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Advances in Paleoimaging
Advances in Paleoimaging
Applications for Paleoanthropology, Bioarchaeology,
Forensics, and Cultural Artifacts

Ronald G. Beckett and Gerald J. Conlogue


First edition published 2020
by CRC Press
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and by CRC Press


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Typeset in Minion
by Deanta Global Publishing Services, Chennai, India
Gerald J. Conlogue Ronald G. Beckett
It has been almost a decade since the first book, As with the first edition, this book is dedicated
Paleoimaging: Field Applications for Cultural not only to those many individuals who have
Remains and Artifacts (CRC Press, 2010), helped me to develop my endoscopic and scientific
was published. At that time, I recognized the skills, but also to those who have enhanced my
radiographers who were not only my teachers but understanding of pathophysiology among the living.
also role models. Of course, I continue to dedicate LeRoy Johansen, Steven McPherson, Bud Spearman,
this work to those individuals and all radiographers, Robert Kaczmarek, Dean Hess, and Harold
but for this edition I’d like to include the application McAlpine, who collectively taught me how to be a
specialist, David Bugg, and service engineers, Bob respiratory therapist and to never be satisfied with
Kowalski and Bob French, who made it possible for the status quo, and provided a model to follow in
me to attempt to master the Toshiba Aquilion® unit. research and scholarly work. To Drs. William Ludt
and Michael McNamee, who consistently challenged
The decision to not only revise but also expand
my understanding of clinical medicine and disease
the content required reverting to lessons learned
states and encouraged me to know more.
from very demanding and respected past mentors
and professors. Therefore, to Lawrence R. Penner, To Ralph “Buster” Beckett, whose early twentieth
Harvey Levine, Michael Adess, William J. Foreyt, century work in agricultural research sparked
Kenneth Kardong, E. Leon Kier, and John Ogden. my desire to understand the world around me.
To my parents, Howard and Terry Beckett, who
I’d like to repeat my dedication to my son, Byron,
taught and encouraged me to “play in the sand,”
his wife, Nicole, and my son, Michael, for their
no matter how old I was. To my sons, Matthew,
encouragement and continuing acceptance of my
Paul, stepson, James, and daughter, Julie, who
eccentricities. To my daughter, Keanau, who has
have always been supportive of my interests and
also demonstrated tolerance over the years, and
efforts and from whom I continue to learn so
to her husband, Kevo, and my grandson, Deion.
much. And to my wife, Katherine Harper-Beckett,
Finally, to my wife, Shar Walbaum, for her support
who has supported so many projects and helped
in every endeavor and adventure I’ve undertaken.
me find ways to get things done. Katherine has
Without her initial encouragement and inspiration,
held me up on so many occasions with her quiet
I never would have embarked on the path that
strength and sincere belief in me, and without her
has led me to the submission of this manuscript.
support my efforts would be less than complete.
Contents

Foreword ix
Preface xi
Acknowledgments xiii
Contributors xv

1 Photography Associated with Paleoimaging: With Notes on Videography,


LiDAR, Ground Penetrating Radar, and 3D Surface Scanning 1
RONALD G. BECKETT, FÁTIMA ALBA RENDÓN-HUERTA, AND MICHAEL J. WRIGHT

2 Endoscopy in Anthropological and Archaeological Applications 11


RONALD G. BECKETT

3 XRF (X-Ray Fluorescence) 21


RONALD G. BECKETT

4 Plane Radiography, Digital Radiography, Mammography, Tomosyntheses,


and Fluoroscopy 27
GERALD J. CONLOGUE, ROBERT LOMBARDO, WILLIAM HENNESSY, MARK VINER,
AND ALICIA GIAIMO

5 Contrast Media 85
GERALD J. CONLOGUE AND RONALD G. BECKETT

6 Industrial Radiography 107


ROBERT LOMBARDO AND GERALD J. CONLOGUE

7 Computed Tomography (CT), Multi-Detector Computed Tomography (MDCT),


Micro-CT, and Cone Beam Computed Tomography (CBCT) 111
GERALD J. CONLOGUE, ANDREW J. NELSON, AND ALAN G. LURIE

8 Magnetic Resonance Imaging (MRI) 179


JOHN POSH AND GERALD J. CONLOGUE

9 Development of Study Strategies 185

Section 1: Ethical Considerations 187


RONALD G. BECKETT AND ANDREW J. NELSON

Section 2: Determining Imaging Needs 193


GERALD J. CONLOGUE, RONALD G. BECKETT, AND MARK VINER

vii
viii Contents

Section 3: Workflow (Throughput)—Systems Design for Field Research 199


GERALD J. CONLOGUE, RONALD G. BECKETT, AND MARK VINER

Section 4: Radiographic Data Formats, Graphic Software, and Online


Data Repositories 203
ANDREW J. NELSON

Section 5: Interpretation Strategies 211


GERALD J. CONLOGUE, SAHAR N. SALEEM, AND PÉTER ZÁDORI

Section 6: Integration of Bioarchaeology and Bioarchaeology of Care Models 217


RONALD G. BECKETT

Section 7: Field Paleoimaging Safety and Health Challenges 221


RONALD G. BECKETT AND MARK VINER

Section 8: Radiation Protection and Safety 231


MARK VINER AND GERALD J. CONLOGUE

APPENDICES

Appendix A: Radiography Field Data Sheet 243


Appendix B: Recording Form for Multi-Detector Computed Tomography 245
Appendix C: Micro-CT Recording Form 247
Appendix D: Recording Form for XRF 249
Appendix E: Recording Form for Endoscopic Examination of Mummified or Skeletal
Remains (see Chapter 2) 251
Appendix F: Radiologist Report Form—Preliminary Interpretations 253
Appendix G: Example of Risk Assessment Documentation (see Chapter 9 Section 7) 257
Appendix H: Expedition Kit List—Papua New Guinea 265
Appendix I: Statement of Health 267
Appendix J: R
 adiation Protection Examples from the Oxford Project (see Chapter 9
Section 8) 269
Index 273
Foreword

Ron Beckett and Jerry Conlogue have assembled the quickly and efficiently. Chapter 9 of this edition is about
authoritative and comprehensive treatment of the field the development of specific strategies for different paleo-
of paleoimaging. This book is the culmination of two imaging projects. This approach reflects the years of
careers in the world of clinical imaging, with all that Beckett and Conlogue’s experience in the imaging suite,
expertise creatively and critically applied to the paleo- in the lab, in museums, and in remote field sites where
imaging world. This volume is firmly grounded in the the lack of planning can lead to the failure of a project.
basics. “The basics” including everything from the fun- Another organizing philosophy that underlies
damentals of X-radiation, to the “how to’s” of radiog- this volume is teamwork. Ron and Jerry have fostered
raphy in the field, to strategies for the most effective a wide and varied network of relationships with stu-
operation of sophisticated computed tomography (CT) dents and scholars, with specialists from the clinical
scanners. The worlds of industrial and medical imaging realm and those from the bioarchaeological realm,
are evolving at “light speed” and that evolution is well and with people from academia and the general pub-
captured here in the chapters that discuss the different lic. That is because everything that they do has the
forms of computed tomography, digital radiography, highest integrity, they incorporate others into high-
and magnetic resonance imaging (MRI). But we are also functioning teams, and they are generous with their
reminded that advanced digital infrastructure is not own talents and expertise. The contributors to chap-
available everywhere, so the plane radiography chapter ters in this volume include many members of that net-
includes an extensive discussion of the use of film and work and the richness of the chapters that arise from
the contrast media chapter includes specimens prepared this collaboration reflects the unique expertise that
decades ago, making techniques developed before the each contributor brings to the table. This network also
personal computer relevant to today’s paleoimagers. features strongly in the collaborative approach to the
I have been fortunate to work with Ron and Jerry for interpretation of paleoimages, which is encapsulated
over 20 years and I have witnessed the incorporation of in the phrase “diagnosis by consensus” (Beckett 2017;
cutting-edge technology into a well-grounded approach Wade et al. 2019).
to paleoimaging that can get the job done anywhere. I One very exciting feature of this volume is the sepa-
have seen darkrooms set up in bathrooms, closets, and rate volume Case Studies for Advances in Paleoimaging
snap-together tents. The technology changed in 2013, and Other Non-Clinical Applications. The breadth of the
when I joined Beckett, Conlogue, and other colleagues case studies is remarkable and, once again, it reflects
in Quito, Ecuador, to study a collection of mummy bun- the rich and diverse experience that Ron and Jerry have
dles originally from Peru. That project was a microcosm accumulated over the past decades. There are mummies
of this volume, starting with photography, endoscopy, and other paleoimaging subjects on every continent
and plane radiography and then, on a return visit, incor- (save perhaps Antarctica), and these two scientists have
porating CT of a select sample of mummies. Here the seen a good portion of them. These cases bring the dis-
plane radiography was done using computed radiogra- cussion of strategies and techniques vividly to light and
phy (CR) technology instead of traditional film, which they give the reader a view into the amazing experiences
greatly increased our efficiency, allowing us to shoot 37 that Ron and Jerry have had as they travel the world,
bundles in a week. Since then, Beckett and Conlogue endoscope and X-ray machine in hand, willing to take
have moved to digital radiography (DR) technology and on significant challenges with the goal of shedding new
their efficiency is even greater. light on the past lives of people and their artifacts.
The example of the project in Quito illustrates an This volume, with its accompanying volume of case
important factor that is also a key organizing principle studies, will become the must-have reference set for any-
of this volume—strategy. In Quito, we each had specific one with an interest in paleoimaging—whether seek-
tasks and were able to process the mummy bundles ing to do it themselves or to better understand how an

