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72726 Federal Register / Vol. 67, No.

235 / Friday, December 6, 2002 / Rules and Regulations

DEPARTMENT OF TRANSPORTATION comments, and you should submit two demonstrate that the alternative would
copies of your comments. If you wish to provide a level of safety equivalent to
Federal Aviation Administration receive confirmation that FAA received this rule.
your comments, include a self- In particular, the FAA invites
14 CFR Parts 119, 121, 129, 135, and addressed, stamped postcard. commenters to focus on alternatives
183 You may also submit comments posed by the Air Transport Association.
through the Internet to http:// For example, the ATA suggested that
[Docket No. FAA–1999–5401; Amdt. Nos.
119–6, 121–284, 129–34, 135–81, and 183– dms.dot.gov. You may review the public the proposal be framed as an
11] docket containing comments to this Airworthiness Directive. As explained
interim final rule in person in the herein, the FAA does not agree that ADs
RIN 2120–AE42 Dockets Office between 9 a.m. and 5 should be used to implement the new
p.m., Monday through Friday, except requirements. Airworthiness Directives
Aging Airplane Safety are used to address unsafe conditions
Federal holidays. The Dockets Office is
AGENCY: Federal Aviation on the plaza level of the Nassif Building that have already been identified. This
Administration (FAA), DOT. at the Department of Transportation at rule is to ensure the continuing
ACTION: Interim final rule; request for the above address. Also, you may structural airworthiness of aircraft as
comments. review public dockets on the Internet at they continue in service.
http://dms.dot.gov. Further, the ATA believes the
SUMMARY: This final rule requires Comments that you may consider to requirements of this rule exceed the
airplanes operated under title 14, Code be of a sensitive security nature should requirements of the Aging Aircraft
of Federal Regulations (14 CFR) part not be sent to the docket management Safety Act (AASA) by requiring an
121, U.S.-registered multiengine system. Send those comments to the unsegmented simultaneous review of
airplanes operated under 14 CFR part FAA, Office of Rulemaking, ARM–1, each affected airplane and its records.
129, and multiengine airplanes used in 800 Independence Avenue, SW., The FAA has revised the inspection
scheduled operations under 14 CFR part Washington, DC 20591. requirements to enable operators who
135 to undergo inspections and records have segmented maintenance programs,
FOR FURTHER INFORMATION CONTACT:
reviews by the Administrator or a for example, to work with their
Frederick Sobeck, Airplane principal maintenance inspector to
designated representative after their Maintenance Division, AFS–304, Flight
14th year in service and at specified agree on which inspection examines the
Standards Service, Federal Aviation largest portion of the airplane. The
intervals thereafter. These inspections Administration, 800 Independence
and records reviews will ensure that the operator can make the airplane available
Avenue SW., Washington, DC 20591; to the FAA during that inspection to
maintenance of these airplanes’ age- telephone (202) 267–7355; facsimile
sensitive parts and components has ensure the inspection and records
(202) 267–5115. review is complied with in a
been adequate and timely.
SUPPLEMENTARY INFORMATION: comprehensive, efficient, and cost
The final rule also prohibits operation
of these airplanes after specified Comments Invited effective manner.
deadlines unless damage-tolerance- However, an operator who uses
This interim final rule is based on segmented maintenance programs may
based inspections and procedures are
comments received on notice no. 99–02 still be required under the rule adopted
included in their maintenance or
entitled ‘‘Aging Airplane Safety. ‘‘ The here to open and make available for
inspection programs. Operators of
final rule is significantly different from inspection additional areas of the
airplanes initially certificated with nine
the proposed action due largely in airplane to fulfill the requirements of
or fewer passenger seats, however, may
response to the comments received. In the AASA. As explained in this
incorporate service-history-based
some instances, the FAA agreed in total preamble, we believe that opening
inspections instead of damage-
or in part with many comments. In other additional areas may be necessary to
tolerance-based inspections and
instances, we did not agree with the ensure adequate inspections. However,
procedures in those airplanes’
commenters’ suggestions citing the need we are sensitive to the additional cost
maintenance or inspection programs.
and providing further justification and that operators may incur when opening
This final rule does not apply to
rationale for certain requirements, as the aircraft more than originally
airplanes operated between any point
proposed. planned. Therefore, commenters are
within the State of Alaska and any other
The FAA believes it has developed a invited to revisit this issue. If an
point within the State of Alaska.
rule that fulfills its regulatory inspection regime can be developed that
This rule represents a critical step
responsibility to meet the requirements would provide an equivalent level of
toward compliance with the Aging
of the Aging Aircraft Safety Act, and safety by limiting the amount of the
Aircraft Safety Act of 1991 and helps to
considers the impact on those affected aircraft opened at any one time, the
ensure the continuing airworthiness of
and the recommendations and FAA will consider revising the rule.
aging airplanes operating in scheduled
alternatives received in response to The FAA appreciates the significant
service.
comments received. However, the FAA contributions industry and the public
DATES: This interim final rule is continually seeks to find ways to has played in developing this significant
effective December 8, 2003. Comments implement its rules at lower cost and controversial rulemaking action.
must be received on or before February without compromising safety. To this The comments have helped
4, 2003. end, we solicit comments from considerably to ensure the continuing
ADDRESSES: Address your comments to interested parties on how airworthiness of aging airplanes.
the Docket Management System, U.S. implementation costs for this rule could The FAA has summarized in the
Department of Transportation, Room be further reduced. Substantive preamble the comments received on the
Plaza 401, 400 Seventh Street, SW., comments should be accompanied by notice of proposed rulemaking along
Washington, DC 20590–0001. You must cost estimates to the extent possible. with the FAA’s decision on each
identify the docket number FAA–1999– Any recommendations for alternatives comment. Individual comments can be
5401 at the beginning of your to the final rule adopted here should viewed in the docket (FAA–1999–5401)

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Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations 72727

established for this rulemaking action. Code (49 U.S.C.)) to address aging (CPCPs) for a number of aging transport
We invite you to provide additional aircraft concerns that arose from an category airplanes. Corrosion can
comment on the interim final rule. We accident involving a Boeing 737 in April progressively degrade an airplane’s
will consider all comments received on 1988. That airplane experienced strength until its structure can no longer
or before the closing date for comments. explosive decompression as a result of sustain its designed load. These CPCPs
This final rule may be amended in light structural failure, after being subjected serve as a supplement to existing
of comments received. to a high number of pressurization maintenance requirements.
cycles. Section 402 of the AASA Additionally, the FAA (1) evaluated
Availability of Rulemaking Documents instructed the Administrator to ‘‘initiate methodologies to assess airplane
You can get an electronic copy using a rulemaking proceeding for the purpose structural repairs, (2) revised
the Internet by taking the following of issuing a rule to assure the continuing Supplemental Structural Inspection
steps: airworthiness of aging aircraft.’’ Section Documents (SSIDs), and (3) evaluated
(1) Go to the search function of the 402 also required ‘‘the Administrator to the revised Structural Maintenance
Department of Transportation (DOT)’s make such inspections and conduct Program General Guidelines Document,
electronic Docket Management System such reviews of maintenance and other for older airplanes.
(DMS) Web page (http://dms.dot.gov/ records of each aircraft used by an air On April 2, 1999, the FAA issued a
search). carrier to provide air transportation as notice of proposed rulemaking (NPRM)
(2) On the search page, type in the last may be necessary to determine that such entitled ‘‘Aging Airplane Safety’’ (64 FR
four digits of the docket number shown is in a safe condition and is properly 16298, notice No. 99–02). The comment
at the beginning of this notice. Click on maintained for operation in air period for notice No. 99–02 closed on
‘‘search.’’ transportation.’’ August 2, 1999; however, the FAA
(3) On the next page, which contains The AASA specified that these reopened the comment period (64 FR
the docket summary information for the inspections and records reviews should 45090) and that comment period closed
docket you selected, click on the be carried out ‘‘as part of each heavy on October 18, 1999. The FAA issued
document number for the item you wish maintenance check (HMC) of the aircraft this NPRM primarily to expand the use
to view. conducted on or after the 14th year in of damage-tolerance-based
You can also get an electronic copy which the aircraft has been in service.’’ supplemental structural inspection
using the Internet through the FAA’s The statute also specified that an air programs (SSIPs) to a larger proportion
Web page at http://www.faa.gov/avr/ carrier must be able to demonstrate as of the airplanes used in air
arm/nprm.cfm?nav=nprm or the part of the inspection ‘‘that maintenance transportation and mandate the
Government Printing Office’s Web page of the aircraft’s structure, skin, and inspections and records reviews
at http://www.access.gpo.gov/su_docs/ other age-sensitive parts and required by the AASA.
aces/aces140.html. components have been adequate and Related Activity
You can also get a copy by submitting timely enough to ensure the highest
degree of safety.’’ Based on the comments received to
a request to the Federal Aviation that NPRM and the related proposed
Administration, Office of Rulemaking, The AASA further instructed the
Administrator to issue a rule requiring advisory circulars simultaneously made
ARM–1, 800 Independence Avenue available for comment, the FAA decided
SW., Washington, DC 20591, or by that an air carrier make its aircraft
available for inspection as may be not to publish Advisory Circular (AC)
calling (202) 267–9680. Make sure to 91–MA, ‘‘Continued Airworthiness of
identify the amendment number or necessary to comply with the rule.
Older Small Transport and Commuter
docket number of this rulemaking. History Airplanes; Establishment of Damage-
Small Business Regulatory Enforcement The FAA’s efforts to address the Tolerance-Based Inspections and
Fairness Act safety of older airplanes is known Procedures. However, draft AC 120–XX
collectively as the ‘‘Aging Airplane ‘‘Aging Airplanes Records Reviews and
The Small Business Regulatory
Program.’’ That program addresses Inspections,’’ now retitled ‘‘Aging
Enforcement Fairness Act (SBREFA) of
transport category airplanes, commuter Airplane Inspections and Records
1996 requires the FAA to comply with
category airplanes, engines, Reviews’’ and revised to reflect the final
small entity requests for information or
maintenance, and research. Through the rule, is being made available for
advice about compliance with statutes
program, the FAA determined that the additional comment. This revised draft
and regulations within its jurisdiction.
Airbus A300; Boeing 707, 720, 727, 737, AC will provide guidance pertaining to
Therefore, any small entity that has a
and 747; British Aerospace (BAe) BAC aging airplane inspections and records
question regarding this document may
1–11; Fokker F–28; Lockheed L–1011; reviews to be accomplished to satisfy
contact their local FAA official, or the
and McDonnell Douglas DC–8, DC–9/ the requirements of the final rule
person listed under FOR FURTHER
MD–80, and DC–10 airplanes were ‘‘Aging Airplane Safety’’. The FAA has
INFORMATION CONTACT. You can find out
approaching design-life goals issued concurrently with this final rule
more about SBREFA on the Internet at
established by each airplane’s type a notice of availability for draft AC 120–
our site, http://www.faa.gov/avr/arm/
certificate holder. To permit the XX seeking substantive comments.
sbrefa.htm. For more information on Additionally, the FAA considers that
continued safe operation of these
SBREFA, e-mail us at 9–AWA– draft AC 91–56B, ‘‘Continuing
airplanes the FAA adopted a policy of
SBREFA@faa.gov. Structural Integrity Program for
mandated structural modifications and
Background inspections through a series of Airplanes,’’ and draft AC 91–60A, ‘‘The
airworthiness directives (ADs) that Continued Airworthiness of Older
Statutory Requirements Airplanes,’’ are appropriate to the
address specific design deficiencies that
In October 1991, Congress enacted could lead to airplane structural requirements of this final rule. The FAA
title IV of Public Law 102–143, the damage. therefore also has issued concurrently
‘‘Aging Aircraft Safety Act of 1991’’ Type certificate holders also with this final rule notices of
(AASA), (subsequently codified as established recommended Corrosion availability for proposed AC 91–56B
section 44717 of title 49, United States Prevention and Control Programs and AC 91–60A. The public will be

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afforded the opportunity to comment on Other Guidance • The Administrator must ‘‘make
the revisions contained in these The FAA also will develop additional inspections, and review the
proposed ACs. guidance and training material for FAA maintenance and other records, of each
The FAA revised AC 91–56A, Aviation Safety Inspectors (ASIs), and aircraft an air carrier uses to provide air
‘‘Continuing Structural Integrity representatives of the Administrator transportation.’’ These inspections and
Program for Large Transport Category authorized to conduct the inspections reviews ‘‘shall be carried out as part of
Airplanes,’’ to AC 91–56B, ‘‘Continuing and records reviews specified in this each HMC of the aircraft conducted after
Structural Integrity Program for rule prior to the conduct of those the 14th year in which the aircraft has
Airplanes.’’ This revised AC will inspections and reviews. been in service.’’
provide guidance for operators of the • Each air carrier must ‘‘demonstrate
Significant Changes to the Administrator, as part of the
airplanes affected by this final rule on
how to incorporate an FAA-approved Based on the comments received the inspection, that maintenance of the
Aging Aircraft Program into their FAA- FAA made several significant changes to aircraft’s age-sensitive parts and
approved maintenance or inspection the proposed rule language in notice No. components has been adequate and
99–02. The revised rule language is part timely enough to ensure the highest
program.
of this final rule. degree of safety.’’
Traditionally, AC 91–56 and AC 91– The FAA extended the repeat • Each air carrier must make its
56A have provided guidance to inspection and records review interval aircraft, as well as any records about the
operators of large transport category from 5 years to 7 years to allow aircraft that the Administrator may
airplanes on how to develop a damage- operators to align inspection and require to carry out the review, available
tolerance-based SSIP, which was records review intervals more closely for inspection as necessary to comply
contained in appendix 1 to the AC. The with scheduled HMC intervals. with the rule issued by the
FAA determined that the guidance Also, while notice No. 99–02 Administrator.
provided in appendix 1 to AC 91–56A specified that inspections should be • The regulations must establish
is applicable to small transport category established for affected airplanes using procedures to be followed for carrying
airplanes as well as to large transport damage tolerance techniques, this final out such an inspection.
category airplanes. rule adds an exception for multiengine Applicable Airplane Types
AC 91–56B airplanes initially certificated with nine
Comments: Some commenters
or fewer passenger seats and operated
Advisory Circular 91–56 and AC 91– indicate the NPRM addresses more
under part 129 and part 135 scheduled
56A only considered the effects of airplane types than the AASA intended
operations. The requirement to keep
repairs and modifications approved by to address. Because the AASA specifies
flight cycles has been removed. Those
the type certificate holder, and the inspections and reviews must be carried
airplanes can have a service-history- out as part of each HMC of an airplane
effects of repairs and modifications based SSIP instead of a damage-
performed by operators on individual and light airplanes do not undergo
tolerance-based SSIP. HMCs, the National Air Transportation
airplanes. Appendix 1 to AC 91–56B has In addition, the FAA extended the 3-
been expanded to take into Association (NATA) asserts the AASA
year requirement for initial inspections
consideration the effect of all major was not intended to address light
on airplanes over 24 years old to 4
repairs, major alterations, and airplanes. The NATA further contends
years. This will provide the FAA with
modifications approved by the type the proposal disregards the unique
additional time to develop guidance and
certificate holder. inspection programs of light airplanes,
training material for designees and FAA
and claims the FAA has not found
In addition, proposed appendix 1 to inspectors.
Finally, the FAA has decided not to deficiencies in those programs. Also
AC 91–56B includes an expanded according to the NATA, the FAA has
discussion on repairs, alterations, and apply this final rule to airplanes
operated by a certificate holder between not proven through inspections,
modifications to take into consideration maintenance reviews, or research that
all major repairs and operator-approved any point within the State of Alaska and
any other point within the State of light airplanes are unsafe. Accordingly,
alterations and modifications on the NATA states that the FAA is not
individual airplanes. Alaska.
justified in requiring small businesses
AC 91–56B also gives a brief Discussion of Comments that operate light airplanes to invest
description of the current Mandatory A total of 63 commenters submitted large sums of money in developing and
Modifications Program, CPCP, and 247 comments to Docket No. FAA– implementing an inspection program
Repair Assessment Program. The AC 1999–5401. Commenters generally intended for larger airplanes. The State
also states that the ‘‘Evaluation for opposed the proposal; they submitted of Alaska Department of Transportation
Widespread Fatigue Damage’’ will be 131 comments against the proposed rule and Public Facilities (ADOT&PF) agrees
the subject of a future rulemaking and 16 comments in support of the with the NATA’s position.
activity. changes. In addition, 100 comments FAA Response: The FAA disagrees.
AC 91–60A either included supplementary The AASA does not specifically address
information or did not clearly argue for types of aircraft. It applies to ‘‘each
Like AC 91–56A, AC 91–60 provides or against the proposed rule. A aircraft an air carrier uses to provide air
guidance for operators of the airplanes discussion of comments submitted, transportation.’’ This includes all air
affected by this final rule on how to organized by issue, follows. carriers, including smaller operators
develop a service-history-based who conduct commuter operations,
maintenance or inspection program. AC Statutory Requirements regardless of the size of the airplane.
91–60 has been updated in AC 91–60A Section 44717 of 49 U.S.C. requires However, in response to commenters’
to reflect current maintenance and the following actions: concerns, the FAA is revising the
inspection practices and to be consistent • The Administrator must ‘‘prescribe provisions of the rule pertaining to the
with the acceptable methods of regulations that ensure the continuing imposition of requirements for
compliance for this final rule. airworthiness of aging aircraft.’’ supplemental inspection programs. The

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final rule permits relief from the an airplane used domestically under 14 customized and comprehensive training
requirement for all affected airplanes to CFR part 91 and brought into operation program for regularly scheduled
have damage-tolerance-based under parts 121, 129, or 135; each maintenance and inspection procedures.
inspections and procedures in their airplane will have to be brought under To ensure compliance with this
aircraft maintenance and inspection the appropriate maintenance or initiative, the program would include an
programs. All multiengine airplanes inspection program and undergo the independent audit element and be made
initially certificated with nine or fewer applicable aging airplane inspections available to all members of the AACA,
passenger seats may have service- and records reviews prior to being as a function of the AACA Safety and
history-based SSIPs instead of damage- operated under those parts. Resource Center.
tolerance-based inspections and Additionally, any airplane, domestic or The State of Alaska Department of
procedures. These regulations will be imported, that does not have a Transportation and Public Facilities
implemented in 2010. Service-history- supplemental inspection program that (ADOT&PF) noted that ‘‘this NPRM,
based SSIPs are estimated to cost meets the requirements of this rule will over the next ten years has the potential
significantly less than damage- not be eligible for air carrier operations to effectively economically shut down
tolerance-based SSIPs to develop and after the dates specified in this rule. multiple aircraft operators in Alaska.’’
implement. In addition, airplanes The ADOT&PF further stated that the
Applicable Operations
operating between any point within the number of aircraft impacted is nearly
State of Alaska and any other point Comments: The Alaska Air Carriers 100 percent of the twin-engine aircraft
within the State of Alaska are exempt Association (AACA) opposes the fleet servicing Alaska aviation needs.
from the requirements of this final rule. proposal and states it should be These comments were echoed by a
withdrawn. According to the AACA, the number of Alaska operators that stated
U.S. Military Airplanes NPRM could lead to the end of that implementation of the NPRM
Comments: Many commenters scheduled turbopropeller commuter would result in the ‘‘termination’’ of
question which types of airplanes or airline growth in Alaska and force a their operations and that ‘‘the nature of
operations would be affected by the return to the use of out-of-production, the rural transportation infrastructure in
proposal. One commenter asks whether piston-powered, single-engine airplane
Alaska requires relief from these
the proposal would apply to U.S. Air operations in rural Alaska. The AACA
requirements.’’
Force commercial derivative airplanes contends this proposal would force air
According to the NATA, the proposal
(that is, Boeing 737 airplanes operated carriers that have reached the financial
would substantially affect interstate
by the U.S. Air Force). The commenter and operational thresholds of using
commerce in many areas, including
notes the Air Force requires Boeing to larger, turbine-powered equipment to
pay a ‘‘compliance penalty’’ to operate Nevada, Arizona, New England, and the
comply with FAA directives and rules
that equipment. Additionally, the southeastern United States. Also, the
on those derivative airplanes. Another
AACA contends many of Alaska’s rural NATA asserts this proposal may cripple
commenter asks whether the proposal
communities would experience the majority of the State of Alaska’s
would apply to Boeing 757 executive
decreased air service and increased transportation network.
airplanes (military C–32 program).
FAA Response: This final rule only costs of living, and be forced to accept FAA Response: The FAA has received
applies to specified airplanes operating travel in smaller airplanes known to numerous comments noting the possible
under parts 121, 129, and 135. Aircraft have six times more accidents than effect of the proposal on intrastate
that are not U.S.-registered and operated twin-engine airplanes used currently. aviation in Alaska. The FAA notes
by the U.S. military are not required to The AACA notes the FAA has however that the proposal would not
comply with the provisions of this rule. implemented numerous significant apply to aircraft operated by a certificate
However, any U.S.-registered aircraft regulatory changes during the past 15 holder in on-demand or cargo-only
operating under part 121, 129, or 135 is years (for example, the ‘‘Commuter operations conducted under part 135.
subject to the requirements of the rule, Rule’’), but the aviation safety record in This exclusion remains in the final rule.
regardless of the status of its operator. Alaska has not changed significantly, The FAA also recognizes that the
despite the high costs. AASA does not specifically mandate the
Imported Older Airplanes According to the AACA, some supplemental inspections proposed in
Comments: One commenter questions additional safety measures are notice 99–02 and set forth in this rule.
how the proposal would affect necessary. However, the AACA states However, the FAA clearly is within its
requirements for imported airplanes measures in Alaska should include (1) authority to require such inspection
older than 14 years. The commenter restoring the previous high levels of programs under its broad mandate to
notes 44 countries have safety standards service from Flight Service Stations; (2) promote safety as set forth in 49 U.S.C.
for imported airplanes and the United improving aviation weather reporting, 44701.
States is not among those countries. forecasting, information distribution, The FAA also notes that Congress,
According to the commenter, the 100- and air-to-ground communications both in the Federal Aviation
hour inspection (appendix D to 14 CFR facilities; and (3) developing additional Reauthorization Act of 1996 (Public Law
part 43) is the closest the United States navigational aids and approach 104–264) and in the Wendell H. Ford
comes to having such a requirement, but procedures to allow instrument flight Aviation Investment and Reform Act for
most DARs and many FAA regions rules flight and airport runway, ramp, the 21st Century (Public Law 106–181),
ignore this requirement. and apron improvements. required the Administrator ‘‘in
FAA Response: The FAA disagrees. As an alternative to the proposal, the amending title 14, Code of Federal
The proposal was intended to bring AACA states it would develop an FAA- Regulations, in a manner affecting
airplanes under the Aging Airplane approved program to accommodate the intrastate aviation in Alaska * * * to
Program after the effective date of the additional safety intent of the rule, consider the extent to which Alaska is
rule. Therefore, with respect to the addressing safety as well as the not served by transportation modes
requirements of this rule, an imported operational limitations unique to other than aviation and * * * establish
airplane brought into operation under Alaska. The program would provide such regulatory distinctions the
part 121, 129, or 135 will not differ from guidance, through development of a Administrator considers appropriate.’’

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Section 40113 of 49 U.S.C. was review required by this rule is complied programs that include service-history-
amended to effectuate this provision. with in a comprehensive, efficient, and based inspections and procedures
In view of the clear Congressional cost effective manner. However, the instead of damage-tolerance-based
mandate for the FAA to consider the operator using a segmented inspections and procedures.
unique role of aviation in providing maintenance program, progressive
transportation within the State of Alaska Requirements Beyond the Scope of the
inspection program, or AAIP must
and the possible loss of critical air AASA
recognize that the PMI or DAR
services to rural communities within the conducting the inspection may require Comments: The ATA states the
State, the FAA has revised the proposal. additional areas of the airplane to be proposal goes beyond inspections and
The final rule will not apply to aircraft open and available for inspection at the records reviews by supplementing
operated by certificate holders between discretion of the FAA. airplane type design and requiring that
any point within the State of Alaska and As mentioned previously, the FAA airplanes meet certification
any other point within the State of has changed the inspection and records requirements developed quite recently.
Alaska. review interval from 5 years to 7 years According to the ATA, if necessary, the
to allow operators to align their aircraft proposal should be framed as an AD,
Regulatory Activity Since 1991 and and ‘‘manufacturers’’ should be required
inspection and records review intervals
Recordkeeping to adapt their maintenance programs.
more closely with scheduled HMC
Comments: One commenter states that intervals. According to the ATA, ‘‘manufacturers’’
the proposal seems to disregard all are in a better position than operators to
regulatory activity since 1991 that Damage-Tolerance-Based Inspection have the design data and service history
addresses aging airplanes, as well as Techniques required to modify their programs.
existing recordkeeping requirements to Comments: The General Aviation FAA Response: The FAA agrees that
show compliance with such aging Manufacturer’s Association (GAMA) the rule, in certain aspects, exceeds the
airplane activity. contends that the AASA does not direct AASA’s mandate to conduct inspections
FAA Response: The FAA disagrees. the FAA to specify damage tolerance and records reviews. The AASA
The FAA has taken into account analysis and inspection techniques as requires an initial inspection as part of
relevant regulatory activity since 1991 the only acceptable method for ensuring each HMC of the aircraft conducted after
in the development of this rule, such as the continued airworthiness of aging the beginning of an airplane’s 14th year
CPCPs, structural modification airplane structural designs certificated in service, and thereafter at each HMC.
programs, the repair assessment rule, before such techniques were available. It does not establish specific inspection
and SSIPs. In spite of these regulatory The GAMA states there are other intervals based on calendar time nor
activities, we continue to believe the methods that have been developed in does it mandate the requirement for an
additional inspections and records conjunction with the FAA and industry operator to include specific
reviews are warranted to ensure age- that are based on structural fatigue supplemental inspection procedures in
sensitive parts and components are analysis, fatigue tests, and field an aircraft’s maintenance program.
maintained. experience correlation, where Yet, as stated in the preamble to the
applicable. NPRM and in keeping with the AASA’s
Inspections and Records Reviews FAA Response: The FAA agrees that mandate to ensure the continuing
Comments: Some commenters state the AASA does not specifically require airworthiness of aging aircraft, the FAA
the proposal does not meet the intent of the FAA to mandate the use of damage- considered options for setting repeat
the AASA. According to the Air tolerance-based inspection techniques. inspection intervals. The FAA reviewed
Transport Association of America However, 49 U.S.C. 44717 states that the the variables used in establishing the
(ATA), FAA requirements exceed AASA Administrator ‘‘shall prescribe parameters used by operators to carry
requirements in the proposal by regulations that ensure the continuing out scheduled maintenance
requiring an unsegmented simultaneous airworthiness of aging aircraft’’ and that requirements such as flight hours,
review of each affected airplane and its the Administrator shall make the calendar time, or a combination of both.
records. The ATA also notes the AASA necessary inspections ‘‘that the The FAA also considered the phasing
does not require the FAA to establish Administrator decides may be necessary and segmenting of HMCs and found that
how often airplane inspections and to enable the Administrator to decide the intervals varied from 1 to 27 years.
records reviews must be conducted. The whether the aircraft is in safe Therefore, the FAA chose to establish a
Regional Airline Association (RAA) condition.’’ fixed repeat inspection interval.
agrees with the ATA and further asserts The FAA recognizes that there was a The FAA realizes that the repeat
that the AASA is not intended to collaborative effort based on the use of inspections established in this final rule
disrupt an air carrier’s maintenance structural fatigue analysis, fatigue tests, may not be consistent with current
program, but the FAA proposal certainly and field experience correlation to operator maintenance schedules.
would force air carriers to change their develop appropriate inspections and However, the FAA notes that the ATA
programs at considerable cost. procedures to ensure the continuing itself, in memorandum 96–AE–014,
FAA Response: To minimize cost, airworthiness of aging aircraft. The dated March 11, 1996, recommended
operators who have segmented FAA, however, has determined that that ‘‘a ‘C’ check compliance period (18
maintenance programs, progressive except for those multiengine airplanes months) or ‘D’ check period (5 years) be
inspection programs, or approved initially certificated with nine or fewer adopted for all rules unless it can be
aircraft inspection programs (AAIPs) passenger seats operated under part 129 shown that a shorter time interval is
should work with their principal or used in scheduled operations under required for safety reasons.’’ The FAA,
maintenance inspector (PMI) or DAR to part 135, these inspections and in keeping with the AASA’s mandate,
agree on which inspection examines the procedures should be established using established a repeat inspection interval
largest portion of the airplane. The damage-tolerance-based techniques. as part of this final rule.
operator can make the airplane available Those multiengine airplanes initially The FAA does not agree that ADs
to the FAA during that inspection to certificated with nine or fewer should be used to implement the new
ensure the inspection and records passenger seats can use inspection requirements. The FAA is not issuing

