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WCDMA, HSPA and Advanced Receivers: Timo Nihtilä, PH - Lic. (Ph.D. Def.) Senior Research Scientist Magister Solutions LTD
WCDMA, HSPA and Advanced Receivers: Timo Nihtilä, PH - Lic. (Ph.D. Def.) Senior Research Scientist Magister Solutions LTD
receivers
Timo Nihtil, Ph.Lic. (Ph.D. def.)
Senior Research Scientist
Magister Solutions Ltd.
Timo Nihtil
Outline
Background
Key concepts
Code multiplexing
Spreading
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Background
Why new radio access system
Frequency Allocations
Standardization
WCDMA background and evolution
Evolution of Mobile standards
Current WCDMA markets
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Standardization
WCDMA was studied in various research programs in the
industry and universities
WCDMA was chosen besides ETSI also in other forums like
ARIB (Japan) as 3G technology in late 1997/early 1998.
During 1998 parallel work proceeded in ETSI and ARIB
(mainly), with commonalities but also differences
Work was also on-going in USA and Korea
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Standardization
At end of 1998 different standardization organizations got together
and created 3GPP, 3rd Generation Partnership Project.
5 Founding members: ETSI, ARIB+TTC (Japan), TTA (Korea), T1P1
(USA)
CWTS (China) joined later.
Different companies are members through their respective
standardization organization.
3G P P
E TSI
A R IB
TTA
T1P1
TTC
C W TS
E T S I M e m b e rs
A R IB M e m b e rs
T T A M e m b e rs
T 1 P 1 M e m b e rs
T T C M e m b e rs
C W T S M e m b e rs
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Release 4, 03/01
Release 5, 03/02
Release 7, 06/07
Continuous Packet connectivity (improvement for e.g. VoIP), advanced features for
HSDPA (MIMO, higher order modulation)
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2001
2000
Japan
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3GPP Rel 4
03/01
2002
Europe
(pre-commercial)
3GPP Rel 5
(HSDPA)
03/02
2003
Europe
(commercial)
3GPP Rel 6
(HSUPA)
2H/04
2004
2005
HSDPA
(commercial)
3GPP Rel 7
HSPA+
06/07
2006
Further Releases
2007
HSUPA
(commercial)
GSM
HSCSD
WCDMA
FDD
HSDPA/
HSUPA
GPRS
LTE
TD-CDMA
TDD HCR
HSDPA/
HSUPA
TD-SCDMA
TDD LCR
cdma2000
1XEV - DO
cdmaOne
(IS-95)
cdma2000
cdma2000
1XEV - DV
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Million subscribers
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Key concepts
CDMA
Spread Spectrum
Direct Sequence spreading
Spreading and Processing gain
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TDMA
CDMA
Code
Time
1
2
Frequency
Frequency Division Multiple Access (FDMA), different frequencies for different users
Time Division Multiple Access (TDMA), same frequency but different timeslots for
different users,
example Global System for Mobile Communication (GSM)
GSM also uses FDMA
Code Division Multiple Access (CDMA), same frequency and time but users are
separated from each other with orthogonal codes
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Spread Spectrum
Means that the transmission bandwidth is much larger than the
information bandwidth i.e. transmitted signal is spread to a wider
bandwidth
Bandwidth is not dependent on the information signal
Benefits
More secure communication
Reduces the impact of interference (and jamming) due to processing gain
Classification
Direct Sequence (spreading with pseudo noise (PN) sequence)
Frequency hopping (rapidly changing frequency)
Time Hopping (large frequency, short transmission bursts)
Direct Sequence is currently commercially most viable
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Spread Spectrum
Where does spread spectrum come from
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Direct Sequence
In direct sequence (DS) user bits are coded with unique
binary sequence i.e. with spreading/channelization code
The bits of the channelization code are called chips
Chip rate (W) is typically much higher than bit rate (R)
Codes need to be in some respect orthogonal to each other
(cocktail party effect)
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Direct Sequence
Transmission (Tx) side with DS
Information signal is multiplied with channelization code =>
spread signal
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Direct Sequence
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Direct Sequence
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Transmitted signal
before spreading
Received signal
before despreading
Frequency
Frequency
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Received signal
after despreading but
before filtering
Interference
Received signal
after despreading and
after filtering
Frequency
Frequency
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High bit rate means lower processing gain and higher power OR
smaller coverage
The processing gain is different for different services over 3G mobile
network (voice, web browsing, videophone) due to different bit rates
Thus, the coverage area and capacity might be different for different
services depending on the radio network planning issues
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WCDMA System
WCDMA is the most common radio interface for UMTS
systems
Wide bandwidth, 3.84 Mcps (Megachips per second)
Maps to 5 MHz due to pulse shaping and small guard bands
between the carriers
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WCDMA System
Soft handover
Improves coverage, decreases interference
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Codes in WCDMA
Channelization Codes (=short code)
Codes from different branches of the code tree are orthogonal
Length is dependent on the spreading factor
Used for
channel separation from the single source in downlink
separation of data and control channels from each other in the uplink
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Codes in WCDMA
For instance, the relation between downlink physical layer bit rates and codes
Symbol_rate =
Chip_rate/SF
Spreading
Factor(SF)
512
256
128
64
32
16
8
4
4,with3
parallel
codes
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Bit_rate =
Symbol_rate*2
Channel
symbol
rate
(ksps)
7.5
15
30
60
120
240
480
960
2880
Control channel
(DPCCH) overhead
Channel
bitrate
(kbps)
15
30
60
120
240
480
960
1920
5760
DPDCH
channelbit
raterange
(kbps)
36
1224
4251
90
210
432
912
1872
5616
Maximumuser
dataratewith
ratecoding
(approx.)
