matched by that of the composi-
state policies, as in Mexico where export- tion of the flows. While inequalities in con-
processing zones have attracted industrial trol over resources are often likely to give rise
investment to cities on or close to the border to out-migration, this is not limited to low-
with the United States (ibid). It is also some- income groups but may also take place at
times associated with a renewed emphasis the intra-household level where it is usually
on export agriculture, with the secondary cit- grounded in ideological constructions of roles
ies within or close to the exporting region and relations between men and women, and
benefiting more than major cities. In many parents and children. Consequently, gen-
Latin American nations, national capitals and der and generation may play a crucial role in
major cities became less attractive to mi- migration decision-making and selectivity
grants during the 1980s, with many factors (Chant, 1992 and in this issue). For exam-
contributing to this including economic stag- ple, women (either mothers or daughters) are
nation or decline, the shift in macro-economic more likely to feel responsible for the well-
and industrial policies away from protection being of other household members than their
and import substitution, and the reduction male counterparts and this may be an im-
in staff and income levels within the public portant factor in migration decisions espe-
sector. cially when women’s employment opportu-
In sub-Saharan Africa too, economic stag- nities in home areas are limited. Migration
nation or decline and the reduction in staff can also provide an escape from social and
and income levels within the public sector family constraints and give women a level of
helped to discourage migration to national independence they may not easily have ac-
capitals although the extent of this is not well- cess to in their home areas (Gadio and
documented, partly because of the lack of Rakowski, 1995). Young men with restricted
recent census data from this region. In Tan- access to family land and waged work may
zania, migration during the 1980s veered also decide to move. While in all cases the
away from the larger and primate cities to- impacts on areas of out-migration may be
wards smaller towns with populations of be- significant (in terms, for example, of labour
tween 20,000 and 50,000 where urban availability, remittances, household organi-
household self-provisioning of food was more zation and agricultural production systems),
feasible. However, recent municipal esti- they are also likely to vary depending on who
mates suggest that, in the 1990s, the pat- moves and who stays.
tern of movement has reverted towards the In the Philippines, male labour force par-
largest cities in response to the concentra- ticipation in households receiving remit-
tion of wealth and the centralization of eco- tances from migrant member(s) appears to
nomic activity in profitable centres of demand decline whereas women’s remains constant
which followed the reinstatement of foreign (Go and Postrado, 1986). In some areas of
aid flows and market liberalization (Bryceson, Turkey, the migration of men has involved
1997a). In other cases, migration may not changes in land use: share-cropping (tradi-
involve urban destinations at all. For exam- tionally men’s work) is usually abandoned
ple, landless peasants may be forced to en- but women remain responsible for subsist-
gage in rural-rural migration following tech- ence agriculture, around which reciprocity
nological changes in agricultural production based community relations are organized
and the decline of labour requirements by (Ilcan, 1994). In the Sahel region, popula-
large commercial estates (see Boyce, 1993 tion movement is diverse and constantly
on the Philippines). Movement may not al- changing in response to wider socio-economic
ways be intended as permanent or even long- dynamics. While traditionally, migrants are
term, and evidence suggests that circular predominantly young and male, increasingly,

Environment and Urbanization, Vol. 10, No. 1, April 1998 155


Guide to the Literature
young women embark on the migratory jour- again, boosts agricultural productivity and
ney to the cities. However, for the women rural incomes (Evans, 1990; Evans and Ngau,
who stay behind in the rural areas, male out- 1991; UNDP/UNCHS, 1995). There are few
migration does not always result in more in- examples of this virtuous circle, such as the
volvement in natural resource management development of the Upper Valley of the Rio
activities, as these are mediated by several Negro in Argentina (Manzanal and
factors including gender divisions of labour Vapnarsky, 1986). Hardoy and Satterthwaite
within households, land tenure, women’s (1986b) highlight the importance of specific
decision-making power and women’s work- factors such as a relatively equitable distri-
loads (David et al. 1995). However, when poli- bution of land ownership, a high concentra-
cies are grounded in local needs and build tion of small farms producing high value
upon the resources provided by migrants, crops and good incomes for their owners, and
they can play an important role in improving a location sufficiently far from other major
conditions in areas of out-migration. In centres to provide some protection for local
Swaziland, the combination of remittances businesses. The possibilities of supporting
from their male relatives, employed in South virtuous circles are obviously limited, if these
Africa’s mines, and the governmental provi- are among the necessary conditions for such
sion of a tractor-hiring service, has allowed circles to happen. In many other cases,
women to increase agricultural productivity prosperous agriculture takes place within
despite the lack of male labour (Simelane, more inequitable land ownership patterns
1995). and with most economic multiplier effects by-
passing local small towns (ibid).
The problems with this model can be sum-
VI. FLOWS OF GOODS marized as follows. First, the model assumes
that proximity to urban markets improves
EXCHANGES OF GOODS between urban and farmers’ access to the inputs and services
rural areas are an essential element of ru- required to increase agricultural productiv-
ral-urban linkages, and the most recent gen- ity. However, access to land, capital and la-
eration of spatial policies considers market bour may be far more important than spatial
interactions as a crucial factor in the devel- proximity in determining the extent to which
opment of rural areas, reflecting the global farmers are able to benefit from urban mar-
trend towards market-led strategies. In this kets. In Paraguay, the agricultural activities
view, government investment in production of smallholders whose farms are within the
related infrastructure (better power, water sphere of influence of the capital city,
and transport access) can compensate for the Asunciòn, are hardly stimulated by urban
market imperfections which are at the roots markets as their low incomes make it diffi-
of regional disparities (Gaile, 1992). Since cult to invest in cash crops, let alone com-
export agricultural production is seen as pensate for their lack of land through pro-
most Third World countries’ comparative ad- duction intensification (Zoomers and
vantage in world markets, the emphasis is Kleinpenning, 1996).
on efficient economic linkages connecting Second, the model implicitly views markets
producers with both domestic and external as perfect competitive realms of impersonal
markets. economic exchange. In contrast, more com-
The “virtuous circle” model of rural-urban plex conceptualizations of markets focus on
development can be summarized as follows. social actors and institutions, and on mecha-
Rural households earning higher incomes nisms of access and control by some groups
from the production of agricultural goods for and the exclusion of other, weaker groups.
non-local markets spur demand for food and In Senegal, profits from charcoal production
other consumer goods. This leads to the crea- from forest areas are derived from direct con-
tion of non-farm jobs and the diversification trol over forest access as well as through ac-
of urban activities, especially in small towns cess to urban markets, labour opportunities,
close to areas of agricultural production. capital, and state agents and officials. Char-
This, in turn, absorbs surplus rural labour, coal merchants are the primary beneficiar-
raises demand for rural produce and, once ies of this system, which excludes villagers