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this rule to address an unsafe condition. SSIPs. Also, that operator believes In addition, the AASA specifies that
This rule is to ensure the continuing ‘‘every’’ carrier also must have a inspections and records reviews ‘‘shall
structural airworthiness of air carrier Continuing Analysis and Surveillance be carried out as part of each heavy
aircraft as they continue in service. System (CASS) and must analyze maintenance check of the aircraft
Also, this rule will allow operators the structural defects for their approved conducted after the 14th year in which
flexibility to adjust their maintenance or maintenance reliability programs for the aircraft has been in service.’’
inspection program based on service principal structural elements. The
history and design review. Differences Between Current and New
commenter notes the regulation and
Furthermore, applying the AASA Inspections and Records Reviews
oversight of maintenance programs is a
requirements to all airplanes, regardless daily FAA requirement. The ATA notes Comments: Several commenters are
of operation, would go significantly FAA Certificate Management Offices are uncertain how the proposed inspections
beyond the mandate of the act, which responsible for overseeing an air and records reviews would differ from
requires the Administrator to issue a carrier’s Continuous Airworthiness those currently conducted by ASIs. The
rule requiring an inspection and records Maintenance Program (CAMP) and ATA notes that § 121.153(a) currently
review of each aircraft used in air CASS and ensuring an air carrier’s requires airplanes to be maintained in
transportation for compliance with airplanes are operated and maintained an airworthy condition, which would
aging aircraft requirements. according to FAA regulations and the include compliance with any mandated
Using operational rules (parts 121, air carrier’s operations specifications. aging airplane requirements. Also, some
129, and 135) to mandate inspections, The ATA notes these responsibilities do commenters contend this proposal
supplemental inspections, and records not begin only after an airplane has been represents a shift of responsibility from
reviews is compatible with what the in service for 14 years. Furthermore, the air carriers to the FAA in ensuring
FAA has done with other maintenance RAA emphasizes that the FAA has airplane airworthiness. These
and inspection programs, such as those complete authority to determine commenters state they are uncertain
specified in the final rule entitled, whether an operator has deficiencies in why the FAA desires such a shift.
‘‘Repair Assessments for Pressurized its maintenance program. Another commenter recommends that
Fuselages,’’ which was published in the One commenter states that the FAA the FAA allow an air carrier’s quality
Federal Register on April 25, 2000 (65 should revise the proposal to assurance department to conduct the
FR 24108). It also corresponds more compensate for existing maintenance proposed inspections and records
closely to the intent Congress specified programs that address aging airplane reviews when an FAA representative is
in the applicability of the AASA. concerns. For example, the 14-year in- unavailable. ALPA supports the
Inspections service threshold should be increased to proposal, which would permit certain
20 years to coincide with the Aging representatives of the Administrator to
Summary of Proposal/Issue: The conduct inspections.
purpose of the proposal was to verify System Task Force definition, which
established ‘‘20 years since an airplane’s FAA Response: Section 44717(b)(2) 49
that each operator can demonstrate it U.S.C. states that the aging aircraft
has accomplished all required certification’’ as the nominal age
threshold. Another commenter states inspections ‘‘shall be carried out as
maintenance tasks, including the provided under [49 U.S.C.]
damage-tolerance-based SSIPs proposed that the FAA should provide special
consideration for low-utilization § 44701(a)(2)(B) and (C) * * *’’
in the NPRM. The AASA specifies that (emphasis added). Section 44701(a)
the inspections and records reviews be airplanes that may have more than 14
years of total service. A third reads as follows:
carried out as part of each airplane’s
HMC after the 14th year in service. The commenter states the proposed (a) The Administrator of the Federal
NPRM divides airplanes into three inspections should be associated with Aviation Administration shall promote safe
the renewal or continued effectiveness flight of civil aircraft in air commerce by
categories for these inspections to prescribing * * *
ensure the oldest airplanes are of ‘‘an airline’s standard airworthiness
certificate’’ and should include all (2) Regulations and minimum standards in
inspected first. The NPRM also proposes the interest of safety for * * *
that all aging airplane inspections and phases of continued airworthiness in
(B) Equipment and facilities for, and the
records reviews be repeated at specified addition to aging airplane timing and manner of, the inspecting,
intervals. However, the proposal considerations. However, that servicing, and overhauling (of aircraft,
includes a provision for extending the commenter questions the reason for a aircraft engines, propellers, and appliances);
thresholds and intervals to 14-year time period. The Air Line Pilots and
accommodate unforeseen scheduling Association (ALPA), however, supports (C) A qualified private person, instead of
proposed inspections for airplanes after an officer or employee of the Administrator,
conflicts. to examine and report on the inspecting,
The NPRM also requires operators to 14 years in service.
FAA Response: The requirements to servicing and overhauling.
notify the FAA within a specific time
period before an airplane is available for accomplish inspections and records Section 44717(b)(2) was added in
an inspection and records review. reviews stem directly from the AASA, 1994 as part of the recodification of the
which states, in part, that the FAA shall FAA’s enabling legislation. The AASA
Existing Maintenance Programs Make prescribe regulations that ‘‘at a and the recodified § 44717(a)(1) require
the Rule Redundant minimum, require the Administrator to the Administrator to make the aging
Comments: Most commenters believe make such inspections, and conduct airplane inspections.
the requirement to accomplish such reviews of maintenance and other The rules prescribed by the
inspections and records reviews is records, of each aircraft used by an air Administrator under § 44701(a)(2)(B)
redundant. One operator asserts ‘‘every carrier to provide air transportation as establish regulations and minimum
air carrier’’ already has a continuous may be necessary to enable the standards for many different activities
airworthiness program and an FAA- Administrator to determine that such by nongovernment persons, including
approved maintenance program, which aircraft is in safe condition and properly air carrier maintenance organizations
include corrosion prevention, corrosion maintained for operation in air and repair stations. Section
control, and damage-tolerance-based transportation.’’ 44701(a)(2)(C) requires the

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72732 Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations

Administrator to establish regulations Incompatibilities Between Current carriers to disruptions if the FAA fails
and minimum standards for qualified Practices and the Proposal to provide the air carrier with timely
private persons who examine and report Comments: One commenter notice that the aging airplane
on inspecting, servicing, and emphasizes that current regulations do inspections and records reviews have
overhauling. It does not address the not allow a used airplane to be placed been completed. The proposal states
delegation of authority to act on behalf on an operator’s certificate until its that the FAA may take an airplane out
of the Administrator nor does it describe records have been reviewed by the of service before analyzing the results of
persons who act on behalf of the Administrator. Another commenter an aging airplane inspection and records
Administrator. A certificate holder and notes a complete records review is not review.
its employees are not employees of the possible for some airplanes because the FAA Response: The FAA recognizes
Administrator, nor are they necessarily history of those airplanes has not been that the AASA does not establish
representatives of the Administrator in maintained. Yet another commenter specific repeat inspection intervals
accordance with § 44702(d). asserts compliance with current FAA- based on calendar time. However,
Congress clearly intended that the scheduled maintenance program because of the wide variances in HMC
Administrator would determine requirements along with FAA intervals and maintenance programs,
‘‘whether an aircraft is in safe condition verification of records accuracy on a the FAA chose to establish a fixed
and maintained properly for operation routine interval is a more logical repeat interval. The FAA notes that
in air transportation.’’ This is evident in approach than that presented in the HMC intervals vary greatly among
§ 44717(a)(1), which requires the proposal. operators. Operators have segmented
Administrator to perform the FAA Response: The FAA disagrees. maintenance programs, progressive
inspections and records reviews. It also Section 44717, 49 U.S.C. states that the inspection programs, or approved
is consistent with the legislative history FAA— aircraft inspection programs that do not
of the AASA. The FAA notes, however, easily lend themselves to the use of
shall prescribe regulations that ensure the HMC intervals for the conduct of the
the AASA was never intended to relieve continuing airworthiness of aging aircraft and
the operator from the responsibility for that the Administrator shall make the
mandated inspections and records
the airworthiness of the aircraft as inspections, and review the maintenance and reviews.
described in current § 121.363, § 129.14 other records of each aircraft an air carrier Even though the AASA requires an
uses to provide air transportation that the initial inspection as part of each HMC
(ICAO Annex 6, chapter 8), or § 135.413.
Administrator decides may be necessary to after the beginning of an airplane’s 14th
there is no language in § 44717 that enable the Administrator to decide whether year in service, and thereafter at each
implies that operators are to be relieved the aircraft is in safe condition. HMC, the FAA believes that an
of compliance with regulations issued
The statute further specifies that these inspection interval based on calendar
under § 44701.
regulations shall— time is consistent with the AASA. A
Furthermore, the FAA notes that the fixed repeat interval is consistent with
text of the AASA, and the recodification require an air carrier to demonstrate to the
Administrator, as part of the inspection, that the intent of the AASA that requires the
thereof, instructs the Administrator to Administrator to ‘‘assure the continuing
establish a program to provide FAA maintenance of the airplane’s age-sensitive
parts and components has been adequate and airworthiness of aging aircraft.’’ The
inspectors and engineers with the timely enough to ensure the highest degree repeat intervals established in the rule
necessary training to conduct auditing of safety. will allow the Administrator to ensure
inspections of airplanes operated by air that ‘‘each aircraft used by an air carrier
carriers for corrosion and metal fatigue The alternate courses of action
described by commenters, including to provide air transportation is in a safe
(see § 44717(c)(2)(A)). If it had been the condition and properly maintained for
intent of Congress to have private existing practices, do not relieve the
FAA of its obligations under the statute. operation in air transportation.’’
persons make those inspections instead As previously noted, the ATA
of FAA employees (or perhaps Burdens of Proposed Inspection recommended, in memorandum 96–AE–
designees), that text would have been Intervals 014, dated March 11, 1996, that ‘‘a ‘C’
changed. Comments: Many commenters assert check compliance period (18 months) or
The above interpretation is also the proposal is burdensome to operators ‘D’ check period (5 years) be adopted for
consistent with the general position that and the FAA. The ATA states the all rules unless it can be shown that a
the recodification of the FAA’s enabling proposal for inspections at 5-year shorter time interval is required for
act was not intended to change the intervals is contrary to the intent of the safety reasons.’’ The FAA, in keeping
substantive law. AASA and would require air carriers to with the AASA’s mandate, established a
Given the extensiveness of the scope redefine their maintenance programs to repeat inspection interval as part of this
and quantity of airplane inspections match the 5-year intervals. According to final rule that is consistent with this
required by § 44717(a)(1), the the ATA, the FAA may be exceeding its recommendation.
Administrator could still elect to use ‘‘a mandate if this requirement is The FAA realizes that the repeat
qualified private person’’ to conduct implemented. Several commenters inspection intervals established in this
those inspections and records reviews support the ATA’s position stating that final rule may not be consistent with
under a delegation of authority. Hence, the FAA should revise the proposal so current operator maintenance
the FAA intends to use DARs to help in inspection intervals align with operator schedules. Therefore, based on the
conducting the inspections and records maintenance programs. One commenter comments received, the FAA has
reviews required by § 44717(a)(1). Such asserts the first inspection after the rule changed the proposed 5-year repeat
action is consistent with the act and becomes effective should be required 5 interval to a 7-year interval to be more
gives meaning to the provisions of 49 years from the rule’s effective date or compatible with air carriers’ HMCs.
U.S.C. 44717(b)(2) in its context. This during the next HMC, whichever is In addition, the FAA extended the 3-
interpretation also gives meaning to later, regardless of the age of the year requirement for initial inspections
‘‘qualified private person’’ in the airplane. on airplanes over 24 years old to 4 years
context of implementing the Aging The ATA asserts that the inspection to provide the FAA with additional time
Airplane Program. interval requirement would subject to develop guidance and training

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material for designees and FAA FAA Response: The FAA facsimile, or other forms of notification.
inspectors. acknowledges the commenter’s The request for an extension should
concerns. To ensure rapid provide the PMI ample opportunity to
Ninety-Day Reporting Requirement
implementation of the inspections and respond to the operator’s request.
Comments: The ATA believes the records reviews, this final rule includes
FAA should modify the proposal to Single Airplane Versus Fleets
provisions to allow for DARs to perform
allow 90 days for an operator to provide those required inspections and reviews. Comments: Several operators note the
a report to the Administrator on The FAA anticipates that there will be proposal would require review of
findings and conclusions related to an increased demand for DARs as a airplanes on an individual basis rather
aging airplane effects from an HMC and result. In the short run, this may create than as a fleet. These operators strongly
the maintenance activities in the problems with the availability of DARs, oppose the proposal, indicating the
interval since that HMC. Additionally, given their current supply and the time process would be too expensive, time-
the ATA recommends the FAA provide it takes for an individual to become a consuming, and unlikely to increase
a similar 90-day timeframe during DAR. Over time, it will be possible for airplane safety. According to these
which the FAA would be required to qualified individuals to become DARs operators, most audit programs sample
provide an operator with written and fill the demand. Additionally, the the fleet and require additional review
acknowledgment of such a report and a FAA will not require operators of only when problems are discovered.
determination of the FAA’s affected aircraft to immediately comply One commenter recommends that the
acceptability. with the inspections and records FAA implement a fleet sampling
One ATA member suggests that an reviews after the effective date of the program beginning with the oldest
operator submit a summary report, for rule. Significant multi-year airplanes in a fleet type, with
like airplanes in the air carrier’s fleet, of implementation periods have been inspections every 5 years on a different
findings and conclusions related to provided in the rule to ensure sufficient airplane within that fleet. Another
aging airplane effects from the HMC and trained personnel will be available to commenter recommends the FAA allow
the maintenance activities in the accomplish the inspections and reviews air carriers to complete these remaining
interval since that HMC within 60 days without disruption to certificate airplane inspections and records
of each 90-day period. According to this holders’ operations. As a result, the reviews.
ATA member, quarterly summary industry’s needs will be met and FAA Response: The FAA disagrees.
reports can depict trends more easily operators will be able to comply with The AASA states that each airplane that
than individual airplane check reports. the requirements of the AASA in a has exceeded its 14th year in service
FAA Response: The FAA agrees that timely manner. should have an inspection and records
submission of a 90-day inspection and Also, operators should be aware that review to determine the adequacy and
records review report would be a while this final rule imposes restrictions timeliness of the maintenance of the
beneficial practice. This should be on airplanes operating under parts 121, aircraft’s age-sensitive parts and
agreed to between each operator and its 129, and 135 until the required components. Therefore, fleet audit
PMI. However, because this would add inspections and records reviews have programs do not meet the Congressional
a burden to operators and was not been accomplished, it does not affect mandate and are not suitable.
required by the AASA, such a report any part 91 operations conducted by The FAA again notes that the
will not be added to the final rule but part 121, 129, and 135 air carriers, such proposed 5-year interval has been
will be an acceptable option to assist as training or positioning flights. changed to a 7-year interval to be more
operators in demonstrating compliance Regarding the comment on the effects compatible with the air carriers’ HMCs.
with the provisions of this rule. of the rule and the FAA’s workload, the However, with respect to air carriers
Accomplishment of Records Reviews FAA is committed to train a group of completing inspections and records
inspectors and DARs to perform the reviews, the AASA states specifically
and Inspections
inspections and records reviews that the Administrator must accomplish
Comments: One commenter asserts required by this final rule. The FAA will the required inspections and records
the proposal could result in enormous also monitor the performance of those reviews.
costs to operators if ASIs or DARs fail inspectors and DARs. The FAA recognizes that operators
to make inspections and reviews in a Each operator should plan each will incur additional expenses as a
timely manner. Also, the RAA states inspection and records review and result of this rule. The FAA has
that the proposal that an air carrier schedule it with the appropriate ASI or therefore worked to minimize the cost.
cannot operate its airplanes until DAR. The ASI/DAR inspection and Affected airplanes initially certificated
inspections and records reviews are records review should normally follow with nine or fewer passenger seats have
completed is excessive. The RAA is the inspection by maintenance been allowed to have incorporated into
particularly concerned about such a personnel. However, if an unforeseen their inspection program service-
case in which the lack of personnel to scheduling conflict occurs, the final rule history-based SSIPs instead of damage-
conduct an inspection and records permits a 90-day extension to tolerance-based SSIPs. Additionally,
review causes grounding of an airplane. accomplish the inspection and records provisions that allow for delayed
Other commenters question the FAA’s review. An unforeseen scheduling compliance until 2010 of certain
ability to conduct or train conflict may arise, for example, if an airplanes with damage-tolerance-based
representatives to perform the proposed operator finds that the hangar space and service-history-based inspection
inspections and reviews. One dedicated for the incoming aircraft is programs have also been included in the
commenter states that the FAA should not available because of additional work rule.
consider an alternative to the required on the aircraft currently in the
inspections and records reviews that hangar. The Administrator may approve Limiting Inspection Scope
would have an ASI or DAR at an air an extension of up to 90 days, provided Comments: The ATA recommends
carrier’s facility each night a carrier the operator presents to the PMI written requiring only that portion of an
conducts a scheduled segmented justification for the scheduling conflict. airplane scheduled for detailed
inspection. Also, the FAA will accept electronic, maintenance and repair at an HMC after

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the 14th year of service be made Although it is the FAA’s intent to (58 FR 51944)) to 60 days, it does not
available along with corresponding carry out the inspections and records respond to the original complaints by
records. According to the ATA, this reviews to the extent that the airplane several commenters that normal
revision of the proposal would allow the structure is accessible during the surveillance of an operator’s fleet would
air carrier to demonstrate the adequacy maintenance visit, at the discretion of provide the FAA with ample time to
and timeliness of its continuous the ASI or DAR, the FAA may require find out the details of a carrier’s heavy
maintenance and surveillance programs additional access to confirm that the maintenance schedule.
and other aging airplane programs maintenance of the airplane’s age- FAA Response: The FAA disagrees. In
without having to examine every part, sensitive parts and components has 1993, the FAA proposed in its Aging
component, or record of an airplane. been adequate and timely as required by Airplane Safety NPRM a 30-day time
FAA Response: The FAA agrees in the AASA. period to notify the Administrator
part. As stated in the NPRM— before an airplane and its records would
Acceptable Records be available for review. In notice no. 99–
Although it is the FAA’s intent to carry out Comments: The ATA states that 02, the FAA extended this time period
records reviews and inspections to the extent
conflicts would undoubtedly arise when to 60 days. The FAA believes that this
that the aircraft structure is accessible during
the HMC maintenance visit, the FAA may an airplane is inspected and the records notification is necessary because
require additional access to determine that for that airplane are located elsewhere. notification obtained through normal
the maintenance of the airplane’s age- The ATA asserts an air carrier should surveillance of an operator’s fleet may
sensitive parts and components has been not be required to move the airplane or be insufficient to ensure the FAA has
adequate and timely. its records in such cases. Several sufficient time to schedule its resources
commenters agree with the ATA’s and minimize the impact on the air
The FAA expects the air carrier to
position. According to the ATA, the carrier.
identify the most comprehensive HMC
FAA should allow for the use of
within the interval identified in the rule Ninety-Day Extensions
electronic or other copies of records.
as the time for the conduct of the Comments: One ATA member states
Also, the ATA states that the FAA
inspections and records reviews. the proposed 90-day extension
should allow for the use of a summary
The intent of the final rule is that of maintenance actions in place of provisions should be open-ended to take
aging airplane inspection and records original airplane records, to focus on into account unforeseen scheduling
reviews should be concurrent with the aging effects rather than recordkeeping conflicts of an airplane and possible
HMC maintenance being accomplished compliance. The Aerospace Industries delays resulting from FAA resource
on each airplane and the FAA has Association of America, Inc. (AIAA), constraints. However, the ATA
revised the rule to facilitate this action. opposes the potential need to maintain generally supports the extension
Access to Airplane Structure a duplicate set of records. The AIAA provision.
further contends that reliance on FAA Response: The FAA disagrees
Comments: Many commenters express automated records is inadequate, even and contends that 90 days is a sufficient
concern about allowing an ASI or DAR though it may help ensure consistency time period for an operator to resolve an
access to areas of inspected airplanes in format. unforeseen scheduling conflict.
that may not be opened during HMCs to FAA Response: The FAA agrees with Operators must therefore plan to
determine whether the airplanes meet commenters that these are legitimate account for this requirement. An
the requirements of the NPRM. These issues related to airplane records. The unforeseen scheduling conflict may
commenters question what criteria FAA recognizes that airplanes subject to arise, for example, if an operator finds
would be used to determine whether this rule are maintained at FAA- that the hangar space dedicated for the
such additional access is required. The approved repair stations throughout the incoming aircraft is not available
ATA contends if additional access is world. It would place an undue burden because of additional work required on
required, it should be negotiated in on the air carrier or operator to provide the aircraft currently in the hangar. The
advance with the air carrier or original maintenance records that are Administrator may approve an
mandated under existing authority kept at their main base. Therefore, the extension of up to 90 days, provided the
without signaling ASIs or DARs that FAA will accept a status summary of operator presents to the PMI written
they should be opening additional areas maintenance actions in lieu of original justification for the scheduling conflict.
at all HMCs. airplane records provided the status Also, the FAA will accept electronic,
FAA Response: The FAA disagrees. It summary meets the requirements of the facsimile, or other forms of notification.
is not the FAA’s intent to disrupt rule. Also, the FAA will accept The request for an extension should
operators’ scheduled maintenance in electronic, facsimile, or other copies of provide the PMI ample opportunity to
such a way that it would impact their airplane records as long as the respond to the operator’s request. The
schedules. However, each airplane information is accurate and complete. 90-day extension provision is adopted
subject to the final rule cannot be These details should be coordinated as proposed.
returned to service until the individually with each ASI or DAR.
Administrator or a designee has Cargo-Modified Airplanes
completed its inspection and records Sixty-Day Notification Requirement Comments: According to comments,
review and notifies the operator Comments: Several commenters the FAA should create a separate
accordingly. The FAA agrees that it object to the requirement that an air category of inspections for cargo-
would behoove the operator to schedule carrier must notify the Administrator 60 modified airplanes to require shorter
these inspections with the ASI or DAR days before an airplane and its records intervals between their baseline
well in advance of scheduled are available for review. According to inspection programs, unless the FAA
maintenance visits; however, the FAA one commenter, although the current takes into account enough precautions
does not intend to limit its access to proposal increases the advanced during the supplemental type certificate
those areas inspected under the notification requirement from 30 days (STC) substantiation process.
provisions of the operator’s appropriate (as set forth in the Aging Airplane FAA Response: The FAA disagrees.
maintenance or inspection program. Safety NPRM published October 5, 1993 The final rule is applicable to those

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airplanes modified by cargo conversion CPCP, and other inspections and registered aircraft to maintain that
STCs. The inspections mandated by the procedures required; aircraft in accordance with ICAO Annex
AASA should not be a substitute for • A list of major structural 6, part I. Current § 129.14 requires each
routine maintenance. If maintenance is alternations; and air carrier and foreign person operating
necessary at shorter intervals, the • A report of major structural repairs a U.S.-registered aircraft in common
documentation of that maintenance will and the current inspection status of carriage to ensure each aircraft is
be a part of the records review. those repairs. maintained in accordance with a
Current Recordkeeping Requirements program approved by the Administrator.
Definitions
The FAA approves maintenance
Comments: Commenters state that the Comments: Commenters note most of programs under § 129.14 that, at a
FAA should define the term ‘‘age- this information already is required to minimum, comply with ICAO Annex 6,
sensitive parts.’’ According to the U.K. be maintained by operators under part I. Section 129.33 requires records
Civil Aviation Authority (CAA), other current regulations. beyond those required by programs
documents, such as AC 25.571–1C, The AIAA states proposed under current § 129.14.
‘‘Damage Tolerance and Fatigue § 121.368(d) duplicates the Annex 6, part I, Standard 8.8,
Evaluation of Structure,’’ and AC 91– requirements of current § 121.380. The Records, contains recordkeeping
MA, ‘‘Continued Airworthiness of Older AIAA further asserts that § 121.380 is requirements, as follows:
Small Transport and Commuter more comprehensive than proposed
§ 121.368(d), particularly regarding ADs. (1) 8.8.1. An operator shall ensure that the
Airplanes; Establishment of Damage- following records are kept:
Tolerance-Based Inspections and Because most operators of large (a) In respect of the entire aeroplane: the
Procedures,’’ and many aging initiatives transport airplanes have developed total time in service;
do not define clearly the affected elaborate maintenance recordkeeping (b) In respect of the major components of
structural parts and the various sources requirements based on § 121.380, the the aeroplane:
of deterioration. AIAA recommends the FAA revise (1) The total time in service;
In addition, commenters suggest that proposed § 121.368(d) to allow (2) The date of the last overhaul;
compliance with § 121.380 as an (3) The date of the last inspection;
the FAA should define more clearly the (c) In respect of those instruments and
difference between a ‘‘minor’’ and a alternative.
FAA Response: Airplane records for equipment, the serviceability and operating
‘‘major’’ repair or structural alteration, life of which are determined by their time in
for reporting purposes. air carriers operating under part 121
service;
FAA Response: The FAA interprets must be maintained under § 121.380. (1) Such records of the time in service as
‘‘age-sensitive parts and components’’ to Proposed § 121.368(d) requires retention are necessary to determine their
mean, for the purpose of this rule, those of certain records that are not part of serviceability or to compute their operating
parts and components of the primary current § 121.380 or § 121.707, such as life;
structure of an airplane that are airframe flight cycles, total years in (2) The date of the last inspection.
service of the airplane, damage- (2) 8.8.1.1. These records shall be kept for
susceptible to fatigue or corrosion.
tolerance inspections, and date of last a period of 90 days after the end of the
Minor and major repairs, and operating life of the unit to which they refer.
structural alterations, are already inspection records review. However,
defined in 14 CFR. Additional there is no restriction on operators using
records maintained under current Flight Cycles, Landings, and Total Years
definitions would be beyond the scope in Service
of the AASA and are not addressed in § 121.380 to comply with part of the
this final rule. requirements of § 121.368. Comments: Commenters state that
current regulations do not require
Recordkeeping Requirements Part 129 Recordkeeping Requirements certificate holders to log flight cycles or
Summary of Proposal/Issue: The FAA Comments: One commenter states the landings; therefore, the FAA should
proposes in §§ 121.368(d), 129.33(c), FAA has never established definitive specify that tracking this information is
135.422(d) and 135.422a(d) to require a records and documentation a new requirement. Also, the FAA
certificate holder to make certain requirements and that part 129 should define ‘‘flight cycle’’ in 14 CFR
specific airplane records available to the operators use documents developed by 1.1 and develop guidelines for
Administrator for review. These records ‘‘listings companies’’ and airplane establishing a baseline number of
must contain the following information: owners. The commenter also notes there airframe flight cycles if an operator has
• Total years in service of the is no coordination of guidelines among not been maintaining this information.
airplane; the various FAA regions, and between In addition, commenters suggest that
• Total flight hours of the airframe; ASIs and FAA headquarters. the FAA publish guidelines to be used
• Total flight cycles of the airframe Additionally, the commenter notes most in cases where a true determination of
(not required by § 135.422a(d)); ‘‘offshore’’ operators maintain more total years of service for an airplane is
• Date of the last inspection and complete and detailed records systems not possible.
records review; than U.S. operators; according to the FAA Response: Under parts 121 and
• Current status of the life-limited commenter, a main area of weakness is 129, operators track flight cycles to
parts of the airframe; centered around parts and assemblies determine the current status of life-
• Time since the last overhaul of all that have been overhauled by U.S.-based limited parts for each airframe, engine,
structural components required to be repair stations, which often fail to propeller, and appliance. However, the
overhauled on a specific time basis; deliver proper records with parts. FAA has revised the part 135 inspection
• Current inspection status of the FAA Response: The FAA has and records review rules for airplanes
airplane, including the time since the established definitive recordkeeping initially certificated with nine or fewer
last inspection required by the requirements for persons operating passenger seats by eliminating the
inspection program under which the aircraft under part 129. As a signatory requirement to track total flight cycles
airplane is maintained; to the Convention on International Civil on the airframe. The FAA has made this
• Current status (including the Aviation, the United States requires change to the rule because the
method of compliance) of ADs, the each commercial operator of a U.S.- inspection programs for these aircraft

