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Animal Models for the Study of Human

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ANIMAL MODELS
FOR THE STUDY
OF HUMAN
DISEASE
Second Edition
Dedicated to the memory of P. Michael Conn
ANIMAL MODELS
FOR THE STUDY
OF HUMAN
DISEASE
Second Edition

Edited by

P. Michael Conn
Senior Vice President for Research
Associate Provost and Professor of Internal Medicine and Cell Biology-Biochemistry
Texas Tech University Health Sciences Center, Lubbock, TX, United States
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Dedication

I began working for Dr. P. Michael Conn in his research Award of the American College of Neuropsychophar-
laboratory in September 1984, and had continued to work macology, and was named distinguished Alumnus of
with him until his untimely passing in November 2016. Baylor College of Medicine in 2012. Dr. Conn served as
Dr. Conn was a superb mentor, friend, and human being. the editor of numerous professional journals and book
He mentored numerous postdoctoral fellows, graduate series: Endocrinology, Journal of Clinical Endocrinology
students, and staff throughout his research career, and, and Metabolism, Endocrine, Methods, Progress in Molecular
in turn, many of the fellows and students have success- Biology and Translational Science, and Contemporary
ful careers and hold Dr. Conn in very high regard. Endocrinology. He was an advocate for the value of ani-
Dr. Conn was known for his research involving the mal research and the dangers posed by animal extrem-
mechanisms of action of gonadotropin-releasing hor- ism. He was the coauthor of The Animal Research War
mone in the pituitary, and therapeutic approaches that (2008) and wrote many opinion editorials for the pub-
restore misfolded protein functioning. He authored lic and academic community, which appeared in The
and coauthored over 350 publications in his field and Washington Post, The LA Times, The Wall Street Journal,
wrote and edited over 200 books, including texts in the Des Moines Register, and elsewhere.
neurosciences, molecular biology, and endocrinol- I am honored that I spent 32 years learning and work-
ogy. He was recognized with a MERIT Award of the ing with Dr. Conn, a true friend.
National Institutes of Health; the J.J. Abel Award of Dr. P. Michael Conn will be sorely missed. Rest in
the American Society for Pharmacology and Experi- peace my friend!
mental Therapeutics; the Weitzman, Oppenheimer, and
Ingbar Awards of the Endocrine Society; the Miguel Jody Janovick
Aleman Prize; Mexico’s National Science Medal; and Texas Tech University Health Sciences Center,
the Stevenson Award of Canada. He was the recipient Lubbock, TX, United States
of the Oregon State Award for Discovery, the Media
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Contents

List of Contributors  xv 3 Animal Models in Biomedical Research 73


4 Concerns About the Translatability of Findings
Preface  xix
From Animal Experimental Studies 73
5 Translational Research 73
Part A 6 Choice of Appropriate Animal Model
7 Where in the Process of Modeling Human Diseases
75

ETHICS, RESOURCES, AND and Developing Putative Therapeutics Have Large


APPROACHES Animal Models Been Used? 77
8 Which Model Animal Species Are Classified as Large
in Scientific Research? 78
1. Ethics in Biomedical Animal Research: The Key 9 Which Types of (Large) Animal Models
Role of the Investigator Are Available? 79
JERROLD TANNENBAUM 10 Special Aspects in Using Large Farm Animal Models 80
11 Experimental Unit 81
1 Nature and Scope of the Chapter 4 12 Experiments Using Social Animals Requiring
2 The Subject Matter of Biomedical Animal Research Ethics 4 Group Housing 83
3 Why Investigators Should Care about Biomedical 13 Putative Advantages and Disadvantages
Animal Research Ethics 5 of Group Housing 84
4 Aspects of Animal use and Care Relevant to Biomedical 14 Principles of the 3R—Replacement, Reduction,
Animal Research Ethics 8 Refinement 84
5 Use of Privately Owned Animals in Biomedical Research 9 15 Getting the Most Out of an Animal
6 The Nature of Basic Animal Research 10 Experimental Study 85
7 Why Investigators Play the Key Role in Ensuring 16 Need to Correct for Multiple Comparisons? 86
the Ethical Conduct of Animal Research Projects 12 17 Replication Studies 86
8 Sources of Guidance for Investigators in Conducting 18 Identification of Possible Confounds 87
Ethical Research 17 19 Effects of Obesity on Experimental Results 88
9 Developing Useful Ethical Guidelines 19 20 Testing Under Uniform Conditions in the Laboratory
10 Fundamental Principles of Biomedical Animal Versus Testing in a Heterogeneous Environment,
Research Ethics 20 Such as a Farm 89
11 Practical Ethical Guidelines for Investigators 37 21 Training and Testing May Act as Environmental
12 Some Current Difficult Issues in Animal Research Ethics 39 Enrichment 90
13 General Suggestions for Investigators 41 22 Modeling Early Live Events That Affect Subsequent
References 42 Development 90
23 Brain Infarction, Hemorrhage, Traumatic
2. Psychological Environmental Enrichment Brain Injury 91
of Animals in Research 24 Aging and Aging-Related Diseases 91
KRISTINE COLEMAN, JAMES L. WEED, STEVEN J. SCHAPIRO 25 Transgenic Large Animal Models 92
26 Discussion 92
1 Introduction 47 References 95
2 Enrichment and Welfare 48
3 Enrichment and Animal Models 55
4 Enrichment and Experimental Variability 58
5 Implementing an Enrichment Plan 58 Part B
6 Example of an Enrichment Plan: Black-Tailed Prairie
Dogs (Cynomys ludovicianus) 61
VISION
7 Conclusions 62
References 62 4. Animal Models in Cataract Research
JULIE C. LIM, IRENE VORONTSOVA, RENITA M. MARTIS,
3. Large Farm Animal Models of Human PAUL J. DONALDSON
Neurobehavioral and Psychiatric Disorders:
Methodological and Practical Considerations 1 Introduction 103
FRANZ J. VAN DER STAAY, REBECCA E. NORDQUIST, SASKIA S. ARNDT
2 Cataract Types 104
3 Age-Related Nuclear Cataract 105
1 Animal Models 72 4 Diabetic Cortical Cataract 105
2 Why Animal Experimental Studies? 72 5 Animal Models of Diabetic Cataract 109

vii
viii CONTENTS

6 Assessment of Diabetic Cataract Animal Models 112 8 Functional Parameters 194


7 Conclusions 112 References 199
References 113
8. Animal Models of Atherosclerosis
5. N-Methyl-N-Nitrosourea Animal Models GODFREY S. GETZ, CATHERINE A. REARDON
for Retinitis Pigmentosa
AIRO TSUBURA, YUKO EMOTO, MAKI KURO, KATSUHIKO YOSHIZAWA
1 Primate Models 206
2 Porcine Models 207
1 Introduction 118 3 Rabbit Models 208
2 Time-Course Progression of MNU-Induced 4 Mouse Models and Atherosclerosis 209
Retinal Degeneration 119 5 Concluding Comments 215
3 Retinal Degeneration Caused by MNU in References 215
Various Animal Species 120
4 Age-Related Photoreceptor Cell Damage and
Sensitivity to MNU
5 Photoreceptor Cell Death, Cell Debris Removal, and
122 Part D
RPE Cell Migration 123 OBESITY, DIABETES, METABOLIC,
6 Molecular Mechanisms in Photoreceptor Cell Death AND LIVER
Caused by MNU 126
7 Therapeutic Trials Against MNU-Induced
Photoreceptor Apoptosis 129 9. Animal Models of Metabolic Syndrome
8 Concluding Remarks 136 JESSICA P. WAYHART, HEATHER A. LAWSON
9 Appendix: Special Techniques 136
References 139 1 Introduction and Overview 221
2 Choosing an Animal Model of MetS 222
3 Animal Models of MetS Etiology 224
4 Genetic Factors 224
Part C 5 Environmental Factors 232
CARDIAC AND CARDIOVASCULAR 6 Animal Models of MetS Pathophysiology 234
7 Conclusions 237
References 237
6. Animal Models for Cardiovascular Research
YOU-TANG SHEN, LI CHEN, JEFFREY M. TESTANI, 10. Animal Models of Type 1
CHRISTOPHER P. REGAN, RICHARD P. SHANNON and Type 2 Diabetes Mellitus
AILEEN KING, AMAZON AUSTIN
1 Introduction 147
2 Myocardial Ischemic Models 148
1 Introduction 245
3 Hypertension and Left Ventricular Hypertrophy
2 Type 1 Diabetes 246
Models 158
3 Type 2 Diabetes 252
4 Heart Failure Models 161
4 Diabetic Complications 258
5 Models Without Cardiovascular Diseases 168
5 Gender, Strain, and Age Effects in Animal Models
6 Future Directions 172
of Diabetes 259
References 172
6 Conclusions 259
References 259
7. Cardiovascular Models: Heart Secondarily
Affected by Disease (Diabetes Mellitus, 11. Model Nematodes in Obesity Research
Renal Failure, Dysfunctional Sympathetic YU NIE, STEPHEN R. STÜRZENBAUM
Innervation)
JITKA SVIGLEROVA, JITKA KUNCOVA, MILAN STENGL 1 Obesity is a Global Crisis 267
2 Obesity: An Unsolved Medical Problem 268
1 The Heart and Diabetes Mellitus 175 3 Model Organisms Used for Biomedical Research 268
2 Methodological Aspects 176 4 The Nematode Caenorhabditis elegans:
3 Experimental Results in the Rat Model of Small is Beautiful 269
Streptozotocin-Induced Diabetes 179 5 The Basic Biology of Obesity: From a Worm’s
4 Experimental Results in Rat Model of Renal Failure 183 Perspective 271
5 The Heart and Dysfunctional Sympathetic Innervation 190 6 Key Features of Fat Metabolism
6 Methods of Chemical Sympathectomy 191 in Caenorhabditis elegans 271
7 Experimental Results in the Rat Model of Chemical 7 Technical Advances Driving Lipid Research in Nematodes 273
Sympathectomy 191 8 The Intestine: A Driver of Lipid Metabolism 274

  
CONTENTS ix
9 The Lipid Droplets are the Main Site of Triglyceride 4 Animal Models of Skin Cancer 367
Accumulation 274 5 Conclusions 370
10 The Nile Red Vital Staining Conundrum 275 References 371
11 Lysosome-Related Organelles Participate
in Lipid Mobilization 275
12 Intestinal Autofluorescence: Friend or Foe?
13 A Whole Genome Approach
276
277
Part F
14 New Avenues of Label-Free Methods 277 URINARY TRACT, KIDNEY,
15 Trends and Challenges 277
References 278
AND BOWEL

12. Animal Models for Manipulation 16. Animal Models of Kidney Disease
of Thermogenesis ZAHRAA MOHAMMED-ALI, RACHEL E. CARLISLE, SAMERA NADEMI,
JEFFREY G. DICKHOUT
JOHN-PAUL FULLER-JACKSON, IAIN J. CLARKE,
BELINDA A. HENRY
1 Introduction 379
2 Acute Kidney Disease 379
1 Introduction 281
3 Chronic Kidney Disease: Animal Models 391
2 Thermogenesis—A Significant Determinant
4 Conclusions 406
of Energy Expenditure 282
References 406
3 Concluding Remarks 304
References 304
17. Animal Models to Study Urolithiasis
13. Animal Models of Liver Diseases DAVID T. TZOU, KAZUMI TAGUCHI, THOMAS CHI,
MARSHALL L. STOLLER
YOSHIHISA TAKAHASHI, TOSHIO FUKUSATO