156 Environment and Urbanization, Vol. 10, No. 1, April 1998


Guide to the Literature
in production areas, with important implica- threats to the remaining forest, coastland and
tions for the management of local natural marine ecosystems from, among other things,
resources (Ribot, 1998). Similarly, grain the uncontrolled disposal of toxic wastes
markets in South Asia tend to be controlled (Douglass, 1989). Air pollution from city
by local mercantile oligopolies through con- based industries, thermal power stations and
trol of access to the means of distribution motor vehicles often results in acid rain pre-
(transport, sites, capital or credit, and infor- cipitation that damages terrestrial and
mation) and, even in the petty trading sub- aquatic ecosystems and may affect crop
sector, caste and gender act as major entry yields outside the city (Marshall et al., 1997;
barriers (Harriss-White, 1995). Satterthwaite, 1997).
Third, the model’s starting point is that Most of these problems are best addressed
activities in rural and urban areas are by action within the urban centres, for ex-
sectorally distinguished - rural populations ample through pollution control and waste
are primarily engaged in agriculture and ur- reduction. However, in many cases, indus-
ban inhabitants are essentially employed in trial pollution occurs alongside that caused
manufacturing and services. The growth of in peri-urban areas by excessive use of ferti-
non-farm based income for rural populations lizers, herbicides and pesticides in commer-
is seen as stemming from the increase in cial agriculture and by wastes from inten-
agricultural income. However, while the di- sive livestock production. Whilst measures
rection of rural-urban linkages is often a can be taken to improve environmental con-
major issue in regional development models, ditions in both cities and countryside (see
the question of whether rising income from Hardoy et al., 1992 for a review), they are
agriculture drives the growth of non-farm often more easily conceived than imple-
activities, or whether income from non-farm mented. Problems in enforcing these meas-
activities spurs the growth of agriculture ures relate broadly to three crucial charac-
(Evans and Ngau, 1991), is often irrelevant. teristics of environmental processes: their
For example, while Asunciòn acts as a safety trans-media nature through air, land and
valve for the Paraguayan rural poor by pro- sea; their trans-sectoral nature which cuts
viding non-farm income in the urban infor- across traditional policy boundaries; and
mal sector (Zoomers and Kleinpenning, their trans-boundary nature cutting across
1996), in Colombia, by contrast, the urban political frontiers (Breheny and Rookwood,
poor complement their earnings by engag- 1993). Solutions imply coordinated action
ing in relatively well-paid but temporary cof- between authorities having jurisdiction over
fee-harvesting (Hataya, 1992). different areas, for example over the city and
over the surrounding region. This is not im-
possible: in the Peruvian secondary town of
VII. FLOWS OF WASTES Ilo a Permanent Multi-sectoral Commission
on Environment brings together industrial-
URBAN CENTRES, ESPECIALLY medium- ists, municipality, urban residents, farmers
sized and large ones, have a significant envi- from the surrounding valley and regional
ronmental impact outside the built-up areas government to monitor the implementation
and often outside urban and metropolitan of an environmental rehabilitation plan cov-
boundaries. Cities’ ecological footprints ering the entire province of Ilo (Díaz et al.,
(Rees, 1992) usually comprise areas defined 1996). Despite Ilo’s severe problems linked
or considered as rural. The ecosystem of the to a large copper mining and processing
regions around large and prosperous cities plant, which is the main source of air and
is generally transformed by the demand for marine pollution in the area as well as the
resources and the generation of urban con- main user of scarce freshwater resources, the
centrated wastes. For example, analyses of widespread consultation process, involving
environmental degradation in the Jakarta all actors concerned in decision-making, has
metropolitan region in the 1980s have iden- resulted in several measures and projects
tified severe problems ranging from water which have greatly improved the region’s
pollution; loss and degradation of agricultural environmental situation. However, these dif-
land through urban expansion; erosion; and ferent actors may, in many cases, have dif-

