Professional Documents
Culture Documents
A COMMENTARY
The EU Treaties and
the Charter
of Fundamental Rights
A COMMENTARY
EDITED BY
MANUEL KELLERBAUER
MARCUS KL AMERT
and
JONATHAN TOMKIN
3
3
Great Clarendon Street, Oxford, OX2 6DP,
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Foreword
The establishment of a European Union, which according to Article 1 TEU is intended
to create ‘an ever closer Union among the peoples of Europe’, is being threatened from
within. And the most serious threat is to the rule of law in Europe and the effectiveness
and uniformity of the application of EU law in all the Member States.
A first attack on the rule of law has been directed at the values that constitute the very
foundations of the Union as laid down in Article 2 TEU.
The immediate victim of the second attack is each citizen of the European Union who
risks being prevented from exercising the rights that he or she derives from EU law on
the same terms.
The foregoing observations make it clear why this book is of paramount importance at
this time. Explaining to the citizens of the European Union (and not only lawyers) how
the goals, values, principles, competences, institutional machinery, and procedures of the
European Union are shaped is nowadays an urgent task.
At the turn of the 20th century, Sir William Osler noted that ‘The greater the ignorance
the greater the dogmatism’. Too many important decisions having immense impacts on
the lives of millions of people in Europe and elsewhere have arisen out of pure ignorance
and ensuing dogmatism. This book helps to fill an important gap in the general know-
ledge of the constitutional and institutional framework of the European Union.
This book will be of great value not only to scholars and students, judges and prac-
titioners, civil servants and company lawyers, legislators, policy makers and business
people. In general, all citizens wishing to find out more about the Union, its objectives
and mechanisms, the decision-making practice of the European Commission and the
most relevant case law of the Court of Justice of the European Union, may find an answer
in the pages that follow.
Written by distinguished academics and members of the Commission’s Legal Service,
some with past experience in private practice in member and non-member States, the
book is exemplary in its structure, format and content.
First of all, it gives a complete picture of all the main issues concerning the constitutional
provisions of the Treaty on European Union (TEU), the Treaty on the Functioning of the
European Union (TFEU) and the Charter of Fundamental Rights of the European Union (the
Charter). They are presented in a comprehensive manner, which assists the reader on a wide
range of matters falling within the scope of what is currently known as the ‘EU legal order’.
That legal framework is no longer a mere tool for developing trade and strengthening
economic integration between Member States. It encompasses nowadays a wide array
of matters typically pertaining to a true constitutional legal order: a common currency,
Union citizenship and a common area of freedom, security and justice, a division of com-
petences and powers and a number of principles governing that division, a formal cata-
logue of fundamental rights, a sophisticated institutional machinery, a set of policies to
be pursued by the political authorities, an international legal personality, and an embryo
of foreign and security policy in the international arena.
This book contributes to a better understanding of the meaning and scope of the con-
stitutional provisions that govern the Union and how they are applied.
vi Foreword
Second, the commentaries are written in a clear and concise manner accessible to any
normally informed person. Moreover, the reader may easily find his or her way to fur-
ther, more specialized, readings that complete the information already provided in the
commentaries.
Indeed—and this is another quality of the book—each Commentary is preceded in
general by useful information relating to a ‘Selected bibliography’ and ‘Essential case l aw’,
as well as, where appropriate, a table of contents and a listing of the main legal acts or
instruments of ‘soft law’ (Commission notices and communications, guidelines, action
plans, etc.). There is also an introduction, overview and selected bibliography for each
title or chapter of the Treaties and the Charter. The commentaries further rightly set out
widely recognized academic legal writings and appropriately build upon them in order to
reach their conclusions.
In addition, the texts contain abundant references to international treaties and other in-
struments of international law, including in particular the Convention for the Protection of
Human Rights and Fundamental Freedoms (the European Convention on Human Rights).
The case law of the European Court of Human Rights has received considerable analysis,
mainly as concerns the application of the Charter of Fundamental Rights. This is not sur-
prising since, as stated in Article 52(3) of the Charter, ‘[in] so far as this Charter contains
rights which correspond to rights guaranteed by the [European Convention], the meaning
and scope of those rights shall be the same as those laid down by the said Convention’,
without prejudice to the possibility for EU law to provide more extensive protection.
However, it is of course the case law of the Courts of the European Union (the Court
of Justice and the General Court) which receives the most extensive coverage. In that re-
gard, the book offers a comprehensive and in-depth analysis of such case law (including,
where relevant, of the case law of the EFTA Court), as well as of the opinions of Advocates
General, thus providing elegant—and sometimes controversial—legal commentary.