13kbps
Half rate speech
612kbps
Full rate speech
2024kbps
45kbps
105kbps
144 kbps
215kbps
384 kbps
456kbps
936kbps
2.3Mbps
2 Mbps
QoS Support
Key Factors:
Simultaneous support of services with different
QoS requirements:
up to 210 Transport Format Combinations, selectable
individually for every radio frame (10 ms)
going towards IP core networks greatly increases the
usage of simultaneous applications requiring different
quality, e.g. real time vs. non-real time
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Dat
a
Rat
e
QoS support
Example:
Downlink
Shared
Channel
10 ms
2 Mbps
Code 5
USER 4
....
Downlink
Dedicate
d
Channels
USER 4
Code 4
USER 3
Code 3
USER 2
Code 2
USER 1
Code 1
Time
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Uu interface
Iub interface
RNC
NodeB
UE
Node B corresponds
roughly to the Base Station
in GSM
UE
CN
NodeB
Iur interface
NodeB
RNC
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RAKE receiver
Every multipath component arriving at the receiver more
than one chip time (0.26 s) apart can be distinguished by
the RAKE receiver
0.26 s corresponds to 78 m in path length difference
symbol
Finger #1
Finger #2
Finger #3
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modified using
the channel
estimate
symbol
Without PC received
power levels would
be unequal
UE1
UE2
UE3
UE2
UE1
UE3
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With ideal PC
received power levels
are equal
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Outer loop PC (running in the MS) defines SIR target for the MS
If the measured SIR at the MS is lower than the SIR-target, the BS
is commanded to increases its transmit power for that MS.
Otherwise, BS is commanded to decrease its power.
Power control rate 1500 Hz
Power control dynamics is dependent on the service
Theres no near-far problem in DL due to one-to-many scenario.
However, it is desirable to provide a marginal amount of additional
power to mobile stations at the cell edge, as they suffer from
increased other-cell interference.
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Inner loop power control tries to keep the received SIR as close to
the target SIR as possible.
However, the constant SIR alone does not actually guarantee the
required frame error rate (FER) which can be considered as the
quality criteria of the link/service.
Theres no unique SIR that automatically gives a certain FER
FER is a function of SIR, but also depends on mobility and propagation
environment.