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72736 Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations

may include service-history-based SSIPs records reviews than either an ASI or a of Designation in accordance with 14
instead of only damage-tolerance-based DAR not familiar with the operator. The CFR 183.13.
inspections and procedures. In addition, RAA asserts requiring an ASI or DAR to
Lack of FAA Resources
operators should be able to determine conduct the inspections and records
the total number of years in service of reviews is unprecedented and Comments: Many commenters
an airplane subject to the rule. If the impractical, and would confuse the question the FAA’s assumptions about
operator cannot determine the total FAA’s oversight responsibilities with its ability to conduct inspections and
number of years in service of an that of an air carrier’s responsibility for records reviews. The ATA states its
airplane, the FAA will rely on the date the airworthiness of its airplanes. members are concerned that the ASI
of manufacture of the airplane in Another commenter states the FAA force, even augmented by DARs, would
question. should specifically and individually test be insufficient to support the proposed
and establish the capabilities of all inspections and reviews. According to
Designated Airworthiness DARs who are authorized to perform the ATA members, airlines currently find it
Representatives inspections and reviews as stated in the difficult to hire qualified aircraft
Summary of Proposal/Issue: Because proposal. Additionally, one commenter maintenance employees and predict a
of the many airplanes that will have to recommends that the FAA permit shortage in the near future of qualified
be inspected over a short period of time operator designees or Designated ASIs and DARs. These members believe
and the anticipated growth of the aging Engineering Representatives (DERs), in this situation would result in
fleet, the FAA proposed permitting addition to DARs, to conduct the inexperienced ASIs and DARs
DARs to accomplish the inspections and inspections and records reviews. conducting the inspections and reviews,
records reviews required by the rule. Finally, one commenter states that and further delays in returning airplanes
Proposed § 183.33(a) expands the under such a system, air carriers should to service.
authority of DARs to permit them to make available to the FAA any and all FAA Response: The FAA disagrees.
make findings necessary to determine records and findings necessary for the The FAA believes that there will be
the continuing effectiveness of FAA to evaluate an airplane. enough ASIs and DARs to accomplish
airworthiness certificates by conducting FAA Response: While the AASA needed inspections and records reviews
the inspections and records reviews allows properly qualified persons to act and has therefore adopted a rule that
required by §§ 121.368, 129.33, 135.422, on behalf of the FAA to conduct permits the initial inspections and
and 135.422a. inspections and records reviews, the records reviews to be completed a
FAA acknowledges that many DARs number of years after the effective date
General currently may not be properly trained or of the rule. As previously stated, the
Comments: Commenters generally qualified to conduct the required FAA will train a group of inspectors and
oppose this provision. Several inspections and records reviews. The DARs to perform the inspections and
commenters, including the RAA, FAA will develop a training program records reviews required by this final
indicate the FAA is exceeding the intent and guidance material to enable DARs rule and subsequently monitor the
of the AASA by delegating inspection to properly accomplish the performance of those inspectors and
authority and responsibility from the requirements of this rule. For this DARs.
FAA to DARs. reason, initial inspections and records
FAA Response: The FAA disagrees. Supplemental Damage-Tolerance-Based
reviews are not required to be
The AASA requires the inspections and Inspections and Procedures
completed until a number of years after
records reviews to be performed by the the effective date of the rule. After the Summary of Proposal/Issue:
Administrator. There is, however, no FAA develops the training program and Supplemental damage-tolerance-based
statutory prohibition on the guidance material, ASIs and DARs will inspections and procedures refer to an
Administrator delegating the be trained and qualified to conduct the ‘‘inspection program that specifies the
responsibilities specified under the inspections and records reviews procedures, thresholds, and repeat
AASA. A DAR is a designee of the FAA required by this rule. intervals that have been developed
and a representative of the Regarding the commenter’s reference using damage tolerance principles.’’
Administrator and, therefore, is to air carrier quality control inspectors, Damage-tolerance-based inspections and
qualified to accomplish the inspections they are not representatives of the FAA procedures are developed by a type
and records reviews required by this and, therefore, would not be eligible to certificate holder or operator based on
final rule. conduct the required inspections and an engineering evaluation of likely sites
records reviews under the AASA. where damage could occur, considering
Qualifications of DARs However, an operator could facilitate expected stress levels, material
Comments: Several commenters assert the application of a member of its staff characteristics, and projected crack
that delegating to DARs the to become a DAR. There is an growth rates. The damage-tolerance-
responsibility of performing inspections established procedure on how DARs are based inspections and procedures
and records reviews is a mistake, appointed, and the FAA does not specified in the proposal can be
because DARs are not qualified to foresee using a test to make this developed using one of the following
conduct the proposed inspections and assessment. The FAA is unsure what the methods:
records reviews. One commenter notes commenter means by the term ‘‘operator • Damage-tolerance-based
familiarity with the section of 14 CFR designees.’’ However, DARs are the only inspections and procedures that comply
pertinent to records documentation and designees allowed to conduct records with the damage tolerance provisions
states that there has never been a reviews. Performing such reviews is not for metallic structure listed in 14 CFR
requirement for a ‘‘DAR certificate.’’ within the scope of a DER’s delegation. 23.573, amendment 23–45, or
In addition, several commenters In response to the commenter’s subsequent amendments;
contend a PMI assigned to an operator assertion that there has never been a • Damage-tolerance-based
or an operator’s own quality control requirement for a ‘‘DAR certificate,’’ the inspections and procedures that comply
inspectors may be more qualified to FAA notes that a DAR is issued a with 14 CFR 25.571, amendment 25–45,
conduct the proposed inspections and Certificate of Authority and a Certificate or subsequent amendments;

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• Advisory Circular (AC) 91–56, basis for rejecting the alternative SSIP AD program but that may not be
‘‘Supplemental Structural Inspection inspection program for smaller airplanes included in the final rule because the
Program for Large Transport Category (submitted by the ARAC Small program was not complete at the time of
Airplanes,’’ or AC 91–56A, ‘‘Continuing Transport/Commuter Airplane publication of the NPRM. According to
Structural Integrity Program for Large Airworthiness Assurance Working the RAA, several regional/commuter
Transport Category Airplanes’’; or Group (SAAWG)). According to the original equipment manufacturers
• Any other method the RAA, damage tolerance analysis may be (OEMs) report that they have submitted
Administrator finds complies with the the most realistic analysis for certain ‘‘SIPs’’ to the FAA as early as 1990, but
principles of damage tolerance. principal structural elements but not the FAA has not adopted the ADs to
Damage-tolerance-based inspections necessarily all principal structural mandate changes to the affected
and procedures may be approved elements. operators’ maintenance programs.
through an amended type certificate or FAA Response: The FAA appreciates The RAA further asserts most
STC process for airplanes certificated the significant efforts of the SAAWG to airplanes with SSIPs are considerably
under a type certificate and associated explore alternative inspection programs older than the regional airplane types
amendments dated before those that for small- and commuter-sized aircraft. cited in the NPRM as having damage-
require damage tolerance as part of Based on the comments received, the tolerance-based ‘‘maintenance
airplane type design. Damage-tolerance- FAA has changed the regulation to inspection programs.’’ Although the
based inspections and procedures for require damage-tolerance-based SSIPs RAA appreciates the value of SSIPs, the
certain older airplanes also may be for affected airplanes initially RAA notes that the service experience
approved by a Letter of Approval issued certificated with 10 or more passenger for demonstrating structural integrity of
by the FAA Aircraft Certification Office seats and service-history-based SSIPs for the affected regional/commuter airplane
(ACO) or office of the Small Airplane airplanes initially certificated with 9 or types without SSIPs has been excellent.
Directorate or Transport Airplane fewer passenger seats. Acceptable FAA Response: The commenter did
Directorate having cognizance over the means of compliance for damage- not distinguish between damage-
type certificate for the affected airplane. tolerance-based SSIPs are contained in tolerance-based SSIPs and service-
Also, for some airplanes, the FAA has AC 91–56 and AC 91–56A, and history-based SSIPs. Those airplanes
approved major structural modifications acceptable means of compliance for that have service-history-based SSIPs
under an STC. The original type service-history-based SSIPs are implemented through ADs will have
certificate holder may not have contained in AC 91–60. The FAA is until December 20, 2010, before they
sufficient technical data pertinent to requesting comments on draft AC 91– will have to comply with the damage
these modifications to assist the 56B and AC 91–60A. Once these ACs tolerance requirements of this final rule.
airplane operator in conducting a become final, they too will be Those airplanes that do not have a
damage tolerance assessment of the considered an acceptable means of service-history-based SSIP will have to
modification. In these situations, the compliance with this rule. comply with the damage tolerance
FAA expects the operator to work with requirements within 4 years after the
Nonmandated Supplemental Structural effective date of this final rule.
the STC holder to develop damage- Inspection Programs
tolerance-based inspections and Approval of Damage-Tolerance-Based
procedures for that modification. If Comments: The RAA states that
Supplemental Structural Inspection
necessary, as an alternative, an operator proposed provisions to allow certain
Programs
may conduct its own damage tolerance airplanes (with AD-mandated SSIPs) to
operate until December 20, 2010, Comments: Regarding the FAA’s
assessments using competent
without damage tolerance programs proposal that airplane damage tolerance
engineering personnel, inspection
discriminates against regional airplane requirements may be approved through
findings from the current maintenance
operators with equivalent structural an amended or supplemental type
program, the airplane’s design database,
inspection programs not mandated by certificate when necessary, one type
and model fleet experience.
SSIP ADs. certificate holder questions whether it is
General FAA Response: In this final rule, the the FAA’s intent to require type
Comments: One operator asserts the FAA allows airplanes initially certificate holders to submit
proposal would result in the grounding certificated with 9 or fewer passenger applications (FAA form 8110–12) for a
of approximately 62 percent of the seats to have service-history-based type certificate amendment. If so, the
commuter fleet. SSIPs that will be valid indefinitely. For type certificate holder warns that ACOs
FAA Response: The commenter has those airplanes that were initially may become overwhelmed, which is a
provided no data to substantiate its certificated with 10 or more passenger workload situation the FAA failed to
claim. seats, the FAA expects damage- consider in its cost-benefit analysis. The
tolerance-based SSIPs for these aircraft type certificate holder also questions
Alternatives to Damage Tolerance to be completed within 4 years after the whether it is the FAA’s intent to modify
Comments: An Alaskan operator is effective date of the rule. However, the the type certificate data sheet as a result
not opposed to a SSIP that would be FAA is delaying implementation of the of incremental changes to type design
implemented in a cost-effective manner requirement for damage-tolerance-based (as per the definition of an amended
through incorporation into the inspections with respect to those type certificate) or as the result of an
operator’s AAIP and developed by airplanes with AD-mandated non- STC.
either the FAA or the ‘‘manufacturer.’’ damage-tolerance-based SSIPs until FAA Response: The FAA disagrees.
The commenter states the FAA and December 20, 2010. The FAA understands that there are
‘‘manufacturers’’ have the competent many ways to accomplish approved
engineering staff and access to the Potentially Mandated Supplemental damage-tolerance-based or service-
relevant design information, while the Structural Inspection Programs history-based SSIPs, such as amended
operators do not. Comments: The RAA notes there may type certificates, STCs, letters of
The RAA notes the FAA fails to be airplane fleet types that are in the approval issued by the FAA, or service
reference in the NPRM any technical process of qualifying for an approved bulletins issued by the type certificate

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72738 Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations

holder and approved by the FAA. design, affecting the usage spectrum Compliance Alternatives
However, each operator is ultimately associated with the STC. According to Comments: Commenters recommend
responsible for ensuring each of its the commenter, this may result in an various alternatives to the proposed
airplanes has the appropriate inspection undue burden on the operator who may regulations on damage-tolerance-based
programs for the baseline airplane need to perform a damage-tolerance- SSIPs. The ATA states incorporation of
structure, which is the airplane based assessment without assistance mandated programs, including
structure as designed by the original from the type certificate holder. ‘‘supplemental structural inspection
type certificate holder, and each specific Transport Canada states it is document programs,’’ CPCPs, repair
major repair, modification, and inappropriate to require a type assessment programs, and compliance
alteration to the baseline structure. certificate holder to provide assistance with air carrier maintenance programs,
Regarding the comment on FAA in such cases. Transport Canada
workload, the FAA has considered the provides the means necessary to comply
recommends the FAA provide with the proposed rule. Other
effects of the rule on the FAA workload procedures to allow an operator to
and has concluded that the workload commenters agree with the ATA’s
implement a supplemental integrity position.
will be within acceptable levels during
program for its airplanes when the type FAA Response: The FAA agrees in
the implementation period.
certificate holder is not able to do so part and has revised the rule to permit
Letter of Approval because of an STC or major repair. the use of service-history-based SSIPS
Comments: The NPRM includes a FAA Response: This rulemaking states for certain aircraft. The programs the
provision that damage-tolerance-based that no operator may operate an airplane commenters describe only satisfy part of
inspections and procedures for certain after 4 years after the effective date of the requirements of this final rule. SSIPs
older airplanes also may be approved by the rule unless the maintenance or only address certain portions of an
a letter of approval issued by the FAA. inspection program for that airplane airplane’s structure while the damage-
The type certificate holder questions includes damage-tolerance-based or tolerance-based or service-history-based
whether this process is intended to service-history-based SSIPs, as SSIPs specified by this rule address the
address damage-tolerance-based applicable. This program applies to the entire primary structure of an airplane,
inspections and procedures prepared by baseline structure of the airplane, which including the baseline structure, and
someone other than the type certificate major repairs, major alterations, and
is that structure designed by the original
holder. Also, the type certificate holder modifications to baseline structure.
type certificate holder, as well as any
requests the FAA clarify whether the The ‘‘Repair Assessment for
existing or future major repairs, major
letter would be placed in the Pressurized Fuselages’’ final rule (65 FR
alterations, or modifications. The
airworthiness limitations section of an 24108, April 25, 2000) established new
exceptions to the 4-year requirement are §§ 121.370 and 129.32. These sections
airplane’s maintenance manual, in the listed in §§ 121.370a, 129.16, and
Airplane Flight Manual, in logbooks, or require a repair assessment program for
135.168. many of the airplanes also affected by
in another procedural manual.
FAA Response: Inspection programs Modifications to the baseline this final rule. These include the Airbus
other than those developed by the structure can be accomplished by an A300, excluding the –600 series; Boeing
airplane type certificate holder will be STC or by the type certificate holder 707, 720, 727, 737, and 747; BAe BAC
approved through a letter of approval by who has certificated a major type design 1–11; Fokker F28; and Lockheed L–
the FAA ACO or office of the Small change. The preamble to the NPRM 1011; and McDonnell Douglas DC–8,
Airplane Directorate or Transport states that the operators should work DC–9/MD–80, and DC–10. However,
Airplane Directorate responsible for that with STC holders and type certificate §§ 121.370 and 129.32 address only
airplane’s type certificate. The holders to accomplish a damage fuselage pressure boundary repairs
inspection programs required by this tolerance assessment of the modified (fuselage skin, door skin, and bulkhead
rule are for specific operations under structure, but in the event that the STC webs).
part 121, 129, or 135 only and are to be holder or type certificate holder is not Meeting the requirements of
added to the operator’s maintenance or able or willing to help the operator, then §§ 121.370 and 129.32 is an acceptable
inspection program. Airplanes not being the operator will be responsible for means of compliance with this final rule
operated under the conditions specified accomplishing the damage tolerance to the extent that these requirements
in this rulemaking are not required to assessment. As stated in the preamble to address repairs to the fuselage pressure
have these inspection programs. Adding the NPRM, the operator may (1) boundary for the above-noted airplanes.
such programs to the airworthiness accomplish the assessment if it has the Operators will have to accomplish
limitations section of an airplane’s capability or (2) contract the appropriate additional work to fully comply with
maintenance manual is not appropriate persons to accomplish the assessment. this rule. They must establish damage-
because it would require that all The FAA recognizes that this may be a tolerance-based SSIPs or service-history-
operators comply with the program, not burden on the operator, but the AASA based SSIPs, as applicable, for major
just those operators identified in this requires the Administrator to ensure the repairs, major alterations, and
rulemaking. continuing airworthiness of aging modifications to structures not affected
airplanes. The FAA has determined that by the repair assessment program, such
Structural Assessment of Major Repairs, as fuselage frames and longerons, and
Alterations, and Modifications damage-tolerance-based and service-
history-based SSIPs are the best way to wing and empennage structures.
Comments: Transport Canada states
the proposal is unclear about how an achieve that goal. Alternatives to Damage-Tolerance-Based
STC holder is required to support its The FAA also has revised AC 91–56A, Supplemental Structural Inspection
designs as far as a structural assessment which provides detailed guidance to Programs
is concerned. Transport Canada notes type certificate holders and operators Comments: One foreign aircraft type
major modifications/alterations regarding the accomplishment of certificate holder states that the 3- to 10-
(including major repairs) may have damage tolerance assessments of year compliance thresholds in the
resulted in a significant alteration to the repaired, altered, or modified structures. NPRM require further detail regarding

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the intended program before they can be MSD exposes an airframe to a risk of on small twin-engine airplanes. This
implemented. The type certificate sudden crack coalescence, possibly procedure costs less than an engine
holder specifically would like the FAA leading to total structural failure overhaul and is required less often.
to further discuss alternate means of without adequate warning. To ensure Often operators choose to replace rather
complying with this proposed rule. An structural integrity, Transport Canada than inspect. The CASA suggests the
FAA-approved repair station asserts a structure that is at risk for MSD FAA allow and promote replacement
specializing in the major repair, must be replaced or repaired at the and modification in accordance with its
alteration, and heavy maintenance of appropriate interval. According to policy to avoid relying on continuing
deHavilland DHC–6 airplanes also states Transport Canada, an inspection inspection for in-service cracking.
the required implementation of existing program may not alleviate the risk that • To reduce the cost of compliance—
proven type certificate holder there may be cracks too small to be Consistency with the design rules
inspections and procedures is a more detected reliably. Transport Canada lists would allow immediate acceptance of
appropriate response to the several methodologies, including airplanes whose maintenance programs
airworthiness concerns presented by the fracture mechanics (crack-growth) have already complied with the part 23
FAA than the implementation of new, techniques and tear-down techniques, fatigue rules in Australia, the United
costly programs. Although the that could be used to determine the Kingdom, and (to a lesser extent) the
commenter admits damage-tolerance- appropriate component/part United States.
based ‘‘inspections and procedures’’ replacement (safe life) interval.
may prove useful in the successful • For aging airplanes, particularly in • To avoid duplication in regulations
maintenance of DHC–6 airplanes, the the small commuter class (for example, and guidance material.
commenter states that current safe-life- CAR 3 aircraft, 14 CFR part 23 aircraft, FAA Response: The FAA notes that
based component replacement and SFAR 41 aircraft), component the method of compliance with the rule
requirements and inspections have design was not influenced by damage is currently outlined in AC 91–56A and
proven successful for over 30 years and tolerance inspection principles. As AC 91–60. The FAA is requesting
should be retained. such, it may be impractical, in an comments on draft AC 91–56B and AC
The GAMA asserts that a regime of airworthiness sense, to apply the 91–60A. Once these ACs become final,
replacing components and parts when damage tolerance requirements in a they too will be considered an
they reach their design service lives is retroactive manner. Transport Canada acceptable means of compliance with
one way to ensure structural integrity. notes the designers of these airplanes this rule. For each airplane initially
Other commenters support the GAMA may not have considered the certificated with 10 or more passenger
position, noting a damage-tolerance- inspectability of their designs and may seats, the inspection program will be
based SSIP alone is too restrictive. have designed components to be based on damage tolerance. Many of the
According to the GAMA, these regimes replaced to ensure structural integrity. new regional commuter airplanes have
should be appropriate for particular The Civil Aviation Safety Authority of already been certificated to damage
structural configurations and should Australia (CASA) supports damage- tolerance requirements.
employ a schedule of supplemental tolerance-based inspections and Operators are ultimately responsible
inspections, as necessary. The GAMA procedures and recommends changing for ensuring a damage-tolerance-based
states reliance on frequent, repetitive the phrase ‘‘ * * * unless the SSIP is developed for airplanes initially
inspection under a damage-tolerance- maintenance program for that airplane certificated with 10 or more passenger
based approach would allow for greater includes damage-tolerance-based seats. The FAA encourages airplane
human error. Additionally, the GAMA inspections and procedures’’ to ‘‘ * * * type certificate holders to participate in
disagrees with the FAA’s implied unless the maintenance program for that this development. Even if certain
requirement that ‘‘manufacturers’’ must airplane includes inspections or other airplanes were not initially certificated
be responsible for developing or procedures developed in accordance to a damage tolerance requirement,
assisting operators in the development with §§ 23.571 to 23.574, or § 25.571, as completing a damage-tolerance-based
of damage-tolerance-based inspections applicable’’ for the following reasons: SSIP is still possible on the airplanes’
and procedures. Also, the GAMA notes • Consistency with the design rules— structures.
several ‘‘manufacturers’’ already have While operational rules may match
current design rules, they should not In response to the CASA comments,
developed and made available
appropriate structural integrity exceed them as proposed in the NPRM, the FAA has deliberately made changes
inspection programs. because the NPRM is more restrictive. to parts 121, 129, and 135 to address the
Transport Canada agrees with the Part 23 allows three fatigue control continuing airworthiness of aging
GAMA position and states a structural options while the NPRM allows only airplanes. This method of compliance is
integrity inspection program must damage-tolerance-based inspections. consistent with the AASA. The CASA’s
include mandatory component • To allow more than one method of comment with reference to the
replacement (safe life), as well as a analysis—For light airplanes, this certification requirements of part 23 are
mandatory inspection program with a change would allow a conventional appropriately noted, but any changes to
CPCP to ensure the fatigue inspections fatigue evaluation as well as a crack- part 23 would only affect new designs.
and part replacement remains valid. growth analysis to determine inspection Procedures on how to develop a
According to Transport Canada, thresholds and life limits for all damage-tolerance-based SSIP are
including a component replacement structures, not just fail-safe structures. described in AC 91–56A.
(safe life) program is important for the • To allow more than one method of As discussed earlier in this final rule,
following reasons: control—There are two ways to control the FAA requires a service-history-based
• A safe life program may be required fatigue: safety by inspection and safety SSIP for airplanes initially certificated
to avoid the risks associated with by retirement. Neither method is with 9 or fewer passenger seats, but
structural degradation caused by a form superior and each has its place. retains the proposed requirement of
of widespread fatigue damage known as Retirement is a practical alternative to damage-tolerance-based SSIPs for
multiple site damage (MSD). According inspection and Australian operators airplanes initially certificated with 10 or
to Transport Canada, failure to detect routinely replace wing spar lower caps more passenger seats.

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Mandating Damage-Tolerance-Based continued airworthiness caused by Transport Canada recommends the


Supplemental Structural Inspection inspection access issues; that is, FAA revise § 121.370a to include and
Programs Through Airworthiness inspecting can result in maintenance explicitly state that component
Directives problems. Additionally, the commenter replacement (safe life) programs are
Comments: Several commenters state notes that operators of aging airplanes acceptable as a means of ensuring
that the implementation of damage- eventually phase out older airplanes continued structural integrity as an
tolerance-based SSIPs on any additional because the maintenance costs for these airframe ages.
airplanes increase as the airplane ages; FAA Response: The FAA disagrees.
airplane types should be addressed in
therefore, focusing on aging airplane All airplanes operating under part 121
ADs for those airplane types.
inspection may not be necessary. must have a maintenance program based
FAA Response: The FAA disagrees.
FAA Response: In this final rule, the on damage tolerance regardless of the
The inspection programs required by
FAA requires a service-history-based passenger seating capacity. Many of
this rule are for specific operations those airplanes were designed with
under part 121, 129, or 135 only and are SSIP for airplanes initially certificated
with 9 or fewer passenger seats, but multiple load path fail-safe or multiple
to be added to the operator’s load path crack-arrest design features;
maintenance or inspection program. retains the proposed damage-tolerance-
based SSIPs for airplanes initially therefore, the inspection thresholds can
Adding such programs through an AD be based on a conventional fatigue
would require that all operators comply, certificated with 10 or more passenger
seats. analysis and tests with an appropriate
not just those operators identified in scatter factor based on AC 25.571–1C.
this rulemaking. The damage-tolerance- Applicability to Large Transport
based SSIP must still be approved by Category Airplanes Compliance Timeframe for Establishing
the FAA ACO or office of the Small Damage-Tolerance-Based Supplemental
Comments: One commenter states
Airplane Directorate or Transport Structural Inspection Programs
proposed § 121.370a(a) could be
Airplane Directorate responsible for misinterpreted to apply equally to large Comments: According to the ATA, the
each affected airplane’s type certificate transport category airplanes. To requirement in proposed § 121.370a(a)
and the final rule has been revised to eliminate confusion, the commenter to establish a damage-tolerance-based
reflect this approval requirement. recommends the FAA alter this ‘‘inspection program’’ within 4 years of
Damage-Tolerance-Based Supplemental paragraph to read as follows: the effective date of the rule is
Structural Inspection Programs for unreasonable because damage-tolerance-
Except as otherwise provided in this
Small Transport Airplanes section, no certificate holder may operate an
based ‘‘inspections’’ usually are
airplane listed in appendix [N] under this imposed at a cycle threshold greater
Comments: According to the part after [insert date 4 years after the than 75 percent of the design-life goal.
ADOT&PF, a damage-tolerance-based effective date of the rule] unless the For example, an anomalous result of the
‘‘inspection program’’ is not an maintenance program for that airplane proposal would be for a Boeing 737–
appropriate inspection program for includes damage-tolerance-based inspections 800. The Boeing 737–800 is not fully
smaller airplanes and components that and procedures. damage tolerance designed and would
were not designed to have damage- FAA Response: The FAA disagrees. be required to have a complete SSID
tolerance-based inspections. Many Except for airplanes operated by a within 4 years even though it has been
smaller transport category airplanes are certificate holder between any point in in service only 2 years. The paragraph
not manufactured to enable applicable Alaska and another point in Alaska, should be limited to airplanes that do
components to be reconfigured for § 121.370a is applicable to all airplanes not otherwise have FAA-mandated
damage-tolerance-based inspections. that operate under part 121, including aging programs, or it could state that
The commenter believes real-world large transport category airplanes. such airplanes already meet the
experience is a better indicator of paragraph’s requirements. One foreign
mechanical failure; neither accident Part 121 Proposed Changes aircraft type certificate holder asks the
records nor Structural Difficulty Reports Comments: The RAA recommends the FAA to reconsider the proposed
support a mandatory damage-tolerance- FAA remove all part 121 provisions in compliance dates for affected airplanes
based ‘‘program’’ for smaller airplanes. the NPRM. The RAA asks that the FAA in proposed § 121.370a.
Also, the ADOT&PF notes that replace them with the requirement that FAA Response: The FAA disagrees.
developing a damage-tolerance-based each certificate holder incorporate into For any airplane certificated before the
‘‘inspection program’’ requires its maintenance program either a effective date of the rule, the operators
engineering data for the affected damage-tolerance-based inspection must have a damage-tolerance-based
components. These data are not program or a structural integrity SSIP in place within 4 years from the
available for most airframes and inspection program for each airplane effective date of the rule. For an airplane
components; therefore, each user of operated by that certificate holder. The certificated after the effective date of the
each type of airframe would be required inspection program should require rule by an amended type certificate that
to reverse engineer the components at approval by the FAA ACO having preceded Amendment 25–45 (43 FR
great expense. According to the cognizance over the type certificate for 46238 published in 1978), the FAA has
commenter, the only cost-effective way the affected airplane. According to the revised §§ 121.370a and 129.16 to allow
to establish a damage-tolerance-based RAA, compliance should be required operators to have a damage-tolerance-
‘‘inspection program’’ is for the FAA or under the guidelines specified in based SSIP in place within 4 years of
the ‘‘manufacturer’’ to develop such a proposed § 121.368(b). the date of the amended type
program for only those airframe The GAMA recommends the FAA certification. Although this rule
components compatible with such a revise § 121.370a(a), (b), and (c) by specifies dates when a damage-
retrofit program and to make the data allowing the use of an FAA-approved tolerance-based SSIP will be required,
available to users. structural integrity inspection program the actual inspection thresholds may
The commenter further states based on fatigue analysis and fatigue occur much later. The FAA believes the
retrofitting damage-tolerance-based tests, in addition to the proposed times specified in this final rule are
‘‘programs’’ may introduce risks to damage-tolerance-based SSIP. adequate.