Environment and Urbanization, Vol. 10, No. 1, April 1998 157


Guide to the Literature
ferent aims and objectives and, although co- production of fuelwood (Smit, Rattu and Nasr,
operation is necessary for effective action in 1996). It may also have potentially negative
improving the environment, many potential impacts on the environment: small cultivated
conflicts are not easily resolved. areas (often less than one hectare) can in-
volve intensive use of fertilizers and pesticides
by untrained farmers, affecting consumers
VIII. SECTORAL INTERACTIONS as well as underground and surface water
both within and outside the urban bounda-
SECTORAL INTERACTIONS ARE defined ries (Diallo, 1993). Natural resources can
here as rural activities taking place in urban also be negatively affected by high and mid-
areas (such as urban agriculture) and activi- dle-income urban farmers opting for changes
ties often classified as urban (such as manu- in land use, such as intensive livestock pro-
facturing and services) taking place in rural duction, industrial and semi-industrial ac-
areas. A third type of sectoral interaction tivities or commercial and residential use
described in this section is that occurring in (Firman, 1996).
peri-urban areas, where many of the flows
between rural and urban areas and, in many b. Non-agricultural Rural Employment
cases, rural industries are spatially concen-
trated around urban built-up areas. Non-agricultural rural activities include
non-farm activities, which are carried out in
a. Urban Agriculture the farm but are not related to crop produc-
tion (such as furniture and brickmaking or
The growth of urban agriculture since the beer-brewing, which are sold in both rural
late 1970s is largely understood as a re- and urban markets) and off-farm activities,
sponse to escalating poverty and to rising food which are carried out away from the farm,
prices or shortages which were exacerbated and thus involve a spatial dimension, often
by the implementation of structural adjust- revolving around urban centres. Bryceson
ment policies in the 1980s (Drakakis-Smith, (1997a) defines “de-agrarianization” as a
1992; Lee-Smith et al., 1987). While it is of- long-term process involving four main ele-
ten assumed that the poor account for the ments: occupational adjustment; income-
majority of urban farmers and that they en- earning re-orientation; social identity trans-
gage in this activity essentially on a subsist- formation; and spatial relocation of rural
ence basis, recent evidence suggests that this dwellers away from strictly peasant modes
is not necessarily the case. Some studies of livelihood. These changes do not neces-
have shown that high and middle-income sarily take place simultaneously or follow
households constitute a significant and grow- similar trajectories. Nevertheless, despite
ing proportion of urban farmers, who often local, national and regional differences, oc-
engage in this activity for commercial pur- cupational change is clearly evident in most
poses. Consequently, in several cases, the Third World countries.
poorest groups (often including newly arrived In Brazil, between 1981 and 1990, the av-
migrants) are excluded from access to land erage annual growth of non-agricultural ru-
as a result of both formal and informal gate- ral employment (defined as the economic
keeping processes in the city (Mbiba, 1995; activities performed by rural dwellers out-
Mlozi et al., 1992). At the same time, as bet- side farming and household subsistence con-
ter-off strata increasingly dominate urban sumption) was 6 per cent, compared to 0.7
farming through privileged access to both per cent for agricultural employment, and
urban and peri-urban land, they may hire equivalent to an increase in the number of
waged agricultural labour, contributing to workers from 3.1 to 5.2 million (Graziano da
deep changes in the urban labour force Silva, 1995). In China, government promo-
(Bryceson, 1996). tion of rural industries is explicitly aimed at
Urban agriculture can be an efficient way creating employment opportunities for sur-
of recycling urban waste and of contributing plus labour force in the countryside while
to resource conservation in surrounding ru- reducing migratory pressure on cities. In
ral areas, for example through urban-based 1994, industrial production in rural areas

158 Environment and Urbanization, Vol. 10, No. 1, April 1998


Guide to the Literature
was double the output of agriculture and the widows living alone, are often socially
number of workers employed in the sector marginalized, and may be forced to find em-
increased from 30 million in 1980 to 123.5 ployment in unprofitable occupations (such
million in 1993 (Yang Zheng, 1995). Whilst as harvesting of natural resources) or even
this has certainly contributed to a decrease in prostitution, while patronage is in many
in internal rural to urban migration, there is cases a crucial element of access to activi-
still a substantial movement from the rural ties such as intra-regional trade (Seppala,
areas towards the fast-developing coastal 1996). Rural poverty in Senegal has been
industrial enclaves (ibid.). A large propor- linked to lack of access to non-farm income,
tion of these rural industries are also in size- while in Tanzania the accumulation strate-
able settlements with strong non-agricultural gies of better-off rural households are based
economic bases and which would be classi- on income diversification and the simultane-
fied as urban centres in most other coun- ous exploitation of both rural and urban re-
tries (Kirkby, 1994; UNCHS, 1996). sources (Baker, 1995).
In sub-Saharan Africa, despite the unwar- Forward linkages between non-agricultural
ranted assumption that the continent’s des- and agricultural activities, such as process-
tiny is necessarily rooted in peasant agricul- ing and other manufacturing of agricultural
ture, the population is becoming less agrar- raw materials, and backward linkages, such
ian in nature year by year (Bryceson and as the manufacturing of agricultural equip-
Jamal, 1997). Environmental degradation, ment, tools and inputs, and tourism in many
which is acknowledged in the Sahel and the areas, are the basis of the most profitable
Horn regions but is equally widespread in types of non-farm rural employment. This
Southern and Eastern Africa, is a major driv- suggests that a rich natural resource base
ing force in this process (Bryceson, 1997b). may be as necessary for rural non-agricul-
Decreasing agricultural productivity, in con- tural activities as it is for agriculture
junction with population growth and land (Livingstone, 1997). However, non-farm ru-
sub-division, makes it difficult for large num- ral activities are not completely dependent
bers of farmers to rely solely on agricultural on rural sources and, therefore, are not in-
production for their survival. Current tech- sulated from pressures at wider levels. For
nology to improve agricultural production example, the impact of devaluation on the
consists of standardized fertilizer and seed cost of imported inputs and urban supply
packages which are not available in many networks has adversely affected rural based
rural areas and whose long-term impact is activities in Nigeria, where rural transport-
unknown. While well-to-do farmers are able ers, grain grinders, mechanics, welders and
to use non-agricultural earnings to subsidize photographers have suffered from the high
their investment in farming inputs, a far cost of equipment and materials (Meagher
larger number of small farmers are losing and Mustapha, 1997). SAP induced incen-
their assets and are forced to turn to non- tives for exports and local sourcing also force
agricultural activities as a lifeline (Wangari small-scale producers to compete with ex-
et al., 1996). Some of the least remunerative porters, urban consumers and local indus-
non-agricultural activities tend to rely on try for access to local raw materials (ibid.).
excessive extraction from the natural re-
source base, for example, sales of firewood c. Urban-Rural Interlinkages in Peri-
and grass are an important activity for the urban Areas
Sudanese rural poor but generate very low
incomes and contribute significantly to envi- Many of the rural-urban flows of people,
ronmental degradation (El Bashir, 1997). goods and wastes are most intense and var-
Access to non-farm production in rural ied between the built-up area of towns and
areas is usually mediated by culturally spe- cities and the peri-urban areas that surround
cific formal and informal networks which may them. For instance, most of the rural dwell-
be based on income as well as political and/ ers who regularly travel to particular cities
or religious affiliation, ethnicity, household (including those who commute daily) will live
type, gender and generation. In Tanzania, close to the city although cheap and efficient
rural women heading their households, and transport systems may help widen the area

