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Stefano Boriani · Livio Presutti
Alessandro Gasbarrini
Francesco Mattioli Editors

Atlas of Craniocervical
Junction and
Cervical Spine Surgery

123
Atlas of Craniocervical Junction and Cervical
Spine Surgery
Stefano Boriani • Livio Presutti
Alessandro Gasbarrini • Francesco Mattioli
Editors

Atlas of Craniocervical
Junction and Cervical Spine
Surgery
Editors
Stefano Boriani Alessandro Gasbarrini
Bologna Bologna
Italy Italy

Livio Presutti Francesco Mattioli


Modena University Hospital of Modena
Italy Modena
Italy

ISBN 978-3-319-42735-5    ISBN 978-3-319-42737-9 (eBook)


DOI 10.1007/978-3-319-42737-9

Library of Congress Control Number: 2017939173

© Springer International Publishing Switzerland 2017


This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is
concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction
on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation,
computer software, or by similar or dissimilar methodology now known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not
imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and
regulations and therefore free for general use.
The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed
to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty,
express or implied, with respect to the material contained herein or for any errors or omissions that may have been
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Printed on acid-free paper

This Springer imprint is published by Springer Nature


The registered company is Springer International Publishing AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Acknowledgment

The Authors are indebted and thank Carlo Piovani for his strenuous activity as anatomical
­artist and for imaging collection and elaboration. Thanks to him we could select the most
attractive and demonstrating images and clarify the details of surgical anatomy.

v
Contents

Part I Anatomy 
1 Anatomy of Craniocervical Junction ������������������������������������������������������������������������� 3
M. Alicandri-Ciufelli, M. Menichetti, M.P. Alberici, and L. Presutti
2 Anatomy of the Subaxial Cervical Spine ����������������������������������������������������������������� 17
M. Girolami, R. Ghermandi, M. Ghirelli, A. Gasbarrini, and S. Boriani
3 Anatomy of the Neck ������������������������������������������������������������������������������������������������� 27
M. Bonali, D. Soloperto, E. Aggazzotti Cavazza, M. Ghirelli, and L. Presutti

Part II Planning 
4 Interventional Radiology: Presurgical Selective Angiographic
Embolization (SAE) in Hypervascular Cervical Spine Tumours��������������������������� 49
Luigi Simonetti, Carlotta Barbara, Salvatore Isceri, and Elena Mengozzi
5 Anesthesiological Management and Patient Positioning ��������������������������������������� 63
M.R. Bacchin, M. Di Fiore, Y.E. Akman, M. Girolami, R. Ghermandi,
A. Gasbarrini, and S. Boriani
6 Cervical Spine Instrumentation��������������������������������������������������������������������������������� 69
M. Girolami, R. Ghermandi, A. Gasbarrini, Y.E. Akman, and S. Boriani
7 Tracheotomy Surgical Technique ����������������������������������������������������������������������������� 87
M. Ghirelli, F. Mattioli, G. Molinari, I. Cena, and L. Presutti
8 Surgical Planning in Cervical Spine Oncologic Patients����������������������������������������� 95
S. Boriani, R. Ghermandi, M. Girolami, and A. Gasbarrini

Part III Surgical Approaches 


9 Surgical Approaches to CCJ (Endoscopic Transnasal-
Transoral-Transcervical and Robotic Transoral Approach) ������������������������������� 105
F. Mattioli, G. Molteni, M. Bettini, E. Cigarini, and L. Presutti
10 Anterior and Lateral Approaches to Cervical Spine��������������������������������������������� 129
M. Ghirelli, F. Mattioli, G. Molinari, and L. Presutti
11 Posterior Approach to Cervical Spine��������������������������������������������������������������������� 175
R. Ghermandi, M. Girolami, A. Gasbarrini, and S. Boriani
12 Exemplificative Cases in Cervical Spine����������������������������������������������������������������� 185
A. Gasbarrini, M. Girolami, R. Ghermandi, Y.E. Akman, and S. Boriani
13 Complications of Cervical Spine Surgery��������������������������������������������������������������� 217
Gabriele Molteni, Marco Giuseppe Greco, and Pierre Guarino

vii
Contributors

Elisa Aggazzotti Cavazza Otorhinolaryngology, Head and Neck Surgery Department,


University Hospital of Modena, Modena, Italy
Yunus Emre Akman Orthopaedics and Traumatology Department, Metin Sabanci
Baltalimani Bone Diseases Training and Research Hospital, Istanbul, Turkey
Maria Paola Alberici Head and Neck Surgery Department, University Hospital of Modena,
Modena, Italy
Ciufelli Matteo Alicandri Head and Neck Surgery Department, University Hospital of
Modena, Modena, Italy
Maria Renata Bacchin Rizzoli Orthopedic Institute, Bologna, Italy
Carlotta Barbara Emergency Interventional Unit, Ospedale Maggiore, Bologna, Italy
Margherita Bettini Head and Neck Surgery Department, University Hospital of Modena,
Modena, Italy
Marco Bonali Otorhinolaryngology, Head and Neck Surgery Department, University Hospital
of Modena, Modena, Italy
Stefano Boriani Oncologic and Degenerative Spine Surgery Department Rizzoli Orthopedic
Institute, Bologna, Italy
Isida Cena Head and Neck Surgery Department, University Hospital of Modena, Modena,
Italy
Elisa Cigarini Head and Neck Surgery Department, University Hospital of Modena, Modena,
Italy
Maria Di Fiore Rizzoli Orthopedic Institute, Bologna, Italy
Alessandro Gasbarrini Oncologic and Degenerative Spine Surgery Department Rizzoli
Orthopedic Institute, Bologna, Italy
Riccardo Ghermandi Oncologic and Degenerative Spine Surgery Department Rizzoli
Orthopedic Institute, Bologna, Italy
Michael Ghirelli Otorhinolaryngology, Head and Neck Surgery Department, University
Hospital of Modena, Modena, Italy
Marco Girolami Oncologic and Degenerative Spine Surgery Department Rizzoli Orthopedic
Institute, Bologna, Italy
Marco Giuseppe Greco Ent Department University Hospital of Modena, Modena, Italy
Pierre Guarino Head and Neck Surgery Department, University Hospital of Modena,
Modena, Italy
Salvatore Isceri Emergency Interventional Unit, Ospedale Maggiore, Bologna, Italy

ix
x Contributors

Francesco Mattioli Head and Neck Surgery Department, University Hospital of Modena,
Modena, Italy
Elena Mengozzi Emergency Interventional Unit, Ospedale Maggiore, Bologna, Italy
Marcella Menichetti Head and Neck Surgery Department, University Hospital of Modena,
Modena, Italy
Giulia Molinari Head and Neck Surgery Department, University Hospital of Modena,
Modena, Italy
Gabriele Molteni Department of Otolaryngology-Head and Neck Surgery, University
Hospital of Modena, Modena, Italy
Livio Presutti Otorhinolaryngology, Head and Neck Surgery Department,
Azienda Ospedaliera Universitaria Integrata, University Hospital of Verona, Modena, Italy
Luigi Simonetti Emergency Interventional Unit, Ospedale Maggiore, Bologna, Italy
D. Soloperto Otorhinolaryngology, Head and Neck Surgery Department, University Hospital
of Verona, Verona, Italy
P. Zambito, MD ENT Department University Hospital of Verona, Modena, Italy
Part I
Anatomy
Anatomy of Craniocervical Junction
1
M. Alicandri-Ciufelli, M. Menichetti, M.P. Alberici,
and L. Presutti

1.1 Osseous Anatomy 1. The squamosal portion, located in the dorsal aspect of
foramen magnum
The craniocervical junction (CCJ) is an osteoligamentous 2. The basal or clival portion located anterior to the foramen
complex between the occiput, atlas and axis, which provides magnum
both structural stability and movement [1]. 3. The condylar part that connects the squamosal and the
clival parts [4]

1.1.1 Occipital Bone The most posterior margin of the foramen magnum is
called the opisthion. The most anterior midline of the fora-
The occipital bone extends from the clivus anteriorly to the men magnum is termed the basion. The sagittal diameter
lambdoid suture posteriorly, its embryologic origin being of the foramen magnum should be 35 ± 4 mm. The trans-
four primary cartilaginous centres laid down in the chondro- verse diameter at the equator of foramen magnum is
cranium around the foramen magnum, and a fifth membra- slightly less.
nous element [2]. The superior nuchal line serves as a rough The condylar part includes the occipital condyles,
guide for the location of the transverse sinus, and the inion, which fall just at the level and anterior to the equator of
found in the midline along this line, approximates the torcular the foramen magnum. The shape of these condyles posi-
herophili. The insertion of the semispinalis capitis may be the tioned on either side of the foramen magnum allows the
most accurate landmark for the confluence of the sinuses [3]. skull to articulate with the cervical spine, whilst the angles
A fundamental anatomical part of the occipital bone is the prevent excessive axial rotation at the craniocervical
foramen magnum, which has three parts: ­junction [5].

M. Alicandri-Ciufelli (*) • M. Menichetti • M.P. Alberici


L. Presutti
Head and Neck Surgery Department, University Hospital of
Modena, Modena, Italy
e-mail: matteo.alicandri@hotmail.it

© Springer International Publishing Switzerland 2017 3


S. Boriani et al. (eds.), Atlas of Craniocervical Junction and Cervical Spine Surgery, DOI 10.1007/978-3-319-42737-9_1
4 M. Alicandri-Ciufelli et al.

1.1.2 Atlas (Fig. 1.1) attached to the anterior tubercle found in the midline on the
anterior arch. Two important membranes also arise from
The atlas, first cervical vertebra, has its origins in the fourth this portion of the atlas: the anterior atlanto-occipital mem-
occipital and first cervical sclerotomes. It is unique among brane, connecting the atlas to the occipital bone, and the
vertebrae in not having a body and is formed from three anterior atlantoaxial ligament extending from the atlas to
ossification sites: the anterior arch or centrum and two neu- the axis immediately inferior. Atlantal lateral masses have
ral arches which fuse in later life to become a unified pos- both a superior articular facet and an inferior articular facet.
terior arch, thereby completing the osseous ring which These true synovial joints allow articulation with the occip-
surrounds the spino-medullary junction [6]. An apprecia- ital condyles and the axis, respectively. The atlanto-occipi-
tion that this ring is incomplete in up to 5 % of patients is tal joints’ orientation at caudal angles of 129° from lateral
important if one is to avoid causing a durotomy or spinal to medial limits the rotation possible, compared with the
cord injury when approaching the craniocervical junction atlantoaxial joint with a cranially biased angulation of
posteriorly [7, 8]. between 130° and 135°, where much greater rotation is
The ring of the atlas consists approximately of one-fifth possible [10]. A p­ osterior tubercle is found in the midline
anterior arch, two-fifths posterior arch, with the remaining posteriorly providing attachment for the rectus capitis and
two-fifths being contributed by the lateral masses [9]. The the ligamentum nuchae. The posterior atlanto-occipital
longus colli muscles and the anterior longitudinal ligament, membrane extends from the superior border of the posterior
which contribute to anterolateral flexion and resistance to arch of the atlas to the anterior surface of the rim of the
hyperextension of the cervical spine respectively, are foramen magnum [11, 12].

