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UMTS
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UMTS
• UMTS stands for Universal Mobile Telecommunications System. It came into existence
from GSM technology developed by 3GPP (3rd Generation Partnership Project).
• UMTS network composed of three main parts: UE (User Equipment), Radio Access
Network (RAN) and Core Network. UMTS. UMTS also referred to as 3G is released in
several phases.
• The main features of 3G standardization by ITU includes support for circuit and packet
switching, support for both voice and data applications, support for seamless mobility for
both voice and data, improvement in spectral efficiency, legacy support for GSM/GPRS
systems, increase in voice quality, low round trip time and packet delays
GSM GPRS
WCDMA
General Packet Radio Services EDGE
Data rates up to ~ 115 kbps
Max: 8 timeslots used as any one time
Packet switched; resources not tied up all the time
Contention based. Efficient, but variable delays
GSM / GPRS core network re-used by WCDMA (3G)
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UMTS Frequency Spectrum
• UMTS Band
– 2110 – 2170 Downlink 1920- 1980 uplink
– Utilizes the GSM bands in the 1800 and 900 bands as well
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UMTS Capabilities
• UMTS uses Wideband CDMA - WCDMA - as the radio transmission standard on the Air
interface. It employs a 5 MHz channel bandwidth. Using this bandwidth it has the capacity to
carry over 100 simultaneous voice calls, or it is able to carry data at speeds up to 2 Mbps in its
original format. However with the later enhancements of HSDPA and HSUPA included in
later releases of the standard the data transmission speeds have been increased to 14.4 Mbps.
• Many of the ideas that were incorporated into GSM have been carried over and enhanced for
UMTS. Elements such as the SIM have been transformed into a far more powerful USIM
(Universal SIM). In addition to this, the network has been designed so that the
enhancements employed for GPRS and EDGE can be used for UMTS.
• CDMA technology : 3G UMTS relies on CDMA to enable multiple handsets or user equipment to have
access to the base station. Using a scheme known as direct sequence spread spectrum, different UEs
have different codes and can all talk to the base station even though they are all on the same frequency
• UMTS network architecture: The architecture for a UMTS network was designed to enable packet
data to be carried over the network, whilst still enabling it to support circuit switched voice. All the
usual functions enabling access to the network, roaming etc… are also supported
• UMTS modulation schemes: Within the CDMA signal format, a variety of forms of modulation are
used. These are typically forms of phase shift keying.
• UMTS TDD: There are two methods of providing duplex for 3G UMTS. One is what is termed
frequency division duplex, FDD. This uses two channels spaced sufficiently apart so that the receiver
can receive whilst the transmitter is also operating. Another method is to use time vision duplex, TDD
where short time blocks are allocated to transmissions in both directions. Using this method, only a
single channel is required Read more about the TDD system.
• Handover: One key area of any cellular telecommunications system is the handover (handoff) from
one cell to the next. Using CDMA there are several forms of handover that are implemented within
the system.
1. Improved spectral efficiency: The use of CDMA as the multiple access technology, combined with the QPSK
modulation format used provides significant improvements in terms of the spectral efficiency. Figures for the
performance improvements gained vary considerably dependent upon the conditions, but the scheme gives some
significant benefits. Some calculated estimates give figures as high as three or four times that of technologies such as
GSM, although in reality the benefits may be a bit less.
2. Adjacent cells may use the same channel frequency: As a result of the way in which spread spectrum signals
such as CDMA operate.
3. Improved handover: Within CDMA it is possible to do what is termed a "soft handover" where the UE
communicates with two base stations at the same time. This significantly improves handover reliability.
4. Enhanced security: The use of spread spectrum and the multiple spreading codes for CDMA significantly reduces
the possibility of eavesdropping, although within GSM eavesdropping of the transmitted signal was not the problem
it was for the original analogue systems where anyone with a scanner radio receiver could listen to telephone
conversations.
MSC/ GMSC
BSC VLR PSTN
BTS
ME
SIM
RNS
GGSN
SGSN
Node RNC Internet
ME B
USIM
UTRAN
+
SD
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UMTS Network Architecture
• UMTS network architecture consists of three domains
– Core Network (CN): provides all the central processing and management for the system. It
is the equivalent of the GSM Network Switching Subsystem or NSS. Ensures switching,
routing and transit for user traffic
– UMTS Terrestrial Radio Access Network (UTRAN): also known as the Radio Network
Subsystem, RNS, is the equivalent of the previous Base Station Subsystem or BSS in GSM. It
provides and manages the air interface access method for user equipment in the network.