No doubt that the great experience and vast knowledge of the combined authors
constitutes the mainstay of a colossal work. The fact that I may not share all the views
expressed by the commentators among the more than 2000 pages of the book does not
stop me from considering it a serious piece of work of the highest quality. I sincerely wel-
come the debate that may arise, in the legal literature, from such vast and rich amounts
of analysis, ideas and arguments.
I was deeply pleased and honoured to receive the invitation from the three co-editors—
Manuel Kellerbauer, Marcus Klamert and Jonathan Tomkin—asking me to write the
foreword to the book they undertook to write and coordinate.
I would like to sincerely congratulate them and all their co-authors for this under-
taking that represents a major contribution to the reflection on the current state of the
EU legal order. Most of them are very well-known faces to the members of the Court of
Justice, who appreciate their competence, professionalism and integrity.
I am sure that this book will become a regular companion to judges, lawyers and
scholars at EU and national level. I strongly recommend it to everybody who feels the
need for assistance in understanding the increasing complexity of EU law or to all those
who are simply interested in being better informed on the basic laws of the Union.
Preface
The European Union is essentially a legal construct. For over sixty years, its shape and
scope have been defined and developed through the adoption of successive EEC, EC and
EU Treaties and their interpretation by the Court of Justice of the European Union.
The EU Treaties and the accompanying Charter of Fundamental Rights are not merely
a set of operational rules; they represent the embodiment of the shared laws, principles,
and values of successive generations of constituent Member States. In the absence of any
single language, ethnicity or culture, those shared laws, principles and values have been
fundamental in defining the EU’s identity. It is thus unsurprising that the EU Treaties
have been referred to by the Union Courts as the ‘constitutional charter’ of (what is now)
the European Union.
An understanding of this constitutional charter allows for an understanding of what
the Union is and represents, namely, a thriving supranational organisation based on the
common values of its members that has demonstrated resilience in the face of uprecedented
challenges. In times suggestive of a drift towards unilateralism, the case for promoting a
thorough and correct understanding of this unique model of international cooperation is
even more compelling.
It was in the light of such considerations that, during a phone call between Vienna
and Brussels in March 2015, the decision was taken to write this book: a comprehen-
sive article-by-article commentary that presents within a single volume the constitutional
framework of the EU legal order and that ensures a clear and structured analysis of each
provision of primary law as interpreted by the Union Courts. We are very grateful to
OUP for having quickly endorsed what has been, to say the least, a sizeable endeavour
and for providing encouragement until its completion.
Over three years have passed and many more phone calls between Oxford, Vienna
and Brussels have followed. As editors, we have managed to complement each other’s
fields of expertise and skills effectively, making this project a truly enjoyable though time-
consuming endeavour. We are delighted and proud to have been able to enlist some of
the most renowned and knowledgeable experts in their respective areas of EU law as
co-authors.
The Commentary considers academic analysis and comment, but is also intended to
facilitate the practice of EU law. To this end, special features have been incorporated to
enable ready access and identification of key issues: each title, chapter, and section is
preceded by an ‘Introduction’ setting out issues common to the articles considered. In
addition, ‘Overviews’ give concise summaries of the content of the provisions. At the
beginning of each article, a ‘Selected bibliography’ points to academic references con-
sidered especially relevant and useful. Under ‘Essential case law’, the Commentary gives
a succinct summary of the most relevant findings of the Union Courts and the European
Court of Human Rights. Finally, summaries of ‘Main legal instruments’ concisely de-
scribe key secondary law of relevance to the provisions analysed.
We are very grateful to a number of people who have assisted in various ways in
realizing this project: Dominik Schnichels for bringing two of the editors together,
Christine Pesendorfer for her gracious support from the very beginning, as well as Lukasz
viii Preface
Baumgart, Caragh Cunniffe, Chris Docksey, Barbara Ernst, Aurélie-Anne Gilly, Anna
Gnap, Lóránt Havas, Franz Koppensteiner, Emmanuel Manhaeve, Maria-Isabel Martinez
del Peral, Rudolphe Munoz, Piedade Costa de Oliveira, Claire Smith, John Stanley, Peter
Thalmann, Daniel Thym, Rudi Troosters and Jacquelyn Veraldi, for giving so gener-
ously of their limited time and abundant expertise to review numerous sections of the
Commentary or to provide valuable input. However, any views expressed remain per-
sonal to the authors.
Special thanks are also due to Alex Flach, Natasha Flemming, Imogen Hill, Natalie
Patey, Alec Swann and Emma Taylor at OUP for all their enthusiastic support, persist-
ence and encouragement.
Finally, the editors would like to thank their families and children for their support
and forbearance during the many hours, evenings and weekends, required to bring this
project to fruition. They would like to dedicate this book to their children, who form part
of the next generation of EU citizens: Anna Serena, Elias, Filippa, Laya and Luis. While
writing was completed on 30 May 2018, it has been possible to take account of major
legal developments as of January 2019.