Fig. 1.1 C1 anatomy


1 Anatomy of Craniocervical Junction 5

1.1.3 Axis (Fig. 1.2) c­ ephalad from its articulation with the axis body. On the
ventral odontoid surface is an oval facet, which articulates
The axis is the second cervical vertebra, and it is called with the dorsal surface of the anterior arch of the atlas. In
the epistropheus (literally “to twist”) because of its the dorsal aspect of the dens, there is a transverse groove
configuration that forms the pivot for the atlas and the head over which passes the transverse ligament of the atlas. The
to rotate. The axis is formed from five ossification cen- axis has a spinous process, which is large and deeply con-
tres: one in the body, one in each vertebral arch and two in cave on its caudal border, that makes the axis the first bifid
the odontoid process [13]. The odontoid process projects vertebra in the cervical spine [4].

Fig. 1.2 C2 anatomy


6 M. Alicandri-Ciufelli et al.

1.2 Articular and Ligamentous Anatomy determined by bony structures, whereas the mechanical
properties of the atlantoaxial joint are mainly determined by
The CCJ is composed of two major joints: the atlanto-­ ligamentous structures [14, 15]. The prominent movements
occipital and the atlanto-axial. These joints are responsible at the atlanto-occipital joint are flexion and extension. The
for the majority of the movements of the cervical spine and primary movement at the atlantoaxial joint is axial rotation
operate on different biomechanical principles. The mechani- [16] (Figs. 1.3 and 1.4).
cal properties of the atlanto-occipital joint are primarily

Fig. 1.3 Ligaments of upper cervical spine, posterior view

Fig. 1.4 Ligaments of upper cervical spine, sagittal view


1 Anatomy of Craniocervical Junction 7

1.2.1 Transverse Ligament the lateral mass of the atlas, posterior to the transverse liga-
ment [22, 23].
The transverse ligament of the atlas is the key component Tubbs et al. [24] suggested that this ligament could be
of the cruciform ligament and is one of the most important more appropriately named the accessory atlantal-axial-­
ligaments in the body. It is the largest, strongest and thick- occipital ligament, to underline its anatomical attachments.
est craniocervical ligament (mean height/thickness
6–7 mm) [17]. The superior and inferior limbs of the cruci-
form ligament are extremely thin and offer no known cra- 1.2.5 Lateral Atlanto-Occipital Ligament
niocervical stability, whilst the transverse ligament
maintains stability at the CCJ by locking the odontoid pro- The lateral atlanto-occipital (LAO) ligament is another liga-
cess anteriorly against the posterior aspect of the anterior ment of the CCJ that has been neglected in the literature.
arch of C-1, and it divides the ring of the atlas into two It runs just lateral to the anterior atlanto-occipital mem-
compartments: the anterior compartment houses the odon- brane, attaching to the anterolateral aspect of the transverse
toid process, and the posterior compartment contains pri- process of the atlas and inserting onto the jugular process of
marily the spinal cord and spinal accessory nerves. The the occipital bone [25, 26]. This ligament runs immediately
transverse ligament runs posterior to the odontoid process posterior to the rectus capitis lateralis muscle and has fibres
of C-2 and attaches to the lateral tubercles of the atlas bilat- that extend in the opposite direction to the muscle (i.e. muscle
erally. A synovial capsule is located between the odontoid runs lateral to medial and ligament runs medial to lateral).
process and the transverse ligament.
The ligament also has a smooth fibrocartilaginous surface 1.2.6 Barkow Ligament
to allow the odontoid process to glide against it [4]. The tec-
torial membrane, epidural fat and dura mater are located dor- Barkow ligament has been rarely described. It is a horizontal
sal to the transverse ligament [17]. band attaching onto the anteromedial aspect of the occipital
condyles anterior to the attachment of the alar ligaments.
This ligament is located just anterior to the superior aspect of
1.2.2 Alar Ligament the dens with fibres travelling anterior to the alar ligaments,
but there is no attachment to these structures.
The alar ligament attaches the axis to the base of the skull, Barkow ligament, present in 92 % of studied cases [20],
from the lateral aspects of the odontoid process to the antero- inserts anterior to the alar ligaments and is often adherent to
lateral part of the foramen magnum and/or on the medial the anterior atlanto-occipital membrane. Its primary function
aspect of the occipital condyles [18–20]. is thought to be in resisting extension of the atlanto-occipital
joint, acting synergistically with the anterior atlanto-­occipital
membrane to achieve this.
1.2.3 Transverse Occipital Ligament

The transverse occipital ligament (TOL) is a small ­accessory 1.2.7 Apical Ligament
ligament of the CCJ that is located posterosuperior to the alar
ligaments and the odontoid process. It attaches to the inner The apical ligament, also known as the middle odontoid liga-
aspect of the occipital condyles, ­posterosuperior to the alar ment or suspensory ligament, attaches the tip of the odontoid
ligament, superior to the transverse ligament, and extends process to the basion. The ligament runs in the triangular
horizontally across the foramen magnum [21]. area between the left and right alar ligaments known as the
Dvorak et al. [18] stated that the TOL is only present in supraodontoid space (apical cave) [27] and travels just poste-
about 10 % of the population, whereas Lang [1] identified the rior to the alar ligaments and just anterior to the superior
TOL in approximately 40 % of their specimens. The discrep- portion of the cruciform ligament.
ancies in the occurrence of the TOL in specimens could be
due to its proximity and similar morphology to the alar liga-
ment that makes it difficult to distinguish the two easily.
1.2.8 Tectorial Membrane

1.2.4 Accessory Atlantoaxial Ligament The tectorial membrane is a thin structure at the CCJ that
serves as the posterior border to the supraodontoid space
The accessory atlantoaxial ligament is an important but often [27]. It runs posterior to the cruciform ligament, and the
ignored ligament that inserts medially into the dorsal surface accessory atlantoaxial ligament runs along its lateral border.
of the axis and courses laterally and superiorly to insert on The tectorial membrane is composed of 2–3 distinct layers
8 M. Alicandri-Ciufelli et al.

that run the length of the ligament and then fuse together at 1.3 Muscular Anatomy
the posterior longitudinal ligament.
The outermost layer is the widest and attaches as far later- The muscles of the craniocervical junction do not limit
ally as the hypoglossal canals. The second layer is thicker movements of the joints. It was felt that they only had a
and runs from the clivus to the body of the axis. A small minor role in motion of the CVJ. Their principle function
bursa is often present between the two layers over the odon- is one of initiating and maintaining movement of the cra-
toid process. The third layer is the deepest and is discontinu- niocervical region [33]. They have been grouped into those
ous as it attaches to the clivus above and then becomes frayed that cause extension, flexion, abduction, adduction and
in the area over the odontoid apex. rotation.
Nerves and vessels often run between the different layers The muscles involved with the C1–C2 complex on the
of the tectorial membrane [27]. Descriptions of the tectorial anterior aspect are the recti capitis anterior and lateralis, both
membrane are insufficient and inconsistent regarding the stretching from the anterior aspect of the transverse process
anatomy and function. of C1, respectively, to the inferior surface of the basilar
occipital bone. The longus capitis extends from the inferior
surface of the basilar occipital bone and clivus to its attach-
1.2.9 Posterior Atlanto-Occipital Membrane ment on the transverse processes of the third to sixth cervical
vertebrae. The longus colli is placed anterior to the vertebral
The posterior atlanto-occipital (PAO) membrane is a broad, column and covered by the longus capitis in its superior
thin ligament that attaches to the posterior arch of the atlas aspect. It is divided in three parts and attaches to the trans-
inferiorly to the posterior rim of the foramen magnum supe- verse processes of the cervical and first thoracic vertebrae, as
riorly. It is continuous with the posterior atlantoaxial mem- well as to the anterior aspect of the bodies of the first thoracic
brane and then the ligamentum flavum inferiorly [28]. This vertebrae.
structure has been noted by several authors to extend later- On the posterior aspect, the short and thick bifid spinous
ally over the atlanto-occipital joint capsules [29]. The PAO process of C2 gives attachment to three muscles (Fig. 1.5):
membrane runs adjacent to the rectus capitis posterior minor
muscle posteriorly and the spinal dura mater anteriorly. • Semispinalis cervicis, extending from the second to fifth
Several authors have noted connection or interdigitation of cervical spines to the transverse processes of the upper
the PAO membrane with both the rectus capitis posterior five or six thoracic vertebrae
minor muscle and the spinal dura mater [30–32]. • Inferior oblique, extending to the transverse process of
C1 and forms the inferior limit of the suboccipital
triangle
1.2.10 Anterior Atlanto-Occipital Membrane

The anterior atlanto-occipital (AAO) membrane is a thin


structure that attaches the anterior aspect of the atlas to the
anterior rim of the foramen magnum [19, 20, 27–32]. It is
located just posterior to the prevertebral muscles of the neck
and anterior to Barkow ligament. Tubbs et al. [20] observed a
connection of Barkow ligament to the midline onto the AAO
membrane. The AAO membrane also serves as the anterior
wall of the supraodontoid space, which houses the alar, apical
and Barkow ligaments, as well as fat and veins [27].