Environment and Urbanization, Vol. 10, No. 1, April 1998 159


Guide to the Literature
from which many people commute. In many IX. CONCLUSIONS
cities, an increasing proportion of the popula-
tion lives in peri-urban areas still officially des- THE MAIN ISSUE emerging from this review
ignated as rural as new housing developments of recent literature on rural-urban interac-
spill over the official urban boundary. Land tions is that populations and activities de-
markets and land uses in many rural areas scribed either as “rural” or “urban” are more
around cities also become increasingly influ- closely linked both across space and across
enced by real-estate developments. Intensive sectors than is usually thought, and that dis-
land development, sub-division and sale may tinctions are often arbitrary. What is defined
take place although with little building con- as an “urban centre” may vary from one coun-
struction as many urban residents make try to another, and households may be
speculative purchases in anticipation of in- “multispatial”, with some members residing
creases in land value linked to urban expan- in rural areas and others in towns, as well
sion. The extent of such rural developments as engaging in agriculture within urban ar-
is much influenced by the way each city’s eas or in non-farm activities in the country-
boundary has been defined - and where city side. Flows of people, goods and wastes, and
or metropolitan boundaries encompass city re- the related flows of information and money,
gions, most such developments may still be act as linkages across space between cities
within the urban boundary. and countryside.
One of the greatest flows of goods from peri- One consequence of these strong interre-
urban to urban areas are the heavy, bulky, lations is that both rural and urban areas
low-value building materials such as stone, are affected by current transformations at
clay, aggregate and landfill, drawn from the the macro-level, including economic reform
city’s immediate surrounds (Douglas, 1983). and structural adjustment programmes
Most cities draw heavily on their surrounding whose impact has traditionally been exam-
region for freshwater resources and reservoirs ined primarily in urban economies and la-
and water-treatment plants may be concen- bour markets. Particularly in the African
trated there. Most urban wastes also end up context, SAPs, trade liberalization and the
in the region surrounding the city, for exam- growth of export oriented agriculture have
ple solid wastes disposed of on peri-urban land resulted in the marginalization of small farm-
sites and liquid wastes either piped or finding ers, who often have to migrate or resort to
their way through run-off into rivers, lakes or low-paid, non-farm employment. For both
other water bodies close by (Hardoy et urban and rural populations, recent and
al.,1992). New enterprises selling goods or current changes in the global social, eco-
services to city populations or relying on ur- nomic and political context have resulted in
ban labour markets and services but which deepening social differentiation and increas-
do not need to be within the built-up area may ing poverty. However, while the nature of
also settle in the rural region. Leisure activi- these changes is global, they are also char-
ties, many of them geared mainly to urban mid- acterized by great diversity at the local level,
dle and upper-income groups (for example golf itself the consequence of historical, political,
courses, country clubs, sports grounds, serv- socio-cultural and ecological, as well as eco-
ices for tourists) may also become an impor- nomic, differences.
tant part of economic activities and employ-
ment patterns within certain peri-urban ar-
eas still classified as rural. The larger the scale
of settlement and of economic activities in peri-
urban areas, the greater the pressure for road
and highway investments there. This large
and often growing influence of cities on land
ownership and use, economic activities and
labour markets in the rural areas around them
obviously has significant influences on agri-
cultural production and on the livelihoods of
those who live in these areas.

160 Environment and Urbanization, Vol. 10, No. 1, April 1998


Guide to the Literature
References Breheny, M. and R. Rookwood (1993), “Plan-
ning the sustainable city region” in Blowers,
Abramovay, R. and I. Sachs (1996), A. (editor), Planning for a Sustainable Envi-
“Nouvelles configurations villes-campagnes” ronment, Earthscan, London.
in UNHCS (Habitat) Habitat II - Dialogue # 6:
Land and Rural/Urban Linkages in the Bryceson, D. F. (1996), “De-agrarianisation
Twenty-First Century, Proceedings of the and rural employment in sub-Saharan Af-
Conference held in Istanbul, June 6 1996, rica: a sectoral perspective”, World Develop-
UNCHS, Nairobi. ment Vol.24, No.1, pages 97-111.