– User Equipment (UE): is the name given to what was previous termed the mobile Station, or
cellphone. The new name was chosen because of the considerably greater functionality that
the UE could have. It could also be anything between a mobile phone used for voice to a
data terminal attached to a computer with no voice capability.
Terminals work as air interface counterparts for base stations. The various identities are: IMSI,
TMSI, P-TMSI, TLLI, MSISDN, IMEI, IMEISV
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User Equipment (UE)
• UE RF Transceiver: handle all elements of the signal, both for the receiver and for the
transmitter. One of the major challenges for the RF power amplifier was to reduce the power
consumption.
• Baseband processing: This is mainly the digital circuitry that performs the encoding and
decoding of data. It ought to be optimized to reduce power consumption.
• Battery: While consumption has been minimized within the circuitry of the phone, there has
to be source of power to ensure mobility and portability. This has necessitated the use of new
and improved battery technology
• Universal Subscriber Identity Module, USIM: In the case of UMTS the SIM is termed as
USIM. This is a more advanced version of the SIM card used in GSM and other systems, but
embodies the same types of information. It contains the IMSI, MSISDN) and other details e.g.
the preferred language to enable the correct language information to be displayed, especially
when roaming, and a list of preferred and prohibited Public Land Mobile Networks (PLMN).
The USIM also contains a SMS storage area. Similarly "phone book" numbers and call information
of the numbers of incoming and outgoing calls are stored.
• The UMTS user equipment (UE) is the combination of the subscriber's mobile equipment and the
UMTS subscriber identity module (USIM). Similar to the SIM in GSM/GPRS networks, the USIM is
a card that inserts into the mobile equipment and identifies the subscriber to the core network.
• The USIM card has the same physical characteristics as the GSM/GPRS SIM card and provides the
following functions:
– Supports multiple user profiles on the USIM
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UTRAN: Node B
• Node B monitors the quality and strength of the connection and calculates the frame error rate,
transmitting this information to the RNC for processing. The functions of Node B include:
– Air interface transmission and reception
– Modulation and demodulation
– Micro diversity
– Error handling
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UTRAN: RNC
• The radio network controller (RNC) performs functions that are equivalent to the base
station controller (BSC) functions in GSM/GPRS networks. The RNC provides centralized
control of the Node B elements in its covering area.
• It handles protocol exchanges between UTRAN interfaces (Iu, Iur, and Iub). Because the
interfaces are ATM-based, the RNC performs switching of ATM cells between the
interfaces. Circuit-switched and packet-switched data from the Iu-CS and Iu-PS interfaces
are multiplexed together for transmission over the Iur, Iub, and Uu interfaces to and from
the user equipment (UE).
• The RNC provides centralized operation and maintenance of the radio network system
(RNS) including access to an operations support system (OSS).
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UTRAN: RNC
• The RNCs use the Iur interface. There is no equivalent to manage radio resources in
GSM/GPRS networks. In GSM/GPRS networks, radio resource management is performed in
the core network. In UMTS networks, this function is distributed to the RNC, freeing the
core network for other functions.
• A single serving RNC manages serving control functions such as connection to the UE,
congestion control, and handover procedures. The functions of the RNC include:
– Radio resource control Power Control
– Admission control Handover Control
– Channel allocation Ciphering
– Macro diversity Segmentation and Reassembly
– Broadcast signaling Open loop power control
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UTRAN interfaces
The UMTS standards are structured in a way that the internal functionality of the different network
elements is not defined. Instead, the interfaces between the network elements is defined and in
this way, so too is the element functionality.
There are several interfaces that are defined for the UTRAN elements:
• Iub : The Iub connects the NodeB and the RNC within the UTRAN.
• Iur : The Iur interface allows communication between different RNCs within the UTRAN. The
open Iur interface enables capabilities like soft handover.
• Iu : The Iu interface connects the UTRAN to the core network.
Having standardised interfaces within various areas of the network including the UTRAN allows
network operators to select different network entities from different suppliers.
– Circuit switched elements: These elements are primarily based on the GSM
network entities and carry data in a circuit switched manner, i.e. a permanent
channel for the duration of the call.
– Packet switched elements: These network entities are designed to carry packet
data. This enables much higher network usage as the capacity can be shared and
data is carried as packets which are routed according to their destination.
Some network elements, particularly those that are associated with registration are shared
by both domains and operate in the same way that they did with GSM.
What is the interface between the two nodes and what's the function of this
interface?
• Serving GPRS Support Node (SGSN): It is a core component introduced in GPRS and its use has been
– Mobility management It handles location updates based on the mobile's current location.