1.2.11 Nuchal Ligament

The nuchal ligament is the cephalic extension of the supraspi-


nous ligament, extending from the C-7 spinous process to the
inion of the occipital bone. With the shorter spinous processes
of the cervical vertebrae and the lordotic curve of the cervical
spine, this ligament forms a midline septation dividing the
posterior neck muscles on left and right sides. Moreover,
some of these muscles attach medially to this structure. Fig. 1.5 Short neck muscles, posterior view
1 Anatomy of Craniocervical Junction 9

• Rectus capitis posterior major, extending to the inferior 1.4 The Arterial System
nuchal line forming the medial limit of the suboccipital
triangle The vertebral artery is the main vessel that supplies the cervi-
cal cord. There are two vertebral arteries (one for each side),
The lateral limit of the triangle is formed by superior and they take their origin from the first portion of the respec-
oblique, which extends from the transverse process of C1 to tive subclavian artery. They go upwards and laterally until
the inferior nuchal line. Rectus capitis posterior minor con- they reach the foramen transversarium of the sixth cervical
verging from the inferior nuchal line to the posterior tubercle vertebra on each side (first segment, V1). The arteries then
on the arch of C1 is the only muscle that attaches to the pos- ascend passing through the foramina transversarium of each
terior arch of the atlas. Laterally the scalenus medius attaches cervical vertebra until the axis (second segment, V2), and
to the transverse process of the axis and elevator scapulae to they continue laterally to reach the foramen transversarium of
the transverse process of the atlas [34–35]. the atlas; at this point, the vertebral arteries turn posteriorly
around the lateral masses of the atlas, perforate the posterior
atlanto-occipital membrane and enter the foramen magnum
(third segment, V3).
Afterwards, the two vertebral arteries come together to
form the basilar artery (fourth and fifth segments, V4 and
V5) (Fig. 1.6).

Fig. 1.6 Segments of vertebral artery


10 M. Alicandri-Ciufelli et al.

To sum up and assist in the description: 1.4.1 V1 Segment

• The artery from its course from the C6 transverse foram- After its exit from the transverse foramen of the C3 verte-
ina to the C2 transverse foramina is labelled as V.1 bra, the V1 segment of the artery courses posterosuperiorly
• The artery during its course from C2 transverse foramina and forms a loop within the vertebral artery groove on the
to C1 transverse foramina is labelled as V2. inferior surface of the superior articular facet and then exits
• The artery in its course from the transverse foramen of C1 from C2 transverse foramina. The total length of the seg-
to the point of its dural entry is labelled as V3 segment [36]. ment ranges from 17.2 to 46.1 mm (average 23.4 mm). The
distal part of the artery is intraosseous and cannot be seen
The left vertebral artery is dominant in 50 % of the sub- until its bony unroofing. The artery courses medially and
jects, the right vertebral artery is dominant in 25 % and in takes a reverse loop inside the vertebral artery bony foram-
25 % of cases right and left arteries have equal vessel diam- ina on the inferior surface of the superior facet of the C2
eters that contribute to flow in the basilar artery. vertebra. The angle of the loop varies and ranges from 2° to
For a surgical approach, it’s important to consider that 110° (average 86°) [36].
running from their origin (the subclavian artery) to the
foramen of C6, the vertebral arteries lie between the lon-
gus colli muscle and the anterior scalene muscle, and they 1.4.2 V2 Segment
are in relationship with the vertebral veins and the neuro-
vascular bundle anteriorly and with the transverse process The V2 exits from the C2 transverse foramen and takes an
of C7 and ventral rami of 7th and 8th cervical nerves initial lateral bend and then traverses superiorly. The artery
posteriorly. courses anterior to the two roots of the C2 ganglion. In an
During its entire course, the vertebral artery is covered anatomical study by Ciaccola et al., the length of this segment
with a large plexus of veins. The venous plexuses are the of the artery ranged from 12.6 to 32.2 mm (average 15.7 mm).
largest in the region lateral to the C1–C2 joint. The distance of the lateral edge of the ganglion from the ver-
The formation of the distal vertebral artery (VA) and its tebral artery ranged from 5.1 to 11.1 mm (average 7.5 mm).
principal branch, the posterior-inferior cerebellar artery The distance of artery from the lateral end of the dural tube
(PICA), involves the combination of several embryonic vas- ranged from 14.7 to 17.9 mm (average 15.3 mm). Two sets of
cular segments. This complex developmental anatomy was branches arise from the vertebral artery in this segment, a
well described by Congdon [37] and Padget [38, 39] in relatively large muscular branch and a small artery traversing
human specimens. along the C2 ganglion into the spinal canal [36].

1.4.3 V3 Segment

After exiting C1 transverse process, the vertebral artery


takes an approximately 90° posterior bend and turns medi-
ally to engage in the groove on the superior surface of the
posterior arch of the atlas, where turning around the superior
facet of the atlas, it bends anteriorly to enter the spinal canal.
In an anatomical study by Ciaccola et al., the total length of
this segment of the artery was 32.3–43.5 mm (average
35.7 mm). The C1 roots course posterior-inferior in relation-
ship to the artery. The posterior-inferior cerebellar artery did
not arise from the segment in any specimen. The distance
between the most medial extension of the vertebral artery
and the medial edge of the vertebral artery groove on the
outer cortex of the posterior arch of the atlas ranged from 2.1
to 5.2 mm (average 4.24 mm) [40].
1 Anatomy of Craniocervical Junction 11

1.4.4 Anatomical Variation • There is a risk to damage an abnormally long prevertebral


VA segment when the surgeon is performing the incision
The incidence of vertebral artery (VA) anomalies is about 3.5 %. of the muscles of the transverse spinal processes. In some
As regards the anomalous origins of the right vertebral cases, vertebral artery enters the spinal transverse foram-
artery, these conditions can be divided into three categories: ina at other levels from C7 to C2, and not at C6; there can
also be a symmetrical entrance in 85 % of cases and asym-
• VA originating directly from the aorta metrical in 15 % (because the right VA enters at a lower
• VA originating from the carotid arteries or from the bra- level).
chiocephalic artery • Another important tip for the surgeon is that there can be
• VA of duplicated origin anomalous carotid-VA anastomoses (Fig. 1.7).
Also the anomalous origins of the left vertebral artery are • The third segment of the VA can have anomalies, and in
divided into three categories: particular (A) it doesn’t pierce the dura at the atlanto-­
occipital membrane level, but it goes into the dura at the
• VA originating directly from the aorta level of atlas or between atlas and axis and courses
• VA originating from the left internal carotid artery inside the spinal canal (C2 segmental type of VA); (B)
• VA of duplicated origin it can have a fenestration. This condition is encountered
when there are two branches of VA after the artery
Only two of the variants described have a higher fre- emerges from the C2 transverse foramina. One branch
quency: the origin of the left vertebral artery directly from has a normal course, whilst the other pierces the dura
the aortic arch (between the left common carotid artery and between C1 and C2 and reaches the first branch inside
left subclavian artery) and the right vertebral artery originat- the skull. (C) There can be a pseudofenestration, that is,
ing from the right common carotid, usually accompanied by a condition where the posterior-inferior cerebellar
an aberrant right subclavian artery. artery originates from the second or the third segment
There are also other important tips for the surgeon regard- of the VA (instead of V4), pierces the dura at the atlan-
ing the vertebral artery anatomical variants, during the toaxial level and has an ascending course laterally to the
approach to the deep cervical region: cord (Fig. 1.8) [41–42].

C3

C4
C5
C6

C7

3% 89,8% 6,3% 0,9% 0,1%

Fig. 1.7 Anatomy of vertebral artery and its variations


12 M. Alicandri-Ciufelli et al.

a b c
PICA

Fig. 1.8 Anatomy of vertebral artery and basilar artery at the level of C1–C2
1 Anatomy of Craniocervical Junction 13

1.5 The Venous System could be evaluated; the LCV was found to be absent in 27
sides (27 %), and the PCV was absent in 33 sides (33 %). The
Intracranial veins and venous sinuses converge to form OS was depicted in only 18 cases, with 4 cases of promi-
major dural sinuses, the transverse sinus and the sigmoid nently developed OS. There is an apparent discrepancy
sinus, which drain into extracranial veins. These major dural between these results and those of a previous anatomical
sinuses are connected by other venous structures to the skull study, which presented the frequency of absence of the OS as
base. These venous structures form a complex venous net- 35.5 % [50].
work that drains intracranial venous flow into extracranial The IPS normally connects the cavernous sinus to the
veins at the craniocervical junction [43–44]. These venous jugular bulb and passes along the petroclival fissure.
structures are also known to have an important role as col- Most investigators have classified the IPS in the context of
lateral pathways in cases of veno-occlusive disease. the patterns of the IPS-jugular bulb junction, for example, single
The venous structures include the major dural sinuses and or multiple connections, plexiform connection, no connection
emissary veins that have a role as the main drainage route for or connection with cervical venous plexus. The OS could be
cephalic venous blood flow. The emissary veins are also demonstrated in prominently developed cases and all drained
thought to have a function of redirecting blood outflow towards into the right sigmoid sinus. According to a previous anatomical
the vertebral venous system in the upright position [45]. description, the number of OS running towards the right side is
In literature there are many radiological studies of the three times larger than the number of OS going to the left [51].
anatomy and/or variations of craniocervical venous struc- Most PCVs originated from the inferolateral aspect of the sig-
tures using transcatheter angiography or MRI [46–48]. moid sinus, but there were cases of a PCV originating from the
Tanoue et al. [49] (Fig. 1.9) studied the IPS, SCS, MS and ACC. In some cases, the PCV originated from the jugular bulb
ACV; the anatomical architectures of the LCV and PCV or, rarely, originated from the sigmoid sinus [44].

Fig. 1.9 Schematic drawing of the veins at the craniocervical junction. flows into SCS. The posterior condylar vein (PCV) originates from the
The inferior petrosal sinus (IPS) originates from the posterosuperior sigmoid sinus (SS), runs through the posterior condylar canal (PCC)
aspect of the cavernous sinus (CS), runs along the petroclival fissure and flows into SCS. SCS lies under the occipital bone surrounding the
and drains into the jugular bulb (JB). Basilar plexus (BP) lies on the horizontal portion of the vertebral artery. The occipital sinus (OS) origi-
clivus with connecting bilateral IPS. The anterior condylar vein (ACV) nates from the torcular herophili, confluence of transverse sinus (TS)
and lateral condylar vein (LCV) originate from the medial aspect of the and straight sinus and drains into the posterior part of MS. MS is the
JB, forming an anterior condylar confluence (ACC). ACV runs medi- round-shaped sinus surrounding the foramenmagnum. MS and the
ally through the hypoglossal canal (HGC) and drains into the lateral medial part of SCS are connected to the internal vertebral venous plexus
part of the marginal sinus (MS). MS is contiguous to the medial part of (IVVP) [45]
the suboccipital cavernous sinus (SCS). LCV runs postero laterally and
14 M. Alicandri-Ciufelli et al.