1 Introduction 419
1 Introduction 313
2 Rat Model 420
2 Classical Models of Liver Fibrosis 314
3 Mouse Model 425
3 Animal Models of Specific Liver Diseases 315
4 Fly Model 428
4 Conclusions 333
5 Porcine Model 434
References 333
6 Other Animal Models 436
7 Canine Model 437
8 Feline Model 439
Part E 9 Conclusions 439
References 440
SKIN
18. Animals Models for Healing Studies
14. Animal Models of Skin Regeneration After Partial Nephrectomy
BARBARA GAWRONSKA-KOZAK, JOANNA BUKOWSKA DIOGO B. DE SOUZA, MARCO A. PEREIRA-SAMPAIO,
FRANCISCO J.B. SAMPAIO
1 Introduction 343
2 Skin Healing in Lower Vertebrate (Anamniotes) 1 Introduction 445
Model Organisms 344 2 The Pig as Animal Model 446
3 Skin Healing in Higher Vertebrate (Amniotes) 3 The Sheep as Animal Model 453
Model Organisms 348 4 The Rabbit as Animal Model 459
4 Genetic Mouse Models for Regenerative Skin 5 The Dog as Animal Model 461
Wound Healing (Transcription Factors in Skin 6 Concluding Remarks 462
Development and Regeneration) 350 References 462
5 Conclusions 353
References 353 19. Animal Models of Inflammatory
Bowel Disease
15. Animal Models of Skin Disorders SUMIT JAMWAL, PUNEET KUMAR
JENNIFER Y. ZHANG
1 Introduction 467
1 Introduction 357 2 Historical Perspectives 468
2 Inflammatory Skin Disease 3 Pathophysiology of IBD 468
Animal Models 359 4 Animal Models of Inflammatory Bowel Diseases 469
3 Genetic Skin Disease 5 Conclusions 476
Animal Models 366 References 477

  
x CONTENTS

Part G Part I
STROKE AND NEUROMUSCULAR GENETICS

20. Animal Models of Ischemic Stroke Versus 24. Mouse Models for the Exploration
Clinical Stroke: Comparison of Infarct size, of Klinefelter’s Syndrome
Cause, Location, Study Design, and Efficacy JOACHIM WISTUBA, CRISTIN BRAND, STEFFI WERLER,
LARS LEWEJOHANN, OLIVER S. DAMM
of Experimental Therapies
VICTORIA E. O’COLLINS, GEOFFREY A. DONNAN, 1 Introductory Remarks 621
MALCOLM R. MACLEOD, DAVID W. HOWELLS
2 Klinefelter’s Syndrome—An Underestimated Disease 622
1 Introduction 482 3 The X Chromosome in the Male 623
2 Systematic Review and Metaanalysis Method 482 4 Clinical Features of Klinefelter’s Syndrome 625
3 Results 485 5 Sex Chromosomal Aberrations in Male Mammals 627
4 Discussion 511 6 Mouse Models for Klinefelter’s Syndrome 629
5 Conclusions 517 7 Lessons From Animal Experiments 631
References 518 8 Perspectives—What can be Expected From Future
Animal Experiments and How to Retranslate Experimental
Findings into Clinical Routine—Conclusive Remarks 644
21. The Importance of Olfactory and Motor
References 645
Endpoints for Zebrafish Models
of Neurodegenerative Disease 25. Zebrafish: A Model System to Study the
ANGELA L. SHAMCHUK, W. TED ALLISON, KEITH B. TIERNEY Architecture of Human Genetic Disease
ERICA E. DAVIS, NICHOLAS KATSANIS
1 Introduction 525
2 Building Relevant Models 529
1 Introduction 651
3 Olfactory–Neuromuscular Diseases 532
2 Zebrafish in the Laboratory: A Historical Overview 655
4 Conclusions 544
3 Forward Genetics: Phenotype-Driven Studies
References 545
of Vertebrate Development 656
4 Reverse Genetics: Testing Candidate Genes
in Zebrafish Models 657
Part H 5 Humanizing Zebrafish to Study Human Genetic Variation
6 Modeling Adult Onset Disease in Embryonic or
660

BEHAVIOR Larval Stages 664


7 Therapeutic Discovery in Zebrafish Models of Disease 664
8 Conclusions: The Future of Zebrafish as a
22. Animal Models for Studying Substance Human Genetic Disease Model 665
Use Disorder: Place and Taste Conditioning References 666
CATHERINE M. DAVIS
26. Genetically Tailored Pig Models for
1 What is Substance Use Disorder and Why Should Translational Biomedical Research
We Study It? 557
BERNHARD AIGNER, BARBARA KESSLER, NIKOLAI KLYMIUK, MAYUKO
2 Reward and Reinforcement 558 KUROME, SIMONE RENNER, ANNEGRET WÜNSCH, ECKHARD WOLF
3 Aversive Drug Effects 559
4 The Place Conditioning Procedure 560 1 Introduction 672
5 The Flavor Conditioning Procedure 571 2 Techniques Used for the Generation of Genetically
6 Conclusions 580 Engineered Pigs 673
References 581 3 Genetically Engineered Pigs as Models for Human Diseases 676
4 Conclusions 696
23. Modeling Schizophrenia in Animals References 697
DAVID FEIFEL, PAUL D. SHILLING
27. Genetically Modified Animal Models
1 Overview of Schizophrenia 587 LUCAS M. CHAIBLE, DENISE KINOSHITA, MARCUS A. FINZI CORAT,
2 Approaches to Create Animal Models with Relevance MARIA L. ZAIDAN DAGLI
to Schizophrenia 590
3 Features of Schizophrenia That can be Modeled 1 Introduction 703
in Animals 593 2 Some Historical Aspects 704
4 Specific Animal Models 600 3 Techniques for the Creation of Genetically
References 610 Modified Animals 704

  
CONTENTS xi
4 Types of Genetically Modified Animals and how 4 Other Animal Models of Early Life Seizures 759
They are Produced 709 5 Mechanisms Underlying Hyperthermia-Induced
5 Genetically Modified Mice as Models of Experimental Febrile Seizures 759
Human Diseases 711 6 Neuroanatomical Changes After Experimental
6 Multifactorial and Polygenic (Complex) Disorders 711 Febrile Seizures 761
7 Inflammatory Diseases 713 7 Neurophysiological Changes After Experimental
8 Neurodegenerative Diseases 713 Febrile Seizures 763
9 Cancer 716 8 Neuronal Hyperactivity After Experimental
References 720 Febrile Seizures 764
9 Behavioral Changes After Experimental
28. Forward and Reverse Genetics to Febrile Seizures 764
Model Human Diseases in the Mouse 10 Conclusions 765
YOICHI GONDO, SHIGERU MAKINO, RYUTARO FUKUMURA
References 765

1 Genetic or Environmental 728 30. Infection-Associated Preterm Birth:


2 Genome Project and Human Diseases 728
Advances From the Use of Animal Models
3 Basic Genetics to Develop and Use Model Mice 729
MATTHEW W. KEMP, GABRIELLE C. MUSK,
4 Diploid and Genotype 730
HARUO USUDA, MASATOSHI SAITO
5 Coisogenic and Congenic Strains 731
6 Double Stranded DNA, Linkage, and Haplotype 732 1 Introduction 769
7 Mutant Mice as Disease Models 732 2 Infection, Inflammation, and Preterm Birth 771
8 Fancy Mice 733 3 Innate Immune Responses 774
9 Laboratory Mouse Strains 733 4 Inflammation and Labor 776
10 Redundancy of Genes: Oculocutaneous Albinism 733 5 The Use of Animals in the Study of Preterm Birth—
11 Body Weight and Brain Function: Pleiotropy Justification and Validity 777
of ob and db 734 6 Animal Models of Infection-Associated Inflammation 778
12 Conventional Positional Cloning and Forward 7 Summary 784
Genetics 734 8 Practical Study—Fetal Surgery in the Sheep 784
13 Unique Positional Cloning: High Reversion Rates of dv References 798
and pun Mutations 735
14 Recombinant Inbred Strains for Quick
Genetic Mapping 735 31. Animal Models for the Study
15 Mutagenesis for Forward Genetics 736 of Neonatal Disease
16 Large-Scale ENU Mouse Mutagenesis Project 738 JEAN-PAUL PRAUD, YUICHIRO MIURA, MARTIN G. FRASCH
17 Mutagenesis for Reverse Genetics 740
18 Gene Targeting and Knockout Mouse 740 Neonatal Respiration 806
19 Transgenic Mice as Disease Models 740 1 Establishment of Air Breathing at Birth 806
20 Knockout Mice as Disease Models 741 2 Neonatal Lung Diseases 811
21 Conditional Targeting 741 Patent Ductus Arteriosus 814
22 International Knockout Mouse Consortium 741 1 Introduction 814
23 ENU-Based Reverse Genetics in the Mouse 742 2 Normal Physiological Course of Ductus
24 Further Advancement of Genome Technologies 743 Arteriosus 815
25 Genome Editing Technologies 744 3 Pathophysiology of Patent Ductus Arteriosus 815
26 Concluding Remarks 746 4 Treatment for Patent Ductus Arteriosus 815
References 747 5 Animal Models of Patent Ductus Arteriosus 815
Retinopathy of Prematurity 816
1 Introduction 816

Part J 2 Normal Vascularization of Human Retina


3 Pathophysiology of Retinopathy of Prematurity
816
817
EARLY LIFE 4 Treatment of Retinopathy of Prematurity 817
5 Animal Models of Retinopathy of Prematurity 817
Intraventricular Hemorrhage 819
29. Experimental Febrile Seizures in Rodents 1 Introduction 819
RYUTA KOYAMA 2 Pathophysiology of Intraventricular Hemorrhage 819
3 Prevention of Intraventricular Hemorrhage 820
1 Introduction 755 4 Animal Models of Intraventricular Hemorrhage 820
2 Febrile Seizures in Humans and Their Relationship Cerebral Palsy 820
to Epilepsy 756 1 Epidemiology, Etiology, and Animal Models 821
3 Animal Models of Febrile Seizures (Experimental 2 Fetal Inflammation 821
Febrile Seizures) 757 3 Fetal Acidemia 822

  
xii CONTENTS

Necrotizing Enterocolitis
1 Etiology
823
823
Part L
2 Chorioamnionitis: Pathological Fetal Inflammation CANCER
is a Risk Factor 823
3 Tight Junctions: Intestinal Permeability And Integrity 824
4 Intestinal Permeability is Influenced by Pathogens 34. Modeling Cancer Using
and Inflammation 824 CRISPR-Cas9 Technology
5 ENS Controls Epithelial Barrier Function 824 SANDRA RODRIGUEZ-PERALES, MARTA MARTINEZ-LAGE,
6 NEC: Immature Immune Response 825 RAUL TORRES-RUIZ
7 Development and Monitoring of the Autonomic Nervous
System Activity 825 1 Introduction 905
8 CAP Controls Immune Homeostasis 825 2 Generation of CRISPR Cancer Models 911
9 Vagal Nerve Stimulation and the Gut Inflammation 826 3 Challenges and Solutions 917
10 Near Future: Early Detection of NEC Using Fetal 4 Concluding Remarks 919
and Neonatal Heart Rate Monitoring? 827 Glossary 919
References 827 References 920

32. Animal Models of Fetal Programming: 35. Modeling Breast Cancer in Animals—
Focus on Chronic Maternal Stress During Considerations for Prevention and Treatment Studies
Pregnancy and Neurodevelopment JOELLEN WELSH

MARTIN G. FRASCH, JAY SCHULKIN, GERLINDE A.S. METZ,


MARTA ANTONELLI
1 Introduction to Animal Models of Breast Cancer 926
2 Concepts of Breast Cancer Biology 926
1 Introduction 839 3 Modeling Breast Cancer in Rodents 928
2 Significance 841 4 Spontaneous and Induced Mammary Tumorigenesis
3 Preclinical Studies of Prenatal Stress in Rodent Models 842 in Rodents 928
4 Experimental Paradigm for a Trans- and 5 Grafting and Transplantation Approaches 932
Multigenerational PS Rat Model 845 6 Genetically Engineered Mouse Models
5 Large Animal Models of Fetal Development of Breast Cancer 940
to Model PS: Pregnant Sheep 845 7 Comparative Pathology and Genomics: Mouse
6 Experimental Paradigm for Prenatal Stress Model Mammary Tumors Versus Human Breast Cancer 942
in Fetal Sheep 846 8 Studying Metastasis in Mice With an Emphasis
7 Conclusions 846 on New Models 943
References 846 9 Emerging Nonrodent Models of Breast Cancer 944
10 Conclusions 944
References 945