ix
x Foreword

imaging study has been done. This book is the distilla- References
tion of encyclopedic knowledge of imaging in general, of
1. Beckett, R.G. 2017. Digital data recording and interpre-
interesting and unusual applications, and of great talents tational standards in mummy science. International
in the areas of flexibility and adaptability. The breadth Journal of Paleopathology 19: 135–141.
of applications will be relevant to interested parties well 2. Wade, A.D., Beckett, R.G., Conlogue, G.J., Garvin,
beyond bioarchaeology. G.J., Saleem, S.N., Natale, G., Caramella, D., Nelson,
Andrew J. Nelson, Professor, Archaeology/ A.J. 2019. Diagnosis by consensus: A case study in the
Bioarchaeology, Department of Anthropology, Western importance of interdisciplinary interpretation of mum-
University, London, Ontario, Canada mified pathological conditions. International Journal of
Paleopathology 24: 144–153.
Preface

Medical and industrial imaging methods have become technologies. The authors began this work to provide a
powerful tools in both the documentation and data col- basis for understanding the application of various imag-
lection procedures found in many non-traditional set- ing modalities in archaeological, anthropological, bio-
tings. In this book, two of the most preeminent experts in anthropological, and forensic settings. Filled with over
the field serve as volume editors, providing an in-depth 350 images, the writing draws on the editors’ global
examination of the current and growing range of imag- experience in the paleoimaging of cultural remains and
ing tools and techniques currently available on the mar- artifacts, offering a view of the diverse environments
ket. These editors and their contributing authors—top in which field paleoimaging is conducted. The book
practitioners in the field—explain how these techniques will be an essential reference for conservators, museum
can be applied to all aspects of forensic and archaeo- archivists, forensic anthropologists, paleopathologists,
logical analysis. In addition to providing useful data for archaeologists, and anyone looking to gather imaging
analysis, these powerful tools have the added benefit of information and perform non-destructive research on
being non-destructive, thereby preserving the remains historical or culturally significant artifacts or remains,
or artifacts for future analysis with yet-to-be-developed or in the process of a forensic investigation.

xi
Acknowledgments

All paleoimaging work is teamwork. We have been fortu- Joe Mullins


nate to have been invited to collaborate on a great many Paul Nader, DVM
research endeavors around the globe. We need to acknowl- Warren Raymond
edge many researchers and colleagues from whom we Eddy Rosenblatt, MD
have learned so very much about the exciting “time travel” Andrea Gernon
we all get to experience through our common interests. Andrew Wade
Anna Dhody
Yvette Bailey, MD Josh Berstein
Jelena Bekvalac Bruce Kaiser, PhD
Nicholas Bellantoni Bob Brier
Dario Piombino-Mascali Roger Colton
Jeff Sorobello Janet Monge
Larry Pernick Sonia Guillen
Jane Buikstra Bernardo Ariaza
Maureen Daros Ripley’s Believe it or Not®
George Grigonis Bruker
Hanna Polasky Mütter Museum
Emad Hamid, MD National Geographic Channel USA
Anthony Fishetti, DVM National Geographic Channel International
Victoria McCoy National Geographic Society
Dick Horn Paleopathology Association
David Hunt Yale Peabody Museum of Natural History
Lorna Tilley Rosicrucian Egyptian Museum

xiii
Contributors

James Adams, DO John Posh, RT(R)(MR)


Kirksville College of Osteopathic Medicine Metrasens
Kirksville, Missouri Lisle, Illinois

Kyler Douglas, BS Fátima Alba Rendón-Huerta


Kirksville College of Osteopathic Medicine Guanajuato City, Mexico
Kirksville, Missouri
Sahar N. Saleem, MBBCH, MSc, MD
Alicia Giaimo, MBA-HCM, MHS, Department of Radiology—Kasr Al Ainy Faculty of Medicine
RT(R)(M)(BD), ARRT Cairo University
Radiologic Sciences Program Cairo, Egypt
Department of Diagnostic Imaging, Quinnipiac University
Hamden, Connecticut Solomon Segal, MD
Kirksville College of Osteopathic Medicine
Ramón Gonzalez, MD Kirksville, Missouri
Department of Radiology and Biomedical Imaging
School of Medicine, Yale University Mark Viner, FCR, MSc, HDCR(R), DipFMS,
New Haven, Connecticut DipFHID, MCSFS
Cranfield Forensic Institute
William Hennessy, MHS, RT(R)(M)(QM), ARRT Defence Academy of the United Kingdom
Department of Radiologic Sciences Shrivenham, United Kingdom
Quinnipiac University
and
Hamden, Connecticut
Barts and The London School of Medicine and Dentistry
Robert Lombarbo, BSRT(R), ARRT Queen Mary University
Adjunct Faculty London, United Kingdom
Diagnostic Imaging Program Quinnipiac University
Hamden, Connecticut Michael J. Wright
Director – Vestigium Lux S.A de C.V
and
Guanajuato City, Mexico
Office of the Chief Medical Examiner for the State of Connecticut
Farmington, Connecticut Bruce Young, PhD
Department of Anatomy
Alan G. Lurie, DDS, PhD Kirksville College of Osteopathic Medicine
Department of Oral Health and Diagnostic Sciences Kirksville, Missouri
University of Connecticut School of Dental Medicine
Farmington, Connecticut Péter Zádori, PhD, MD
Moritz Kaposi Teaching Hospital
Andrew J. Nelson, PhD Dr. József Baka Diagnostic, Radiation Oncology, Research and
Department of Anthropology and Chemistry Teaching Center
University of Western Ontario Kaposvár, Hungary
London, Canada
and
Royal Ontario Museum
Toronto, Canada

xv
Photography Associated with Paleoimaging:
With Notes on Videography, LiDAR, Ground
Penetrating Radar, and 3D Surface Scanning 1
RONALD G. BECKETT, FÁTIMA ALBA RENDÓN-HUERTA,
AND MICHAEL J. WRIGHT

Contents
Photography 1
Videography 5
Light Detection and Ranging (LiDAR) 6
Ground Penetrating Radar 7
3D Surface Scans 8
Summary 8
References 8

Photography evidentiary documentation of subject, context, proce-


dure, and field adaptation or modifications. The intent is
Photography has had a close interwoven relationship to to provide a more objective application rather than using
anthropology for many years. Ever since the inception it as a tool to elicit some type of deep human response.
of the field of anthropology as a science, photography With that said, photography as one of the multimodal
has played a role. Photography ‘demonstrated’ what was tools in paleoimaging not only provides scientific docu-
being described in research reports and helped make mentation but may also produce images that can move
findings concrete. Photography in anthropology has the heart as well. Although the ideal would be to have a
evolved into a subspecialty within the broader context professional photographer who also possesses skills in
of the field. Debates continue on whether a professional, anthropology as a paleoimaging team member, this is
trained in the skills and art of photography, should be not always feasible. Typically, the paleoimagers them-
employed in field studies or rather if photographs taken selves act as the project photographers. Photography, in
by other experts can suffice. most scientific fields, is usually considered as an artistic
Photography tries to capture on film two major discipline—as if art did not imply rigorous methodolo-
aspects of a field research study. One is to provide, via gies or technical explorations. Rather, photography is a
the photograph, evidence and documentation of the conceptual vehicle for global comprehension of field-
research and context as it relates to the specific objec- work and for the measurement and control of the vari-
tives. The second is to try to capture the ‘experience’ of ables around archaeological finds or museum pieces.
the field study and its subjects. It is the intent of photo- With the advent of digital photography, images can
graphic documentation to objectify that which is being be reviewed, discarded, re-shot, cropped, and stored in
observed. In doing so, photography documents the a very short period of time. A basic knowledge of photo-
experience as well as the subject matter. It is difficult to graphic variables and their manipulation to maximize
see a photograph of an elaborate tomb with ample grave data collection is required.
goods and a mummified human being and not have an Photography in paleoimaging is grounded in the
emotional experiential response. We are all only human forensics approach of evidence collection. The photo-
after all. graph should be objective, not staged, and honest. Each
It is not the intent of this chapter to debate or describe photograph should contain an image with and then
the role of photography in the broader anthropological without a scale. Photography should be objective-driven
or archaeological context, but rather to describe its role and the photographic images should be utilized in the
as an adjunct to paleoimaging. The use of photography daily review of data. Radiographic, endoscopic, observa-
as an adjunct to paleoimaging is less concerned with tional, and photographic data will all, in their own way,
its place in visual anthropology and more focused on contribute to the case at hand. The photographic record

