Professional Documents
Culture Documents
The energy ε
levels are
equally spaced!
Often, we consider εn as being constructed by adding n
excitation quanta of energy to the ground state.
1 Ground state energy
0
E
2 of the oscillator.
If the system makes a transition from a lower energy level
to a higher energy level, it is always true that the change in
energy is an integer multiple of
Phonon absorption ΔE = (n – n΄)
or emission. n & n ΄ = integers
In complicated processes, such as phonons interacting with
electrons or photons, it is known that The Number of
Phonons is not conserved. That is, they can be created and
destroyed during such interactions.
Thermal Energy & Lattice Vibrations
•As we’ve been discussing in detail, the atoms in
a
crystal vibrate about their equilibrium positions.
•This motion produces vibrational waves.
The amplitude of this vibrational
motion increases as the temperature
increases.
d
Cv
dT
So, classically, Cv = 3R
(R = gas constant)
This is known as the Dulong-Petit Law
Vibrational Specific Heat of Solids
cp Data at T = 298 K
The Molar Heat Capacity
Experimentally, the Dulong-Petit Law, however, is
found to be valid only at high temperatures.
15
Quantum Thermal Energy & Heat Capacity
•• The
TheQuantized
Quantized Energy
Energyof ofaasingle
single n 1
simple
simpleharmonic
harmonic oscillator
oscillatoris:
n
is: 2
•• First,
First,calculate
calculatethe
themean
meanthermal
thermalenergy
energyof ofone
onemode,
mode,
then,
then,sum
sumover
overmodes
modestotofind
findthe
themean
meanthermal
thermalenergy
energy
due
duetotoall
allmodes.
modes.From
FromthetheCanonical
Canonical Ensemble
Ensembleof of
Statistical
StatisticalMechanics,
Mechanics, thetheMean
MeanEnergy
Energyof ofaaharmonic
harmonic
oscillator
oscillator&&&&hence
henceofofaalattice
latticemode
modeof
offrequency
frequencyωωatat
temperature
temperatureTThashasthe
theform:
form: _ Pn n
n
••In
Inthe
theCanonical
CanonicalEnsemble,
Ensemble,thetheprobability
probabilityPPnnof
ofthe
the
oscillator
oscillatorbeing
beingininenergy levelnnatattemperature
energylevel temperatureTTisis
proportional
proportionalto:
to: exp( n / k BT )
Now, some straightforward math manipulation!
Thermal Averaged Energy: _ P
n n
Putting in the explicit form gives: n
1 1
_
n 0
n
2
exp
n
2
/ k T
B
1 (*)
n 0
exp
n
2
/ k T
B
Finally, the 1
_
/ k B T
result is: 2 e 1
_
1 (1)
/ k B T
2 e 1
•This is the Mean Phonon Energy. The first term in (1)
is
called the Zero-Point Energy. As mentioned before, even
at 0 K the atoms vibrate in the crystal & have a Zero
Point Energy. This is the minimum energy of the system.
•The thermal average number of phonons n(ω) at
temperature T is given by The Bose-Einstein (or Planck)
Distribution, & the denominator 1 of the second term in (1)
is often written: n( )
e k BT
1
_
1 1
/ k B T (1) n( ) (2)
2 e 1 e k BT
1
•By using (2) in (1), (1) can be rewritten:
<> = ћω[n() + ½] (1)
•In this form, the mean energy <> looks analogous to a
quantum mechanical energy level for a simple harmonic
oscillator. That is, it looks similar to:
e 1 k BT
k T B
_
1
This gives: OR _
1
2 1
1 k BT
k BT 2
_
Finally: kBT
Mean energy
of a harmonic
1
oscillator as a
k BT
2 function of T.
T
High Temperature Limit:
k BT
<<
_
k T B
•In this limit, the Mean Energy is independent of frequency.
•This is the classical limit because the energy steps
are very small compared with the harmonic oscillator
energy. So, the high temperature limit gives the thermal
energy of the classical 1D harmonic oscillator,
calculated with classical (Maxwell-Boltzmann) statistics.
Heat Capacity Cv
• The heat capacity Cv is found by differentiating
the average phonon energy
_
1
/ k B T
2 e 1
k B
2
e k BT
e k BT
kBT
2
d Cv k B
Cv
k BT
2 2
2
dT 1
e k BT
1 e k BT
2
Let eT
k Cv k B
2
T e T 1
2
e T
•The specific heat in this
Cv k B
2
T e
T
1 approximation vanishes
exponentially at low T &
tends to the classical
value at high T.
k
•These features are
Cv
common to all quantum
kB systems; the energy tends
to the zero point-energy
Area =
2 at low T & to the
T classical
kB value at high T.
•The specific heat at constant volume depends on
temperature as shown qualitatively in figure below. At
high temperatures, T, Cv is close to 3R, where R is the
universal gas constant. R 2 cal/K-mole. So, at high
temperatures Cv 6 cal/K-mole.