Manuel Kellerbauer, Marcus Klamert and Jonathan Tomkin
Brussels and Vienna
January 2019
Contents—Summary
Index 2265
Contents
PREAMBLE 3
TITLE I COMMON PROVISIONS 5
Introduction Marcus Klamert 5
Article 1 Marcus Klamert 7
Article 2 Marcus Klamert and Dimitry Kochenov 22
Articles 3–5 Marcus Klamert 31
Article 6 Tobias Lock 79
Articles 7–8 Dimitry Kochenov 88
TITLE II PROVISIONS ON DEMOCRATIC PRINCIPLES 103
Introduction Tobias Lock 103
Article 9 Dimitry Kochenov and Tobias Lock 105
Articles 10–12 Tobias Lock 108
TITLE III PROVISIONS ON THE INSTITUTIONS 124
Introduction Paul-John Loewenthal 124
Articles 13–18 Paul-John Loewenthal 126
Article 19 Marcus Klamert and Bernhard Schima 172
TITLE IV PROVISIONS ON ENHANCED COOPERATION 189
Article 20 Manuel Kellerbauer 192
TITLE V GENERAL PROVISIONS ON THE UNION’S
EXTERNAL ACTION AND SPECIFIC PROVISIONS ON THE
COMMON FOREIGN AND SECURITY POLICY 197
Chapter 1 General provisions on the Union’s external action 198
Articles 21–22 Thomas Ramopoulos 200
Chapter 2 Specific provisions on the common foreign and security policy 208
Introduction Thomas Ramopoulos 208
Section 1 Common provisions 209
Articles 23–41 Thomas Ramopoulos 212
Section 2 Provisions on the common security and defence policy 272
Introduction Thomas Ramopoulos 272
Articles 42–46 Thomas Ramopoulos 276
xii Contents
Contents xv
xvi Contents
Index 2265
Notes on Contributors
Notes on Contributors xxi
xxii Notes on Contributors
Bernhard Schima is a Legal Adviser and Assistant to the Director-General of the Legal
Service of the European Commission. He is a former Legal Secretary (Référendaire) at the
Court of Justice of the European Union and former EU Fellow at Yale University, holds
a postdoctoral qualification to lecture in European law (Habilitation), and is an honorary
professor of European Law at the Vienna University of Economics and Business. He has
published and lectured extensively in the field of EU law, with a particular emphasis on
court procedure.
Audronė Steiblytė is a Member of the Legal Service of the European Commission
(Establishment, services, business law, movement of capital, transport, intellectual prop-
erty and information society Team). Previously, she was a lecturer at Mykolas Romeris
University and as government official was directly involved in the accession negotiations
of Lithuania. She has represented the Commission in numerous cases before the CJEU.
Jonathan Tomkin is a Member of the Legal Service of the European Commission (Justice,
Liberty and Security team). Since 2016, he is an affiliated researcher at the Institute of
European Law, KU Leuven. He is a barrister (admitted to the Bars of Ireland, England
and Wales – Inner Temple), a former Director of the Irish Centre for European Law at
Trinity College, Dublin, and has previously worked as a Legal Secretary (Référendaire) at
the European Court of Justice. He appears regularly before the CJEU and has published
and lectured extensively, particularly in the field of Union citizenship, asylum and free
movement law. He is a co-author and co-editor of EU Immigration and Asylum Law (Brill
2012), and The EU Citizenship Directive (OUP 2014), respectively.
Michael Wilderspin is a Legal Adviser at the Legal Service of the European Commission
(Justice, Liberty and Security Team). He has represented the Commission in numerous
cases before the CJEU, the EFTA Court and international arbitral tribunals. He previ-
ously worked as a Legal Secretary (référendaire) at the Court of Justice. He has lectured
at the Universities of Durham, Saarbrücken and Paris II (Panthéon-Assas), and cur-
rently lectures at UCL Louvain-la-Neuve and Université Lyon III, where he is a Visiting
Professor. He has published extensively, mainly in the field of private international law.