1
2 Advances in Paleoimaging

can be used to justify a novel approach to problem solv- at the same time serve to record and describe the culture
ing in the field and visually explain abstract situational of science. Another observer may see the photograph of
variables or contextual settings. Furthermore, the paleo- the busy research team as an invasion of the sanctity of
photographer has to self-question how photographs sup- the dead. One picture speaks a thousand words and may
port the research and all the members of a professional evoke as many human responses as well.
team involved in a project. The photographs invite them The basic intent of paleophotography in support of
to observe the subject with different perspectives for paleoimaging projects is not to manipulate study envi-
professional empathy and complementarity. The pho- ronments or create works of art, but some essential
tograph further serves to present research project data photographic approaches are helpful in gathering the
to other professionals who could not be in the field. In appropriate objective-based images. These images exist
this way, additional professional input may be acquired to authenticate objects, to provide evidence regarding
through examination of the photographic image. The conservation efforts and deterioration, to act as surro-
electronic age has made this an even greater possibility. gate collections for research duties, to amass documen-
Messaging or emailing a photograph to a colleague far tary evidence, or as potential objects of art, all to inform
away during the course of the study can provide instruc- science or technology with essential didactic purposes.
tive feedback as to what additional data need to be col- The first approach is that of standard photogra-
lected while the team is still on site. phy using ambient lighting. The standard photograph
While the photographic data should be collected records what is there and at times captures important
with objectivity in mind, the area of anthropological features that the observer may have missed during direct
research is filled with images that may serve to describe observational methods. As an example, using standard
the human species’ journey on this planet. Objective- photography in a case of a mummy prepared with an
based photographs have the potential to evoke an emo- arsenic solution and using the forensic photography
tional response. Consider the radiographic image of principle of documenting everything from every aspect,
the mummified remains of an infant under study by a a photograph was taken of the posterior surface of the
team of anthropologists and paleoimagers (Figure 1.1). mummy under investigation. The photograph revealed
Photographs of this type document study activities while parallel linear depressions on the buttocks of the
mummy, suggesting that in this case the mummy was
prepared or dried on a rack (Figure 1.2). The research
team had examined this mummy several times prior
to this investigation and yet it was the photograph that
‘saw’ what was not observed.
Filtered photography can be very useful as well.
Filtered photography as a documentary tool to image
cultural modifications such as tattoos will better dif-
ferentiate the target from the background. While many

Figure 1.2 A photograph of the underside of a mummy


known as ‘Sylvester’ demonstrated several impressions
Figure 1.1 Photography used to capture the ‘culture’ of (arrows) indicating that this mummy was likely placed on
research in action. a drying rack during the mummification process.
Photography Associated with Paleoimaging 3

filters exist and their applications are well beyond the the physical conditions of the study environ-
scope of this text, infrared filtering in photography is ment, the cultural and physical context of the
quite useful in bringing out a tattooed image from the regional area often supports the understanding
surrounding skin, whereas ultraviolet light may help of the paleoimaging data collected. For exam-
differentiate among tissue types or surface structures ple, in a large population, paleoimaging study
not discernible to the naked eye. findings indicate that there are a lot of healed
Lighting is an important aspect of photography. fractures that are typically associated with falls.
While most photography used in support of paleoim- It would be critical that the terrain surround-
aging projects employ ambient light, additional light- ing the burial area or near the archaeological
ing may be required. When additional lighting is used context associated with the burials be photo
it should be staged to reduce any shadowing or over- documented as the photographs inform the
dramatizing of the setting. Another useful lighting paleoimaging interpreters about the possible
technique in support of paleoimaging projects is that of nature and cause of the fracture patterns being
raking the light over the subject. Because of the behavior disclosed by the radiographs.
of light, raking can often improve the observer’s under- The general environment associated with
standing of the textures on the surface of the subject the study at hand should be photographed with
(Figure 1.3). respect to those environmental features that
As stated, the use of photography associated with may impact the work to be done. In addition,
paleoimaging projects should be objective-based. While the context from where the cultural remains
not limited to these objectives, photography should or artifacts came is critical as it may assist in
include the following traits as a minimum: the interpretation of paleoimaging data. The
environmental conditions may help to explain
1) The subject(s)—The subject should be photo taphonomic characteristics of the cultural
documented from every angle possible without remains as artifacts, as well as human and ani-
harming the subject. The varied views of the mal remains, continue to interact with their
subject(s) provide paleoimagers with additional environment over time (Aufderheide, 2003).
information from which to develop approaches These photographs may include documentation
to the imaging tasks at hand. The initial pho- of nearby waterways, urban sprawl, evidence of
tographs are intended to be a general survey of flood plains, landslides or cave ins, and docu-
the subject(s). However, if a particular entrance mentation of current climatic characteristics
route for the endoscopic procedure is seen, for to name a few. Photographs of where the cul-
example, it can be documented using an appro- tural material was found is also critical, as often
priate photographic technique, such as macro a microclimate exists that can further explain
photography. Later in the study, a more scien- the condition of the remains or artifacts. These
tific or forensic approach will be used. photographs may include tombs, a cliffside, or
2) The context—The context of the imaging study other burial aspects, such as wrappings and
should be photo documented. In addition to enclosures that may have impacted mummifica-
tion or the state of preservation of the remains.
If radiographic or endoscopic images are later
transported to specialists in other countries,
photographs of the regional environmental
conditions and the specific burial sites may
be critical in interpreting what is seen on the
paleoimaging data.
3) Work environment/conditions—Of equal
importance is the photographic documenta-
tion of the specific paleoimaging environment,
exactly where the work is to be conducted. On
many occasions, field paleoimaging is conducted
in very tight settings, such as in caves, tombs,
Figure 1.3 A photograph demonstrating the lighting tech-
nique known as ‘raking,’ which accentuated the target and remote research facilities. Photographic
observation. Additionally, macro photography contributed documentation of these variables not only pro-
to the detail of the target anomaly. vides a record of the working conditions but
4 Advances in Paleoimaging

may also assist future researchers who are plan- 5) Macro photography of specific targets—As the
ning a field paleoimaging project in the same study or subject dictates, close-up photography
or a similar environment. Photographic docu- should be conducted (see Figure 1.3). This may
mentation of how logistical challenges were be required for a variety of reasons. Impressions
resolved is also useful information to future from wrapping textiles present on the skin,
research teams. Any feature of the environmen- anomalous findings such as tattoos, apparent
tal setting that may pose a safety risk should be entry wounds, burns or fractures, are all exam-
photographed as well. Paths, walkways, stairs, ples of when macro photography should be
ladders, streams, electrical supply outlets, and employed. Also, should any damage to the sub-
generators are just a few examples of what ject occur during the course of the study, photo
should be photographed in order to document documentation should be made.
the challenges and adaptations used to get the 6) Before and after—Each subject involved in the
paleoimaging project underway. study should have before- and after-study pho-
4) Technology and technique—Field conditions tographs taken. These photographs will serve to
often present the paleoimaging team with document the condition of the study subject and
unique challenges regarding the application of to assure that no damage was done in the course
the imaging instrumentation. Specific ways in of the paleoimaging project. Time stamping the
which field problems are solved with regards to photographs is important as well.
the set up and application of imaging modali- a. Before and after: Case study—While we were
ties should be documented in order to pro- researching the collection of medical mum-
vide future researchers with ideas on how to mies in Modena, Italy, on display were two
solve complex technological problems in the preserved full human integumentary sys-
field. Photography in association with radio- tems. During our paleoimaging study, the
graphic paleoimaging should include photo museum curator accused our team of causing
documentation of the available utilities, the cracks in one of the specimens. Fortunately,
X-ray tube support system, the image recep- our team included a professional photog-
tor support system, the exam ‘table’ as the rapher who was able to produce a time-
subjects are radiographed, and a photograph stamped digital photograph of the subject in
from the perspective of the X-ray tube projec- question and document that the cracks were
tion angle. This tube perspective photograph there before our paleoimaging study began
helps those who are not familiar with reading (Figure 1.4). The curator was satisfied with
radiographic images to gain a sense of orien- this evidence and withdrew his accusation.
tation using the photograph of the part of the
subject’s anatomy as a guide to understanding A critical aspect of the photographer’s roll is for the
the X-ray image. Photography in association image capture process to be informed by publication
with endoscopic paleoimaging should include imaging integrity and standards. One critical aspect
photographic documentation of the technical of such standards is to assure that the photographer
set up and instrumentation. Of great impor- reports all technical settings, lighting used, special tech-
tance is a photograph of each entry point used niques, software details, and an accurate documentation
to introduce the endoscope. These entrance of any post-processing applied to a given image. The
points should be photographed with scale. If chronology and location of image acquisition should be
an artificial opening is made to provide access reported reserving alternate location images for com-
to the internal cavities, before and after pro- parison purposes only. Post-processing of an image
cedure photographs must be taken to docu- requires special attention in that contrast and brightness
ment the changes to the subject. Any unique manipulation should not be used to cause data to ‘dis-
instrumentation should be photo documented appear.’ In some situations, such manipulations may be
as well as any new or innovative technique. If required to highlight or accentuate critical features not
a biopsy procedure is conducted, photographs clearly visible on the original image. In these cases, the
of the sample need to be taken with scale to original must be presented along with the manipulated
document the approximate size of the sample. image, demonstrating the justification for such manipu-
The labeled container holding the biopsy mate- lations as related to the study objectives. Post-processing
rial too should be photo documented, creating manipulations must always be justified and reported.
a chain of evidence. Post-processing is a critical concern when dealing with
Photography Associated with Paleoimaging 5