Baker, J. (1995), “Survival and accumulation Bryceson, D.F. (1997a), “De-agrarianisation


strategies at the rural-urban interface in in sub-Saharan Africa: Acknowledging the in-
north-west Tanzania”, Environment and Ur- evitable” in Bryceson, D.F. and V. Jamal (edi-
banization Vol.7, No.1, pages 117-132. tors), Farewell to Farms: De-Agrarianisation
and Employment in Africa, Africa Studies
Baker, J. and C-F. Claeson (1990), “Introduc- Centre Leiden, Research Series 1997/10,
tion” in Baker, J. (editor), Small Town Africa: Ashgate, Aldershot, pages 3-20.
Studies in Rural-Urban Interaction, The
Scandinavin Institute of African Studies, Bryceson, D.F. (1997b), “De-agrarianisation:
Uppsala, pages 7-34. blessing or blight?” in Bryceson, D.F. and V.
Jamal (editors), Farewell to Farms: De-
Bates, R.H. (1981), Markets and States in Agrarianisation and Employment in Africa,
Tropical Africa, University of California Press, Africa Studies Centre Leiden, Research Se-
Berkeley. ries 1997/10, Ashgate, Aldershot, pages 237-
256.
Becker, C.M. and A. R. Morrison (1996), “Pub-
lic policy and rural-urban migration” in Bryceson, D.F.and V. Jamal (editors) (1997),
Gugler, J. (editor), Cities in the Developing Farewell to Farms: De-Agrarianisation and
World: Issues, Theory and Policy, Oxford Uni- Employment in Africa, Africa Studies Centre
versity Press, Oxford, pages 88-107. Leiden, Research Series 1997/10, Ashgate,
Aldershot.
Belsky, E.S. and G.J. Karaska (1990), “Ap-
proaches to locating urban functions in de- Chant, S. (editor) (1992), Gender and Migra-
veloping rural areas” in International Re- tion in Developing Countries, Belhaven Press,
gional Science Review Vol.13, No.3, pages London.
225-240.
Chase, J. (1997), “Managing urban settle-
Bertrand, M. and A. Dubresson (editors) ments in Brazil’s agro-industrial frontier”,
(1997), Petites et moyennes villes d’Afrique Third World Planning Review Vol.19, No.2,
Noire, Karthala, Paris. pages 189-208.

Bhooshan, B.S. (1986), “Bangalore, Mandya Chen, X. and W. L. Parish (1996), “Urbaniza-
and Mysore districts” in Hardoy, J.E. and D. tion in China: reassessing an evolving model”
Satterthwaite (editors), Small and Intermedi- in Gugler, J. (editor), The Urban Transforma-
ate Urban Centres: their Role in Regional and tion of the Developing World, Oxford Univer-
National Development in the Third World, sity Press, Oxford, pages 61-92.
John Wiley, UK and Westview Press, USA,
pages 131-184. Corbridge, S. (1982), “Urban bias, rural bias
and industrialisation: an appraisal of the
Boyce, J. (1993), The Philippines: The Politi- works of Michael Lipton and Terry Byres” in
cal Economy of Growth and Impoverishment Harriss, J. (editor), Rural Development: Theo-
in the Marcos Era, Macmillan, Houndsmills, ries of Peasant Economies and Agrarian
Basingstoke. Change, Routledge, London, pages 94-116.

Environment and Urbanization, Vol. 10, No. 1, April 1998 161


Guide to the Literature
Corbridge, S. (1989), “Urban-rural relations World, Studies in Culture/Power/History,
and the counterrevolution in development Princeton University Press, Princeton.
theory and practice” in Potter, R. and T.
Unwin (editors), The Geography of Urban- Evans, H. E. (1990), “Rural-urban linkages
Rural Interaction in Developing Countries, and structural transformation”, Report INU
Routledge, London, pages 233-257. 71, Infrastructure and Urban Development
Department, The World Bank, Washington
David, R., Niang, O.K., Myers, M., Ruthven DC.
O. and P. Yabre (1995), Changing Places?
Women, Resource Management and Migration Evans, H.E. and P. Ngau (1991), “Rural-ur-
in the Sahel, SOS Sahel UK, IFAD and IIED, ban relations, household income diversifica-
London and Rome. tion and agricultural productivity”, Develop-
ment and Change Vol.22, pages 519-45.
Diallo, S. (1993), Urban Agriculture Research
in West Africa: Record, Capacities and Oppor- Firman, T. (1996), “Urban development in
tunities, Cities Feeding People Series Report Bandung metropolitan region: a transforma-
5, IDRC. tion to a Desa-Kota region”, Third World Plan-
ning Review Vol.18, No.1, pages 1-22.
Díaz, D.B., López Follegatti, J.L. and M.
Hordijk (1996), “Innovative urban environ- Gadio, C.M. and C.A. Rakowski (1995), “Sur-
mental management in Ilo, Peru”, Environ- vival or empowerment? Crisis and temporary
ment and Urbanization Vol.8, No.1. migration among the Serer millet pounders
of Senegal”, Women’s Studies International
Douglas, I. (1983), The Urban Environment, Forum Vol.18, No.4, pages 431-443.
Edward Arnold, London.
Gado, B. and Guitart, F. (1996), “ L’influence
Douglass, M. (1989), “The environmental de Niamey sur les marchés de Baleyra et Kollo
sustainability of development: coordination, (Niger)” in Coquery-Vidrovitch, C., D’Almeida-
incentives and political will in land use plan- Topor, H. and J. Sénéchal (editors),
ning in the Jakarta metropolis”, Third World Interdépendances villes-campagnes en
Planning Review Vol.11, No.2. Afrique, L’Harmattan, Paris, pages 177-186.