3R •From the figure. it can be seen
that Cv = 3R at highT
Cv regardless of the substance.
This fact is known as the
T,K Dulong-Petit law. This states
that the specific heat of a given
number of atoms of any solid is
independent of temperature & is
the same for all materials!
Einstein Model for the Heat Capacity
of Lattice Vibrations
• The theory of Cv(T) proposed by Einstein was the
first use of quantum theory to understand
the physics of solids.
• He made the (absurd!) assumption that all 3N vibrational
modes of a 3D solid of N atoms have the same
frequency, so that the solid has a heat capacity 3N times
2
e T
Cv k B
2
T e
T
1
Einstein Model for Lattice Vibrations in a Solid
Cv vs T for Diamond
Einstein, Annalen der Physik 22 (4), 180 (1907)
Points:
Experiment
Curve:
Einstein Model
Prediction
• In this model, the atoms are treated as
independent oscillators, but the energy of the
oscillators is quantum mechanical.
• This refers to an isolated oscillator, but the atomic
oscillators in a solid are not isolated. They
continually exchange energy with neighboring atoms.
• Even this crude model gives the correct limit at
high temperatures: The heat capacity of the
Dulong-Petit law:
Cv = 3R
•At high temperatures, all crystalline solids have a
specific heat of 6 cal/K per mole; they require 6
calories per mole to raise their temperature 1 K.
•This agreement between observation and classical
theory
breaks down if T is low. Experiments show that at room
temperature & below the specific heat of crystalline
solids is strongly temperature dependent.
•In each material, C
v
Cv
asymptotically approaches
cal the classical value 3R at
6
Kmol high T. But, at low T, Cv
decreases to zero. This
completely contradicts
T the classical result.
Cv 3R
kB
• The Einstein model also correctly gives a
specific heat tending to zero at T 0.
• But the, temperature dependence near
T= 0 does not agree with experiment.
• By more accurately taking into account the
actual distribution of vibrational
frequencies in a solid, this can be
corrected using a model due to Peter Debye.
Thermal Energy & Heat Capacity
Debye Model
Density of States
From Quantum Mechanics, if a particle is constrained; the
energy of particle can only have discrete energy values. It
cannot increase infinitely from one value to another. It has
to go up in steps.
• These steps can be so small depending on the system that
the energy can be considered as continuous.
• This is the case of classical mechanics.
• But on atomic scale the energy can only jump by a discrete
amount from one value to another.
L
S (k )dk dk DOS of standing wave
L
R k dk dk DOS of running wave
2
•The density of standing wave states is twice that of the running waves.
•However in the case of standing waves only positive values are
allowed
•Then the total number of states for both running and standing waves
will be the same in a range dk of the magnitude k
•The standing waves have the same dispersion relation as running
waves, and for a chain containing N atoms there are exactly N distinct
states with k values in the range 0 to / a .
The density of states per unit frequency range g():
dR
modes with frequency from to +d corresponds
dn
modes with wavenumber from k to k+dk
dn R (k )dk g ( )d ; dn S (k )dk g ( )d
4K 2 ka K ka
2
sin 2 sin
m 2 m 2
d 2a K ka 1
cos g ( ) S (k )
dk 2 m 2 K ka
a cos
m 2
1 m 1
g ( ) S ( k )
a K cos ka / 2
sin 2 x cos 2 x 1 cos x 1 sin 2 x ka 2 ka
cos 1 sin
2 2
1 m 1 4 Multibly and divide
g ( ) S (k )
a K ka 4
1 sin 2
2
Let’s remember:
1 2 L
g ( ) S (k ) S (k )dk dk
a 4K 4K 2 ka
sin
m m 2 L Na
4K 2 ka
g ( )
L2 1
2
sin
a max m 2
2
2 4K
True density of states max
2
m
g ( )
2N 2
g ( )
max
2 1/ 2
N m
True density of states by
K means of above equation
K K
max 2
m m
constant density of states
K
True DOS(density of states) tends to infinity at max 2 ,
m
since the group velocity d / dk goes to zero at this value of .
Constant density of states can be obtained by ignoring the
dispersion of sound at wavelengths comparable to atomic spacing.
The energy of lattice vibrations will then be found by
integrating the energy of single oscillator over the distribution
of vibration frequencies. Thus
1
/ kT g d
0
2 e 1
2N 2
Mean energy of a harmonic
max for 1D
2 1/ 2
oscillator
y ky
+ - L
L
L
- +
+ -
0 x kx
L
U U 0 sin k x x sin k y y
L
1
L / 4 k 2 dk
8
kz V 1
s k d k 3 4 k 2 dk
3
8
2
Vk
s k d 3k 2 dk
dk
2
k ky Vk 2
S k 2
2
kx
Vk 2
• k 2 is a new density of states defined as the number of
2
states per unit magnitude of in 3D.This eqn can be obtained by
expression of g .