studies. Video documentation has the advantage of cap-


turing the research in process and may assure ethical
practice. Digital video formats have allowed research-
ers in the field to collaborate in real time with other
researchers across the globe. Smart phones, computer
cameras, hand-held cameras, GoPro®-type devices, as
well as high-end professional video instrumentation
have all become commonplace in the field.
The value added to the research efforts of a given
project is that the video record allows the researchers
to review when and what was done as well as the condi-
tions. The videos can also be used to critique how the
work was accomplished in terms of efficiency. Basically,
the video provides an additional perspective to the
still photography in terms of documenting the subject,
context, technology application, targeted documenta-
tion, and care in handling the subjects. Video has the
advantage of producing real-time audio commentary
associated with the image, allowing for a valid record of
research-in-motion.
While paleoimaging research is often focused on
specific biological questions, such as sex, age at death,
paleopathology, funerary practices, and so on, videog-
raphy contributes to yet an additional layer of depth
Figure 1.4 A photograph taken before paleoimaging in a given research setting by providing data for visual
examination verifying the condition of the subject prior to
anthropological analysis. Any given research project
the study.
has a mini-culture related to the context, the individu-
als involved, the subjects, and the many contributors
images captured from advanced paleoimaging methods
from the broader current culture. This allows research-
such as digital radiography, computed radiography, and
ers to frame additional research questions targeting the
magnetic resonance, and will be discussed in the appro-
research ‘experience’ itself.
priate chapters of this text.
Visual anthropology is the collection of anthro-
The manipulation of images using image-processing
pological and ethnographical data representing com-
software can in fact be a form of intentional or uninten-
munication-in-context while studying perception and
tional scientific misconduct. Because of this potential,
significance. Visual anthropology research uses images
most professional publications have drafted strict guide-
for the description, analysis, communication, and
lines for the acquisition and publication of images. Not
interpretation of human behavior (Edwards, 1992). It
understanding how the data acquisition and analysis soft-
encompasses the use of still photography, film, video,
ware work and not reporting any manipulations can eas-
and non-camera-generated images, in the recording of
ily lead to unintended interpretations. Examples of such
ethnographic, archaeological, and other anthropologi-
guidelines are provided to authors from most scientific
cal contexts. In the case of paleoimaging field research,
journals. An excellent example of these guidelines can be
visual anthropology contributes to understanding the
found at the following website https://www.nature.com/
culture of the research experience and how it can be
authors/policies/image.html. Referring to these guidelines
visually interpreted and expressed (Collier and Collier,
for image acquisition and reporting helps to maintain the
1986). These images become artifacts of the paleoim-
ethical integrity of a given study and supports the argu-
aging research culture while further documenting the
ment for having a professional photographer familiar with
nature of the remains and associated artifacts.
such requirements as a member of the research team.
While qualitative in nature, analysis can produce
quantitative research questions as well. For example,
Videography initial videography can be used to review methods and
practices with an eye toward the examination of work
Video documentation of procedures and workflow has efficiency and team interactions. Modifications to ‘work’
been increasingly utilized in bioarchaeological field can be hypothesized, put into practice, and evaluated in
6 Advances in Paleoimaging

terms of outcomes and efficiency, thus contributing to LiDAR, instrumentation includes a laser, a special GPS
the overall current and future research efforts. receiver, and a scanner, which are typically attached to
In one such case, our team was researching 38 an airplane or helicopter for use over a wide area. LiDAR
mummy bundles from the Maranga culture at the is a remote sensing method that uses light to measure
Museo Jacinto Jijón y Caamaño in Quito, Ecuador. The distances to Earth. These distances vary according to
team was multidisciplinary and included two bioarchae- the topography and structure on the surface. The light
ologists, two paleoimagers (computed radiography and is a pulsated laser. These pulses can be used to produce
endoscopy), and two documentarians (still photography exact data about the characteristics of Earth’s surface.
and videography). The research plan included four dis- Primarily used in archaeology to locate other-
tinct stations with the intent of establishing an efficient wise unseen sites of archaeological interest, LiDAR is
work-flow pattern (Figure 1.5). After reviewing the video included in the arsenal of paleoimaging methods since it
documentation at the end of the first day, modifications creates an image of past cultural centers associated with
to the flow were deemed necessary to avoid down time cultural remains and artifacts.
for any of the four stations. The changes resulted in The principle of operation of LiDAR devices is
greater efficiency and use of time and space. straightforward and is based on the principle of light
Videography also contributes to knowledge mobi- reflection. The laser uses rapid pulses of laser light at
lization. Videographs can provide documentation of a surface, some at up to 150,000 pulses per second. A
active research for educational purposes, future research sensor then measures the time it takes for each pulse to
approaches, and museum display presentations as well reflect back. Given that the speed of light is a constant
as public media dissemination. Videography is a valued and known, the LiDAR instrument can then calculate
addition to the paleoimaging research process and com- the distance between itself and the surface. (Figure 1.6).
plements the field photography efforts. The basic conceptual formula for the principle of opera-
tion is Distance = (Speed of Light × Time of Flight)/2.
The accuracy is very high. Using different wavelengths,
Light Detection and Ranging (LiDAR) features such as tree canopies can be factored out of
the image, resulting in a ‘scan’ or complex map of the
Images from photographic ‘drones’ are being con- underlying surface (Figure 1.7). It is important to recall
verted to topographical and photogrammetry data in that LiDAR does not penetrate the surface but only
order to construct 3D models of an archaeological area. scans what is on the surface.
Satellite documentation adds additional data from a LiDAR has made great contributions to the discov-
variety of light-detecting and sensing technologies that ery of new or suspected sites of archaeological interest.
go beyond the visible spectrum (Rowlands and Sarris, Given its use in archaeology regarding the location of
2006; Lasaponara and Masini, 2011; Chase et al, 2011; otherwise unseen sites, LiDAR is included in the arsenal
Corns and Shaw, 2009). Light detection and ranging, or of paleoimaging methods, since it locates and creates an

Figure 1.5 A photograph showing the workflow of a study in Quito, Ecuador. Stations shown are endoscopy (A), radiog-
raphy (B), and anthropometry/archaeometry (C). The image also captures the ‘culture’ of research in action.
Photography Associated with Paleoimaging 7

Figure 1.6 Laser light of specific wavelengths is transmitted to a target structure with the reflected beam returning to
the receiver. The distance to the object from the transmitter can then be calculated.