Abbreviations
AA Assocation Agreement
AAAA Addis Ababa Action Agenda
ACP African, Caribbean and Pacific
ACTA Anti-conterfeiting Trade Agreement
ADA Anti-dumping Agreement
ADN Agreement concerning the International Carriage of Dangerous
Goods by Inland Waterways
ADR Agreement concerning the International Carriage of Dangerous
Goods by Road
AETR Agreement concerning the Work of Crews of Vehicles Engaged in
International Road Transport
AFSJ Area of Freedom, Security and Justice
AG Advocate General
AMS Aggregate Measurement of Support
APO Associations of Producer Organizations
ARO Asset Recovery Office
ASCM Agreement on Subsidies and Counter-Veiling Measures
BC Int’l & Boston College International Comparative Law Review
Comp L Rev
BIOT British Indian Ocean Territory
BIS Bank for International Settlements
BIT Bilateral Investment Treaty
BOI Binding Origin Information
BVerfG German Federal Constitutional Court
CAP Common Agriculture Policy
CATs Coordinating Committee in the area of police and judicial cooper-
ation in criminal matters
CCP Common Commercial Policy
CDE Cahiers de Droit Europeen
CEAS Common European Asylum System
CEPOL European Union Agency for Law Enforcement Training
CETA Comprehensive Economic and Trade Agreement
CIVCOM Committee for Civilian Aspects of Crisis Management
CFP Common Fisheries Policy
CFR Council on Foreign Relations
CFSP Common Foreign and Security Policy
CIR Common Implementing Regulation
CISA Convention Implementing the Schengen Agreement
CJEU Court of Justice of the European Union
CML Rev Common Market Law Review
CMLR Common Market Law Reports
CMO Common Market Organization
xxiv Abbreviations
CN Combined Nomenclature
ConstT Treaty establishing a Constitution for Europe
CoE Council of Europa
COHAFA Council working party on Humanitarian Aid and Food Aid
Columbia J Columbia Journal of European Law
of Europ L
CoR Committee of the Regions
COREPER Committee of Permanent Representatives
COSI Standing Committee on Operational Cooperation on Internal
Security
COTER Commission on Territorial Cohesion Policy
COTIF Convention concerning International Carriage by Rail
CRC Convention on the Rights of the Child
COSAC Conference of Parliamentary Committees for Union Affairs
CSDP Common Security and Defence Policy
CSFP Commonwealth Scholarship and Fellowship Plan
CTP Common Transport Policy
CUP Cambridge University Press
CYELS Cambridge Yearbook of European Legal Studies
DAA Draft Accession Agreement
DAC Development Assistance Committees
DC Development Cooperation
DCFTA Deep and Comprehensive Free Trade Areas
DCI Development Cooperation Instrument
DG Directorate General
DPA Data Protection Authority
DTTs Double Taxation Treaties
EAEC European Atomic Energy Community
EAFRD European Agricultural Fund for Rural Development
EAGF European Agricultural Guarantee Fund
EAGGF European Agricultural Guidance and Guarantee Fund
EASO European Asylum Support Office
EAW European Arrest Warrant
EBRD European Bank for Reconstruction and Development
EC European Community
ECAC European Civil Aviation Convention
ECB Euroepan Central Bank
ECHO European Civil Protection and Humanitarian Aid Operations
ECHR European Convention on Human Rights
ECI European Citizens’ Initiative
ECJ European Court of Justice
ECDC European Centre for Disease Prevention and Control
ECN European Competition Network
ECOFIN Economic and Finance Council
ECRIS European Criminal Records Information System
ECRIS-TCN European Criminal Records Information System for Third-country
Nationals and Stateless Persons
Abbreviations xxv
xxvi Abbreviations
Abbreviations xxvii
xxviii Abbreviations
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his cannibal's thought-pattern, torrents of perfectly stable electricity,
slowly influencing his own pattern as he had expected to influence
the impulse, influencing his into a frozen, stable, inflexible pattern of
continuous hunger-satisfaction.
His crystalloid jaws spread wide, Rahll floated in the black void of
space, motionless, unable to move, unable to twist into new thought-
patterns, and therefore unable to think. The inflexible current of
electricity poured steadily into his body....
Slowly the effects of the morphine wore off, and the haze lifted from
Brenner's mind. As his power to think returned, he began to realize
that his plan had worked, and that the alien had been overcome; and
he was glad of this only because it removed him, Brenner, from
danger. He no longer cared that the creature might have absorbed
the impulses of every living being in existence; the thing was frozen,
and he was safe from it—that was all that mattered to him.
Of course he could not see, or feel, or hear the motionless crystalloid
pattern outside. But he knew it was there. He could sense it.
He could sense it because his heretofore unmethodical hub-impulse
pattern, in its close association with Rahll's, had been slowly twisted
and molded into a form very much like the alien's, giving him Rahll's
powers of sightless observation of other impulses and objects.
Brenner no longer had any need for his lost powers of sight, hearing,
taste, smell and touch.
He groped his way back to the nose seat, sensing his way as he
could not feel it. He would find Base—he would be able to sense the
way back to it as soon as it was close enough. He would go back to
Base, because, naturally, his basic thought-form had also been
molded into the shape of Rahll's; and Brenner was hungry, and he
knew he could find food at Base.
Food. He pictured Hale, and the other men at the station.
Food. His jagged cannibal's pattern contracted in ecstacy at the
thought of it.
He activated the atomic generator and whirled the ship around.
THE END
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