Drakakis-Smith, D. (1992), “Strategies for Gaile, G. L. (1992), “Improving rural-urban


meeting basic food needs in Harare” in Baker, linkages through small town market-based
J. and P.O. Pedersen (editors), The Rural-Ur- development”, Third World Planning Review
ban Interface in Africa: Expansion and Adap- Vol.14, No.2, pages 131-48.
tation, The Scandinavian Institute of African
Studies, Uppsala, pages 258-83. Gilbert, A. (1992), “Urban and regional sys-
tems: a suitable case for treatment?” in Gil-
El Bashir Ibrahim, H. (1997), “Coping with bert, A. and J. Gugler (editors), Cities, Pov-
famine and poverty: the dynamics of non- erty and Development (second edition), Ox-
agricultural rural employment in Darfur, ford University Press, Oxford, pages 220-62.
Sudan” in Bryceson, D.F. and V. Jamal (edi-
tors), Farewell to Farms: De-Agrarianisation Ginsberg, N., Koppel, B. and T. G. McGee (edi-
and Employment in Africa, Africa Studies tors) (1991), The Extended Metropolis Settle-
Centre Leiden, Research Series 1997/10, ment Transition in Asia, University of Hawaii
Ashgate, Aldershot, pages 23-40. Press, Honolulu.

Elkan, W. (1960), Migrants and Proletarians: Go, S. and L.Postrado (1986), “Filipino over-
Urban Labour in the Economic Development seas contract workers: their families and
of Uganda, Oxford University Press, London. communities” in Arnold, F. and N. M. Shah
(editors), Asian Labour Migration: Pipeline to
Escobar, A. (1995), Encountering Develop- the Middle East, Westview Press, Boulder,
ment: The Making and Unmaking of the Third Colorado, pages 125-44.

162 Environment and Urbanization, Vol. 10, No. 1, April 1998


Guide to the Literature
Graziano da Silva, J. (1995), “Urbanização e Third World Planning Review Vol.10, No.1.
pobreza no campo” in Ramos, P. and B.
Reydon (editors), Agropecuária e Hardoy, J.E. and D. Satterthwaite (1989),
Agroindústrie no Brasil Ajuste. Situação Atual Squatter Citizen: Life in the Urban Third World,
e Perspectives, Edição ABRA. Earthscan, London.

Gueye, C. (1997), “Touba: les marabouts Harriss, B. and J. Harriss (1988), “Genera-
urbanisants” in Bertrand, M. and A. tive or parasitic urbanism? Some observa-
Dubresson (editors), Petites et moyennes tions from the recent history of a South In-
villes d’Afrique Noire, Karthala, Paris, pages dian market town”, Journal of Development
179-204. Studies Vol.20, No.3, pages 82-101.

Hamer, A. M. (1984), Decentralized Urban Harriss-White, B. (1995), “Maps and land-


Development and Industrial Location Behav- scapes of grain markets in South Asia” in
iour in Sao Paulo, Brazil: A Synthesis of Re- Harriss, J., Hunter, J. and C.M. Lewis (edi-
search Issues and Conclusions, Discussion tors), The New Institutional Economics and
Paper, Water Supply and Urban Development Third World Development, Routledge, London,
Department, the World Bank, Washington pages 87-108.
DC.
Hart, K. (1973), “Informal income opportuni-
Hardoy, J.E., Mitlin, D. and D. Satterthwaite ties and urban employment in Ghana”, Jour-
(1992), Environmental Problems in Third nal of Modern African Studies 11, pages 61-
World Cities, Earthscan, London. 89.

Hardoy, J. E. and D. Satterthwaite (1986a), Hataya, N. (1992), “Urban-rural linkage of the


“Government policies and small and inter- labor market in the coffee growing zone in
mediate urban centres” in Hardoy, J. E. and Colombia”, The Developing Economies
D. Satterthwaite (editors), Small and Interme- Vol.XXX, No.1, pages 63-83.
diate Urban Centres: their role in National and
Regional Development in the Third World, Hugo, G. (1996), “Urbanization in Indonesia:
Hodder and Stoughton, London and Westview city and countryside linked” in Gugler, J. (edi-
(USA), pages 335-395. tor), The Urban Transformation of the Devel-
oping World, Oxford University Press, Oxford,
Hardoy, J. E. and D. Satterthwaite (1986b), pages133-184.
“A survey of empirical material on the fac-
tors affecting the development of small and Ilcan, S.M. (1994), “Peasant struggles and
intermediate urban centres” in Hardoy, J. E. social change: migration, households and
and D. Satterthwaite (editors), Small and In- gender in a rural Turkish society” in Interna-
termediate Urban Centres: their role in Na- tional Migration Review Vol.xxxviii, No.3,
tional and Regional Development in the Third pages 554-579.
World, Hodder and Stoughton, London and
Westview (USA), pages 279-334. International Labour Office (ILO) (1972),
Employment, Incomes and Equality: A Strat-
Hardoy, J. E. and D. Satterthwaite (1986c), egy for Increasing Productive Employment in
“Some tentative conclusions” in Hardoy, J. Kenya, ILO, Geneva.
E. and D. Satterthwaite (editors), Small and
Intermediate Urban Centres: their role in Na- Jaglin, S. and A. Dubresson (editors) (1993),
tional and Regional Development in the Third Pouvoirs et cités d’Afrique Noire:
World, Hodder and Stoughton, London and Décentralisations en questions, Karthala,
Westview (USA), pages 398-411. Paris.