1.6 Neural Tissue the very important tiny filaments to the overlying dura mater.
The ascending and descending branches of the SVNs accom-
Neural structures related to CVJ are: pany the posterior ascending artery of the dens to the body
and dens of the axis and are protected somewhat by overly-
1. Caudal portion of brainstem (medulla) ing longitudinal venous sinuses and delicate neurovascular
2. Cerebellum sheaths enclosing the nerves and the arteries as they ascend
3. Fourth ventricle towards the dens where they form an apical arterial arcade
4. Rostral part of spinal cord between the loops of an apical venous plexus above and
5. Lower cranial and upper cervical nerves around the apex of the dens.
The cervical SVNs at C1–C2 and C2–C3 intervertebral
In cerebellum, only the tonsils, biventral lobules and the levels have long ascending branches innervating structures at
lower part of the vermis (nodule, uvula and pyramid) are related their level of entry and above in the vertebral canal and pos-
to CVJ. Biventral lobule is located above the lateral part of terior cranial fossa. Descending branches from both SVNs
foramen magno and the tonsils lie above the posterior edge. could be identified and travel only one segment downwards
The afferents to the spinal nerves C1–C3 must include from their level of entry into the vertebral canal.
those originating in the upper cervical synovial joints, the C1 SVN, however, has a short course in the vertebral
upper cervical muscles, the C2–C3 disc, the craniovertebral canal. The ascending branches are longer than the descend-
ligaments and the dura mater of the upper spinal cord and ing branches. The C1 SVN and its constituent roots are found
posterior cranial fossa. Collectively, the upper three cervical between the posterior arch of the atlas below and the occipi-
levels are called the sinuvertebral nerves (SVNs) which tal bone above, immediately behind the atlanto-occipital
could be responsible for mediating pain from the upper cer- joint [59].
vical spine and the posterior cranial fossa [52]. C3 SVN innervates most of the craniovertebral structures
The SVN had been termed the recurrent branch of the spi- medially, whereas the C2 SVN innervated the structures
nal nerve, meningeal rami of spinal nerves and ramus menin- more laterally. The communication between the ascending
geus [53]. However, most authors have adopted the term and descending branches of C2 and C3 SVNs and between
SVN now for the nerve that enters the intervertebral foramen the ascending branch of C2 SVN and the hypoglossal canal
to innervate the intraspinal structures. is in keeping with the segmental arrangement of the innerva-
All three SVNs, once formed in the intervertebral fora- tion of the vertebral levels below. The hypoglossal canal is
men, give off very tenuous branches to the dura mater and ranked developmentally as the next higher segmental level
run in the epidural space anterior to the DRG. Both C2 and embryologically. Thus, the basiocciput receives at least part
C3 SVNs, having entered the vertebral canal, pass upwards of its innervation from the upper SVNs. Interestingly, the
and continue to ascend by their main ascending branches communication between the ascending branch of the C2
over the next vertebra above, running parallel to the mem- SVN with the hypoglossal nerve confirms the long-held
brana tectoria in the vertebral canal and continuing upwards belief that the sensory communication does occur between
towards the ligaments of the CVJ. cervical and cranial nerves.
The membrana tectoria is innervated by transverse Lower four cranial nerves are closely related to CVJ. Ninth
branches of C2 and C3 SVN at their level of entry into the and tenth cranial nerves arise from the medulla in the groove
vertebral canal. In addition, the ascending branch of the C2 between the inferior olivary nucleus and the inferior cerebel-
and C3 SVNs provides a second source of innervation to the lar peduncle. They are separated by a dural sheath, which
membrane. They run parallel to the lateral edge of the mem- separates these nerves as they penetrate the dura to enter the
brana tectoria, supplying its dual laminated structure periodi- jugular foramen. The accessory nerve is the only cranial
cally along the way by tiny filaments to it. They also give off nerve that passes through the FM.
1 Anatomy of Craniocervical Junction 15

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Anatomy of the Subaxial Cervical Spine
2
M. Girolami, R. Ghermandi, M. Ghirelli, A. Gasbarrini,
and S. Boriani

The cervical spine is a deep anatomical structure centrally 2.1 Bony Anatomy
located in the axial view of the neck and surrounded by a
thick and powerful muscular compartment. It is contained by 2.1.1 C3-C6
the deep layer of deep cervical fascia (Fig. 2.1).
This chapter describes the essential anatomy of subaxial Vertebrae are composed by a vertebral body, anteriorly, and
cervical spine (C3-C7). a neural arch, composed by pedicles and laminae, posteriorly
(Fig. 2.2).
The typical lower cervical vertebra presents a small
square vertebral body. A hook-shaped uncinate process, on
each side of the superior endplate of vertebral bodies from
third cervical to first thoracic, articulates with the corre-
sponding uncus surface, on the inferior endplate of the verte-
bral body above, forming the uncovertebral joints (Luschka’s
joints).
The neural arch is formed by two pedicles and two lami-
nae and forms the posterior border of the vertebral foramen
which is triangular in shape, with apex directed posteriorly
[1].
Extending posteriorly from where the two laminae meet
is the spinous process which is bifid.
The transverse process extends laterally from the junction
of the pedicle and the lamina on each side. Cervical trans-
verse processes have anterior and posterior bars, which
delimitate the foramen transversarium, and terminate later-
ally as corresponding tubercles (connected by a costal – or
intertubercular – lamella).
The attachment of the dorsal bar to the pediculolami-
nar junction represents the morphological transverse pro-
Fig. 2.1 Axial view of the subaxial cervical spine
cess, while the attachment of the ventral bar to the
vertebral body represents remnants of ancient coastal
elements.
M. Girolami (*) • R. Ghermandi • A. Gasbarrini • S. Boriani It is important to consider that the anterior tubercle of
Oncologic and Degenerative Spine Surgery Department Rizzoli the transverse process of the 6th cervical vertebra is bulky,
Orthopedic Institute, Bologna, Italy and it is an important surgical landmark; moreover, it has
e-mail: marco.girolami@yahoo.it
a close relationship with the common carotid artery, and
M. Ghirelli so is also called the carotid tubercle (Chassaignac tuber-
Head and Neck Surgery Department University Hospital
of Modena, Modena, Italy cle) [2].

© Springer International Publishing Switzerland 2017 17


S. Boriani et al. (eds.), Atlas of Craniocervical Junction and Cervical Spine Surgery, DOI 10.1007/978-3-319-42737-9_2
18 M. Girolami et al.

The junction between lamina and pedicle bulges laterally The superior articular facets, flat and ovoid, are directed
between the superior and inferior articular processes to form superoposteriorly, whereas the corresponding inferior facets
lateral masses on each side. are directed mainly anteriorly, and lie nearer the coronal
plane than the superior facets [3].

Fig. 2.2 Subaxial cervical


vertebra: (a) superior,
(b) anteroposterior, (c) lateral
views
2 Anatomy of the Subaxial Cervical Spine 19

2.1.2 C7: Vertebra Prominens 2.2 Joints and Ligamentous Anatomy

C7 has some peculiar features that make it different from the Joints within each motion segment are both anteriorly and
other cervical vertebrae. Some of its characteristics are that posteriorly, between vertebral bodies and lateral masses,
of a transitional vertebra between the cervical and thoracic respectively.
spine (Fig. 2.3). Two adjacent vertebral bodies articulate within each other
The spinous process is not bifid; it is directed dorsally and by means of three articulations: the two uncovertebral joints
downwards ending in a prominent tubercle for the attach- and a discosomatic joint. This latter is a synarthrosis since
ment of the ligamentum nuchae. there is no joint cavity and the motion is obtained through the
The posterior tubercle of the transverse process is thicker intervertebral disc located in between them. The interverte-
than that in the other cervical vertebrae, and sometimes par- bral disc is a structure is formed by a central nucleus pulpo-
ticularly prominent (cervical rib). sus enclosed by the fibers of the annulus fibrosus in the
Articular surfaces are more vertical but still the superior, peripheral part.
oriented dorsally, and the inferior, ventrally. The uncovertebral joints are synovial joints formed by the
Another important consideration concerns the content uncinate process of the 3rd cervical to the 1st thoracic verte-
and the shape of the foramen transversarium. In fact, it only bra which articulates with the correspondent surface on the
contains the vertebral vein, and not the correspondent artery, inferior part of the vertebral body above. These joints allow
as all other lower cervical vertebrae do. Moreover, it is often flexion-extension limiting lateral flexion.
divided by a bony spicule, and its ventral burden is relatively Dorsally, two plain synovial joints formed by the inferior
thin and may be underdeveloped or partly deficient. articular facet of a vertebra and the superior articular facet of
the vertebra below. The orientation of the facet varies within the
different regions of the spine and dictates the plane of motion at
a
each relative level. In the cervical spine, superior articular fac-
ets are directed upwards and dorsally, whereas the correspond-
ing inferior facets, downwards and ventrally. The capsules of
these joints strongly contribute to segmental stability.
There is a system of ligaments (Fig. 2.4) connecting adja-
cent vertebrae, thus allowing segmental motion:

1. Anterior longitudinal ligament (ALL)


2. Posterior longitudinal ligament (PLL)
3. Ligamentum flavum
4. Interspinous ligaments
5. Ligamentum nuchae

2.2.1 Anterior Longitudinal Ligament


b
This fibrous structure extends on the ventral surface of the
vertebral bodies from the base of the skull to the sacrum. It
resists hyperextension.

2.2.2 Posterior Longitudinal Ligament

This ligament lies within the spinal canal on the dorsal sur-
face of the vertebral bodies extending from the occiput to the
sacrum. Caution is advised during dissection of the anterior
epidural space, since this ligament might be in close relation-
Fig. 2.3 C7 peculiar features: (a) superior and (b) lateral views ship with the dural sac.
20 M. Girolami et al.