Part K
VIRAL DISEASE Part M
SCLEROSIS
33. Animal Models of Human Viral Diseases
SARA I. RUIZ, ELIZABETH E. ZUMBRUN, AYSEGUL NALCA
36. Animal Models of Systemic Sclerosis
1 Introduction 853 TOSHIYUKI YAMAMOTO
2 Caliciviridae 854
3 Togaviridae 855 1 Introduction 951
4 Flaviviridae 858 2 Bleomycin-Induced Murine Scleroderma 952
5 Coronaviridae 861 3 HOCl-Induced Murine Scleroderma 957
6 Filoviridae 864 4 Tight Skin Mouse 957
7 Orthomyxoviridae 870 5 Sclerodermatous Graft-Versus-Host
8 Bunyaviridae 873 Disease Model 959
9 Arenaviridae 876 6 Skin Fibrosis by Exogenous Injection
10 Retroviridae 877 of Growth Factors 959
11 Papillomaviridae 879 7 UCD-200 Chicken 960
12 Poxviridae 880 8 Transgenic Mouse Models 960
13 Hepadnaviridae 883 9 Knockout Mouse Models 960
14 Conclusions 884 10 Conclusions 961
References 885 References 961

  
CONTENTS xiii

37. Animal Models for the Study of Multiple Sclerosis 41. Neurotoxin 1-Methyl-4-Phenyl-1,2,3,6-
ROBERT H. MILLER, SHARYL FYFFE-MARICICH, Tetrahydropyridine (MPTP)-Induced Animal
ANDREW C. CAPRARIELLO
Models of Parkinson’s Disease
1 The Complex Biology of Multiple Sclerosis 967 JIRO KASAHARA, MOHAMMED E. CHOUDHURY, NORIKO NISHIKAWA,
AKIE TANABE, RYOSUKE TSUJI, YU ZHOU, MASATOSHI OGAWA,
2 Immunological Models for CNS Demyelination 971 HIRONORI YOKOYAMA, JUNYA TANAKA, MASAHIRO NOMOTO
3 Local Induction of Demyelination Following Injection
of Myelin Peptides 973 1 Introduction 1088
4 Development of MS Therapies Based on Models 2 Clinical Characteristics of PD and Their Relevant
of Immune Mediated Demyelinating Diseases 974 Symptoms in Animal Models 1091
5 Viral mediated Models of Demyelination 974 3 Molecular Pathophysiology of PD 1092
6 Oligodendrocyte Induced Cell Death Models of 4 Neurotoxins for Making PD Models 1093
Demyelination 975 5 MPTP-Induced Mice Model of PD 1095
7 Toxin Models of Demyelination 979 6 MPTP-Induced Common Marmoset Model for PD 1101
8 Conclusions and Comments 984 7 Concluding Remarks 1104
References 984 References 1104

42. Animal Models for the Study of Human


Neurodegenerative Diseases
Part N GABRIELA D. COLPO, FABIOLA M. RIBEIRO, NATALIA P. ROCHA,
PSYCHIATRIC AND ANTÔNIO L. TEIXEIRA

NEUROLOGICAL DISEASE 1 Introduction 1109


2 Parkinson’s Disease 1110
3 Alzheimer’s Disease 1113
38. Animal Models of Mood Disorders: Focus on 4 Huntington’s Disease 1115
Bipolar Disorder and Depression 5 Amyotrophic Lateral Sclerosis 1117
SAMIRA S. VALVASSORI, ROGER B. VARELA, JOÃO QUEVEDO 6 Frontotemporal Dementia 1119
7 Conclusions 1121
1 Introduction 991 References 1124
2 Animal Models of Major Depression 992
3 Animal Models of Mania 997 43. Animal Models of Mania: Essential
4 Conclusions 1000 Tools to Better Understand Bipolar Disorder
References 1000
ALINE S. DE MIRANDA, ROBERTO ANDREATINI,
ANTÔNIO L. TEIXEIRA
39. Pigs as Model Species to Investigate
Effects of Early Life Events on Later Behavioral 1 Introduction 1131
and Neurological Functions 2 Insights From Pharmacological Animal Models of Mania 1132
3 Insights From Environmental Models 1137
REBECCA E. NORDQUIST, ELLEN MEIJER,
FRANZ J. VAN DER STAAY, SASKIA S. ARNDT 4 Insights From Genetic Models 1138
5 Conclusions 1138
1 Introduction 1003 References 1139
2 Operant Tasks for Testing Cognitive Functioning 1004
3 Nonoperant Behavioral Tests 1011 44. Stress Coping and Resilience Modeled in Mice
4 Welfare Aspects in the Use of Pigs as Model Species 1019 DAVID M. LYONS, LUIS DE LECEA, ALAN F. SCHATZBERG
5 Conclusions 1024
References 1024 1 Introduction 1145
2 Learning to Cope Training 1146
40. Animal Models of Alzheimer’s Disease 3 Learning to Cope Is Stressful 1146
4 Learning to Cope Reduces Subsequent Behavioral
MORGAN NEWMAN, DORIS KRETZSCHMAR, IMRAN KHAN,
MENGQI CHEN, GIUSEPPE VERDILE, MICHAEL LARDELLI Measures of Emotionality 1147
5 Learning to Cope Increases Anterior Cingulate
1 Introduction 1031 Cortex Stargazin Gene Expression 1148
2 Invertebrate Models of Alzheimer’s Disease 1032 6 Discussion 1149
3 Nonmammalian Vertebrate Models of Alzheimer’s 7 Limitations 1151
Disease 1041 8 Conclusions 1151
4 Mammalian Models of Alzheimer’s Disease 1051 References 1151
5 Conclusions 1066
References 1066 Index 1155

  
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List of Contributors

Bernhard Aigner Molecular Animal Breeding and Luis de Lecea Stanford University, Stanford, CA, United
Biotechnology; Center for Innovative Medical Models States
(CiMM), Ludwig-Maximilian University, Munich, Germany Aline S. de Miranda Biological Institute, Federal University
W. Ted Allison University of Alberta, Edmonton, AB, of Minas Gerais (UFMG), Belo Horizonte, MG, Brazil
Canada Diogo B. de Souza State University of Rio de Janeiro, Rio de
Roberto Andreatini Federal University of Paraná, Centro Janeiro, RJ, Brazil
Politécnico, Curitiba, PR, Brazil Jeffrey G. Dickhout McMaster University and St. Joseph’s
Marta Antonelli Institute of Cellular Biology and Healthcare Hamilton, Hamilton, ON, Canada
Neuroscience “Prof Dr. Eduardo de Robertis”, Buenos Paul J. Donaldson NZ National Eye Centre; University of
Aires University, Buenos Aires, Argentina Auckland, Auckland, New Zealand
Saskia S. Arndt Utrecht University, Utrecht, The Netherlands Geoffrey A. Donnan Florey Neuroscience Institutes,
Amazon Austin King’s College London, London, United Melbourne Brain Centre, University of Melbourne,
Kingdom Heidelberg, VIC, Australia
Cristin Brand Institute of Reproductive and Regenerative Yuko Emoto Kansai Medical University, Hirakata, Osaka,
Biology, Centre of Reproductive Medicine and Andrology, Japan
University Clinics, Münster, Germany David Feifel University of California, San Diego, La Jolla,
Joanna Bukowska Institute of Animal Reproduction and CA, United States
Food Research, Polish Academy of Sciences, Olsztyn, Poland Marcus A. Finzi Corat University of Campinas, Campinas,
Andrew C. Caprariello University of Calgary, Hotchkiss São Paulo, Brazil
Brain Institute, Canada Martin G. Frasch University of Washington, Seattle, WA,
Rachel E. Carlisle McMaster University and St. Joseph’s United States
Healthcare Hamilton, Hamilton, ON, Canada Ryutaro Fukumura RIKEN BioResource Center, Tsukuba,
Lucas M. Chaible Meyerhofstr, Heidelberg, Germany Ibaraki, Japan
Li Chen Merck Research Laboratories, Merck & Co., Inc., Toshio Fukusato Teikyo University School of Medicine,
West Point, PA, United States Tokyo, Japan
Mengqi Chen Centre of Excellence for Alzheimer’s Disease John-Paul Fuller-Jackson Monash Biomedical Discovery
Research and Care, Edith Cowan University, Joondalup, WA, Institute, Monash University, Clayton, VIC, Australia
Australia Sharyl Fyffe-Maricich University of Pittsburgh, Rangos
Thomas Chi University of California, San Francisco, CA, Research Center, Pittsburgh, PA, United States
United States Barbara Gawronska-Kozak Institute of Animal
Mohammed E. Choudhury Ehime University Graduate Reproduction and Food Research, Polish Academy of
School of Medicine, Shitsukawa, Shitsukawa, Toon-shi, Sciences, Olsztyn, Poland
Ehime, Japan Godfrey S. Getz Ben May Institute for Cancer Biology,
Iain J. Clarke Monash Biomedical Discovery Institute, University of Chicago, Chicago, IL, United States
Monash University, Clayton, VIC, Australia Yoichi Gondo RIKEN BioResource Center, Tsukuba, Ibaraki,
Kristine Coleman Oregon National Primate Research Japan
Center, Beaverton, OR, United States Belinda A. Henry Monash Biomedical Discovery Institute,
Gabriela D. Colpo University of Texas Health Science Monash University, Clayton, VIC, Australia
Center at Houston, Houston, TX, United States David W. Howells Florey Neuroscience Institutes,
Oliver S. Damm Institute of Reproductive and Regenerative Melbourne Brain Centre, University of Melbourne, Heidelberg,
Biology, Centre of Reproductive Medicine and Andrology, VIC; University of Tasmania, Hobart, TAS, Australia
University Clinics, Münster, Germany Sumit Jamwal I.S.F College of Pharmacy, Moga, Punjab,
Catherine M. Davis Johns Hopkins University School of India
Medicine, Baltimore, MD, United States Jiro Kasahara Institute of Biomedical Sciences, Graduate
Erica E. Davis Center for Human Disease Modeling, Duke School of Pharmaceutical Sciences, Tokushima University,
University Medical Center, Durham, NC, United States Shoumachi, Tokushima, Japan