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Proposed Changes to §§ 121.135 and load path fail-safe or multiple load path Part 135 Proposed Changes
121.369 crack-arrest design features; therefore, Comments: The RAA recommends the
Comments: One operator states that the inspection thresholds can be based FAA remove all part 135 provisions in
§ 121.135, Manual content, and/or on a conventional fatigue analysis and the NPRM. The RAA asks that the FAA
§ 121.369, Manual requirements, can be tests with an appropriate scatter factor replace them with the requirement that
revised to include the proposed based on AC 25.571–1C. each certificate holder incorporate into
§ 121.370a damage-tolerance-based Airplanes initially certificated with its maintenance program either a
‘‘inspection requirements.’’ nine or fewer passenger seats will not damage-tolerance-based ‘‘inspection
FAA Response: The FAA disagrees. require a service-history-based SSIP program’’ or a structural integrity
The requirement for a damage-tolerance- until December 20, 2010, unless the inspection program for each airplane
based SSIP is independent of any airplane is listed in appendix B to part operated by that certificate holder. The
requirement for inclusion in an 129. For those airplanes, a schedule inspection program should require
operator’s manual. It has been added to based on the design-life goal is shown approval by the FAA ACO having
§ 121.370a to keep all the requirements in § 129.16(d). cognizance over the type certificate for
for aging airplane supplemental the affected airplane. According to the
inspections in part 121 in one section. Section 129.16(a) RAA, compliance should be required
Part 129 Proposed Changes Comments: One commenter states under the guidelines specified in
proposed § 129.16(a) could be proposed § 135.422(b).
Comments: The RAA recommends the The GAMA recommends the FAA
FAA remove all part 129 provisions in misinterpreted to apply equally to large
revise § 135.168(a), (b), (c), and (d) by
the NPRM. The RAA asks that the FAA transport category airplanes. Similar to
allowing for use of an FAA-approved
replace them with the requirement that its comment regarding § 121.370a, the
structural integrity inspection program
each certificate holder incorporate into commenter recommends the FAA
based on fatigue analysis and fatigue
its maintenance program either a reference appendix B to part 129 in
tests, in addition to a proposed damage-
damage-tolerance-based ‘‘inspection § 129.16(a).
tolerance-based ‘‘inspection program.’’
program’’ or a structural integrity FAA Response: The FAA disagrees. Additionally, the GAMA notes the
inspection program for each airplane Section 129.16(a) is applicable to all preamble to the NPRM refers to
operated by that certificate holder. The U.S.-registered multiengine airplanes requiring damage-tolerance-based
inspection program should require that operate under part 129, which ‘‘inspections and procedures’’ sooner
approval by the FAA ACO having includes large transport category than December 20, 2010, for airplanes
cognizance over the type certificate for airplanes. with nine or fewer passenger seats
the affected airplane. According to the
The FAA proposed to revise § 129.1(b) operated under part 135. The GAMA
RAA, compliance should be required
under the guidelines specified in to specify the applicability of the aging states the preamble does not properly
proposed § 129.33(b). airplane requirements to some reflect the proposed requirement in
The GAMA recommends that the FAA operations conducted under part 129. In § 135.168(b).
revise § 129.16(a), (b), (c), and (d) by this regard, the FAA inadvertently failed Transport Canada recommends the
allowing the use of an FAA-approved to cite § 129.32 and proposed § 129.33 FAA revise § 135.168 to include and
structural integrity inspection program in proposed § 129.1(b). This final rule explicitly state that component
based on fatigue analysis and fatigue corrects that omission. replacement (safe life) programs are
tests, in addition to a proposed damage- acceptable as a means of ensuring
In addition, the FAA has revised the continued structural integrity as an
tolerance-based ‘‘inspection program.’’ rest of § 129.1 to make it easier to read.
Additionally, the GAMA notes that the airframe ages.
The paragraph (a) reference to the Although generally supportive of the
preamble to the NPRM refers to ‘‘exception’’ in paragraph (b) was not
requiring damage-tolerance-based proposal, the CASA is concerned about
accurate, because the requirements the practicalities and details of the
‘‘inspections and procedures’’ earlier referenced in paragraph (b) add to those
than December 20, 2010, for airplanes proposed rule, particularly for light
in paragraph (a), as opposed to airplanes operating under part 135.
with nine or fewer passenger seats conflicting with them. Thus, the FAA
operated under part 129. The GAMA The U.K. CAA notes that the NPRM
has deleted from paragraph (a) ‘‘except states that it ‘‘does not propose
states that the preamble does not as provided in paragraph (b) of this
properly reflect the proposed requirements for on-demand passenger
section.’’ The FAA has added headings or cargo carrying operations under part
requirement in § 129.16(b). to paragraphs (a) and (b), and has placed
Transport Canada recommends the 135.’’ However, the NPRM does
the definition of ‘‘foreign person’’ and introduce a new § 135.168. The CAA
FAA revise § 129.16 to include and
‘‘years in service’’ in a new paragraph questions how the distinction would be
explicitly state that component
(c). Paragraph (b) now specifically made so that on-demand operations are
replacement (safe life) programs are
includes the applicability of §§ 129.14, exempt from the rule.
acceptable as a means of ensuring
129.16, 129.20, 129.32, and 129.33 to FAA Response: The FAA disagrees. In
continued structural integrity as an
operations of U.S.-registered aircraft response to the U.K. CAA’s comment,
airframe ages.
FAA Response: In this final rule, the operated solely outside the United this rule is applicable to operators
FAA requires a service-history-based States in common carriage by a foreign conducting scheduled operations as
SSIP for airplanes initially certificated person or foreign air carrier. defined in § 119.3. The three
with 9 or fewer passenger seats, but The FAA has not made any requirements for scheduled operations
retains the proposed damage-tolerance- substantive changes to part 129, other include: five round trips per week, one
based SSIPs for airplanes initially than adding the aging airplane route between two or more points, and
certificated with 10 or more passenger requirements and specifying that the the publication of a schedule. On-
seats. requirements would only apply to U.S. demand or cargo-only operations
A large number of airplanes operating multiengine airplanes operated under conducted under part 135 are not
in part 129 were designed with multiple the part. affected by this rule.

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72742 Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations

In this final rule, the FAA requires a adds an exception for multiengine Appendix G to Part 135
service-history-based SSIP for airplanes airplanes initially certificated with nine Comments: Regarding proposed
initially certificated with 9 or fewer or fewer passenger seats and conducting appendix G to part 135, the RAA states
passenger seats, but retains the scheduled operations under part 129 or the information provided in appendix G
proposed damage-tolerance-based SSIPs part 135. Those airplanes can have a can be obtained from other sources and
for airplanes initially certificated with service-history-based SSIP instead of a is therefore redundant.
10 or more passenger seats. damage-tolerance-based SSIP. Another commenter operating in
Airplanes operating under part 121
Proposed Appendixes Alaska states there is no technical basis
must have damage-tolerance-based
Summary of Proposal/Issue: To assist for including some airplanes in
SSIPs 4 years after the effective date of
in implementing the proposed rule, the appendix G and not others. The
the rule. For those airplanes listed in the
FAA included appendixes that list the commenter cites the example of the
appendix, from 4 years after the
FAA-established design-life goals of Piper Seneca, which could operate until
effective date of the rule, the certificate
several airplane types commonly used 2010 without a ‘‘SIP’’ even though it
holder may operate that airplane until
in scheduled service. Proposed may be older and have ‘‘higher time’’
the date the airplane’s time in service
appendix N to part 121 lists the than a Piper PA31–350 that would have
reaches the design-life goal or until
airplanes and design-life goals to comply 6 years earlier. This results in
December 20, 2010, whichever occurs
referenced in proposed § 121.370a. arbitrary and capricious rules. Operators
sooner. As noted in the preamble to the
Proposed appendix B to part 129 lists who are fortunate, whose airplanes were
proposal, the design-life goals listed are
the airplanes and design-life goals the subject of ‘‘non-damage-tolerance-
a result of information from the type
referenced in proposed § 129.16. based ADs’’ before the rule change, also
certificate holder, the airworthiness
Proposed appendix G to part 135 lists could operate until 2010.
authorities of other countries, or the
the airplanes and design-life goals According to the commenter, the FAA
FAA.
referenced in proposed § 135.168. should consider allowing all
Appendix N to Part 121 nonpressurized airplanes of nine or
General fewer passenger seats to operate without
Comments: Commenters provide
Comments: The RAA states the specific comments regarding proposed a ‘‘SIP’’ until 2010 and reevaluate these
proposed appendixes would conflict appendix N to part 121. The RAA states airplanes based on the experience with
with other FAA-approved certification that the information provided in larger pressurized airplanes. The NPRM
documents unless they are updated appendix N to part 121 can be obtained is not clear about whether compliance
continually. The RAA notes several of from other sources and is therefore would be delayed for airplanes with
the design-life goals provided are redundant. Another commenter believes nine or fewer passenger seats. Such a
inaccurate and, once adopted, would the FAA should include in appendix N change would dramatically reduce the
require constant revision. According to any airplane that has design-life goals burden to small businesses and would
the RAA, several foreign-based airframe established for flight cycles and afford be a negligible change to the rule.
OEMs contend that the proposed fatigue them the same opportunities to develop FAA Response: The FAA agrees in
lives for their fleet types are inaccurate ‘‘SIPs’’ based on these goals. According part. Appendix G is necessary to
and that extensions have been approved to the commenter, the FAA also should determine when damage-tolerance-
by foreign regulatory authorities. Also, consider providing another appendix to based or service-history-based SSIPs are
the RAA states the design-life goals do part 121 listing those airplanes that have required for airplanes with design-life
not account for the differences in existing FAA-approved ‘‘SIPs’’ that meet goals.
design-life goals that exist between the the proposed requirements. In response to the commenter’s
various airplane structures (for example, FAA Response: The FAA disagrees. suggestion that the FAA delay
wings, fuselage, and vertical and Appendix N is necessary to determine compliance with this final rule for
horizontal stabilizers). when damage-tolerance-based SSIPs are airplanes initially certificated with nine
FAA Response: This rulemaking required for airplanes with design-life or fewer passenger seats, the FAA agrees
action is intended to ensure the goals; appendix N lists those design-life and has amended proposed § 135.168 to
continued airworthiness of the affected goals. The rest of the airplanes operating reflect this change.
airplanes by requiring SSIPs based on under part 121 must comply within 4 BAe Jetstream Model 3101 or 3201
damage tolerance or service history. In years after the effective date of the rule.
response to the RAA’s comment, the The FAA did not want to provide Comments: British Aerospace
FAA has published the design-life goals another appendix to part 121 because a (Operations) Limited states that the
of certain airplanes in the appendixes of list of SSIPs mandated through specific design-life goals listed in this proposal
the final rule to provide a quick ADs may have to be revised. If these for the Jetstream 3101 and 3201 do not
reference to operators. The FAA has not ADs were listed in such an appendix, represent current figures published in
imposed any new requirements through the FAA would have to revise the approved aircraft maintenance
these appendixes. However, as a result appendix through rulemaking action documentation. The commenter
of comments received, the FAA has each time a SSIP was changed. indicates that the U.K. CAA approved
corrected the appendixes to reflect revised figures in 1997. According to the
current FAA-approved design-life goals. Appendix B to Part 129 commenter, the revised Jetstream 3101
The FAA has no intention to further Comments: Regarding proposed lives of the components of the airframe
delay implementation of the damage- appendix B to part 129, the RAA states are as follows: (1) 45,750 landings for
tolerance-based SSIPs. the information provided in the the wing, (2) 46,200 landings for the
For airplanes initially certificated appendix can be obtained from other fuselage, (3) 60,360 landings for the
with nine or fewer passenger seats, the sources and is therefore redundant. vertical stabilizer, and (4) 45,000
FAA originally proposed an inspection FAA Response: Appendix B is landings for the horizontal stabilizer.
program that includes damage- necessary to determine when damage- The revised Jetstream 3201 lives of the
tolerance-based SSIPs. In response to tolerance-based SSIPs are required for components of the airframe are as
the comments received, this final rule airplanes with design-life goals. follows: (1) 30,000 landings for the

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Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations 72743

wing, (2) 46,200 landings for the within the timeframes listed in this certificated with nine or fewer
fuselage, (3) 55,500 landings for the rulemaking. passenger seats. However, Cessna has
vertical stabilizer, and (4) 40,000 developed a damage-tolerance-based
Beech 99 (Any Model)
landings for the horizontal stabilizer. SSIP, and the FAA strongly encourages
FAA Response: The FAA agrees. Comments: Raytheon recommends the operators to incorporate this program
Using correlation between flight hours FAA note in the proposal that currently into their existing inspection programs.
and landings specified in notice no. 99– there is a Continued Airworthiness The Cessna-developed damage-
02, the FAA has revised appendix N to Program in place for Beech 99 models, tolerance-based SSIP provides sufficient
part 121, appendix B to part 129, and based on full-scale tests and field continuing airworthiness information to
appendix G to part 135 to reflect the experience. According to Raytheon, this meet the intent of a service-history-
new design-life goals for the Jetstream program details inspections of all major based SSIP and can be used to comply
3101. The Jetstream 3201’s design-life components: wing, fuselage, and with that requirement.
goal remains at 30,000 hours. empennage. Raytheon states the current The FAA has corrected the design-life
46,000-hour life limit is based on goal for the Cessna 402 in appendix B
Beech 1900 (Any Model) analysis supported by test data. to part 129 to 7,700 hours, which is
Comments: The Raytheon Aircraft FAA Response: The FAA based on the design-life goals
Company (Raytheon) states the wings on acknowledges that Raytheon has a established by U.K. and Australian
Beech 1900 aircraft use a damage continued airworthiness program in airworthiness authorities. With respect
tolerance approach based on test data to place for the Beech 99 models based on to the commenter’s reference to a 5,000-
define an inspection program. The full-scale tests and field experience. The hour repetitive inspection interval
fuselage uses a fail-safe approach based FAA also acknowledges that the current number, it is unclear where the
on test data to define an inspection 46,000 hour limit is based on analysis commenter obtained this number,
program. Also, the empennage currently supported by test data. which is not applicable to the Cessna
is a safe-life item based on analysis The FAA finds that an inspection 402 SID program.
program based solely on test data is not This final rule includes the
only. Raytheon recommends the FAA
consistent with the requirements of the requirement for service-history-based
include this information in the
final rule. A damage-tolerance-based SSIPs for airplanes initially certificated
proposal.
SSIP still needs to be developed for all with nine or fewer passenger seats.
FAA Response: The FAA recognizes
Beech 99 models within the timeframes Guidance for complying with a service-
that Beechcraft uses a damage tolerance history-based SSIP will be provided in
listed in this rulemaking.
approach based on test data to define an an AC. The FAA is requesting
inspection program for the Beech 1900 Cessna 402 comments on draft AC 91–56B and AC
wings. The FAA also recognizes that the Comments: One operator states that 91-60A. Once these ACs become final,
fuselage uses test data to define an DOT/FAA/AR–98/66 (Supplementation they too will be considered an
inspection program, and the empennage Inspection Document Development acceptable means of compliance with
is a safe-life item based on analysis Program for the Cessna Model 402) and this rule. Based on service experience,
only. Cessna Aircraft Company Structures different inspection thresholds and
The FAA finds that an inspection Report No. S–402–76–2 (Model No. 402) intervals may be required for different
program based solely on test data is not do not support design-life goals for the aircraft models.
consistent with the requirements of the Cessna 402C (7,700 hours for the wing
final rule. A damage-tolerance-based deHavilland DHC–6 (Any Model)
structure was cited in the proposal). The
SSIP still needs to be developed for the commenter notes all tests were Comments: Bombardier Aerospace
Beech 1900 within the timeframes listed conducted in accordance with fail-safe (Bombardier) notes that the deHavilland
in this rulemaking. requirements in § 23.572, Metallic wing, DHC–6 Series 300 originally was
Beech 300, 300LW, B300, or B300C empennage, and associated structures. certificated with a 66,000-hour safe life
An Alaskan operator states that AD with a one-time wing replacement
Comments: Raytheon states the wings 79–10–15, ‘‘Cracks in Wing Structure,’’ mandated at 33,000 hours. However,
on these airplanes use a damage on the Cessna 402 has been very Bombardier and Transport Canada
tolerance approach based on test data to successful in addressing aging airplane concluded in 1996 that continued
define an inspection program. concerns. However, while the NPRM operation of this airplane type under the
The fuselage uses a fail-safe approach proposes inspections every 5,000 hours, originally certificated safe-life
based on test data to define an the AD requires inspections every 400 provisions (augmented by damage-
inspection program. Also, the hours. This demonstrates that the ‘‘one- tolerance-based inspection of those
empennage currently is a safe life item size-fits-all’’ approach does not address parts of the structure where this was
based on analysis only. Raytheon the safety needs of aging airplanes. practicable) was the most appropriate
recommends the FAA include this According to the commenter, inspection course of action for ensuring the
information in the final rule. of such a critical primary structure can (certification) level of safety of these
FAA Response: The FAA recognizes and should be undertaken much more airplanes is preserved. The commenter
that Raytheon uses a damage tolerance frequently than every 5,000 hours, also notes that Transport Canada issued
approach based on test data to define an especially for airplanes with fewer than AD CF–96–15 on September 17, 1996,
inspection program for the Beech 300 10 seats. For example, the commenter’s for all models of the DHC–6 Twin Otter
empennage. The FAA also recognizes fleet of Chieftains operates under an airplanes requiring these additional
that the fuselage uses test data to define approved airworthiness inspection actions to ensure continued structural
an inspection program. program that ensures all critical integrity. The commenter notes the FAA
The FAA finds that a SSIP based structures are inspected every 360 has not mandated this program and
solely on test data is not consistent with hours. requests that the FAA do so as part of
the requirements of the final rule. A FAA Response: The FAA is requiring its aging airplane safety initiative.
damage-tolerance-based SSIP still needs service-history-based SSIPs for each Additionally, according to Bombardier,
to be developed for the Beech 300 multiengine airplane initially the retirement time for the DHC–6 (100,

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72744 Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations

200, or 300 series) is 66,000 hours or fuselage mainframe, wing struts, and FAA Response: The FAA believes that
132,000 flights, whichever occurs first. wing boxes) must be replaced upon the commenter’s reference to the ARAC
According to Bombardier, the design- reaching either a flight hour or a cycle Technical Oversight of Aging Airplanes
life goal for the DHC–6 is identified limit, whichever occurs first. Although group actually refers to the Technical
incorrectly in the proposed appendixes the life limit of the wing struts and Oversight Group Aging Aircraft
as 33,000 hours. fuselage mainframe originally were (TOGAA) that works with the FAA, but
One FAA-approved repair station established at 30,000 hours/60,000 that group does not directly participate
specializing in the major repair, cycles, Transport Canada, in revision 4 in ARAC group activities. The FAA
alteration, and heavy maintenance of to the life limits manual (Structural assumes that the commenter is referring
DHC–6 airplanes notes DHC–6 Components Service Life Limits to the TOGAA in its comment.
component life limits are provided in Manual, PSM–1–6-11), raised the wing In November 1996, the Commuter
deHavilland PSM 1–6–11, ‘‘Structural strut life to 36,000 hours/72,000 cycles Assessment Review Team (CART),
Components Service Life Limits.’’ The and the mainframe life to 39,000 hours/ which included members from the
structural components addressed in this 78,000 cycles. These components are TOGAA, visited deHavilland to
document include the wing box, strut, inspected frequently using strict damage determine what difficulties were
and FS 219 fuselage lower frame. criteria. The commenter notes that the associated with conducting a damage
According to the commenter, these life of wing boxes (30,000 hours/60,000 tolerance assessment of the DHC–6. The
‘‘manufacturers’’ limits have been cycles) can be raised to 33,000 hours/ CART found that deHavilland had the
validated successfully through decades 66,000 cycles with incorporation of a capability to perform a damage
of field experience. The use of damage service bulletin that adds structural tolerance assessment of the DHC–6 if
tolerance analysis to further assess reinforcement. The commenter adds they chose to do so. At that meeting, the
airplane structure is redundant. that each of these components is members of the TOGAA on the CART
According to the commenter, although inspected frequently in accordance with recommended that deHavilland perform
certain remaining components might be strict damage criteria. Also, upon a damage tolerance assessment of the
subject to further structural fatigue reaching their life limits, the DHC–6.
evaluation, several of these components components must be replaced Congress, through the AASA,
are either replaceable, already inspected completely or, in the case of wing boxes, instructed the Administrator to
at continuous intervals, or not re-lifed (which may be done only once). ‘‘prescribe regulations that ensure the
considered fatigue-critical. The Because of re-lifing, Transport Canada continuing airworthiness of aging
commenter states a more appropriate established a safe life for DHC–6 wing aircraft.’’ The AASA also stated that air
fatigue analysis approach would be to boxes of 66,000 hours/132,000 cycles. carriers must ‘‘demonstrate to the
establish safe-life criteria for these TOIL also notes that two STCs have Administrator, as part of the inspection,
additional components. been approved to extend the life of that the maintenance of the aircraft’s
Transport Canada states that the DHC–6–300 wing boxes. age-sensitive parts and components has
NPRM statement ‘‘This Canadian AD, • TOIL maintains its DHC–6 airplanes been adequate and timely enough to
issued in September of 1996, mandates in accordance with the factory ensure the highest degree of safety.’’
the retirement of the airplane at 66,000 inspection and maintenance program The FAA has determined that to
hours’’ is incomplete. Airplane Equalized Maintenance for Maximum ensure the continuing airworthiness of
retirement at 66,000 hours is dependent Availability (EMMA), which requires these aging aircraft, each airplane
on the completion of the mandatory certain scheduled inspections every 100 operated under part 121, each U.S.-
supplemental integrity requirements in hours. If EMMA is followed, TOIL states registered multiengine airplane that was
Canadian AD CF–96–15. To achieve the that there is no additional benefit to initially certificated with 10 or more
66,000-hour design-life goal, a program implementing damage-tolerance-based passenger seats operated under part 129,
of inspections and parts replacements is inspection procedures. and each multiengine airplane that was
required. Transport Canada • TOIL believes corrosion, not initially certificated with 10 or more
recommends that the statement be structural fatigue, is the cause of passenger seats operated in scheduled
amended to say, ‘‘ * * * the retirement structural damage in the DHC–6. TOIL operations under part 135 should be
of the airplane at 66,000 hours is reminds the FAA that on August 24, required to have a damage-tolerance-
required as a result of AD CF–96–15, 1994, Transport Canada issued an AD based SSIP included in its maintenance
providing all the requirements of the AD requiring all DHC–6 airplanes to be or inspection program.
are accomplished.’’ subject to exhaustive and repetitive For the DHC–6, if the aircraft is used
Transport Canada also states that the corrosion inspections. in any of the affected operations, then
DHC–6 meets the requirements of • In 1994, the Aviation Rulemaking the operator must have a damage-
§ 511.34 of the Canadian Aviation Advisory Committee (ARAC) Technical tolerance-based SSIP included in each
Regulations, Supplemental Integrity Oversight of Aging Airplanes working aircraft’s maintenance or inspection
Instructions, per Transport Canada AD group generally accepted the program, in accordance with the
CF–96–15, which requires additional ‘‘manufacturer’s’’ method of ensuring schedule in this rulemaking.
actions to ensure continued structural continued structural integrity based on Regarding the commenter’s discussion
integrity as an airframe ages. Transport structural fatigue analysis, fatigue tests, of component life limits, the FAA used
Canada was unaware of a similar FAA- and field experience correlation. these limits to establish the design-life
mandated AD. Additionally, TOIL notes that the AASA goal for many of the airplanes identified
Twin Otter International, Ltd. (TOIL), does not mandate damage-tolerance- in the appendixes. The design-life goal
states that the DHC–6 should not have based analysis and inspection for the DHC–6 was chosen based on the
to comply with damage-tolerance-based techniques. However, the AASA wing life-limit of 33,000 hours. Also, the
inspection techniques for the following recognizes that the continued FAA has determined that a damage-
reasons: airworthiness of airplanes could be tolerance-based SSIP must be
• deHavilland designed the Twin ensured through other means, accomplished for all airplanes initially
Otter (DHC–6–300) with the intention particularly those airplane designs not certificated with 10 or more passenger
that fatigue-critical components (that is, based on damage tolerance guidelines. seats. In addition, for DHC–6 airplanes

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that are in service 4 years after the has been approved by the Brazilian of AC 91–56 and the FAA should
effective date of the rule and have not regulatory authority. Therefore, the FAA consult the ‘‘manufacturer’’ to clarify
yet reached the design-life goal, the is not changing the design-life goal of this issue.
FAA has determined that a damage- the EMB–110 from 30,000 to 45,000 FAA Response: Through informal
tolerance-based SSIP must be in place flight hours. These airplanes will be discussions with the U.K. CAA, the
by 33,000 hours or by December 20, required to have a damage-tolerance- FAA has learned that the Short Brothers
2010, whichever occurs sooner. As a based SSIP within the timeframes 3–30 and 3–60 airplanes meet the intent
result, the FAA has not issued an AD mandated in this rulemaking. The FAA of AC 91–56, but the U.K. CAA is
similar to Canadian AD CF–96–15. encourages Embraer to support unable to present documentation to
Comments: One Alaskan commenter development of the damage-tolerance- confirm that the FAA has previously
argues that no replacement airplanes are based SSIP for the EMB–110. accepted the U.K. CAA finding. This
being manufactured that can match the final rule requires that the operators of
rugged and unpressurized DHC–6 Twin Piper Navajo and PA–31 Series these airplanes include damage-
Otter. The commenter uses the airplanes Comments: One operator indicates it tolerance-based SSIPs in the
to provide essential service to many has spoken with a representative from maintenance program for each airplane
communities in Alaska that have no New Piper, Inc., regarding the impacts within the timeframes in this
other source of air transportation. The of this proposal. The commenter notes rulemaking. If the type certificate holder
commenter claims that relegating the that the Piper Aircraft Corporation that can demonstrate that the existing
airplanes to part 135 cargo operations as originally produced the PA–31 series maintenance program for each airplane
a result of the rule change would be a went bankrupt. New Piper, Inc., meets the intent of AC 91–56, then
great disservice to the Alaskan people supports out-of-production airplanes compliance with this rule will be made
and would degrade safety because the only on any issues affecting the considerably easier for each operator.
airplanes would be replaced by single- airworthiness of those airplanes. The Operators can use the type certificate
engine, single-pilot airplanes with nine commenter fears that because Australia holder’s program as the basis for their
or fewer passenger seats. and the United Kingdom already have damage-tolerance-based SSIPs, altering
FAA Response: Regarding the Alaskan established an arbitrary maximum each one as necessary to account for any
commenter’s contention that the DHC– airframe limit, New Piper simply might modifications and repairs incorporated
6 provides essential service to many endorse that limit. The commenter into specific airplanes in an operator’s
communities in Alaska, the FAA has opposes such acceptance. The fleet.
decided to permit relief from all commenter notes that the Piper Because documentation from the U.K.
requirements of this rule for those Chieftain series of airplanes have CAA is not available at the time this
airplanes operating between any point relatively few stresses placed on them final rule is being published, the
within the State of Alaska and any other compared to pressurized airframes. economic analysis portion of this rule
point within the State of Alaska. This One Alaskan operator states that the reflects costs associated with
change is reflected in §§ 121.368(a), design lives set for the PA–31–350 development of damage-tolerance-based
121.370a(a), 135.168(a), 135.422(a), and airplanes (excluding the pressurized SSIPs of the Short Brothers 3–30 and 3–
135.422a(a). version) appear to have no basis and are 60 airplanes assuming none currently
unrealistically low. The average fleet exist.
Embraer EMB–110 service life already exceeds the design
Comments: Empresa Brasileira de life set by the proposal. The commenter Short Brothers SD3–60
Aeronautica S.A. (Embraer) states that knows of no failures of primary Comments: Bombardier Aerospace
the expected fleet in operation by structure on these airplanes that would Short Brothers (USA), Inc., states that
December 2010 would have a justify attributing such a limit to aging. the proposal lists a design-life limit of
substantial residual life (based on According to the operator, neither the 28,800 hours for the SD3–60. However,
original certification criteria). The FAA nor the ‘‘manufacturer’’ has set a the commenter states that type
proposed rule would significantly design-life goal on the airplanes, and it certificate data sheet A41EU, note 3,
impact operators and ‘‘manufacturers’’ is unreasonable to rely on a design life states the life limit is as listed in chapter
and would put a sizeable portion of the set by a foreign country that did not 5 of the approved Maintenance Manual
EMB–110 fleet in an economically certificate the airplanes. The commenter Document Ref. 360/MM. According to
impracticable situation unless the FAA also states that there is no evidence that the commenter, this manual states the
makes some simplified methodology the foreign country conducted any airplane has an economic structural
available. analysis to develop the design life for limit of 57,600 flight hours or 100,000
Embraer understands that the the airplanes. The commenter’s flights (whichever occurs first). The
particular characteristics of each company has operated several PA–31– commenter notes that the manual
airplane’s design would be taken into 350 airplanes in excess of 20,000 hours requires a structural half-life audit at
consideration to allow alternative total time without any indication that 28,800 flight hours or 50,000 flights.
courses of action. In the case of the the airplanes have reached their design The EAAWG states that the SD3–60
EMB–110, two facts must be taken into life. meets the requirements of AC 91–56 and
account: (1) Contrary to the proposal, FAA Response: The FAA has revised the FAA should consult the
the EMB–110 is not a pressurized the rule so that operators of airplanes ‘‘manufacturer’’ to clarify this issue.
airplane, and (2) a service bulletin initially certificated with nine or fewer FAA Response: Through informal
permitting the extension of the ‘‘design passenger seats may develop a service- discussions with the U.K. CAA, the
service goal’’ from 30,000 to 45,000 history-based SSIP instead of a damage- FAA has learned that the Short Brothers
flight hours is available. tolerance-based SSIP. 3–30 and 3–60 airplanes meet the intent
FAA Response: The FAA of AC 91–56, but the U.K. CAA is
acknowledges the comment; however, Short Brothers SD3–30 unable to present documentation to
the commenter did not provide any Comments: The European Aging confirm that the FAA has previously
evidence that the 45,000 flight hour Aircraft Working Group (EAAWG) states accepted the U.K. CAA finding. This
design-life goal in the service bulletin that the SD3–30 meets the requirements final rule requires that the operators of

