Piping Design - Chem Eng

T
his is the first in a series of ar-

ticles that will cover a wide range
of piping topics. The topics will
cross process-industry lines, per-
taining to, for example, the chemical,
petroleum-refining, pulp-and-paper
and pharmaceutical and other indus-
tries.The main intent of these articles
to address questions and misunder-
standings as they relate to use of pip-
ing on a general basis.
Typical of the topics that will be cov-
ered in this series are the following:
With respect to ASME flange rat-
ings Is the correct terminology
150- and 300-pound flange, or is
it Class 150 and Class 300 flange?
And do the 150 and 300 actually
mean anything, or are they simply
identifiers? Similarly, with respect
to forged fittings, is the terminology
2,000-pound and 3,000-pound, or is
it Class 2000 and Class 3000?
How do you determine which Class
of forged fitting to select for your
specification?
How do you determine and then
assign corrosion allowance for pip-
ing?
How do you select the proper bolts
and gaskets for a service?
How is pipe wall thickness estab-
lished?
What is MAWP?
What is operating and design pres-
sure, and how do they differ? Simi-
larly, what are operating and de-
sign temperature? How do design
pressure and temperature relate to
a PSV set point and leak testing?
For a given process application,
under what Code should the design
be carried out?
What kind of problems might be ex-
pected with sanitary clamp fittings,
and how can they be avoided or al-
leviated?
What is ASME-BPE? And how do
ASME B31.3 and ASME-BPE work
in concert with one another? What
is ASME BPE doing to bring ac-
creditation to the pharmaceutical
industry?
The catch-all terminology for pipe and
tubing is tubular products. This term
includes pipe, tube and their respec-
tive fittings. The term, piping, itself
refers to a system of pipe, fittings,
flanges, valves, bolts, gaskets and
other inline components that make
up an entire system used to convey a
fluid. As for the simple distinction be-
tween pipe and tubing, it is that tub-
ing is thin-walled pipe with a diam-
eter different from that of nominally
comparable pipe.
PIPING AND TUBING
Piping and tubing can basically be
grouped into three broad classifica-
tions: pipe, pressure tube and mechan-
ical tube. Based on user requirements,
these classifications come in various
types, such as standard pipe, pressure
pipe, line pipe, water well pipe, oil-
country tubular goods, conduit, piles,
nipple pipe and sprinkler pipe.
The two types of main relevance to
the chemical process industries are
standard and pressure pipe. Distin-
guishable only from the standpoint of
use, standard pipe is intended for low-
pressure, non-volatile use, whereas
pressure pipe is intended for use in
higher-integrity services, namely, ser-
vices in which the pipe is required to
convey high-pressure, volatile or non-
volatile liquids and gases, particularly
at sub-zero or elevated temperatures.
Pipe (standard or pressure) is man-
ufactured to a nominal pipe size (NPS)
in which the outside diameter (OD) of
42 ChemiCal engineering www.Che.Com FeBrUarY 2007
W. M. Huitt
W. M. Huitt Co.
Feature Report
Piping for
Process Plants
Part 1: The Basics
Pipe, fittings and related equipment are fundamental
to the operation of chemical process plants.
The series of articles beginning with this one
spells out the details
42-47 CHE 2-07.indd 42 1/24/07 2:28:12 PM
a given nominal size remains constant
while any change in wall thickness is
reflected in the inside diameter (ID).
Pipe wall thicknesses are specified by
Schedule (Sch.) Numbers 5, 10, 20, 30,
40, 60, 80, 100, 120, 140 and 160. Add
the suffix s when specifying stainless
steel or other alloys. Wall thickness
is also specified by the symbols Std.
(Standard), XS (Extra Strong) and XX
(Double Extra Strong). Pipe of NPS
12 in. and smaller has an OD that is
nominally larger than that specified,
whereas pipe with a NPS 14 in. and
larger has an OD equal to the size
specified.
Steel and alloy tubing is manufac-
tured to an OD equal to that speci-
fied; this means, for example, that
-in. tubing will in fact have a -in.
OD, and that 2-in. tubing will have a
2-in. OD. This practice also pertains to
copper tubing for air conditioning and
refrigeration. Copper tubing for other
purposes has an OD that is always 1/8
in. larger than the diameter specified.
As an example, -in. copper tubing
will have a 5/8-in. OD, and 1-in. tubing
will have a 1 1/8-in. OD.Wall thickness
for tubing is specified in the actual
decimal equivalent of its thickness.
Manufacturing methods
Pipe is manufactured in three basic
forms: cast, welded and seamless.
Tubing is manufactured in two basic
forms: welded and seamless.
Cast Pipe: Cast pipe is available in
four basic types: white iron, malleable
iron, gray iron and ductile iron. White
iron has a high content of carbon in
the carbide form. Carbides give it a
high compressive strength and a hard-
ness that provides added resistance to
wear, but leaves it very brittle. The
absence of graphite bestows a light
colored appearance.
Malleable iron is white cast iron
that has been heat treated for added
ductility. If white cast iron is reheated
in the presence of oxygen-containing
materials such as an iron oxide, and
allowed it to cool very slowly, the free
carbon forms small graphite particles.
This gives malleable iron excellent
machinability and ductility proper-
ties, along with good shock resistant
properties.
Gray iron is the oldest form of cast
iron pipe and is synonymous with the
name, cast iron. It contains carbon
in the form of flake graphite, which
gives it its characteristic gray color.
Gray cast iron has virtually no elastic
or plastic properties, but has excellent
machining and self-lubricating prop-
erties due to the graphite content
Ductile iron is arguably the most
versatile of the cast irons. It has ex-
cellent ductile and machinable prop-
erties while also having high strength
characteristics.
Welded Steel Pipe (and Tubing):
Statements made about pipe in the
this section also pertain to tubing.
ChemiCal engineering www.Che.Com FeBrUarY 2007 43
INDUSTRIES AND STANDARDS
P
ipe is pipe. This is a euphemism quite often used among
piping designers and engineers. Taken at face value, this
is a true statement pipe is certainly pipe. However,
taken in context, the statement means that no matter which pro-
cerss industry you work in when designing piping systems, the
issues are all the same. And in that context, it could not be further
from the truth.
Consider in particular the pharmaceutical industry. Although not
new per se, it is a relative newcomer to the idea of dedicated
design, engineering and construction principles, when compared
to other process industries, such as petroleum refining, bulk chemi-
cals, and pulp and paper industries; indeed, even in comparison
with nuclear power, and with semiconductor manufacture. Here is
a frame of reference, in terms of relevant standard-setting orga-
nizations: the American Society of Mechanical Engineers (ASME)
was established in 1880; the American Petroleum Institute (API)
was established in 1919; 3-A Standards (for the food and dairy
industry) were first developed in the 1920s; the ASME commit-
tee for BPVC (Boiler Pressure Vessel Code) Section III for nuclear
power was proposed in 1963; the Semiconductor Equipment and
Materials Institute (SEMI) was established in 1973; the Interna-
tional Society of Pharmaceutical Engineers (ISPE) was established
in 1980; and ASME Biopharmaceutical Equipment (BPE) issued its
first standard in 1997. Prior to ASME-BPE, the aforementioned 3-
A piping standards were the common recourse for facilitating the
design of pharmaceutical facilities.
While some of the above standards organizations, and their re-
sulting codes and standards, are specific to a particular industry,
others are more generalized in their use and are utilized across
the various industries. For example, the design and construction of
a large pharmaceutical facility depends upon not only pharma-
ceutical-based standards, codes, guidelines and industry practices
such as those generated by ISPE and ASME-BPE; it also avails
itself of standards created for other industries. In other words,
when designing and constructing a bulk pharmaceutical finishing
facility, or a bulk Active Pharmaceutical Ingredient (API) facility,
the engineers and constructors will be working under some of the
same standards and guidelines as they would when designing and
building in other industries such as a petroleum refinery or bulk
chemical facility.
The point is not that the pharmaceutical industry itself is young;
as already stated, it is not. The point is that the standards and
accepted practices appropriate for state-of-the-art design, en-
gineering and manufacture are. As recently as the past fifteen
or so years, industry practice, including dimensional standards
for high purity fittings, were left to the resources of the phar-
maceutical company owner or their engineering firm (engineer
of record). The same point applied to construction methods and
procedures, including materials of construction. These require-
ments were basically established for each project and were very
dependent upon what the owners personnel and the engineering
firm brought to the table. Industry standards did not exist.
With regard to materials of construction, the ongoing evolution
of technology (science and engineering alike) has raised expec-
tations throughout industry. For instance, out of the research and
development that went into the Hubble Space Telescope came
new methodology and technology to better measure and define
the limits of surface roughness required in material used in hy-
gienic-fluid-service contact piping. This capability is of particular
interest to the pharmaceutical and biopharmaceutical industries
(as well as the semiconductor industry), where cross-contamina-
tion at the molecular level cannot be tolerated in many cases.
This requires surfaces to be very cleanable.
Surface roughness used to be expressed as polish numbers (i.e.,
#4 or #7) then grit numbers such as 150, 180 or 240). The prob-
lem with either of these two methods lay in their subjectivity and
their generality. These indicators were not specific enough and
the accept/reject result relied too much on a subjective visual
verification. There will be more on surface finish requirements in
a subsequent installment.
With acute awareness of the ongoing problems currently faced
in the pharmaceutical industry and, for altogether different rea-
sons, the semiconductor industry, various standards organiza-
tions have taken steps to alleviate the consistent problems that
have plagued the industry in the past with, for instasnce, high
purity welding issues, standardization of fittings, and guidelines
for industry practice. This series of articles will discuss some of
the finer points of these issues, and, in some cases, what the
standards organizations, are doing to promote and consolidate
some of the better thinking in this industry and in this field.
42-47 CHE 2-07.indd 43 1/24/07 2:28:57 PM
Welded steel pipe is manufactured
by furnace welding or by fusion weld-
ing. Furnace welding is achieved by
heating strip steel, also referred as
skelp, to welding temperature then
forming it into pipe. The continuous
weld, or buttweld, is forged at the time
the strip is formed into pipe. This is a
process generally used to manufacture
low-cost pipe 3 in. OD and below.
Fusion Welded pipe is formed from
skelp that is cold rolled into pipe and
the edges welded together by resis-
tance welding, induction welding or arc
welding. Electric resistance welding
(ERW) can be accomplished by flash
welding, high-frequency or low-fre-
quency resistance welding. A scarfing
tool is used to remove upset material
along the seam of flash-welded pipe.
Flash welding produces a high-
strength steel pipe in NPS 4 in.
through 36 in. Low-frequency resis-
tance welding can be used to manu-
facture pipe through NPS 22 in. High-
frequency resistance welding can be
used to manufacture pipe through
NPS 42 in.
High-frequency induction welding
can be used for high-rate production
of small-NPS (6 in. and less) pipe. This
is a cleaner form of welding in which
scarfing, or the cleaning of upset ma-
terial along the seam, is normally not
required.
Arc welding the longitudinal seam of
production pipe is accomplished with
submerged arc welding (SAW), inert
gas tungsten arc welding (GTAW)
also called tungsten inert gas weld-
ing (TIG), or gas shielded consumable
metal arc welding (MIG).
As will be discussed later in this
series, the type of weld seam used in
the manufacture of pipe is a factor
when calculating the Pressure Design
Thickness (t) of the pipe wall. Some
types of longitudinal pipe seam weld-
ing are not as strong as others, reduc-
ing the overall integrity of the pipe
wall by a percentage factyor given in
ASME B31.3 based on the type of lon-
gitudinal seam weld.
Seamless Steel Pipe and Tubing:
Statements in the following also per-
tain to tubing.
Seamless steel pipe, made using
various extrusion and mandrel mill
methods, is manufactured by first cre-
ating a tube hollow from
a steel billet, which is a
solid steel round. The billet
is heated to its hot metal
forming temperature, then
pierced by a rotary piercer
or by a press piercer to cre-
ate the tube hollow, which
will have a larger diam-
eter and thicker wall than
its final pipe form. The tube hollow is
then hot-worked by the mandrel mill
process, the Mannesmann plug-mill
process, or the Ugine Sejournet extru-
sion process.
Upon completion of these processes,
the pipe is referred to as hot-finished.
If further work is required to achieve
more accuracy in the diameter or
wall thickness or improve its finish,
the pipe can be cold-finished, or cold-
worked. If the pipe is cold-finished, it
will then require heat treating to re-
move pipe-wall stress created during
the working in its cold state.
There are also two forging processes
used in the manufacture of large di-
ameter (10 to 30 inch) pipe with heavy
wall thickness (1.5 to 4 inch). The two
forging methods are called forged and
bored, and hollow forged.
PIPE FITTINGS
Pipe fittings are manufactured by the
following processes: cast, forged and
wrought.
Cast fittings
Cast fittings are available in cast iron,
malleable iron, ordinary steel, stain-
less steel, brass, bronze, and other
alloy material as follows:
Cast Iron: Cast iron threaded fittings,
covered by ASME B16.4, are available
in Class 125 and Class 250 for sizes
NPS in. through 12 in. Cast iron
flanged fittings, under ASME B16.1,
are available in Class 25, 125 and 250
in sizes NPS 1 in. through 48 in.
Malleable Iron: Malleable iron fit-
tings, under ASME B16.3, are avail-
able in Class 150 and Class 300 in sizes
NPS 1/8 in. though 6 in. for Class 150,
and in. through 3 in. for Class 300.
Be aware that Classifications such as
150 and 300 are not universal through-
out the ASME Standards. They are
instead specific to the Standard with
which they are associated. One thus
cannot, for instance, automatically
transfer the pressure/temperature lim-
its of a flange joint in ASME B16.5 to
that of a fitting in B16.3.
Cast Steel: Cast steel, stainless steel
and alloy steel flanged fittings, under
ASME B16.5, are available in Class
150, 300, 400, 600, 900, 1500 & 2500
in sizes in. though 24 in.
Cast Brass: Cast brass, as well as
bronze, threaded fittings, under ASME
B16.15, are available in Class 125 and
250, in sizes NPS 1/8 in. through 4 in.
for Class 125, and 1/4 through 4 in.
for Class 250.
Cast Copper: Cast copper solder
joints, under ASME B16.18, are avail-
able in sizes in. through 6 in.
Forged fittings
Before discussion of forged fittings,
it is illuminating to consider the dif-
ference between forged and wrought
fittings. The term, forging, actually
dates from the times when metal was
worked by hand. A bar of steel would
be placed into a forge and heated until
it reached its plastic state, at which
time the metal would be pulled out
of the forge and hammered into some
desired shape. Today, forging metal
basically means working the metal
by means of hydraulic hammers to
achieve the desired shape.
Wrought iron is corrosion resistant,
has excellent tensile strength and
welds easily, and in its plastic range
is said to be like working taffy candy.
What gives wrought iron these attri-
butes is the iron silicate fibers, or slag
added to the molten iron with a small
percentage of carbon, whereas cast
iron, having a high carbon content, is
more brittle and not as easily worked.
The smelters, where the iron ore
was melted to produce wrought iron,
were called bloomeries. In a bloomery,
the process did not completely melt
the iron ore; rather the semi-finished
Feature Report
NominaI pipe
waII thickness

(Min.) = 1.09 but
not Iess
than 0.12 in.
(3.0 mm)
Approx. 0.06 in.
(2.0 mm)
before weIding
Minimum
fIat - 0.75
See 7.7.1
FIGURE 1. Socketweld fittings are available in a
wide range of sizes
42-47 CHE 2-07.indd 44 1/24/07 2:31:23 PM
product was a spongy molten mass
called a bloom, a term derived from
the red glow of the molten metal,
which is likewise how the process
gets its name. The slag and impuri-
ties were then mechanically removed
from the molten mass by twisting and
hammering, which is where the term
wrought originates.
Today forged and wrought are al-
most synonymous. ASTM A234, Stan-
dard Specification for Piping Fittings
of Wrought Carbon Steel and Alloy
Steel for Moderate and High Tem-
perature Service states in Para 4.1
and in Para 5.1 that wrought fittings
made under A234 are actually manu-
factured or fabricated from material
pre-formed by one of the methods
listed previously, which includes forg-
ing. In ASTM A961, Standard Specifi-
cation for Common Requirements for
Steel Flanges, Forged Fittings, Valves
and Parts for Piping Applications, the
definition for the term Forged is, the
product of a substantially compres-
sive hot or cold plastic working op-
eration that consolidates the material
and produces the required shape. The
plastic working must be performed by
a forging machine, such as a hammer,
press, or ring rolling machine, and
must deform the material to produce
a wrought structure throughout the
material cross section.
The difference, therefore, between
forged and wrought fittings is that
forged fittings, simply put, are manu-
factured from bar, which while in its
plastic state is formed into a fitting
with the use of a hammer, press or
rolling machine. Wrought fittings, on
the other hand, are manufactured
from killed steel, forgings, bars, plates
and seamless or fusion welded tubu-
lar products that are shaped by ham-
mering, pressing, piercing, extruding,
upsetting, rolling, bending, fusion
welding, machining, or by a combina-
tion of two or more of these operations.
In simpler terms wrought signifies
worked. There are exceptions in the
manufacture of both, but that is the
general difference.*
PLASTIC-LINED PIPE
I
n the main body of this article, we have touched on just some of
the key points related to metal pipe and fittings, while not consider-
ing plastic lined pipe systems and nonmetallic piping. Nonmetallic
piping merits a discussion on its own, and should not be relegated
to a paragraph or two here. On the other hand, since plastic lined
pipe is steel pipe with a liner, and is so widely used in the process
industries, it is worthwhile to present the relevant basics here.
When first introduced, plastic lined pipe filled a large fluid-han-
dling gap in industry, but brought with it some technical issues.
In particular, when various manufacturers began producing lined
pipe and fittings, industry standards for them did not exist. Conse-
quently, there were no standard fitting dimensions, and the avail-
ability of size and type of fittings would vary from one company to
another (as they still do, to a much lesser degree). Due to the auton-
omous nature of lined pipe manufacturing during its initial stages,
the piping designer for a process plant would have to know early
in the design process which manufacturer he or she were going to
use. Particularly in fitting-makeup situations, in which a 90-deg
elbow might be bolted to a tee, which in turn might br bolted to
another 90-deg elbow it was important to know in advance what
those makeup dimensions were going to be, and thus the identity
of the fitting manufacturer.
While the lack of industry standard dimensions was a design
problem, other operational type problems existed as well. Some of
the fluid services for which these lined pipe systems were specified
for (and still are) would normally be expected to operate under a
positive pressure, but at times would phase into a negative pres-
sure. The liners in the early systems were not necessarily vacuum-
rated, and consequently would collapse at times under the negative
internal pressure, plugging the pipeline.
There was an added problem when gaskets were thrown into
the mix. Gaskets were not normally required unless frequent dis-
mantling was planned; even so, many firms, both engineering and
manufacturers, felt more secure in specifying gaskets at every joint.
When required, the gasket of choice, in many cases, was an en-
velope type gasket made of PTFE (polytetrafluoroethylene) with an
inner core of various filler material, such as EPDM. These gaskets
had a tendency to creep under required bolt-torque pressure at
ambient conditions. From the time at which a system was installed
to the time it was ready to hydrotest, the gaskets would, on many
occasion, creep, or relax to the point of reducing the compressive
bolt load of the joint enough to where it would not stand up to the
hydrotest pressure. Quite often, leaks would become apparent dur-
ing the fill cycle prior to testing.
Other problems that still exist are those of permeation with regard to
PTFE liner material, as well as that of internal and external triboelectric
charge generation and accumulation (static electricity). But, due to the
diligent efforts of the lined pipe and gasket industries, these types of
problems have either been largely eliminated or controlled.
Even so, the designer employing lined pipe should keep the poten-
tial for static-electricity problems in mind. If electrical charge gen-
eration is allowed to continually dissipate to ground, then there is
no charge buildup and no problem. That is what occurs with steel
pipe in contact with a flowing fluid: charge generation has a path to
ground, and does not have an opportunity to build up. With regard
to thermoplastic lined pipe, there are two issues to be considered:
external charge accumulation and internal charge accumulation. Ex-
perience and expertise are needed in order to analyze a particular
situation. A subsequent installment of this series will provide basic
information that will at least allow you to be familiar with the subject,
and help you to understand the issues.
Fitting dimensions for lined pipe have been standardized through
ASTM F1545 in referencing ASME B16.1 (cast iron fittings), B16.5
(steel fittings) and B16.42 (ductile iron fittings). Note 3 under Sub-
Para. 4.2.4 of ASTM F1545 states, Center-to-face dimensions
include the plastic lining, which means that the dimensions given
in the referenced ASME standards are to the bare metal face of the
fittings. However, when lined fittings are manufactured, the metal
casting is modified to accommodate the liner thickness being in-
cluded in that same specified center-to-face dimension.
With regard to vacuum rating, liner specifications have been
greatly improved, but it is prudent to check the vacuum ratings of
available pipe and fittings with each manufacturer under consid-
eration. This rating is likely to vary from manufacturer to manu-
facturer depending on diameter, fitting, liner type, pressure and
temperature. Gasket materials such as PTFE/Silicate composite or
100% expanded PTFE, have been developed to reduce the gasket
creep rate in a gasket material.
Permeation issues with PTFE liners (these issues also arise, to a
lesser extent, with other liner material) have been accommodated
more than resolved with the use of vents in the steel pipe casing, the
application of vent components at the flange joint, and increased
liner thickness.
Standard sizes of plastic lined pipe and fittings range from NPS
1 in. through 12 in. And at least one lined-pipe manufacturer, also
manufactures larger-diameter pipe and fittings: from NPS 14 in.
through 24 in., and when requested can manufacture spools to
144 in. diameter.
*A point concerning the ASTM specifications is
worth noting. In referring to ASTM A961 above,
I am quoting from what ASTM refers to as a
General Requirement Specification. Such a spec-
ification is one that covers requirements typical
for multiple individual Product Specifications. In
this case, the individual Product Specifications
covered by A961 are A105, A181, A182, A360,
A694, A707, A727 and A836.
The reason I point this out is that many de-
signers and engineers are not aware that when
reviewing an A105 or any of the other ASTM
individual Product Specifications you may need
to include the associated General Requirement
Specification in that review. Reference to a Gen-
eral Requirement Specification can be found in
the respective Product Specification.
42-47 CHE 2-07.indd 45 1/24/07 2:32:10 PM
Forged steel and alloy steel sock-
etweld (Figure 1) and threaded fit-
tings, under ASME B16.11, are avail-
able in sizes NPS 1/8 in. through 4 in.
Forged socketweld fittings are avail-
able in pressure rating Classes 3000,
6000 and 9000. Forged threaded fit-
tings are available in pressure rating
Classes 2000, 3000 and 6000.
Misapplication of the pressure rat-
ing in these forged socketweld and
threaded fittings is not infrequent;
the person specifying components on
many cases does not fully understand
the relationship between the pressure
Class of these fittings and the pipe
they are to be used with.
In ASME B16.11 is a table that as-
sociates, as a recommendation, fitting
pressure Class with pipe wall thick-
ness, as follows:

TABLE 1. CORRELATION OF
PIPE WALL THICKNESS
& PRESSURE RATING
Pipe wall
thickness.
Threaded Socket-
weld
80 or XS 2000 3000
160 3000 6000
XXS 6000 9000
The ASME recommendation is
based on matching the I.D. of the
barrel of the fitting with the I.D. of
the pipe. The shoulder of the fitting
(the area of the fitting against which
the end of the pipe butts), whether
socketweld, as shown in Fig. 1, or
threaded, is approximately the same
width as the specified mating pipe
wall thickness, with allowance for
fabrication tolerances. As an exam-
ple, referring to Table 1, if you had a
specified pipe wall thickness of Sch.
160 the matching threaded forged
fitting would be a Class 3000, for
socketweld it would be a Class 6000.
The fitting pressure class is selected
based on the pipe wall thickness.
Referring to Fig. 1, one can readily
see that by not matching the fitting
class to the pipe wall thickness it
will create either a recessed area or
a protruding area the length of the
barrel of the fitting, depending on
which side you error on. For forged
reinforced branch fittings refer to
MSS Standard SP-97 Integrally
Reinforced Forged Branch Outlet
Fittings - Socket Welding, Threaded
and Buttwelding Ends.
Wrought fittings
Wrought steel butt-weld fittings
under ASME B16.9 (standard-radius
1.5D elbows and other fittings) are
available in sizes in. through 48 in.
Wrought steel butt-weld fittings under
B16.28 (short-radius 1D elbows), are
available in sizes in. through 24 in.
There is no pressure/temperature rat-
ing classification for these fittings. In
lieu of fitting pressure classifications,
both B16.9 and B16.28 require that
the fitting material be the same as or
comparable to the pipe material speci-
fication and wall thickness. Under
ASME B16.9, given the same material
composition, the fittings will have the
same allowable pressure/temperature
as the pipe. ASME requires that the
fittings under B16.28, short radius el-
bows, be strength-rated at 80% of the
value calculated for straight seamless
pipe of the same material and wall
thickness.
These fittings can be manufactured
from seamless or welded pipe or tub-
ing, plate or forgings. Laterals, because
of the elongated opening cut from the
run pipe section are strength-rated
at 40% of the strength calculated for
Feature Report
HYGIENIC PIPING
M
ajor characteristics of piping for the pharmaceutical and
semiconductor industries are the requirements for high-
purity, or hygienic, fluid services. These requirements, as
dictated by current Good Manufacturing Practices (cGMP) and
defined and quantified by the International Soc. of Pharmaceutical
Engineers (ISPE) and by ASME Bio Processing Equipment (ASME-
BPE), are stringent with regard to the manufacture, documentation,
fabrication, installation, qualification, validation and quality con-
trol of hygienic piping systems and components.
The hours that the engineer or designer requires in generating,
maintaining and controlling the added documentation required for
hygienic fabrication and installation addds up to 30% to 40% of
the overall cost of fabrication and installation. A subsequent in-
stallment in this series will cover in more detail the specific require-
ments of hygienic fabrication, and, accordingly, where that added
cost comes from.
Hygienic is a term defined in ASME-BPE as: of or pertaining to
equipment and piping systems that by design, materials of con-
struction, and operation provide for the maintenance of cleanliness
so that products produced by these systems will not adversely af-
fect animal or human health.
While system components such as tube, fittings, valves, as well
as the hygienic aspects of the design itself, can apply to the semi-
conductor industry, the term hygienic itself does not; it instead
pertains strictly to the health aspects of a clean and cleanable sys-
tem for pharmaceuticals manufacture. The semiconductor industry
requires a high, or in some cases higher, degree of cleanliness and
cleanability than do the hygienic systems in the pharmaceutical in-
dustry, for altogether different reasons. A term that can more ap-
propriately be interchanged between these two industries is high-
purity; this implies a high degree of cleanliness and cleanability
without being implicitly connected with one industry or the other.
For what is referred to as product contact material, the absence
of surface roughness, minimal dead-legs and an easily cleanable
system are all imperative. Therefore, the pharmaceutical industry
had to make a departure from the 3-A standards (created for the
food and dairy industries) of which it had availed itself early on, in
order to develop a set of guidelines and standards that better suit its
industry. Enter ASME-BPE, which has taken on the task of providing
a forum for engineers, pharmaceutical manufacturers, component
and equipment manufacturers, and inspectors in an effort to develop
consensus standards for the industry where none existed before.
Hygienic piping was, up until just recently, referred to as sani-
tary piping. Because this term has been so closely associated with
the plumbing industry and with sanitary drain piping, it is felt by
the pharmaceutical industry that the change in terminology to hy-
gienic is more appropriate.
In both the pharmaceutical and semiconductor industries, the
need for crevicefree, drainable systems is a necessity. This trans-
lates into weld joint quality, mechanical joint design requirements,
interior pipe surface roughness limits, system drainability and
dead-leg limitations.
There are two basic types of fitting joints in hygienic piping:
welded and clamp. The welded fittings, unlike standard buttweld
pipe fittings, have an added tangent length to accommodate the
orbital welding machine. The orbital welding machine allows the
welding operator to make consistent high-quality autogenous
welds (welds made without filler metal). Fusion is made between
42-47 CHE 2-07.indd 46 1/24/07 2:32:47 PM
straight seamless pipe of the same
material and wall thickness. If a full
strength lateral is required, either the
wall thickness of the lateral itself can
be increased or a reinforcement pad
can be added at the branch to com-
pensate for the loss of material at the
branch opening.
Wrought copper solder joint fittings,
under ASTM B88 and ASME B16.22,
are available in sizes in. through 6
in. These fittings can be brazed as
well as soldered.
The pressure/temperature rating
for copper fittings are based on the
type of solder or brazing material and
the tubing size. The rating will vary
too, depending on whether the fitting
is a standard fitting or a DWV (Drain,
Waste, Vent) fitting, which has a re-
duced pressure rating.
As an example, using alloy Sn50,
50-50 Tin-Lead Solder, at 100F, fit-
tings in. through 1 in. have a pres-
sure rating of 200 psig, and fittings
1 in. through 2 in. have a pressure
rating of 175 psig. DWV fittings 1 in.
through 2 in. have a pressure rating
of 95 psig.
Using alloy HB, which is a Tin-Anti-
mony-Silver-Copper-Nickel (Sn-Sb-Ag-
Cu-Ni) solder, having 0.10% maximum
lead (Pb) content, at 100F, fittings
in. through 1 in. have a pressure rat-
ing of 1,035 psig and fittings 1 in.
through 2 in. have a pressure rating of
805 psig. DWV fittings 1 in. through
2 in. would have a pressure rating of
370 psig.
It can be seen that, within a given
type of fitting, there is a significant
difference in the pressure ratings of
soldered joints, depending on the type
of filler metal composition. Much of
the difference is in the temperature at
which the solder or brazing filler metal
fully melts. This is referred to as its liq-
uidus state. The temperature at which
the filler starts to melt is referred to as
its solidus temperature. The higher the
liquidus temperature, the higher the
pressure rating of the joint.

Acknowledgement
I wish to thank Earl Lamson, senior
Project Manager with Eli Lilly and
Co., for taking time out of a busy
schedule to read through the draft of
this article. He obliged me by review-
ing this article with the same skill, in-
telligence and insight he brings to ev-
erything he does. His comments kept
me concise and on target.
Edited by Nicholas P. Chopey
Recommended Reading
1. Cox, John, Avoid Leakage in Pipe Systems,
Chem. Eng., January 2006, pp. 4043.
2. Sahoo, Trinath, Gaskets: The Weakest Link,
Chem. Eng., June 2005, pp. 3840.
Author
W. M. (Bill) Huitt has been
involved in industrial pip-
ing design, engineering and
construction since 1965. Posi-
tions have included design en-
gineer, piping design instruc-
tor, project engineer, project
supervisor, piping depart-
ment supervisor, engineering
manager and president of W.
M. Huitt Co. a piping con-
sulting firm founded in 1987.
His experience covers both the engineering and
construction fields and crosses industrial lines
to include petroleum refining, chemical, petro-
chemical, pharmaceutical, pulp & paper, nuclear
power, and coal gasification. He has written nu-
merous specifications including engineering and
construction guidelines to ensure that design
and construction comply with code requirements,
Owner expectations and good design practices.
Bill is a member of ISPE (International Society
of Pharmaceutical Engineers), CSI (Construction
Specifications Institute) and ASME (American
Society of Mechanical Engineers). He is a con-
tributor to ASME-BPE and sets on two corporate
specification review boards. He can be reached
at: W. M. Huitt Co., P O Box 31154, St. Louis, MO
63131-0154, (314)966-8919
HYGIENIC PIPING
the parent metals of the two components being
welded by means of tungsten inert gas welding. Pipe
welding will be covered in more detail in an upcom-
ing installment.
The photograph shows an example of an orbital,
or automatic, welding machine mounted on its work-
piece. In this example, the piece happens to be a
90-deg elbow being welded to a cross. One can see
in this example why the additional straight tangent
section of automatic weld fittings is needed that
extra length provides a mounting surface for attach-
ing the automatic welding machine.
As for the clamp connection, it is a mechanical con-
nection whose design originated in the food and dairy industry,
but whose standardization has been under development by ASME-
BPE. Due to a lack of definitive standardization, most companies
that use this type connection require in their specifications that
both the ferrule (the component upon which the clamp fits) and the
clamp itself come from the same manufacturer. This precaution is to
ensure a competent fit.
There are no specific dimensions and tolerances for the clamp
assembly, except for those being developed by ASME-BPE. Cur-
rently, it is possible to take a set of ferrules from one manufacturer,
mate them together with a gasket, attach a clamp from a different
manufacturer and tighten up on the clamp nut. In some cases, one
can literally rotate the clamp by hand about the ferrules, with no
significant force being applied on the joint seal.
The clamp joint is the clamp that applies the force that holds the
ferrules together. The fact that this can occur begs the need for
standardization to a greater degree than what cur-
rently exists. Another issue that currently exists with
the clamp joint is gasket intrusion into the pipe inside
wall, due to inadequate compression control of the
gasket.
Gasket intrusion is a problem in pharmaceutical
service for two reasons:
Depending on the hygienic fluid service and the
gasket material, the gasket protruding into the
fluid stream can break down and slough off into
the fluid flow, contaminating the hygienic fluid
The intrusion of the gasket into pipe on a horizon-
tal line can also cause fluid holdup. This can result
in the loss of residual product, cause potential cross-contamina-
tion of product, and promote microbial growth.
Some manufacturers are attempting to overcome these issues by
improving on the concept of the clamp joint. One company has
developed ferrules whose design provides compression control of
the gasket while also controlling the creep tendency that is inherent
in, arguably, the most prevalent gasket material used in high purity
piping, namely,Teflon.
Another firm manufactures a clamp joint (also provided as a
bolted connection) that does not require a gasket.This type of joint
is currently in use in Europe. While this connection alleviates the
issues that are present with a gasketed joint, added care would
need to be applied in its handling. Any scratch or ding to the
faced part of the sealing surface could compromise its sealing
integrity. Nevertheless this is a connection design worth consider-
ation.
42-47 CHE 2-07.indd 47 1/24/07 2:33:20 PM
P
ipe flanges are used to me-
chanically connect pipe sections
to other pipe sections, inline
components, and equipment.
Flanges also allow pipe to be assem-
bled and disassembled without cut-
ting or welding, which eliminates the
need for those two operations when
dismantling is required. In providing
a breakable joint, however, flanges
unfortunately provide a potential leak
path for the process fluid contained in
the pipe. Because of this, the usage of
flanges needs to be minimized where
possible, as with all other joints.
The most prevalent flange stan-
dards to be used in the process in-
dustries are based on those of the
American Soc. of Mechanical Engi-
neers (ASME). These include:
B16.1 Cast Iron Pipe Flanges and
Flanged Fittings
B16.5 - Pipe Flanges and Flanged Fit-
tings (NPS 1/2 through NPS 24,
where NPS is nominal pipe size; see
Part 1 of this series, CE, February,
pp. 4247)
B16.24 Cast Copper Alloy Pipe
Flanges and Flanged Fittings
B16.36 Orifice Flanges
B16.42 Ductile Iron Pipe Flanges
and Flanged Fittings
Large Diameter Steel Flanges (NPS*
26 through NPS 60)
B16.47 Large Diameter steel flanges
(NPS 26 through NPS 60)
Flanges are available with various
contact facings (the flange-to-flange
contact surface) and methods of con-
necting to the pipe itself. The flanges
under B16.5, a standard widely rel-
evant to the process industries, are
available in a variety of styles and
pressure classifications. The differ-
ent styles, or types, are denoted by
the way each connects to the pipe
itself and/or by the type of face. The
types of pipe-to-flange connections
include the following:
Threaded
Socket welding (or socket weld)
Slip-on welding (or slip on)
Lapped (or lap joint)
Welding neck (or weld neck)
Blind
Flange types
Threaded: The threaded flange (Fig-
ure 1), through Class 400, is connected
to threaded pipe in which the pipe
thread conforms to ASME B1.20.1.
For threaded flanges in Class 600 and
higher, the length through the hub of
the flange exceeds the limitations of
ASME B1.20.1. ASME B16.5 requires
that when using threaded flanges in
Class 600 or higher, Schedule 80 or
heavier pipe wall thickness be used,
and that the end of the pipe be reason-
ably close to the mating surface of the
flange. Note that the term reasonably
close is taken, in context, from Annex
A of ASME B16.5; it is not quantified.
In order to achieve this reasonably
close requirement, the flange thread
has to be longer and the diameters of
the smaller threads must be smaller
than that indicated in ASME B1.20.1.
When installing threaded flanges
Class 600 and higher, ASME B16.5
recommends using power equipment
to obtain the proper engagement. Sim-
ply using arm strength with a hand
wrench is not recommended.
The primary benefit of threaded
flanges is in eliminating the need for
welding. In this regard, these flanges
are sometimes used in high-pressure
service in which the operating temper-
ature is ambient. They are not suit-
able where high temperatures, cyclic
conditions or bending stresses can be
potential problems.
Socketweld: The socketweld flange is
made so that the pipe is inserted into
the socket of the flange until it hits
the shoulder of the socket. The pipe is
then backed away from the shoulder
approximately 1/16 in. before being
welded to the flange hub.
56 ChemiCal engineering www.Che.Com marCh 2007
W. M. Huitt
W. M. Huitt Co.
Engineering Practice
Piping Design,
Part 2
Flanges
The engineer or designer must choose among
several flange options. Additional decisions involve
facing and surface finishes, and the appropriate
gaskets, bolts and nuts
*NPS, indicated above, is an acronym for Nomi-
nal Pipe Size.
56-61 CHE 3-07.indd 56 2/27/07 6:45:01 PM
If the pipe were resting against the
shoulder (this is the flat shelf area
depicted in Figure 2 as the differ-
ence between diameters B and B
2
) of
the socket joint during welding, heat
from the weld would expand the pipe
longitudinally into the shoulder of the
socket, forcing the pipe-to-flange weld
area to move. This could cause the
weld to crack.
The socketweld flange was initially
developed for use on small size, high-
pressure piping in which both a back-
side hub weld and an internal shoul-
der weld was made. This provided a
static strength equal to the slip-on
flange (discussed below), with a fa-
tigue strength 1.5 times that of the
slip-on flange.
Because having two welds was
labor intensive, it became the prac-
tice to weld only at the hub of the
flange. This practice relegated the
socketweld flange to be more fre-
quently used for small pipe sizes
(NPS 2 in. and below) in non-high-
pressure, utility type service piping.
The socketweld flange is not ap-
proved above Class 1500.
Slip on: Unlike the socketweld flange,
the slip-on flange (Figure 3) allows the
pipe to be inserted completely through
its hub opening. Two welds are made
to secure the flange to the pipe. One
fillet weld is made at the hub of the
flange, and the second weld is made at
the inside diameter of the flange near
the flange face.
The end of the pipe is offset from
the face of the flange by a distance
equal to the lesser of the pipe wall
thickness or in. plus approximately
1/16 in. This is to allow for enough
room to make the internal
fillet weld without damag-
ing the flange face.
The slip-on flange is a pre-
ferred flange for many appli-
cations because of its initial
lower cost, the reduced need
for cut length accuracy and
the reduction in end prep
time. However, the final in-
stalled cost is probably not
much less than that of a
weld-neck flange.
The strength of a slip-
on flange under internal
pressure is about 40% less
than that of a weld-neck
flange, and the fatigue rate
is about 66% less. The slip-
on flange is not approved
above Class 1500.
Lap joint: The lap-joint
flange (Figure 4) requires a compan-
ion lap joint, or Type A stub end (stub
ends are described below) to complete
the joint. The installer is then able to
rotate the flange. This capability al-
lows for quick bolthole alignment of
the mating flange during installation
without taking the extra precautions
required during prefabrication of a
welded flange.
Their pressure holding ability is
about the same as that of a slip-on
flange. The fatigue life of a lap-joint/
stub-end combination is about 10%
that of a weld-neck flange, with an
initial cost that is a little higher than
that of a weld-neck flange.
The real cost benefit in using a lap-
joint flange assembly is realized when
installing a stainless-steel or other
costly alloy piping system. In many
cases, the designer can elect to use a
stub end specified with the same ma-
terial as the pipe, but use a less costly,
perhaps carbon-steel, lap-joint flange.
This strategy prevents the need of
having to weld a more costly compat-
ible alloy flange to the end of the pipe.
Stub ends are prefabricated or cast
pipe flares that are welded directly to
the pipe. They are available in three
different types (Figure 5): Type A,
(which is the lap-joint stub end), Type
B and Type C.
Type A is forged or cast with an
outside radius where the flare be-
gins. This radius conforms to the
radius on the inside of the lap-joint
flange. The mating side of the flare
has a serrated surface.
Type B is forged or cast without
the radius where the flare begins. It
ChemiCal engineering www.Che.Com marCh 2007 57
Type A
Length
Type B
Types B and C
(type C shown)
Types A
Length
Type C
ANSI
SIip-on
fIange
ANSI
Iap-joint
fIange
Length
FIGURE 1. Threaded flanges need not be welded
Lap joint
FIGURE 3. Slip-on flanges offer an initial lower cost

