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  • Modul 6-1

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    Lolly Polly
    5 views39 pages
    This document contains templates and forms for internal audit planning and procedures, including checklists for preliminary surveys, self-assessment questionnaires, internal control reviews, risk evaluations, audit planning documentation, and quality control. It provides a comprehensive set of tools for auditors to systematically evaluate risks, controls, and documentation needs for an internal audit engagement.

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    This document contains templates and forms for internal audit planning and procedures, including checklists for preliminary surveys, self-assessment questionnaires, internal control reviews, risk evaluations, audit planning documentation, and quality control. It provides a comprehensive set of tools for auditors to systematically evaluate risks, controls, and documentation needs for an internal audit engagement.

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    © All Rights Reserved
    Download as PPT, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    5 views39 pages

    Modul 6-1

    Uploaded by

    Lolly Polly
    This document contains templates and forms for internal audit planning and procedures, including checklists for preliminary surveys, self-assessment questionnaires, internal control reviews, risk evaluations, audit planning documentation, and quality control. It provides a comprehensive set of tools for auditors to systematically evaluate risks, controls, and documentation needs for an internal audit engagement.

    Copyright:

    © All Rights Reserved
    Download as PPT, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    of 39

    Internal Audit Reporting

    Planning and
    Preliminary Survey
    Checklist/Template
    Planning and
    Preliminary Survey
    Checklist/Template
    Planning and
    Preliminary Survey
    Checklist/Template
    Work Paper
    Cover Template
    Information
    Request List
    Information
    Request List
    Information
    Request List
    Request for
    Management
    Input - 5
    Internal
    Audit
    Engagement
    letter
    Internal Audit
    Engagement
    letter
    Planning
    Memorandum
    Form 6
    Audit
    Assignment
    Form
    Entrance
    Conference
    Form
    Analysis Of Internal Control :
    1. Individual Interview
    2. Self-Assessment Questionnaire-Preliminary Survey (Format
    A-Corporate)
    3. Self-Audit Questionnaire (Format B)
    4. Internal Control Questionnaire
    5. Internal Control Review Checklist
    6. Risk Evaluation Form
    7. Planning Paperwork Index Template
    8. Auditor Assignment and Independence Statement Form
    9. Quality Control Checklist-Survey Phase
    Individual
    Interview
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format A-
    Corporate)
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format A-
    Corporate)
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format B-
    Institutions)
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format B-
    Institutions)
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format B-
    Institutions)
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format B-
    Institutions)
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format B-
    Institutions)
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format B-
    Institutions)
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format B-
    Institutions)
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format B-
    Institutions)
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format B-
    Institutions)
    Self-
    Assessment
    Questionnaire-
    Preliminary
    Survey
    (Format B-
    Institutions)
    dst
    Internal
    Control
    Questionnaire
    Internal
    Control
    Review
    Checklist
    Risk
    Evaluation
    Form
    Risk
    Evaluation
    Form
    Risk
    Evaluation
    Form
    Risk
    Evaluation
    Form
    Risk
    Evaluation
    Form –
    dst
    Risk
    Evaluation
    Form –
    dst
    Planning
    Paperwork
    Index
    Template
    Quality
    Control
    Checklist
    Quality
    Control
    Checklist

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