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these airplanes include damage- procedures based on AC 91–60 address resulting from those tests were included
tolerance-based SSIPs in the known service difficulties, they do not in the ‘‘SIP.’’ Additionally, the operator
maintenance program for each airplane anticipate the possibility of future notes Fokker continues to add service
within the timeframes in this fatigue cracks that could be predicted experience, including stress corrosion,
rulemaking. If the type certificate holder through the use of damage tolerance to the program. Also, Fokker continues
can demonstrate that the existing principles. The FAA has determined to evaluate the areas of concern, new
maintenance program for each airplane that some inspection programs designs and developments, and service
meets the intent of AC 91–56, then developed in accordance with AC 91–60 experience using damage tolerance
compliance with this rule will be made do not qualify as damage-tolerance- assessments.
considerably easier for each operator. based inspections and procedures FAA Response: The FAA agrees.
Operators can use the type certificate because they are either based solely on Based on a review of our records, the
holder’s program as the basis for their service experience or combine partial FAA has determined that the Fokker F–
damage-tolerance-based SSIPs, altering damage-tolerance-based assessments 27 SSIP mandated by AD was approved
each one as necessary to account for any with service experience. For these by the FAA as a damage-tolerance-based
modifications and repairs incorporated reasons, the proposed rule would not inspection program in compliance with
into specific airplanes in an operator’s allow continued use of inspection AC 91–56.
fleet. programs based on AC 91–60 alone. Convair 580
Because documentation from the U.K. Instead, the FAA proposes to require
CAA is not available at the time this damage-tolerance-based inspections and Comments: One operator states the
final rule is being published, the procedures to supplement or replace Convair 580 has had excellent
economic analysis portion of this rule existing inspection programs based on engineering and product support for
reflects costs associated with AC 91–60 no later than December 20, over 45 years and has a well-proven
development of damage-tolerance-based 2010. structural integrity inspection document
SSIPs of the Short Brothers 3–30 and 3– and corrosion inspection programs. The
Inspection Programs in Accordance operator also asserts that it has
60 airplanes assuming none currently With AC 91–60
exist. implemented AD 88–22–06 (revised to
Comments: The GAMA notes, AD 92–06–06), ‘‘Boeing: Amendment
Short Brothers SD3–Sherpa contrary to the FAA’s statements, that 39–6490,’’ and AD 92–25–13, ‘‘General
Comments: Short Brothers PLC some AC 91–60 inspections and Dynamics, Convair Division:
proposes that the FAA amend the procedures programs have been Amendment 39–8427.’’ According to the
proposal so that (1) the reference to designed to anticipate the possibility of operator, implementation of these ADs
SD3–30 in line 4 of the proposed future cracking in the structure and added 132 new inspection tasks relating
appendixes section of the preamble for have specified appropriate inspections to the AASA. Additionally, the operator
the Short Brothers SD3–Sherpa (64 FR and procedures to find such has implemented AD 90–13–13,
16304) correctly reads ‘‘SD–3 Sherpa’’; occurrences. The FAA should revise its ‘‘General Dynamics (Convair):
(2) 40,000 hours in line 10 reads incorrect and broad generalization. Amendment 39–6638,’’ and AD 74–16–
‘‘35,000 flights’’; and (3) the SD3–60 FAA Response: The FAA agrees. The 01, ‘‘General Dynamics: Amendment
Sherpa airplanes and the following existing AC 91–60 inspection programs 39–1904, as amended by Amendment
descriptive text be included: were accomplished by different type 39–3206.’’ Another commenter states
certificate holders that made different the type certificate data sheet holder for
The Short Brothers SD3–60 Sherpa is a 32- assumptions to create their individual
seat airplane configured for 30 passenger
the Convair 580 indicated it would cost
seats and 2 pilot seats. The SD3–60 Sherpa
programs. The FAA understands that approximately $2.5 million for an
was certificated in the United States in 1996 differences exist between these operator of this airplane to develop a
under U.K. certification basis and to the programs. The minimum standard for a damage-tolerance-based ‘‘SIP,’’ because
additional validation requirements of part 25, service-history-based SSIP was provided the historical data required for
Amendment No. 35. The ‘‘manufacturer’’ has in AC 91–60. development do not exist.
limited the maintenance program to 12,000 FAA Response: The FAA has
flights as defined in the airplane Fokker F–27
determined that Convair 340/440/580
maintenance manual. Comments: Several commenters aircraft can operate until December 20,
FAA Response: The FAA recognizes question the FAA’s assertion that the 2010. At that time, a damage-tolerance-
that some of the references made to the Fokker F–27 ‘‘SIP’’ is not based on based SSIP will be required. The FAA
SD3–60 and SD–3 Sherpa as stated in damage tolerance principles. According encourages the current type certificate
the NPRM (64 FR 16304) were incorrect. to these commenters, the Fokker F–27 holder to develop a damage-tolerance-
All of the appendices in the final rule ‘‘SIP,’’ Document No. 27438, part 1, has based SSIP to support this airplane in
have been revised to reflect the correct been declared by the FAA as having service.
information. been prepared in accordance with AC
91–56, ‘‘Supplemental Structural Lockheed L–188 Electra
Non-Damage-Tolerance-Based Inspection Program for Large Transport Comments: According to one
Structural Supplemental Inspection Category Airplanes,’’ which qualifies operator, the Lockheed L–188 Electra
Programs the program as an acceptable damage- SID program was developed using
Summary of Proposal/Issue: The FAA tolerance-based inspection program. damage-tolerance-based principles and
notes that non-damage-tolerance-based One operator notes Fokker performed was not based solely on empirical
SSIPs based on AC 91–60, ‘‘The full-scale and detailed tests as well as service data. In a separate comment,
Continued Airworthiness of Older fatigue analysis (calculations) of the Lockheed Martin Aeronautical Systems
Airplanes,’’ have been mandated by ADs Fokker F–27 primary structure during (Lockheed) indicates to operators of the
on the following airplanes: Convair 340, the original certification process of the Lockheed L–188 Electra that the cost to
440, 580, and 600 series; Douglas DC– airplane. These tests were performed to develop an aging airplane program and
3 and DC–6; Fokker F–27; and Lockheed ultimate loads. The fatigue inspection perform its inspections and
Electra. Although inspections and requirements and structural life limits modifications would need to be

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Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations 72747

addressed by each operator. According review repairs for damage-tolerance- completed by the FAA: In the
to Lockheed, operators should consider based inspections. ‘‘Compliance Assistance’’ section, the
the following options: FAA Response: The final rule titled NPRM indicates the FAA has
• Individually or as a group, develop ‘‘Repair Assessment for Pressurized undertaken a research program to
an Electra aging airplane program; Fuselages’’ (65 FR 24108, April 25, develop a simplified damage-tolerance-
• Fund a third party to develop an 2000) that became effective May 25, based methodology directly applicable
Electra aging airplanes program, which 2000, is applicable to the Fokker F–28. to commuter-sized airplanes. The
Lockheed would be willing to do if Therefore, operators must make a company states that if this document
funded by operators; or damage tolerance assessment of the has not yet been issued, the FAA should
• Petition the FAA for relief using the repairs to the Fokker F–28 fuselage consider withholding issuance of the
AC 90–60 non-damage-tolerance-based pressure boundary. final rule until such adequate guidance
‘‘SIP’’ issue to defer action until 2010. material is available.
Discussion of Economic or Cost FAA Response: In its efforts to assist
FAA Response: The FAA agrees. Comments
Based on a review of our records, the small entities and other affected parties
Summary of Proposal/Issue: In in complying with the rule, the FAA
FAA has determined that the Lockheed accordance with Executive Order 12866, will publish two ACs for comment with
L–188 SSIP mandated by AD was the FAA prepared an economic analysis this final rule. One of these is AC 91–
approved by the FAA as a damage- of the proposed changes to the Code of 56B, ‘‘Continuing Structural Integrity
tolerance-based SSIP in accordance with Federal Regulations. The FAA assessed Program for Airplanes,’’ and it will
AC 91–56. the costs associated with the following provide guidance for implementing a
DC–6 and C–46 items: damage-tolerance-based SSIP. The other
• Implementation of damage- document is AC 91–60A, ‘‘The
Comments: One commenter who tolerance-based inspections and Continued Airworthiness of Older
currently operates Douglas DC–6 and procedures for those scheduled Airplanes,’’ which will provide
Curtiss C–46 airplanes notes it may operators of multiengine airplanes not guidance for implementing a service-
continue to operate either or both types currently subject to these inspections history-based SSIP. Notices of
of airplanes beyond 2010. The and procedures. availability for these two ACs are
commenter further states that if it does • Operator development of these published concurrently with this rule,
upgrade to newer airplanes, the newer procedures for the affected airplane with a request for public comments. The
airplanes probably will not have models. research referred to by the commenter
damage-tolerance-based inspections in • Additional FAA inspections and has not yet been published. The
their maintenance programs. records reviews mandated by Congress. document is in final review and will be
Additionally, the commenter notes the The FAA noted in its analysis that the published in the near future.
lack of ‘‘manufacturer’’ support in attributed costs of this proposal do not Comment: Additionally, the GAMA
developing adequate damage-tolerance- include the expense of making repairs and other commenters contend the
based ‘‘inspection programs.’’ that may be found necessary during following statement is incorrect for
According to the commenter, the Curtiss either an operator’s damage-tolerance- ‘‘SIPs’’ developed using comprehensive
company no longer supports its based inspections or the FAA’s fatigue analysis, fatigue tests, and the
airplanes. Also according to the oversight inspections. The FAA does correlation of field service data, as
commenter, Boeing (which acquired not attribute these repair costs in the applicable: ‘‘* * * non-damage-
Douglas) has indicated to the proposal because current regulations tolerance-based program would induce
commenter that it is not considering require that repairs be made as lower costs but with a concomitant
supporting the DC–6 (and probably necessary to ensure the airworthiness of reduction in safety assurance’’ (64 FR
nothing older than the DC–10) in this an airplane. Also, the FAA noted that its 16314). Also, GAMA states this
area. analysis did not address directly the statement contradicts the FAA’s
FAA Response: The FAA has costs the proposal eventually would assertion that the proposed rule does
established that a damage-tolerance- impose on airplanes produced after the not increase the intended level of safety
based SSIP must be developed for the effective date of the rule. but maintains the level of safety
DC–6 by December 2010 and for the C– The FAA identified two benefits in established at type design (64 FR
46 within 4 years after the effective date the proposed rule: (1) Age-related 16311).
of the rule, or those airplanes will not accidents would be prevented and (2) FAA Response: The FAA maintains
be eligible for operations in part 121, or the FAA and the industry would be able that damage-tolerance-based SSIPs
part 129, or in scheduled operations in to monitor the airworthiness of the provide the highest level of safety and
part 135. In the future, operators of affected airplanes as they age and either that service-history-based SSIPs provide
these airplanes will have to make take timely corrective action to maintain something less than that. In the NPRM,
decisions on how best to support the their continued airworthiness or retire the FAA proposed that full damage-
operation of these airplanes. them from service before they become tolerance-based SSIPs be imposed on all
unairworthy; consequently, the affected airplanes after 2010. After
Other FAA Initiatives
airplanes would be able to stay in reviewing the comments, the FAA had
Comments: One commenter singled service longer because their continued to consider the cost, the exceptional
out the Fokker F–28 jet, noting there airworthiness would be monitored, difficulty in obtaining the necessary
was significant activity a few years ago rather than the airplanes being retired at data for airplanes with fewer than nine
on a repair assessment program for an arbitrary age. seats, and the capability of the airlines
elements of damage tolerance. Comments: Commenters generally operating these smaller airplanes to
According to the commenter, because believe the FAA underestimated the effectively accomplish these
there has been no regulatory activity costs associated with this proposal. One requirements. As a result of the review
(that is, establishment of repair commenter provided the following and based on the comments received,
requirements) on repairs for the Fokker comments regarding the Initial the FAA is revising the proposal to
F–28, it would be inappropriate to Regulatory Flexibility Determination allow airplanes initially certificated

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with nine or fewer passenger seats to With regard to downtime costs, the there has been an increase in the
have service-history-based SSIPs. FAA maintains that a reasonable number of part 121 airplanes needing
Comment: The ATA estimates approximation of the cost for the damage-tolerance-based SSIPs since the
aligning HMCs with the inspections at oversight inspection of an airplane by publication of the NPRM.
5-year intervals alone would cost more ASIs/DARs is the rate of return applied Therefore, in the absence of
than $1.3 billion. According to ATA, to the value of the productive capital substantiation to support the contention
one member states this alignment would asset used by the business enterprise of the comment, the economic analysis
add $21 million annually to its costs. (rather than revenue lost per day). Seven keeps the 50 percent as a reasonable
Another ATA member asserts the percent is the rate of interest that OMB estimate.
proposal would require each airplane to directs agencies to use in present-value Comment: Based on its own economic
be kept in heavy maintenance a calculations. Moreover, such an analysis of the effects of a 5-year fixed
minimum of 2 days longer than approach has the advantage of being interval ‘‘on airplane’’ inspection with
scheduled (compared with the FAA’s applied uniformly over the entire air extensive additional access, one part
estimate of 0.7 to 1.6 days). According carrier industry. By comparison, 121 air carrier states the proposal would
to that operator, this additional time ‘‘revenue lost per day’’ varies result in an increased maintenance
would result in $80,000 in lost revenue considerably across companies in the expense of $404 million for that carrier’s
(compared with the FAA’s estimate of 7 industry and is affected by different fleet alone. The carrier asserts this
percent of the value of capital, or $2,700 accounting procedures. In addition, expense would affect future travel costs
per inspection). Another ATA member utilization rates vary across equipment. but provide no increase in passenger
with 230 airplanes estimates the The FAA estimates the total cost to the safety for part 121 operations.
proposed rule would cost that operator industry where revenue lost by one firm FAA Response: Based on the
as much as $150 million during each 5- is gained by another. comments received, the FAA has
year cycle and recommends the FAA Calculations were made that resulted changed the repeat inspection and
consider a separate rule for part 121 in estimates of intervals between C- records review interval from 5 years to
operators of large transport category checks and D-checks, in terms of years, 7 years to allow the operator to align the
airplanes. Six ATA members for some large transport airplanes inspection and records review interval
representing more than 50 percent of the (including Boeing models). These more closely with the scheduled HMC
total domestic ATA fleet estimate the calculations showed that the C-checks interval (C-check or D-check).
take place, on the average, every 1 to 2 Comment: One commenter states the
proposed rule would cost the group of
years depending on the airplane model FAA’s cost impact analysis on air carrier
part 121 operators of large transport
type. D-checks are estimated to take records preparation does not account for
category airplanes more than $236
place, on the average, every 5 to 12 the time carrier employees spend during
million per year.
years depending on the airplane model the inspections and records reviews.
FAA Response: Based on the
type. Thus, the initial inspection and The commenter notes that a carrier’s
comments received, the FAA has records review (4 or 5 years after the employees would have to prepare the
changed the repeat inspection and effective date of the rule) could likely airplane records as well as provide a
records review interval from 5 years to take place at a C-check; while the repeat support role during the inspections and
7 years to allow an operator to align the inspection and records review, at 7-year records reviews.
inspection and records review interval intervals, could take place at a D-check Another commenter states the FAA
more closely with the scheduled HMC or a C-check. In addition, those failed to consider adequately the costs
interval. This does not require the operators that use a segmented D-check of reviewing each repair on each
operator to have its HMC at the initial schedule will have more opportunity to airplane, updating airplane structural
or repetitive limits set by this rule. The accommodate the initial and repeat repair manuals for damage tolerance
scheduled HMC can occur at any time inspections and records reviews. The repairs, and training professional
within those intervals, and the FAA increasing use of non-destructive engineering personnel in damage
inspection and records review can be inspection techniques should facilitate tolerance repair design.
held concurrently with the HMC. The inspections at C- or D-checks. FAA Response: In the NPRM and the
intervals shown in the rule are Comment: One operator states the final regulatory evaluation, there is cost
maximum intervals. In addition, it is not FAA assumption that only 50 percent of estimation for personnel of the operator
the FAA’s intent to disrupt operators’ all fleets affected by the proposal would to prepare the airplane and its records
scheduled maintenance in such a way require modification is too conservative. for the inspection and records review by
that it would significantly impact their The operator contends almost 100 ASIs or DARs.
schedules. However, each airplane percent of the fleets mentioned in the The FAA estimated the cost of
subject to the final rule cannot be proposal would have to be modified to damage-tolerance-based SSIPs per
returned to service after the specified some extent. The operator further states affected airplane, including repairs.
interval until the Administrator or a the high costs of this modification With regard to updating airplane
designee has completed its inspection would cause many operators to go out structural repair manuals (SRMs), that
and records review and notifies the of business. cost should be minimal and it is
operator accordingly. FAA Response: In the NPRM, the included in the development and
With regard to cost estimation, a time FAA’s cost estimates for modifications review cost. Several type certificate
estimate of 2 days per airplane included airplanes initially certificated holders of large transport category
inspection, as suggested by the with nine or fewer passenger seats (part airplanes have already updated their
commenter, was used in the final 135), because they also were supposed SRMs to include the results of damage
regulatory evaluation for the oversight to implement damage-tolerance-based tolerance assessments of repairs.
inspection of an airplane by an ASI or SSIPs. This group of airplanes will now With regard to training professional
DAR. This time estimate was used for be required to implement service- engineering personnel, the commenter
the large transport airplanes that have history-based SSIPs. Consequently, the does not provide information as to the
damage-tolerance-based SSIPs (the great number of airplanes needing purpose of the training for professional
majority of the affected airplanes). modifications is reduced. However, engineers in damage tolerance repair

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design. The cost of engineering time to operators would be unwilling to passenger seats from implementing
develop damage-tolerance-based SSIPs develop ‘‘SIPs’’ for models related to damage-tolerance-based SSIPs.
has been estimated using a fully their own models. Furthermore, if an With regard to efficiencies in
burdened engineering rate of $95 per operator did develop a ‘‘SIP’’ that might developing SSIPs, that factor was
hour. This rate can be applied for be useful to other operators, the removed from the cost-estimating
engineering services (to develop the developing operator would be hesitant methodology in the final regulatory
SSIP) provided by the type certificate to transfer development information evaluation. With regard to charging a
holder, a consulting firm, or the without charging a fee. fee, such a fee can be charged. Then, the
operator’s own engineering personnel. • The proposal underestimates the cost of developing a damage-tolerance-
Comment: One part 135 Alaskan costs associated with developing based SSIP can be shared by all the
operator provided the following damage-tolerance-based inspection affected operators.
comments regarding costs of the techniques. According to the operator The development of a damage-
proposed rule: developing such techniques may (1) tolerance-based SSIP was estimated in
• The FAA expects operators to work take more than 80 hours and (2) require the NPRM to take between 10,000 to
with STC holders and the original extensive training for mechanics 25,000 hours. The 80 hours was an
airplane ‘‘manufacturer’’ to develop responsible for implementing the estimate of the time needed for an
damage-tolerance-based supplemental programs. operator to incorporate the damage-
inspection programs, which would • The FAA’s estimated 20-year tolerance-based SSIP into its
require that each unique combination of annualized cost stream figure is maintenance program.
type design and STC require a separate misleading and inaccurate because With respect to training mechanics, it
inspection program. The commenter operators would face costs sooner than is not expected that airline mechanics
therefore asserts the cost analysis is off 20 years. Furthermore, the economic will need additional training to do
by a factor equal to the number of analysis fails to consider costs beyond damage-tolerance-based inspections.
unique type design and STC 2018.
Airline mechanics, through their
combinations for each type design. • The economic analysis fails to
training and work experience, already
• The FAA’s estimate that 209 part consider that financing costs are
135 multiengine airplanes would be particularly high for commuter have the necessary skills to do such
affected by this rule seems low. operators. inspections. Most airlines have
(ADOT&PF agrees, estimating that FAA Response: The final rule excepts nondestructive testing capability
approximately 727 of the 3,198 part 135 multiengine airplanes initially already and it is only a matter of
airplanes in commercial service in certificated with nine or fewer including those inspections in their
Alaska would be affected (the airplanes passenger seats from the requirement to maintenance or inspections programs.
not counted are single-engine airplanes). incorporate damage-tolerance-based The 20-year annualized cost does not
According to the ADOT&PF, almost all SSIPs. These operators are to implement mean that operators would not face
of these airplanes are more than 14 service-history-based SSIPs in 2010. costs sooner than 20 years. They will
years old and none have a current Also, the rule provides an exception for face costs sooner, and those costs have
damage-tolerance-based inspection those airplanes operated between any been incorporated in the economic
program.) point within the State of Alaska and any assessment.
• The commenter does not disagree other point within the State of Alaska. The period used to analyze the costs
with the FAA’s reasons for excluding The final rule covers part 135 of the rule is a 20-year period. In the
the costs of repairs that may result from multiengine airplanes in scheduled NPRM, the time period was 1999–2018.
an operator’s damage-tolerance-based service and the NPRM used a count of In the final regulatory evaluation, it is
inspections or the FAA’s oversight these airplanes. The commenter refers to 2001–2020. If the period becomes longer
inspections; however, because air a count of 727 airplanes as being in than this (e.g., 2001–2025), the
carriers should maintain their airplanes ‘‘commercial’’ service rather than in estimated (undiscounted) costs of the
in an airworthy condition, the new ‘‘scheduled’’ service. A count of rule will increase.
regulations are redundant. airplanes in ‘‘commercial’’ service The final rule contains relieving
• The enormous costs associated with includes scheduled and unscheduled actions. Airplanes initially certificated
the proposal would deplete the pool of operations. with nine or fewer passenger seats have
funds available to maintain airplanes The rule places the responsibility for been excepted from damage-tolerance-
and limit the use and development of developing the SSIP on the operators. based SSIPs and, instead, need to
other more efficient initiatives that However, the FAA anticipates that a implement service-history-based SSIPs
could improve aging airplane safety at a number of type certificate holders will in 2010. The repeat inspections interval
lower cost. The commenter cites two choose to support the development of has been increased from 5 to 7 years.
examples: (1) Requiring replacement of the SSIP because it affects the future Finally, the FAA will make available
all avionics and autopilot wiring after marketability of their airplanes. For advisory material through AC 91–56B
25 years of service, and (2) requiring all those cases where a type certificate and AC 91–60A. This material will be
commuter carriers to operate only under holder does not develop a damage- useful to small and commuter operators.
instrument flight rules. tolerance-based SSIP, the FAA Comments: Commenters also note the
• The proposed rule places the anticipates that operators of a particular FAA is unable to quantify the benefits
economic burden on operators, not model will recognize the advantages of associated with the proposed rule, thus
‘‘manufacturers’’ as stated in the NPRM. cooperating and jointly financing the the proposal seems unjustified.
The operator notes the redundant development of a SSIP for that model. However, according to the GAMA, some
expenses operators would incur in This can be done through the airplane reliable information on potential
developing ‘‘SIPs.’’ type certificate holder or through an benefits associated with the proposed
• The operator questions the FAA’s aviation engineering/consulting firm. rule is available in the form of results
assumption that developing ‘‘SIPs’’ for Moreover, the final rule excepts part 135 compiled from the AATF program and
related models would produce multiengine airplanes initially other ‘‘manufacturer’’ programs where
efficiencies. The commenter indicates certificated with nine or fewer results have been shared with the FAA.

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FAA Response: Based on the upon which a damage-tolerance-based data from the ‘‘manufacturer,’’ the cost
comments received, the FAA has program would be developed by would approximately double. For an
revised the final rule to allow airplanes operators of that airplane. Therefore, the airplane no longer in production, there
initially certificated with nine or fewer commenter asserts it would have to is no incentive for ‘‘manufacturers’’ to
passenger seats to have service-history- retain a company such as Structural voluntarily provide such data to the
based SSIPs. In addition, the FAA has Integrity Engineering to develop its operator; it only extends their liability.
decided to permit relief from the damage-tolerance-based ‘‘inspection The commenter alleges that
damage tolerance and SSIP program.’’ According to the commenter, ‘‘manufacturers’’ have strong incentives
requirements of this rule airplanes Structural Integrity Engineering reports to impede the development of cost-
operating between any point within the that the commenter should expect to effective ‘‘SIPs’’ for out-of-production
State of Alaska and any other point spend between $500,000 and $600,000 models because withholding data would
within the State of Alaska. This change on the analysis and an additional force airplane retirements and generate
is reflected in §§ 121.368(a), $250,000 in flight testing to validate demand for new airplanes.
121.370a(a), 135.168(a), and 135.422(a). flight loads and other criteria. FAA Response: Based on the
The FAA economic analysis provides Because of these liability concerns, comments received, the FAA is revising
a reasoned determination that the the commenter would not sell its the proposal to allow airplanes initially
benefits of the rule justify the costs. The damage-tolerance-based ‘‘inspection certified with nine or fewer passenger
FAA and Congress believe that the risk program’’ to other DHC–6 operators as a seats to have service-history-based
of accidents does exist. This rule is means of defraying the initial SSIPs, which includes the PA–31–350.
expected to prevent aging aircraft investment of at least $750,000. In However, for airplanes initially
accidents. The FAA and industry will addition, because more of its customers certificated with 10 or more passenger
be better able to monitor the aircraft cannot afford to maintain personnel seats, a damage-tolerance-based SSIP is
airworthiness and thus comply with the trained and certified in ultrasonic required to ensure the continuing
AASA. This rule is expected to prevent inspection techniques, the commenter airworthiness of these aircraft.
potential aging-related accidents and to would have to add additional personnel Fairchild has developed a damage-
extend the airworthy life of affected and keep them qualified to support its tolerance-based SSIP for its Metro
aircraft. customers. According to the commenter, aircraft. However, the FAA realizes that
Comment: One commenter asserts the its ‘‘lease rents’’ would decline in other type certificate holders may
FAA must provide for alternative proportion to increased maintenance choose not to support the development
inspection methods other than those costs. The commenter states it cannot of SSIPs and that this may lead to the
based on damage tolerance criteria. place a cost on a reduction in rents or retirement of certain airplanes. The FAA
According to the commenter, in how that income loss could reduce notes that each operator, not the type
maintaining a damage-tolerance-based DHC–6 hull values. However, the certificate holder, is responsible for
inspection and records program is commenter estimates it would cost at ensuring the continuing airworthiness
administratively cost prohibitive, least $100,000 per year in additional of its aging aircraft.
especially for smaller carriers. Also, the personnel costs for the commenter and
FAA has failed to demonstrate that such potentially reduce the DHC–6 hull International Trade Considerations
alternative approaches are less safe than values by between $400,000 and One international operator submitted
damage-tolerance-based programs. $500,000 (a total of $15.6 to $19.5 a comment on the International Trade
FAA Response: The FAA maintains million for the commenter’s fleet of 39 Impact Analysis completed by the FAA.
that damage-tolerance-based SSIPs DHC–6s). The operator states—
provide the highest level of safety and FAA Response: The FAA recognizes • In encouraging foreign governments
that service-history-based SSIPs provide that operators are responsible for the to adopt this proposal, the FAA must
something less. In the NPRM, the FAA development of their inspection accept the inspection and review
proposed that full damage tolerance programs. However, the FAA expects findings of those governments without
inspections be imposed on all airplanes type certificate holders to support the further FAA-approved review or
after 2010. After reviewing the operators in the development of those inspection. The operator indicates the
comments, the FAA had to consider the programs. This should be particularly CASA probably will adopt this NPRM;
cost, the exceptional difficulty in likely when the type certificate holder is therefore, incurring costs for non-U.S.-
obtaining the necessary data for fewer still producing a particular airplane registered fleets.
than 9 seats, and the capability of the model, which is the case for the great • The international trade impact
airlines operating these smaller majority of the affected airplane models. analysis is underestimated. The NPRM
airplanes to effectively accomplish these Operators of an airplane model also may could affect international trade if
requirements. As a result, based on the engage and fund the type certificate restrictions apply to the importation of
comments received, the FAA is revising holder of the airplane to develop a second-hand airplanes into the United
the proposal to allow airplanes that damage-tolerance-based SSIP. In the States.
were initially certificated with nine or event that a type certificate holder Another international operator noted
fewer passenger seats to have service- chooses not to support the airplane, and that the proposal will have an effect on
history-based SSIPs. if the operator is unable to economically foreign trade by increasing operating
Comment: This commenter, who justify the development of the damage- costs for foreign operators of U.S.-
operates deHavilland DH–6 Twin Otter tolerance-based inspections, along with registered aircraft due to the additional
airplanes, presumes that deHavilland other operators of the same model, the costs associated with compliance with
would not fund a damage-tolerance- airplane will be ineligible for operation this rule.
based program for the Twin Otter in scheduled service in the United FAA Response: The commenter’s
because the airplane has been out of States. assertion that the FAA must accept the
production since 1988. The commenter Comment: An Alaskan operator inspection and review findings of
also presumes that for liability reasons, obtained an estimate to develop a ‘‘SIP’’ foreign governments without further
deHavilland would not provide the for PA–31–350 airplanes and was FAA-approved inspection and review is
necessary engineering and test data advised that without the original design erroneous. The FAA agrees that if