2.2.3 Ligamentum Flavum below. Caution is advised during opening of the canal, since
this ligament might be in close relationship with the dural sac.
This structure owes its name (lat. flavus, yellow) to the great
prevalence of elastic fibers which determine its color.
Ligamenta flava are coupled, one at each lamina (right and 2.2.4 Interspinous Ligaments
left) of the vertebra and might be separated by a central fissure.
They extend from half the ventral surface of the lamina of a These ligaments connect two contiguous spinous processes
vertebra to the superior margin of the lamina of the vertebra and extend anteriorly up to reach the ligamentum flavum.

a b

Fig. 2.4 (a) Posterior and


(b) lateral views of a
functional spinal unit with its
posterior capsular and
ligamentous structures
(posterior ligamentous
complex)
2 Anatomy of the Subaxial Cervical Spine 21

2.2.5 Ligamentum Nuchae lumbar spine. Its fibers deepen to reach the spinous processes
of each cervical vertebra contributing to separate the right
This structure is stretched from the external occipital protu- and left paravertebral muscle compartments [4].
berance to the spinous process of C7 (Fig. 2.5). It represents
the homologous of the supraspinous ligament in the thoraco-

Fig. 2.5 Lateral view of the cervical spine and ligamentum nuchae
22
2.3 Muscular Anatomy