FIGURE 4. A lap-joint flange can yield savings in material
costs
FIGURE 5. Stub-ends serve to complete lap joints
Socket weId
FIGURE 2. Socketweld flanges have been commonly used

for small pipe sizes
56-61 CHE 3-07.indd 57 2/27/07 6:46:15 PM
is used to accommodate the slip-on
flange or plate flange as a back-up
flange.
Type C is fabricated from pipe using
five suggested methods indicated in
ASME B31.3. The most prevalent
of these is the machine flare. This
method consists of placing a section
of pipe into a flaring machine, flaring
the end of the pipe and then cutting
it to length.
As you can see in the assembly de-
tail of Figure 5, stub-end Types B & C
have no radius at the flare, while Type
A does. This allows Type A to conform
to the lap-joint flange. Due to the ra-
dius of the Type A stub end, a slip-on
flange would have a poor fit, creating
non-uniform loading of the flare face
as well as an undesirable point load at
the radius of the flare.
Weld neck: The reinforcement area
of the weld-neck flange (Figure 6) dis-
tinguishes it from other flanges. This
reinforcement area is formed by the
added metal thickness, which tapers
from the hub of the flange to the weld
end. The bore of the flange needs to be
specified in order to obtain the same
wall thickness at the weld end as the
pipe it will be welded to. This will give
it the same ID bore as the pipe.
The weld-neck flange is the most
versatile flange in the ASME stable
of flanges. Much of its use is for fit-
ting-to-fitting fabrication, in which
the flange can be welded directly to a
fitting, such as an elbow, without the
need for a short piece of pipe, as would
be required with a slip-on flange. It
can be used in low-pressure, non-haz-
ardous fluid services as well as high-
pressure, high-cyclic and hazardous
fluid services.
While the initial cost of the weld-
neck flange may be higher than that
of a slip-on flange, the installed cost
reduces that differential. And for
conditions of possible high thermal
loading, either cryogenic or elevated
temperatures, the weld-neck flange
is essential.
Blind: While the blind flange (Fig-
ure 7) is used to cap off the end of
a pipeline or a future branch con-
nection, it is also used for other pur-
poses. It can be drilled and tapped
for a threaded reducing flange or
machined out for a slip-on reducing
flange. The reduced opening can be
either on-center or eccentric.
Flange pressure ratings
ASME B16.5 flange pressure ratings
have been categorized into material
groupings. These groupings are for-
mulated based on both the material
composition and the process by which
the flange is manufactured.
The available pressure Classifica-
tions under ASME B16.5 are: 150,
300, 400, 600, 900, 1500 and 2500. The
correct terminology for this designa-
tion is Class 150, Class 300, and so on.
The term 150 pound, 300 pound and
so on is a carryover from the old ASA
(American Standards Association)
Classification. ASA is the precursor to
the American National Standards In-
stitute (ANSI).*
Development of ASME B16.5 began
in 1920. In 1927 the American Tenta-
tive Standard B16e was approved.
This eventually became what we
know today as ASME B16.5. Until the
1960s, the pressure classifications,
as addressed earlier, were referred
to as 150 pound, 300 pound, etc. It
was at this point the pressure clas-
sification was changed to the class
designation. These designations have
no direct correlation with pounds of
pressure. Rather, they are a factor in
the pressure rating calculation found
in B16.5. In a subsequent part of this
series, we will discuss how these des-
ignations are factored into the design
of the flange.
Flanges, whether manufactured to
ASME, API (American Petroleum In-
stitute), MSS (Manufacturers Stan-
dardization Soc.), AWWA (American
Water Works Assn.) or any other stan-
dard, are grouped into pressure rat-
ings. In ASME, these pressure ratings
are a sub-group of the various mate-
rial groups designated in B16.5.
Tables 1 and 2 in this article break
out information from the Table 2 se-
ries in ASME B16.5. The Table 2 se-
ries is a series of tables that list the
working pressures of flanges based
on material groupings, temperature
and classification.
There are 34 such tables, segregated
into three material categories: carbon
and low alloy steels, austenitic stain-
less steels, and nickel alloys. These are
further segregated into more defined
material sub-groups. Tables 1 and 2
of this article show Table 2-1.1 from
B16.5, which indicates, in reverse
sequence, Subcategory 1 of Material
group 1 (carbon and low alloy steels).
If you had an ASME B16.5, Class
150, ASTM A105 flange, this is the
table you would use to determine the
working pressure limit of the flange.
To find the working pressure of the
WeIding neck
FIGURE 6. Weld-neck flanges are highly versatile

*ANSI was founded as a committee whose responsibility was to coordinate the development of stan-
dards and to act as a standards traffic cop for the various organizations that develop standards. Its
basic function is not to develop standards, but rather to provide accreditation of those standards
Originating as the American Engineering Standards Committee (AESC) in 1918, ANSI had, over
its first ten years, outgrown its Committee status and in 1928 was reorganized and renamed as the
American Standards Association (ASA). In 1966 the ASA was reorganized again under the name of
the United States of America Standards Institute (USASI). In 1969 ANSI adopted its present name.
While the B16 and B31 Standards have previously carried the ASA and ANSI prefix with its vari-
ous standards titles, ASME has always been the administrative sponsor in the development of those
standards. In the 1970s the prefix designation changed to ANSI/ASME and finally to ASME.
Referring to ANSI B16. or ANSI B31. is no longer correct. Instead, it is correct to refer to a standard
as ANSI/ASME B16. in that it indicates an ANSI-accredited ASME standard. Or one can simply refer
to the standard as ASME B16. or ASME B31.
FIGURE 7. Blind flanges are commonly used to cap off pipe-

line ends
56-61 CHE 3-07.indd 58 2/27/07 6:47:38 PM
abovementioned flange, enter the col-
umn of this table designated as 150
then move down the column to the op-
erating temperature. For intermedi-
ate temperatures, linear interpolation
is permitted.
The previous paragraph refers to
operating temperature when one
is looking to determine the working
pressure of a flange. Operating and
working are synonymous. The indi-
cation of a working pressure and tem-
perature of a fluid service is the same
as indicating the operating pressure
and temperature.
There exists some confusion in this
area. That confusion becomes appar-
ent when the engineer is determining
design pressure and temperature and
applying them to the flange rating. On
the surface, there appears to be a con-
flict in rating a flange for design con-
ditions when Table 2 only indicates
working pressures.
Operating and design pressures
and temperatures will be explained
in more detail in a subsequent article
in this series. For now, be aware that
every service should have an operat-
ing pressure/temperature as well as
a design pressure/temperature. A de-
sign condition is the maximum coinci-
dental pressure and temperature con-
dition that the system is expected or
allowed to see. This then becomes the
condition to which you should design
for, and to which the leak test is based
on, not the operating condition.
Table 2, as it indicates, represents
the working or operating pressures
of the flange at an indicated tempera-
ture for a specific class. The maximum
hydrostatic leak-test pressure for a
Class 150 flange in Table 2-1.1 is 1.5
times the rated working pressure at
100F, or 285 x 1.5 = 427.5 rounded off
to the next higher 25 psi, or 450 psig.
We can extrapolate that piece of
information to say that since hydro-
static leak-test pressure is based on
1.5 times design pressure, the work-
ing pressure limit given in the Table 2
matrix ostensibly becomes the design
pressure limit.
When one is working with ASME
B31.3 Category D fluid services, and
initial service leak testing is per-
formed, the working pressure limit
then remains the working pressure
limit because testing is performed
at operating or working pressures.
However, there are caveats that ad-
dress the fact that not all Category
D fluid services (see next paragraph)
should waive the hydrostatic leak
test for an initial service leak test.
These conditions, such as
steam service, will also be
discussed in a subsequent
article.
Category D fluid services
are those fluid services that
are nonflammable, non-
toxic and not damaging to
human tissue. Additionally,
Category D fluids do not
exceed 150 psig and 366 F.
In initial service leak
testing, the test fluid is the
service fluid. Leak test-
ing occurs during or prior
to initial operation of the
system. As the service fluid
is introduced to the piping
system and brought to op-
erating pressure, in pres-
sure increments, all joints
are observed for possible
leaks. If no leaks are de-
tected, the pipeline simply
remains in service.
Other ASME B31.3 fluid
services may be expected to operate at
one set of conditions, but are designed
for another set. For those systems,
which might include periodic steam-
out (cleaning, sterilization, sanitiza-
tion) or passivation, you therefore
want to base your flange-rating selec-
tion on those more-extreme, periodic
design conditions. To clarify periodic
in this context, the sanitization pro-
cess may be done as frequently as once
per week and last for up to one-and-a-
half shifts in duration.
Facings and surface finishes
Standard flange-facing designations
(Figure 8) are as follows: flat face,
raised face, ring joint, tongue and
groove, large and small male and fe-
male, small male and female on end of
pipe, and large and small tongue and
groove. The height of the raised face
for Class 150 and 300 flanges is 0.06
in. The height of the raised face for
Class 400 and above is 0.25 in.
Industry wide, not discounting the
lap-joint flange and stub-end com-
bination, the two most widely used
flange facings are the flat face and
the raised face.
The surface finish of standard
raised-face and flat-face flanges has a
serrated concentric or serrated spiral
FIGURE 8. Flange facings are available in several varieties
56-61 CHE 3-07.indd 59 2/28/07 9:58:07 AM
surface finish with an average rough-
ness of 125 10
6
in. to 250 10
6