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Diversity
Transmitting on a single path only can lead to serious performance
degradation due to fading
As fading is independent between different times and spaces it is
reasonable to use the available diversity of them to decrease the
probability of a deep fade
The more there are paths to choose from, the less likely it is that all of
them have a poor energy level
Macro
Different Node Bs send the same information
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Diversity
Time
Same information is transmitted in different times
Receive antenna
Transmission is received with multiple antennas
Power gain and diversity gain
Transmit antenna
Transmission is sent with multiple antennas
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WCDMA Handovers
WCDMA handovers can be categorized into three different
types
Intra-frequency handover
WCDMA handover within the same frequency and system. Soft,
softer and hard handover supported
Inter-frequency handover
Handover between different frequencies (carriers) but within the
same system
E.g. from one WCDMA operator to another
Only hard handover supported
Inter-system handover
Handover between WCDMA and another system, e.g. from WCDMA
to GSM
Only hard handover supported
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WCDMA Handovers
Soft handover
Handover between different Node
Bs
Several Node Bs transmit the
same signal to the UE which
combines the transmissions
Advantages: lower Tx power needed
for each Node B and UE
lower interference, battery saving
for UE
Disadvantage: resources (code,
power) need to be reserved for the
UE in each Node B
Excess soft handovers limit the
capacity
No interruption in data
transmission
Needs RNC duplicating frame
transmissions to two Node Bs
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WCDMA Handovers
Softer handover
Handover between two sectors of the
same Node B
Special case of a soft handover
No need for duplicate frames
Hard handover
The source is released first and then
new one is added
Short interruption in data flow
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WCDMA Handovers
Some terminology
Active set (AS), represents the Node Bs to which the UE is in soft
handover
Neighbor set (NS), represents the links that UE monitors but which are
not already in active set
Triggering time_1 Triggering time_2
BS1
Received
signal
strength
Threshold_1
Threshold_2
BS2
BS1 dropped from the AS
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WCDMA evolution
High Speed Downlink Packet Access
(HSDPA)
High Speed Uplink Packet Access
(HSUPA)
Advanced receivers with HSDPA
Advanced HSDPA scheduling
Femto cells with HSDPA
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HSDPA features
Agreed features in Release 5
Adaptive Modulation and Coding (AMC)
QPSK or 16QAM
Multicode operation
Support of 1-15 code channels (SF=16)
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Channel quality
(CQI, Ack/Nack, TPC)
Data
16
14
12
10
8
6
4
2
0
-2
1 6 Q A M 3 /4
20
40
60
80
Tim e [n u m b e r o f TTIs ]
100
120
140
160
1 6 Q A M 2 /4
UE
Q P S K 3 /4
Q P S K 2 /4
Q P S K 1 /4
New
Newbase
basestation
stationfunctions
functions
HARQ
HARQretransmissions
retransmissions
Modulation/coding
Users may be time and/or code multiplexed
Modulation/codingselection
selection
Packet
Packetdata
datascheduling
scheduling(short
(shortTTI)
TTI)
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HSDPA functionality
Scheduling responsibility has been moved from RNC to Node
B
Due to this and the short TTI length (2 ms) the scheduling is
dynamic and fast
Support for several parallel transmissions
When packet A is sent it starts to wait for an acknowledgement
from the receiver, during which other packets can be sent via a
parallel SAW (stop-and-wait) channels
Pkt A
Pkt B
Pkt C
Pkt D
Pkt E
Pkt F
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Ack B
HSDPA functionality
UE informs the Node B regularly of its channel quality by CQI
messages (Channel Quality Indicator)
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HSDPA functionality
Node B can use channel state information for several
purposes
In transport format (TFRC) selection
Modulation and coding scheme
Scheduling decisions
Non-blind scheduling algorithms can be utilized
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HSDPA channels
User data is sent on High Speed Downlink Shared Channel
(HS-DSCH)
Control information is sent on High Speed Common Control
Channel (HS-SCCH)
HS-SCCH is sent two slot before HS-DSCH to inform the
scheduled UE of the transport format of the incoming
transmission on HS-DSCH
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Uplink HSUPA
# of codesModulation
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Max
data rate
# of codes
TTI
Max
data rate
5 codes
QPSK
1.8 Mbps
2 x SF4
2 ms
10 ms
1.46 Mbps
5 codes
16-QAM
3.6 Mbps
2 x SF2
10 ms
2.0 Mbps
10 codes
16-QAM
7.2 Mbps
2 x SF2
2 ms
2.9 Mbps
15 codes
16-QAM
10.1 Mbps
2 x SF2 +
2 x SF4
2 ms
5.76 Mbps
15 codes
16-QAM
14.4 Mbps
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Femtocells
More and more consumers want to use their mobile devices at
home, even when theres a fixed line available
Providing full or even adequate mobile residential coverage is a
significant challenge for operators
Mobile operators need to seize residential minutes from fixed line
providers, and compete with fixed and emerging VoIP and WiFi services
=> There is trend in discussing very small indoor, home and campus
NodeB layouts
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Femtocells
The study considers the system performance of an HSDPA network consisting of macro
cells and very low transmit power (femto) cells
The impact of using 64QAM in addition to QPSK and 16QAM in order to benefit from the
high SINR is studied
The network performance is investigated with different portions of users created in the
buildings (0-100%)
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Femtocells
Femtocells provide maximum of
15-17 % gain to network
throughput already without
dedicated indoor users
Scheme
The gain is visible with high load
in the network and comes
directly from the increased
number of access points in the
network
Average load of a cell is
decreased and users can be
scheduled more often
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Medium
High
Congested
Rake 1x1
3%
8%
15 %
Rake 1x2
-1 %
19 %
13 %
Equ 1x1
-2 %
18 %
15 %
Equ 1x2
-1 %
3%
17 %
Femtocells
When the amount of dedicated
indoor users increase, the gain of
femto cells explodes
Gain is in the range of hundreds of
percents even with small portion
of indoor users
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