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Chapter Two
Research and Sampling Design
Includes an outline
writing the hypothesis to the final analysis of data
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Design Decisions
3
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Parts of Research Design…
5
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Features of Research Design
6
Research
Specifies the sources and types of information relevant
to the research problem
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Features of Research Design…
7
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Important Concepts in Research Design
8
1. Dependent and independent variables:
Variables: A concept which can take on different quantitative
values
Qualitative phenomena (or the attributes): quantified on the basis of the
presence or absence of the concerning attribute(s)
Discrete variables: A variable for which the individual values fall on the
scale only with distinct gaps. Can be only expressed in integer values
(Example: no of children)
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Important Concepts in Research Design…
9
For instance
if we say that height depends upon age
height is a dependent variable and
age is an independent variable.
Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Important Concepts in Research Design…
10
2.Extraneous variable:
Independent variables that are not related to the purpose
of the study, but may affect the dependent variable
Whatever effect is noticed on dependent variable as a
result of extraneous variable(s) is technically described
as an ‘experimental error’.
3. Control:
design the study minimizing the effects of extraneous
independent variables.
Important characteristic of a good research design is to minimize the
influence or effect of extraneous variable(s)
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Important Concepts in Research Design…
11
4. Confounded relationship:
A relationship that exists When the dependent variable
is not free from the influence of extraneous variable(s)
the relationship between the dependent and
independent variables is said to be confounded by an
extraneous variable(s)
5. Research hypothesis: a prediction or a hypothesized
relationship to be tested by scientific method
It is a predictive statement that relates an independent
variable to a dependent variable
Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Important Concepts in Research Design…
12
Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Important Concepts in Research Design…
13
7. Treatments
The different conditions under which experimental and
control groups are put are usually referred to as
‘treatments’
Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Important Concepts in Research Design…
14
8. Experiment:
The process of examining the truth of a statistical hypothesis, relating to
some research problem
For example, we can conduct an experiment to examine the usefulness of a
newly developed drug
Experiments can be of two types
absolute experiment and
comparative experiment
Example:
If we want to determine the impact of a fertilizer on the yield of a crop, it is an
absolute experiment
If we want to determine the impact of fertilizer as compared to the impact of
some other fertilizer, our experiment then will be termed as a comparative
experiment
Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Important Concepts in Research Design…
15
9. Experimental unit(s):
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Basic Principles of Experimental Designs
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Principle of Replication
17
The experiment should be repeated more than once
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Principle of Replication…
18
Option 2:
Divide the field into several parts
grow one variety in half of these parts
the other variety in the remaining parts.
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Experimental Designs
21
Experimental design refers to the framework or structure of an
experiment
We can classify experimental designs into two broad
categories
informal experimental designs and
formal experimental designs
Informal experimental designs
Designs that normally use a less sophisticated form of analysis
Based on differences in magnitudes
Formal experimental designs
Offer relatively more control and
Use precise statistical procedures for analysis
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Informal experimental designs
22
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Before-and-after without control design
23
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Before-and-after without control design…
24
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After-only with control design
25
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After-only with control design…
26
The basic assumption in such a design is that the two areas are
identical with respect to their behavior towards the phenomenon
considered
Data can be collected in such a design without the introduction of
problems with the passage of time
In this respect the design is superior to before-and-after without
control design
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Before-and-after with control design
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Before-and-after with control design…
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Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Before-and-after with control design…
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Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Formal experimental designs
30
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Completely Randomized Design (C.R. Design)
31
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Completely Randomized Design (C.R. Design)
…
32
For example,
Suppose we have10 subjects and
We want to test 5 under treatment A and 5 under
treatment B
the randomization process gives every possible group
of 5 subjects selected from a set of 10 an equal
opportunity of being assigned to treatment A and
treatment B
One-way analysis of variance (one-way ANOVA) is
used to analyze such a design
Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Completely Randomized Design (C.R. Design)
…
33
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Two-group simple randomized design
34
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Two-group simple randomized design…
35
Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Two-group simple randomized design…
36
Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Two-group simple randomized design…
37
Example
Suppose the researcher wants to compare two groups of students
who have been randomly selected and randomly assigned.