in. The cutting tool used for the ser-
rations will have a 0.06 in. or larger
radius, and there should be from 45 to
55 grooves per inch.
Bolts, nuts and gaskets
Sealing of the flange joint and the
hygienic-clamp joint (as discussed
last month in Part 1) is paramount
in providing integrity to the overall
piping system. This is achieved with
the use of bolts, nuts and gaskets.
Making the right selection for the
application can mean the difference
between a joint with integrity and
one without.
ASME B16.5 provides a list of ap-
propriate bolting material for ASME
flanges. The bolting material is
grouped into three strength catego-
ries high, intermediate and low
that are based on the minimum
yield strength of the specified bolt
material.
The high-strength category in-
cludes bolt material with a minimum
yield strength of not less than 105
kilopounds per square inch (ksi). The
intermediate-strength category in-
yield strength of between 30 ksi and
105 ksi. The low-strength category in-
yield strength no greater than 30 ksi.
As defined in ASME B16.5, the
high-strength bolting materials . . . .
may be used with all listed materials
and all gaskets. The intermediate-
strength bolting materials . . . . may
be used with all listed materials and
all gaskets, provided it has been veri-
fied that a sealed joint can be main-
tained under rated working pressure
and temperature. The low-strength
bolting materials . . . . may be used
with all listed materials but are lim-
ited to Class 150 and Class 300 joints,
and can only be used with selected
gaskets as defined in ASME B16.5.
ASME B31.3 further clarifies in
Paragraph 309.2.1, Bolting having
not more than 30 ksi specified mini-
mum yield strength shall not be used
for flanged joints rated ASME B16.5
Class 400 and higher, nor for flanged
joints using metallic gaskets, unless
calculations have been made showing
adequate strength to maintain joint
tightness. B31.3 additionally states in
Paragraph 309.2.3, If either flange
is to the ASME B16.1 (cast iron), ASME
B16.24 (cast copper alloy), MSS SP-
42 (valves with flanged and buttweld
ends), or MSS SP-51 (cast flanges and
fittings) specifications, the bolting ma-
terial shall be no stronger than low
yield strength bolting unless: (a) both
flanges have flat faces and a full face
gasket is used: or, (b) sequence and
torque limits for bolt-up are specified,
with consideration of sustained loads,
displacement strains, and occasional
loads (see Paragraphs. 302.3.5 and
302.3.6), and strength of the flanges.
In specifying flange bolts, as well as
the gasket, it is necessary to consider
not only design pressure and temper-
ature but also fluid service compat-
ibility, the critical nature (if any) of
the fluid service, and environmental
conditions, all in conjunction with one
another. To aid in understanding the
relationships among these criteria,
some clarification follows:
The design pressure and tempera-
ture jointly determine the pressure
class of a flange set. That in turn,
along with flange size, will deter-
mine the number and size of the
flange bolts. The flange class will
also determine the compressibility
range of the gasket material
Fluid service compatibility will help
determine the most suitable gasket
material.
The critical nature of the fluid will
determine the degree of integrity re-
quired in the joint. This requirement
will help determine bolt strength
and material as well as gasket type
Environmental conditions (corrosive
atmosphere, wash-down chemicals,
other) will also help determine the
best bolt material
In short, all of the variables that come
together in making up a flange-joint
specification have to do so in a com-
plementary fashion. Simply selecting
a gasket based on material selection
and not taking into account the pres-
sure rating requirement could provide
a gasket that would get crushed under
necessary torque requirements rather
than withstand the bolt load and cre-
ate a seal.
Selecting a low-strength bolt to be
used with a Class 600 flange joint with
proper gasketing will require the bolts
to be torqued beyond their yield point,
or, at the very least, beyond their elas-
tic range. To explain this briefly, bolts
act as springs when they are installed
and loaded properly. In order for the
flange joint to maintain a gasket seal,
it requires dynamic loading. Dynamic
loading of flange bolts allows expan-
sion and contraction movement in and
TABLE 1. PRESSURE TEMPERATURE RATINGS
FOR GROUPS 1.1 THROUGH 3.16 MATERIALS
RATINGS FOR GROUP 1.1 MATERIALS
Nominal
designation
Forgings Castings Plates
C-Si A 105 (1) A 216 Gr. WCB (1) A 515 Gr. 70 (1)
C-Mn-Si A 350 Gr. LF2 (1) A 516 Gr. 70 (1)(2)
A 537 Cl. 1 (3)
Notes: (1) Upon prolonged exposure to temperature above 800F, the carbide phase of steel may
be converted to graphite. Permissible, but not recommended for prolonged use above 800F.
(2) Not to be used over 850F (3) Not to be used over 700F
TABLE 2. WORKING PRESSURES BY CLASSES, PSIG
Temp., F Class
150 300 400 600 900 1,500 2,500
-20 to 100 285 740 990 1,480 2,220 3,705 6,170
200 260 675 900 1,350 2,025 3,375 5,625
300 230 655 875 1,315 1,970 3,280 5,470
400 200 635 845 1,270 1,900 3,170 5,280
500 170 600 800 1,200 1,795 2,995 4,990
600 140 550 730 1,095 1,640 2,735 4,560
650 125 535 715 1,075 1,610 2,685 4,475
700 110 535 710 1,065 1,600 2,665 4,440
750 95 505 670 1,010 1,510 2,520 4,200
800 80 410 550 825 1,235 2,060 3,430
850 65 270 355 535 805 1,340 2,230
900 50 170 230 345 515 860 1,430
950 35 105 140 205 310 515 860
1,000 20 50 70 105 155 260 430
56-61 CHE 3-07.indd 60 2/27/07 6:50:11 PM
around the joint while maintaining a
seal. This is achieved by applying suf-
ficient stress to the bolt to take it into
the materials elastic range.
If the bolts are not stressed suffi-
ciently into their elastic range, any re-
laxation in the gasket could reduce the
sealing ability of the joint. To the other
extreme, if the bolts were stressed be-
yond their elastic range and into the
plastic range of their material of con-
struction the same issue would apply;
they would lose their dynamic load on
the gasket. In that case, if they did not
shear, they would take a set. Any re-
laxation in the gasket will then result
in the reduction or elimination of the
joints sealing ability.
The nut should be selected to com-
plement the bolt. The bolt material
specification will steer you, either
partially or completely, into the proper
nut selection.
ASTM A307, a material standard
for bolts in the low-strength category,
states that the proper grade for bolts
to be used for pipe flange applications
is Grade B. The standard goes fur-
ther to state that when used for pipe
flanges, Grade B bolts require a Heavy
Hex Grade A nut under ASTM A563.
In writing a pipe specification that
included the A307 bolt, you would not
need to specify the nut, since it is al-
ready defined in A307.
However, ASTM A193, alloy and
stainless-steel bolts, goes only so far
when it states that nuts shall conform
to ASTM A194 there are several
grades of A194 nuts to select among.
This is an example of where the match-
ing nut is not always explicitly called
out in the ASTM standard. Because
the ASTM standards are inconsistent
in that regard, the specification writer
must make sure that the nut is cov-
ered in a specification.
In summary, all four components
flanges, bolts, nuts and gaskets
have to be selected in conjunction
with one another in order for the joint
assembly to perform in a way that it is
expected to for a given application.
Edited by Nicholas P. Chopey
Author
M. Huitt Co. a piping con-
sulting firm founded in 1987.
Owner expectations and good design practices.
tributor to ASME-BPE and sets on two corporate
specification review boards. He can be reached
at: W. M. Huitt Co., P O Box 31154, St. Louis, MO
63131-0154, (314)966-8919. His email address is
wmhuitt@aol.com
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128 Market Street Kenilworth, New Jersey 07033
Phone: 908-259-9292 Fax: 908-259-9280
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ATLANTIC COAST CRUSHERS, INC
The Flow-Sentry Crusher is a
versatile heavy-duty, in-line
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The patented design works well in pressure,
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Visit us at www.gocrushers.com or contact an ACC representative for additional
information on our complete line of standard crushers or to discuss a custom
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Circle 35 on p. 78 or go to adlinks.che.com/6893-35
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56-61 CHE 3-07.indd 61 2/27/07 6:51:05 PM
P
iping design is the job of con-
figuring the physical aspects
of pipe and components in an
effort to conform with piping
and instrumentation diagrams
(P&IDs), fluid-service requirements,
associated material specifications,
equipment-data sheets, and current
good manufacturing practices (GMP)
while meeting owner expectations. All
of this must be accomplished within
a pre-determined, three-dimensional
assigned space, while coordinating the
activity with that of the architecture,
structural steel, HVAC (heating, ven-
tilation air conditioning), electrical,
video, data-and-security conduit and
trays, and operational requirements.
Pulling together and coordinating
these activities to achieve such a com-
pilation of design requires a system-
atic methodology, planning, technical
ability, interdisciplinary coordination,
foresight, and above all, experience.
This third part in a series on piping
design* discusses a number of key
elements, including how to prepare
specifications and guidelines, and
some insights on flanges, surface fin-
ish, design temperature and pressure,
and charge accumulation. Although
computer-aided design (CAD) has be-
come an integral part of piping design,
it will not be discussed in this article.
SPECS AND GUIDELINES
One of the first activities the piping
engineer will be involved with is devel-
opment of piping specifications (specs)
and guidelines on design and construc-
tion. Piping specifications, as an over-
view, should provide essential material
detail for design, procurement and fab-
rication. Guidelines, both design and
construction, should provide sufficient
definition in a well organized manner
to allow the designer and constructor
the insight and direction they need
in order to provide a facility that will
meet the expectation of the owner with
minimal in-process direction from the
owner or construction manager.
Piping specifications
A piping specification is the document
that will describe the physical char-
acteristics and specific material at-
tributes of pipe, fittings and manual
valves necessary to the needs of both
design and procurement personnel.
These documents also become contrac-
tual to the project and the contractors
that work under them. Designers will
require a sufficient degree of informa-
tion in a specification that will allow
for determining the service limitations
of the specification and what fluid ser-
vices the specifications material is
compatible with. For example, a proj-
ect may have, among other fluid ser-
vices, sulfuric acid and chilled water.
The economic and technical feasibility
of the material selection for chilled
water service would not be technically
feasible for sulfuric acid. Inversely, the
economic and technical material selec-
tion for sulfuric acid service would not
be economically feasible for chilled
water service.
Procurement personnel, too, will
need detailed specifications to limit
the assumptions they will have to
make or the questions they will have
to ask in preparing purchase orders.
The piping specification should make
clear exactly what the material of
construction is for each component,
and to what standard that component
is manufactured. Also included in
the component description should be
pressure rating, end-connection type
and surface finish where required.
There are a few rather common mis-
takes that companies make in devel-
oping or maintaining specifications:
1. The specification itself is either not
definitive enough or too definitive; 2.
The specifications are not updated in
a timely manner; and 3. The specifica-
tions are too broad in their content.
Lets consider each of these points in
more detail.
Point 1. When defining pipe and com-
ponents in a specification, you should
provide enough information to identify
each component without hamstring-
ing yourself or procurement person-
nel in the process. In other words, do
not get so specific or proprietary with
the specification that only one manu-
facturer is qualified to provide the
component (unless that is the actual
intent). With standard pipe and fit-
tings, its difficult to provide too much
information. However, with valves and
other inline equipment, overspecifica-
tion can happen quite easily.
A common practice is to write a
Feature Report
50 ChemiCal engineering www.Che.Com July 2007
Engineeering Practice
Piping Design, Part 3
Design Elements
Design requires a systematic methodology, planning,
technical ability, interdisciplinary coordination,
foresight and, above all, experience
W. M. Huitt
W. M. Huitt Co.
*Part 1: The Basics, CE February, pp. 4247;
Part 2: Flanges, CE March, pp. 5661
50-57 CHE 7-07.indd 50 6/28/07 8:29:11 PM
specification for a generic type valve,
one that can be bid on by multiple
potential suppliers, by using the de-
scription of one particular valve as a
template. What happens is that pro-
prietary manufacturer trade names,
such as some of the trim materials, are
carried over to the generic valve spec.
When the procurement person for the
mechanical contractor, or whoever is
buying the valves for the project, gets
ready to purchase this valve, the only
manufacturer that can supply it with
the specified proprietary trim is the
one from which the spec was copied.
You would think that doing this
would eliminate multiple bids for the
valve based on the unintentional pro-
prietary requirements in the spec. In-
stead, it creates confusion and propa-
gates questions. The valve bidders,
other than the one the spec was based
on, will bid the valve with an excep-
tion to the proprietary material, or
they will contact the purchasing agent
for clarification. Since the purchas-
ing agent wont have the answer, the
question or clarification goes back to
the engineer and/or the owner. The
time necessary for responding to these
types of issues is better spent on more
pressing matters.
When developing a spec, be specific,
but try not to include proprietary data
unless you intend to. For example,
when specifying Viton you are speci-
fying a generic DuPont product ge-
neric in that there are several differ-
ent types of Viton, such as Viton A,
Viton B, Viton GF, Viton GFLT and so
on. Each of these has a specific formu-
lation, which gives it different fluid-
service compatibility and pressure
and temperature ranges.
Viton is a type of fluorocarbon. Fluo-
rocarbons are designated FKM under
ASTM D-1418, so when specifying
Viton you are identifying a specific
product from a specific manufacturer
almost. By almost, what is meant
is that, if you write the spec as Viton
you would most likely get the original
formulation, which is Viton A. The
fluid service may be more suited for
an FKM with polytetrafluoroethylene
in it (Viton GF) or an FKM suitable
for colder temperatures may be a bet-
ter choice (Viton GFLT). Be specific for
those who have to use the specs for de-
sign and purchase of the material.
If, in developing a specification, you
wish to establish minimum require-
ments for a component or a material,
it is certainly acceptable to identify a
specific proprietary item as a bench-
mark. In doing this and well stay
with the fluorocarbon gasket or seal
example you could identify Viton
GF or equal, which would indicate
that a comparable material from one
of the other fluorocarbon manufactur-
ers would be acceptable so long as the
fluid service compatibility and pres-
sure/temperature ranges were equal to
or greater than the Viton GF material.
Point 2. All too often after a specifica-
tion is developed it will reside in the
companys database without being pe-
riodically reviewed and updated. How-
ever, industry standards change, part
numbers change, manufacturers are
bought and sold, manufacturers im-
prove their products, and so on. All of
these things constitute the need and
necessity to review and revise specifi-
cations on a timely basis.
A company that houses its own set
of specifications should review them
at least every two years. This timing
works out for a couple reasons. Firstly,
industry standards, on average, pub-
lish every two years, and secondly,
capital projects, from design through
close-out, will arguably have an aver-
age duration of two years. Lessons-
learned from projects can then be
considered for adoption into company
specs, prompting a new revision.
Point 3. Specs that are too broad in
their content refers to an attempt at
making the specs all-inclusive. A pip-
ing specification should contain only
those components and information
that would typically be used from job
to job. That would include the follow-
ing (as an example):
1. Pressure and temperature limit of
the specification
2. Limiting factor for pressure and
temperature
3. Pipe material
4. Fitting type, rating and material
5. Flange type, rating and material
6. Gasket type, rating and material
7. Bolt and nut type and material
8. Manual valves, grouped by type
9. Notes
10. Branch chart matrix with corro-
sion allowance
These ten line items provide the pri-
mary component information and
notations required for a typical pip-
ing system. Some specifications are
written to include components, such
as steam traps, sight glasses, three- or
four-way valves, strainers, and other
miscellaneous items. These miscella-
neous items are better referred to as
specialty items (or some other simi-
larly descriptive name) and are sized
and specified for each particular appli-
cation. This does not make them good
candidates for inclusion into a basic
pipe specification.
To explain the above we can use,
as an example, a carbon-steel piping
system that is specified to be used in
a 150-psig steam service. The pipe,
flanges, fittings, bolts, gaskets and
valves can all be used at any point in
the system as specified. The specifica-
tion for a steam trap, however, will
vary depending on its intended appli-
cation. And depending on its applica-
ChemiCal engineering www.Che.Com July 2007 51
Piping Design, Part 3
Design Elements
FIGURE 1. Shown here is a magnified image (2,000x) of a bio-
film [1]
1
0.9
0.8
0.7
0.6
0.5
P
r
o
b
a
b
i
I
i
t
y
0.4
0.3
0.2
0.1
0
-1 0 1 2 3
Surface roughness, Ra (m)
4 5 6 7
ProbabiIity of Attachment vs Surface Roughness
FIGURE 2. The proper surface roughness can maximize the
cleaning of biofilm from a pipe [1]
50-57 CHE 7-07.indd 51 6/28/07 8:29:49 PM
tion, the load requirements for each
trap may vary. For example, a steam-
trap application at a drip leg will have
a light steady load, whereas a steam-
trap application at a shell-and-tube
heat exchanger may have a heavier
modulating load. And that doesnt take
into account the need for the different
types of traps, including F&T (float-
and-thermostatic), inverted bucket,
and thermodynamic.
You could, depending on the size of
the project, have multiple variations
of the four basic types of steam traps
with anywhere from 30 to 300 or more
traps in multiple sizes and various
load requirements. I think you can see
why this type of requirement needs to
be its own specification and not a part
of the piping specification.
A piping specification should be con-
cise, definitive and repeatable. Adding
specialty type items to the specifica-
tion makes it convoluted and difficult
to control and interpret. Users of these
specifications are designers, bidders,
procurement personnel, fabricators,
receipt verification clerks, validation
and maintenance personnel.
With this in mind, you can better
understand, or at least value the fact,
that these documents have to be in-
terpreted and used by a wide range of
personnel. These personnel are look-
ing for particular information, written
in a concise manner that will allow
them to design and order or verify
components within that specification.
Inclusion of the specialty type items
will, at the very least, complicate and
exacerbate the process.
Design/construction guidelines
In conjunction with the piping speci-
fications, the design and construction
guidelines should convey to the de-
signer and constructor point-by-point
requirements as to how a facility is
to be designed and constructed. The
guidelines should not be a rhetorical
essay, but instead should follow an in-
dustry standard format, preferably a
CSI (Construction Specifications In-
stitute) format.
Look at it this way: the material
specifications tell the designer and
constructor what material to use;
the guidelines should tell them how
to assimilate and use the material
specifications in applying them to
good design practice. Without these
guidelines as part of any bid pack-
age or request-for-proposal package,
the owner is essentially leaving it up
to the engineer and/or constructor
to bring their own set of guidelines
to the table. And this may or may not
be a good thing. Leaving the full facil-
itys delivery to the engineer and con-
structor depends a great deal on the
qualifications of the engineer and the
constructor, and whether or not consis-
tency from plant to plant and project
to project is an issue.
If the owner approaches a proj-
ect with expectations as to how they
would like their plant or facility de-
signed and built, then some prepara-
tion, on the owners part, is in order.
Preparation should include, not only
material specifications as described
earlier, but also the guidelines and
narratives (yes, narratives) necessary
to define the design and construction
requirements.
I mention the use of narratives here
because a narrative helps facilitate
the understanding and conveys the
magnitude of the, in most cases, reams
of specifications and guidelines neces-
sary to build an industrial facility of
any appreciable size.
In general, a narrative should ex-
plain in simple, straight-forward lan-
guage, for each discipline: the number-
ing scheme used for the specifications
and guidelines; association between
the material specifications and the
guidelines; an explanation as to why
the project is governed by a particular
code or codes; and a brief description
of expectation.
The narrative allows you to be more
explanatory and descriptive than a
formal point-by-point specification. It
gives the bidder/engineer a Readers
Digest version of the stacks of speci-
fications and guidelines they are ex-
pected to read through and assimilate
within a matter of a few weeks.
How piping specifications are deliv-
ered to a project can have a significant
impact on the project itself. There are,
generally speaking, three scenarios in
which project specifications and guide-
lines are delivered to a project. In Sce-
nario 1, the owner, or customer, has
developed a complete arsenal of speci-
fications and guidelines. In the older,
more established petroleum-refining
and chemical companies you will see
entire departments whose mission is
to create, maintain and refine all of
the specifications and guidelines nec-
essary to execute a project. When a
project is approved to go out for bid
to an engineer, the necessary specifi-
cations and guidelines along with the
requisite drawings are assembled,
packaged and provided to the engineer
as bid documents, and beyond that as
working documents in the design, en-
gineering and construction efforts.
In Scenario 2, the owner, or cus-
tomer, has some specifications and
guidelines that have possibly not been
updated for several years. These are
provided to the engineer with the un-
derstanding and stipulation that any
errors or omissions in the documents
should be addressed and corrected
by the engineer. These, too, would be
used in the bid process as well as on
the project itself.
In Scenario 3, the owner, or cus-
tomer, brings no specifications or
guidelines to the project table. Speci-
fication development becomes part of
the overall project engineering effort.
Scenarios 1 and 3 are at opposite
ends of the spectrum, but afford the
best situation for both the owner and
engineer/constructor. By providing
the engineer and constructor, as in
Scenario 1, with a full set of current
specifications and well articulated
guidelines, the assumption is made
that both the engineer and construc-
tor are qualified for the level of work
required, and can very effectively ex-
ecute the design, engineering and con-
struction for the project.
Scenario 3 allows the engineer and
constructor to bring their own game-
plan to the project. This too is effective,
due only to the fact that the learning
curve is minimal. Most engineering
firms will be prepared to execute a
project with their own set of specifi-
cations and guidelines. This applies
Grounding Iug Iocation
4 in. typicaI
FIGURE 3. Incorporating a grounding
lug into the pipe will ensure proper ground-
ing, even if the pipe has been painted
50-57 CHE 7-07.indd 52 6/28/07 8:30:18 PM
to qualified constructors as well. The
down side of this is in the project-to-
project inconsistency in specifications
and methodology when using different
engineers and constructors.
Scenario 2 is a worse case situation.
Ineffective and outdated owner speci-
fications create confusion and ineffi-
cient iterations in both the bid process
and the execution of a project. Sce-
nario 2 additionally creates the great-
est opportunity for conflicts between
owner documents and the engineers
documents. For project management,
this translates into change orders at
some point in a project.
A guideline should explain to the
engineering firm or constructor, in a
concise, definitive manner, just what
the owner expects in executing the
design and construction of a facility.
By actively and methodically devel-
oping a set of guidelines, an owner or
customer does not have to rely on an
outside resource, such as an engineer-
ing firm or constructor, to provide the
facility required and hoped for.
Developing guidelines to convey
your companys requirements and
expectations can be accomplished
using one or both of the following
two basic methods:
1. A formal point-by-point format that
covers all necessary criteria that
you, as the owner, require on a pro-
prietary basis, plus a listing and de-
scription of the necessary code and
GMP requirements
2. A narrative for each discipline that
allows the writer to expand and
define, in a much more descriptive
manner, the points that arent made
clear enough, or readily apparent in
the more formal format
The guideline can be structured on one
of the CSI formats. The format exam-
ples provided by CSI give a company
sufficient flexibility in writing guide-
lines, or specifications for that matter,
to allow the document to conform to its
own particular brand of requirements
and nuances. The format also lends a
degree of intra-industry conformity to
the guidelines and specifications, pro-
viding a degree of familiarity to the
engineers and constructors who will
have to adhere to them.
DESIGN ELEMENTS
In the first paragraph of this article,
I described the act of designing pip-
ing systems for a facility as bringing
a number of technical components to-
gether to make the pipe conform to a
specific set of requirements, within a
prescribed area.
Thats pretty simplistic, and does
not really convey the magnitude of
the experience, technical background
or the imagination required to ex-
ecute such a task. Experience is the
essential component here. And that is
simply because, aside from whatever
innate ability a good designer might
possess, the required knowledge is not
taught through formal education, but
is instead learned by experience.
Ongoing learning can be in the form
of organized classes, a mentor or any
other means available to help learn
and understand the physical require-
ments and restraints of various sys-
tems and industries.
Since we do not have enough space
here to cover all of the design elements,
I will key in on a few topics for clarifi-
cation. (And this doesnt even scratch
the surface.) We will discuss flanges,
pipe internal-surface finish, weld seam
factor, pipe wall thickness, MAWP and
MADP, design pressure and tempera-
ture, and charge accumulation.
Flanges
In Parts 1 and 2 of this series of ar-
ticles (see footnote on first page), we
discussed ASME flanges and their
classifications. Most designers are
familiar with ASME flange classifica-
tions such as 150, 300, 400, and so on.
And even though verbally stating 150
pound flange (the origin of this term is
discussed in Part 2) rolls off the tongue
much easier and is still an industry
accepted term, Class 150 is the proper
terminology and designation.
What may be less familiar is that
the class designation is a factor in the
calculation for determining the rated
working pressure of a flange. That cal-
culation is:
P P S P
T r c

1
8 750 / ,
(1)
where
P
c
= Ceiling pressure, psig, as speci-
fied in ASME B16.5, paragraph
D3, at temperature T
P
T
= Rated working pressure, psig, for
the specified material at temper-
ature T
P
r
= Pressure rating class index, psi
(for instance, P
r
= 300 psi for
Class 300). Note: This definition
of P
r
does not apply to Class 150.
See ASME B16.5, paragraphs
D2.2, D2.3 and D2.4
S
1
= Selected stress, psi, for the speci-
fied material at temperature T.
See ASME B16.5, paragraphs
D2.2, D2.3 and D2.4
Pipe internal-surface finish
Internal surface roughness is a topic
that is specific to the pharmaceutical,
bio-pharmaceutical and semiconduc-
FIGURE 4. Nonconducting gaskets between flanges can lead to improper ground-
ing between pipes. Introducing a continuity plate between the flanges is one way to
ensure proper grounding
Continuity pIate
(see detaiI)
Continuity fIange pIate
Continuity pIate detaiI
1/4-in. x 1/2-in.
Iarge hex. head screw
0.321-in. dia. sIotted hoIes
DriII & tap 1/4-in. x 3/8-in. deep
FIange
Lock washer
FIange
PIate
A A
3/4-in. wide
50-57 CHE 7-07.indd 53 6/28/07 8:30:46 PM
tor sectors, but can also be an issue
throughout the CPI. Quantifying and
specifying a maximum surface rough-
ness for internal pipe wall for use in
what is referred to as direct impact
fluid services, is a necessity in the
above-mentioned sectors. Direct im-
pact piping systems are those systems
that carry product or carry a fluid ser-
vice that ultimately comes in contact
with product.
The need for a relatively smooth in-
ternal pipe wall is predicated on three
primary issues: 1. Cleanability and
drainability; 2. The ability to hinder
the growth of biofilm and to enhance
the ability to remove it once it does ap-
pear; and 3. To reduce, to a microscopic
level, crevices in which microscopic
particles can reside and at some point
dislodge and get carried along in the
fluid stream to damage product.
Regarding the first point, cleanabil-
ity and drainability are associative; in
order for a system to be fully cleanable
it has to be designed and laid out in a
manner that will eliminate any pock-
ets and provide enough slope to elimi-
nate any residual liquid (drainable).
Not only is this residual liquid (or
holdup) a contaminant from both
a bacterial standpoint and as a cross
batch contaminant but it can also
be expensive due to the high cost of
some drug products. Along those lines,
the ASME-BPE Standard provides
criteria for minimum slope, maximum
deadleg, gasket intrusion, gasket con-
cavity, and many other criteria for
design of cleanable and drainable hy-
gienic piping systems.
Regarding the second point, biofilm
is defined as a bacterial population
composed of cells that are firmly at-
tached as microcolonies to a solid sur-
face (see Figure 1).
At a recent ASME-BPE symposium
[1], Frank Riedewald, a senior process
engineer with Lockwood-Greene IDC
Ltd., explained the results of testing
that was performed to determine the
relationship between the formation of
biofilm, pipe wall-surface finish and
pipe wall-surface cleanability.
One of the many interesting factors
that came from these studies is the
fact that the internal surface of the
pipe wall can actually be too smooth.
Referring to the graph in Figure 2, re-
sults indicate that the surface finish
range best suited to reduce biofilm
adherence to the internal pipe wall
surface is from 0.4Ra m to 1.0Ra m
(15.7Ra in. to 58.8Ra in.). What this
implies is that, while we currently do
not have the means to prevent the
onset of biofilm on the internal walls
of hygienic or semiconductor piping
systems, we can facilitate its removal
in the cleaning process by specifying
the proper surface finish of the inter-
nal pipe walls.
The accepted maximum surface
finish in the pharmaceutical and bio-
pharmaceutical industries is 25Ra
in. (0.6 m). In the semiconductor in-
dustry you might typically see surface
finishes in the range of 7Ra in. to
15Ra in., particularly in gas delivery
systems. While the pharmaceutical
industry is concerned with bacterial
growth and cross contamination, the
semiconductor industry is concerned
more with particulate damage to prod-
uct on the microscopic level. This per-
tains to point three above.
Pipe weld seam factor
Part 2 of this series of articles men-
tioned the fact that the weld seam in
longitudinally welded pipe is a fac-
tor in the pipe-wall-pressure-design
thickness calculation.
In ASME B31.3, there are two pipe-
wall thicknesses for calculations. One
is pressure design thickness (t) and
the other is minimum required thick-
ness (t
m
).
There are two equations for finding
pressure-design thickness for straight
pipe under internal pressure. Equa-
tion 2 is where t < D/6, where D is the
actual pipe outer diameter (OD); this
calculation is based on internal pres-
sure, the actual (not nominal) OD of
the pipe, stress value of the material
at design temperature, joint efficiency
factor, and the coefficient Y [a factor
used to adjust internal pressure (P)
for a nominal material at tempera-
ture]. Equation 3 is used when t D/6;
this calculation is based on the above-
listed criteria except that ID is used
instead of OD, and the sum of all me-
chanical allowances is included.
t
PD
SE PY
=
+ 2( )
(2)
for when t < D/6
t
P d c
SE P Y
=
+

( )
[ ( )]
2
2 1
(3)
for when t D/6
t t c
m
= +
(4)
where
t = Pressure design thickness
t
m
= Minimum required thickness, in-
cluding mechanical, corrosion and
erosion allowances
c = Sum of the mechanical allowances
(thread or groove depth) plus cor-
rosion and erosion allowances.
For threaded components, the
nominal thread depth (dimension
h of ASME B1.20.1, or equivalent)
shall apply. For machined surfaces
or grooves where the tolerance is
not specified, the tolerance shall
be assumed to be 0.02 in. (0.5 mm)
in addition to the specified depth
of the cut
D = Actual pipe OD
d = Pipe ID
P = Internal design gage pressure
S = Stress value for material from
ASME B31.3 Table A-1, at design
temperature
E = Quality factor, or joint efficiency
factor
Y = Coefficient from ASME B31.3
Table 304.1.1
To determine wall thickness for pipe
under external pressure conditions,
refer to the Boiler and Pressure Ves-
sel Code (BPVC) Section VIII, Division
1, UG-28 through UG-30 and ASME
B31.3, paragraph 304.1.3.
Keep in mind that for seamless pipe,
E will be removed from Equations 2
and 3.
Determining MAWP
Taking a page from the BPVC, we will
go through a few brief steps to deter-
mine maximum-allowable working
pressure (MAWP) for straight pipe. But
let me begin by saying that MAWP is
not a B31.3 expression, it comes from
the BPVC. We will instead transpose
this term to MADP (maximum-allow-
able design pressure), which is also
not a B31.3 term, but more closely re-
lates to piping.
When a vessel goes into design it is
assigned a coincidental design pres-
sure and temperature. These are the
50-57 CHE 7-07.indd 54 6/28/07 8:31:24 PM
maximum conditions the vessel is ex-
pected to experience while in service,
and what the engineers will design
the vessel to handle. The material, its
thickness, welds, nozzles, flanges, and
so on are all designed predicated on
this predetermined design criteria.
Throughout design, the vessels in-
tended maximum pressure is referred
to as its design pressure. All calcula-
tions are based on specified material
and component tolerances along with
fabrication specifics, meaning types
and sizes of welds, reinforcement and
so on. Not until after the vessel is fab-
ricated can the engineer know what
the actual material thickness is, the
type and size of each weld, thickness
of each nozzle neck, and so on. Only
when all of the factual data of con-
struction is accumulated and entered
into vessel engineering programs can
the MAWP be determined. This value,
once determined, then replaces the
design pressure, and is calculated
based on the installed configuration of
the vessel (that is, mounted vertically
or horizontally; mounted on legs; or
mounted on lugs).
The difference between the design
pressure and the MAWP is that the
engineer will design to the design
pressure, but the final MAWP is the
limiting pressure of the vessel. The
MAWP may exceed the design pres-
sure, but it can never be less than the
design pressure.
In applying this to piping we will
first calculate the burst pressure
of the pipe and then determine the
MAWP, or, as was mentioned earlier,
a term more closely related to piping,
the MADP.
There are three equations generally
used in calculating burst pressure for
pipe. They are:
The Barlow formula:
P
T S
D
BA
F T
=
2
(5)
The Boardman formula:
P
T S
D T
BO
F T
=