Figure 1.7 LiDAR suspended from an aircraft creates signal return at each level of reflection. In this example, levels 1
and 2 are factored out, leaving only the ‘image’ of the surface demonstrating contours and structures, if any.

image of past cultural centers, road systems, and struc- than light waves. The radio waves are in the microwave
tures associated with water mobilization, which are then band (UHF/VHF frequencies) of the radio spectrum.
associated with the cultural remains and artifacts of a The radio waves penetrate the earth’s surface and a
given study. receiver determines how long it took that sound wave
to return, indicating structural variations below the
surface. Subsurface structures and stratigraphy cause
Ground Penetrating Radar reflections that are picked up by the receiver. Data may
be plotted as profiles, as plan-view maps isolating spe-
LiDAR assists in locating objects on the large scale such cific depths, or as 3D models. Some of the uses in the
as surface and some subsurface structures, roads, and so bioarchaeological field are the location and characteris-
on. Another tool, ground penetrating radar (GPR), has tics of subterranean structures, tombs, and burials.
been used to assist in locating and imaging subsurface While GPR has proven to be useful, the method
features within the bioarchaeological construct (Zhao has a variety of limitations. Generally, in bioarchaeol-
et al, 2013). The principle of operation is conceptually ogy settings, low-frequency antennas are used. One of
the same as LiDAR, except GPR uses radio waves rather the greatest limitations to the utility of GPR is when
8 Advances in Paleoimaging

the subterranean environment has a highly ‘reflective’ as an actual model to pose and answer broader research
make up. Moisture or wet soil inhibits the effective- questions. Given the potential for a virtual examination,
ness of GPR. Depth penetration may also be a limiting there is great benefit in educational settings.
factor. GPR has good penetration when there are dry
sandy soils or massive dry materials like granite, lime-
stone, and concrete. If there are moist or clay-like soils, Summary
penetration is limited. Additionally, sub-grade debris
can reflect the radar signal minimizing depth penetra- The relationship between photography and the docu-
tion. Rocky or heterogeneous subsurface environments mentation needs of paleoimaging research is clear.
scatter the GPR signal, weakening the signal and thus During a paleoimaging project, the photographer must
decreasing the reliability of the findings. When using be aware not only of what needs to be documented but
low-frequency GPR, the size of the target may limit its also of when the documentation should take place. This
detection. Generally, the smaller the object, the more knowledge comes only from ample fieldwork experience
challenging it would be to identify. Since the images can as a member of the paleoimaging team. We have used
be rendered in 3D, GPR can be a useful tool in the paleo- forensic photographers as well as professional photog-
imaging arsenal. With that said, the interpretation of raphers experienced in anthropological and archaeo-
the images can be very challenging and requires that the logical settings as paleoimaging team members, with
user possess a unique set of skills including archaeology, excellent results. New photographers or students may
geophysics, geology, and statistical physics. also function as the team photographer only if the team
Those readers wanting to learn more about GPR are anthropologist, paleoimager, or seasoned fieldwork pho-
referred to the literature. A good starting point would tographer properly mentors them. A key point of this
be Geoarchaeology and Archaeomineralogy (Eds. R. I. chapter is that there must be a team member who is
Kostov, B. Gaydarska, M. Gurova). 2008. Proceedings responsible for the photographic documentation needs
of the International Conference, 29–30 October 2008 of the team and associated project. Each team member
Sofia, Publishing House ‘St. Ivan Rilski,’ Sofia, 320–324. has his or her own area of expertise. If the paleoradiog-
rapher or endoscopist also tries to serve as the team
photographer, important information will potentially
3D Surface Scans be missed. An individual dedicated to and skilled in
photography will make critical contributions to the out-
Another method of data collection can be found in 3D come of the paleoimaging research project.
surface scanning. 3D surface scans provide a way for the
researchers to create a 3D digital model (stereolithogra-
phy) of a real object or environment. The scans allow for References
analysis of shape, appearance, and condition. Aufderheide, A.C. 2003. The Scientific Study of Mummies.
There are a variety of scanning devices ranging from Cambridge: Cambridge University Press.
simple hand-held units and mounted turntable units, to Chase, A.F., Chase, D.Z., Weishampel, J.F., Drake, J.B.,
large environment scanners. Additionally, the technology Shrestha, R.L., Slatton, K.C., Awe, J.J., and Carter, W.E.
varies, and each device has its own limitations. A device Airborne LiDAR archaeology, and the ancient Maya
based on optical technologies will be challenged to image landscape at Coracol, Belize. Journal of Archaeological
shiny, mirrored, or transparent objects, for example. Science. 2011;38:328–398.
Collier, J., and Collier, M. 1986. Visual Anthropology:
Collected 3D data is useful for a wide variety of Photography as a Research Method (revised and
applications in bioarchaeology. 3D laser surface scan- expanded edition). Albuquerque, NM: University of
ning provides documentation of cultural remains and New Mexico Press.
artifacts and assists in the preservation of museum col- Corns, A., and Shaw, R. High resolution 3-dimensional
lections. The data can be used to conduct facial recon- documentation of archaeological monuments and
structions, approximate features of deceased individuals, landscapes using airborne LiDAR. Journal of Cultural
and create 3D models of materials that can be used for Heritage. 2009;10:72–77.
student practice or display (Kuminsky and Gardiner, Edwards, E. (ed.) 1992. Anthropology and Photography, 1860–
1920. London: Royal Anthropological Institute.
2012). There is great value in 3D modeling in that many
Kuminsky, S., and Gardiner, M. Three-dimensional laser
eyes can view the object, providing a more rigorous scanning; Potential uses for museum conservation and
analysis and interpretation. Research potentials can be scientific research. Journal of Archaeological Science.
expanded by using the objects in either digital format or 2012;39:2744–2751.
Photography Associated with Paleoimaging 9

Lasaponara, R., Masini, N. Satellite remote sensing in archae- Zhao, W., Forte, E., Pipan, M., Tian, G. Ground pen-
ology: past, present and future perspective. Journal of etrating radar (GPR) attribute analysis for archaeo-
Archaeological Science. 2011;38:1995–2002. logical prospection. Journal of Applied Geophysics.
Rowlands, S., and Sarris, A. 2006. Detection of exposed and 2013;97:107–117.
subsurface archaeological remains using multi-sen- https://www.nature.com/authors/policies/image.html
sor remote sensing. Journal of Archaeological Science.
2006;34:795–803.
Endoscopy in Anthropological and
Archaeological Applications
RONALD G. BECKETT
2
Contents
Description of Method and Rationale 11
Instrumentation 12
Medical versus Industrial Endoscopes 13
Anatomy of a Video Endoscope 14
Light Source 15
Camera Control Unit 15
Biopsy and Retrieval Tools 16
Data Recording 16
Limitations of Method 16
Technologic Limitations Associated with Endoscopy 17
Limitations of Personnel 18
References 18

Description of Method and Rationale unlike other imaging modalities, the instrument is
passed directly into the target structure.
Anthropological and archaeological research often Endoscopy has been employed in bioarchaeological
relies on what can be seen using direct or macroscopic research to gather data from mummified and skeletal
examination. This method is limited to what can be human remains, archaeological objects such as ceramics,
seen on the surface or through existing openings into and archaeological sites prior to excavation for a num-
the remains or objects. The direct observation approach ber of years. Endoscopy has a long history of application
does not inform researchers as to what lies below the in anthropological and archaeological research settings.
surface or within remains or objects of interest. In the Its first use was soon after the development of the flex-
past, destructive approaches such as autopsies have ible fiber optic endoscopes (FFEs) in the1970s (Tapp
allowed researchers access to internal environments et al.,1984; Beckett and Guillen 2000). More recently, an
(Aufderheide and Rodriguez-Martin, 1998). For the increased variety of applications for endoscopic tech-
last two decades non-destructive methods of visual nology have been realized. Endoscopy has been used to
data collection have become methods of choice as they assist in data collection for a variety of anthropological
preserve the remains for future study and avoid ethical research questions. Among these are assisting in the
challenges. Endoscopy is a non-destructive approach determination of age at the time of death (Duclos et al.
that can gather images from within objects of inter- 2000; Beckett et al. 1999a), imaging biomechanical stress
est, providing otherwise inaccessible data for inter- (Bravo et al. 2003a,b), assessment of paleopathological
pretation and allowing for a more rigorous scientific conditions (Conlogue et al. 2008a; Beckett et al. 1999b;
study of past peoples and artifacts. While endoscopy is Beckett et al. 2003), analysis of burial practices and mum-
invasive, when applied correctly it can be a powerful mification technique (Nelson et al. 2007; Conlogue et al.
non-destructive method for data collection within the 2008b; Beckett and Nelson 2015; Ordonez et al. 2015;
context of anthropological and archaeological research Beckett et al. 2017), dentition analysis, and soft tissue
(Aufderheide 2003). or bone biopsy for histological and pathological deter-
Endoscopy is a method that ‘looks inside’ bodies or minations (Ventura et al. 2004). Additionally, biopsy or
objects. In medical practice, endoscopy is employed in material collection for chemical analysis or radiocarbon
a variety of medical procedures for both diagnostic and dating, as well as artifact analysis of objects wrapped
therapeutic purposes. The images allow access to and within mummy bundles, have been accomplished using
visualization of body organs or cavities with air space. endoscopy. Endoscopy has been used in extreme field
The nature of the application of endoscopy is such that, settings and in pre-excavation tomb evaluation (Beckett