Two different treatments are considered
the usual training and
the specialized training
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Two-group simple randomized design…
38
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Random Replications Design
39
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Random replications design…
40
The random replications design is illustrated in the following figure
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Random replications design…
41
Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Randomized block design (R.B. design)
42
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Randomized block design (R.B. design) …
43
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Randomized block design (R.B. design) …
44
Example:
Suppose four different forms of a standardized test in
statistics were given to each of five students (selected
one from each of the five I.Q. blocks)
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Randomized block design (R.B. design) …
45
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Sample Design
46
A sample design
Definite plan for obtaining a sample from a given
population
Refers to the technique or the procedure the researcher
would adopt in selecting items for the sample.
Sample design
Include the size of the sample, and is determined before
data collection
We must select/prepare a sample design which should
be reliable and appropriate for the research study
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Steps in Sample Design
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Steps in Sample Design…
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Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Steps in Sample Design…
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Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Steps in Sample Design…
52
decisions relating to
Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Steps in Sample Design…
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Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Criteria of Selecting A Sampling Procedure
54
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Systematic Bias
55
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Factors Resulting in Systematic Bias
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Factors Resulting in Systematic Bias…
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3. Non-respondents:
If we are unable to sample all the individuals
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Factors Resulting in Systematic Bias…
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Sampling Errors…
60
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Characteristics of A Good Sample Design
61
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Types of Sample Designs
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Sample designs are categorized based on two factors
The representation basis and
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Types of Sample Designs…
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Also known as
Deliberate sampling
purposive sampling or
Judgment sampling
In this sampling procedure
We do not assume that each item in the population has an equal
chance of being included in the sample.
Items for the sample are selected deliberately by the researcher
Organizers of the inquiry purposively choose the particular
units of the universe for constituting a sample as typical or
representative of the whole
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Non-probability Sampling …
65
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Non-probability Sampling …
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Probability Sampling
67
Also known as
‘random sampling’ or
‘chance sampling’
Under this sampling design
Every item of the universe has an equal chance of being
included in the sample (with/without replacement)
individual units are picked up from the whole group not
deliberately but by some mechanical process.
Here it is blind chance alone that determines whether
one item or the other is selected
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Probability Sampling …
68
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Simple Random Sampling
69
In random sampling (simple random sampling)
Each element in the population have equal probability
of getting into the sample
All choices are independent of one another
Each possible sample combination have equal
probability of being chosen
We can define random sample from a finite
population as a sample which is chosen in such a
way that each of the NCn sample combinations has
the same probability of 1/ NCn of being selected
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Simple Random Sampling… Example
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How to Select A Random Sample ?
71
In simple cases
write each of the possible samples on a slip of paper
mix the slips thoroughly in a container
then draw as a lottery
blindfolded or
by rotating a drum
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How to Select A Random Sample ? …
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Relatively easier
write the name of each element of a finite population on a
slip of paper
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How to Select A Random Sample ? …
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Complex Random Sampling Designs
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Complex Random Sampling Designs…
75
First element is picked at random
Others are selected by picking every ith item on a list
For instance, if a 4 per cent sample is desired
the first item would be selected randomly from the first
twenty-five
And every 25th item would automatically be included in the
sample.
Thus, in systematic sampling only the first unit is
selected randomly and
the remaining units of the sample are selected at fixed
intervals
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Complex Random Sampling Designs…
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Complex Random Sampling Designs…
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Stratified sampling
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Stratified sampling…
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Stratified sampling …
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Stratified sampling …
81
To form strata
Items of same characteristic(s) put in each stratum.
Ensure that elements are most homogeneous within each
stratum and
Ensure that elements are most heterogeneous between the
different strata.
Strata are purposively formed
Usually it is based on past experience and personal judgment
Items from each stratum can be selected by using either
Simple random sampling
Systematic sampling
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Stratified sampling…
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Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Stratified sampling…
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Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Stratified sampling…
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Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Stratified sampling …
85
In variability
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Stratified sampling…
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Haramaya University, Haramaya Institute of Technology, SECE Saturday, May 27, 2023
Stratified sampling…
87 Example:
A population is divided into three strata so that N1 = 5000, N2 = 2000 and N3 = 3000.
Respective standard deviations are: 1 15, 2 18 and 3 5
How should a sample of size n = 84 be allocated to the three strata, if we want optimum
allocation using disproportionate sampling design?
Solution:
Sample size for strata with N1 = 5000 is
84(5000)(15)
n1 50
5000(15) 2000(18) 3000(5)
Sample size for strata with N2 = 2000 is
84(2000)(18)
n2 24
5000(15) 2000(18) 3000(5)
Sample size for strata with N3 =3000 is
84(3000)(5)
n3 10
5000(15) 2000(18) 3000(5)
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