Dr. V. N.

Bedekar Institute of Management Studies, Thane

Teaching Learning Plan - MMS
Academic Year: 2023-2024
Programme Name: MMS : MMS Parashar and Vashisth

Name of the Course: Financial Markets and Institutions

Maximum marks: 100 No. of Sessions:13 sessions of three hours PLUS 1 HOUR TEST

Name of the Faculty: Dr. Mrs. Smita Jape

Mobile No: 9619367480

Email: sjape@vpmthane.org

Weblink:

Ebooks :-

https://www.theresistanceunited.com/book/show/334604-financial-institutions-and-markets-amp-from-
srp-true-amp-qid-crxhe9ryfm-amp-rank-915
https://library.ccis.edu/finance/markets
https://books.google.co.in/books?
id=8zWrDwAAQBAJ&pg=PT126&source=gbs_selected_pages&cad=2#v=onepage&q&f=false
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Program Outcomes (PO) Course Outcomes (CO)

1Apply knowledge of management theories
and practices to solve business problems.
2. Foster analytical and critical thinking
abilities for data-based decision making.
3. Ability to develop Value-based Leadership.
4. Ability to understand, analyze and
communicate global, economic, legal, and
ethical aspects of business.
5. Ability to lead themselves and others in the
achievement of organizational goals,
contributing effectively to a team
environment.
6. Ability to develop entrepreneurial skills
keeping in mind socially-sensitive and
innovative approaches.
1. Define basic terminologies in relation to
financial markets , monetary policies
economic indicators, Fundamental analysis
Bond market equity market, and Forex
market
2. EXPLAIN the concepts pertaining to
financial products, bond markets, forex
market and stock exchanges
3. Make use of different models, formulas and
frameworks related to concept and theories of
Debt, equity, forex and bond market in
business context
Use frameworks related to bond valuation,
forex markets, capital market theories,
fundamental analysis, investment decisions
related to equity bond/mutual funds and
fixed income security analysis
4 Examine various types of mutual funds
investments and returns for decisions about
investment various types of financial results
with respect to risk and return, of mutual funds,
equity fundamental analysis, yield calculations,
duration, convexity, pricing of bonds, for

DR VN BRIMS/ADC/TLP/03
 Dr. V. N. Bedekar Institute of Management Studies, Thane
Teaching Learning Plan - MMS
Academic Year: 2023-2024
making relevant inferences
5.ASSESS financial data and information to
take appropriate managerial decisions and
create portfolio with investment in Bond
market, Thematic bonds, fundamental analysis
used in financial Markets for investment
decisions.
6. Create portfolio of investment by considering
various classes of assets
MF/Equity/bonds/forex/gold/Bank Deposits

Reference Books:

1 Fabozzi, The Handbook of Fixed Income Securities. (R1)

2 Anthony Saunders, Financial Markets and Institutions. (R2)
3 Meir Kohn, Financial Institutions & Markets. (R3)
4 Avadhani L.M, Financial Markets and Institutions (R4)
5. Financial Services in India Rajesh Kothari R5
6. Financial Management A contemporary approach R6

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A. Plan:

Sessi Planned Topic Ref. Study Material Course

on Date Outcomes
No.
1 5 October Lecture and discussion CO1,CO2
Historical evolution of IFS.
2023
Different components of the
merger of banks Case
financial system and their functions
financial markets -.
study
5five pillars of Indian economy
financial products financial
R2/R3 /R4
markets/ financial services,
regulators Economic indicators
GROSS/NET NPA
Find 5 important USP of (top 5
PNB/Union Bank/Oriental
banks, top 5 NBFC, 5 Products/
S5 Services/ stock market
bank

2 12 October Role of the Central Bank – RBI’s Theoretical discussion and CO1,CO2
2023 monetary policy in its proper explanation
perspective in the overall IFS. Case study of PNB

Dena Bank from NPA

DR VN BRIMS/ADC/TLP/03
 Dr. V. N. Bedekar Institute of Management Studies, Thane
Teaching Learning Plan - MMS
Academic Year: 2023-2024
perspective CASA /CAR

R2/R3/R4 Vijaya bank

Dena Bank financial

performance before after

mergers

3 19 October Article and news about CO1 and

2023 Nifty Fifty Case NSE and CO2
DHFL
Stock Exchanges of the Country
Article about the change
and Primary Markets. Evolution of
settlement in T3 days for
stock exchange and their role in
IPO
shaping the financial scenario of a
country
SENSEX/
BSE,NSE,OTC,Stock exchanges
R2/R3

4 26 October Theoretical discussion and CO1,CO2

2023 Secondary Markets Products in- Article on Comparisons of CO5
volved in markets, institutions in- NSE/BSE /
volved, broking houses, role and re- should it merge like Japan
sponsibilities of broker Tokyo Stock exchange
R2/ R5
5 I week Book Building process Fundamental analysis CO1,CO2
2November Factors affecting stock market discussions CO3
2023 clearing house mechanisms and R2/R5
clearing corporation, broking
houses and portfolio management
services.

6 II week 9 Emerging Markets and Products Theoretical discussion and CO1,CO2

November Alternate finance products and exercises CO5
2023 players, such as crowd funding, Thematic funds
ELSS equity linked saving scheme R2/R5
product to product finance, interest-
free financial products, thematic ILFS Case
indexes.