xv
xvi LIST OF CONTRIBUTORS

Nicholas Katsanis Center for Human Disease Modeling, Robert H. Miller George Washington University,
Duke University Medical Center, Durham, NC, United States Washington, DC, United States
Matthew W. Kemp The University of Western Australia, Yuichiro Miura The University of Western Australia, Perth,
Perth, Australia; Tohoku University Hospital, Sendai, Japan Australia
Barbara Kessler Molecular Animal Breeding and Zahraa Mohammed-Ali McMaster University and St.
Biotechnology; Center for Innovative Medical Models Joseph’s Healthcare Hamilton, Hamilton, ON, Canada
(CiMM), Ludwig-Maximilian University, Munich, Germany Gabrielle C. Musk Animal Care Services, The University of
Imran Khan Curtin Health Innovation Research Institute— Western Australia, Perth, Australia
Biosciences, Curtin University, Bentley; The University of Samera Nademi McMaster University and St. Joseph’s
Western Australia, Crawley; Hollywood Medical Centre, Healthcare Hamilton, Hamilton, ON, Canada
Nedlands, WA, Australia
Aysegul Nalca Center for Aerobiological Sciences, United
Aileen King King’s College London, London, United States Army Institute of Infectious Diseases (USAMRIID), Fort
Kingdom Detrick, Frederick, MD, United States
Denise Kinoshita Ibirapuera University, Interlagos, Morgan Newman University of Adelaide, Adelaide, SA,
São Paulo, Brazil Australia
Nikolai Klymiuk Molecular Animal Breeding and Yu Nie King’s College London, London, United Kingdom
Biotechnology; Center for Innovative Medical Models
Noriko Nishikawa Ehime University Graduate School
(CiMM), Ludwig-Maximilian University, Munich, Germany
of Medicine, Shitsukawa, Shitsukawa, Toon-shi, Ehime,
Ryuta Koyama Graduate School of Pharmaceutical Sciences, Japan
The University of Tokyo, Tokyo, Japan
Masahiro Nomoto Ehime University Graduate School of
Doris Kretzschmar Oregon Institute of Occupational Health Medicine, Shitsukawa, Shitsukawa, Toon-shi, Ehime, Japan
Sciences, Oregon Health & Sciences University, Portland, OR,
Rebecca E. Nordquist Brain Center Rudolf Magnus; Utrecht
United States
University, Utrecht, The Netherlands
Puneet Kumar I.S.F College of Pharmacy, Moga, Punjab,
Victoria E. O’Collins Florey Neuroscience Institutes,
India
Melbourne Brain Centre, University of Melbourne,
Jitka Kuncova Biomedical Center, Charles University, Heidelberg, VIC, Australia
Pilsen, Czech Republic
Masatoshi Ogawa Institute of Biomedical Sciences,
Maki Kuro Kansai Medical University, Hirakata, Osaka, Graduate School of Pharmaceutical Sciences, Tokushima
Japan University, Shoumachi, Tokushima, Japan
Mayuko Kurome Molecular Animal Breeding and Marco A. Pereira-Sampaio State University of Rio de
Biotechnology; Center for Innovative Medical Models Janeiro, Rio de Janeiro; Fluminense Federal University,
(CiMM), Ludwig-Maximilian University, Munich, Germany Niteroi, RJ, Brazil
Michael Lardelli University of Adelaide, Adelaide, Jean-Paul Praud Université de Sherbrooke, Sherbrooke, QC,
SA, Australia Canada
Heather A. Lawson Washington University School of João Quevedo University of Southern Santa Catarina
Medicine, St. Louis, MO, United States (UNESC), Criciúma, Santa Catarina, Brazil; Center for
Lars Lewejohann University of Münster, Münster, Experimental Models in Psychiatry, The University of Texas
Germany Medical School at Houston, Houston, TX, United States
Julie C. Lim NZ National Eye Centre; University of Catherine A. Reardon Ben May Institute for Cancer Biology,
Auckland, Auckland, New Zealand University of Chicago, Chicago, IL, United States
David M. Lyons Stanford University, Stanford, CA, United Christopher P. Regan Merck Research Laboratories, Merck
States & Co., Inc., West Point, PA, United States
Malcolm R. Macleod University of Edinburgh, Edinburgh, Simone Renner Molecular Animal Breeding and
United Kingdom Biotechnology; Center for Innovative Medical Models
Shigeru Makino RIKEN BioResource Center, Tsukuba, (CiMM), Ludwig-Maximilian University, Munich, Germany
Ibaraki, Japan Fabiola M. Ribeiro Institute of Biological Sciences, Federal
Marta Martinez-Lage Spanish National Cancer Research University of Minas Gerais, (UFMG), Belo Horizonte, MG, Brazil
Centre—CNIO, Madrid, Spain Natalia P. Rocha University of Texas Health Science Center
Renita M. Martis NZ National Eye Centre; University of at Houston, Houston, TX, United States
Auckland, Auckland, New Zealand Sandra Rodriguez-Perales Spanish National Cancer
Ellen Meijer Utrecht University, Utrecht, The Netherlands Research Centre—CNIO, Madrid, Spain
Gerlinde A.S. Metz Canadian Centre for Behavioural Sara I. Ruiz Center for Aerobiological Sciences, United
Neuroscience, University of Lethbridge, Lethbridge, States Army Institute of Infectious Diseases (USAMRIID),
Alberta, Canada Fort Detrick, Frederick, MD, United States

  
LIST OF CONTRIBUTORS xvii
Masatoshi Saito The University of Western Australia, David T. Tzou University of California, San Francisco, CA,
Perth, Australia; Tohoku University Hospital, Sendai, United States
Japan Haruo Usuda The University of Western Australia,
Francisco J.B. Sampaio State University of Rio de Janeiro, Perth, Australia; Tohoku University Hospital, Sendai, Japan
Rio de Janeiro, RJ, Brazil Samira S. Valvassori University of Southern Santa Catarina
Steven J. Schapiro The University of Texas MD Anderson (UNESC), Criciúma, Santa Catarina, Brazil
Cancer Center, TX, United States; The University of Franz J. van der Staay Brain Center Rudolf Magnus; Utrecht
Copenhagen, København, Denmark University, Utrecht, The Netherlands
Alan F. Schatzberg Stanford University, Stanford, CA, Roger B. Varela University of Southern Santa Catarina
United States (UNESC), Criciúma, Santa Catarina, Brazil
Jay Schulkin University of Washington, Seattle, WA, Giuseppe Verdile Curtin Health Innovation
United States Research Institute—Biosciences, Curtin University,
Angela L. Shamchuk University of Alberta, Edmonton, AB, Bentley; The University of Western Australia, Crawley;
Canada Hollywood Medical Centre, Nedlands, WA, Australia
Richard P. Shannon University of Virginia, Charlottesville, Irene Vorontsova University of California, Irvine, Irvine,
VA, United States CA, United States
You-Tang Shen University of Pennsylvania, Philadelphia, Jessica P. Wayhart Washington University School of
PA, United States Medicine, St. Louis, MO, United States
Paul D. Shilling University of California, San Diego, La James L. Weed Comparative Medicine Branch, National
Jolla, CA, United States Center for Emerging and Zoonotic Infectious Diseases,
Milan Stengl Biomedical Center, Charles University, Pilsen, Centers for Disease Control and Prevention, Atlanta, GA,
Czech Republic United States
Marshall L. Stoller University of California, San Francisco, JoEllen Welsh Cancer Research Center, University at
CA, United States Albany, Albany, NY, United States
Stephen R. Stürzenbaum King’s College London, London, Steffi Werler Institute of Reproductive and Regenerative
United Kingdom Biology, Centre of Reproductive Medicine and Andrology,
University Clinics, Münster, Germany
Jitka Sviglerova Biomedical Center, Charles University,
Pilsen, Czech Republic Joachim Wistuba Institute of Reproductive and
Regenerative Biology, Centre of Reproductive Medicine and
Kazumi Taguchi University of California, San Francisco,
Andrology, University Clinics, Münster, Germany
CA, United States; Nagoya City University Graduate School
of Medical Sciences, Nagoya, Japan Eckhard Wolf Molecular Animal Breeding and
Biotechnology; Center for Innovative Medical Models
Yoshihisa Takahashi Teikyo University School of Medicine,
(CiMM); Gene Center, Ludwig-Maximilian University,
Tokyo, Japan
Munich, Germany
Akie Tanabe Institute of Biomedical Sciences, Graduate
Annegret Wünsch Molecular Animal Breeding and
School of Pharmaceutical Sciences, Tokushima University,
Biotechnology; Center for Innovative Medical Models
Shoumachi, Tokushima, Japan
(CiMM), Ludwig-Maximilian University, Munich, Germany
Junya Tanaka Ehime University Graduate School of
Toshiyuki Yamamoto Fukushima Medical University,
Medicine, Shitsukawa, Shitsukawa, Toon-shi, Ehime,
Fukushima, Japan
Japan
Hironori Yokoyama Institute of Biomedical Sciences,
Jerrold Tannenbaum University of California, Davis, Davis,
Graduate School of Pharmaceutical Sciences, Tokushima
CA, United States
University, Shoumachi, Tokushima, Japan
Antônio L. Teixeira University of Texas Health Science
Katsuhiko Yoshizawa Kansai Medical University, Hirakata,
Center at Houston, Houston, TX, United States
Osaka; Mukogawa Women’s University, Nishinomiya,
Jeffrey M. Testani Yale University, New Haven, CT, United Hyogo, Japan
States
Maria L. Zaidan Dagli School of Veterinary Medicine and
Keith B. Tierney University of Alberta, Edmonton, AB, Animal Science, University of São Paulo, São Paulo, Brazil
Canada
Jennifer Y. Zhang Duke University Medical Center,
Raul Torres-Ruiz Spanish National Cancer Research Durham, NC, United States
Centre—CNIO, Madrid, Spain
Yu Zhou Institute of Biomedical Sciences, Graduate
Airo Tsubura Kansai Medical University, Hirakata, Osaka, School of Pharmaceutical Sciences, Tokushima University,
Japan Shoumachi, Tokushima, Japan
Ryosuke Tsuji Institute of Biomedical Sciences, Graduate Elizabeth E. Zumbrun United States Army Institute of
School of Pharmaceutical Sciences, Tokushima University, Infectious Diseases (USAMRIID), Fort Detrick, Frederick, MD,
Shoumachi, Tokushima, Japan United States

  
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Preface

The key to use animal models is to select ones that of other, more complex systems. Even the cell cycle in the
have similarities to human tissues or disease states. simple yeast cell has similarities to that in humans and
Some models have the advantage that the reproductive, regulation with similar proteins occurs.
mitotic, development, or aging cycles are more rapid We have included sections on ethics and animal care,
compared with those in humans, facilitating study; oth- and the ethics of research; both are important in our view.
ers are utilized because individual proteins may be stud- Some models will have been omitted due to page
ied in an advantageous way and have human homologs. limitations and we have encouraged the authors to use
Other organisms are facile to grow in laboratory settings, tables and figures to make comparisons of models so
lend themselves to convenient analyses or have defined that observations not available in primary publications
properties that are important. can become useful to the reader.
The collection of systems represented in this volume We thank the authors for the timely submission of
is an effort to reflect the diversity and utility of models chapters so that this volume could be published while it
that are used to study human disease. That utility is is still fresh and to the staff at Academic Press for shep-
based on the consideration that observations made in herding the process of publication.
particular organisms provide insight into the workings
P. Michael Conn
Lubbock, TX, United States

xix
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P A R T A

ETHICS, RESOURCES,
AND APPROACHES
1 Ethics in Biomedical Animal Research: The Key Role
of the Investigator 3
2 Psychological Environmental Enrichment of Animals
in Research 47
3 Large Farm Animal Models of Human Neurobehavioral
and Psychiatric Disorders: Methodological and Practical
Considerations 71
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C H A P T E R

1
Ethics in Biomedical Animal Research:
The Key Role of the Investigatora
Jerrold Tannenbaum
University of California Davis, Davis, CA, United States