2
0 8 ( . )
(6)
The Lam formula:
P
S D d
D d
L
T
=

+
( )
( )
2 2
2 2
(7)
where
P
BA
= Burst pressure, psig (Barlow)
P
BO
= Burst pressure, psig (Board-
man)
P
L
= Burst pressure, psig (Lam)
D = Actual pipe OD, in.
d = Pipe ID, in.
T
F
= Wall thickness (minus factory
tolerance), in.
S
T
= Minimum tensile strength, psi,
from B31.3 Table A-1
S
f
= Safety factor, a factor of 3 or 4
is applied to burst pressure to
determine MADP
Using any of the three results from
any one of the above equations we
can then determine MADP (M) as fol-
lows:
(8)
M
P
S
i
f
=
where the subscript i is BA, BO, or L,
depending on which formula is used.
Design pressure & temperature
The ASME B31.3 definition for design
pressure and design temperature is
stated as two separate definitions. I
will integrate them into one by stat-
ing: The design pressure and tempera-
ture of each component in a piping
system shall be not less than the most
severe condition of coincident internal
or external pressure and temperature
(minimum or maximum)
expected during service.
B31.3 goes on to state:
The most severe condition
is that which results in
the greatest required com-
ponent thickness and the
highest component rating.
How do you determine
these values and where
do you apply them? Well
cover the where first. The
discussion on determin-
ing pipe wall thickness was based on
design conditions, in which P is the
internal design gage pressure and S
is the stress value at the design tem-
perature. Design conditions are also
used to determine component ratings
and as a basis for determining leak
test pressure.
There is no published standard, or
genuine industry consensus, on how
to determine design conditions. It ba-
sically comes down to an owners or
engineers experience. What I will pro-
vide here is a resultant philosophy de-
veloped from many sources along with
my own experiences.
To understand what constitutes de-
sign conditions, we first need to define
them. The following are some accepted
terms and their definitions:
System operating pressure: The
pressure at which a fluid service is ex-
pected to normally operate.
System design pressure: Unless ex-
tenuating process conditions dictate
otherwise, the design pressure is the
pressure at the most severe coinci-
dent of internal or external pressure
and temperature (minimum or maxi-
mum) expected during service, plus
the greater of 30 psi or 10%.
System operating temperature: The
temperature at which a fluid service is
expected to normally operate.
System design temperature: Unless
extenuating process conditions dictate
otherwise, the design temperature, for
operating temperatures between 32F
and 750F, this value shall be equal to
the maximum anticipated operating
temperature, plus 25F rounded off to
the next higher 5.
Applying a sort of philosophy cre-
ated by the above definitions is
somewhat straightforward for utility
services, such as steam, water, and
50-57 CHE 7-07.indd 55 6/28/07 8:31:53 PM
non-reactive chemicals. However, that
part of the above definitions for design
conditions that provide the caveat,
extenuating process conditions
implies a slightly different set of rules
for process systems.
Extenuating process conditions
can mean increased pressure and
temperature, beyond that defined
above, due to chemical reaction, loss
of temperature control in heat trans-
fer, and so on.
Charge buildup in lined pipe
Internal and external charge accumu-
lation, known as static electricity, or
more technically known as triboelec-
tric charge accumulation, is the result
of charge that is unable to dissipate.
If a charge generated in a flowing
fluid is allowed to dissipate to ground,
as it does in grounded metallic pipe,
then there is no problem. However, if
a charge cannot dissipate and is al-
lowed to accumulate, as it may in non-
conductive pipe liners, it now becomes
a problem by potentially becoming
strong enough to create an electro-
static discharge (ESD). With regard to
thermoplastic lined pipe there are two
forms of this to be considered: external
charge accumulation (ECA) and inter-
nal charge accumulation (ICA).
ECA. This is a concern with lined pipe
due to the possibility of not achiev-
ing spool-to-spool continuity during
installation due, in large part, to im-
proved paint primer on flanges. When
pipe spools (lined or unlined) are
joined by flanges using non-metallic
gaskets, the only thing that completes
the spool-to-spool continuity is the
bolting. The improved paint primer on
lined pipe flanges makes this more dif-
ficult to achieve because normal bolt
tightening doesnt guarantee metal-
to-metal contact between the nut and
the flange.
Pipe generally does not come with a
prime coat of paint; however, lined pipe
does. Since flange bolts are used to
complete continuity from spool to spool,
the installer has to make certain, when
installing lined pipe, that the bolts, at
least one of the bolts, has penetrated
the primer and made contact with
bare metal. This was achieved in the
past by using star washers on at least
one flange bolt while assuming pos-
sible bare metal contact with the other
bolts, allowing the washers, as they
were tightened, to scrape away the
prime coat so that contact was made
with the bare metal of the flange. With
improved prime coat material this is
no longer a guarantee.
If continuity from spool to spool
is not achieved, any charge genera-
tion resulting from an internal or
an external source cannot readily
dissipate to ground. The voltage in
triboelectric charge generation will
build until it is strong enough to
jump to the closest grounded object
creating an undesired spark of elec-
tricity (ESD).
ICA. With regard to pipe, ICA is
unique to thermoplastic lined pipe
and solid thermoplastic pipe. Without
being impregnated with a conduc-
tive material, thermoplastics are not
good conductors of electricity. PTFE
(polytetrafluoroethylene), as an ex-
ample, has a high (>10
16
Ohms/unit
area), resistivity factor. This is a rela-
tively high resistance to conductivity,
which means that any charge created
inside the pipe cannot readily be con-
ducted away to ground by way of the
PTFE liner. Instead, the charge will
be allowed to build until it exceeds
its total dielectric strength and burns
a pinhole in the liner to the internal
metal wall of the casement pipe. It
isnt charge generation itself that is
the problem, its the charge accumula-
tion. When the rate of charge genera-
tion is greater than the rate of charge
relaxation (the ability of material to
conduct away the generated charge),
charge accumulation occurs.
The dielectric strength of PTFE is
450 to 500 volts/mil. This indicates
that for every 0.001 in. of PTFE liner
450 V of triboelectric charge will be
required to penetrate the liner. For a
2-in. pipeline with a 0.130-in. thick
liner, this translates into 58,500 V of
triboelectric charge to burn through
the liner thickness.
When the liner is penetrated by
an accumulated charge, two addi-
tional problems are created: 1. Corro-
sive fluid (a major use of lined pipe)
is now in contact with and corroding
the metal pipe wall and at some point,
depending on rate of corrosion, will
fail locally and cause fluid to leak to
the environment, and 2. The initial
charge that burned through the liner
is now charging the outer metal pipe.
If continuity has not been achieved for
the outer pipe, a spark of triboelectric
charge is, at some point, going to jump
to ground and cause a spark.
Corrective action
ECG. The simplest method to ensure
continuity is to sand away any primer
on the back side of each flange to en-
sure good metal-to-metal contact be-
tween nut and flange. Aside from
that or the use of a conductive prime
paint, the current ready-made solu-
tion to the external continuity problem
is the addition of stud bolts located in
close proximity to flanges on both pipe
spools and fittings (see Figure 3). These
studs can be applied at the factory or in
the field. At each flange joint a ground-
ing strap (jumper) is then affixed to a
stud on one spool with a nut, extended
over the flange joint and attached to a
stud on the connecting spool complet-
ing continuity throughout the chain of
connecting spools and fittings.
Another method of creating continu-
ity at flange joints, while being less ob-
trusive and more integral, is described
as follows.
Referring to Figure 4, flanges would
be purchased pre-drilled and tapped
in the center of the outer edge of the
flange between the backside of the
flange and the face side of the flange.
The drilled and tapped hole in each
flange will need to be centered between
bolt holes so that they line up after the
flange bolts are installed. The tapped
hole is 1/4-in. dia. x 1/2-in. deep.
After a flange set is installed and
fully bolted, the continuity plate
(Figure 4) can be installed using two
1/4-in. x 1/2-in. long hex-head screws
and two lock washers. The Continu-
ity Plate has two 0.312-in. slotted
TABLE 1.
RECOMMENDED VELOCITIES
Liquid
conductivity
BS 5958 recom-
mended flow velocity
>1,000 pS/m No restriction
50 1,000
pS/m
Less than 7 m/s
Less than 50
pS/m
Less than 1 m/s
Note: pS/m (picosiemens/meter)
50-57 CHE 7-07.indd 56 6/28/07 8:32:27 PM
Author
construction since 1965.
Positions have included de-
sign engineer, piping design
instructor, project engineer,
project supervisor, pip-
ing department supervisor,
engineering manager and
president of W. M. Huitt Co.
(P.O. Box 31154, St. Louis,
MO 63131-0154. Phone: 314-966-8919; Email:
wmhuitt@aol.com) a piping consulting firm
founded in 1987. His experience covers both the
engineering and construction fields and crosses
industrial lines to include petroleum refining,
chemical, petrochemical, pharmaceutical, pulp
& paper, nuclear power, and coal gasification.
He has written numerous specifications includ-
ing engineering and construction guidelines to
ensure that design and construction comply
with code requirements, owner expectations
and good design practices. Bill is a member of
ISPE (International Society of Pharmaceutical
Engineers), CSI (Construction Specifications
Institute) and ASME (American Society of
Mechanical Engineers). He is a contributor to
ASME-BPE and sits on two corporate specifica-
tion review boards.
boltholes allowing for misalignment
and movement.
The entire continuity plate assem-
bly is relatively simple to install, un-
obtrusive and establishes integral
contact with the pipeline.
ICG. One of the first options in pre-
venting internal charge accumulation
is by minimizing charge generation.
This can be done by adjusting the flow
velocity relative to the liquids conduc-
tivity. To minimize design impact, cost
and even schedule impact on a project,
ICG needs to be evaluated early in
the project due to the possibility of a
change in line size.
To retard charge generation by re-
ducing flow velocities, British Stan-
dard (BS) suggests the values pre-
sented Table 1 (per BS 5958).
If velocity reduction is not an op-
tion, or if further safeguards against
charge accumulation are warranted,
then a mechanical solution to pro-
vide a path to ground for ICG might
be nrcessary.
One method for conducting charge
accumulation from the interior of the
pipe to ground is indicated in Figure 5.
What is shown is an orifice plate made
of conductive (static dissipative) mate-
rial that is compatible with the fluid
service. The orifice itself is off center
to the OD of the plate and the pipeline
itself. With the shallow portion of the
ID at the invert of the pipe, the orifice
allows the piping to drain in horizon-
tal runs.
The tab portion of the plate extends
beyond the flange OD. On the tab is
a bolthole for attaching the modified
continuity flange plate. The plate
is designed to come in contact with
the interior surface of the liner wall
as well as protrude into the flowing
fluid to provide a conduit for inter-
nally generated charge. Continuity is
achieved by attaching the plate to the
flange OD that is in contact with the
piping, which is, in turn, grounded
through equipment.
Recommendations
It is difficult to pre-determine what
fluid services and systems will be
candidates for charge accumulation
prevention and electrostatic dis-
charge protection. The simplest and
most conservative answer is to as-
sume that all fluid services in lined
pipe systems are susceptible. In say-
ing that, we then have to declare that
a companys pipe specifications need
to reflect a global resolution that will
affect all installations.
With regard to ECA, the recommen-
dation for future installations with
the least impact would be to specify
pipe with no prime coat or at least
no primer on the flanges, or a prime
coat using a conductive paint. The un-
primed pipe would be primed prior to
installation with care given to primer
touchup on flanges after installation.
This would better ensure spool-to-
spool external continuity.
For existing installations, either the
studs or the continuity plate installa-
tion would work. It can also be sug-
gested that the continuity plates can
be tacked on to one flange rather than
drilling and tapping both flanges.
For dissipating ICG, the orifice
plate, as shown in Figure 5, is the only
recommendation.
Edited by Gerald Ondrey
References
1. Riedewald, Frank, Microbial Biofilms
Are they a problem in the pharmaceuti-
cal industry?ASME-BPE Symposium, Cork,
Ireland, June 2004.
Acknowledgement
I wish to thank Earl Lamson, senior project
manager at Eli Lilly and Co., for taking time out
of a busy schedule to read this article with the
same skill, intelligence and insight he brings to
everything he does. His comments kept me con-
cise and on track.
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50-57 CHE 7-07.indd 57 6/28/07 8:32:49 PM
William M. Huitt
W.M. Huitt Co.
T
his fourth in a series of articles*
on piping for process plants ex-
amines two topics that may, at
first, seem to fall outside the
scope of chemical engineering pip-
ing codes and the pipe fabrication.
Obviously chemical engineers will not
be welding pipes together, but under-
standing the benefits and limitations
of different types of welding processes,
for example, can help the engineer
when designing the system that needs
to be welded.
But before we get into fabrication,
a general overview of piping codes is
presented in order to answer the fol-
lowing questions: Why is it necessary
to comply with piping codes? What
is the difference between a code and
a concensus standard? Which code
should I follow?
PIPING CODE
Codes and standards
The querry, Why do we, as a company,
need to comply with a piping code? is
actually a trick question. Code, by defi-
nition is law with statutory force. There-
fore the reason for complying with a
code is because you literally have to, or
else be penalized for non-compliance.
A better question would be, Why
comply with or adopt a piping con-
sensus standard? When phrased this
way, the question supports the au-
thors contention that many engineers
and designers do not fully understand
the difference between a code and a
standard. And it doesnt help matters
when some standards are published
as a code, and some codes are pub-
lished as a standard. This is certainly
nothing to get excited about, but it is
something worth pointing out.
My take on the reason for the mis-
understanding of these two closely re-
lated terms, standard and code, is that
they get bounced around so often in
the same context that designers and
engineers simply begin interchanging
the two terms without much consider-
ation for their different meanings. The
difference between a standard and a
code will be explained shortly, but first
lets respond to the first question.
Why comply?
Consensus standards such as those
published by ASME (American Soc.
of Mechanical Engineering), ANSI
(American National Standards Inst.),
API (Americal Petroleum Inst.), NFPA
(National Fire Protection Assn.), ASTM
(American Soc. for Testing and Mate-
rials), International Plumbing Code
and others are not mandatory in and
of themselves. However, federal, state,
city and other local codes are manda-
tory. In these municipal codes you will
find regulations that establish various
requirements taken in whole, or in part
from the standards published by the
above listed organizations, and others,
as legally binding requirements. These
standards, as adopted, then become
code, which is enforceable by law.
When not addressed on a municipal
level, but included in corporate speci-
fications, the standard becomes a legal
code on a contractual basis.
Compliance with these codes, irre-
spective of government regulations or
corporate requirements, doesnt cost
the builder any more than if it didnt
comply. It does, however, cost more to
fabricate and install piping systems
that have a high degree of integrity as
opposed to systems that dont.
Hiring non-certified welders and
plumbers, bypassing inspections, ex-
aminations and testing, using material
that may potentially not withstand
service pressures and temperatures,
68 ChemiCal engineering www.Che.Com oCtober 2007
Piping for Process Plants, Part 4:
Codes and Fabrication
Besides flanges, there are also several different
types of joints and welding processes to choose
from. Additional decisions involve piping codes
Feature Report Engineering Practice
* Part 1: The Basics, CE February, pp. 4247;
Part 2: Flanges, CE March, pp. 5661; Part 3:
Design Elements, CE July, pp. 5057)
68-76 CHE 10-07.indd 68 9/29/07 5:38:39 PM
and supporting this type of system
with potentially inadequate supports
is less costly initially, but theres too
much at risk. I dont think anyone in
good conscience would intentionally
attempt to do something like that in
order to save money.
If anyone intends on fabricating
and installing a piping system plans
to perform any of the following points,
then they are essentially complying
with code:
Use listed material
Specify material that meets the re-
quirements for fluid service, pres-
sure and temperature
Inspect the material for MOC (mate-
rial of construction), size and rating
Use certified welders and plumbers
Inspect welds and brazing
Adequately support the pipe
Test the pipe for tightness
The code simply explains how to do
each of these activities in a formal,
well thought-out manner.
There is not a reason sufficiently
good enough to not comply with ap-
propriate industry standards and
codes. If there was a fee involved for
compliance, this might be a stimulus
for debate. But there is no fee, and
there is usually just too much at stake
to ignore them. Even with utility sys-
tems in an administration building or
an institutional facility, the potential
damage from a ruptured pipeline, or
a slow leak at an untested joint could
easily overshadow any savings gained
in non-compliance. Thats without con-
sidering the safety risk to personnel.
The first thing that someone should
do, if they are considering to do oth-
erwise, is check local and state codes.
They may find regulations that require
adherence to ASME, the International
Plumbing Code or some of the other
consensus standards. If not already
included, this should be a requirement
within any companys specifications.
Finally, it is worth taking a histori-
cal aside to make a point. ASME pub-
lished the first edition of the Boiler
and Pressure Vessel Code in 1914
1915. Prior to creation of the code,
and what played a large part in insti-
gating its creation, was that between
1870 and 1910 approximately 14,000
boilers had exploded. Some were dev-
astating to both people and property.
Those numbers fell off drastically as
the code was adopted. Uniformity and
regulation does have its place.
Which code to follow?
Like the seatbelt law, code compliance
is not just the law, it makes good sense.
A professional consensus standard is,
very simply put, a code waiting to be
adopted. Take the ASME Boiler and
Pressure Vessel Code (BPVC): since
its first publication in 1915 it has been
adopted by 49 states, all the provinces
of Canada, and accepted by regulatory
authorities in over 80 countries.
On May 18, 2005, it was finally ad-
opted by the 50th state, South Caro-
lina. And this doesnt mean the BPVC
is adopted in its entirety. A state, or
corporation for that matter, can adopt
a single section or multiple sections
of the BPVC, or it can adopt the code
in its entirety. Until South Carolina
adopted the BPVC, it was actually no
more than a standard in that state and
only required compliance when stipu-
lated in a specification. However, in all
honesty you would not get a U.S. boiler
or pressure vessel manufacturer to by-
pass code compliance. That is, unless
you wanted to pay their potential at-
torneys fees.
With regard to code compliance,
the question often asked is, How do I
determine which piping code, or stan-
dard, I should comply with for my par-
ticular project?
Determining proper code applica-
tion is relatively straightforward and
at the same time comes with a certain
degree of latitude to the owner in mak-
ing the final determination. In some
cases that determination is made for
the engineer or contractor at the state
level, the local level or by an owner
company itself. Providing guidelines
for code adoption on a project basis is
direction that should be included in
any companys set of specifications,
but quite often is not. This can cause a
number of disconnects through design
and construction.
In order to answer the question
about code assignment some history
has to be told. In keeping this brief I
will just touch on the high points. In
1942, ASA B31.1 American Stan-
dard Code for Pressure Piping was
published by the American Standards
Piping for Process Plants, Part 4:
Codes and Fabrication
Bioengineering
Inversina
the gentle way
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diverse range of components rapidly
and in an extremely gentle way.
Segregation does not occur, even
after extended mixing times, by virtue
of the eversion phenomenon ( Paul
Schatz principle).
Applications for the Inversina: analyti-
cal labs, metal finishing shops, powder
metallurgy and nuclear industry,
manufacture of batteries, cement,
ceramics, cosmetics, dental products,
diamond tools, dyes and pigments,
electrical and electronic devices,
explosives and pyrotechnics, foods,
homeopathic products, household
products, medicines and pharmaceu-
ticals, plastics, printing inks and many
other products. The Bioengineering
Inversina is available with capacities
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Bioengineering, Inc.
Waltham, MA 02451, USA
Bioengineering AG
8636 Wald, Switzerland
info@bioengineering.ch
www.bioengineering.ch
68-76 CHE 10-07.indd 69 9/29/07 5:40:07 PM
Association (ASA). This would later
change to B31.1 Power Piping.
In the early 1950s the decision was
made to create additional B31 Codes
in order to better define the require-
ments for more specific needs. The
first of those Standards was ASA
B31.8 Gas Transmission and Dis-
tribution Piping Systems, which was
published in 1955. In 1959 the first
ASA B31.3 Petroleum Refinery Pip-
ing Standard was published.
After some reorganization and or-
ganizational name changes the ASA
became ANSI. Subsequent code revi-
sions were designated as ANSI Codes.
In 1978, ASME was granted accredita-
tion by ANSI to organize the B31 Com-
mittee as the ASME Code for Pressure
Piping. This changed the code designa-
tion to ANSI/ASME B31.
Since 1955 the B31 Committee
has continued to categorize, create
and better define code requirements
for specific segments of the industry.
Through the years since then they
have created, not necessarily in this
order: B31.4 Liquid Transportation
Piping; B31.5 Refrigeration Piping;
B31.9 Building Services Piping;
and B31.11 Slurry Transportation
Piping. Each of these standards is con-
sidered a stand-alone section of the
ASME Code for Pressure Piping, B31.
What the B31 committee has ac-
complished, and is continuing to im-
prove upon, are standards that are
better focused on specific segments of
industry. This alleviates the need for a
designer or constructor building an in-
stitutional type facility from having to
familiarize themselves with the more
voluminous B31.3 or even a B31.1.
They can work within the much less
stringent and extensive requirements
of B31.9, a standard created for and
much more suitable to that type of de-
sign and construction.
As mentioned above, ASME B31.1
Power Piping, was first published in
1942. Its general scope reads: Rules
for this Code Section have been devel-
oped considering the needs for appli-
cations which include piping typically
found in electric power generating sta-
tions, in industrial and institutional
plants, geothermal heating systems,
and central and district heating and
cooling systems.
The general scope of ASME B31.3
Process Piping, reads: Rules for the
Process Piping Code have been devel-
oped considering piping typically found
in petroleum refineries, chemical, phar-
maceutical, textile, paper, semiconduc-
tor and cryogenic plants; and related
processing plants and terminals.
ASME B31.5 Refrigeration Pip-
ing, applies to refrigerant and second-
ary coolant piping systems.
Closely related to B31.1, but not
having the size, pressure or tempera-
ture range, B31.9 was first published
in 1982. It was created to fill the need
for piping in limited service require-
ments. Its scope is narrowly focused
on only those service conditions that
may be required to service the utility
needs of operating a commercial, insti-
tutional or residential building.
From its shear scope of responsibil-
ity, B31.3 encompasses virtually all
piping, including those also covered
by B31.1 (except for boiler external
piping), B31.5 and B31.9. The differ-
ence, and distinction, as to which code
should apply to a particular project,
lies with the definition and scope of
the project itself.
If a project includes only the instal-
lation of perhaps a refrigeration sys-
tem, B31.5 would apply. If a projects
scope of work consists of an office, lab-
oratory, research facility, institutional
facility or any combination thereof,
B31.1 or B31.9 and possibly B31.5
would apply. A laboratory or research
facility could possibly require fluid
services beyond the fluid service lim-
its of B31.9. In that case, B31.3 would
be adopted for those services.
In the case of a process manufactur-
ing facility, B31.3 would be the govern-
ing code. Since B31.3 covers all piping,
B31.5 or B31.9 would not need to be
included, not even necessarily with as-
sociated laboratory, office and research
facilities. The only time B31.5 or B31.9
would become governing codes, in as-
S
ince 1956 the employees of Mueller
Steam Specialty have been dedi-
cated to the manufacture of high quality
products delivered on time and with
superior customer service. Our core line of
rugged strainers is available in a wide
range of types and materials. Whether you
require basket strainers, Y strainers,
Tee type strainers, duplex strainers, or
even temporary strainers, Mueller will
deliver your order from stock or custom
engineer and manufacture it to your require-
ments. In addition to its strainer line,
Mueller offers a full line of check valves,
butterfly valves, pump protection and
specialty products for a variety of industries
and applications. Choose Mueller Steam
Specialty for your next project.
68-76 CHE 10-07.indd 70 9/29/07 5:40:38 PM
sociation with a manufacturing facil-
ity, is if a refrigeration unit, or an of-
fice, laboratory and/or research facility
were under a separate design/construct
contract from the process manufactur-
ing facility. Or if it was a substantial
part of the overall project.
As an example, project XYZ consists
of a process manufacturing facility,
related office building and lab facili-
ties. If the utility service piping for the
office and lab facilities is a small per-
centage of the overall project, and/or
the design and construction contracts
for those facilities are a part of the
overall process manufacturing facility,
all piping, with code exclusions, could
be governed by B31.3.
If, however, the office and labora-
tory facilities were a substantial part
of the overall project, or they were to
go to a separate constructor, it may
be more beneficial to determine bat-
tery limits for those facilities and
designate anything inside those bat-
tery limits as B31.1 or B31.9 and/or
B31.5. In such a case, separate pipe
specifications may have to be issued
for those portions of the project des-
ignated as being governed by B31.9.
This is due to the range of fluid ser-
vices and the corresponding pressure
and temperature limits of B31.9 com-
pared to those of B31.3. These differ-
ences in code assignment and battery
limits may be a driver for the projects
contracting strategy.
Many piping service requirements,
such as steam, air, chilled water and
so on, can come under the auspices of
multiple codes. These fluid services,
which fall within the definition of
B31.3 Category D fluid services, can
just as easily fall within the require-
ments of B31.1 or B31.9 as well. In an
effort at maintaining a high degree of
continuity in the process of making
the determination of which code to
apply to a project, company guidelines
should be well defined.
The final determination
as to what constitutes a
governing code, within
the purview of the above
mentioned codes, is left
to the owner and/or to the
local governing jurisdic-
tion. Engineering specifi-
cations should clarify and
reflect the intent of the owner and the
respective codes in an attempt to pro-
vide consistency and direction across
all projects within a company.
PIPE FABRICATION
Entering this section on fabrication
does not mean that we leave engineer-
ing behind. Indeed, the majority, if not
all, fabricators (referring to the fabri-
cators that are qualified for heavy in-
dustrial work) will have an engineer-
ing staff.
As a project moves from the design
phase into the construction phase,
anyone with a modicum of project ex-
perience can acknowledge the fact that
there will most certainly be conflicts,
errors and omissions, no matter how
diligent one thinks he or she is during
design. This is inherent in the meth-
odology of todays design/engineering
process. Although there are methods
and approaches to design in which
this expected result can be minimized,
it is always prudent to be prepared for
such errors and omissions.
If, on the other hand, the assump-
tion is made that the Issued for Con-
struction design drawings will facili-
tate fabrication and installation with
minimal problems, then you can ex-
pect to compound whatever problems
do occur because you werent prepared
to handle them. The greatest asset a
project manager can have is the abil-
ity to learn from past experience and
the talent to put into practice what he
or she has learned.
Pipe fabrication, in the context of
this article, is defined as the construc-
tion of piping systems by forming and
assembling pipe and components with
the use of flanged, threaded, clamped,
grooved, crimped and welded joints.
In Part 2 of this series, we dis-
cussed the flange joint; the others
will be discussed here. There are var-
ious factors, or considerations, that
prompt the decision as to which type
of connection to use in the assembly
of a piping system. To start with, any
mechanical joint is considered a po-
tential leak point and should be mini-
mized. Also, the decision as to which
type of joint should be specified comes
down to accessibility requirements,
installation requirements and joint
integrity. Using that as our premise,
we can continue to discuss the vari-
ous joining methods.
Threaded joint
Pipe thread, designated as NPT
(National Pipe Taper) under ASME
B1.20.1, is the type of thread used in
joining pipe. This is a tapered thread
that, with sealant, allows the threads to
form a leak-tight seal by jamming them
together as the joint is tightened.
The same criteria described (in Part
2) for the threaded flange joint apply
also to threaded fittings, in which the
benefits of the threaded joint is both
in cost savings and in eliminating
the need for welding. In this regard,
threaded components are sometimes
used in high-pressure service in which
the operating temperature is ambient.
They are not suitable where high tem-
peratures, cyclic conditions or bending
stresses can be potential concerns.
Hygienic clamp joint
The clamped joint refers to the sanitary
or hygienic clamp (Figure 1). Three in-
stalled conditions of the hygienic joint,
minus the clamp are presented in Fig-
ure 1. Joint A represents a clamp con-
nection that has been over tightened
causing the gasket to intrude into the
inner diameter (ID) of the tubing. This
creates a damming effect, preventing
the system from completely draining.
In joint B, the clamp wasnt tight-
ened enough and left a recess at the
gasket area. This creates a pocket
where residue can accumulate, so
cleanability becomes an issue.
Joint C represents a joint in which
the proper torque was applied to the
clamp leaving the ID of the gasket
flush with the ID of the tubing.
The clamp C representation is the
result that we want to achieve with
the hygienic clamp. The problem is
that this is very difficult to control on
a repeatable basis. Even when the gas-
ChemiCal engineering www.Che.Com oCtober 2007 71