High and Low Temperature Limits
sound waves
vs k vs
k
k
0
a
k 1 dk 1 Vk 2 dk
vs and g 2
k vs d vs 2 d
2
V 2
vs 1
g at low T
2 2 vs
vs depends on the direction and there are two transverse, one
longitudinal acoustic branch:
V2 1 V2 1 2
g g 2 3
3
2 vs
2 3
2 vL vT
1 V 2 1 2
/ kT 2 3 3 d x
0
2 e 1 2 vL vT
k BT
V 1 2
3
z 2 3 3 / kT d k BT
2 vL vT 0 e
1 x
3
k BT 3 k BT
x kT d dx
V 1 2 k T
4 3
d x
4
z 2 3 3 B 3
2 vL vT 15 0
e / kT
1 0
e 1
B
dx
k BT
4
3
x3
0 e / kT 1 d 3 0 e x 1dx
4 15
3
d 2 1 2 k BT
Cv V kB 3 3
2
at low temperature
dT 15 v
L vT
How good is the Debye approximation at low T?
3
d 2 1 2 k BT
Cv V kB 3 3
2
dT 15 v
L vT
s k
for arbitrary wavenumber. In a one dimensional crystal this is equivalent
to taking as given by the broken line of density of states figure
rather than full curve. Debye’s approximation gives the correct answer in
either the high and low temperature limits, and the language associated
g ( )
with it is still widely used today.
The Debye approximation has two main steps:
1. Approximate the dispersion relation of any branch by a linear
extrapolation of the small k behaviour:
Debye
Einstein approximation
approximation to to the dispersion
the dispersion vk
Debye cut-off frequency D
2. Ensure the correct number of modes by imposing a cut-off
frequency , above
D which there are no modes. The cut-off
freqency is chosen to make the total number of lattice modes
correct. Since there are 3N lattice vibration modes in a crystal
having N atoms, we choose so that D
D V2 1 2
g ( ) ( 3 3) V 1 2 D 2
2 2 vL3 vT3 0
g ( )d 3 N 2 vL vT
2 ( ) d 3N
0
V 1 2 V 1 2 3N 9N
( )D3 3 N ( ) 3
6 2 3
vL vT 3
2 2 vL3 vT3 D3 D3
9N 2
g ( ) g ( ) / 2
D
3
1
The lattice thermal energy is E ( / kBT )g ( )d
0
2 e 1
9N
D
1 9 N D
3 D
3
E 3 0 ( 2 e / kBT 1) d D3 0 2 d 0 e / kBT 1d
becomes 2
D
D
9 9N 3 d
and, E N D 3
8 D
0
e / k B T 1
First term is the estimate of the zero point energy, and all T dependence is in the
second term. The heat capacity is obtained by differentiating above eqn wrt
temperature.
dE
The heat capacity is C
dT
D
9 9N
D
d 3
dE 9 N 2 4 e / kBT
E N D 3 CD 3 d
dT D
2 2
8 D 0
e / k B T 1 0
k BT e / kBT 1
4 D / T
dE 9 N k BT k BT 2
x 4e x
CD 3 2 dx
dT D k BT e 1
x 2
0
3 /T
T D
x 4e x
CD 9 Nk B dx
D e 1
x 2
0
where D
D
kB
How does CD limit at high and low temperatures?
High temperature T D
x2 x3
x is always small e 1 x
x
2! 3!
x 4e x x 4 (1 x ) x 4 (1 x )
x 2
e 1
2 2 2
x
1 x 1 x
3 /T
T D
T D CD 9 Nk B
D
0
x 2 dx 3Nk B
How does CD limit at high and low temperatures?
Low temperature T D
For low temperature the upper limit of the integral is infinite; the
integral is then a known integral of .
4 4 /15
3 /T
T D
x 4e x
T D CD 9 NkB dx
e 1
2
D 0
x
Because it is exact in both high and low T limits Lattice heat capacity of a solid as
predicted by the Debye interpolation
the Debye formula gives quite a good scheme
representation of the heat capacity of most
solids, even though the actual phonon-density 1
T / D
of states curve may differ appreciably from the
Debye assumption.
Debye frequency and Debye temperature scale with the velocity of sound in the solid.
So solids with low densities and large elastic moduli have high D . Values of D for
various solids is given in table. Debye energyD can be used to estimate the
maximum phonon energy in a solid.
Solid Ar Na Cs Fe Cu Pb C KCl
D (K )
93 158 38 457 343 105 2230 235
Cv vs T for Diamond
Points:
Experiment
Curve:
Einstein Model
Prediction
Vibrational Density of States (Aluminum)
Solid Curve:
From X-Ray
Experiment
Dashed Curve:
Debye
Approximation
Debye Density of States
Cv vs T
Solid Curve:
Debye
Approximation
Dashed Curve:
Einstein Model