11
12 Advances in Paleoimaging

and Conlogue 2010). Endoscopy has also been used in


conjunction with light reflectance/absorption methods
(Beckett et al. 2007). Newer applications for endoscopy
continue to be developed.
The major advantage of the endoscopic method lies
in its flexibility and portability. Endoscopic instrumenta-
tion has a wide variety of technological variations that can
be applied to unique settings. When used in conjunction
with varied imaging technologies, the video endoscope
(VE) has been able to assist with the collection of other-
wise unavailable data. Because the endoscope is seeing
‘what cannot be seen’ within an enclosed body cavity or
space, the method is best used in conjunction with other
imaging modalities (Kim et al. 2006). In fieldwork, X-ray
systems work well in concert with endoscopy (Beckett
and Conlogue 1998). In laboratory settings, advanced
imaging methods such as computed tomography (CT)
scanning and fluoroscopy are complementary to endo-
scopic applications (Beckett and Conlogue 2010; Posh
and Beckett 2000). Endoscopic images may alleviate
the need to autopsy mummified human remains, which
helps researchers maintain appropriate respect for the
Figure 2.1 Portable flexible VE employed in a museum
deceased while increasing our understanding of the path collections room setting.
of human life on earth. The limitations of the method
will be described later in this chapter. It is the intent of this chapter to provide the reader
Early in its application to bioanthropological stud- with application guidelines regarding the use of endos-
ies, endoscopy was conducted using the medical model copy in anthropological and archaeological research.
in that the remains were brought to the hospital, a tar- This section includes an examination of the technical
get was determined by analysis of imaging data, and aspects and principles of operation of endoscopic instru-
a biopsy was conducted or an artifact was retrieved. mentation, data collection, and recording methods,
The major drawback to the medical model is that the and an examination of the limitations of this method.
remains require transportation, risking not only dam- Endoscopic applications to bioarchaeological research
age but also shifting of contents within the remains or are presented in the companion case studies book by the
within the wrappings, thus altering the internal spatial same editors.
relationships, which in turn could lead to misinterpreta- There are multiple technological variations that are
tion of collected data. important to consider regarding the use and limitations
More recently, endoscopy has been employed in of this method. Of those, diameter of the insertion tube,
museums and in the field in remote research locations lens variability, and portability are the greatest con-
adopting the anthropological and archaeological model siderations. Both medical and industrial endoscopes
for data collection (Figure 2.1). Data has been collected have been used in research projects involving mum-
on site at the point of excavation, which helps to main- mies, ancient artifacts, and archaeological excavations.
tain the original context of the discovery. Data collected Biopsies or artifact retrieval are often conducted with
in this fashion maintains the original position and spa- endoscopy. A more detailed description of this method
tial relationship of the information, which decreases can be found in Paleoimaging: Field Applications
the potential for misinterpretation. The techniques of for Cultural Remains and Artifacts, by Beckett and
endoscopy are minimally invasive and typically do not Conlogue, CRC Press, 2010.
require openings to be made into the remains as such
openings usually already exist. Using the anthropo-
logical and archaeological model, large sample sizes are Instrumentation
researched, improving the interpretability and statisti-
cal power of the collected data. This is in stark contrast Endoscopy can be described as looking inside an object,
to the medical model, which cannot accomplish the person, or an animal with a tool designed to provide
same goals. direct visualization of a target object or cavity. Endoscopy
Another random document with
no related content on Scribd:
through the library window to increase the bonfire in the courtyard
below.
Very different was the Celestina, first printed in Burgos in 1499,
and now generally believed to be the work of a lawyer, Fernando de
Rojas. Here are no shadowy Knights condemned to struggle through
endless pages with imaginary beasts; but men and women at war
with sin and moved by passions that are as eternal as human life
itself. The author describes it as a “Tragicomedia,” since it begins in
comedy and ends in tragedy. It is the tale of a certain youth, Calisto,
who, rejected by the heroine, Melibea, bribes an old woman,
Celestina, to act as go-between; until at length through her evil
persuasions virtue yields to his advances. The rest of the book works
out the Nemesis; Calisto being surprised and slain at a secret
meeting with his mistress, Celestina murdered for her ill-gotten
money by her associates, while Melibea herself commits suicide. The
whole is related in dialogue, often witty and even brilliant; but
marred for the taste of a later age by gross and indecent passages.
The Celestina has been classed both as novel and play, and might
indeed be claimed as the forerunner of both these more modern
Spanish developments. It is cast in the form of acts; but their number
(twenty-one) and the extreme length of many of the speeches make it
improbable that it was ever acted. Nevertheless its popularity,
besides raising a host of imitations more or less worthless, insured it
a lasting influence on Castilian literature; and the seventeenth
century witnessed its adaptation to the stage.
Other dialogues, with less plot but considerable dramatic spirit,
are the Coplas de Mingo Revulgo, and the Dialogue between Love
and an Old Man by Rodrigo Cota. The former of these represents a
conversation between two shepherds, satirizing the reign of Henry
IV.; the latter the disillusionment of an old man who, having allowed
himself to be tricked by Love whom he believed he had cast out of his
life for ever, finds that Love is mocking him and that he has lost the
power to charm.
Whether these pieces were acted or no is not certain; but they bear
enough resemblance to the Representaciones of Juan del Enzina,
which certainly were produced, to make it probable that they were.
Juan de Enzina was born about the year 1468, and under the
patronage of the Duke of Alva appeared at Ferdinand and Isabel’s
Court, where he became famous as poet and musician. Amongst his
works are twelve “Églogas,” or pastoral poems, six secular in their
tone and six religious, the latter being intended to celebrate the great
church festivals.
The secular Representaciones deal with simple incidents and show
no real sense of dramatic composition; but with the other six they
may be looked on as a connecting link between the old religious
“Mysteries” and “Miracle Plays” of the early Middle Ages and the
coming Spanish drama. Their author indeed stands out as “Father”
of his art in Spain, for a learned authority of the reign of Philip IV.
has placed it on record that “in 1492, companies began to represent
publicly in Castile plays by Juan del Enzina.”
If the literature of Spain during the fifteenth and early sixteenth
centuries may be described by the general term “transitional,”
marking its development from crudity of ideas and false technique
towards a slow unfolding of its true genius, painting at the same date
was still in its infancy; while architecture and the lesser arts of
sculpture, metal-work, and pottery had already reached their period
of greatest glory.
Schools of painting existed, it is true, at Toledo and in Andalusia;
but the three chief artists of the Court of Isabel came from Flanders;
and most of the pictures of the time exhibit a strong Flemish
influence, which can be recognized in their rich and elaborate
colouring, clearly defined outlines, and the tall gaunt figures so dear
to northern taste. Of Spanish painters, the names of Fernando
Gallegos “the Galician,” of Juan Sanchez de Castro a disciple of the
“Escuela Flamenca,” and of Antonio Rincon and his son Fernando,
stand out with some prominence; but it is doubtful if several of the
pictures formerly attributed to Antonio, including a Madonna with
Ferdinand and Isabel kneeling in the foreground, are really his work.
In architecture at this time the evidence of foreign influence is also
strong. On the one hand are Gothic Churches like San Juan de Los
Reyes at Toledo or amongst secular buildings, the massive castle of
Medina del Campo; on the other, in contrast to these northern
designs, Renaissance works with their classic-Italian stamp, such as
the Hospital of Santa Cruz at Toledo or the College of the same name
at Valladolid. Yet a third element is the Moresque, founded on
Mahometan models, such as the horseshoe arch of the Puerta del
Perdón of the old Mosque at Seville overlaid with the emblems of
Christian worship. The characteristics of North, South, and East, are
distinct; yet moulded, as during the previous centuries, by the race
that borrowed them to express ideals peculiarly its own.
“Let us build such a vast and splendid temple,” said the founders
of Seville Cathedral in 1401, “that succeeding generations of men will
say that we were mad.”
It is the arrogant self-assertion of a people absolutely convinced,
from king to peasant, of their divine mission to astonish and subdue
the world in the name of the Catholic Faith and Holy Church. The
triumphant close of their long crusade intensified this spiritual pride;
and Spanish architecture and sculpture ran riot in a wealth of
ornament and detail, that cannot but arrest though it often wearies
the eye.
Such was the “plateresque” or “silversmith” method of elaborate
decoration, seen at its best at Avila in the beautiful Renaissance tomb
of Prince John, which though ornate is yet refined and pure, at its
most florid in the façade of the Convent of San Pablo at Valladolid.
Under its blighting spell the strong simplicity of an earlier age
withered; and Gothic and Renaissance styles alike were to perish
through the false standard of merit applied to them by a decadent
school.
FAÇADE OF SAN PABLO AT
VALLADOLID

FROM A PHOTOGRAPH BY LACOSTE,


MADRID

The first impression emerging from a survey of Queen Isabel’s


reign is the thought of the transformation those thirty years had
wrought in the character of her land. It is not too much to say that in
this time Spain had passed from mediævalism to take her place in a
modern world. She had conquered not only her foes abroad but
anarchy at home. She had evolved a working-system of government
and discovered a New World. She had trampled out heresy; and thus
provided a solution of the religious problem at a time when most of
the other nations of Europe were only beginning to recognise its
difficulties.
Not all these changes were for the best. On the heavy price paid in
blood and terror for the realization of the ideal “One people, one
Faith” we have already remarked. We can see it with clear eyes now;
but at the time the sense of orthodoxy above their fellows, that arose
from persecuting zeal, gave to the Spanish nation a special power;
and Isabel “the Catholic” was the heroine of her own age above all for
the bigotry that permitted the fires and tortures of the Inquisition.