FIGURE 1. Problems can arise with a clamped joint
if not properly installed. Overtightening the clamp can
cause the gasket to intrude into the tubing (A), whereas
undertightening results in pockets where residue can
accumulate (B). The ideal situation is joint C
68-76 CHE 10-07.indd 71 9/29/07 5:41:06 PM
ket and ferrules are initially lined up
with proper assembly and torque on
the joint, some gasket materials have
a tendency to creep (creep relaxation),
or cold flow.
Creep relaxation is defined as: A
transient stress-strain condition in
which strain increases concurrently
with the decay of stress. More simply
put, it is the loss of tightness in a gas-
ket, measurable by torque loss.
Cold flow is defined as: Permanent
and continual deformation of a ma-
terial that occurs as a result of pro-
longed compression or extension at or
near room temperature.
There have been a number of both
gasket and fitting manufacturers
that have been investing a great deal
of research in attempting to resolve
this issue with the clamp joint. Some
of the solutions regarding fittings
were addressed in Part 2 of this se-
ries. Additionally, gasket manufac-
turers and others have been work-
ing on acceptable gasket materials
that have reduced creep relaxation
factors, as well as compression con-
trolled gasket designs.
What is meant by acceptable gasket
material is a gasket that is not only
compatible with the hygienic fluid ser-
vice, but also meets certain U.S. FDA
(or comparable) requirements. Those
requirements include gasket material
that complies with USP Biological Re-
activity Test #87 & 88 Class VI for Plas-
tics and FDA CFR Title 21 Part 177.
Grooved joint
The grooved joint (Figure 2), from a static
internal-pressure-containment stand-
point, is as good as or, in some cases,
superior to the ASME Class 150 flange
joint. In the smaller sizes (1 to 4 in.), the
working pressure limit will be equal to
that of a Class 300, carbon-steel, ASTM
A105, ASME B16.5 flange.
The main weakness of the grooved
joint is the bending and torsional stress
allowable at the coupling. This stress
can be alleviated with proper support.
Because of this design characteristic, the
manufacturers of grooved joint systems
have focused their efforts and created a
niche in the fire-protection and utility-
fluid service requirements, with the ex-
ception of steam and steam condensate.
The grooved joint is comparatively
easy to install, which is particularly
important in areas that would require
a fire card for welding. Since no weld-
ing is required, modifications can be
made while operation continues. Some
contractors choose to couple at every
joint and fitting, while others choose
to selectively locate couplings, much
as you would selectively locate a flange
joint in a system. Its a decision that
should be made based on the particu-
lar requirements or preference of a
project or facility.
Pressed joint
The pressed joint (Figure 3) is actually
a system that uses thin wall pipe, up
through 2-in. NPT, to enable the join-
ing of pipe and fittings with the use
of a compression tool. Welding is not
required, and threading is only neces-
sary when required for instrument or
equipment connection.
These types of systems are available
from various manufacturers in carbon
steel, 316 and 304 stainless steel and
copper. Because of the thin wall pipe,
corrosion allowance becomes a big
consideration with carbon steel.
While the static internal pressure
rating of these systems is comparable
to an ASME Class 150 flange joint,
there are additional fluid-service and
installation characteristics that need
to be considered. With axial and tor-
sional loading being the weak spots in
these systems, they are not practical
where water hammer is a potential,
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Groove
Gasket
Housing
BoIt/nut
FIGURE 2. When properly supported,
the grooved joint can perform as well as
a flanged joint
68-76 CHE 10-07.indd 72 9/29/07 5:41:36 PM
such as in steam-condensate service.
The axial load consideration carries
over to supporting the pipe as well.
Ensure that vertical runs of this pipe
are supported properly from beneath.
Do not allow joints in vertical runs to
be under tension. They must be sup-
ported properly from the base of the
vertical run.
Welded joint
The welded joint is by far the most in-
tegrated and secure joint you can have.
When done properly, a welded joint is
as strong as the pipe itself. The key
to a welds integrity lies in the crafts-
manship of the welder or welding op-
erator, the performance qualification
of the welder or welding operator, and
the weld procedure specification.
Before going further, I want to ex-
plain the difference between the
terms welder and welding operator. A
welder is someone who welds by hand,
or manually. A welding operator is
someone who operates an automatic
welding machine. The ends of the pipe
still have to be prepared and aligned
manually, and the automatic welding
machine has to be programmed.
The advantage of machine welding
is apparent in doing production welds.
This is shop welding in which there
is a quantity of welds to be made on
the same material type, wall thick-
ness and nominal pipe size. Once the
machine is set up for a run of typical
pipe like this, it is very efficient and
consistent in its weld quality.
This is another topic that could
easily stand alone as an article, but
instead, here we will focus on some
of the primary types of welding used
with pipe. Those types include the fol-
lowing: GMAW (gas metal arc weld-
ing) or MIG (metal inert gas); GTAW
(gas tungsten arc welding) or TIG
(tungsten inert gas); SMAW
(shielded metal arc welding) or
MMA (manual metal arc) or stick
welding; and FCAW (flux cored
automatic welding).
GMAW: Often referred to as MIG,
GMAW can be an automatic or
semi-automatic welding process.
It is a process by which a shield-
ing gas and a continuous, consum-
able wire electrode is fed through
the same gun (Figure 4a). The
shielding gas is an inert or semi-inert
gas such as argon or CO
2
that protects
the weld area from atmospheric gases,
which can detrimentally affect the
weld area.
There are four commonly used
methods of metal transfer used in
GMAW. They are:
globular
short-circuiting
spray
pulsed-spray
With the use of a shielding gas, the
GMAW process is better used indoors
or in an area protected from the wind.
If the shielding gas is disturbed, the
weld area can be affected.
GTAW: Most often referred to as TIG,
welding, GTAW can be automatic or
manual. It uses a nonconsumable
tungsten electrode to make the weld
(Figure 4b), which can be done with
filler metal or without filler metal
(autogenous). The TIG process is more
exacting, but also more complex and
slower than MIG welding.
In Part 2 of this series, the use of
orbital welding was mentioned for
hygienic tube welding. Orbital weld-
ing uses the GTAW method. Once the
orbital welder is programmed for the
material it is welding, it will provide
excellent welds on a consistent basis
provided, that is, that the chemistry
of the base material is within allow-
able ranges.
A wide differential in sulfur content
between the two components being
ChemiCal engineering www.Che.Com oCtober 2007 73
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O-ring
pocket
O-ring
Unpressed Pressed
O-ring
Insertion
mark Bead
Housing
Exaggerated for clarity
Patented
Pressfit tooI
indent
Pipe stop
Groove
Gasket
Housing
BoIt/nut
FIGURE 3. Welding is not required for the
pressed joint, but corrosion can be an issue
due to the thin walls
68-76 CHE 10-07.indd 73 9/29/07 5:42:12 PM
joined can cause the weld to drift
into the high sulfur side. This can
cause welds to be rejected due to
lack of full penetration.
SMAW: Also referred to as MMA
welding, or just simply stick weld-
ing, SMAW is the most common
form of welding used. It is a manual
form of welding that uses a consum-
able electrode, which is coated with
a flux (Figure 4c). As the weld is
being made, the flux breaks down to
form a shielding gas that protects
the weld from the atmosphere.
The SMAW welding process is ver-
satile and simple, which allows it to be
the most common weld done today.
FCAW: Flux cored arc welding is a semi-
automatic or automatic welding process.
It is similar to MIG welding, but the
continuously fed, consumable wire has
a flux core. The flux provides the shield-
ing gas that protects the weld area from
the atmosphere during welding.
Welding pipe
The majority of welds you will see in
pipe fabrication will be full-penetra-
tion circumferential buttwelds, fillet
welds or a combination of the two.
The circumferential buttwelds are
the welds used to weld two pipe ends
together or other components with
buttweld ends. Fillet welds are used
at socketweld joints and at slip-on
flanges. Welds in which a combination
of the buttweld and fillet weld would
be used would be at a stub-in joint or
a similar joint.
A stub-in joint (not to be confused
with a stub-end) is a connection in
which the end of a pipe is welded to
the longitudinal run of another pipe
(Figure 5). Depending on what the de-
sign conditions are, this can be a re-
inforced connection or an unreinforced
connection. The branch connection can
be at 90 deg. or less from the longitu-
dinal pipe run.
Hygenic fabrication
Hygienic and semiconductor pipe
fabrication uses automatic autog-
enous welding in the form of orbital
welding. This is a weld without the
use of filler metal. It uses the orbital
welding TIG process. In some cases,
hand welding is required, but this is
kept to a minimum, and will gener-
ally require pre-approval.
When fabricating pipe for hygienic
services it will be necessary to com-
ply with, not only a specific method of
welding, but also an extensive amount
of documentation. Developing and
maintaining the required documenta-
tion for hygienic pipe fabrication and
installation can add an additional 30
to 40% to the piping cost of a project.
The documentation needed, from
the fabrication effort for validation,
may include, but is not limited to:
1. Incoming material examination
reports
2. Material certification:
a. MTRs
b. Certification of compliance
3. Weld-gas certification
4. Signature logs
5. WPQs (welder and welding opera
tor performance qualification)
6. Welder and welding operator
Gas nozzIe
Contact
tube
Arc
WeId
metaI
ConsumabIe
eIectrode
Gas
shieId
WeId
pooI
Parent
metaI
NozzIe
FiIIer rod
Parent pIate WeId pooI
Gas shieIding
WeId bead
FIGURE 4. Gas metal arc welding
(GMAW; top) uses a shielding gas to
protect the weld area from atmospheric
gases. Gas tungsten arc welding (GTAW;
center) is more exacting than GTAW, but
also more complex and slower. Shielded
metal arc welding (SMAW; bottom) is the
most common form of welding. SMAW
is performed manually, whereas GMAW
and SMAW can be either performed
manually or by an automated system
WeId metaI
EvoIved gas shieId
FIux covering
SIag
ConsumabIe
eIectrode
WeId
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68-76 CHE 10-07.indd 75 9/29/07 5:42:58 PM

inspection summary
7. Mechanical and electropolishing
procedures
8. Examiner qualification
9. Inspector qualification
10. Welder qualification summary
11. Gage calibration certifications
12. Weld continuity report
13. WPSs (weld procedure specifica-
tions)
14. PQRs (procedure qualification
record)
15. Weld coupon log
16. Weld maps
17. Slope maps
18. Weld logs
19. Leak test reports
20. Inspection reports
21. Passivation records
22. Detail mechanical layouts
23. Technical specifications for com-
ponents
24. As-built isometrics
25. Original IFC isometrics
26. Documentation recording any
changes from IFC to as-built
isometrics
The above listed documentation,
which closely parallels the list in
ASME-BPE, is that which is generally
required to move an installed hygienic
system through validation, commis-
sioning and qualification (C&Q). And
this isnt all thats required. There is
additional supporting documentation
such as P&IDs, procedural documents,
and so on, which are also required. De-
pending on the size and type of a proj-
ect it can be a massive undertaking. If
not properly set up and orchestrated,
it can become a logistical nightmare.
What you do not want to do is dis-
cover during C&Q that you are miss-
ing a portion of the required documen-
tation. Resurrecting this information
is labor intensive and can delay a
projects turnover significantly. I can-
not stress strongly enough just how
imperative it is that all necessary
documentation be identified up front.
It needs to be procured throughout the
process and assimilated in a turnover
(TO) package in a manner that makes
it relatively easy to locate needed
information while also allowing the
information to be cross indexed and
traceable within the TO package.
The term validation is a broad, gener-
alized, self-defining term that includes
the act of commissioning and qualifica-
tion. Commissioning and qualification,
while they go hand in hand, are two
activities that are essentially distinct
within themselves. n
Acknowledgement:
The author wishes to thank Earl Lamson, senior
project manager with Eli Lilly and Company, for
being kind enough in taking time out of a busy
schedule to read through the draft of this article.
Earl has a remarkable set of project and engi-
neering skills that set him apart from many I
have worked with. That and the fact that I value
his opinion are the reasons I asked him to review
this article.
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Why is CADWorx one of the fastest
growing and most productive plant
design suites on the market?
Because it has all the tools to produce
intelligent plant designs, including:
Piping
Steel
Cable trays/ ducting
Collision detection
Equipment
Bills of material
Isometrics
Flow schematics
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Author
construction since 1965.
Positions have included de-
sign engineer, piping design
instructor, project engineer,
project supervisor, pip-
ing department supervisor,
engineering manager and
president of W. M. Huitt Co.
(P.O. Box 31154, St. Louis,
MO 63131-0154. Phone: 314-966-8919; Email:
wmhuitt@aol.com) a piping consulting firm
founded in 1987. His experience covers both the
engineering and construction fields and crosses
industrial lines to include petroleum refining,
chemical, petrochemical, pharmaceutical, pulp
& paper, nuclear power, and coal gasification.
He has written numerous specifications includ-
ing engineering and construction guidelines to
ensure that design and construction comply
with code requirements, owner expectations
and good design practices. Huitt is a member
of ISPE (International Society of Pharmaceu-
tical Engineers), CSI (Construction Specifica-
tions Institute) and ASME (American Society
of Mechanical Engineers). He is a contributor
to ASME-BPE and sits on two corporate speci-
fication review boards.