O U T L I N E

1 Nature and Scope of the Chapter 4 6.3 What Investigators Mean by “Basic”
Animal Research 11
2 The Subject Matter of Biomedical
6.4 Recommendations 11
Animal Research Ethics 4
7 Why Investigators Play the Key Role
3 Why Investigators Should Care About
in Ensuring the Ethical Conduct
Biomedical Animal Research Ethics 5
of Animal Research Projects 12
3.1 Investigators are Already Committed
7.1 The Nature of Principles of Biomedical
to High Ethical Standards 5
Animal Research Ethics 12
3.2 Ethical Treatment of Animals
7.2 The Need for Scientific Expertise
is Required by Law 5
in Applying General Ethical Principles 12
3.3 Ethical Treatment of Animals Promotes
7.3 The Investigator as Captain
Sound Scientific Results 6
of the Experimental Ship 12
3.4 Ethical Treatment of Animals is Required
7.4 The Role of Review Committees
by Funding Bodies 6
and Government Officials in Assessing
3.5 Ethical Treatment of Animals is Required
the Ethical Appropriateness of Animal
by Peer-reviewed Journals 7
Experiments 14
3.6 Ethical Treatment of Animals is Essential
for Public Support 8 8 Sources of Guidance for Investigators
3.7 Ethical Treatment of Animals in Conducting Ethical Research 17
is the Right Thing to Do 8 8.1 Scientific Resources 17
4 Aspects of Animal Use and Care Relevant 8.2 Ethical and Ethically Relevant Resources 17
to Biomedical Animal Research Ethics 8 9 Developing Useful Ethical Guidelines 19
5 Use of Privately Owned Animals 10 Fundamental Principles of Biomedical Animal
in Biomedical Research 9 Research Ethics 20
6 The Nature of Basic Animal Research 10 F1 The Biomedical Research Principle 20
6.1 “Basic” Research as the Search for Knowledge F2 The Animal Research Principle 21
for its Own Sake 10 F3 The Nuremberg Principle 21
6.2 “Basic” Research as the Search for Fundamental, F4 The Pain and Distress Minimization
Underlying Mechanisms, and Causes 11 Principle 22

a
Some content in this chapter has been reproduced from Tannenbaum, J., 2017. Ethics in the Use of Animal Models of Seizures and Epilepsy. In:
Pitkänen, A., et al. (Eds). Models of Seizures and Epilepsy, Chapter 5, pp. 47-68.
Animal Models for the Study of Human Disease. 
Copyright © 2017 Elsevier Inc. All rights reserved.
3
4 1. Ethics in Biomedical Animal Research: The Key Role of the Investigatora

F5 The Pain and Distress Justification Principle 23 12 Some Current Difficult Issues in
F6 The Harm Justification Principle 24 Animal Research Ethics 39
F7 The Harm Minimization Principle 30 12.1 The Nature and Weight of Harms
F8 The General Justification Principle 30 to be Justified by the Value of Animal
F9 The 3Rs Principle 31 Research Project 39
F10 The Species-Appropriate Housing 12.2 Ethical Relevance of Species and Species
Principle 33 Characteristics 40
F11 The Appropriate Care Principle 35
13 General Suggestions for Investigators 41
F12 The Appreciation Principle 36
S1 Communicate to the Public 41
F13 The Translation Principle 36
S2 Become Familiar with the Literature 41
11 Practical Ethical Guidelines S3 Participate in Discussions of Ethical Issues
for Investigators 37 Relating to Animal Research 42
References 42

1 NATURE AND SCOPE literature focuses on a question that has already been an-
OF THE CHAPTER swered by scientists who conduct biomedical animal re-
search, and by society generally. As stated by one philo-
This chapter presents an overview and explanation sophical discussion, “at the heart of the wide-ranging and
of ethical principles that are of crucial importance in the seemingly unending controversy over the use of animals
use of animal models for the study of human disease. in biomedical science, whether in basic or applied re-
The chapter is intended primarily for, and is written search, toxicity testing, drug production, or education, is
from the perspective of, scientists who conduct biomedi- one burning question: Are we humans ethically justified in
cal animal research. Like the other chapters in this vol- such a use of animals, in general and in particular cases?”
ume, the discussion of animal research ethics presented (Donnelly and Nolan, 1990, p. 8) Clearly, there would be
here focuses on matters that are directly relevant to the no need for this chapter, or more importantly for biomed-
design and implementation, by investigators, of animal ical animal research ethics, if there were no significant
research projects. ethical issues relating to the use of animals in biomedical
The chapter begins with a consideration of the nature research. However, it is simply a fact that among the most
of biomedical animal research ethics. The chapter reviews fundamental ethical tenets of contemporary society is not
the reasons investigators should engage in ethical assess- just that humans are justified in using animals to under-
ment of their work, and explains why they are uniquely stand and combat human disease, but that we are often
qualified to do so. The discussion presents a number of ethically obligated to do so.
fundamental principles of biomedical animal research eth- As used in the chapter, the term “investigator” refers
ics, and offers guidelines for putting these principles into to principal and coprincipal investigators, and also in-
practice. The chapter then highlights several ethical issues cludes scientific colleagues who participate significantly
regarding which members of the biomedical research com- in formulating the goals and design of an animal re-
munity have exhibited some lack of clarity or disagree- search project. The central theme of the chapter is that
ment. The discussion concludes with recommendations investigators—not animal care and use committees, at-
for participation by investigators in ethical discussion of tending veterinarians, or government agencies—play
their work, and of biomedical animal research generally. the primary role in ensuring the ethical conduct of bio-
The chapter does not provide a detailed description of medical animal research.
ethical theories that have been applied to biomedical ani-
mal research by academic philosophers or legal theorists.
Nor does the chapter summarize the large (and growing) 2 THE SUBJECT MATTER
scholarly literature in animal research ethics. I suggest be- OF BIOMEDICAL ANIMAL
low that animal researchers become familiar with some of RESEARCH ETHICS
this literature. However, attempting to present compre-
hensive descriptions of ethical theories or the animal re- Biomedical animal research ethics has three essential
search ethics literature would preclude a discussion that features in addition to its concern with the use of ani-
is useful to investigators. Aside from the fact that many mals in scientific research.
different arguments and conclusions have been offered First, biomedical animal research ethics involves issues
by different thinkers, much of the animal research ethics that pertain to whether animals employed in research are

A. Ethics, Resources, and Approaches


3 Why Investigators Should Care About Biomedical Animal Research Ethics 5
used and treated properly from an ethical standpoint in This chapter considers issues in biomedical a­ nimal
ways that accord with human ethical obligations to the an- research ethics relating to the proper treatment of
imals. Many important ethical questions raised by uses of ­animals employed in scientific research that aims at dis-
animals in biomedical research are not issues of biomedi- covering methods of preventing, alleviating, or curing
cal animal research ethics. For example, potential employ- human disease.
ment of the CRISPR gene editing technique to produce
animals with transplantable human organs has raised
questions about whether the technique itself could lead to 3 WHY INVESTIGATORS SHOULD
the editing of the human germ line and to the engineering CARE ABOUT BIOMEDICAL ANIMAL
of humans with supposedly desirable characteristics (Bal- RESEARCH ETHICS
timore et al., 2015; Lanphier et al., 2015), or could result in
unintended organisms that might harm public health or Some investigators may be suspicious of advice
the environment (Caplan et al., 2015). These are not ques- (sometimes offered by nonscientists) that they should
tions of biomedical animal research ethics because they devote valuable time and energy to ethical assessment
do not ask whether the animals in such research are being of their research. Biomedical research is science, and sci-
used properly, from the standpoint of the interests of the ence deals with objectively verifiable facts and hypoth-
animals themselves. In contrast, it would be a matter of eses. In contrast, ethics is a matter of value judgments,
biomedical animal research ethics to ask whether animals about which there can be disagreement, even when
produced using CRISPR will experience problematic pain there is an agreement about the facts. For example, some
or distress: during research procedures, as a result of their people believe that it is unethical to use animals in re-
genetic make up, or because of how they might be bred search, even when such research results in the preven-
and raised to provide human organs or tissues (Combes tion or cure of serious disease (Regan, 2004). It is diffi-
and Balls, 2014; Hyun et al., 2007). cult enough to conduct productive scientific research,
Second, biomedical animal research ethics addresses the results of which are subject to objective empirical
questions that pertain to animals employed in research verification. Leave us alone to do our experiments, some
intended to address medical issues in humans or animals. investigators might say, and let others worry about dem-
Biomedical animal research ethics is a subset or branch of onstrating that what we do is ethical.
animal research ethics, which deals with ethical obliga-
tions to animals used in all kinds of scientific animal re- 3.1 Investigators are Already Committed
search, including, for example, use of animals to test the to High Ethical Standards
safety of household products, chemicals used in industrial
processes, and cosmetics; research intended to understand One reason investigators should engage in ethical
how various species can be preserved in the wild; and ag- a­ ssessment of their work is that they have already com-
ricultural experiments aimed at breeding animals that pro- mitted themselves to high ethical standards in their use
duce nutritious and palatable food. These uses of animals of animals. Biomedical animal research is founded on an
sometimes involve facts, ethical issues, and ethical princi- enormously important ethical principle (which is dis-
ples that are significantly different from those that pertain cussed in detail later in the chapter): It is among the most
to using animal models to study human disease. Biomedi- noble and imperative of human endeavors to employ scientific
cal animal research ethics considers research directed at research to prevent, alleviate, and cure the pain, suffering, dis-
improving animal health because animals are sometimes tress, fear, anxiety, disability, infirmity, and death associated
intended beneficiaries of animal research (Quimby, 1998). with human disease. The decision to use animals to fight
Third, as generally defined, biomedical animal re- disease is motivated by this high ethical ideal. Having
search ethics (like animal research ethics) relates to the use already committed themselves to engaging in one of the
and treatment of live animals that are sentient, in the sense most virtuous endeavors known to humankind, inves-
of being capable of experiencing unpleasant or pleasant tigators who use animal models are logically and un-
sensations or feelings. Questions in biomedical animal avoidably committed to ethical behavior in all aspects of
research ethics can be asked regarding whether live ani- their work, including their use and treatment of animals.
mals should be killed. For example, some people believe
that certain species (e.g., chimpanzees) should never be 3.2 Ethical Treatment of Animals
killed in research, and it can be asked whether it is mor-
is Required by Law
ally wrong (and not just a waste of resources) to euthanize
many more mice for their tissues than is required for a Perhaps the most immediate and direct reason in-
given study. These are questions in biomedical animal re- vestigators should want to adhere to high ethical stan-
search ethics because they ask whether there is an ethical dards is that they must follow the laws of their respective
obligation to certain animals to allow them to live. countries relating to animal research. Many of these laws