Hardoy, J. E. and D. Satterthwaite (1988), Jamal, V. and J. Weeks (1988), “The vanish-
“Small and intermediate urban centres in the ing rural-urban gap in sub-Saharan Africa”,
Third World: what role for government?”, International Labour Review Vol.127, No.3.

Environment and Urbanization, Vol. 10, No. 1, April 1998 163


Guide to the Literature
Jellinek, L. (1988), “The changing fortunes McGee, T.G. (1987), Urbanization or
of a Jakarta street-trader” in Gugler, J. (edi- Kotadesasi - The Emergence of New Regions
tor), The Urbanization of the Third World, of Economic Interaction in Asia, Working pa-
Oxford University Press, Oxford, pages 204- per, Environment and Policy Institute, East
223. West Center, Honolulu.

Kirkby, R. (1994), “Dilemmas of urbanization: Meagher, K. and A.R. Mustapha (1997), “Not
review and prospects” in Dwyer, D. (editor), by farming alone” in Bryceson, D.F. and V.
China: The Next Decades, Longman Scien- Jamal (editors), Farewell to Farms: De-
tific and Technical, Harlow, pages 128-155. Agrarianisation and Employment in Africa,
Africa Studies Centre Leiden, Research Se-
Lee-Smith, D., Manundu, M., Lamba, D. and ries 1997/10, Ashgate, Aldershot, pages 63-
P.K. Gathuru (1987), Urban Food Production 84.
and the Cooking Fuel Situation in Urban
Kenya - National Report: Results of a 1985 Misra, H.N. (1986), “Rae Bareli, Sultanpur
National Survey, Mazingira Institute, Nairobi. and Pratapgarh districts, Uttar Pradesh,
North India” in Hardoy, J.E. and D.
Lewis, W.A. (1954), “Economic development Satterthwaite (editors), Small and Intermedi-
with unlimited supply of labor” in Agarwala, ate Urban Centres; their role in Regional and
A.N. and S.P. Singh (editors), The Economics and National Development in the Third World,
of Underdevelopment, Oxford University Hodder and Stoughton, UK and Westview
Press, Oxford. Press, USA, pages 185-224.

Lipton, M. (1977), Why Poor People Stay Poor: Mlozi, M.R.S., Lupanga, I.J. and Z.S.K. Mvena
Urban Bias in World Development, Temple (1992), “Urban agriculture as a survival strat-
Smith, London. egy in Tanzania” in Baker, J. and P.O.
Pedersen (editors), The Rural-Urban Interface
Livingstone, I. (1997), “Rural industries in in Africa: Expansion and Adaptation, The
Africa: hope and hype” in Bryceson, D.F. and Scandinavian Institute of African Studies,
V. Jamal (editors), Farewell to Farms: De- Uppsala, pages 284-94.
Agrarianisation and Employment in Africa,
Africa Studies Centre Leiden, Research Se- Morris, A. (1997), “Market behaviour and
ries 1997/10, Ashgate, Aldershot, pages 205- market systems in the state of Mexico” in van
221. Lindert, P. and O. Verkoren (editors), Small
Towns and Beyond: Rural Transformation
Manzanal, M. and C.Vapnarsky (1986), “The and Small Urban Centres in Latin America,
development of the upper valley of Rio Negro Thela Publishers, Amsterdam, pages 123-
and its periphery within the Comahue region, 132.
Argentina” in Hardoy, J.E. and D.
Satterthwaite (editors), Small and Intermedi- Moser, C. (1978), “Informal sector or petty
ate Urban Centres; their Role in Regional and commodity production: dualism or depend-
National Development in the Third World, ence in urban development?”, World Devel-
Hodder and Stoughton, UK and Westview opment Vol.6, No.9/10, pages 1041-1964.
Press, USA, pages 18-79.
Nurske, R. (1953), Problems of Capital For-
Marshall, F., Ashmore, M. and F. Hinchcliffe mation in Underdeveloped Countries, Oxford
(1997), A Hidden Threat to Food Production: University Press, Oxford.
Air Pollution and Agriculture in the Develop-
ing World, IIED Gatekeeper Series No.73, Nyassogbo, G. (1997), “Développement local,
London. villes secondaires et décentralisation au Togo”
in Bertrand, M. and A. Dubresson (editors),
Mbiba, B. (1995), Urban Agriculture in Zim- Petites et moyennes villes d’Afrique Noire,
babwe, Avebury, Aldershot. Karthala, pages 89-110.