– Session management: It manages the data sessions providing the required quality of service and also
managing what are termed the PDP (Packet data Protocol) contexts, i.e. the pipes over which the data
is sent.
– Interaction with other areas of the network: The SGSN also manages its elements within the network
by communicating with other areas of the network, e.g. MSC and other circuit switched areas.
– Billing: The SGSN is also responsible billing. It achieves this by monitoring the flow of user data across
the GPRS network. CDRs (Call Detail Records) are generated by the SGSN before being transferred to
• Gateway GPRS Support Node (GGSN): It is a central element within the UMTS
packet switched network. It handles inter-working between the UMTS packet switched
network and external packet switched networks, and can be considered as a very
sophisticated router. In operation, when the GGSN receives data addressed to a specific
user, it checks if the user is active and then forwards the data to the SGSN serving the
particular UE.
Each of the different types of handover is used on different occasions dependent upon the
conditions.
• 3GPP Release 99
– Adds 3G radios
• 3GPP Release 4
– Adds softswitch/ voice gateways and packet core
• 3GPP Release 5
– First IP Multimedia Services (IMS) w/ SIP & QoS
• 3GPP Release 6
– “All IP” network; contents of r6 still being defined
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3G rel99 Architecture (UMTS) — 3G Radio
2G MS (voice only)
CN
BSS
E PSTN
Abis
A
PSTN
B
BSC C
MSC GMSC
Gb D
BTS VLR
Gs
SS7
H
2G+ MS (voice & data)
IuCS
RNS
Gr HLR
AuC
ATM Gc
Iub
IuPS
Gn Gi
PSDN
RNC IP
SGSN GGSN
Node B
3G UE (voice & data)
BSS — Base Station System CN — Core Network SGSN — Serving GPRS Support Node
BTS — Base Transceiver Station MSC — Mobile-service Switching Controller GGSN — Gateway GPRS Support Node
BSC — Base Station Controller VLR — Visitor Location Register
HLR — Home Location Register
RNS — Radio Network System AuC — Authentication Server
RNC — Radio Network Controller GMSC — Gateway MSC
UMTS — Universal Mobile Telecommunication System
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3G rel4 Architecture (UMTS) — Soft Switch
2G MS (voice only)
CN
CS-MGW
Nb
BSS
CS-MGW
A
Abis Nc PSTN PSTN
Mc
Mc
B
BSC C
MSC Server GMSC server
Gb D
BTS VLR
Gs SS7
H
2G+ MS (voice & data)
IuCS
RNS IP/ATM
Gr HLR
AuC
ATM Gc
Iub
IuPS
Gn Gi
PSDN
RNC
SGSN GGSN
Node B
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3G rel4 Architecture (UMTS) — Soft Switching
2G MS (voice only)
CN
CS-MGW
Nb
BSS
CS-MGW
A
Abis Nc PSTN PSTN
Mc
Mc
B
BSC C
MSC Server GMSC server
Gb D
BTS VLR
Gs SS7
H
2G+ MS (voice & data)
IuCS
RNS IP/ATM
Gr HLR
AuC
ATM Gc
Iub
IuPS
Gn Gi
PSDN
RNC
SGSN GGSN
Node B
3G UE (voice & data)
BSS — Base Station System CN — Core Network SGSN — Serving GPRS Support Node
BTS — Base Transceiver Station MSC — Mobile-service Switching Controller GGSN — Gateway GPRS Support Node
BSC — Base Station Controller VLR — Visitor Location Register
HLR — Home Location Register
RNS — Radio Network System AuC — Authentication Server
RNC — Radio Network Controller GMSC — Gateway MSC
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3G Release 4
TS 23.205 Split
TS 29.414 Bearer
BICC Circuit switched
call control server
Mc (MSC Server)
H.248
MEGACO
Nb
TDM
ATM
NodeB Media
IP
Media PSTN
Gateway Gateway
USIM IP/AAL5 (CS-MGW)
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3G rel5 Architecture (UMTS) — IP MultiMedia
2G MS (voice only)
CN
CS-MGW
Nb
BSS
CS-MGW
A/IuCS
Abis Nc PSTN PSTN
Mc
Mc
B
BSC C
MSC Server GMSC server
Gb/IuPS D
BTS VLR
Gs SS7
H
2G+ MS (voice & data) ATM
IuCS
RNS IP/ATM
Gr HSS
AuC
Gc
Iub
IuPS
Gn Gi
IP Network
RNC
SGSN GGSN
Node B
3G UE (voice & data) IM-MGW
IM
IM — IP Multimedia sub-system Gs PSTN
MRF — Media Resource Function IP
CSCF — Call State Control Function Mc
Mg
MGCF — Media Gateway Control Function (Mc=H248,Mg=SIP) MRF
MGCF
IM-MGW — IP Multimedia-MGW
CSCF
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3G Release 5
SIP RTP
H.248
STACK or
UDP/IP or AAL2 AAL2 TDM
Iu cs ATM
Iu b IP
NodeB
PSTN
Iu ps
USIM IP/AAL5
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Application Layer
Control Layer
The “Control Layer” contains nodes that control and direct traffic (both Circuit
and Packet Switched). The Control Layer is realized in a Core Network. The
WCDMA Core Network will contain, for example, MSCs, HLR/HSS,
GMSC/TSC, SGW and possibly IMS.