A. Ethics, Resources, and Approaches


6 1. Ethics in Biomedical Animal Research: The Key Role of the Investigatora

impose straightforwardly ethical requirements. Failure to set of nine general ethical principles for biomedical ani-
comply with these requirements can result in disapprov- mal research (some of which are ­included in substance in
al of a proposed animal research project by an institution- the fundamental ethical principles ­presented later in the
al animal care and use committee (IACUC) or in some chapter) is enunciated in the US Government Principles for
countries a government official or licensing authority; the Utilization and Care of Vertebrate Animals Used in Test-
disciplinary action, such as public censure or a fine; or ing, Research, and Training (US Principles) (OLAW, 2015b,
in extreme cases termination of research (APHIS, 2016a; pp. 4–5), which must be followed by investigators con-
Home Office, 2014; NIH, 2015a, Part II §8.5). ducting research governed by the Health Research Ex-
tension Act of 1985 (HREA) and its incorporated Public
3.2.1 General Commitment to Ethical Behavior Health Service Policy on Humane Care and Use of Laboratory
Laws in many countries assert a general commitment Animals (PHS Policy) (OLAW, 2015b, para. I). Certain laws
to ethics in the use and care of research animals. For state more specific ethical rules, such as the requirement
example, the 2010 European Directive on the Protection of of the US AWA [AWA, 2013, §2143(a)(3)(B)] and the AWA
Animals Used for Scientific Purposes (EU Directive), which Regulations [AWAR, 2015, §2.31(d)(1)(ii)] that investiga-
represents the official policies of the European Parlia- tors consider alternatives to procedures likely to produce
ment and the Council of the European Union, states pain or distress in research ­animals. Some laws state even
that “(a)nimals have an intrinsic value which must be more specific ethical requirements, such as the require-
respected” (European Union, 2010, Preamble para. 12). ment of the AWA that, unless scientifically necessary, ani-
In the United States, the National Resources Council mals should not be subjected to ­multiple major invasive
Guide for the Care and Use of Laboratory Animals (the Guide) procedures [AWA, 2013, §2143(a)(3)(D)].
(NRC, 2011) must be followed in all research on live ver-
tebrates that is funded by one of the institutes or centers
of the National Institutes of Health (NIH) [HREA, 1985, 3.3 Ethical Treatment of Animals Promotes
§289d(c)]. In a section titled “Ethics and Animal Use,” Sound Scientific Results
the Guide reminds investigators that they do not have a As is discussed in this chapter, among the central prin-
legal right to conduct animal research. The use of ani- ciples of biomedical animal research ethics are that ani-
mals is a privilege afforded by government, which it can mals should not experience more pain or distress than
withdraw. As the Guide observes, this privilege is con- necessary for the scientific aims of an experiment, and
ditioned on the use and care of research animals in ac- that they should be provided housing environments and
cordance with ethical standards, some of which exceed general care that are appropriate for their species and
those specifically required by law: contribute (consistent with experimental aims) to their
health and comfort. Studies have long established that
The decision to use animals in research requires critical unnecessary animal pain or distress during experiments
thought, judgment, and analysis. Using animals in research is
a privilege granted by society to the research community with can affect and invalidate experimental results (Russell
the expectation that such use will provide either significant new and Burch, 1959), and that removal of stressors from
knowledge or lead to improvement in human and/or animal housing environments can improve the validity and re-
well-being. (references omitted). It is a trust that mandates re- peatability of data (Garner, 2005; Weed and Raber, 2005).
sponsible and humane care and use of these animals. ... Ethical
considerations discussed here and in other sections of the Guide
should serve as a starting point; readers are encouraged to go 3.4 Ethical Treatment of Animals is Required by
beyond these provisions. NRC (2011, p. 4)
Funding Bodies
Government agencies that fund animal biomedical
3.2.2 Legal Requirements Reflecting General or research require adherence to ethical standards as a con-
Specific Ethical Principles dition of support. In the United States, applicants to the
Many laws, regulations, and government agency poli- NIH must certify that projects will meet the ethical re-
cies that pertain to animal research state explicitly, or re- quirements of the Vertebrate Animals Section of the grant
flect, very general ethical ideals or requirements. Underly- application (OLAW, 2016b), which includes the pain and
ing the US Animal Welfare Act (AWA, 2013), for example, distress minimization principle (discussed below) and
is the general principle of biomedical animal research justification of the use of animals and the proposed spe-
ethics that investigators must minimize pain or distress cies. Moreover, no NIH-funded animal research may be-
experienced by animal subjects. The EU Directive requires gin, or continue, without determination by the IACUC
that any harm caused to animals in a research project that the project complies with the ethical standards of
must be justified by expected benefits of the research the PHS Policy (OLAW, 2015b, para. II), and of the Guide
[European Union, 2010, Art. 38 para. 2(d)]. A well-known [OLAW, 2015b, para. IV(A)(1)]. Animal research funded

A. Ethics, Resources, and Approaches


3 Why Investigators Should Care About Biomedical Animal Research Ethics 7
by the National Science Foundation must also meet the used (e.g., Journal of Neuroscience; PLoS One) and that
standards applied by the PHS Policy to NIH-funded ani- animal pain, suffering, or distress were prevented or
mal research (OLAW, 2015a). minimized (e.g., Neuroscience; Neuroscience Research;
Private funding bodies also require grant recipients PLoS One). Some journals require adherence to the
to meet various ethical standards. For example, the ethical standards of the professional association under
­American Cancer Society (ACS, 2016, p. 6), the American whose auspices these journals are edited. The Journal
Epilepsy Society (AES, 2016), and the American Heart of Neuroscience, for example, requires that all reported
Association (AHA, 1985) require applicants to certify animal experimentation be conducted in accordance
that animal research projects have received approval with the Society for Neuroscience Policies on the Use of
from their IACUC, which in the United States includes a Animals in Neuroscience Research (SfN, 2016), which man-
determination that all legally required ethical standards date observance of the PHS Policy and the Guide for all
will be followed. These organizations also specifically experiments on live vertebrate animals.
require adherence to the PHS Policy and its ethical stan-
dards. In the United Kingdom, major funding organi- 3.5.1 The ARRIVE Guidelines
zations, including the Association of Medical Research The ARRIVE Guidelines (NC3Rs, 2010), mentioned
Charities (AMRC, 2015), the Biotechnology and Biologi- earlier, contain a checklist of 20 directives for the prepa-
cal Sciences Science Council (BBSRC, 2013), the Medical ration of manuscripts reporting animal research projects.
Research Council (MRC, 2016), and the Wellcome Trust The Guidelines are widely regarded as an effective ve-
(2016) require that animal research be conducted only hicle not just for promoting standardized, transparent
when no feasible nonanimal alternative exists; that ap- descriptions of animal use that can be evaluated by the
plicants employ the “3Rs” of replacement, reduction, scientific community, but also for facilitating the use of
and refinement (discussed below), and that appropri- animals in ethically as well as scientifically sound ways
ate Home Office licenses and certificates are followed. (du Sert, 2011; Eisen et al., 2014; Reynolds et al., 2012; Rice
These organizations also require grantees to follow the et al., 2013.) Among the directives of the Guidelines are
ARRIVE Guidelines of the UK National Centre for the that the investigator “(e)xplain how and why the animal
Replacement Refinement & Reduction of Animals in Re- species and model being used can address the scientific
search (NC3Rs, 2010), which are intended to assist inves- objectives and, where appropriate, the study’s relevance
tigators in preparing manuscripts submitted for publica- to human biology” (NC3Rs, 2010, para. 3b); “(p)rovide
tion and are considered below. details of the animals used, including species, strain, sex,
developmental stage (e.g., mean or median age plus age
3.5 Ethical Treatment of Animals is Required range) and weight (e.g., mean or median weight plus
weight range)” (para. 8a); “(p)rovide details of housing
by Peer-Reviewed Journals
(type of facility, e.g., specific pathogen free (SPF); type of
Virtually all journals that publish reports of animal cage or housing; bedding material; number of cage com-
research require that authors state, when submitting panions; tank shape and material etc. for fish)” (para.
manuscripts or sometimes in the manuscripts them- 9a); “(e)xplain how the number of animals was arrived
selves, that they have adhered to specified ethical stan- at. Provide details of any sample size calculation used.”
dards. These journals always include in such standards, (para. 10b); “(p)rovide details of the statistical methods
observance of all applicable laws and approval of the used for each analysis” (para. 13a); “(d)escribe any im-
research by the investigator’s IACUC or other legally plications of your experimental methods or findings for
required review body or government official. As noted the replacement, refinement or reduction (the 3Rs) of the
earlier, these laws contain fundamental principles of use of animals in research” (para. 18c); and “(c)omment
biomedical animal research ethics. Some journals in- on whether, and how, the findings of this study are likely
clude ethical standards adherence to which might not to translate to other species or systems, including any
be legally required in given cases. For example, al- relevance to human biology” (para. 19).
though the HREA requires that NIH-funded projects At the time of this writing, more than 600 journals
follow the ethical standards of the PHS Principles and have recommended that authors follow the ARRIVE
the Guide, many journals require adherence to the ethi- Guidelines (Cressey, 2016). However, relatively few
cal standards in these documents for all research on live journals require compliance, and one study found that
vertebrates, however funded. Some journals mention few investigators followed the Guidelines even when
specific ethical requirements already implied by the encouraged to do so (Baker et al., 2014). In light of the
general requirement of following all laws and govern- support of the ARRIVE Guidelines by journal editors, it
ment agency policies. Such journal requirements typi- seems inevitable that all high-impact journals eventu-
cally include that the minimum number of animals was ally will make compliance mandatory. It is, therefore,

A. Ethics, Resources, and Approaches


8 1. Ethics in Biomedical Animal Research: The Key Role of the Investigatora

at the very least prudent for investigators to become 3.7 Ethical Treatment of Animals
used to incorporating the Guidelines into their experi- is the Right Thing to Do
ments and manuscript preparation. More importantly,
following the ARRIVE Guidelines will assist investi- Finally, and surely most importantly, investigators
gators in conducting scientifically and ethically sound should conduct ethical animal research because this is
experimentation. simply the right thing to do. If animals are to be used
to understand human disease, they should always be
used for ethically sound reasons and in ethically ap-
3.6 Ethical Treatment of Animals is Essential propriate ways. We owe this to them, as well as to
for Public Support the humans who benefit from their use in research
A very important reason investigators should be and who should rest assured that this use is ethically
sensitive to ethical aspects of their work is that without ­appropriate.
public support most biomedical animal research would
cease. The great majority of this research is funded by
government agencies (FASEB, 2016a), which receive the 4 ASPECTS OF ANIMAL USE AND CARE
money they disburse from the public. Moreover, under- RELEVANT TO BIOMEDICAL ANIMAL
lying government acceptance and regulation of animal RESEARCH ETHICS
research is the general view of society that biomedical
animal research is valuable and is conducted ethically. Most issues in biomedical animal research ethics per-
Were the public to reject this view, it would likely de- tain to the conduct of individual animal research proj-
mand an end to government funding, and perhaps to ects, that is, to how experiments or research procedures
biomedical animal research altogether. are designed and executed. Ethical questions can arise
Public approval of biomedical animal research can- in all stages of a project, beginning with whether there is
not be taken for granted and in some countries may be sufficient rationale for the use of animals or a particular
declining. Polls conducted by the Pew Research Cen- species, to whether the project treats the animals appro-
ter (2015, p. 141) found that in 2009, 52% of US adults priately during experimental procedures, to when and
“favored,” and 43% “opposed,” “the use of animals in how the animals’ lives may or should be ended, to what
scientific research.” By 2014, those in favor dropped to should be done with animals that survive experimenta-
47%, and those opposed rose to 50%. The annual Gal- tion. Although such questions typically arise in the con-
lup Poll on moral attitudes of Americans (Gallup, 2016) text of particular projects, biomedical animal research
found that in 2016, 53% of the public believed that “med- ethics sometimes address them generally. Thus, one can
ical testing on animals” is “morally acceptable” and 41% ask when certain kinds of physical restraint might be
that it is “morally wrong.” In 2006, the percentages were unacceptable for certain species, or when it is ethically
61 and 32%, respectively. acceptable to withhold pain relief from animals (Tan-
Governments worldwide have recognized that public nenbaum, 1999). Answers or general approaches to such
support for animal research depends upon the public’s questions may then sometimes be applied in particular
knowledge that experimental animals are treated in ac- animal research projects.
cordance with high ethical standards. For example, in Biomedical animal research ethics is also concerned
enacting the 1985 amendments to the AWA (2013), the with the treatment of animals when they are not un-
US Congress declared (Public Law 99-198, 1985) that dergoing research procedures. Many, perhaps most, re-
“measures which help meet the public concern for labo- search animals spend the majority of their time housed
ratory animal care and treatment are important in assur- in facility animal quarters, before or after procedures
ing that research will continue to progress.” In passing are conducted on them. To be sure, many animals are
the HREA (1985) Congress stated (House Conference never off-study, if, for example, effects on their physi-
Report, 1985, p. 747) that although humane standards of ology or behavior while in the animal quarters are of
animal care ”will change in the future as science advanc- direct interest in the research, or if what they are fed
es ... the consultation inherent in the review of the care or how they are housed is part of the study. However,
and treatment of animals by animal care committees is even these animals can be affected by conditions of
essential. Within such a framework, the public can have housing and care that are not part of the research. Ethi-
confidence that the proper sensitivity, whatever the sen- cal issues relating to housing and general care of ani-
sitivity may be, to the care and treatment of animals will mals include whether the size, constituent materials,
occur.” The EU Directive recognizes the importance of and physical layout of cages or other enclosures are
“the ethical concerns of the general public as regards the sufficient to meet certain behavioral needs, whether
use of animals in procedures” (European Union, 2010, animals receive adequate care from veterinarians and
Preamble para. 12). support staff to address health or welfare problems,

A. Ethics, Resources, and Approaches


Another random document with
no related content on Scribd:
quexas en vuestra presencia; no
que yo, señora, de vos me quexe
ni Dios lo quiera, que no deuo
más para que las pasiones que
con mis deseos me aquexan
sepays, por merito de las quales
os suplico que no medido lo que
yo en respecto vuestro me
merezco, mas considerado lo que
por haueros visto e desear ser
vuestro padezco, por tal señora
me acepteys; no para dar más
bien a mi mal de consentir que yo
señora por vuestro seruicio lo
padezca, por que ni más osaria,
señora, pedir, ni tanto me
atreueria creer merecer.