Muscle Origin Insertion Innervation Action


Prevertebral Longus colli Superior-oblique Transverse processes from C3 to C5 Anterior arch of atlas Branches of anterior rami of  Flexes the cervical
fibers C2 to C8 spine
Inferior-oblique Vertebral bodies from T1 to T3 Transverse processes from  Bends the spine to the
fibers C5 to C7 ipsilateral side
rotating it to the
Vertical fibers Vertebral bodies from C5 to T3 Vertebral bodies from C2 to C4
contralateral side
Longus capitis Transverse processes from C3 to C5 Basilar portion of the occipital Ventral rami of C1 to C3
bone
Rectus capitis anterior Transverse process of the atlas Basilar portion of the occipital Ventral rami of C1 and C2 Flexes the head
bone
Rectus capitis lateralis Jugular portion of the occipital  Bends the head to the
bone ipsilateral side
Anterior scalene Transverse processes from C3 to C6 Scalene tubercle of 1st rib Ventral rami of C4 to C6 Elevates the 1st rib
Middle scalene Transverse 1st rib Ventral rami of C5 to C8 Flexes the spine
processes from C2 to C7  Bends the spine to the
ipsilateral side
rotating it to the
contralateral side
Posterior scalene Transverse processes from C5 to C7 2nd rib Ventral rami of C6 to C8 Extends the spine
Suboccipital Obliquus capitis superior Transverse process of atlas (C1) Occipital bone Suboccipital nerve (dorsal Extends head
(C0-C2) rami of C1)  Lateral flexion of
head
Obliquus capitis inferior Spinous process of the axis (C2) Transverse process of the  Rotates head to the
atlas (C1) ipsilateral side
Rectus capitis posterior major Inferior nuchal line (lateral Extends head
portion) of the occipital bone  Rotates head to the
ipsilateral side
Rectus capitis posterior minor Posterior arch of the atlas Inferior nuchal line (medial Extends head
portion) of the occipital bone
M. Girolami et al.
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of faith of any kind, revolves between his cash-book and the book of
the Law. Perhaps the most remarkable consequence of all was the
growth of an anti-Semitic school of exegesis of the Old Testament.
These, then, were the grievances of the orthodox: the Jew’s
want of religious feeling. Free-thinkers denounced him for a
superabundance of that very feeling. Stöcker, with unctuous
smartness, said, “the creed of the Jews stands on the blank page
between the Old and the New Testament.” Duhring ponderously
objected to “the tenacity with which the inherited religious manner of
viewing things is rooted in the Jewish mind.” These charges,
mutually exclusive though they were, were gladly espoused by those
who only needed some theory whereby to dignify their spite. The
Jew’s own foibles—his arrogance and love of display—supplied that
minimum of excuse which has ever been deemed sufficient for
persecution. The Jews, said their accusers, hold in their hands the
golden key which opens all doors, and flourish it insolently before
their less fortunate neighbours. They have killed the ancient
simplicity and frugality of German life by their ostentatious luxury,
and corrupted German idealism by their inordinate pursuit of material
comfort. German idealism has been killed by nationalism and
militarism. But, of course, no German patriot can be expected to see
this. What, however, surprises one is that it does not seem to have
occurred to those who denounce the Jew as the promoter of
materialism that they have the remedy in their own hands. Let them
cease to worship mammon, and mammon’s ministers will be
discredited. As it is, they inveigh against the Jew for enjoying the
very things which they themselves hunger after. In Germany, as
elsewhere, Christian panegyrists of plain living and high thinking
would perhaps like the Jewish millionaire better if they resembled
him less.
Prince Bismarck, in the prosecution of his great political object of
a united Germany had courted the support of the Liberal party,
which, on its side, was not unwilling to help a man who, no matter
how anti-Liberal his domestic policy might be, was, in the main, the
hierophant of the German nation’s aspirations. Thus, in 1866, there
came into being the National Liberal Party. Their position was,
however, a false one, as their support of Bismarck and their Liberal
tendencies could not be reconciled for a long time. But, while the
alliance lasted, the Liberals were instrumental in introducing many
legislative measures in the direction of progress, including certain
reforms as to banking and commerce. These innovations gave
offence to several classes of the population, and the fact that one of
the leaders of the National Liberal Party, Lasker, and a great many of
its members were Jews, was a brilliant opportunity for the
232
reactionary elements. The Conservatives caught at the
opportunity for discrediting the obnoxious reforms by describing
them as deliberately intended to serve the interests of the Jews.
Prince Bismarck, now hostile to a party for which he had no further
use, transferred the weight of his political and personal influence to
their adversaries and tried to lure the extreme Conservatives and
Catholics, as well as the working classes, by invigorating the anti-
Jewish agitation. The organs of these three parties were filled with
diatribes against the Jews, and in October, 1879, the first anti-Jewish
society was founded in Berlin and Dresden, with the object “to unite
all non-Jewish Germans of all persuasions, all parties, all stations,
into one common league, which, setting aside all separate interests,
all political differences, shall strive, with all earnestness and
diligence for the one end viz., to save our German fatherland from
becoming completely Judaised, and render residence in it
233
supportable to the posterity of the aborigines.” In accordance with
this patriotic programme the society christened itself “The Anti-
Semitic League,” partly because there was a sound of learning in the
word and partly to make it clear that the race, and not merely the
234
religion, of the Jew had aroused animosity. Prince Bismarck on
being interrogated about the movement is said to have answered,
“As a Minister of State, I condemn it; but as a Prussian, as a
German, as a Christian, as a man, I cannot help but approve of it.”
This speech, when compared with the speaker’s utterances of thirty
235
years before, affords sufficiently painful evidence of the long
stride which German statesmanship had taken backwards.
Thus the pedantry of the schools joined hands with the prejudice
of the streets, social and political interests combined with national
vanity, economic jealousy, scientific sophistry, and religious bigotry to
bring into being a movement so utterly incongruous with modern,
and especially with German, ideas.
In 1880 and 1881 the warfare continued with systematized
vigour and increasing violence. Judenhetze, under its less vulgar
name, became a virulent epidemic. Both Catholic and Lutheran
clerics, mortally hostile in everything else, joined forces against the
common enemy, and vied with each other in their efforts to gain the
goodwill of the Christian Socialists. The Social Democrats were the
only party to denounce the anti-Semitic agitation and to take under
their protection the persecuted people; an attitude which earned
them the sincere detestation of the ultra-Conservatives. Herr Marr,
the great anti-Jewish pamphleteer, however, devoted a whole
masterpiece to the demonstration of the fact that the Social
Democrats, whom he elegantly called “red mice,” were in every way
to be preferred to the Jewish “golden rats.” But the movement, none
the less, continued progressing. Meetings were held at which the
“Semites” were furiously attacked. The members of the “German”
League passed solemn resolutions to eschew all intercourse, social
or commercial, with the enemies of the Teutonic race, and Herr
Stöcker and his followers, in their zeal for “the strengthening of the
Christian Germanic spirit,” presented a petition to the Prussian
Chambers, praying:
“That immigration of foreign Jews into Germany might have
some restrictions placed upon it.
“That the Jews might be excluded from all posts of supreme
authority, and that in courts of justice a certain limitation of their
power be instituted.
“That Christian schools, though used by Jewish scholars, should
remain distinctively Christian, and that Jewish teachers only be
employed where the nature of the subject taught renders it desirable.
“That a census or report of the Jewish population be forthwith
236
prepared.”
The anti-Semitic Leagues, though disapproving of violence in
their manifestoes, in practice were only too ready to encourage the
most sordid passions and the basest prejudices of the poor and
ignorant masses, so that, while anti-Semitism led to stormy scenes
in the Prussian Diet, it translated itself into more stormy riots outside.
Pamphlets and duels were the order of the day among the upper
classes, sanguinary encounters between the Jewish and German
mobs among the lower. The Liberals protested, the Crown Prince
Frederick tried to save the Jews from this dastardly persecution, and
the movement was publicly denounced by many distinguished
Germans, such as Virchow and Mommsen, as a subversion of the
principles of humanitarianism promulgated by German philosophy,
as a blasphemy against German ideals, and as a stain on German
civilisation. But Jew-baiting was not checked before many thousands
of Jews were compelled to leave their country—the country to which
they gave Mendelssohn the philosopher and Mendelssohn the
composer, Heine and Börne, Offenbach and Auerbach, Ense, Ewald,
Jacoby, and a host of other great men, including Lasker, who a few
years before had done his utmost to avert the financial catastrophe
for which his co-religionists now suffered.
A German who has played an active part in his country’s history
from 1848 onwards does not hesitate to ascribe “the disgraceful
orgies of the Jews’ Chace, begun on a large scale at Berlin on the
New Year’s night of 1880–81,” to Prince Bismarck’s direct inspiration.
“There was evidently,” he says, writing not long after those events,
“more method in those ugly rushes and riots than may be generally
suspected.... The German citizens of Hebrew origin, or of the Mosaic
faith, belong, in their great majority, to the Liberal and Radical camp.
Several of them have achieved the most honourable prominence in
the progressive parties to which they attached themselves. The great
statesman whose ideal is his own Dictatorship under cover of the
King’s personal Government, finding these popular leaders of
Semitic blood as stumbling-blocks in his path, did not scruple to dally
coquettishly with the organisers and approvers of the Jews’ Hunt. An
underhand alliance was struck up, in old Roman fashion, between
out-and-out partisans of Caesarism and certain shady leaders of a
misguided rabble. A Court Preacher, Stöcker, acted as the go-
between and spiritual head of the crusade. The same man is now in
the German Parliament a chief exponent of this cross-breed between
princely absolutism and professed philanthropic care for the
237
multitude.”
Soon, however, a discrepancy became apparent between the
leaders of the nationalist and the leaders of the religious and
economic forces. While anti-Semites, strictly so called, clamoured for
a revival of the ancient disabilities which doomed the Jew to political
servitude and social ostracism, the Christian Socialists were not
prepared to go so far. This moderation was partly due to the fact that
the anti-Semites had manifested symptoms of wishing to include
Christianity in their denunciation of Judaism as a Semitic creed—a
tendency which, of course, could inspire no sympathy in orthodox
theologians and Court Preachers. The schism was temporarily
healed in 1886: but it was reopened three years later. However, this
divergence of views did not affect the rank and file of the anti-Jewish
agitators. They cared little for intellectual theories; but were frankly
actuated by the blind and unreasoning instincts of their mediaeval
ancestors. Again the populace found allies among the impecunious
and the unscrupulous, who supplied it with food for its credulity, and
among the Catholic clergy, who inflamed its fanaticism. The
mediaeval charge of ritual murder was once more revived, and it led
to the destruction of Jewish houses and the burning of Jewish
synagogues.
Prince Bismarck’s retirement, in 1890, and the abandonment of
his anti-Liberal programme did not mend matters. The Conservatives
endeavoured to gain the popular ear by coming forth as the
champions of national unity and of the Christian faith, and by
1892
denouncing the Jews as the enemies of both. This
change of attitude brought about a reconciliation with
the nationalist anti-Semites, whose rabid programme was fully
accepted. And now the two sections united brought to bear all their
strength against the Jews. Christianity and stupidity, respectability
and sansculottism, were found marshalled in one compact phalanx
as in the days of yore. In the autumn of 1893 a Bill was brought into
the German Diet, asking that the Talmud should be subjected to an
official examination, and it was seriously proposed that the old
Commission appointed for that purpose by the Emperor Maximilian
at the instigation of Pfefferkorn at the beginning of the sixteenth
century should be roused from its sleep of ages. But the alliance was
too grotesque to be effective. The saner section of the Conservatives
was shocked at the unprincipled tactics and the excessive fury of
their allies, and, though the lower orders of their supporters in the
country were not troubled by such delicacy, yet the extreme anti-
Semitic party lost, through its own extravagance, much of its
influence among the educated. Herr Stöcker was expelled from
Court, and soon after from the ranks of the Conservative party. The
Catholics also were shamed into breaking all connection with the
scandalous demagogues, and thus the anti-Semitic distemper,
though still an element of discord in the Reichstag, has ceased to be
an element of danger—for the present. But, if the paroxysm is over,
the disease is not cured. Indeed, individual anti-Semites still display
a degree of fervour that would have done credit to Herr Marr himself
on the hey-day of his frenzy. The leader of these loyal Jew-haters is
Count Puckler, whose speeches are sold in the streets of Berlin, and
read by many Germans with profound approval. All that is needed is
some encouragement from above, and then we may again see many
volunteering to translate the prophet’s visions into deeds of blood.
From Germany Anti-Semitism found its way to the neighbouring
states. In the Austro-Hungarian Empire politicians and publicists
caught the rabies and spread it without delay. As early as 1880 an
attempt was made to establish in Hungary an anti-Semitic league
after the German pattern, and, though the healthier and more
enlightened portion of the nation was loth to forget the liberal
traditions of the past and the services rendered by the Jews in the
struggle for Hungarian independence, the obscurantist elements
among the people and the aristocracy, in the Church and the official
classes,—the vulgar high and low—were not disinclined to listen to
the dictates of bigotry and superstition. An opportunity for a
declaration of the latent prejudice offered in 1881, when a Catholic
Professor of Hebrew gravely accused the Jews of secretly holding
the destruction of the Gentiles as a religious tenet; the ritual murder
of Christians being only one method for carrying out this moral
obligation. Despite exposure and open repudiation, the worthy
Professor’s utterances tallied so well with preconceived ideas that
the prehistoric fiction found many eager believers. The
1882
disappearance of a Christian girl from a Hungarian
village in the next year strengthened the belief and led to brutal
outrages on the Jews at Buda-Pesth, Zala and elsewhere, the riots
being only quelled by the proclamation of martial law. This measure,
as was natural, was turned into an instrument of attack on the Liberal