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Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations 72751

another country adopts this rule, it will industry and is used in FAA advisory New Rulemaking Mandating CPCP and
impact airplanes registered in that material. Other Programs
country; however, that cost is not a The FAA also has corrected the Comments: One commenter proposes
direct cost of this rule. appendix references in §§ 121.370a and that the FAA initiate a new rulemaking
The rule applies to all affected U.S.- 135.16. to mandate structural integrity programs
registered airplanes. It does not apply to and CPCPs instead of AD action
non-U.S.-registered airplanes. The FAA Other Issues
supplemented with structural and
notes, however, that anyU.S.-registered corrosion reliability programs for
Part 23 Airplanes
airplane will be subject to the airplanes with non-damage-tolerance-
requirements of this rule whether it is Comments: The NATA recommends based ‘‘inspection programs.’’
purchased from a seller in a U.S that the FAA suspend the proposed FAA Response: The FAA agrees and
location or from a seller in a foreign rules for scheduled part 135 air carriers is considering rulemaking to impose
location. Owners of foreign-registered operating part 23 airplanes initially CPCPs for the same fleet of airplanes as
airplanes seekingU.S. registration and certificated with nine or fewer is covered by this rule.
prospective owners of such airplanes passenger seats. According to the
are aware of the need to comply with NATA, currently there are no systemic Operations Specifications
applicable U.S. regulations and should structural problems in these airplanes Comments: One operator proposes an
take these requirements into account that require implementing damage- aging airplane program that would
before attempting to transfer a foreign- tolerance-based inspections. The NATA function through amendments to
registered aircraft to the U.S. registry. It proposes to assist the FAA in operations specifications. Under this
is their responsibility to ensure that an conducting evaluations of current program, an operator’s quality
aircraft imported into the United States inspection and maintenance department would have responsibility
complies with current U.S. regulatory requirements for these airplanes to for records reviews, airplane
requirements. determine whether an unsafe condition inspections, and reporting of results.
Editorial Comments exists. Also, the FAA could focus on providing
The NATA proposes a different oversight through sampling or
Summary of Proposal/Issue: Several unannounced inspections and records
commenters addressed editorial items method of addressing aging concerns for
part 23 airplanes initially certificated reviews.
related to the proposed rule. FAA Response: The FAA disagrees.
Comments: Commenters recommend with nine or fewer passenger seats
certificated before 1993: The inspection programs must be
that the FAA— approved by the FAA ACO or office of
• Correct the appendix references in • The FAA should identify airplanes the Small Airplane Directorate or
§ 135.168 to read ‘‘appendix G.’’ for which damage-tolerance-based Transport Airplane Directorate
• Correct the appendix references in inspections have been developed and responsible for each airplane’s type
§ 121.370a to read ‘‘appendix N.’’ approved by the FAA. certificate. The final rule has been
• Better define what is meant by the • The FAA should identify airplanes revised to reflect this approval
term ‘‘age-related fatigue damage.’’ The for which the ‘‘manufacturer’’ has requirement. Once approved, each air
EAAWG asks whether the term means developed a SSIP or a supplemental carrier’s operations specifications can be
corrosion fatigue or refers to the more corrosion inspection program. revised to include these inspections in
conventional understanding of damage • For any airplane not covered by the each airplane’s maintenance or
resulting from repeated cyclic loading. above provisions, the FAA should inspection program.
• Better describe what is meant by develop a special inspection to enhance
‘‘fatigue.’’ According to the EAAWG, the DAR Services
the scheduled periodic/annual
description of this term in the inspection currently required. The Comments: A number of commenters
Description of Benefits section of the inspections should be developed state that the FAA underestimated the
preamble to the proposal implies fatigue through the use of structural difficulty cost for DAR services. One commenter
may be something other than cracking, reports and other such reports available states that the increased inspection and
although cracking is the specific to the FAA. DAR costs would add significantly to
concern of the proposal. the costs per flight hour for low
• Reconsider the use of the term • The owner/operator of any affected utilization operators.
‘‘supplemental’’ to refer to inspections airplanes in air carrier service should be Another commenter indicates he has
in §§ 121.370a, 129.16, and 135.168. required to implement, no later than 14 been a DAR since 1983 and generally
According to the CASA, whether years after the date of manufacture, a charges $125 per hour for services
inspections are supplemental or integral SSIP designated by the ‘‘manufacturer.’’ performed (based on appendix A to part
to the basic maintenance program is If the ‘‘manufacturer’’ has not 187, Methodology for Computation of
irrelevant. Also, the CASA states these designated such a program, the operator Fees for Certification Services
inspections increasingly would become should be required to implement the Performed Outside the United States,
integral rather than supplemental. FAA’s SSIP. and AC 187–1, Flight Standards Service
FAA Response: The term ‘‘age-related FAA Response: The FAA disagrees Schedule of Charges Outside the United
fatigue damage’’ is damage resulting with the suggested changes to the rule. States). The ATA estimates the costs of
from repeated cyclic loading, not from However, based on the comments hiring a DAR would be no less than
corrosion. ‘‘Fatigue’’ is related to received, the FAA has amended the $100 per hour, compared with the
cracking only. The FAA disagrees with final rule to specify that airplanes FAA’s estimate of $55 per hour.
the comment on the use of the word initially certificated with nine or fewer Other commenters worry that the
‘‘supplemental.’’ Such inspections are passenger seats can accomplish service- operator would have to bear the costs of
supplements to the normal maintenance history-based SSIPs instead of damage- the DAR inspections and records
program, and the use of the term tolerance-based SSIPs as proposed in reviews. One operator states that some
‘‘supplemental’’ is accepted by the the NPRM. FAA offices routinely direct operators to

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72752 Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations

seek the services of a DAR whenever the substantial number of small entities; (3) exception 1—there are no requirements
task can be accomplished by a DAR, will have a neutral impact on for operators to accomplish a damage-
indicating the FAA office is too busy. international trade; and (4) does not tolerance based inspection program for
FAA Response: The FAA has impose an unfunded mandate on State, any airplane; however, the FAA has
established that the benefit of doing the local, or tribal governments, or on the mandated DT–SSIPs for large transport
inspections and records reviews private sector. These analyses, available airplanes by the use of ADs. These ADs
outweighs the associated costs of using in the docket, are summarized below. are applicable to the operators. The
DARs to accomplish these tasks. manufacturers agreed to provide DT-
However, the FAA will establish policy Introduction
SSIPs to the operators. However, there
on how DARs will be used, and the FAA This rule represents a critical step is no rule mandating this, and it has
has revised the regulatory evaluation to toward compliance with the Aging been taking a long time for the
reflect the cost of DAR services. Aircraft Safety Act of 1991. Section manufacturers to develop the DT-SSIPs.
In the NPRM cost calculations, the 44717 of title 49 instructs the Consequently, for some airplane
FAA used $95 per hour for the Administrator to ‘‘prescribe regulations models, there are various degrees of
burdened hourly wage of DARs. The that ensure the continuing airworthiness implementation of damage-tolerance-
FAA used $55 per hour for other types of aging aircraft’’ and to ‘‘make based standards, while for other
of skills. In the cost calculations of the inspections, and review the airplane models, there is still no such
final regulatory evaluation, the FAA maintenance and other records, of each implementation. For example, for the
used $100 per hour for the burdened aircraft an air carrier uses to provide air Boeing 757 and 767 models, it took 18
wage rate of DARs. With regard to the transportation.’’ years for DT-based SSIPs to be
availability of FAA inspectors, the cost- Consistent with section 44717 of title implemented. The MD–80 model still
estimation methodology recognizes the 49, the purpose of the rule is to ensure does not have an implemented DT-
possible obstacles with the supply and the continuing airworthiness of aging based SSIP—after 18 years.
availability of FAA inspectors, and has airplanes operating in commercial air Currently, the inspection programs of
consequently assumed that 60 percent transportation. The implementation of small transport airplanes (such as
of this cost will be for the use of DAR this rule ensures that: (1) Modern DeHavilland/DHC–6) are not damage-
services and 40 percent will be for the damage-tolerance analysis and tolerance based. Parts of these airplanes
use of FAA inspector services. The total inspection techniques will be applied to were certificated to either safe-life or
cost of the rule remains the same. older airplane structures that were fail-safe requirements. Under existing
certificated before such techniques were programs, that use these requirements,
Regulatory Evaluation Summary
available, and (2) the FAA will conduct there are no provisions for inspections
Changes to federal regulations must mandatory aging-aircraft inspections specifically focused on cracks. These
undergo several economic analyses. and records reviews. inspection programs (which are
First, Executive Order 12866 directs that Since the publication of the NPRM, provided by the original equipment
each Federal agency shall propose or the FAA made changes to the final rule manufacturer) involve a general visual
adopt a regulation only upon a reasoned consistent with the enabling legislation inspection, but the mechanics may
determination that the benefits of the to ensure the airworthiness of aging never look in areas that are hard to
intended regulation justify its costs. aircraft, while factoring in public inspect visually—such as the horizontal
Second, the Regulatory Flexibility Act comments about the economic stabilizer.
of 1980 requires agencies to analyze the consequences. The net effect is that all In contrast to the current situation/
economic impact of regulatory changes operators have more time to be in rules, this final rule will require DT-
on small entities. Third, the Trade compliance with this rule and that based SSIPs within a reasonable length
Agreement (19 U.S.C. section 2531– operators of smaller aircraft implement of time (4 years) after the effective date
2533) prohibits agencies from setting less rigorous inspections. Despite these of the rule—so that all (part 121)
standards that create unnecessary cost-reduction factors, the estimated transport airplanes will have DT-based
obstacles to the foreign commerce of the total cost of the rule is higher than that SSIPs applicable for each model.
United States. In developing U.S. initial regulatory evaluation, due to cost Damage-tolerance standards emphasize
standards, this Trade Act requires adjustments resulting from information inspections and procedures to detect
agencies to consider international provided by the industry. cracks at an early stage. These cracks
standards and, where appropriate, that can then be repaired. By contrast, the
they be the basis of U.S. standards. And Differences Between the Current Rules current inspection and maintenance
fourth, the Unfunded Mandates Reform and the Aging Rule programs of airplanes do not place
Act of 1995 requires agencies to prepare There is strong evidence that the special emphasis on cracks. Under the
a written assessment of the costs, current system of maintenance current system, the finding of cracks
benefits and other effects of proposed or inspections is not working effectively in depends more on the quality of the
final rules that include a Federal the detection, and repairing, cracks on particular mechanic doing the
mandate likely to result in the airplanes during regular maintenance inspection, and on the particular
expenditure by state, local or tribal inspections, while these cracks are still inspection programs adopted by
government, in the aggregate, or by the small. This section discusses the different airlines (or repair stations).
private sector, of $100 million or more differences between the current rules Consequently, there is considerable
in any one year (adjusted for inflation). and the aging rule in order to show the variability in the detection of these
In conducting these analyses, the FAA focused emphasis of the aging rule cracks, across the U.S. commercial
has determined that this rule: (1) Has toward the early detection of cracks. airplane fleet.
benefits which do justify its costs, is a There are significant differences
‘‘significant regulatory action’’ as between the requirements under current 1 ’’ That exception is the recently implemented

defined in the Executive Order, and is rules for aircraft inspection/ rule on ‘‘Repair Assessment for Pressurized
Fuselages,’’ which requires damage-tolerance
‘‘significant’’ as defined in DOT’s maintenance and the new requirements assessment of repairs to the fuselage pressure
Regulatory Policies and Procedures; (2) of the ‘‘Aging Airplane Safety’’ rule. boundary of eleven aging, large transport airplane
will have a significant impact on a Under current operation rules—with an models.

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Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations 72753

The damage-tolerance-based program airplanes as they continue in service. separated from the airplane in flight;
uses both non-invasive and invasive The rule puts into place one integral and (2) the substantial, accumulated
techniques to detect cracks on airplanes. part of the FAA’s ‘‘Aging Aircraft data showing the development of
By contrast, the current non-DT-based Program’’, initiated in 1988, to address significant numbers of cracks on
programs use simpler and fewer non- the unique problems associated with airplanes. In the Aloha accident, the
invasive techniques, and they do not older airplanes. This initiative was National Transportation Safety Board
use invasive techniques at all. The undertaken because significant numbers determined the probable cause of the
damage-tolerance-based program uses of air-carrier airplanes were, and are, accident to be metal fatigue and
(new) non-invasive technology—such as continuing to operate beyond their corrosion. In addition, many cracks
eddy current, ultrasonic waves, and original design service goals. The Aging have been found over time on airplanes,
magnetic particle inspections—to detect Airplane Program was launched with including some that are quite long—
cracks, particularly small cracks. The participation by airplane operators and thus, increasing the risk of accidents.
existing non-DT-based maintenance manufacturers, and with the specific These cracks are typically the result of
programs do not require the use of these goal of identifying maintenance fatigue from aging. The evidence of
techniques; eddy current is used only if procedures that are necessary beyond significant risk of airplane accidents as
it is mandated by an AD for a previous current requirements to deal with the a result of cracks is described below,
cracking problem. phenomena of aging materials. and includes: (1) A relative risk
Also, DT-based SSIPs implement After an extended period of working assessment, followed by (2) the record
inspections for fatigue ‘‘hot spots’’—that with industry’s Airworthiness of Service Difficulty Reports, and
is, areas on the aircraft where cracks Assurance Task Force and the ending with (3) a discussion of the
may develop. In this way, it will be Airworthiness Assurance Working Airworthiness Directives issued on
possible for an airline to detect and Group within the Aviation Regulatory fatigue and cracking for the U.S.
follow the progress of these spots, or Advisory Committee (ARAC), the FAA commercial fleet.
potential cracks, and repair them has concluded that four distinct areas of
promptly. airplane aging need to be individually Relative Risk Assessment
With regard to invasive techniques, addressed. These areas are (1) fatigue This benefit analysis provides an
the damage-tolerance-based inspections cracking, (2) corrosion, (3) damage estimate of the increasing relative risk of
and procedures will mandate that tolerance of structural repairs, and (4) accidents over time, based upon existing
operators of the affected airplanes widespread fatigue damage. Protection data and some conservative
inspect—by invasive techniques—in from fatigue cracking is the most assumptions. The FAA believes that the
areas where that they probably would generalized of these four areas, and was analysis results in a reasonable estimate
not have inspected before, such as the the first area of focus by the FAA. The of how much the accident risk, due to
horizontal stabilizer. To get access to the agency issued a notice of proposed fatigue cracking, increases over time
stabilizer, operators may have to install rulemaking on fatigue cracking on April with aging aircraft, in the absence of the
access doors. Inside the horizontal 2, 1999, entitled ‘‘Aging Airplane rule. The analysis is not an estimate of
stabilizer, there are ribs and spar caps Safety’’. actual future accidents.
that are covered by airplane skin. These Structural properties of materials To date, the airplane fleets affected by
components can crack without being change as a result of prolonged and/or this rule have not experienced a fatigue-
detected by an inspection from the repeated application of stress cycles on related accident, resulting in loss of life
outside. A crack in a horizontal those materials. After some duration of or serious injury, although the Aloha
stabilizer can result in the loss of cyclic stress, the material will fail under accident (mentioned previously) was
control of the aircraft—and lead to an the applied load because of fatigue. One partly attributed to the age of the
accident. manifestation of fatigue in materials is airplane involved. The Aloha accident
The comprehensive status of the U.S. cracking. In principal-structural was followed by a series of ADs, on
airplane fleet with regard to cracking is elements of the airplane, cracking due to operators, whose successful
fairly unknown. It is known that the fatigue can result in a catastrophic implementation depended on the
fleet is aging and the metal of airplanes’ failure of the aircraft. Left unchecked, it voluntary development of DT–SSIPs by
structures is accumulating more flight is not a question of whether the manufacturers. The development of
cycles, resulting in an increasing risk of repeated loadings on aircraft will these DT–SSIPs has been taking a
fatigue cracks and a catastrophic produce a major structural failure but, relatively long time, and is still not
airplane accident. The current ad hoc rather, when that failure will occur. At completed. Moreover, numerous
approach relies heavily on airplane the time when the NPRM for this final instances of serious cracking have been
mechanics reporting cracks from visual rule was published, more than 29 discovered among the fleet even during
inspections (leading to repairs). These percent of the airplanes affected by that currently-required inspections that do
inspections have resulted in the proposal were already 20 years old or not systematically investigate for fatigue
discovery of large cracks. If/when the older; 14 percent were over 30 years old; cracking, as is required by this rule.
discovery of cracks is deemed to be a and 7 percent of the airplanes were over This suggests that a fatigue problem
serious problem, the FAA issues an AD 40 years old. The average age of the U.S. does exist. An attempt is made here to
for a particular model (and part of the airplane fleet has increased, in recent provide an estimate of the magnitude of
airplane). In contrast to the current ad times, from 13.3 years in 1995 to 14.2 that problem—now and in the future.
hoc approach, this rule will require all years in 1999 (even with retirement of Based upon extensive testing, it is
commercial airplanes to have damage- older airplanes). common engineering practice to assume
tolerance based SSIPs which include There is growing evidence of that materials fail from fatigue according
directed inspections for cracks. significant occurrence of fatigue cracks to a normal probability curve. The
on airplanes and the potentially dire ‘‘mean’’ or highest point of the bell-
Benefits consequences of such cracks. This shaped normal curve denotes the point
The purpose of this rule is to play a evidence includes: (1) The accident of at which half of the test samples have
key-role in assuring the continued the Aloha Boeing 737–200, on April 28, failed; or, stated another way, that is the
structural airworthiness of air carrier 1988, when 18 feet of upper fuselage point where the probability that any one

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72754 Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations

sample will have failed is one-half. The curve is defined with a mean of TABLE 1.—RELATIVE RISK OF FA-
Engineers often define ‘‘Safe life’’ as 50 years and a standard deviation of 12 TIGUE-CRACKING ACCIDENT, WITH
outside three standard deviations of the years ((50–14)/3). Interpolating from a AGE
curve, to the left of the mean. standard normal probability table, the
An airplane is made up of a great [Mean = 50 years]
probabilities associated with such a
many different and independent curve by aircraft age are shown in Table Age Relative Age Relative
elements, each with its own failure 1. As previously stated, available data (years) risk (years) risk
characteristics. Consideration of the are not sufficient to claim that this table
probabilities of time-to-failure resulting shows the fraction of the fleet that 14 ............ 0.0013 33 0.0793
from fatigue for an entire airplane can would experience fatigue failure with 15 ............ 0.0018 34 0.0918
be analyzed in terms of a normal age, in the absence of this rule, but it 16 ............ 0.0023 35 0.1056
distribution. The Central Limit Theorem may be a reasonable indicator of relative 17 ............ 0.003 36 0.123
allows the useful assumption that a plot risks of failure for individual aircraft. 18 ............ 0.0039 37 0.1401
of the means, of the various times-to- 19 ............ 0.0049 38 0.1587
failure of a sufficient number of samples A very small risk of failure occurs by
20 ............ 0.0062 39 0.1814
of individual parts of an airplane, will age 14 years (0.001), as shown in Table
21 ............ 0.008 40 0.2033
approximate a normal distribution, 1. By age 22, however, the relative risk
22 ............ 0.0099 41 0.2266
without regard to the actual underlying is ten times greater—one order of 23 ............ 0.0122 42 0.2546
distribution of various times-to-failure magnitude (at 0.01). By age 35, the risk 24 ............ 0.0154 43 0.281
of the parts. Using this approach, it can of failure is one-hundred times greater, 25 ............ 0.0188 44 0.3085
reasonably be assumed that in the than that at age 14—two orders of 26 ............ 0.0228 45 0.3409
absence of some preventive action, the magnitude (at 0.1). If the maximum, 27 ............ 0.0281 46 0.3707
fleet of aircraft affected by this rule acceptable ‘‘safe life’’ risk occurs when 28 ............ 0.0336 47 0.4013
would experience fatigue failure an airplane reaches the point of three 29 ............ 0.0401 48 0.4364
according to an approximately normal standard deviation from the mean, at 14 30 ............ 0.0485 49 0.4681
distribution curve. This analysis makes years of age, then this analysis indicates 31 ............ 0.0571 50 0.5
such as assumption. A normal curve is that this maximum acceptable risk is 32 ............ 0.0668
defined by its mean and standard exceeded by one order of magnitude by
deviation, and unfortunately neither of age 22, and two orders of magnitude by Service Difficulty Reports
those numbers is known for the fleet of age 35.
affected airplanes. As a result, a A similar tabulation was done for A review of Service Difficulty Reports
reasonably accurate failure curve cannot relative probabilities of fatigue failure if (SDRs) shows that a significant problem
be constructed. the mean is assumed to be 62 years, exists with cracks on airplanes in the
However, by making some instead of 50 years. (62 years, instead of U.S. commercial fleet. SDRs are reports
conservative assumptions, a curve of 60 or 65 years, was selected simply for that provide information on the
relative failure risk may be developed ease of interpolation from the standard incidents (as opposed to accidents) of
that could yield some useful normal curve table.) In this case, the airplanes related to maintenance
indications. The relative risk curve relative risk increases by one order of problems. The reports are typically
would be identical to the actual failure magnitude when an airplane reaches age completed by airline (or repair station)
curve if the failure curve could be 25 and two orders of magnitude by age mechanics, and are then sent to, and
identified. Therefore, the relative risk 42. collected by, the FAA. An objective of
curve is also assumed to be the submission and collection of SDRs
approximately a normal distribution. Although the above brief risk analysis
is to track problems with aircraft parts
The mean and standard deviation of this is not precise and depends upon
and components. The findings of SDRs
curve are also unknown. However, for assumptions that could be varied, it
can lead to the issuing of airworthiness
the purpose of discussing relative risk, does provide an idea of how the risk to
directives (ADs), when conditions
it is assumed that the mean of the aging aircraft increases over time. From
observed are deemed to create a
relative risk curve is 50 years of age. this analysis, there is no question that
over the years, the risk of fatigue failure significant, adverse effect on air-
That is to say, the probability of fatigue transport safety.
failure risk reaches 50 percent at age 50, for an airplane’s structural parts
if no preventive action is taken. If the increases. When the above analysis is The FAA searched the National
curve under discussion were an actual applied to the fleet of airplanes affected Aviation Safety Data Analysis Center
failure curve, it would mean that one- by the rule, there is a strong indication (NASDAC) for service difficulty reports
half of the fleet would have experienced that the level of safety from fatigue crack since 1990—for part 121 airplanes—
fatigue failure by age 50 if no preventive accidents has significantly declined. using three keywords: ‘‘crack’’, ‘‘aging’’,
actions were taken. The analysis suggests that in the or ‘‘fatigue’’. The search resulted in over
For the purpose of discussing relative absence of the action proposed by this 94,000 records or SDRs. Of these, about
failure risk—not actual failure risk—it is rule, the accident risk has increased 93 percent, or 88,000 SDRs, were on
assumed that the point of three standard beyond ‘‘safe life’’ by one order of ‘‘cracks’’ (while the remaining were on
deviations on the risk curve (to the left magnitude when an aircraft reaches ‘‘corrosion’’). Eighty-eight thousand
of the mean) occurs at the age of 14 around 22 to 25 years of age. Over 25 records are a significant number of
years. This matches the statutory percent of the fleet has reached or problems involving aircraft cracks.
requirement and the requirements of exceeded that age range. Further, the These cracks were found on all the main
this rule that additional preventive analysis suggests that the accident risk parts of the airplane structure: fuselage,
actions be initiated at that time. Three has increased to two orders of wings, and doors (of both passenger and
standard deviations matches the often- magnitude, beyond ‘‘safe life’’, in the 35 cargo airplanes). Therefore, this
used engineering convention that a to 40 years of age range. Over 10 percent assessment of SDRs shows a wide
component is ‘‘safe’’ outside that point of the fleet has reached or exceeded that prevalence of cracks on U.S. commercial
(to the left of the mean). range. airplanes.

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Airworthiness Directives cracks, which ranged in length from Therefore, cracks are a serious
Airworthiness Directives (ADs) are 0.19 to 1.37 inches, under the drag airworthiness problem, as evidenced by
issued when serious problems with splice fitting of the right side the necessity to issue numerous ADs.
airplanes are discovered that—if not underwing. On another airplane, there These cracks have affected critical parts
repaired—have a high likelihood of was detection of a 8.5-inch long crack of the entire airplane structure across all
resulting in an accident. So, ADs are under the drag splice fitting of the left the airplane types used in commercial
issued quickly in order to maintain the side. Moreover, another operator found aviation. The use of ADs is meant to
airworthiness of the affected airplanes a 25-inch long diagonal crack between address a specific problem during a
and thus prevent accidents. Given the station (BS) 982 and BS 990 at stringers specific time period. It is not an
threat of an accident, when an AD is 37L through 38L.’’ These data show the effective way to address a widespread
issued, operators have a limited time to existence of different-size cracks found problem that affects the entire U.S.
resolve the problem and often require on different airplanes (of the same commercial airline fleet—such as
unscheduled maintenance. airplane model). The cracks (in this cracks. The ‘‘Aging Airplane Safety’’
A tabulation was made of ADs issued particular case) range in size from 0.19 rule provides a comprehensive and
by the FAA for problems with airframe inches to 25 inches. Therefore, these effective way to address that problem.
‘‘fatigue’’ and ‘‘cracking’’—for a recent data indicate that under current In sum, it is accepted that after some
period of less than one year: January 1 inspection/maintenance procedures, duration of cyclic stress, metal will fail
through September 2000. The results which are not based on damage- under applied load because of fatigue.
show that 56 such ADs were issued by tolerance standards, cracks have gone From the relative risk assessment
the FAA over that time period. These unnoticed and have become quite large. discussed above, it is clear that risk of
ADs apply to various parts of the The text in the same AD goes on to metal fatigue increases by orders of
airplane structure and these parts emphasize the serious, potential magnitude as the airplanes age. Since
include: Fuselage, wings, door frames, consequences of cracks. It states that 1990, there are over 88,000 airplane
deck floor beams, etc. A count of the ‘‘Such conditions, if not corrected, service difficulty reports that identify
affected parts indicates that: could result in reduced structural cracks found on all the main parts of
(1) Ten ADs were issued for cracks integrity of the fuselage, and consequent airplane structure. There is not only
found on the fuselage skin; rapid depressurization of the airplane.’’ abundant evidence of pervasive
(2) Nine ADs were issued for cracks Depressurization means that the cracking in airplanes, but also many of
on wings; fuselage of the aircraft is breached and these cracks have led to airworthiness
(3) Eight ADs were issued for cracks that can result in an accident. When a problems. These risks are not
found on, and around, doors. fuselage is under pressure, if a crack acceptable. The FAA concludes that
(4) Eight ADs were issued for cracks gets long enough, it will fast fracture.2 action must be taken to avoid this
found on (and around) bulkheads. When a crack fast fractures and is not unacceptable risk. The inspections and
(5) Two ADs were issued for cracks arrested, the fuselage will experience a records reviews required by this rule are
found on the tail assembly (which rapid depressurization event. Rapid expected to achieve the goal of
includes the horizontal and vertical depressurization can result in a number maintaining an acceptable risk from
stabilizers, and rudder). of serious adverse effects on the airplane fatigue cracking accidents.
These Airworthiness Directives on and passengers. At best, after the
Costs
cracks, also, affect all of the well-known airplane has suffered depressurization,
airplane models. They include: the passengers ride in an unheated Differences Between Costs of the NPRM
Aerospatiale, Airbus, Boeing, aircraft, breathe through oxygen masks, and Final Rule
Bombardier, British Aerospace, Dornier, and hope for a safe landing. Another There are several differences between
Fairchild, Fokker, Lockheed, and possible result, however, is an airplane preliminary regulatory evaluation of the
McDonnell Douglas. Also, some of these accident. There are examples of NPRM and the final regulatory
ADs affect an entire airplane series. For catastrophic accidents occurring as a evaluation of the rule. Some of these
example, an AD applies to the Airbus result of rapid depressurization; these differences reduce the costs of the rule,
A–300 Series, while another AD refers accidents were not caused by cracks but while others increase these costs. The
to the Boeing 727 Series. Still another they show the dire consequences of net effect is for the estimated costs in
AD applies to the Boeing 737–200C rapid depressurization. In one accident, the final regulatory evaluation to exceed
Series, the Boeing 747 Series, and the in 1974, a DC–10 operated by Turkish substantially the costs estimated in the
Boeing 777 Series. Airlines, lost a door and had rapid NPRM. These changes are explained in
If cracks are left undetected—and, depressurization. This caused the floor more detail below.
thus, untreated—they grow. of the airplane to move and sever The following changes from the
Subsequently, they can result in control cables—with catastrophic NPRM to the final rule, based on
accidents. With regard to crack sizes results. The accident killed 246 people. information from public comments,
and growth of cracks, one can refer—as In another accident, in 1985, a B–747 reduced the cost of some requirements
an example—to the ‘‘Airworthiness operated by Japan Airlines experienced of the rule:
Directive; Boeing Model 747 Series a failure in the aft pressure bulkhead (1) The time between repeat intervals
Airplanes’’, Final rule; request for (from a bad repair). This affected the was increased from 5 years to 7 years—
comments (Docket No. 2000–NM–206– control system and the airplane crashed in order for the required inspections to
AD). In the text of this AD, it is pointed in a mountain—killing 524 people. It be better accommodated by the schedule
out that ‘‘The FAA has received reports was very fortunate that the Aloha for heavy maintenance checks.
that, during regular maintenance of accident resulted in only one fatality. (2) For airplanes that will be 25 years
certain Boeing Model 747 series or more on the rule effective date, the
2 When a crack fractures at a rapid rate. A
airplanes, operators detected cracking of time interval for the initial inspection
cleavage fracture may run as fast as 1 mile/second
certain areas of the fuselage skin (1600 meters/second), a dimple fracture as fast as
was increased from 3 to 4 years.
adjacent to the drag splice fitting. One 1500 feet/second (500 meters/second), although it (3) In the final rule, operators of part
operator reported finding four skin may be slower. 135 airplanes are exempt from damage-