BELISENA
Muchos dias ha, Flamiano, que
conozco en tus meneos lo que el
desuario de tu pensamiento te ha
puesto en la voluntad; e no creas
que muchas vezes dello no haya
recebido enojo, e algunas han
sido que me han puesto en
voluntad de dartelo a entender,
sino que mi reputacion e
honestidad me han apartado
dello, e aun en parte el respecto
de la buena figura en que tu
discrecion hasta agora he tenido.
Mas pues que tu atreuimiento en
tal estremo te ha traydo, que en
mi presencia tu fantasia hayas
osado publicar, forçado me será
responderte, no lo que dezirte
queria segun mi alteracion, mas
segun la vanidad de tu juyzio
merece. Lo qual aunque consejo
te parezca deues tomar por
reprehension; e digo que no te
acontezca semejante
pensamiento poner en parte
differente de ti, donde no puedas
menos hazer de verte cada hora
en infinitas necessidades e al fin
sin ver cabo á lo que desseas,
que lo hayas de ver de tu vida y
de tu honrra. Mas razon seria que
primero ygualasses la medida
donde bastas llegar con el
merecer, que no que publicasses
do querrias subir con el dessear e
aun alli, segun se suele, hallarás
tarde el contentamiento que el
deseo querria.

FLAMIANO
Mis ojos, señora, que de mis
males han sido la causa, no
tuvieron juyzio más de para
miraros e ver las perficiones que
Dios en vos puso, para que
viendoos pusiesen mi corazon en
el fuego que arde; llegada alli
vuestra figura, no pudo menos
hazer de lo que ha hecho. Mi
saber no pudo ser tanto para
temer los inconuenientes de mi
daño que vuestra hermosura no
fuesse más para causallo sin
poder ser resistido. Pues llegado
aqui mi pensamiento determinose
en que lo mucho que el merecer
desyguala mi pena del desseo,
las sobras della misma son tantas
que lo yguala todo, pues que,
señora, mi intencion no os pide
mas de licencia para padescer,
que desta suerte cierto no puede
ser reprouada pues que no es
mala. Ansi que, señora, pues que
tanto la virtud y nobleza en vos
sobra, no useys comigo por el
rasero de la crueza, pues que
mudarse ya mi cuydado es
imposible. E assi de vos no quiero
consejo; remedio es el que pido
pues que no le puedo esperar
sino de vuestra mano.

BELISENA
No creas tú, Flamiano, que la
pasion o males que publicas que
sientes, a mí dellos me plega,
ante en muchas maneras dello
me pesa. Lo vno es que á mi
causa siendo en mi perjuyzio tú
los padezcas. Lo segundo que te
atreues á ponerte en ello y aun
publicarlo. De suerte que en
muchas maneras me enojas y en
más me harias plazer y servicio
que dello te dexases. Y esto seria
seruirme como dizes que
desseas; para esto que te digo,
como ya te he dicho, los
inconuenientes de mi estado y de
mi condicion y honestidad me dan
inconueniente no solo para que
como hago dello reciba mucho
enojo, mas para que tú aunque
mill vidas como dizes perdiesses
yo dellas haya de hazer ni cuenta
ni memoria. Assi que lo mejor
será que desto te apartes e en
esto me harás seruicio como
dizes que desseas y aun me
ternas haziendolo contenta; e
pues que tanto mio eres, segun
dizes, yo te mando que lo hagas,
porque quites tu vida de peligro e
aun a mí de ser enojada.

FLAMIANO
Quando, señora, la pena
verdadera de amor como es la
mia está sellada en el alma, pues
que justa razon alli la haya
puesto, en el coraçon está
imprimida de suerte que sin él e
sin ella no pueda salir de alli.
Pues ¿como quereys, señora,
que mi cuydado se mude?, que el
dia primero que os vi, dentro en
mis entrañas e coraçon quedó el
propio traslado vuestro
perfectamente esculpido, e
despues aca quantas estradas
me haueys tirado que son
infinitas, llegadas alli, el fuego que
en tal lugar hallan las funde,
porque son de oro siendo
vuestras e fundidas hallan alli
vuestra effigia e de cada vna
dellas se haze vn otra semejante.
Assi que aunque el coraçon y el
alma con las principales
sacassen, el cuerpo quedaria
lleno con tantas que de aqui a mill
años en mi sepultura se hallarian
dellas sin cuento, e aun en todos
mis huessos se hallaria vuestro
nombre escripto en cada vno.
Ansi, que señora, si quereys que
de quereros me aparte, mandad
sacar mis huessos e raer de alli
vuestro nombre, e de mis
entrañas quitar vuestra figura,
porque ya en mi está conuertido
en que si alguno me pide quien so
digo que vuestro. E si esto a
desuario se me juzgasse, mayor
lo haria quien tal quissiese juzgar,
porque no hay nayde que con mis
ojos, señora, os mire que no
conozca ser justo lo que hago; e
como ya he dicho, aunque en la
razon mia encobrir lo quisiesse no
puedo, porque el fuego de dentro
haze denunciar a la lengua la
causa. Pero pues que en vuestra
mano está matarme o darme la
vida, e pues que della teneys la
llaue, ved vos si lo podeys hazer
e ganareys la victoria del tal
vencimiento. E si con quitarme la
vida pensays acabarlo, dudolo,
porque aunque del coraçon e las
otras partes vos apartassedes
con matarme, ni mas ni menos en
el alma os quedariades, de do
jamas os podreys quitar porque
es inmortal a causa de estar vos
en ella. E si de mi se partiesse
donde agora mis passiones la
tienen presa y atormentada,
jamas de vuestra presencia se
partiria, donde con mucho
contentamiento estaria contino.
Assi que si agora estando comigo
os enoja ausente, mira que hará
entonces estando presente, e
bien sé que pues agora os
enojays por seros yo de mi grado
captiuo, que despues de yo
muerto más enojo recibireys de
vos matadora, e sola esta gloria
que de mi muerte se espera me
basta a mi para que contento
pierda la vida, pues que con ello
yo seré fuera de pena e vos con
pesar arrepentida. Podreys
señora dezir entonces que no es
vuestro el cargo sino mia la culpa
pues que yo mesmo me lo he
buscado y querido mi daño contra
vuestra voluntad. Entonces mi
alma os negará la partida
diziendo: no, no, no es ansi, que
el cargo, señora, tuyo es pues
que tan cruelmente tan mal le
trataste no pidiendote más bien
de licencia para sofrir su mal sin
ninguna offensa tuya ni más gloria
suya.
BELISENA
Si sofrirte lo que faces me
offende, oyrte lo que dizes me
perjudica y enoja; ¿qué hará
responder a la vanidad de tus
razones? Yo te he ya dicho lo que
te cumple, bastarte deue para no
esperar mas disputa en este caso
de lo que te conuiene. No delibero
mas sobre ello hablarte, porque
creo que tu discrecion te hará
determinar lo que te cumple. Los
mios vienen, quedate con Dios y
creeme haziendo lo que te tengo
dicho.

FLAMIANO
Digo, señora, finalmente que no
puedo porque ni mi voluntad a
ello no puede doblarse, ni mi
querer puede dello quitarse, e
aunque aquí tan solo de bien e
tan acompañado de pesar me
dexeis, digo que allá donde vos
vays, allá voy, y aunque vos vays,
aqui quedays donde yo quedo,
porque ni allá, ni acá, ni en
ninguna parte donde yo me halle,
nunca vuestra vista de mis ojos
se quita, sino que en mi fantasia
do quiera que esteys, do quier
que esten, los dos juntos
estamos. E si esto, señora, no
creeys, mis obras os haran dello
testigo.
Al fin la señora Belisena se partio
con Isiana e muy enojada, a lo
que mostraua, e llegó a la
compañia de los suyos. Flamiano
quedó a solas, fuesse por otra via
con el consuelo que pensar
podeys; en aquella noche todos
los caualleros cenaron con el
señor cardenal, donde se
concerto de yr venidos de la caça
a vnos baños que ocho millas de
la ciudad estan de la mar, en vn
muy hermoso lugar que Virgiliano
se llama, porque supieron que la
señora duquesa e la princesa de
Salusano con otras muchas
damas se yuan por estar alli todo
el mes de Abril, como cada año
las damas y señoras de
Noplesano acostumbran hazer.
Visto Flamiano que esta jornada
se le aparejaua conforme a su
desseo, suplicó al señor cardenal
que ordenase vn juego de cañas
para el segundo dia de pasqua
que todas las damas ya a
Virgiliano serian venidas. De lo
qual el señor cardenal, fue tan
contento que se ofrecio tener el
vn puesto con la meytad de
aquellos caualleros, desta
manera: que los de su puesto
saldrian a la estradiota vestidos
como turcos con mascaras y
rodelas turquescas, vestidos
todos de las colores que su
señoria les daria, y que jugarian
con alcanzias. E que Flamiano
tuviesse el otro puesto a la gineta
con los otros caualleros que alli
primero se hallaron en la caça. E
que ante que al puesto saliessen,
que saliessen ellos todos juntos e
començassen su juego de cañas
partidos por medio. En el qual
juego él con sus turcos llegaria
como hombre que viene de fuera,
e assi juntados ellos todos,
començarian el otro juego contra
los que en él viniessen. E ansi el
señor cardenal tomó a cargo de
suplicar a la señora princesa que
para aquella noche conbidase a la
señora duquesa e á Belisena, con
todas las otras damas que alli se
hallassen, para que en su posada
aquella noche passado el juego
todas cenassen y alli hiziessen la
fiesta. Pues acabada la caça,
dende a dos dias con mucho
plazer los vnos e los otros todos
juntos a la ciudad se tornaron.
Donde despues de llegados,
Flamiano acordo de enbiar a
Felisel a visitar a Vasquiran con el
qual acordo respondelle a su
carta. E despachado que le houo,
Felisel se partio, e llegado a
Felernissa donde halló a
Vasquiran, despues de hauer
hablado mucho con él en especial
de las cosas dela caça e lo que
en ella se era seguido, la carta de
Flamiano le dió, la qual en esta
manera razonaua.