Government, already unpopular, as sheltering the enemies of
mankind. An inquiry was instituted into the alleged murder, many
Jews were arrested, and evidence was manufactured. But in the trial
which ensued the plot was stripped of all its shameful vestments of
perjury, forgery, and intimidation, and the prisoners were acquitted.
While the anti-Semites were covering themselves with contempt
and ridicule in Hungary, in Austria the movement attained serious
dimensions. The campaign, begun with occasional pamphlets,
followed the development of German anti-Semitism. In Austria, as in
Germany, Liberalism had been undermined by that worst form of
racial intolerance known as Christian Socialism, which was and is
nothing but the old spirit of clerical reaction masquerading in the
guise of anti-Semitic prejudice and pseudo-democratic
238
demagogy. In Austria, as in Germany, the operations were
conducted by two bodies of men—the racial and the religious
enemies of the Jew. The two bodies met on the common ground of
objection to the Jews’ acquiring land. The anti-Semites proper did
not like to see the land falling into the hands of non-Austrians, and
the Christian Socialists objected to its falling into the hands of infidel
financiers. The agitation was gradually organised, and in 1882 two
leagues were formed in Vienna. Austrian, like German, anti-
Semitism was immediately exploited for party purposes. Many
politicians, though themselves free from anti-Semitic prejudice, were
ready to adopt a cause which promised to add to their own strength
or to weaken their opponents. They, therefore, loudly preached a
doctrine which they despised, excited passions which they did not
share, and advocated principles which in all probability they would
have shrunk from acting upon. Thus the support of the anti-Semitic
leagues was solicited by the Radical Nationalists on one hand, and
by the Liberal Government on the other. The Nationalists being less
insincere in their prejudices, won the victory which they deserved,
and the coalition between them and the Christian Socialists derived
additional strength from the anti-clerical policy of the Liberal party,
which compelled many Catholics who had hitherto stood aloof, to
join the ranks of anti-Semitism. Henceforth the
1892
agitation was conducted under the auspices of the
Roman Church. The clerical press disseminated the seed in the
cafés, and the priests fulminated against the Jews from the pulpit.
The time-dishonoured charge of ritual murder was not forgotten, and
the Hungarian Upper House, in 1894, rejected the Liberal Bill which
placed Judaism on a footing of equality with other denominations.
The Liberals had succeeded in offending both the Radical
Nationalists and the Clericals. They offended the former by
advocating Jewish rights, and the latter by combating the tyranny of
the Church. The alliance between those two enemies of Liberalism
was, in 1895, blessed by the Pope, who hoped to gain over, or at
least to control, the Radicals by drawing closer the bonds which
united them with the Clericals. The Vatican, disappointed in the long-
cherished hope of recovering its temporal power by the help of the
Catholic monarchs, was induced to court the democracy. Thus the
spiritual tribunal which has always taken its stand on the lofty
platform of obedience to authority, in the pursuance of secular ends
did not hesitate to lend its sanction to the advocates of violence and
revolt. The anti-Jewish agitation, hallowed by the Vicar of Christ,
carried all before it. The anti-Semites secured a vast majority in the
Municipal Council of Vienna, notwithstanding the opposition on the
part of the Emperor, who dissolved the council twice, only to be met
each time with an even greater anti-Semitic triumph; and in the
Parliamentary Elections of 1897 the allied powers of Radical
Nationalism and Clericalism secured a strong position in the Austrian
Reichsrath. This was the meridian of anti-Semitic popularity in
Austria. But here, as in Germany, the unseemly and unnatural
coalition between rabid Nationalism and respectable Clericalism
could not last long, and, while it lasted, could command but little
respect. Three years afterwards the General Election showed a
decline of public confidence in the allies, and many of the Radical
Nationalists deserted the ranks to form an independent and anti-
Clerical party, while, on the other hand, the Vatican thought it
expedient to withdraw its sanction from the Christian Socialists.
Austro-Hungarian anti-Semitism, however, though much
weakened, is not dead, and it would be taking too sanguine a view of
human nature and human intelligence to hope that the prejudices,
the passions, and the sophisms which have led to the recrudescence
of Jew-hatred will not assert themselves again. In point of fact, there
are ample signs to confirm this pessimistic forecast. On October 21,
1904, the Diet of Lower Austria witnessed a scene which a spectator
pronounced “unparalleled for vulgarity and demagogic impudence
even in this country of crazy Parliamentarism.” The anti-Semitic and
Christian Socialist parties, which still command an overwhelming
majority both in the Diet and in the Vienna Municipal Council, had
organised a torch-light procession in honour of the sixtieth birthday
of Dr. Lueger, the anti-Semite Burgomaster of Vienna. The Premier
instructed the police to prohibit the demonstration. Thereupon the
outraged worshippers of the great hero of Christian Socialism
brought in a motion in which they accused the Premier of having
yielded to Jewish pressure and to the terrorism of the Social
Democrats, the champions of the Jews, and of “having thereby given
proof of shameful cowardice.” The motion was carried amid loud
acclamations in honour of Dr. Lueger who, on his followers asserting
that the reason for the Government’s attitude was “the jealousy
caused in the highest circles by the Burgomaster’s popularity,”
modestly assured the House that “he was not jealous of the Emperor
and repudiated the supposition that he envied the reverence and
affection which surrounded the Monarch’s person.” At the end of the
sitting Dr. Lueger was enthusiastically cheered in the streets, while a
239
Social Democratic Deputy was insulted and spat upon. This
demagogue, who by the volume of his voice, the character of his wit
and the extent of his power over the Viennese mob, recalls vividly
the Cleon of Aristophanes, a year later warned the Austrian Jews
openly and with impunity that the Kishineff tragedy might repeat itself
in Vienna. Even more recently twenty thousand Christian Socialists,
Clericals and anti-Semites, headed and inflamed by Dr. Lueger,
made a violent demonstration outside the Hungarian Delegation
240
building, as a protest against the policy of the “Judaeo-Magyars.”
Within a week of this outburst Dr. Lueger, in company with Herr
Schneider, a militant anti-Semite Deputy, paid a visit to Bucharest,
where he was fêted by all classes of Roumanian society, from the
King downwards: a glorification of this arch-enemy of the Jews as
significant as it is natural in a country where Jew-hatred is at its
height. Clearly, Austrian anti-Semitism is anything but dead.
The reply of the Austrian Jews to the anti-Semites is
characteristic of the movement. Hitherto they had been content to
identify themselves politically with their Christian compatriots. But the
continued antipathy on the part of the latter has recently forced them
to adopt a purely Jewish attitude. On the initiative of the Jewish
representatives of Galicia in the Reichsrath and in the Galician Diet,
the Jews of that province have resolved to create a Jewish
organisation for the defence of the political rights and economic
241
interests of their community. Thus modern Jew-haters foster by
their own efforts the very tribalism which they condemn, just as their
mediaeval ancestors compelled the Jews to adopt money-lending as
a profession and then denounced them for so doing.
In France the power of the Jews since the establishment of the
Third Republic increased steadily, and their number was to some
extent swelled by the arrival of brethren driven by anti-Semitism out
of Germany. Yet, as late as 1881 a writer felt justified in stating that
“the effervescence of a certain feeling against the Jews is apparent
in almost all the large states of the world with the single exception
242
perhaps of France.” This comparative immunity from the general
delirium, however, was not to last much longer. Nationalism,
clericalism, and economic jealousy in France, as elsewhere, were at
work, and demagogues ready to make use of these forces were not
wanting.
Ernest Renan, in 1882, aimed some of his delicately-pointed
shafts of irony at “the modern Israelite with whom our great
commercial towns of Europe have become acquainted during the
last fifty years.... How careless he shows himself of a paradise
mankind has accepted upon his word; with what ease he
accommodates himself to all the folds of modern civilisation; how
quickly he is freed from all dynastic and feudal prejudice; and how
can he enjoy a world he has not made, gather the fruits of a field he
has not tilled, supplant the blockhead who persecutes him, or make
himself necessary to the fool who despises him. It is for him, you
would think, that Clovis and his Franks fought, that the race of Capet
unfolded its policy of a thousand years, that Philip Augustus
conquered at Bouvines and Condé at Rocroi!... He who overturned
the world by his faith in the kingdom of God believes now in wealth
243
only.” That Renan, the high-priest of Idealism, should feel
aggrieved at the materialism of the modern representative of his
beloved Semitic race is not surprising. It is, however, surprising that
the Jew, who has so often been persecuted for his obstinate
adherence to his traditions and for his detachment from his
surroundings, should be taken to task by Renan for the ease with
which “he accommodates himself to all the folds of modern
civilisation.” Either Renan is right or the anti-Semites. One and the
same body of men cannot very well be both obdurate and
accommodating. It is, however, the Jew’s special privilege to be
denounced by one half of the world for the possession of a certain
quality, and by the other half for the lack of it. Consistency has never
been a marked characteristic of Jew-haters, and, perhaps, it is not
reasonable to expect it from men under the spell of so engrossing a
pastime as the excommunication of their fellows.
Of course, Renan himself, his mellifluous mockery
notwithstanding, was the very antithesis of a Jew-hater. Nationalism
had no greater enemy and Liberalism no warmer champion than
Renan. He never tired of asserting that ethnographical facts
possessed only a scientific importance, and were devoid of all
244
political significance. So far as the Jews were concerned, he
proclaimed with enthusiasm the services rendered by them to the
cause of civilisation and progress in the past, and emphatically
expressed his conviction that they were destined to render equally
brilliant services in the future: “Every Jew,” he said, “is essentially a
Liberal, while the enemies of Judaism, examined closely, will be
found to be, in general, the enemies of the modern spirit. This,” he
added, “applies especially to the French Jews, such as they have
been made by the Revolution; but I am persuaded that every country
which will repeat the experiment, renounce State religion, secularise
the civil life, and establish the equality of all the citizens before the
law, will arrive at the same result and will find as excellent patriots in
the Jewish creed as in other creeds.” “The work of the nineteenth
century,” he declared on another occasion, “is to demolish all the
ghettos, and I do not congratulate those who elsewhere seek to
245
rebuild them.”
But at the very moment, when Renan was giving utterance to
these noble sentiments, there was preparing in his own country an
agitation precisely similar to that which had “elsewhere sought to
rebuild the ghettos.”
The slumbering prejudice against the Jew was in France first
awakened by the Panama scandals, and immediately afterwards
there was formed in Paris a union with the object of freeing the
country from the financial tyranny of Jews and other non-Catholics
and foreigners. The Vatican, ever on the alert, saw in the movement
an opportunity of strengthening the clerical interest in a state which
had so sadly neglected its traditional rôle of the Pope’s champion,
and from an eldest daughter of the Church had turned into its
bitterest enemy. The Pope, therefore, bestowed upon the union his
1882
blessing. But the institution after a brief career ended
in a bankruptcy from which not even Papal prayers
could save it. Like Julius Caesar’s spirit, however, the union even
after its dissolution continued to harass its rivals. Its failure, attributed
to the machinations of the Jews, put fresh life into the anti-Semitic
agitation. Publicists interpreted the popular feeling and gratified the
national amour propre by describing in sombre colours the
pernicious influence of the Jewish plutocracy on the life of France,
and by tracing to that influence the undeniable immorality of French
246
society. The discomfiture of that brilliant and weak adventurer,
Boulanger, brought about, as it was, chiefly by the efforts of a Jewish
journalist of German extraction and connections, drew down upon
the Jews, and especially upon foreign Jews, the wrath of General
Boulanger’s supporters. An anti-Semitic League was founded in
Paris, with branches in the provinces. The Royalists and the
Nationalists, the warriors of the Church and the warriors of the army,
the desperate defenders of lost causes, who had nothing more to
lose, and the zealots for new causes, who had as yet everything to
win, all rallied round the standard of anti-Semitism, which derived
additional popularity and glory from the alliance of France with
Russia, the persecutrix of Israel. Soon after an anti-
1892
Semitic journal made its appearance in Paris, and its
columns were filled with scandals, scented out with truly inquisitorial
diligence, and with attacks on Jewish officers. Anti-Jewish feeling
daily grew in bitterness, the term “Juif” came to be accepted as a
synonym for variety of villainy, and the position of the Jewish officers
in the French army became intolerable, till the ferment culminated in
the arrest and conviction of Captain Dreyfus.
1894
All the prejudices and passions of the past and all
the conflicting interests of the present were now gathered up into a
storm almost unparalleled in the history of contemporary Europe.
The most popular newspapers vied with each other in pandering to
the lowest feelings and most ignorant prejudices of the vulgarest
classes of the French nation. From one end of France to the other
nothing was heard but execrations of the Jewish traitor. The modern
Frenchman was not unwilling to forgive the Jew his supposed enmity
to Christianity, but what patriot could forgive him his supposed
treachery to the French army? The hatred of the race, expressed
with eloquent virulence in Parliament and in the press, found even
more vigorous expression with dynamite, and an
1895
attempt was made to blow up the Rothschild Bank in
Paris. Meanwhile the Captain’s friends worked with untiring
earnestness, patience, and ability to establish his innocence. A
series of disclosures ensued; the public, led by the late M. Zola,
Colonel Picquart, and other advocates of justice, began to feel
qualms on the subject, and the demand for a revision of the trial
grew daily louder. By this time the Dreyfus affair had been drawn into
the mad vortex of party politics, and this accounts for the extent and
depth of an agitation hardly intelligible when viewed in relation to the
247
comparatively small number of French Jews. To be or not to be
revised, that was the question, and upon the answer the rival parties
staked their reputations and their political ideals. The Liberals