A woman ... [says Martin Hume] whose saintly devotion to her Faith blinded her
eyes to human things, and whose anxiety to please the God of Mercy made her
merciless to those she thought His enemies.

With this verdict, a condemnation yet a plea for understanding,


Isabel, “the persecutor” must pass before the modern judgment-bar.
In her personal relations, both as wife and mother, and in her
capacity as Queen on the other hand she deserves our unstinted
admiration.

The reign of Ferdinand and Isabel [says Mariéjol] may be summarized in a few
words. They had enjoyed great power and they had employed it to the utmost
advantage both for themselves and the Spanish nation. Royal authority had been in
their hands an instrument of prosperity. Influence abroad,—peace at home,—these
were the first fruits of the absolute monarchy.

If criticism maintains that this benevolent government


degenerated into despotism during the sixteenth century, while
Spain became the tool and purse of imperial ambitions, it should be
remembered that neither Castilian Queen nor Aragonese King could
have fought the evils they found successfully with any other weapon
than their own supremacy, nor is it fair to hold them responsible for
the tyranny of their successors. Ferdinand indeed may be blamed for
yielding to the lure of an Italian kingdom; but even his astuteness
could not have foreseen the successive deaths that finally secured the
Spanish Crown for a Hapsburg and an Emperor.
These were the tricks of Fortune, who according to Machiavelli is
“the mistress of one-half our actions.” The other half is in human
reckoning; and Isabel in her sincerity and strength shaped the
destiny of Castile as far as in her lay with the instinct of a true ruler.
“It appeared the hand of God was with her,” says the historian,
Florez, “because she was very fortunate in those things that she
undertook.”
APPENDIX I
HOUSE OF TRASTAMARA IN CASTILE AND
ARAGON
APPENDIX II
PRINCIPAL AUTHORITIES FOR THE LIFE
AND TIMES OF ISABEL OF CASTILE

A. Contemporary.
Bernaldez (Andrés) (Curate of Los Palacios), Historia de Los
Reyes.
Carvajal (Galindez), Anales Breves.
Castillo (Enriquez del), Crónica del Rey Enrique IV.
Martyr (Peter), Opus Epistolarum.
Pulgar (Hernando de), Crónica de Los Reyes Católicos.
—— Claros Varones.
Siculo (Lucio Marineo), Sumario de la ... Vida ... de Los
Católicos Reyes.
Zurita, Anales de Aragon, vols. v. and vi.
B. Later Authorities.
Altamira, Historia de España, vol. ii.
Bergenroth, Calendar of State Papers, vol. i.
Butler Clarke, “The Catholic Kings,” (Cambridge Modern
History, vol. i.).
—— Spanish Literature.
Clemencin, Elogio de La Reina Isabel.
Flores, Reinas Católicas.
Hume (Martin), Queens of Old Spain.
Irving (Washington), Conquest of Granada.
—— Life of Christopher Columbus.
Lafuente, Historia de España, vols. vi. and vii.
Lea, History of the Inquisition in Spain. 4 v.
Mariéjol, L’Espagne sous Ferdinand et Isabelle.
Prescott, History of the Reign of Ferdinand and Isabella.
Sabatini (Rafael), Torquemada and the Spanish Inquisition.
Thacher (John Boyd), Christopher Columbus. 3 v.
Ticknor, History of Spanish Literature, v. i.
Young (Filson), Life of Christopher Columbus. 2 v.
Some Additional Authorities Consulted.
Volumes xiv., xxxix., lxxxviii., and others of the Documentos
Inéditos.
Volume lxii. and others of the Boletin de La Real Academia.
Amador de los Rios, Historia de Madrid.
Armstrong (E.), Introduction to Spain, Her Greatness and
Decay, by Martin Hume.
Berwick and Alba, Correspondencia de Fuensalida.
Colmenares, Historia de Segovia.
Diary of Roger Machado.
Fitzmaurice-Kelly, History of Spanish Literature.
Mariéjol, Pierre Martyr d’Anghera: Sa vie et ses œuvres.
Memoirs of Philip de Commines.
INDEX