7 16 Derivatives Products-Forwards, Presentations and Article CO1,CO2

November futures, options and swaps, about
2023 financial market activities – Index funds and ETF (12
speculation, hedging and arbitrage ISSUED BY PSU) R2/R5
8 23 Fixed income securities Bond Theoretical discussion and CO1,CO2

DR VN BRIMS/ADC/TLP/03
 Dr. V. N. Bedekar Institute of Management Studies, Thane
Teaching Learning Plan - MMS
Academic Year: 2023-2024
November characteristics or features bond problem solving’s CO3
2023 types, coupon types, computation On calculations of YTM CO4CO5
of different yields and bond price, Bond Valuations
relationship between yield and R1 and R6
price, floaters and inverse floaters.

9 30 Fixed income securities Spot rates Theoretical discussion and CO1,CO2

November and forward rates, zero coupon problem solving CO3 CO4
2023 yield curve, theories of term On spot rate Forward rate CO5
structure of interest rates. duration,
modified duration, convexity and Coupon R1 and R6
price value of basis point.

10 7th General understanding of currency Problems and exercises CO1,CO2

December markets and its role in the financial with theoretical discussion CO3
2023 system Functions participants R1 and R6

11 14th http:// CO1,CO2

December Forex Market Currency and PPP profit.ndtv.com/ CO3 CO4
2023 theory of foreign exchange http://
ADR/GDR/Currency pair swap www.researchersworld.co
m/vol2/issue4/Paper_6.pdf
12 21St Assignment discussion CO1,CO2
December Mutual funds, insurance firms’ Presentations on types of CO3 CO4
2023 types of mutual funds Presentations
mutual funds

Commercial /investment

banks

(R2/ R5)

13 Last week commercial banks and investment Assignment discussion CO1,CO2

28 banks ,role functions of investment Presentations of students CO3
December banks ,
2023 difference between commercial and on Insurance firms , hedge
investment banks

DR VN BRIMS/ADC/TLP/03
 Dr. V. N. Bedekar Institute of Management Studies, Thane
Teaching Learning Plan - MMS
Academic Year: 2023-2024
funds

R2/R3/R4

Create portfolio with stock /different investment options and find better from return CO5
perspective

DR VN BRIMS/ADC/TLP/03
 Dr. V. N. Bedekar Institute of Management Studies, Thane
Teaching Learning Plan - MMS
Academic Year: 2023-2024
B. Practical Approach: Other activities

Sr. Activity Name Topic Covered Learning Outcomes Source

No.
1 Case study CASE Study Newspaper and R3
projects on Bitcoins trends
in Finance fintech Mutual
Book
Funds Equity Derivate
market/banks
2 Academic Projects Apply fundamental analysis Learn use of Live market,
fundamental analysis newspaper
in various sectors for www.indiainfoline
investment .com
decisions /portfolio 2.www.myiris.co
development m
3.www.finweb.co
m
4.www.finance-
research.net
www.emergingfin
ance.ch
6.www.spreadshe
etmodeling.com
7.www.financialm
anagement.org
3 Business News Business News sharing Cryptocurrency recent http://
sharing Thematic Funds steps by RBI and www.moneycontr
VIRTUAL CFOS/ETF
Govt. ol.com/
Newspaper
4 Use of Software and Trackers Will learn about mock
Virtual trading trading
Labs Portal stock fox shared in
https://
Videos / ppt link Will understand various www.screener.in/
Simulation/Gust options profiles
Lecture available in Financial
markets

5 Any other activity IPO Insights about the Economic times

Mint
research papers on Book building process current IPO,Over
www.capitalmark
undersubscription lead
et.com
banks issue
9.www.bseindia.c
management
om

C. Pedagogical Initiative adopted:

1. Virtual trading platform like money bhai and Google finance for understanding investments in
Sock markets /Bond Market shown in class
2. Assignment for creating individual portfolio with different financial products and risk return
profile

DR VN BRIMS/ADC/TLP/03
 Dr. V. N. Bedekar Institute of Management Studies, Thane
Teaching Learning Plan - MMS
Academic Year: 2023-2024
3. Screener will be used for companies fundamental analysis

D. Industrial sector focused through the course:

NBFC/ BFSI /(Broking firms/Investment Banks/ Financial Services/

E. Types of job profile available in the sector:

Equity Research Analyst/ Financial analyst/ Finance executive/Investment planner /advisor/

Skill sets for the given job profiles as learning outcomes of the course:
 Analytical skills: Fundamental analysis for investment in equity market
 Decision making: Knowledge of capital product Portfolio development with financial products
risk return portfolio.
 Advisory /suggestion making: able to assess evaluate types of mutual funds and investment with
best returns
 Understanding of Bond and currency market.
 Suggestions (if any) to students on subject related Certificate/Diploma or Add-on program: -

 National Stock Exchange certified capital Market Professional

 NISM Modules
 NCCMP
 Certificate in excel/Advanced Excel — Coursia

F. Gap identified from University Curriculum:

S. no. Gap Identified Action taken to bridge the gap
1 The prerequisite for this subject is knowledge will discuss with students and
Understanding about BASEL Norms for Finan- explain the BASEL norms
cial Institutions NBFC
NBFC

Prepared by: Approved by:

Faculty Specialisation Head
Date:

DR VN BRIMS/ADC/TLP/03
 Dr. V. N. Bedekar Institute of Management Studies, Thane
Teaching Learning Plan - MMS
Academic Year: 2023-2024

DR VN BRIMS/ADC/TLP/03