defended Dreyfus not so much because they believed him to be
innocent, as because he was attacked by the Clericals. The
Clericals, on the other hand, denounced the Dreyfusards as enemies
of their country and of its army—the Christian Faith was tactfully kept
in the background—a distinguished Academician wrote a book on
Nationalism in which he analysed Zola’s genius and character, and
proved to his own satisfaction, and to the satisfaction of thousands of
readers, that Zola was not a Frenchman.
But in the midst of all this clamour, riot, vilification and assault,
the demand for a revision continued persistently to gain ground, and
the Liberals, representing the sanest and healthiest element in the
1898
Republic, finally prevailed. The new trial at Rennes
brought to light the forgeries and perjuries by which the
conviction of the Jewish captain had been secured. None the less,
the sentence was not revoked. The verdict of the new court-martial
was an attempt to save judicial appearances by finding the prisoner
guilty, and to save justice by recommending him to mercy. Dreyfus
was restored to his family, but not to his honour. However, public
opinion both in France and abroad had forestalled the verdict of the
Court by acquitting the prisoner of the crime and by pitying in him the
victim of a foul conspiracy. Nationalism, Clericalism, Royalism, and
all the legions of anti-Semitism received a severe blow by the
triumph of the Dreyfusards; but, though their star was no longer at its
zenith, it had not yet set. The agitation in favour of a complete
reversal of Captain Dreyfus’ sentence continued, and the demand for
a new revision of the case was pronounced by the Nationalists as a
fresh development of the “anti-national” policy of the Liberals, and as
a conspiracy on their part for the purpose of inflicting a new
humiliation on the Army by constraining it to proclaim the innocence
of a man it had twice condemned as a traitor. A joint manifesto,
bearing the signatures of the Patriotic League, the National Anti-
Semitic Federation, and the French Socialist Party, was issued
appealing to the French public “to frustrate the efforts of the occult
248
Sectarians, Internationalists, and financial powers.”
At the same time anti-Semitic sentiments found applauding
audiences in the French theatres, as was shown in December, 1903,
by the success at the Paris Gymnase of Le Retour de Jérusalem—a
play which flattered the feelings of the audience by dwelling on the
familiar points of the anti-Semitic creed: the Jews’ clannishness, their
readiness to help their own co-religionists, their sans patrie; and
justified its prejudices by emphasising that natural incompatibility of
temperament which is supposed to doom Jew and Gentile to
everlasting alienation. Nevertheless, the wiser section of the French
1906 July 12–
people carried the day in the end. The Court of
13 Cassation, the highest tribunal in France, after two
years’ examination, quashed the verdict of the Rennes
court-martial, declaring that there never was any foundation for any
of the charges brought against Captain Dreyfus. The French
Government thereupon submitted to Parliament a Bill providing for
the complete rehabilitation of all the victims of the conspiracy. The
Bill was passed by an overwhelming majority. Captain Dreyfus was
promoted to the rank of Major and presented with the Cross of the
Legion of Honour, Col. Picquart was made a Brigadier-General, the
remains of M. Zola were transferred to the Pantheon, and in the
gallery of the Senate were erected busts of the two Senators who
first stood out in favour of the innocence of Dreyfus. Thus France
wiped out the stain on its national character, and the drama which
had agitated the world for twelve years came to a happy end. This
end, however, satisfactory as it is, must be regarded as a victory of
justice due to special political causes rather than as a proof of a
revolution of the popular attitude towards the Jews, or as a
guarantee against a recrudescence of French anti-Semitism in the
future. The “Jewish Peril” is one of those evil spirits which are in the
habit of vanishing and re-appearing from time to time, always with a
fresh face and changed garb, but always the same.
The Jewish Question from France passed to the French colony
of Algeria. In 1870 an Act, known as the Crémieux Decree,
enfranchised the Jewish inhabitants of the colony en masse. For
twenty-five years the measure excited little or no protest. But, as a
result of the anti-Jewish agitation in the mother country, it suddenly
became the subject on which elections were passionately fought and
the barrier that divided local politicians into two opposite parties:
Judaisants and Anti-Juifs. A Commission appointed to inquire into
this sudden revulsion of feeling, reported that the alleged reasons
were “usury” and the unwillingness of the Jews to assimilate
themselves to the French. Usury, it was recognised by sensible
Frenchmen, is inevitable in a country still in the Algerian stage of
economic development. Moreover, the official inquiry proved that all
the Jews are not usurers, and that all the usurers are not Jews; that,
in fact, the mass of the Jewish inhabitants of Algeria are very
249
poor. None the less, these allegations bring into vivid relief the
essential antiquity of modern anti-Semitism.
The modern version of Jew-hatred, as was only natural, was
welcomed in both Roumania and Russia. Both countries are still
mediaeval in most respects; but the foreign doctrine of Nationalism,
concealing, as it does, a very old instinct under a new euphemistic
name, presented nothing incongruous with indigenous bigotry.
Economic considerations deepened the bitter feeling against the
Jew, as has been narrated.
Italy and Greece have declined to listen to the new creed of
intolerance. There are few Jews in those countries. Besides, both
the Italians and the Greeks, though sensitively attached to their
national ideals, have too keen a sense of proportion, and the
Greeks, at all events, too much commercial ability to entertain any
jealousy of the Jew.
England has not failed in this, as in former ages, to follow, after a
lukewarm and sluggish fashion, the Continental evolution of the
feeling towards the Jew. In popular literature and art the Jew had
never ceased to figure as an object of derision and repugnance.
What reader of Dickens need be reminded of the execrable Mr.
Fagin, trainer of juvenile criminals and tormentor of poor Oliver Twist,
or of Cruikshank’s portrait of that and other Israelites? But these
pleasant creations, however grossly they may sin against truth, were
as innocent of any deliberate intention to stir up a hatred against the
Jew as Shakespeare’s and Marlowe’s personifications of evil in the
characters of Shylock and Barabas. The taint of malignant anti-
Semitism made its first unmistakable appearance in England during
the Eastern Crisis of 1876–1878. A Jew was then Prime Minister,
and that Jew opposed the pro-Bulgarian policy of the Liberal party.
To that party the conflict between the Sultan and his Christian
subjects was then, as it still is, a conflict between the Cross and the
Crescent, between Europe and Asia, between Aryanism and
Semitism. What mattered to the Liberal politicians that Islam, in point
of fact, since its first missionary zeal spent itself many centuries ago
in Asia and Africa, has never tried, and does not want, to kill
Christianity? What mattered to them that Christianity, in point of
history, is a Semitic creed, and in its original Eastern form nearer to
Islam than to the product of the Western temperament which passes
under the same name? What mattered to them that the Turks, after
five or six centuries of constant marriage to women of the subject
races, have, ethnographically speaking, become more European
than the Bulgarians, who, in point of blood, are more Turkish than
the modern Turks? What mattered to them that the Turks are not
Semites at all? What mattered to the opponents of the Jew that the
doctrine of the integrity of the Ottoman Empire had been
promulgated before Disraeli left school, and that his Eastern policy of
a regenerated Turkey was a policy evolved by as good Christians as
themselves long before Disraeli became a power in the land—by
men like the Duke of Wellington and Sir Stratford Canning—and
carried on by contemporary diplomatists and statesmen like Lord
Salisbury, Sir Henry Layard, and Sir Henry Elliot? These are mere
facts. The Liberal party wanted broad principles and a euphonious
war-cry. Disraeli was opposed to Russia’s ambition, and Disraeli was
a Jew. What could be easier than to connect the two things? The
enemy of Russia was an enemy of Christianity, of Aryanism, of
Europe. If any doubt was possible, it could easily be dispelled by a
reference to Disraeli’s romances. There, as elsewhere, in season
and out of season, Disraeli preached the greatness of his persecuted
race with a sincerity, a courage and a consistency which, in the eyes
of the neutral student, form the noblest trait in his character; in the
eyes of a political opponent, the most conclusive proof of his Jewish
hostility to Christianity. Accordingly, we find Mr. Gladstone, in 1876,
confiding to the sympathetic ear of his friend, the Duke of Argyll, the
following philosophical reflection: “I have a strong suspicion that
Dizzy’s crypto-Judaism has had to do with his policy: the Jews of the
East bitterly hate the Christians, who have not always used them
250
well.”
At the same time other politicians vented their prejudice against
251
the Jews, and against Disraeli’s “Jewish aims” in various books,
pamphlets, speeches and articles, while soon after, when the
eloquent tongue was for ever silenced, and the man who had bent
Europe to his will was no longer able to defend himself, reverend
ecclesiastics took pains to trace, with an enthusiasm and an acumen
worthy of a less ignoble task, the origin and development of the great
statesman’s “deceitfulness,” of his “political dishonesty,” of his
“disregard of morality in the pursuit of personal ambition,” of his
“theological and political scepticism,” of his “jealousy for the spiritual
and intellectual supremacy of the Semitic race,” and the rest of his
virtues, from his early home education under his Jewish sceptic of a
father and his vulgar Jewess of a mother, through his school life, his
apprenticeship in a solicitor’s office, the various stages of his literary
and political career, up to the moment of his death. It was, however,
pointed out with an air of charitable patronage not unamusing, when
the relative magnitude of the author and the subject of the criticism is
considered, that “it would be harsh and unfair to judge him by our
ordinary standard of political morality,” for “Mr. Disraeli started on his
public career with little or no furniture of moral or religious principles
252
of any kind.” The writer repeated the favourite explanation of
Disraeli’s opposition to Gladstone’s Eastern policy, namely, that it
arose from the fact that “the ‘bag and baggage’ policy cut rudely
across his cherished convictions respecting the ‘Semitic principle.’
The Turks, indeed,” the learned theologian naïvely observes, “do not
belong to the Semitic race; but their theocratic polity is the product of
a Semitic brain, and was, therefore, sacred in the eyes of Lord
253
Beaconsfield.” In the writer’s opinion Disraeli’s dearest ideal,
when it was not his own pre-eminence, was the pre-eminence of the
Jewish nation, his whole career being a compound of selfishness
and Semitism.
While chivalrous theologians made these interesting post-
mortem investigations into the character of the champion of
Semitism, learned professors made equally interesting studies in the
character of anti-Semitism. And while the former denounced that
representative of the race as one who had made “self-
aggrandisement the one aim of his life,” the latter endeavoured to
justify the conduct of its enemies on the ground of Hebrew
“tribalism,” “materialism,” “opportunism,” “cosmopolitanism,” and
254
other vices ending in —ism.
As these charges are still brought against the Jews by their
enemies in England, it may be not irrelevant to answer some of them
once for all. No one with a biographical dictionary on his book-shelf
requires to be told that the Jewish people, far from specialising in
material aims, has never shirked its due share in the world’s
intellectual work, though it has seldom been accorded its due share
of the world’s recognition. Look wheresoever we like, in science, art,
music, philosophy, letters, politics, we everywhere find the Jew
generously contributing to the common fund of human knowledge.
From Higher Criticism, which was initiated by a Jew in the third
century, and Comparative Philology, also originated by a Jew in the
ninth, through Spinoza’s philosophical work in the seventeenth, and
Mendelssohn’s in the eighteenth, down to the psychological labours
of Steinthal, who died in 1892—to mention only a few of the best
known names—we find proofs which speak for themselves, and
abundantly refute the calumny that the Jews are a race of mere
money-mongers and money-grabbers. In the Dark Ages the
conditions under which Israel was doomed to live were by no means
favourable to the development of spiritual qualities. Mediaeval
Europe, as a rule, did not allow more than three outlets to Hebrew
activity. The Jew could only become a merchant, a financier, or a
physician, and in all these three professions he achieved the
distinction to which his superiority entitled him. Imaginative by
nature, cosmopolitan by necessity, a reasoner and a linguist by
education, with all his faculties sharpened by persecution, and all his
passions disciplined by adversity, the Jew could not but assert
himself among his narrow-minded and ignorant contemporaries.
Accordingly we find the mediaeval Jew foremost in Medicine,
Commerce, and Finance. As to medicine, enough has already been
said. As to commerce, the supremacy of the Jews has never been
disputed. Their financial pre-eminence is equally recognised. But it is
not often recalled that the Jews, in order to facilitate the transmission
of their wealth amidst the violence and extortions of the Middle Ages,
were the first to invent the admirable system of paper currency—an
invention which, Alison the historian asserts, had it been made
earlier, might have averted the downfall of the Western Roman
Empire. But, apart from chrematistic pursuits, even in the Middle
Ages the Jews, prevented by persecution and social isolation from
tying themselves permanently to any particular country, and forced to
lead a nomad existence, used their opportunities of travel not only
for the purpose of commerce, but also for the transmission of
knowledge. Thus, consciously or not, the mediaeval Jew became the
great middleman by whose agency what learning there was found its
way from country to country. In Spain, before the holy war against
the race deprived it of the conditions necessary for the development
of its genius, we have seen the Jews distinguishing themselves in
literature, scholastic philosophy, science, and diplomacy. After their
expulsion the Spanish exiles influenced the culture of the countries
over which they spread in many ways; Baruch Spinoza being only
the greatest star in a great constellation. Even in England, where few
of those refugees contrived to penetrate, we find their spiritual
influence in King James’s translation of the Bible, which in many
255
places bears the traces of David Kimchi’s Commentary.
The place of Israel in the mediaeval world has been described
with equal justness and eloquence by Lecky: “While those around
them were grovelling in the darkness of besotted ignorance; while
juggling miracles and lying relics were themes on which almost all
Europe was expatiating; while the intellect of Christendom,
enthralled by countless persecutions, had sunk into a deadly torpor,
in which all love of inquiry and all search for truth were abandoned,

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