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tolerance inspections. Instead, they only passenger seats. These operators are Representatives (DARs), at designated
need to implement a service-history required to develop and implement time intervals. This requirement will
based SSIP—and that by 2010. damage-tolerance-based SSIPs by the result in additional costs for the affected
(4) In the final rule, operations within year 2010. Many of the airplanes in this operators. These inspections/records
Alaska are exempt from the rule’s group have moved over time into part review are expected to result in
requirements. 121; consequently, their costs are additional time that an airplane is out-
Despite the above factors that reduced measured through the part 121 airplane of-service. While this downtime cost
costs, the estimated total cost of the rule list. estimates in the NPRM were based on
in the final regulatory evaluation is The rule will also generate costs for loss-of-service estimates that ranged
significantly greater than the total cost operators of multi-engine airplanes that from 0.7 to 1.6 days per airplane
of the rule estimated in the NPRM. This are operated in scheduled service under inspection, in these cost calculations,
increased cost was affected by the part 135 and initially certificated with the downtime has been increased to 2.0
following factors: nine or fewer passenger seats. These days. This increase in downtime reflects
(1) The number of affected airplanes operators are required, by the final rule, the input of public comments.
was higher in the final regulatory to develop and implement service- The estimated cost of airplane
evaluation. The number of part 121 history-based SSIPs by the year 2010. downtime is based on a rate of return to
airplanes that need DT SSIPs increased Service-history-based SSIPs have capital approach, in which the
from 925 in the NPRM to 1,596 in the considerably lower costs than damage- operational airplane is the productive
final regulatory evaluation. tolerance-based SSIPs. In the NPRM, the capital and there is a return associated
(2) For part 121 airplanes that have proposed rule required that the with its use. Consequently, out-of-
DT SSIPs, the cost estimation in the operators of these airplanes also service cost can be estimated through
final rule increased the downtime for implement damage-tolerance-based the loss of capital services of the
FAA/DAR inspections and records SSIPs. However, as a result of public aircraft. The value of this loss is
review to 2 days. comments and additional consideration, measured by the rate of return to capital
(3) In the final regulatory evaluation, this final rule exempts those airplanes (aircraft). This analysis uses 7 percent
efficiency factors were not applied in from damage-tolerance-based SSIPs and, per annum as the average rate of return
the writing/development of damage- instead, requires the lower-cost service- to capital; this rate is also preferred by
tolerance-based SSIPs. history-based SSIPs. the Office of Management and Budget
(4) The average airplane values used The estimated costs of this rule do not for present-value calculations.
in the final regulatory evaluation were include the expenses of making repairs Consequently, downtime costs were
higher than those used in the to airplanes that may be found calculated as the product of the 2
preliminary regulatory evaluation. This necessary during either the SSIP- downtime days, divided by 365 days
results in increased downtime costs. directed inspections, conducted by the (per year), multiplied by the rate-of-
As a result of the above changes, the airplane mechanics, or the oversight return to capital, at 7 percent. The
total estimated cost of the rule increased inspections conducted by the FAA resulting estimate is a downtime cost
from $99.6 million in the NPRM to inspectors or DARs. While the FAA per airplane (in a model group), per
$173.5 million in the final rule—in recognizes that such repairs can inspection. To obtain the cost of
present value. The cost of the part 135 sometimes constitute a considerable downtime for a model group, the
operators declined from $8.5 million to expense, the costs of these repairs are downtime cost per airplane is
$1.7 million, in present value. not attributable to this rule because multiplied by the number of airplanes
Also, with respect to the distribution existing FAA regulations require that in that model group. The total
of the cost for inspections/records repairs be made to assure the continued downtime cost of the rule is the
review by FAA inspectors/DARs, in the airworthiness of the airplane. summation across model groups and
final regulatory evaluation it was Also, the economic evaluation focuses over time. Thus, the estimate for
assumed that 60% of this activity will on existing airplanes and does not downtime costs, for part 121 airplanes
be conducted by DARs, while 40% will address the costs that the rule will with damage-tolerance-based SSIPs over
be conducted by FAA inspectors. In the eventually impose on newly-produced the period of analysis, is $98.4 million,
NPRM, the cost methodology assumed airplanes. The requirements of this rule undiscounted. Assuming an average of
that the cost of this activity would be on newly-produced airplanes are two inspections per airplane over the
shared 50%–50% between FAA beyond (or nearly so) the 20-year time 20-year period of analysis, and using
inspectors and DARs. Consequently, the period of this study. Consequently, 7,620 airplanes and 2 days per
methodology of the final regulatory these costs, particularly their present inspection, one estimates downtime
evaluation increased the cost of this value, are expected to constitute a costs at $3,228 per day per airplane
activity for the operators. relatively small proportion of the costs (undiscounted).
The rule will affect the operators of calculated in this study. This figure (of $3,228 per day) is
airplanes under part 121 that currently significantly different/lower than figures
have (or are expected to have by 2004) Costs for Part 121 Airplanes That Have provided by some public comments of
damage-tolerance-based SSIPs Damage-Tolerance-Based SSIPs $80,000 in lost revenue per inspection
incorporated into their maintenance For those part 121 operators that have which—given a two-day downtime
program. In addition, those operators of (or will have by 2004) a damage- period—would result in $40,000 lost
airplanes under part 121 that are not tolerance-based SSIP, the rule will not revenue per day. On should note that
currently required to incorporate a impose costs for damage-tolerance- the relevant variable to measure for
damage-tolerance-based SSIP into their based inspections conducted by their downtime cost is lost net income—that
maintenance program will need to mechanics or for downtime of airplanes is, ‘‘revenue minus costs’’ of operating
develop such a program. The rule will caused by these inspections. The rule the airplane. And lost net income would
also generate costs for operators of will require that these airplanes be substantially lower than lost revenue
multi-engine airplanes that are operated implement inspections and records per day for an airplane. When an
in scheduled service under part 135 and reviews by FAA inspectors or airplane is out-of-service, there is loss of
initially certificated with 10 or more Designated Airworthiness revenue but costs of operation are also

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Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations 72757

not incurred (pilot salaries, fuel, approach, with 7 per cent per year. to fly through the end of the study
maintenance, etc.). Consequently, the cost of aircraft period (year 2020). In actuality,
There were also adjustments to these downtime, for mechanic inspections, for however, there will be normal
cost estimates. The estimated total cost the affected airplanes over the period of replacement and retirement of these
of the rule, for this group of airplanes, analysis is estimated at $3.1 million, airplanes (by operators) and,
was computed under the hypothesis undiscounted. consequently, a substantial portion of
that all of the affected airplanes that With regard to the downtime costs of these costs will not be incurred. The
exist today will continue to be operating these airplanes for inspection/records replacement cycle for this group of
through the end of the study period— review by FAA/DARs, the additional airplanes can vary widely. For some
year 2020. In actuality, however, over downtime is estimated to range between mainstream scheduled commuter
time there will be normal replacement 0.7 and 1.6 days per airplane inspection carriers, it is common practice for
and retirement, by operators of these —depending on airplane value. airplanes to be routinely replaced. In a
airplanes. Consequently, a substantial Subsequently, the cost of downtime is number of cases, few if any of the costs
portion of these costs will not be calculated by the rate of return to capital of this rule will be incurred. Conversely,
incurred. The evaluation assumes that at approach (using 7 percent). The result is the economics of some smaller, or niche
least one-third of the potential $245.0 an estimate of $702,000 undiscounted, carriers, are such that airplanes may
million costs will not be incurred due for downtime costs of the affected continue to fly for 40 years or more.
to normal replacement and retirement of airplanes. Given available information, the
aircraft. This assumption is the same as Adjustments to Cost Estimates evaluation assumes that at least one-
that used in the initial regulatory third of the potential $163.8 million
evaluation. For some models, the potential cost of
costs will not be incurred, as a result of
complying with the requirements of the
Cost of the Rule for Part 121 Airplanes normal replacement/retirement of
rule could constitute a significant
That Need To Incorporate Damage- airplanes—leaving an estimated cost of
proportion of (or may actually exceed)
Tolerance-Based SSIPs Into Their the economic values of the airplanes $104.4 million.
Maintenance Program involved. Consequently, for each Part 135 Airplanes
Steps in Cost Estimation airplane model group, the estimated
potential cost of compliance was This final rule exempts certain part
The relevant tasks and associated compared with the estimated economic 135 airplanes from implementing DT-
costs of the rule for these airplanes value of the airplanes in that model based SSIPs. These are multi-engine
include: group. In cases where the potential airplanes, operated in scheduled
(1) Development of the damage- compliance cost exceeds 50 percent of service, initially certificated with nine
tolerance-based SSIP. the group value, the methodology or fewer passengers. Instead of a DT
(2) Incorporation of damage-tolerance- assumes that an SSIP will not be SSIP, the operators of these airplanes
based SSIPs into operators’ maintenance developed and implemented. will have to implement a service-
programs. Consequently, the related compliance history-based SSIP—by the year 2010. A
(3) Review/approval by FAA of costs for the rule will not be incurred. service-history-based SSIP is estimated
operators’ damage-tolerance-based SSIP Instead, it is expected that the affected to cost significantly less than a damage-
and of their incorporation into the models will be retired or transferred out tolerance-based SSIP—in general, 0.20
operators’ maintenance programs. of scheduled service. The estimated of the cost of a DT-based SSIP. The cost
(4) Modification costs. forced out-of-service costs for these of the rule for this group of airplanes is
(5) Inspections—conducted by airline models are estimated to be 50 percent estimated at $1.7 million, discounted
mechanics. reduction in their economic value. ($2.9 million, undiscounted).
(6) Downtime costs for airplanes for However, this (apparent) reduction in
inspections—by airline mechanics. the cost of the rule is accompanied by Costs to the FAA
(7) Cost for operator personnel to an increase in another type of cost. This
prepare the airplane and its records for The rule is also estimated to have
includes the hardship and economic
the FAA inspector or DAR, to conduct costs of $91.0 million undiscounted to
dislocation that will result from the
their inspection and records review. the FAA. Virtually, the entire amount of
reduction in operations, or by possibly
(8) Direct costs for FAA inspectors/ these costs is for FAA inspectors to
going out of business, by some
DARs, to conduct inspections and conduct inspections and records review.
operators. This hardship can include the
records reviews of the affected This cost estimate is based on the
loss of jobs by employees of the affected
airplanes. assumption that 40 percent of the
operators, and the subsequent negative
(9) Downtime cost of airplane for the inspections/records review will be
effects of this on themselves (their
above inspection and records review by conducted by the FAA inspectors while
households) and their communities.
FAA/DARs. 60 percent will be conducted by DARs.
These costs are recognized although not
With regard to the downtime costs of quantified. Table 2 presents the total costs of the
airplanes for inspections by mechanics, rule, over the period of analysis—for the
the evaluation assumes that each 40 Other Adjustments to the Cost Estimates operators (and manufacturers) of the
hours of inspection work, caused by this The estimated cost of the rule for this affected airplanes and the FAA. Total
rule, will require one additional day of group of airplanes was computed under costs are estimated at $362.9 million,
airplane downtime. The methodology the scenario whereby all of the affected undiscounted, with a present value of
again uses the rate of return to capital airplanes that exist today will continue $173.5 million.

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72758 Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations

TABLE 2.—TOTAL COST OF THE RULE


[Dollars in millions, 2001–2020]

Undiscounted Discounted
costs costs

Operators of airplanes that have damage-tolerance-based SSIPs .................................................................... $164.1 $72.2


Operators of airplanes that need damage-tolerance-based SSIPs .................................................................... 104.9 59.6
Operators of airplanes that need service-history-based SSIPs .......................................................................... 2.9 1.7
FAA costs ............................................................................................................................................................ 91.0 40.0

Total Costs ................................................................................................................................................ 362.9 173.5

Comparison of Costs and Benefits expected benefits of this rule justify its Issues Addressed in the Final
expected costs. Regulatory Flexibility Analysis (FRFA)
The changes required by the rule are
necessary to ensure the continuing Regulatory Flexibility Analysis The central focus of the FRFA, like
airworthiness of aging airplanes. The the Initial Regulatory Flexibility
FAA finds that the expected benefits of The Regulatory Flexibility Act of 1980 Analysis (IRFA), is the requirement that
the rule justify its costs. The total (RFA) establishes ‘‘as a principle of agencies evaluate the impact of a rule on
estimated costs of the rule are $173.5 regulatory issuance that agencies shall small entities and analyze regulatory
million, discounted ($362.9 million, endeavor, consistent with the objective alternatives that minimize the impact
undiscounted). The benefits have been of the rule and of applicable statutes, to when there will be a significant
assessed through several perspectives as fit regulatory and informational economic impact on a substantial
explained below. requirements to the scale of the number of small entities.
There is growing evidence of business, organizations, and The requirements, outlined in section
significant occurrence of fatigue cracks governmental jurisdictions subject to 604(a)(1–5), are listed and discussed
on airplanes and the potentially dire regulation.’’ To achieve that principle, below:
the Act requires agencies to solicit and (1) A succinct statement of the need
consequences of such cracks. The
consider flexible regulatory proposals, for, and objectives of, the rule.—This
evidence of significant risk of airplane
and to consider the rationale for their rule represents a critical step toward
accidents, as a result of cracks, include:
actions. The Act covers a wide range of compliance with the Aging Aircraft
(1) The Aloha accident; (2) the results of
small entities, including small Safety Act of 1991. Section 44717 of
the relative risk assessment; (3) the
businesses, not-for-profit organizations title 49 instructs the Administrator to
number of Service Difficult Reports on ‘‘prescribe regulations that ensure the
cracks; and (4) the Airworthiness and small governmental jurisdictions.
continuing airworthiness of aging
Directives issued for fatigue and Agencies must perform a review to
aircraft.’’ The law also requires the
cracking on the U.S. commercial determine whether a proposed or final
Administrator to make inspections, and
aviation fleet. rule will have a significant economic
review the maintenance and other
The relative risk assessment showed impact on a substantial number of small
records, of each aircraft an air carrier
that while a small risk of failure—due entities. If the determination is that it
uses to provide air transportation. The
to fatigue cracks—exists by year 14 of an will have such an impact, the agency
objectives of the rule is to ensure the
airplane’s service life, by age 22, that must prepare a regulatory flexibility
continuing airworthiness of aging
risk is 10 times greater (one order of analysis as described in the Act.
airplanes operating in air transportation.
magnitude). Furthermore, by age 35, the However, if an agency determines that (2) A summary of the significant
risk is 100 times greater than at age 14 a proposed, or final, rule is not expected issues raised by the public comments in
(two orders of magnitude). Over 25 to have a significant economic impact response to the IRFA, a summary of the
percent of the fleet has reached or on a substantial number of small agency’s assessment of such issues, and
exceeded the range of 22 to 25 years of entities, section 605(b) of the 1980 act a statement of any changes made in the
age. Over 10 percent of the fleet has provides that the head of the agency proposed rule as a result of such
reached or exceeded 35 years of age. may so certify and a regulatory comments.—There were very few public
In addition, a search resulted in flexibility analysis is not required. The comments explicitly on the Initial
88,000 Service Difficulty Reports on certification must include a statement Regulatory Flexibility Analysis. There
cracks, since 1990. This number of providing the factual basis for this were a substantial number of comments
records indicates a prevalent and determination, and the reasoning should from part 135 operators that complained
significant problem with cracks in the be clear. about the financial burden that the
aircraft fleet. Furthermore, the For the NPRM, the FAA conducted a proposed rule would place on them.
significant number of ADs on cracks on complete initial regulatory flexibility Small commercial operators (less than
airplanes—issued during a recent period analysis to assess the impact on small 1,500 employees) come from this group,
(of less than a year) also indicates the entities. This rule will affect commercial as well as from part 121 operators.
existence of a serious problem with operators of airplanes, in the specified In response to public comments, the
cracks on the U.S. commercial fleet. part of the CFR. For these operators, a FAA made several changes to the final
ADs are issued quickly to remedy small entity is defined as one with 1,500 rule:
problems that have a high likelihood of or fewer employees. As there are (i) The primary change is that part 135
resulting in accidents. Each AD, by operators that met that criteria for a airplanes operating in scheduled
itself, is proof that a significant accident small business, calculations were operations, initially certificated with
risk exists. carried out to assess whether the rule nine passenger seats or less, are
Therefore, based on the above will have a significant impact on a exempted from implementing damage-
evidence, the FAA finds that the substantial number of these operators. tolerance-based SSIPs. Instead, they are

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to implement service-history-based derived in the same manner as for part operating part 135 airplanes, the FAA
SSIPs—and those by 2010. The SH 121 operators. will publish (with the final rule) an
SSIPs are estimated to cost 20 percent Annualized costs for the affected advisory circular, AC 91–60A ‘‘The
of the cost of a DT SSIP (to develop and operators were then divided by annual Continued Airworthiness of Older
implement). revenues of the operators. The results Airplanes’’.
(ii) The interval between repeat show that for all—except two—of the
inspections was extended in the final listed 58 small operators, under part Description of Alternatives
rule to seven years, from five years in 121, the ratio of annualized cost to The FAA has considered several
the NPRM. revenues is substantially less than one alternative approaches to this
(iii) For the initial inspection, the percent. For one operator, the ratio is rulemaking and has attempted to
interval from the effective date of the 5.9 percent, while for another operator, minimize the potential economic impact
rule was extended from 3 to 4 years for it is 1.1 percent. With regard to part 135 of the rule, especially the impact on the
airplanes greater than 25 years old. operators, of the 24 identified operators, operation of aircraft most likely to be
(3) A description of, and an estimate all but two show a ratio of annualized used by small entities. At the same time,
of, the number of small entities to which cost to annual revenue that is less than the agency needs to meet its primary
the rule will apply or an explanation of one percent. Thus, of the 82 identified responsibility for aviation safety and its
why no such estimate is available.—The small operators—under part 121 and/or particular obligation under 49 U.S.C.
FAA estimated the number and input of part 135—all except four have a ratio of 44717 to ensure the continuing
small entities as follows. First, small annualized cost to annual revenue that airworthiness of aging aircraft.
operators in part 121 were selected, by is substantially less than one percent. The FAA made two changes to the
using a database that listed part 121 (4) A description of the projected requirements of the final rule that
operators, with their number of reporting, record-keeping, and other significantly lower compliance costs of
employees and annual revenue. This compliance requirements of the rule, operators. First, the FAA chose to
database came from a study on small including an estimate of the classes of lengthen the time period between
business done for the FAA by a small entities which will be subject to inspections from 5 to 7 years. This
consulting firm (GRA, Incorporated). the requirement and the type of longer period lowers the compliance
The search identified 58 operators with professional skills necessary for cost of the affected operators as the
1500 or fewer employees, and with preparation of the report or record.—In inspections can occur at a heavy
known annual revenue. Then, airplanes order for the FAA to fulfill its obligation maintenance check. Second, the FAA
of these operators were identified—by under 49 U.S.C. 44717, this rule will exempted part 135 operators from the
using data from the BACK database. require that certain records be made most expensive requirement of the rule.
This search identified small entities available by the operator. Most of the Part 135 operators are nearly all small
operating under part 121, with affected records that will be required under this entities.
airplanes (those in part 121 that had DT rule for part 121 airplanes are currently
SSIPs and those that need DT SSIPs). required by other regulations. Compliance Assistance
Next, the net present value of the cost Consequently, there is expected to be a In its efforts to assist small entities
of the rule was calculated for each minimal additional paperwork, for these and other affected parties in complying
operator. As these cost calculations are airplanes, as a result of the rule. with the rule, the FAA will be
based on airplane model groups, the Concerning part 135 airplanes, their publishing two advisory circulars (for
resulting net present value (NPV) for exemption from DT SIPPs is expected comment) with the final rule. One is AC
one airplane is obtained by dividing the not to result in additional paperwork for 91–56B ‘‘Continuing Structural Integrity
cost of the group by the total number of their operators. Program for Airplanes’’ and it will
airplanes in that group. The result is an (5) A description of the steps the provide guidance for complying with a
‘‘average’’ net present value per agency has taken to minimize the DT SSIP. The other document is AC 91–
airplane. The NPV per airplane is then significant economic impact on small 60A ‘‘The Continued Airworthiness of
multiplied by the number of airplanes of entities consistent with the stated Older Airplanes’’, which will provide
that operator, in that model group. If objectives of applicable statutes, guidance for complying with a service-
there is more than one model group, per including a statement of the factual, history based SSIP. These circulars will
operator, the NPVs of the model groups policy, and legal reasons for selecting be published concurrently with this
are summed to derive the net present the alternative adopted in the final rule rule, with a request for comments.
value of the cost of this rule for the and why each one of the other
affected operators. Subsequently, these significant alternatives to the rule International Trade Impact Analysis
discounted costs are used to derive considered by the agency which affect The Trade Agreement Act of 1979
annualized costs, for each affected small the impact on small entities was prohibits Federal agencies from
operator. rejected.—In order to decrease the cost engaging in any standards or related
With respect to part 135 operators, a burden for the final rule, the FAA will activities that create unnecessary
search was made in the GRA database exempt operators of part 135 airplanes obstacles to the foreign commerce of the
that listed part 135 operators, along with from implementing damage-tolerance- United States. Legitimate domestic
the number of employees and annual based (DT) SSIPs. These operators are objectives, such as safety, are not
revenues per firm. The identified small nearly all small entities. Instead of the considered unnecessary obstacles. The
operators were then checked against a DT-based SSIP requirement, these statute also requires consideration of
database of the FAA which listed the operators’ aircraft will be subject to a international standards and where
names of part 135 operators and their Service-History (SH)-based appropriate, that they be the basis for
airplanes. This search identified 26 supplemental inspection program to be U.S. standards.
small entities operating under part 135, implemented by the year 2010. The SH- In accordance with the above statute,
including two operators that operate based SSIP is estimated to be 20 percent the FAA has assessed the potential
under parts 135 and 121. For part 135 of the cost of a DT-based SSIP. affect of this final rule and has
operators, the net present value of the Furthermore, in its efforts to assist determined that it will impose the same
rule’s cost and annualized cost were small entities and other affected parties costs on domestic and international

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72760 Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations

entities and thus will have a neutral determined that there are no ICAO agency shall have developed a plan that,
trade impact. Standards and Recommended Practices among other things, provides for notice
that correspond to these regulations. to potentially affected small
Unfunded Mandates Analysis
governments, if any, and for a
Title II of the Unfunded Mandates International Trade Impact Analysis
meaningful and timely opportunity to
Reform Act of 1995 (the Act), enacted as The Trade Agreement Act of 1979 provide input in the development of
Pub. L. 104–4 on March 22, 1995, prohibits Federal agencies from regulatory proposals.
requires each Federal agency, to the engaging in any standards or related This rule does not contain a Federal
extent permitted by law, to prepare a activities that create unnecessary intergovernmental or private sector
written assessment of the effects of any obstacles to the foreign commerce of the mandate that exceeds $100 million in
Federal mandate, in a proposed or final United States. Legitimate domestic any one year.
agency rule, that may result in an objectives, such as safety, are not
expenditure by State, local, and tribal considered unnecessary obstacles. The Executive Order 13132, Federalism
governments, in the aggregate, or by the statute also requires consideration of The FAA has analyzed this final rule
private sector, of $100 million or more international standards and, where under the principles and criteria of
(adjusted annually for inflation) in any appropriate, that they be the basis for Executive Order 13132, Federalism. We
one year. Section 204(a) of the Act, 2 U.S. standards. In addition, consistent determined that this action will not
U.S.C. 1534(a), requires the Federal with the Administration’s belief in the have a substantial direct effect on the
agency to develop an effective process general superiority and desirability of States, or the relationship between the
to permit timely input by elected free trade, it is the policy of the national Government and the States, or
officers (or their designees) of State, Administration to remove or diminish, on the distribution of power and
local, and tribal governments on a to the extent feasible, barriers to responsibilities among the various
proposed ‘‘significant intergovernmental international trade. This includes both levels of government. Therefore, we
mandate.’’ A ‘‘significant barriers affecting the export of American determined that this final rule does not
intergovernmental mandate’’ under the goods and services to foreign countries, have federalism implications.
Act is any provision in a Federal agency and barriers affecting the import of
regulation that will impose an foreign goods and services into the Environmental Analysis
enforceable duty upon State, local, and United States. FAA Order 1050.1D defines FAA
tribal governments, in the aggregate, of In accordance with the above statute
actions that may be categorically
$100 million (adjusted annually for and policy, the FAA has assessed the
excluded from preparation of a National
inflation) in any one year. Section 203 potential effect of this final rule and has
Environmental Policy Act (NEPA)
of the Act, 2 U.S.C. 1533, which determined that it will impose the same
environmental impact statement. In
supplements section 204(a), provides costs on domestic and international
accordance with FAA Order 1050.1D,
that before establishing any regulatory entities, and thus will have a neutral
appendix 4, paragraph 4(j), this
requirements that might significantly or trade impact.
rulemaking action qualifies for a
uniquely affect small governments, the Unfunded Mandates Analysis categorical exclusion.
agency shall have developed a plan that,
Title II of the Unfunded Mandates Energy Impact
among other things, provides for notice
Reform Act of 1995 (the Act), enacted as
to potentially affected small The energy impact of the notice has
Public Law 104–4 on March 22, 1995,
governments, if any, and for a been assessed in accordance with the
requires each Federal agency, to the
meaningful and timely opportunity to Energy Policy and Conservation Act
extent permitted by law, to prepare a
provide input in the development of (EPCA) Public Law 94–163, as amended
written assessment of the effects of any
regulatory proposals. (42 U.S.C. 6362), and FAA Order
This rule does not contain a Federal Federal mandate, in a proposed or final
agency rule, that may result in an 1053.1. It has been determined that the
intergovernmental or private sector final rule is not a major regulatory
mandate that exceeds $100 million in expenditure by State, local, and tribal
governments, in the aggregate, or by the action under the provisions of the
any one year. EPCA.
private sector, of $100 million or more
Paperwork Reduction Act (adjusted annually for inflation) in any List of Subjects
Information collection requirements one year. Section 204(a) of the Act, 2
U.S.C. 1534(a), requires the Federal 14 CFR Part 119
in the final rule have been previously
approved by the Office of Management agency to develop an effective process Air carriers, Air transportation,
and Budget (OMB) under the provisions to permit timely input by elected Aircraft, Aviation safety, Commuter
of the Paperwork Reduction Act of 1995 officers (or their designees) of State, operations, Reporting and
(44 U.S.C. 3507(d)) and have been local, and tribal governments on a recordkeeping requirements.
assigned OMB Control Numbers: 2120– proposed ‘‘significant intergovernmental
mandate.’’ A ‘‘significant 14 CFR Part 121
0020–, 2120–0008, and 2120–0039. Part
129 record requirements can be found in intergovernmental mandate’’ under the Air carriers, Aircraft, Aviation safety,
International Civil Aviation Act is any provision in a Federal agency Reporting and recordkeeping
Organization Annexes. regulation that will impose an requirements, Safety, Transportation.
enforceable duty upon State, local, and
International Compatibility tribal governments, in the aggregate, of 14 CFR Part 129
In keeping with U.S. obligations $100 million (adjusted annually for Air carriers, Aircraft, Aviation safety,
under the Convention on International inflation) in any one year. Section 203 Reporting and recordkeeping
Civil Aviation, it is FAA policy to of the Act, 2 U.S.C. 1533, which requirements.
comply with International Civil supplements section 204(a), provides
14 CFR Part 135
Aviation Organization (ICAO) Standards that before establishing any regulatory
and Recommended Practices to the requirements that might significantly or Aircraft, Aviation safety, Reporting
maximum extent practicable. The FAA uniquely affect small governments, the and recordkeeping requirements.

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Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations 72761

14 CFR Part 183 the airplane has been adequate and (10) A report of major structural
Aircraft, Authority delegations timely enough to ensure the highest repairs and the current inspection status
(Government agencies), Reporting and degree of safety. for those repairs.
recordkeeping requirements. (1) Airplanes exceeding 24 years in (e) Notification to Administrator. Each
service on December 8, 2003; initial and certificate holder must notify the
The Amendment repetitive inspections and records Administrator at least 60 days before the
reviews. For an airplane that has date on which the airplane and airplane
In consideration of the foregoing, the
exceeded 24 years in service on records will be made available for the
Federal Aviation Administration
December 8, 2003, no later than inspection and records review.
amends parts 119, 121, 129, 135, and
December 5, 2007, and thereafter at 5. Add § 121.370a to read as follows:
183 of title 14, Code of Federal
intervals not to exceed 7 years.
Regulations as follows: (2) Airplanes exceeding 14 years in § 121.370a Supplemental inspections.
service but not 24 years in service on (a) Applicability and general
PART 119—CERTIFICATION: AIR requirements. After December 5, 2007, a
CARRIERS AND COMMERCIAL December 8, 2003; initial and repetitive
inspections and records reviews. For an certificate holder may not operate an
OPERATORS airplane under this part unless the
airplane that has exceeded 14 years in
1. The authority citation for part 119 service but not 24 years in service on maintenance program for that airplane
continues to read as follows: December 8, 2003, no later than includes damage-tolerance-based
Authority: 49 U.S.C. 106(g), 1153, 40101, December 4, 2008, and thereafter at inspections and procedures. Paragraphs
40102, 40103, 40113, 44105, 44106, 44111, intervals not to exceed 7 years. (b), (c), and (d) of this section list the
44701–44717, 44722, 44901, 44903, 44904, (3) Airplanes not exceeding 14 years exceptions to this requirement. This
44906, 44912, 44914, 44936, 44938, 46103, in service on December 8, 2003; initial section does not apply to an airplane
46105. and repetitive inspections and records operated by a certificate holder under
reviews. For an airplane that has not this part between any point within the
2. Amend § 119.3 by adding the exceeded 14 years in service on State of Alaska and any other point
definition of ‘‘years in service’’ after the December 8, 2003, no later than 5 years within the State of Alaska.
definition of ‘‘When common carriage is after the start of the airplane’s 15th year (b) New model added through type
not involved or operations not involving in service and thereafter at intervals not certificate amendment. This paragraph
common carriage’’ to read as follows: to exceed 7 years. applies to each airplane added to a type
(c) Unforeseen schedule conflict. In certificate after December 8, 2003, that
§ 119.3 Definitions.
the event of an unforeseen scheduling has a certification basis that does not
* * * * * conflict for a specific airplane, the include a requirement for damage-
Years in service means the calendar Administrator may approve an tolerance-based inspections and
time elapsed since an aircraft was extension of up to 90 days beyond an procedures. A certificate holder may not
issued its first U.S. or first foreign interval specified in paragraph (b) of operate that airplane more than 4 years
airworthiness certificate. this section. after the date of the type certificate
(d) Airplane and records availability. amendment unless the maintenance
PART 121—OPERATING
The certificate holder must make program for that airplane includes
REQUIREMENTS: DOMESTIC, FLAG,
available to the Administrator each damage-tolerance-based inspections and
AND SUPPLEMENTAL OPERATIONS
airplane for which an inspection and procedures.
3. The authority citation for part 121 records review is required under this (c) Design-life goal airplanes. If on or
continues to read as follows: section, in a condition for inspection after December 5, 2007, the time in
Authority: 49 U.S.C. 106(g), 40113, 40119, specified by the Administrator, together service of an airplane reaches the
44101, 44701–44702, 44705, 44709–44711, with records containing the following design-life goal listed in appendix N to
44713, 44716–44717, 44722, 44901, 44903– information: this part, the certificate holder may
44904, 44912, 46105. (1) Total years in service of the operate that airplane until the date the
airplane; airplane’s time in service reaches the
4. Add § 121.368 to read as follows: (2) Total flight hours of the airframe; design-life goal or until December 20,
§ 121.368 Aging airplane inspections and (3) Total flight cycles of the airframe; 2010, whichever occurs sooner. After
records reviews. (4) Date of the last inspection and
that date, the certificate holder may not
(a) Applicability. This section applies records review required by this section;
(5) Current status of life-limited parts operate the airplane unless the
to all airplanes operated by a certificate maintenance program for that airplane
of the airframe;
holder under this part, except for those (6) Time since the last overhaul of all includes damage-tolerance-based
airplanes operated between any point structural components required to be inspections and procedures.
within the State of Alaska and any other overhauled on a specific time basis; (d) Airworthiness directive-mandated
point within the State of Alaska. (7) Current inspection status of the service-history-based inspections. Until
(b) Operation after inspection and airplane, including the time since the December 20, 2010, a certificate holder
records review. After the dates specified last inspection required by the may operate an airplane for which an
in this paragraph, a certificate holder inspection program under which the airworthiness directive requires the
may not operate an airplane under this airplane is maintained; maintenance program to include
part unless the Administrator has (8) Current status of the following, service-history-based inspections and
notified the certificate holder that the including the method of compliance: procedures. After that date, the
Administrator has completed the aging (i) Airworthiness directives; certificate holder may not operate the
airplane inspection and records review (ii) Corrosion Prevention and Control airplane unless the maintenance
required by this section. During the Programs; and program for that airplane includes
inspection and records review, the (iii) Inspections and procedures damage-tolerance-based inspections and
certificate holder must demonstrate to required by § 121.370a of this part; procedures.
the Administrator that the maintenance (9) A list of major structural (e) Approvals. The inspections and
of age-sensitive parts and components of alterations; and procedures required by this section to

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be included in the certificate holder’s Airplane Directorate or Transport 6. Add appendix N to part 121 to read
maintenance program for an airplane Airplane Directorate having cognizance as follows:
must be approved by the FAA Aircraft over the type certificate for the affected
Certification Office or office of the Small airplane.