A
Abraham “El Gerbi,” 211, 213
Aguilar, Alonso de, 177, 180, 182, 281–3
Ajarquia, 176, 181
Alcabala, 384, 394, 395
Alcalá de Henares, University of, 402
Alexander VI. (Rodrigo Borgia), 85, 236, 239, 248, 261, 306, 353,
354, 360, 363
Alfonso V. of Aragon, 24, 25, 35, 115–119, 350
Alfonso of Castile, brother of Isabel, 22, 35, 46, 52, 56, 60, 64, 65
Alfonso II. of Naples, 350, 353, 354, 356
Alfonso V. of Portugal, 52, 70, 96, et seq.; 107, et seq.
Alfonso, son of John II. of Portugal, 223, 337
Alfonso, Archbishop of Saragossa, 244, 330
Alhama, 165, 170
Aliator, 176, 181, 182
Aljubarrota, Battle of, 30
Almeria, 161, 204, 216, 220, 280
Alpujarras, The, 278, 280
Alvaro, Don, of Portugal, 212
Amadis de Gaula, 414
Anne of Beaujeu, 340
Anne of Brittany, 340
Aranda, Council of, 239
Aranda, Pedro de, 261
Architecture, Castilian, 419–420
Arras, Cardinal of, 73, 81
Arthur, Prince of Wales, 373, 374
Atella, capitulation of, 362
“Audiences” in Seville, 136
Auto-de-Fe, 256
Ayora, Gonsalvo de, 192
Azaator, Zegri, 274
B
Baeza, 216, 217, 219, 220, 223, 280
Bahamas, discovery of, 304
Barbosa, Arias, 406
Barcelona, 38, 39, 40, 50, 75, 305, 328, 352
Bernaldez, Andres, Curate of Los Palacios, 168, 263, 412
Berri, Charles, Duke of (later of Guienne), 72, 81, 83
Biscay, Province of, 100, 101, 112, 117
Blanche of Navarre, 26
Blanche, dau. of John II. of Aragon, 27, 28, 43, 44
Boabdil, 172, 181, et seq.; 198, 203, et seq.; 208, 221–223, 227, et seq.
Bobadilla, Beatriz de (Marchioness of Moya), 62, 74, 84, 85, 212, 213,
298
Bobadilla, Francisco de, 314
Borgia, Cæsar, 364. (See also Alexander VI.)
Burgos, 54, 55, 60, 103, 106;
Bishop of, 72, 74
C
Cabrera, Andres de (later Marquis of Moya), 83, 86, 112, 114, 298
Cadiz, Marquis of, 136, 139, 140, 165 et seq.; 175, 177, 180, 183, 200,
201, 209, 212, 216
Cancionero General, 410
Carcel de Amor, 415
Cardenas, Alonso de, 153, 176;
Gutierre de, 88, 217, 229
Carrillo, Archbishop, 58, 59, 60, 63, 64, 68, 76, 78, 79, 80, 85, 89,
90, 94, 96, 100, 105, 108, 109, 111, 232, 239, 240
Castillo, Enriquez del, 87, 411
Catherine of Aragon, 334, 372, 374
Celestina, 416
Charles of Austria, son of Archduke Philip, 378, 384, 390, 396, 408
Charles, The Bold, 116, 117
Charles VIII. of France, 186, 340, 347, 348, 351, et seq.; 363
Charles of Viana, 26, 36, et seq.
Church, Castilian, 13, et seq.; 104, 231, et seq.; 249, 250
Cid Haya, 216, 220, 223
Cifuentes, Count of, 177, 180
Cisneros, Ximenes de, 242, et seq.; 273, et seq.; 402, 403
Claude, dau. of Louis XII., 378
Columbus, Bartholomew, 289, 315
Columbus, Christopher, early life, 286;
nautical theories, 291;
appears at Spanish Court, 295;
character, 294, 298, 300, 302, 314;
appearance, 295;
prepares to leave Spain, 299;
first voyage, 303, 305;
reception at Barcelona, 305;
second voyage, 307;
views on slavery, 310;
third voyage, 314;
arrest, 315;
fourth voyage, 316;
devotion to Queen Isabel, 298, 313, 317;
death, 317
Columbus, Diego, 294, 299, 317
Commines, Philip de, 48
Conversos, The, 251, 252, 253
Coplas de Manrique, 408
Coplas de Mingo Revulgo, 417
Cordova, Gonsalvo de, 189, 206, 280, 361, 367, 371
Cortes, the Castilian, 18
Cota, Rodrigo, 417
Cueva, Beltran de La (Count of Ledesma, Duke of Alburquerque), 32,
33, 45, 48, 51, 52, 54, 57, 62, 64, 89, 151
D
D’Aubigny, Stuart, 361
Davila, Juan Arias, 261
De Puebla, 374
Diaz, Bartholomew, 289
E
Edict of Grace, 255
Egypt, Sultan of, 219, 278
Eleanor, dau. of John II. of Aragon, 43, 44, 359
Emmanuel of Portugal, 273, 338, 343, 372
Enriquez, Fadrique, Admiral of Castile, 36, 58, 59, 60, 74
Enzina, Juan del, 417, 418
Escalas, Conde de, 205, 206, 207
Española, 305, 309, 313, 314, 316
Estella, 49, 51
Estepar, El Feri Ben, 281, 282
F
Fadrique (the younger), 155
Federigo of Naples, 355, 364, 370
Ferdinand of Aragon (The Catholic) character, 2, 69, 174, 210, 324,
325, 330, 332, 370, 371, 387, 391;
appearance, 89;
diplomacy, 346, 352, 358, 359, 364, 372, 375;
birth, 26;
becomes heir to throne of Aragon, 40;
alliance with Isabel, 35, 69, 77, et seq.;
meeting with Isabel, 208;
reconciliation with Henry IV., 86;
becomes King of Aragon, 118;
attempted assassination of, 328;
military measures, 102, 103, 166, et seq.; 112, 168, 175, 191, 196,
201, 216, 219, 280, 379;
attitude to Jews, 264, 265, 271;
to Mudejares, 283;
to the Inquisition, 249, 255, 258;
to Roman See, 235, 239, 254;
to his children, 335;
to Columbus, 296, 297, 313;
foreign policy of, 335;
receives submission of Boabdil, 229;
second marriage, 388;
regent of Castile, 390;
estimate of his work, 422
Ferdinand, son of Archduke Philip, 379
Ferrante I. of Naples, 36, 349, 350, 353, 356
Ferrante II., 354, 356, 361, 364, 369
Fez, King of, 221, 229
Florence, 349, 350, 353
Foix, Catherine de, 339
Foix, Gaston de, 43, 75
Foix, Gaston de (the younger), 43
Foix, Germaine de, 388, 390
Fonseca, Alonso de, 30, 240
Fornovo, battle of, 361
Francis Phœbus of Navarre, 111, 339
Fuenterrabia, meeting of, 48
G
Galicia, settlement of, 133
Galindo, Beatriz de, 332, 407
Genoa, 25
Geraldino, Alessandro, 299, 333
Giron, Pedro, Master of Calatrava, 36, 60, 62, 63
Granada, City of, 215, 224, 227, et seq.;
Kingdom of, 160, 188;
partition Treaty of, 365, 366
Guadix, 173, 206, 216, 220, 221, 223, 224, 280
Guejar, 280
Guiomar, Doña, 31, 233
Guipuzcoa, 100, 106, 112, 117
Guzman, Ramir Nuñez de, 155, 156
H
Hamet, “El Zegri,” 199, 200, 201, 202, 206, 210, 211, 213, 214
Haro, Count of, 101, 129
Henry IV. of Castile (Prince of Asturias), 23, 27, 28;
(King), 24, 36, 39, 44, 54, 55, 56, 70, 71, 80, et seq.; 158, 160, 253
Henry VII. of England, 373
Henry, “The Navigator,” of Portugal, 289
I
Inquisition in Castile, 249, 253–261
Isabel of Castile, character, 1, 4, 5, 131, 233, 319, 324, 327, 328, 336;
love of her Faith, 325;
attitude to her confessors, 241, 242, 243, 326, 327, 329;
love of learning, 332, 333, 400 et seq.;
devotion to Ferdinand, 329;
her magnificence, 321, 323, 399;
her justice, 130, 135, 136, et seq.; 155;
birth, 22;
childhood, 34, 46, 52, 67;
suggested alliances, 35, 39, 53, 62, 68, 70, 72, 73;
marriage with Ferdinand, 69, 74, 76, 77, et seq.;
joins her brother Alfonso, 65;
reconciliation with Henry IV., 84, 85, 86;
accession, 88, 91, 92;
appeals to Archbishop Carrillo, 100;
celebrates battle of Toro, 109;
quells riot in Segovia, 112, et seq.;
visits Seville, 115, 136;
disputes with Ferdinand, 186;
legislation and reforms of, 147, 150, 153, 392, et seq.;
military measures of, 106, 168, 187, et seq.; 192, 194, et seq.; 218;
visits camps, 207, 211, 226;
entry into Granada, 230;
attitude to the Castilian Church, 234, 235, 236, 247, 248;
to the Inquisition, 249, 254, 255, 258;
to the Jews, 264, 265, 271;
to the Mudejares, 273, 279, 280, 284;
to the Roman See, 235–239, 254;
to Columbus, 285, 295, 297, 298, 303, 315;
to slavery, 312–313;
to her children, 331, 334, 377, 380, 381;
her will, 383;
her death, 384;
survey of her reign, 421.
Isabel, mother of Isabel of Castile, 33, 34
Isabel, dau. of Isabel of Castile, 82, 207, 223, 337, 338, 343, 344, 345
Isabella, the city, 313
Ismail, Sultan, 162
J
James IV. of Scotland, 374, 375
Jews, 6, 250, 252, 263, et seq.
Joanna, “La Beltraneja,” 45, 46, 81–83, 93, 94, 99, 119, 120, 336
Joanna of Portugal, wife of Henry IV., 30, 31, 32, 33, 44, 45, 52
Joanna of Aragon, dau. of Isabel of Castile, 334, 341, 342, 375, et
seq.; 390
Joanna (Queen of Aragon), 26, 27, 40, 41, 42, 75
John II. of Aragon, 24, 25, 26, 28, 36, 40, 101, 364
John II. of Castile, 22, 23, 27
John II. of Portugal, 107, 108, 118, 289, 292, 307, 338
John, son of Ferdinand and Isabel, 115, 216, 223, 331, 332, 339, 344
L
Lebrija, Antonio de, 406
Lerin, Count of, 280
Lisbon, Treaty of, 118, 336
Literature, Castilian, 407, et seq.
Loja, 175, 176, 201, 205
Lopera, battle of, 200
Louis XI. of France, 42, 43, 47, et seq.; 81, 100, 106, 110, 115, 116, 117,
118, 186, 339, 346, 347
Louis XII. of France (Duke of Orleans), 355, 357;
(King), 363, 365, 388, 389
Lucena, 181
Ludovico, “Il Moro,” 348, et seq.; 364
M
Machado, Roger, 321, 323, 373
Madeleine, sister of Louis XI., 43, 339
Madrigal, Cortes of, 124
Malaga, 173, 204, 208, 209, et seq.
Margaret of Austria, 340–344
Maria, dau. of Ferdinand and Isabel, 338, 372
Marineo, Lucio, 405
Marriage-settlement of Ferdinand and Isabel, 79
Martyr, Peter, 195, 219, 385, 404–405
Mary of Burgundy, 83, 117
Maximilian, King of the Romans, 340, 358
Medina-Celi, Duke of, 295
Medina del Campo, Concord of, 56, 253;
Junta of, 57
Medina-Sidonia, Duke of, 136, 140, 168, 189, 190
Mendoza, family of, 52, 76, 82, 84, 89;
Diego Hurtado de, 246;
Pedro Gonsalez de (Bishop of Calahorra), 62;
(Bishop of Siguenza), 67;
(Cardinal of Spain), 84, 89, 90, 108, 150, 154, 187, 229, 232, 233,
234, 240, 243, 244, 255, 299, 404
Merlo, Diego de, 165, 169
Miguel, grandson of Ferdinand, 345
Military Orders, 10, et seq., 152, 154
Moclin, 207

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