| page 39
Connectivity Layer
The “connectivity Layer” consists of the transport nodes (M-MGW, SGSN
and GGSN) and connects to the various access networks.
The Access Network consists of the base stations and controllers in the mobile
networks(GSM, UMTS, CDMA) or fixed access, transport and connectivity
network that are able to handle different types of traffic (e.g. Circuit Switched
and Packet Switched data). For WCDMA, the Access Network is realized as the
WCDMA Radio Access Network.
| page 40
Media Gateway:
WCDMA Core
PSTN/
ISDN
MGW
MGW
Connectivity
SGSN Internet
WCDMA GGSN Intranets
EDGE
GSM
Control
User data
| page 41
Mobile IP Applications
• WiMAX networks
• WLAN to cellular roaming
• Inter GGSN or PDSN roaming
Wi-Fi
FA
Mobile
Node WAP ESS Internet
FA
RAN
Mobile
HA
Core
Home
SGSN Network
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Mobile IP Interworking with UMTS/GPRS
• Recommends use of FA Care Of Addresses (CoA), not collocated, to conserve IPv4
addresses
Source:
3GPP
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Tight integration proposed by 3GPP
HLR
EAPoL RADIUS
RADIUS
Gr Interface
Client -
Authentication
Create PDP Context {IP, transparent mode APN,
IMSI/NSAPI, MSISDN, dynamic address requested}
Create PDP Context Response {End User Address}
DHCP Discover
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High Level IMS Architecture
ABBREVIATIONS
SERVICE
PLANE
SCIM: Service Capability Interaction Manager
MRFC: Multimedia Resource Function Controller SCIM
CSCF: Call Session Control Function (Service Broker Platform)
HSS: Home Subscriber Server
HLR: Home Location Register
PDF: Policy Decision Function MRFC S-CSCF
HSS
BGCF: Breakout Gateway Control Function
CONTROL
I-CSCF HLR
MGCF: Media Gateway Control Function
PLANE
MGW: Media Gateway P-CSCF BGCF
GGSN: Gateway P\GPRS Support Node
SGSN: Serving GPRS Support Node PDF MGCF
MRFP PSTN
Node B RNC MG MG PLMN
W W
BTS BSC
SGSN GGSN
Intranet/
Internet
WLAN
RAN TRANSPORT PLANE
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Migration To 3G
2.75G 3G
Multimedia
Intermediate
2.5G Multimedia
2G Packet Data
1G Digital Voice
Analog Voice
GPRS W-CDMA
GSM
EDGE (UMTS)
115 Kbps
NMT 9.6 Kbps 384 Kbps Up to 2 Mbps
GSM/
TD-SCDMA
TDMA GPRS
(Overlay)
TACS 2 Mbps?
115 Kbps
9.6 Kbps
iDEN iDEN
9.6 Kbps PDC (Overlay)
9.6 Kbps
AMPS CDMA 1xRTT cdma2000
CDMA 1X-EV-DV
14.4 Kbps
PHS
(IP-Based) 144 Kbps Over 2.4 Mbps
/ 64 Kbps
64 Kbps
PHS 2003 - 2004+
2003+
2001+
1992 - 2000+ Source: U.S. Bancorp Piper Jaffray
1984 - 1996+
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Mobile Wireless Spectrum
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Prospects for Global Roaming
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3GPP2 Reference Architecture
MSC/VLR
HLR
SS7
A
Reference
Point A1 A2 A 5
Radio
A9 A11 Pi External IP
Source Network
Network
BSC
(RN) A8 PCF A10
PDSN
Aquinter Aquater
Ater A3 Reference Reference
Reference Point Point
Point A7 (R-P Interface)
Source
BTS
Target
BSC Ref: 3GPP2 A.S0011