164 Environment and Urbanization, Vol. 10, No. 1, April 1998


Guide to the Literature
Parnwell, M. and L. Wongsuphasawat (1997), Policy for Equitable Growth, Praeger, New
“Between the global and the local: extended York.
metropolitanisation and industrial location
decision making in Thailand”, Third World Saint, W.S. and W.D. Goldsmith (1980),
Planning Review Vol.19, No.2, pages 119- “Cropping systems, structural change and
138. rural-urban migration in Brazil”, World De-
velopment Vol. 8, pages 259-272.
Pedersen, P.O. (1997), Small African Towns:
Between Rural Networks and Urban Hierar- Satterthwaite, D. (1997), “Sustainable cities
chies, Avebury, Aldershot. or cities that contribute to sustainable de-
velopment?”, Urban Studies Vol.34, No.10,
Philippine National Statistics Office (1992), pages 1667-1691.
Census of Population and Housing, Report No.
3: Socio-economic and Demographic Charac- Seppala, P. (1996), “The politics of economic
teristics, NSO, Manila. diversification: reconceptualizing the rural
informal sector in Southeast Tanzania”, De-
Portes, A., Castells, M. and L.A. Benton (edi- velopment and Change Vol.27, pages 557-
tors) (1989), The Informal Economy, The 78.
Johns Hopkins University Press, Baltimore.
Simelane, H.S.(1995), “Labour migration and
Potter, R. and T. Unwin (1995), “Urban-rural rural transformation in post-colonial
interaction: physical form and political proc- Swaziland”, Journal of Contemporary African
ess in the Third World”, Cities Vol.12, No.1, Studies Vol.13, No.2, pages 207-26.
pages 67-74.
Simon, D. (1992), “Conceptualizing small
Potts, D. (1995), “Shall we go home? Increas- towns in African development” in Baker, J.
ing urban poverty in African cities and mi- and P.O. Pedersen (editors), The Rural-Urban
gration processes”, The Geographic Journal Interface in Africa: Expansion and Adaptation,
Vol.161, No.3, pages 245-264. The Scandinavian Institute of African Stud-
ies, Uppsala, pages 29-50.
Preston, S.H. (1988), “Urban growth in de-
veloping countries: a demographic reap- Smit, J., Rattu, A. and J. Nasr (1996), Urban
praisal” in Gugler, J. (editor), The Urbaniza- Agriculture: Food, Jobs and Sustainable Cit-
tion of the Third World, Oxford University ies, Publication Series for Habitat II, Volume
Press, Oxford, pages 11-32. One, UNDP, New York.

Rees, W. (1992), “Ecological footprints and Southall, A. (1988), “Small towns in Africa
appropriate carrying capacity: what urban revisited”, African Studies Review Vol.31,
economics leaves out”, Environment and Ur- No.3 .
banization Vol.4, No.2, pages 121-130.
Standing, G. and V. Tokman (editors) (1991),
Ribot, J.C. (1998), “Theorizing access: forest Towards Social Adjustment, ILO, Geneva.
profits along Senegal’s charcoal commodity
chains”, Development and Change Vol.29, Stren, R. (1991), “Old wine in new bottles?
pages 307-341. An overview of Africa’s urban problems and
the ‘urban management’ approach to deal-
Rondinelli, D. (1985), Applied Methods of ing with them”, Environment and Urbaniza-
Regional Analysis: The Spatial Dimensions of tion Vol.3, No.1.
Development Policy, Westview Press, Boulder,
Colorado. Swindell, K. (1988), “Agrarian change and peri-
urban fringes in tropical Africa” in Rimmer, D.
Rondinelli, D. and K. Ruddle (1978), Urbani- (editor), Rural Transformation in Tropical Af-
zation and Rural Development: A Spatial rica, Belhaven, London, pages 98-115.

Environment and Urbanization, Vol. 10, No. 1, April 1998 165


Guide to the Literature
Tingbé-Azalou, A. (1997), “Cultural dimen- Wangari, E., Thomas-Slayter, B. and D.
sions of rural-urban relations in Benin” in Rocheleau (1996), “Gendered visions of sur-
Baker, J. (editor), Rural-Urban Dynamics in vival: semi-arid regions in Kenya” in
Francophone Africa, Nordiska Afrikain- Rocheleau, D., Thomas-Slayter, B. and E.
stitutet, Uppsala, pages 79-89. Wangari (editors), Feminist Political Ecology:
Global Issues and Local Experiences,
United Nations Centre for Human Settle- Routledge, London, pages 127-154.
ments (UNCHS) (1996), An Urbanizing World:
Global report on Human Settlements 1996, Weeks, J. (1973), “Does employment matter?”
Oxford University Press, Oxford. in Jolly, R. et al. (1973), Third World Employ-
ment, Penguin, Harmondsworth, pages 61-
UNDP/UNCHS (Habitat) (1995), “Rural-urban 65.
linkages: policy guidelines for rural develop-
ment”, paper prepared for the 23rd Meeting Yan Zheng (1995), “Township and village en-
of the ACC Sub-committee on Rural Devel- terprise in China”, Fujian Academy of Sci-
opment, UNESCO Headquarters, Paris, 31 ences, mimeo.
May-2 June, 1995.
Ziavoula, R.E. (1997), “A new look at linking
Unwin, T. (1989), “Urban-rural interaction in towns in the Congo” in Baker, J. (editor),
developing countries: a theoretical perspec- Rural-Urban Dynamics in Francophone Africa,
tive” in Potter, R. and T. Unwin (editors), The Nordiska Afrikainstitutet, Uppsala, pages 65-
Geography of Urban-Rural Interaction in De- 78.
veloping Countries, Routledge, London, pages
11-33. Zoomers, A.E.B. and J. Kleinpenning (1996),
“Livelihood and urban-rural relations in Cen-
Wackernagel, M. and W. Rees (1995), Our tral Paraguay”, Tijdschrift voor Economische
Ecological Footprint: Reducing Human Impact en Sociale Geografie Vol.87, No.2, pages 161-
on the Earth, New Society Publishers, 74.
Gabriola.

166 Environment and Urbanization, Vol. 10, No. 1, April 1998

You might also like