CARTA DE FLAMIANO Á
VASQUIRAN EN RESPUESTA
DE LA SUYA POSTRERA
No quiero, Vasquiran, dexarme de
responder a tus cartas e quexas,
si quiera porque no pienses que
razon me falta para ello, como a ti
crees que te sobra para lo que
hazes. Yo, si bien me entiendes,
no digo que de la muerte de
Violina no te duelas como es
razon que lo hagas, mas que los
estremos dexes e apartes de ti,
pues que in genere son
reprobados; porque como ya te
he dicho y tú dizes, tus lastimas
todas la muerte las ha causado, y
en verdad al parecer estas son
las mas crudas de sofrir, y al ser
las mas leues de conortar, pues
como dicho tengo, el tiempo e la
razon naturalmente las madura e
aplaca de tal suerte que assi
como la carne muerta en la
sepultura se consume, assi el
dolor que dexa en la viua se
resfria. Porque si assi no fuesse,
muchas madres que
ardientemente los hijos aman e
los pierden, por ser fragiles para
soffrir el dolor con la braueza dél,
con la flaqueza de la complision,
si este remedio el tiempo
naturalmente no les pusiesse, las
mas dellas del seso o de la vida
vernian a menos, e aun algunos
padres lo mismo harian, e otras
muchas personas que de
conjunto amor contentos
acompañados viuian como tú
hazias. Empero como he dicho el
natural remedio lo remedia
continuamente, e donde este
faltasse o si assi no fuese, digo
que por razon más obligado
serias segun quien eres a hazer
lo que digo que lo que hazes, por
muchas causas que ya te tengo
dichas, porque como sabes, la
estremidad del plañir nace de la
voluntad, la virtud del soffrir es
parte de la razon.
Pues mira quan grande es,
nuestra differencia entre la
voluntad é la razon. Lo vno parte
de discrecion e cordura; lo otro o
es o está a dos dedos de locura,
en especial que los virtuosos
varones más son conocidos en
las aduersidades por su buen
seso e sofrimiento que no en las
prosperidades por grandezas ni
gouierno; porque lo vno muchos
respectos lo pudieron causar para
hazerse, lo otro sola virtud lo
templa para sofrirse. Assi que por
todas las partes verás que por
fuerça tu dolor ha de menguar.
Mas ¿qué hare yo que si sola vna
vez que vi a la que mi mal ordena,
de tantos malos me fue causa?
en las otras que la veo ¿qué
puedo sentir? Su ausencia me
atormenta de passion; su
presencia me condena de temor;
su condicion e valer me quitan
esperança; mi suerte y ventura
me hazen desconfiar. Mi pena me
da congoxa incomportable. Lo
que siento me haze dessear la
muerte; remedio en mi no le hay;
della no se espera. E assi tengo
más aparejado el camino de
desesperar que abierta la puerta
de esperança para ningun bien.
Assi que por Dios te ruego que
comiences á poner consuelo en ti,
porque puedas presto con tu
compañia venir a poner remedio
en mí, y con tal confiança me
quedo cantando este villancico
que a mi proposito haze y a mi
pesar he hecho.

Yo consiento por seruiros


mi muerte sin que se sienta
vos señora no contenta.
El primer dia que os vi
tan mortal fue mi herida
que en veros me vi sin vida
y el viuir se vio sin mi,
pues que en viendoos
consenti
mis males que son sin cuenta,
vos señora mal contenta.
Consenti verme sin ella
solamente por miraros
y por solo dessearos
tuue por bueno perdella;
y más que los males della
quise qu'el alma los sienta
y vos dello descontenta.
Consenti que mi tormento
tan secreto fuese y tal,
que el menor mal de mi mal
diesse muerte al sentimiento;
quise más qu'el soffrimiento
que lo suffra y lo consienta
por hazeros más contenta.
De suerte que mis sospiros
aunque sean sin compas
los quiero sin querer mas
de quereros y seruiros,
sin más remedio pediros
de la muerte que m'afrenta
que veros della contenta.

LAS COSAS QUE VASQUIRAN


CONTO A FELISEL
DESPUES DE LEYDA LA
CARTA, QUE LE HAUIAN
SEGUIDO YENDO A CAÇA
Despues de leyda Vasquiran la
carta que Felisel le dió, hablando
de muchas cosas Felisel le conto
todas las cosas de la caça, assi
de los caualleros y damas que en
ella fueron como de los atauios
que todos sacaron, e aun parte de
lo que su señor con Belisena
passó hablandose con ella a
solas. Pues hauiendolo todo muy
bien relatado, otro dia
paseandosse los dos como otras
vezes solian por vna sala,
Vasquiran le començo á dezir:
Pues que ayer, Felisel, me
contaste todos los mysterios de la
caça que allá haueys tenido, e
aun lo que a tu señor en ella le
siguio, quiero contarte lo que a mi
en otra me ha acontecido.
Flamiano, como dizes, fue por
acompañar a quien de
enamorados pensamientos
acompañado le tiene e aun por
dar con su vista descanso a sus
ojos. Yo por acompañar a mi
soledad de mas soledad e por dar
a los mios con ella de lagrimas
más compañia con menos atauios
e mas angustias la semana
passada tambien me fuy á caça,
en la qual me acontecio lo que
agora oyras.

RECUENTA VASQUIRAN Á
FELISEL LO QUE LE
ACONTECIO EN LA CAÇA, E
LA OBRA QUE SOBRE ELLO
HIZO
Estando con sus canes estos mis
seruidores en sus paradas
puestos como yo los hauia
dexado, contecio que vn ciervo e
vna cierva juntos en la vna dellas
dieron, de que dadas laxas a los
perros començaron a seguirlos
por vna llanura que entrellos e un
bosque se hazia. E siendo los
canes muy buenos dieronles vn
alcance en el cual la cierua se
houo de apartar de su compañia e
vino a dar donde yo estaua, por
su desventura e la mia, e assi
como yo la vi venir salile por el
traues adelante e ante que al
bosque llegasse la maté.
Llegados alli parte destos mis
seruidores, porque ya era algo
tarde mandela cargar sobre vna
azemila con la otra caça que
muerto hauiamos, y yo comence
a venirme la via de aquella
eredad mia a donde la otra vez
me hallaste, e seyendo ya al
aquanto del bosque alongados,
sentimos los mayores bramidos
del mundo, los quales por nos
oydos, paramos por saber qué
podria ser, e vimos venir vn cieruo
que en el bosque se nos era
entrado bramando, y era el que
en compañia de la cierua venia, el
qual ni por el temor de los canes
que al encuentro le salieron, ni
por lo que los mios le ocuparon
jamas dexó de hazer su via hasta
llegar al azemila do la cierua
venia cargada. E como yo lo vi
pense lo que podia ser como fue,
aunque milagro parezca, e assi
mandé que ninguno le hiziesse
daño. Pues llegado que fue do su
dolor lo guiaua, començo á dar de
nuevo muy mayores bramidos
derramando de los ojos infinitas
lagrimas. Como tal le vi hazer
tanto dolor, començo a refrescar
en mi llaga, que temiendo en mi
algun desmayo que afrenta me
hiziesse, mandé lo dexassen
estar e segui mi camino para
donde él yva, mas como nos vido
partir, con mayores gemidos
començo a seguirnos hasta llegar
do yo yva, de donde jamas se es
partido. Como esto vi mandé que
a la cierua desollassen el cuero e
lo hinchiessen de feno e dentro
en el jardin lo colgassen en vna
lonja que en el hay tan alto que el
ciervo solamente pudiesse
alcançar a su cabeça. E desde
aquel dia que alli lo pusieron
mandé meter dentro al cieruo e
jamas de donde la cierua está se
es partido, saluo cuando
costreñido de la hambre algun
poco por la huerta a pacer se
aparta. Pusome tanta tristeza ser,
Felisel, lo que te he contado, que
despues de hauer cenado a solas
retraydo en mi camara,
veniendome a la memoria todas
mis glorias pasadas y la congoxa
presente, juzgando por lo que
este irracional hazia lo que de
razon yo deuia hazer, con infinitas
lagrimas comence contra mí
maldiziendo mi desuentura a dezir
infinitas e muy lastimeras
palabras, tantas que largo seria
contarlas. Saluo que estando assi
yo me senti assi venir a menos el
sentido e no sé si trasportado del
juyzio o si de dolor y del sueño
vencido, yo vi en vision todas las
cosas que a tu amo embio dentro
en una carta que le tengo ya
escripta, lo qual verás en versos
rimados conpuestos más como
supe que como deuiera o
quisiera. E despues hize sobre
este caso deste cieruo esta
cancion, la qual no he querido
que tu amo la vea, por que no
halle en ella con que responder a
mi carta como suele.

¿Que dolor puedo quexar


de mis angustias e males
viendo que los animales
mayor sienten mi pesar?
Quexaré de mi dolor
que es tan crudo su tormento
que vn bruto sin sentimiento
le siente mucho mayor,
de pesar que yo le siento,
mas no se puede ygualar
con mis angustias mortales
porque ell alma de mis males
mayor siente mi pesar.

Acabado que houo de decirle la


cancion le dixo: Felisel, yo querria
que mañana te partiesses, porque
llevasses a Flamiano vn cauallo
mio de la gineta con vn gentil
jaez, que agora poco ha me han
traydo de España, porque
aproueche para el, pues que a mí
ya seruir no me puede. Querria
que llegasses a tiempo que para
el juego de las cañas que me has
dicho le siruiesse. Otro dia
recebido Felisel el cauallo e la
carta se partio. E llegado a
Noplesano, halló que Flamiano
con todos los caualleros eran ya
partidos para Virgiliano, porque la
señora duquesa e la princesa con
todas las damas ya estauan alli.
Donde otro dia Felisel llegó, con
el qual Flamiano holgó mucho e
houo mucho plazer de oyrle
contar lo que a Vasquiran hauia
acontecido e tambien con el
cauallo que era muy bueno y el
jaez muy rico, en especial
llegando a tal tiempo. Y recebida
la carta començola a leer la qual
assi dezia.

CARTA DE VASQUIRAN Á
FLAMIANO EN RESPUESTA DE
LA SUYA
Quanto mejor seria, Flamiano,
que a esta question pusiessemos
silencio que no proseguirla, pues
que tan poco prouecho a los dos
nos acarrea. Tú me dizes que no
me reprueuas porque de mi mal
me duelo pues que es razon que
lo haga, sino que no deuo tanto
en estremo dolerme. Mi mal
quisiera yo que limitaras que no
fuera tan grande, que mi tristeza
pequeña es para con él. Dizes
que como la carne muerta en la
sepultura se consume, assi el
dolor que dexa en la viua se
resfria; falso es esse argumento
pues en mi que lo prueuo por el
contrario lo veo. Tornasme a
alegar las mugeres que perderian
el sentido si por esto no fuesse. A
la fe por ser ellas flacas de
sentido e fragiles pierden dello la
memoria, que no por lo que dizes.
Si honesto me fuesse alegarte
cosas de nuestra fe, vna cosa te
diria de la que no tuvo par, que en
tal caso hizo, con que callasses.
Tambien me alegas como
philosopho lo que de la voluntad o
de la razon parte, quál es auto
mas virtuoso, e das lexos del
terrero, que los que desso han
glossado, en especial Juan de
Mena e muchos no ponen
contraste en tal caso, entre la
voluntad e la razon, saluo de
aquellos apetitos que
viciosamente muestra naturaleza,
desseo voluntario, que el dolerse
nadie de la cosa amada de puro
amor e gratitud y contentamiento
que le tenia, le parte viendola
perdida. Pues estos autos
virtuosos y razonables son, que
no voluntad voluntaria. Ansi que
no te cale philosophia comigo que
poco te aprouecharia ni a
Aristoteles si mi mal sintiera. Mas
sabía el Petrarca que no tú ni yo,
mas ya sabes lo que respondio
siendo juzgado porque a cabo de
veynte años que madama Laurea
era muerta la plañia e la seruia,
quando dixo: ¿Que salud dió a mi
herida quebrarse la cuerda del
arco? Nunca de tu mal vi ningun
martir e del mio verás todas las
poesias y escripturas dende que
el mundo se començo hasta
agora llenas, de lo que aun la
sangre del martir Garcisanchez
viua tenemos e no oluidada la del
mesmo Petrarca que te he dicho,
sin otros infinitos que dellos no se
escriue. Tú no hallas remedio
para ti que cada dia hablas o
puedes hablar a quien te pena;
quieresle hallar para mi que no le
tengo. Tambien me dizes que la
primera vista tanto tanto mal te
causó, ¿que sentiras en las
otras? Digo que la primera vez te
enamoró, las otras te
reenamoran, todo el mal que te
causa su ausencia es desseo de
verla. El que te haze su presencia
es desseo de codiciarla. En fin,
son vanidades que la vna con la
otra se texen; mas si lo quieres

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