FIGURE 5. Stub-in joint connections, such as the three samples shown here, are
used for welding the end of a pipe to the longitudinal run of another pipe
68-76 CHE 10-07.indd 76 9/29/07 5:44:00 PM
T
his fifth in a series of articles
[14] on piping design discusses
the practical issues of installa-
tion and cleaning.
PIPE INSTALLATION
The installation of pipe follows its fab-
rication and is very frequently a part
of it. The installation of pipe can be
accomplished in the following four pri-
mary ways, or combinations thereof:
1. Field fabricate and install
2.Shop fabricate and field erected
3. Skid fabrication, assembly and in-
stallation
4.Modular construction
Field fabricate and install
In the first method, the pipe is fabri-
cated onsite, either in place or in seg-
ments, at an onsite field-fabrication
area and then erected. A number of
factors will dictate whether or not it
is feasible to field fabricate, includ-
ing the following: the size and type
of the project; pipe size and material;
the facility itself; weather conditions;
availability of qualified personnel; ex-
isting building operations; cleanliness
requirements; and time available to
do the work.
Efficiency, quality and safety are
the imperatives that are factored in
when considering field fabrication.
And cost is the fallout of those factors.
Logistically speaking, if all pipe could
be fabricated onsite in a safe and ef-
ficient manner maintaining qual-
ity while doing so it would
make sense to do it in that
manner. However, before mak-
ing that final decision, lets
look at some of the pros and
cons of field fabrication:
Pros:
Only raw material (pipe, fit-
tings, valves and so on) need to be
shipped to the site location. Such
materials are much easier to handle
and store than multi-plane configu-
rations of pre-fabricated pipe
No time-consuming need to carefully
crib, tie-down and chock pre-fabri-
cated spool* pieces for transport to
the job site
Reduced risk of damage to spool
pieces
More efficient opportunity to fabri-
cate around unexpected obstacles
(structural steel, duct, cable tray,
and so on)
Fabricate-as-you-install reduces
the rework risk assumed when
pre-fabricating spools, or the cost
related to field verification prior to
shop fabrication
The field-routing installation of pipe
through an array of insufficiently
documented locations of existing pipe
and equipment, on a retrofit project,
is quite frequently more effective
than attempting to pre-fabricate pipe
based on dimensional assumptions
Cons:
Weather is arguably the biggest
deterrent. If the facility under con-
struction is not enclosed, then pro-
tection from the elements will have
to be provided
When welding has to be done in con-
ditions that are not environmentally
controlled, then pre-heating will be
required if the ambient temperature
(not the metal surface temperature)
is 0F or below
In a new facility, as opposed to hav-
ing to route piping through an
array of poorly located existing pipe
and equipment, field fabrication of
buttwelded pipe is not as efficient
and cost effective as shop fabrication
There may be concerns about safety
and efficiency when working in a
facility while it is in operation in
advance of a turnaround or to begin
advance work on a plant expansion
Generally speaking, threaded, sock-
etweld, grooved, and other propri-
etary-type joints that do not require
buttwelding are field fabricated and
installed. Buttwelding of small, 1
1/2-in. NPS and less, are very often
field fabricated and installed because
Feature Report
48 CHEMCAL ENGNEERNG WWW.CHE.COM APRL 2008
W. M. Huitt
W. M. Huitt Co.
Piping Design Part 5:
Installation and
These practical guidelines for deciding
which installation procedure to follow, and for
cleaning a new pipeline system can prevent
problems from happening during startup
*Spool pieces are the pre-fabricated sections of
pipe that are fabricated and numbered in the
shop, then shipped to the job site for installa-
tion.
Cleaning
17_CHE_041508_EP_GSO.indd 48 3/24/08 7:42:52 AM
of the added risk of
damage during trans-
port, in pre-fabricated
form, from the shop to
the site.
Shop fabricate
and install
Shop fabrication refers
to, generally speaking,
any pipe, fittings and
components that are
assembled by welding
into spool assemblies
at the fabricators fa-
cility. The spools are
then labeled with an
identifier and trans-
ported to the job site
for installation.
Each spool piece
needs its own identifier
marked on the piece
itself in some fashion
that will make it easy
to know where its desti-
nation is in the facility
and where it belongs in
a multi-spool system of
pipe. This will allow the installer to ef-
ficiently stage the piece and ready it
for installation.
As part of the process of developing
spool sections, field-welded joints need
to be designated. These are welded
joints that connect the pre-fabricated
spools. In doing this the designer or
fabricator will identify two different
types of field-welded joints: field weld
(FW) and field closure weld (FCW).
FW indicates a joint in which the
end of a pipe segment is prepared for
the installer to set in place and weld to
its connecting joint without additional
modification in the field. This means
that the length of pipe that is joined
to another in the field is cut precisely
to length and the end prepared in the
shop for welding.
FCW provides the installer with an
additional length of pipe, usually 4
to 6 in. longer than what is indicated
on the design drawings, to allow for
field adjustment.
What has to be considered, and what
prompts the need for a FCW, is the ac-
tual, as-installed, location of both the
fixed equipment that the pipe assem-
blies may connect to and the actual
installed location of the pipe assembly
itself. Odds are that all equipment and
piping will not be installed exactly
where indicated on design drawings.
The dimensional location of the
equipment items given on design
drawings is not a finite location, it is
merely an intended location, as are
dinensional locations on drawings for
building steel, pipe supports and oth-
ers. What factors into the installation
of shop-fabricated pipe is the actual
location of the equipment nozzle it
will be connecting to in relation to the
pipes installed location.
In connecting to equipment there is
a build-up, or stack-up, of tolerances
that will effectively place the actual,
or final, location of the nozzle at some
point in three-dimensional space, other
than where the design drawing indi-
cates. The tolerance stack-up results
from the following circumstances:
Manufacturing tolerances in mate-
rial forming, nozzle location, and
vessel support location
The actual set-in-place location of
the vessel
Load cell installation (when appli-
cable)
The actual set-in-place pipe run-
up location
In order to allow for these inevitable
deviations between the drawing di-
mensions used to fabricate the vessel,
set the vessel and install the pipe as-
sembly and the actual installed loca-
tion of the connecting points, a field-
closure piece, or two, will be required
for that final adjustment.
The field-closure piece is a designated
section of the pipe assembly in which a
field-closure weld has been indicated.
Skid (super skid) fabrication
A skid is a pre-packaged assembly that
may contain all or some of the follow-
ing that make up an operating system:
vessels, rotating equipment, piping,
automation components, operator in-
terfaces, instrumentation, gages, elec-
trical panels, wiring and connectors,
framework, supports, inline piping
components, and insulation. A single
process or utility system may fit onto
one skid or, depending on size re-
straints, may comprise multiple skids.
After fabrication of a skid is com-
plete, it will typically go through fac-
tory-acceptance testing (FAT) at the
fabricators facility. The skid is then
shipped to the job site where it is in-
stalled in its final location. After in-
stallation it would typically go through
a follow-up site-acceptance test (SAT),
including additional hydrotesting.
This is basically a system shake-down
to determine that everything is intact,
and that those things that did not re-
main intact during transport are dis-
covered and repaired.
Logistics and the necessary skill set
required for the installation, connec-
tion and startup of a particular skid
package will dictate to what extent
the skid fabricator will be involved
after it is shipped to the job site.
Modular construction
The term module or modular construc-
tion is quite often, in this context, inter-
changed with the term skid fabrication.
A module can refer to pre-fabricated
units that actually form the structure
of a facility as each is installed. Or, the
units may be smaller sub-assemblies
that, when combined, make up a com-
plete process or utility system.
Modules also consist of all or some of
the following: vessels, rotating equip-
ment, piping, automation components,
HVAC, instrumentation, electrical wir-
ing and connectors, framework, walls,
architectural components, lighting,
supports, inline piping components,
and insulation. This, as an example,
allows a complete locker-room module
to be placed and connected to a com-
plete water-treatment module.
The smaller sub-assembly modules,
in many cases, are interchanged with
the term skid. Misconception can be
avoided when a company defines these
terms, both for internal discussion
and for the purpose of making it clear
to outside contractors, as to what is
meant when using the term module.
Installation approach
Now that we have a general idea of
the four primary approaches to piping
installations how do we decide which
is the best method, or combination of
methods, to use for a particular proj-
ect? Each project is unique with its
own particular set of decision drivers
with regard to a selected execution
approach. There are no hard and fast
CHEMCAL ENGNEERNG WWW.CHE.COM APRL 2008 49
17_CHE_041508_EP_GSO.indd 49 3/19/08 1:05:20 PM
rules for determining a best approach.
It requires experienced personnel to
assign values to the various aspects of
project execution, overlay a timeline,
and then assess logistics. It sounds
simple, but in actuality can be a very
complex process.
Therefore, the following is a guide-
line and not a hard and fast set of rules.
There are simply too many project vari-
ables and complexities otherwise.
When considering an approach,
keep in mind that the method of in-
stallation needs to be weighed against
a contractors preferred methodology.
This does not imply that the contrac-
tors preferred methodology should
drive your decision on how to execute
a job. On the contrary, once you deter-
mine how the job needs to be executed,
then look to only those contractors
whose preferred methodology agrees
with your project execution plans.
Some contractors prefer to do most,
if not all, fabrication in the shop, oth-
ers prefer to set up at the job site,
while others are flexible enough to
utilize the best of both methods.
The three main criteria discussed
above efficiency, quality and safety
would apply here as well. Using
these three elements as a basis for
making a determination, let us look at
some common variables.
Environment: The environment is
only a factor when work has to be
done in an open-air structure or other
outdoor installation (such as tank
farm, pipeline, pipe rack or yard pip-
ing). Working in an open-air structure
will require protection from the ele-
ments (such as rain, snow, wind and
cold). In addition, there may also be a
requirement to work in elevated areas
with the use of scaffolding. All of this
can have a potential impact on safety
and efficiency.
Pipe-rack installation consists
mainly of straight runs of pipe, and
will not necessarily have a require-
ment or need for pre-fabrication.
That is, unless it is pre-fabricated as
modular-skid units. Depending on the
project, it could be cost effective on an
overall strategic basis to modularize
the pipe rack, steel and all.
The big advantage to shop fabrica-
tion is the controlled environment in
which its done. This includes the qual-
ity control aspect, better equipment
(generally speaking), a routine meth-
odology of how a piece of work pro-
gresses through the shop, and better
control, through a developed routine
of required documentation.
Industry: The various sectors of the
chemical process industries (CPI) can
be grouped into two categories: clean/
indoor build and non-clean/outdoor
build. Realizing that there will be
exceptions to this generalization, we
can include in the clean/indoor built
category: pharmaceutical, biophar-
maceutical, semiconductor and food
and dairy. Under non-clean/outdoor
build we can include: petroleum refin-
ing; bulk chemicals; pulp and paper;
off-shore; pipeline (oil and gas); and
power generation.
The clean-build philosophy comes
from the need to construct certain fa-
cilities with a more stringent control
on construction debris. Those indus-
tries included in this category often re-
quire a facility at least a portion of a
facility to be microbial and particu-
late free, as stipulated by the design.
There can be no debris, organic or
inorganic, remaining after construc-
tion in accessible or inaccessible
spaces of the facility. Of particular
concern with pharmaceutical, bio-
pharm and food-and-dairy facilities
are food waste and hidden moisture.
Food waste can entice and support ro-
dents and insects, and hidden mois-
ture can propagate mold, which can
eventually become airborne. If these
intruders are not discovered until the
facility is in operation, the impact,
upon discovery, can potentially be
devastating to production.
Such contamination can be found
in one of two ways. Discovery at the
source, possibly behind a wall or some
other out-of-the-way place, means that
not only does current production have
to cease, but product will have to be an-
alyzed for possible contamination. Once
found, it then has to be remediated.
The other method of discovery
comes from the continuous testing
and validation of the product stream.
If a contaminant is discovered in
the product, the production line is
stopped, and the problem becomes an
investigation into finding the source
of the contamination.
The clean-build philosophy, there-
fore, dictates more stringent and strict
requirements for controlling and in-
specting for debris on an ongoing basis
throughout construction and startup.
It will be necessary, on a clean-build
site, to adhere to the following rather
simple rules:
Smoking or smokeless tobacco prod-
ucts of any kind are not allowed on
the site property
Provide for offsite break and lunch
areas; no food or drink, other than
water, are allowed on the site
premises
Do not begin installing pipe, duct or
equipment until, at the very least, a
roof is installed
After roof and walls are installed,
ensure that there is no standing
water remaining in the facility
Prior to and during the construc-
tion of hollow walls, such as those
framed and dry-walled, ensure on a
daily basis that there is no moisture
or debris in the wall cavity
Duct work delivered to the job site
shall have the ends covered with a
plastic sheet material, which shall
remain on the ends until connected
in place
Fabricated pipe delivered to the job
site shall have the ends covered in a
suitable fashion with suitable ma-
terial, and the cover shall remain
on the ends until pipe is ready to be
connected in place
During and after flushing and test-
ing of pipelines, all water spills
shall be controlled to the extent
possible and shall be cleaned after
each flushing and testing or at the
end of the work day
Type of project
While the type of project is not the
main influence in determining how
you approach the execution of a proj-
ect, it does play a key role. It will help
drive the decision as to how the piping
should be fabricated and installed.
For example, if the project is a ret-
rofit, it will require much of the pipe,
regardless of size and joint connec-
tion, to be field fabricated and in-
stalled. This is due simply to the fact
that the effort and cost necessary to
verify the location of all existing pipe,
equipment, walls, columns, duct and
50 ChemiCal engineering www.Che.Com april 2008
17_CHE_041508_EP_GSO.indd 50 3/19/08 1:06:21 PM
so on, in a somewhat precise
manner, would not be very
practical. You would be bet-
ter served by field verifying
the approximate location of
the above items with existing
drawings, for planning and
logistic purposes, then shop
or field fabricate, verify and
install as you go.
A fast track project, one that
has a compressed schedule,
will require parallel activities where
possible. Shop and skid fabrication
would be utilized as much as possible
simply to expend more man-hours
over a shorter time period while at-
tempting to maintain efficiency, even
though there may be added cost to
this approach. This approach is time
driven and not budgetary driven.
A new grassroots facility still re-
quires routing verification as you go,
but certainly not the much-more in-
volved need to locate previously in-
stalled obstructions that is necessary
when working with an existing facility.
If the project is a clean-build project
inside an environmentally controlled
area, it will be more practical to shop
fabricate or utilize skid or modular fab-
rication for most, if not all of the piping.
This will reduce the number of person-
nel and the amount of fabrication de-
bris in the facility, and provide better
control for keeping it out of the pipe
itself. With personnel, you could have
food wrappers, drink cans and bottles,
food waste, and clothing items. Fabrica-
tion debris could include metal filings,
cutting oil, pieces of pipe, weld-rod and
weld-wire remnants, and so on.
If the project is not a clean-build, but
is still inside an environmentally con-
trolled facility, the same logic does not
necessarily apply. The decision to shop
fabricate and install or to field fabri-
cate and install becomes one based
on efficiency rather than how best to
maintain a clean area. But thats not to
say that if it doesnt qualify as a clean-
build project then the construction de-
bris can just be allowed to pile up.
There is still safety and efficiency
to consider on any project, and a clean
job site is a major part of that. Main-
taining a clean job site is an integral
component of good project execution.
Keeping personnel and equipment
to a minimum at the job site is not
an absolute, but is one of the key con-
siderations to the efficiency of pipe
installation. Following that logic,
most of the buttwelded pipe should
be shop fabricated. A couple of things
to consider, when determining which
buttwelded pipe to shop fabricate, are
size and material.
Pipe material and size range
Shop-fabricated spools need to be
transported to the job site, which re-
quires handling. Handling and trans-
porting small diameter pipe and thin-
wall tubing spools create the potential
for damage to those spools.
If you are shop fabricating every-
thing and the distance from shop to
site is across town, the risk to dam-
aging small-diameter pipe spools is a
great deal less than if they have to be
shipped halfway across the U.S., Eu-
rope or Asia, or even across an ocean.
In transporting spools over long
distances, unless there is a great deal
of thought and care given to cribbing
the load of spools, it may not be ben-
eficial to transport buttwelded pipe
spools NPS 1 1/2 in. and less. It may be
more practical to fabricate these sizes
on site, unless you are fabricating hy-
gienic or semiconductor piping; these
types of systems require a great deal
more control and a cleaner fabrication,
meaning that pipe fabrication will re-
quire a clean shop area onsite, or the
pipe will need to be fabricated at an
offsite, better controlled shop facility.
A practical rule of thumb in deter-
mining what to fabricate in the shop
or in the field is provided in Table 1.
Dictates of the project and a contrac-
tors standard operating proceedures
will determine how best to define
what is shop fabricated and what is
field fabricated.
TABLE 1. SHOP VERSUS FIELD FABRICATION
Size (in.) Material Joint Shop or field
1 Pipe 1, 2, 3, 6 Field
1 Pipe 4 & 5 Shop
2 Pipe 3 & 6 Field
2 Pipe 4 & 5 Shop
1 Tubing 5 Field
1 Tubing 5 Shop (a, b)
1 Tubing 5 Shop
Joint Type:
1 = Socketweld
2 = Threaded
3 = Grooved Fully (Grooved fittings and pipe ends.)
4 = Grooved Partially (Shop-welded spools with grooved
ends.)
5 = Buttweld
6 = Flanged Lined or unlined Pipe
Notes:
a. Hygienic tubing
b. Special cribbing and support for transport
17_CHE_041508_EP_GSO.indd 51 3/24/08 8:20:06 AM
Petroleum-refining and bulk-chem-
ical projects are generally open-air
projects in which field fabrication
and installation of pipe are exposed
to the elements. While a clean build
is not a requirement on these types
of projects efficiency and, above all,
safety are. Because of this, it would
make sense to utilize shop fabrication
as much as possible.
Fabricating pipe spools under better-
controlled shop conditions will provide
improved efficiency and safer-per-hour
working conditions over what you will
generally find in the field. This trans-
lates into fewer accidents.
Referring back to Table 1, with
respect to the potential for damage
during transport, pipe sizes NPS 23
in. and larger ship much better than
smaller pipe sizes, particularly when
working with thin-wall tubing.
Location
Job-site location is one of the key
markers in determining shop or field
fabrication. In many cases, building a
facility in a remote location will be a
driver for utilizing a disproportionate
amount of skid or module fabrication
disproportionate in the sense that
project management may look at modu-
larizing the entire job, rather than mo-
bilize the staffing and facilities needed
to fabricate and install on or near the
job site. This would constitute a larger
amount of modularization over what
might normally be expected for the
same type project in a more metropoli-
tan region, or an area with reasonable
access to needed resources.
To expand on that thought; it was
pointed out to me by Earl Lamson,
senior project manager with Eli Lilly
and Co., that project resources, even
in metropolitan areas, are quite fre-
quently siloed around a specific in-
dustry segment. In certain regions of
the U.S. for example, you may discover
that there is an abundance of crafts-
man available when building a refin-
ery, but that same region may have
difficulty, from a trained and experi-
enced personnel perspective, in sup-
porting the construction of a semicon-
ductor facility.
Consequently when building a phar-
maceutical facility in another region
you may find a sufficient population
of trained and expe-
rienced craftsman for
that industry, but may
not find resources ad-
equate when building
a chemical plant.
Building a project in
a remote location re-
quires the project team
to rethink the job-as-
usual methodology. From a logistics
standpoint, mobilization of personnel