APPENDIX N TO PART 121.—DESIGN-LIFE GOALS


Type certifi-
Number of Design-life
Airplane type cate data
seats goal (hours)
sheet

Raytheon (Beech) Aircraft Co.:


—Beech 99 (all models) ....................................................................................................... 15+2 A14CE ........... 46,000
—Beech 1900 and 1900C .................................................................................................... 19+2 A24CE ........... 45,000
—Beech 300 and 300LW ..................................................................................................... 13+2 A24CE ........... 30,000
—Beech B300 and B300C ................................................................................................... 15+2 A24CE ........... 30,000
—Beech 1900D .................................................................................................................... 19+2 A24CE ........... 45,000
British Aerospace Ltd.:
—BAe Jetstream 3101 ......................................................................................................... 19+2 A21EU ........... 45,000
—BAe Jetstream 3201 ......................................................................................................... 19+2 A56EU ........... 30,000
deHavilland Aircraft Co.: DHC–6 ................................................................................................. 22+2 A9EA .............. 33,000
Dornier Luftfahrt GmbH:
—Dornier 228–100 and ¥200 ............................................................................................. 19+2 A16EU ........... 42,800
—Dornier 228–101 and ¥201 ............................................................................................. 19+2 A16EU ........... 32,800
—Dornier 228–202 ............................................................................................................... 19+2 A16EU ........... 29,600
—Dornier 228–212 (Except SN 155 & 191 and up) ............................................................ 19+2 A16EU ........... 26,400
—Dornier 228–212 (SN 155 and 191 and up) .................................................................... 19+2 A16EU ........... 42,800
Empresa Brasileira de Aeronautica (Embraer): Embraer EMB–110 .......................................... 19+2 A21SO ........... 30,000
Fairchild Aircraft Corporation:
—SA226–TC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–AT ......................................................................................................................... 14+2 A5SW ............. 35,000
—SA227–TT ......................................................................................................................... 9+2 A5SW ............. 35,000
—SA227–AC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–PC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–BC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–CC ........................................................................................................................ 19+2 A18SW ........... 35,000
—SA227–DC ........................................................................................................................ 19+2 A18SW ........... 35,000
Pilatus Britten-Norman: PBN BN–2 Mk III (all models) .............................................................. 16+2 A29EU ........... 20,480
Short Brothers PLC:
—SD3–30 ............................................................................................................................. 39+2 A41EU ........... 57,600
—SD3–60 ............................................................................................................................. 39+2 A41EU ........... 28,800
—SD3–Sherpa ..................................................................................................................... 39+2 A41EU ........... 40,000

PART 129—OPERATIONS: FOREIGN Aeronautics Board or the U.S. 2007, a foreign air carrier or foreign
AIR CARRIERS AND FOREIGN Department of Transportation. person may not operate a U.S.-registered
OPERATORS OF U.S.-REGISTERED (b) Operations of U.S.-registered multiengine airplane initially type
AIRCRAFT ENGAGED IN COMMON aircraft solely outside the United States. certificated with 10 or more passenger
CARRIAGE In addition to the operations specified seats under this part unless the
under paragraph (a) of this section, maintenance program for that airplane
7. The authority citation for part 129 §§ 129.14, 129.16, 129.20, 129.32, and includes damage-tolerance-based
continues to read as follows: 129.33 also apply to U.S.-registered inspections and procedures. Paragraphs
Authority: 49 U.S.C. 106(g), 40104–40105, aircraft operated solely outside the (c), (d), and (e) of this section list the
40113, 40119, 44701–44702, 44712, 44716– United States in common carriage by a exceptions to this requirement.
44717, 44722, 44901–44904, 44906. foreign person or foreign air carrier. (b) Multiengine airplanes with nine or
8. Revise § 129.1 to read as follows: (c) Definitions. For the purpose of this fewer passenger seats. After December
part— 20, 2010, a foreign air carrier or foreign
§ 129.1 Applicability and definitions. (1) Foreign person means any person person may not operate a U.S.-registered
(a) Foreign air carrier operations in who is not a citizen of the United States multiengine airplane initially type
the United States. This part prescribes and who operates a U.S.-registered certificated with nine or fewer
rules governing the operation within the aircraft in common carriage solely passenger seats under this part unless
United States of each foreign air carrier outside the United States. the inspection program for that airplane
holding the following: (2) Years in service means the includes service-history-based
calendar time elapsed since an aircraft inspections and procedures. Paragraphs
(1) A permit issued by the Civil (d) and (e) of this section list the
was issued its first U.S. or first foreign
Aeronautics Board or the U.S. exceptions to this requirement.
airworthiness certificate.
Department of Transportation under 49 (c) New model added through type
9. Add § 129.16 to read as follows:
U.S.C. 41301 through 41306 (formerly certificate amendment. This paragraph
section 402 of the Federal Aviation Act § 129.16 Supplemental inspections for applies to each U.S.-registered
of 1958, as amended), or U.S.-registered aircraft. multiengine airplane initially type
(2) Other appropriate economic or (a) Multiengine airplanes with 10 or certificated with 10 or more passenger
exemption authority issued by the Civil more passenger seats. After December 5, seats that is added to a type certificate

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after December 8, 2003, that has a 10. Add § 129.33 to read as follows: Administrator may approve an
certification basis that does not include extension of up to 90 days beyond an
a requirement for damage-tolerance- § 129.33 Aging airplane inspections and interval specified in paragraph (b) of
records reviews for U.S.-registered
based inspections and procedures. A multiengine aircraft.
this section.
foreign air carrier or foreign person may (c) Airplane and records availability.
(a) Operation after inspection and
not operate that airplane more than 4 The foreign air carrier or foreign person
records review. After the dates specified
years after the date of the type certificate must make available to the
in this paragraph, a foreign air carrier or
amendment unless the maintenance Administrator each U.S.-registered
foreign person may not operate a U.S.-
program for that airplane includes multiengine airplane for which an
registered multiengine airplane under
damage-tolerance-based inspections and inspection and records review is
this part unless the Administrator has
procedures. required under this section, in a
notified the foreign air carrier or foreign
(d) Design-life goal airplanes. If on or condition for inspection specified by the
person that the Administrator has
after December 5, 2007, the time in Administrator, together with the records
completed the aging airplane inspection
service of the airplane reaches the containing the following information:
and records review required by this
design-life goal listed in appendix B to (1) Total years in service of the
section. During the inspection and
this part, the foreign air carrier or airplane;
records review, the foreign air carrier or
foreign person may operate the airplane (2) Total flight hours of the airframe;
foreign person must demonstrate to the
until the airplane’s time in service (3) Total flight cycles of the airframe;
Administrator that the maintenance of
reaches the design-life goal or until (4) Date of the last inspection and
age sensitive parts and components of
December 20, 2010, whichever occurs records review required by this section;
the airplane has been adequate and
sooner. After that date, the foreign air (5) Current status of life-limited parts
timely enough to ensure the highest
carrier or foreign person may not of the airframe;
degree of safety.
operate the airplane unless it complies (1) Airplanes exceeding 24 years in (6) Time since the last overhaul of all
with paragraph (a) or paragraph (b) of service on December 8, 2003; initial and structural components required to be
this section. repetitive inspections and records overhauled on a specific time basis;
(e) Airworthiness directive-mandated reviews. For an airplane that has (7) Current inspection status of the
service-history-based inspections. Until exceeded 24 years in service on airplane, including the time since the
December 20, 2010, a foreign air carrier December 8, 2003, no later than last inspection required by the
or foreign person may operate a U.S.- December 5, 2007, and thereafter at inspection program under which the
registered multiengine airplane initially intervals not to exceed 7 years. airplane is maintained;
type certificated with 10 or more (2) Airplanes exceeding 14 years in (8) Current status of the following,
passenger seats and for which an service but not 24 years in service on including the method of compliance:
airworthiness directive requires the December 8, 2003; initial and repetitive (i) Airworthiness directives;
maintenance program to include inspections and records reviews. For an (ii) Corrosion Prevention and Control
service-history-based inspections and airplane that has exceeded 14 years in Programs; and
procedures. After that date, the foreign service, but not 24 years in service, on (iii) Inspections and procedures
air carrier or foreign person may not December 8, 2003, no later than required by § 129.16 of this part;
operate the airplane unless the December 4, 2008, and thereafter at (9) A list of major structural
maintenance program for that airplane intervals not to exceed 7 years. alterations; and
includes damage-tolerance-based (3) Airplanes not exceeding 14 years (10) A report of major structural
inspections and procedures. in service on December 8, 2003; initial repairs and the current inspection status
(f) Approvals. The inspections and and repetitive inspections and records for those repairs.
procedures required by this section to reviews. For an airplane that has not (d) Notification to Administrator.
be included in the certificate holder’s exceeded 14 years in service on Each foreign air carrier or foreign person
maintenance program for an airplane December 8, 2003, no later than 5 years must notify the Administrator at least 60
must be approved by the FAA Aircraft after the start of the airplane’s 15th year days before the date on which the
Certification Office or office of the Small in service and thereafter at intervals not airplane and airplane records will be
Aircraft Directorate or Transport to exceed 7 years. made available for the inspection and
Airplane Directorate having cognizance (b) Unforeseen schedule conflict. In records review.
over the type certificate for the affected the event of an unforeseen scheduling 11. Add appendix B to part 129 to
airplane. conflict for a specific airplane, the read as follows:

APPENDIX B TO PART 129.—DESIGN-LIFE GOALS


Type certifi-
Number of Design-life
Airplane type cate data
seats goal (hours)
sheet

Raytheon (Beech) Aircraft Co.:


—Beech 99 (all models) ....................................................................................................... 19+2 A14CE ........... 46,000
—Beech 1900 and 1900C .................................................................................................... 13+2 A24CE ........... 45,000
—Beech 300 and 300LW ..................................................................................................... 15+2 A24CE ........... 30,000
—Beech B300 and B300C ................................................................................................... 19+2 A24CE ........... 30,000
—Beech 1900D .................................................................................................................... 15+2 A24CE ........... 45,000
British Aerospace Ltd.:
—BAe Jetstream 3101 ......................................................................................................... 19+2 A21EU ........... 45,000
—BAe Jetstream 3201 ......................................................................................................... 19+2 A56EU ........... 30,000
Cessna Aircraft Co.:
—Cessna 402 Series (all models except 402C) .................................................................. 8+2 A7CE ............. 12,000
—Cessna 402C .................................................................................................................... 8+2 A7CE ............. 7,700

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72764 Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations

APPENDIX B TO PART 129.—DESIGN-LIFE GOALS—Continued


Type certifi-
Number of Design-life
Airplane type cate data
seats goal (hours)
sheet

deHavilland Aircraft Co.: DHC–6 ................................................................................................. 22+2 A9EA .............. 33,000


Dornier-Luftfahrt GmbH:
—Dornier 228–100 and –200 ............................................................................................... 19+2 A16EU ........... 42,800
—Dornier 228–101 and –201 ............................................................................................... 19+2 A16EU ........... 32,800
—Dornier 228–202 ............................................................................................................... 19+2 A16EU ........... 29,600
—Dornier 228–212 (Except SN 155 & 191 and up) ............................................................ 19+2 A16EU ........... 26,400
—Dornier 228–212 (SN 155 and 191 and up) .................................................................... 19+2 A16EU ........... 42,800
Empresa Brasileira de Aeronautica (Embraer): Embraer EMB–110 19+2 A21SO ........... 30,000
Fairchild Aircraft Corporation:
—SA226–TC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–AT ......................................................................................................................... 14+2 A5SW ............. 35,000
—SA227–TT ......................................................................................................................... 9+2 A5SW ............. 35,000
—SA227–AC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–PC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–BC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–CC ........................................................................................................................ 19+2 A18SW ........... 35,000
—SA227–DC ........................................................................................................................ 19+2 A18SW ........... 35,000
Pilatus Britten-Norman: PBN BN–2 Mk III (all models) .............................................................. 16+2 A29EU ........... 20,480
Piper Aircraft Inc., The New:
—PA 31 Navajo .................................................................................................................... 6+2 A20SO ........... 11,000
—PA 31–300 Navajo ............................................................................................................ 6+2 A20SO ........... 15,500
—PA 31P Pressurized Navajo ............................................................................................. 6+2 A8EA .............. 14,000
—PA 31T Cheyenne and Cheyenne II ................................................................................ 7+2 A8EA .............. 12,000
—PA 31–350 Chieftain and (T–1020) .................................................................................. 9+2 A20SO ........... 13,000
—PA 31–325 Navajo CR ..................................................................................................... 9+2 A20SO ........... 11,000
—PA 31T2 Cheyenne II XL ................................................................................................. 5+2 A8EA .............. 11,400
—PA 31T3 (T–1040) without tip tanks ................................................................................. 9+2 A8EA .............. 17,400
—PA 31T3 (T–1040) with tip tanks ...................................................................................... 9+2 A8EA .............. 13,800
Short Brothers PLC:
—SD3–30 ............................................................................................................................. 39+2 A41EU ........... 57,600
—SD3–60 ............................................................................................................................. 39+2 A41EU ........... 28,800
—SD3–Sherpa ..................................................................................................................... 39+2 A41EU ........... 40,000

PART 135—OPERATING (d), (e), and (f) of this section list the (e) Design-life goal airplanes. If on or
REQUIREMENTS: COMMUTER AND exceptions to this requirement. after December 5, 2007, the time in
ON-DEMAND OPERATIONS AND (c) Multiengine airplanes with nine or service of the airplane reaches the
RULES GOVERNING PERSONS ON fewer passenger seats. After December design-life goal listed in appendix G to
BOARD SUCH AIRCRAFT 20, 2010, a certificate holder may not this part the certificate holder may
operate, in scheduled operations under operate that airplane in scheduled
12. The authority citation for part 135 operations until the date the airplane’s
continues to read as follows: this part, a multiengine airplane
initially type certificated with nine or time in service reaches the design-life
Authority: 49 U.S.C. 106(g), 40113, 44701–
fewer passenger seats unless the goal or until December 20, 2010,
44702, 44705, 44709, 44711–44713, 44715– whichever occurs sooner. After that
44717, 44722. inspection program for that airplane
date, the certificate holder may not
includes service-history-based
13. Add § 135.168 to read as follows: operate the airplane in scheduled
inspections and procedures. Paragraph
operations unless it complies with
§ 135.168 Supplemental inspections. (e) of this section lists the exception to
paragraph (b) or paragraph (c) of this
(a) Applicability. This section applies this requirement.
section.
to each multiengine airplane operated (d) New model added through type (f) Airworthiness directive-mandated
by a certificate holder in scheduled certificate amendment. This paragraph service-history-based inspections. Until
operations under this part, except for applies to each U.S.-registered December 20, 2010, a certificate holder
those operations conducted between multiengine airplane initially type may operate an airplane for which an
any point within the State of Alaska and certificated with 10 or more passenger airworthiness directive requires the
any other point within the State of seats added to a type certificate after maintenance program to include
Alaska. December 8, 2003, that has a service-history-based inspections and
(b) Multiengine airplanes with 10 or certification basis that does not include procedures. After that date, the
more passenger seats. After December 5, a requirement for damage-tolerance- certificate holder may not operate the
2007, a certificate holder may not based inspections and procedures. A airplane unless the maintenance
operate, in scheduled operations under certificate holder may not operate that program for that airplane includes
this part, a multiengine airplane airplane, in scheduled operations, more damage-tolerance-based inspections and
initially type certificated with 10 or than 4 years after the date of the type procedures.
more passenger seats unless the certificate amendment unless the (g) Approvals. The inspections and
maintenance program for that airplane maintenance program for that airplane procedures required by this section to
includes damage-tolerance-based includes damage-tolerance-based be included in the certificate holder’s
inspections and procedures. Paragraphs inspections and procedures. maintenance program for an airplane

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Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations 72765

must be approved by the FAA Aircraft interval specified in paragraph (c) of the certificate holder that the
Certification Office or office of the Small this section. Administrator has completed the aging
Aircraft Directorate or Transport (d) Airplane and records availability. airplane inspection and records review
Airplane Directorate having cognizance The certificate holder must make required by this section. During the
over the type certificate for the affected available to the Administrator each inspection and records review, the
airplane. airplane for which a inspection and certificate holder must demonstrate to
14. Add § 135.422 to read as follows: records review is required under this the Administrator that the maintenance
section, in a condition for inspection of age-sensitive parts and components of
§ 135.422 Aging airplane inspections and
specified by the Administrator, together the airplane has been adequate and
records reviews for multiengine airplanes
certificated with 10 or more passenger with the records containing the timely enough to ensure the highest
seats. following information: degree of safety.
(a) Applicability. This section applies (1) Total years in service of the (1) Airplanes exceeding 24 years of
to multiengine airplanes with 10 or airplane; service in service on December 8, 2003;
(2) Total flight hours of the airframe; initial and repetitive inspections and
more passenger seats operated by a
(3) Total flight cycles of the airframe; records reviews. For an airplane that has
certificate holder in scheduled
(4) Date of the last inspection and exceeded 24 years in service on
operations under this part, except for
records review required by this section; December 8, 2003, no later than
those airplanes operated by a certificate
(5) Current status of life-limited parts December 5, 2007, and thereafter at
holder between any point within the
of the airframe; intervals not to exceed 7 years.
State of Alaska and any other point
(6) Time since the last overhaul of all (2) Airplanes not exceeding 14 years
within the State of Alaska.
structural components required to be in service but not 24 years in service on
(b) Operation after inspections and
overhauled on a specific time basis; December 8, 2003; initial and repetitive
records review. After the dates specified
(7) Current inspection status of the inspections and records reviews. For an
in this paragraph, a certificate holder
airplane, including the time since the airplane that has exceeded 14 years in
may not operate a multiengine airplane
last inspection required by the service, but not 24 years in service, on
in scheduled operations under this part
inspection program under which the December 8, 2003, no later than
unless the Administrator has notified
airplane is maintained; December 4, 2008, and thereafter at
the certificate holder that the
(8) Current status of the following, intervals not to exceed 7 years.
Administrator has completed the aging
including the method of compliance: (3) Airplanes not exceeding 14 years
airplane inspection and records review (i) Airworthiness directives;
required by this section. During the in service on December 8, 2003; initial
(ii) Corrosion Prevention and Control and repetitive inspections and records
inspection and records review, the Programs; and
certificate holder must demonstrate to reviews. For an airplane that has not
(iii) Inspections and procedures exceeded 14 years in service on
the Administrator that the maintenance required by § 135.168 of this part;
of age-sensitive parts and components of December 8, 2003, no later than 5 years
(9) A list of major structural after the start of the airplane’s 15th year
the airplane has been adequate and alterations; and
timely enough to ensure the highest in service and thereafter at intervals not
(10) A report of major structural to exceed 7 years.
degree of safety. repairs and the current inspection status
(1) Airplanes exceeding 24 years in (c) Unforeseen schedule conflict. In
for those repairs. the event of an unforeseen scheduling
service on December 8, 2003; initial and (e) Notification to Administrator. Each
repetitive inspections and records conflict for a specific airplane, the
certificate holder must notify the Administrator may approve an
reviews. For an airplane that has Administrator at least 60 days before the
exceeded 24 years in service on extension of up to 90 days beyond an
date on which the airplane and airplane interval specified in paragraph (c) of
December 8, 2003, no later than records will be made available for the
December 5, 2007, and thereafter at this section.
inspection and records review. (d) Airplane and records availability.
intervals not to exceed 7 years. 15. Redesignate existing § 135.423 as
(2) Airplanes exceeding 14 years in The certificate holder must make
§ 135.424. available to the Administrator each
service but not 24 years in service on 16. Add new § 135.423 to read as
December 8, 2003; initial and repetitive airplane for which an inspection and
follows: records review is required under this
inspections and records reviews. For an
airplane that has exceeded 14 years in § 135.423 Aging airplane inspections and section, in a condition for inspection
service, but not 24 years in service, on records reviews for multiengine airplanes specified by the Administrator, together
December 8, 2003, no later than certificated with nine or fewer passenger with the records containing the
December 4, 2008, and thereafter at seats. following information:
intervals not to exceed 7 years. (a) Applicability. This section applies (1) Total years in service of the
(3) Airplanes not exceeding 14 years to multiengine airplanes certificated airplane;
in service on December 8, 2003; initial with nine or fewer passenger seats (2) Total flight hours of the airframe;
and repetitive inspections and records operated by a certificate holder in (3) Date of the last inspection and
reviews. For an airplane that has not scheduled operations under this part, records review required by this section;
exceeded 14 years in service on except for those airplanes operated by a (4) Current status of life-limited parts
December 8, 2003, no later than 5 years certificate holder between any point of the airframe;
after the start of the airplane’s 15th year within the State of Alaska and any other (5) Time since the last overhaul of all
in service and thereafter at intervals not point within the State of Alaska. structural components required to be
to exceed 7 years. (b) Operation after inspections and overhauled on a specific time basis;
(c) Unforeseen schedule conflict. In records review. After the dates specified (6) Current inspection status of the
the event of an unforeseen scheduling in this paragraph, a certificate holder airplane, including the time since the
conflict for a specific airplane, the may not operate a multiengine airplane last inspection required by the
Administrator may approve an in scheduled operations under this part inspection program under which the
extension of up to 90 days beyond an unless the Administrator has notified airplane is maintained;

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72766 Federal Register / Vol. 67, No. 235 / Friday, December 6, 2002 / Rules and Regulations

(7) Current status of the following, (8) A list of major structural Administrator at least 60 days before the
including the method of compliance: alterations; and date on which the airplane and airplane
(i) Airworthiness directives; (9) A report of major structural repairs records will be made available for the
(ii) Corrosion Prevention and Control and the current inspection status for inspection and records review.
Programs; and these repairs.
(iii) Inspections and procedures (e) Notification to Administrator. Each 17. Add appendix G to part 135 to
required by § 135.168 of this part; certificate holder must notify the read as follows:

APPENDIX G TO PART 135.—DESIGN-LIFE GOALS


Type certifi-
Number of Design-life
Airplane type cate data
seats goal (hours)
sheet

Raytheon (Beech) Aircraft Co.:


—Beech 99 (all models) ....................................................................................................... 15+2 A14CE ........... 46,000
—Beech 1900 and 1900C .................................................................................................... 19+2 A24CE ........... 45,000
—Beech 300 and 300LW ..................................................................................................... 13+2 A24CE ........... 30,000
—Beech B300 and B300C ................................................................................................... 15+2 A24CE ........... 30,000
—Beech 1900D .................................................................................................................... 19+2 A24CE ........... 45,000
British Aerospace Ltd.:
—BAe Jetstream 3101 ......................................................................................................... 19+2 A21EU ........... 45,000
—BAe Jetstream 3201 ......................................................................................................... 19+2 A56EU ........... 30,000
Cessna Aircraft Co.:
—Cessna 402 Series (all models except 402C) .................................................................. 8+2 A7CE ............. 12,000
—Cessna 402C .................................................................................................................... 8+2 A7CE ............. 7,700
deHavilland Aircraft Co.:.
—DHC–6 .............................................................................................................................. 22+2 A9EA .............. 33,000
Dornier-Luftfahrt GmbH:
—Dornier 228–100 and ¥200 ............................................................................................. 19+2 A16EU ........... 42,800
—Dornier 228–101 and ¥201 ............................................................................................. 19+2 A16EU ........... 32,800
—Dornier 228–202 ............................................................................................................... 19+2 A16EU ........... 29,600
—Dornier 228–212 (Except SN 155 & 191 and up) ............................................................ 19+2 A16EU ........... 26,400
—Dornier 228–212 (SN 155 and 191 and up) .................................................................... 19+2 A16EU ........... 42,800
Empresa Brasileira de Aeronautica (Embraer): Embraer EMB–110 .......................................... 19+2 A21SO ........... 30,000
Fairchild Aircraft Corporation:
—SA226–TC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–AT ......................................................................................................................... 14+2 A5SW ............. 35,000
—SA227–TT ......................................................................................................................... 9+2 A5SW ............. 35,000
—SA227–AC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–PC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–BC ........................................................................................................................ 20+2 A8SW ............. 35,000
—SA227–CC ........................................................................................................................ 19+2 A18SW ........... 35,000
—SA227–DC ........................................................................................................................ 19+2 A18SW ........... 35,000
Pilatus Britten-Norman: PBN BN–2 Mk III (all models) .............................................................. 16+2 A29EU ........... 20,480
Piper Aircraft Inc., The New:
—PA 31 Navajo .................................................................................................................... 6+2 A20SO ........... 11,000
—PA 31–300 Navajo ............................................................................................................ 6+2 A20SO ........... 15,500
—PA 31P Pressurized Navajo ............................................................................................. 6+2 A8EA .............. 14,000
—PA 31T Cheyenne and Cheyenne II ................................................................................ 7+2 A8EA .............. 12,000
—PA 31–350 Chieftain and (T–1020) .................................................................................. 9+2 A20SO ........... 13,000
—PA 31–325 Navajo CR ..................................................................................................... 9+2 A20SO ........... 11,000
—PA 31T2 Cheyenne II XL ................................................................................................. 5+2 A8EA .............. 11,400
—PA 31T3 (T–1040) without tip tanks ................................................................................. 9+2 A8EA .............. 17,400
—PA 31T3 (T–1040) with tip tanks ...................................................................................... 9+2 A8EA .............. 13,800
Short Brothers PLC:.
—SD3–30 ............................................................................................................................. 39+2 A41EU ........... 57,600
—SD3–60 ............................................................................................................................. 39+2 A41EU ........... 28,800
—SD3–Sherpa ..................................................................................................................... 39+2 A41EU ........... 40,000

PART 183–REPRESENTATIVES OF § 183.33 Designated Airworthiness Service in the areas of manufacturing


THE ADMINISTRATOR Representative. and engineering.
* * * * * * * * * *
18. The authority citation for part 183 (a) Perform examination, inspection, Issued in Washington, DC, on November 1,
continues to read as follows: and testing services necessary to issue, 2002.
Authority: 31 U.S.C. 9701; 49 U.S.C. and to determine the continuing Marion C. Blakey,
106(g), 40113, 44702, 45303. effectiveness of, certificates, including
Administrator.
issuing certificates, as authorized by the
19. Amend § 183.33 by revising [FR Doc. 02–30111 Filed 12–5–02; 8:45 am]
Director of Flight Standards Service in
paragraph (a) to read as follows: BILLING CODE 4910–13–P
the area of maintenance or as authorized
by the Director of Aircraft Certification

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