and material become a major factor
in determining the overall execution
of such a project. Project planning is
a big component in project execution,
but is more so when attempting to
build in remote areas. And this doesnt
even touch on the security aspect.
Nowadays, when constructing in
any number of remote areas, security
is a real concern that requires real
consideration and real resolution. Re-
duced onsite staffing is a good counter
measure in reducing risk to personnel
when building in remote or even non-
remote third-world areas.
PIPE SYSTEM CLEANING
While there are requirements in
ASME for leak testing, cleaning re-
quirements do not exist. ASTM A 380
and 967 has standards on cleaning,
descaling and passivation, but there
is nothing in ASTM on simply flush-
ing and general cleaning. Defining the
requirements for the internal cleaning
of piping systems falls within the re-
sponsibilities of the owner.
The term cleaning, in this context,
is a catch-all term that also includes
flushing, chemical cleaning, and pas-
sivation. So before we go further, let
me provide some definition for these
terms as they apply in this context, be-
cause these terms are somewhat flex-
ible in their meaning, depending on
source and context, and could be used
to describe activities other than what
is intended here.
Definitions
Cleaning: This is a process by which
water, solvents, acids or proprietary
cleaning solutions are flushed through
a piping system to remove contami-
nants such as cutting oils, metal fil-
ings, weld spatter, dirt and other un-
wanted debris.
Flushing. This is a process by which
water, air or an inert gas is forced
through a piping system either in
preparation for chemical cleaning or
as the only cleaning process. Flushing
can be accomplished by using dynamic
pressure head or released static pres-
sure head, as in a fill-and-dump proce-
dure. Blow-down can be considered as
flushing with a gas.
Passivation. In this process, a chemi-
cal solution, usually with a base of
nitric, phosphoric, citric acid or other
mild oxidant, is used to promote or ac-
celerate the formation of a thin (2550
), protective oxide layer (a passive
layer) on the internal surfaces of pipe,
fittings and equipment. In stainless
steels the most commonly used alloy
at present passivation removes any
free iron from the pipe surface to form
a chromium-rich oxide layer to protect
the metal surface from aggressive liq-
uids such as high-purity waters.
Note that the terms cleaning and
flushing can be interchanged when
the process only requires water, air or
an inert gas to meet the required level
of cleanliness. When the term clean-
ing is used in this context it may infer
what is defined as flushing.
Cleaning and testing
With regard to cleaning and leak test-
ing, and which to do first, there are
drivers for both and different schools
of thought on the overall process. Each
contractor will have its preference. It
is in the owners best interest to deter-
mine its preference or be at risk in just
leaving it to the contractor. In either
case you should have a line of thought
on the process, if for no other reason
than to be able to understand what
the contractor is proposing to do.
At the very least, in advance of leak
testing, perform either a basic flush of
a test circuit, or perform an internal
visual examination as the pipe is in-
TABLE 2. GENERAL CLEANING SCENARIOS
Category Description
C-1 Flush only (water, air or inert gas)
C-2 Flush, clean with cleaning solution, flush
C-3 Clean with cleaning solution, flush
C-4 Flush, clean, passivate, flush
TABLE 3. GENERAL LEAK TESTING SCENARIOS
T-1 Initial service leak test
T-2 Hydrostatic leak test
T-3 Pneumatic leak test
T-4 Sensitive leak test
T-5 Alternative leak test
17_CHE_041508_EP_GSO.indd 52 3/19/08 1:10:39 PM
stalled. A walk-down of the test circuit
should be done just prior to filling the
system with any liquid. The last thing
you want to happen is to discover too
late that a joint wasnt fully connected
or an inline component was taken out
of the pipeline. In a facility that is not
a clean-build, it can simply be a mess
that has to be cleaned. In a clean-build
facility, an incident such as this can
potentially be costly and time consum-
ing to remediate.
Tables 2 and 3 list general clean-
ing and testing procedures along with
easy-to-use indicators.
Since this article is concerned with
new pipe installations, we will not in-
clude steam-out cleaning or pipeline
pigging in our discussion. These are
cleaning procedures that are used on
in-service piping to clean the fluid ser-
vice residue buildup from interior pipe
walls after a period of use.
Before subjecting the system to an
internal test pressure, you should first
perform a walk down of the piping to
make certain, as mentioned earlier,
that there are no missing or loose com-
ponents. The system is then flushed
with water or air to make sure that
there are no obstacles in the piping.
Over the years, we have discovered
everything from soda cans to shop
towels, work gloves, nuts and bolts,
weld rod, Styrofoam cups, candy wrap-
pers, and other miscellaneous debris,
including dirt and rocks in installed
piping systems.
After an initial flush, which could
also be the only flush and cleaning re-
quired, the system is ready for chemi-
cal cleaning or leak testing. In large
systems, it may be beneficial to leak
test smaller test circuits and then per-
form a final cleaning once the entire
system is installed and tested. This
would include a final completed sys-
tem leak test that would test all of the
joints that connect the test circuits.
That is, unless these joints were tested
as the assembly progressed.
On large systems, if it is decided
to leak test smaller segments, or test
circuits as they are installed (prior to
flushing the entire system), the piping
needs to be examined internally as
it is installed. This is to prevent any
large-debris items from remaining in
the piping during the test.
Now that we have
touched on generali-
ties, lets take a look
at each of the clean-
ing categories listed in
Table 2 and see how to
apply them.
Cleaning Category
C-1: This is simply a
flush with water, air
or inert gas. The one non-manual
assist that water requires in order
for it to clean the inside of a piping
system is velocity. But what velocity
is necessary?
The main concept behind flushing
a pipeline is to dislodge and remove
suspected debris. In order to dislodge,
suspend and remove this unwanted
material in the piping system, it is
necessary that water or air be forced
through the piping system at a veloc-
ity sufficient to suspend the heaviest
suspected particles and move them
along the pipeline.
The velocity required to suspend
the particles and move them along
the pipeline for removal is dependent
upon their size and weight, and the
flush medium. Metal filings, arguably
the heaviest particles normally found
in newly fabricated pipe, will have a
terminal mid-range settling veloc-
ity, in water, of approximately 10 ft/s.
Therefore, a flushing velocity of ap-
proximately 10 ft/s should be achieved
during the flush. (This does not apply
to acid cleaning.) Table 4 indicates the
rate of flow required to achieve ap-
proximately 10 ft/s of velocity through
various sizes and schedules of pipe.
Purging a piping system clear of de-
bris with air requires a velocity of ap-
proximately 25 ft/s. Table 5 indicates
the air flowrate required to achieve ap-
proximately 25 ft/s of velocity through
various sizes and schedules of pipe.
One thing you might notice is that
the size range only extends to 4-in.
NPS for both the liquid flush and for
the air or gas blow-down. The reason
for that is the volume of liquid or gas
required to achieve the necessary ve-
locity through the larger pipe sizes is
quite significant.
For example, a 6-in. NPS pipeline
would require approximately 900
to 1,000 gal/min, depending on wall
thickness of the pipe, to achieve a ve-
locity of 10 ft/s. This gets a little cum-
bersome and costly unless you have
pumps or compressors in place that
can achieve the necessary flowrate.
The alternative for liquid flushing
the larger pipe sizes other than using
source line pressure or a pump is to
perform a fill-and-dump. In this pro-
cess, the pipe system is completely
filled with liquid and then drained
through a full-line-size, quick-open-
ing valve. In doing this, there has to
be enough static head to generate suf-
ficient force and velocity to achieve
essentially the same result as the
pumped or line pressure liquid.
Cleaning Category C-2: This is a
three-step process by which the piping
system is initially flushed out with a
liquid to remove most of the loose de-
bris. This is followed by the circulation
of a cleaning solution, which is then
followed by a final flush of water.
Cleaning solutions are, in many
cases, proprietary detergent or acid-
based solutions each blended for spe-
cific uses. Detergent-based solutions
are generally used for removing dirt,
cutting oils and grease. Acid-based so-
lutions are used to remove the same
contaminants as the detergent-base
plus weld discoloration and residue.
The acid-based solution also passiv-
ates the pipe wall.
As defined earlier, passivation
provides a protective oxide barrier
against corrosion. The acids used in
some cleaning solutions for ferrous
and copper materials leave behind a
passivated interior pipe surface as a
result of the cleaning process. In util-
ity water services, such as tower and
chilled water, this barrier against cor-
rosion is maintained with corrosion
inhibitors that are injected into the
fluid stream on an ongoing basis.
Keep in mind that the formation of
passivated surfaces is a natural occur-
rence with metals in an oxygen envi-
TABLE 4. RATE OF FLUSHING LIQUID (GAL/
MIN) NEEDED TO MAINTAIN A VELOCITY OF
APPROXIMATELY 10 FT/S
Pipe
Sch.
Pipe size (in.)
1 1 2 3 4
5S 12 20 34 77 123 272 460
40 10 16 27 64 105 230 397
80 7 13 22 55 92
17_CHE_041508_EP_GSO.indd 54 3/19/08 1:16:50 PM
ronment; the acid merely initiates and
speeds up the process.
When using stainless alloys usu-
ally 316L, in hygienic-water services
such as water for injection (WFI), pu-
rified water, deionized (DI) water and
in some cases soft water passiv-
ation is a final step in the preparation
for service of these pipelines.
Passivation is also a periodic ongo-
ing preventative-maintenance pro-
cedure. High-purity water is very
corrosive and attacks any free iron
found on the surface of stainless-steel
pipe. Free iron has a tendency to come
out of solution when material is cold
worked, as in bending or forming pipe
without the benefit of heat. It also oc-
curs with the threading of alloy bolts,
which are solution annealed (heat
treated) after threading. Passivation
removes this free iron while also ac-
celerating, in the presence of O
2
, the
oxidation rate of the stainless steel,
providing a chromium-rich, oxide cor-
rosion barrier as defined above.
Over time (and this is one hypothet-
ical thought on the subject), this very
thin corrosion barrier tends to get
depleted or worn off, particularly at
high impingement areas of the piping
system, such as elbows, tees and pump
casings. Once the passive layer wears
through, any free iron exposed to the
high purity water will oxidize, or rust.
This will show up as surface rouge.
Rouging is an unwanted surface dis-
coloration that is periodically removed
by means of a derouging process. This
is an operational, as-needed chemical-
cleaning process that will remove all
or most of the rouge and also re-pas-
sivate the internal pipe surface.
Discussions and research on the topic
of rouging continue. This is a subject
that has more questions than answers
at the present time. Currently, the
ASME-BPE is looking into this issue.
One of the questions to be answered is
whether or not rouge is actually detri-
mental to product streams.
two-step cleaning process that uses
a detergent- or acid-based solution
to clean the pipe interior of any un-
wanted residue or debris. This is then
followed by a final flush of water.
three- or four-step process generally
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used in hygienic service piping. In
most cases, simply due to the clean
fabrication approach used in hygienic
pipe fabrication, only a water flush
with deionized- (DI) quality water, or
better, would be necessary for cleaning
,followed by passivation of the piping
system, then a final flush of water.
There are variations to each of these
primary cleaning functions and it
would be in an owners best interest to
define these requirements, by fluid ser-
vice, in advance of the work to be done.
Cleaning procedures
This section describes some fundamen-
tal cleaning procedures as they might
appear in a specification or guideline
and includes the leak-test procedures
that will follow in Part 6. This will give
you some idea as to what you might
consider developing for your own set
of specifications. Assuming that if your
company repeatedly executes projects
you will have cleaning and testing
guidelines, in some form, prepared for
your contractor. If not, you may not get
what you expect. Its better to give some
forethought to these activities rather
than be surprised at the results.
Once a menu of these cleaning and
testing procedures are developed, using
pre-assigned symbols, similar to those
given in the following, they can then be
specified in the line list with the respec-
tive fluid services as you require. In
this manner, there is no second guess-
ing during construction. Each piping
circuit is assigned a specific clean and
test protocol in advance.
Many pre-developed procedures I
have seen over the years, those de-
veloped by owners in particular, have
been very simplistic, and typically out
of date. This is an indicator to most con-
tractors that the owners representative
will most likely not attempt to enforce
them. The contractor, in making that
assumption, may simply ignore them
and perform their own procedures.
Your procedural guidelines should
be explicit and current to ensure that
the contractors know that someone
has given some thought to how he or
she wants that work accomplished,
making it far more likely that the con-
tractors will execute your procedure
instead of their own.
It is certainly acceptable to accom-
modate suggestions to a procedure
from a contractor when they dont
compromise the intent of the owners
requirements and are likely to im-
prove the efficiency of the contractor.
If a submitted alternate procedure
does not compromise the intent of the
owner, it is recommended that it be
accepted. This will allow the owner
to see if that efficiency is really there.
With that in mind, lets create a couple
of general cleaning procedures.
A general practice in the flushing
and cleaning process (also indicated
in leak testing), is the evacuation of
air when using liquids. Always pro-
vide high-point vents for evacuating
air during the fill cycle and low point
drains for clearing out all of the liquid
when the process is complete.
Using the same terminology in
Table 2 these cleaning procedures will
be categorized as follows:
Category C-1: Flush or blowdown
only (water, air or inert gas)
C-1.1 These systems shall be
flushed with the fluid that the sys-
tem is intended for. There shall be
no hydrostatic or pneumatic leak
test. An initial-service leak test will
be performed.
a. Connect system to its permanent
supply line. Include a permanent
block valve at the supply line con-
nection. All outlets shall have tem-
porary hoses run to drain. Do not
flush through coils, plates, strainers
or filter elements.
b. Using supply line pressure, flush
system through all outlets until
water is clear and free of any debris
at all outlet points. Flush a quantity
of fluid through each branch not less
than three times that contained in
the system. Use Table 6 to estimate
volume of liquid in the system.
c. These systems are required only to
undergo an initial-service leak test.
During the flushing procedure, and
as the system is placed into service,
all joints shall be checked for leaks.
d. Any leaks discovered during the flush-
ing process, or during the process of
placing the system into service, will
require the system to be drained and
repaired. After which the process will
start over with Step 2.
C-1.2 These systems shall be
flushed clean with potable water.
a. Connect a flush/test manifold at a
designated inlet to the system, and
a temporary hose or pipe on the des-
ignated outlet(s) of the system.
b. Route temporary hose or pipe from
potable water supply, approved by
owner, and connect to flush/test
manifold. Route outlet hose or pipe
to sewer, or as directed by owner
represenative. Secure end of outlet.
c. Using a once through procedure
(not a re-circulation), and the rate
of flow in Table 4, perform an ini-
tial flush through the system with
a quantity of potable water not less
volume of liquid in the system. Dis-
charge to sewer, or as directed by
owner representative.
d. After the initial flush, insert a coni-
cal strainer into a spool piece located
between the discharge of the piping
system and the outlet hose. Perform
a second flush with a volume of po-
table water not less than that con-
tained in the system.
e. After the second flush (Step d), pull
the strainer and check for debris; if
debris is found repeat Step c. If no
debris is found the system is ready
for leak testing.
Category C2: Flush then clean with
cleaning solution, followed by a neu-
tralization rinse. Because of the thor-
oughness of the flush, clean and rinse
process there should be no need to
TABLE 5. RATE OF AIR FLOW (FT
3
/S) TO MAINTAIN A VELOCITY OF
APPROXIMATELY 25 FT/S
Pipe
Sch.
Pipe Sizes (in.)
1 1 2 3 4
Press.
15
psig
5S 0.14 0.23 0.39 0.86 1.39 3.06 5.17
40 0.11 0.19 0.30 0.71 1.18 2.59 4.47
80 0.08 0.15 0.25 0.62 1.04 2.32 4.03
Press.
50
psig
5S 0.30 0.51 0.84 1.88 3.02 6.67 11.3
40 0.23 0.41 0.66 1.56 2.56 5.65 9.73
80 0.18 0.33 0.55 1.35 2.26 5.05 8.79
17_CHE_041508_EP_GSO.indd 56 3/19/08 1:19:31 PM
check for transient debris, only for
neutralization. However, if circum-
stances dictate otherwise, then a final
check for debris may be warranted.
C-2.1 These systems shall be pre-
flushed with potable water, cleaned
with (indicate cleaning agent) then a
rinse/neutralization followed by leak
testing with potable water. If it is
determined that the system will be
installed and tested progressively in
segments, the sequence of cleaning
and testing can be altered to follow the
segmented installation, thereby leak
testing segments of a piping system
as they are installed without clean-
ing. The entire system would then be
cleaned once installed and tested.
a. Hook up flush/test manifold at a des-
ignated temporary inlet to the sys-
tem between the circulating pump
discharge and the system inlet. In-
stall a temporary hose or pipe on the
designated outlet(s) of the system.
b. Route temporary hose or pipe from
potable water supply, approved by
owner, and connect to flush/test
manifold. Route outlet hose or pipe
to sewer, or as directed by owners
representative.
c. Close valve between the circulating
pump (if no valve is included in the
system design, insert a line-blind or
install a blind flange with a drain
valve) discharge and flush/test rig.
Open valve between flush/test man-
ifold and piping system.
d. Using the once-through procedure
(meaning the cleaning fluid is not
re-circulated), and the rate of flow
in Table 4, perform an initial flush
through the system, bypassing the
circulation pump, with a quantity
of potable water equal to not less
volume of liquid in the system.
(Note: During the water flush, check
the system for leaks. Verify no leaks
prior to introducing chemical cleaning
solution to the piping system.)
e. Discharge to sewer, or as directed by
owners representative.
f. After completing the initial flush,
drain remaining water in the sys-
tem. Or, retain water if cleaning
chemicals will be added to the circu-
lating water.
g. Configure valves and hoses to cir-
culate through pump. Connect head
tank, or other source containing
cleaning agent, to connection pro-
vided on circulation loop.
h. Fill the system with the pre-mea-
sured (indicate preferred clean-
ing agent and mixing ratio or per-
centage by volume) and circulate
through the system for 48 h. To
minimize corrosion, if anticipated,
circulate cleaning agent at a low-
velocity rate prescribed by the
cleaning-agent manufacturer.
i. Drain cleaning agent to sewer or
containment, as directed by owner.
j. Reconnect, as in Step a, for the once
through flush/neutralization, and
flush system with potable water
using a quantity not less than three
times that of the system volume.
Since the (name cleaning agent) so-
lution has a neutral pH, the rinse
water will have to be visually ex-
amined for clarity. Rinse until clear.
The rinse must be started as quickly
after the cleaning cycle as possible.
If cleaning residue is allowed to dry
on the interior pipe wall, it will be
more difficult to remove by simply
flushing. The final rinse and neu-
tralization must be accomplished
before any possible residue has
time to dry.
k. Test pH for neutralization. Once
neutralization is achieved proceed
to Step l.
l. Remove pump and temporary circu-
lation loop, then configure the system
for leak testing. This may include re-
moval of some components, insertion
of line-blinds, installation of tempo-
rary spools pieces and so on.
These three examples should pro-
vide an idea as to the kind of dialog
that needs to be created in providing
guidance and direction to the contrac-
tor responsible for the work. And, as
stated earlier, these procedures, for
the most part, are flexible enough
to accommodate suggested modifica-
tions from the contractor.
Acknowledgement
The authors deep appreciation again
goes to Earl Lamson, senior project
manager with Eli Lilly and Co., for
taking the time to review these arti-
cles. His comments help make this ar-
ticle, and the others, better documents
than they otherwise would have been.
He obliged me by applying the same
skill, intelligence and insight he brings
to everything he does. His comments
kept me concise and on target.
References
1. Huitt, W.H., Piping for Process Plants: The Ba-
sics, Chem. Eng. February 2007, pp. 4247.
2. Huitt, W.H., Piping for Process Plants: Flanges,
Chem. Eng. March 2007, pp. 5661.
3. Huitt, W.H., Piping for Process Plants: Design
Elements, Chem. Eng. July 2007, pp. 5057.
4. Huitt, W.H., Piping for Process Plants: Codes
and Fabrication, Chem. Eng. February 2007,
pp. 6876.
TABLE 6. VOLUME OF WATER (GAL) PER LINEAL FOOT OF PIPE
Pipe Sizes (in.)
Sch. 1/2 3/4 1 11/2 2 3 4 6 8 10 12 14 16 18 20 24
5S .021 .035 .058 .129 .207 .455 .771 1.68
20 2.71 4.31 6.16 7.34 9.70 12.4 15.2 22.2
40 .016 .028 .045 .106 .176 .386 .664 1.51 2.61 4.11 5.84 9.22 9.22 14.5 14.5
80 .012 .023 .037 .093 .154 .345 .60 1.36
Author
M. Huitt Co. (P.O. Box 31154,
St. Louis, MO 63131-0154.
Phone: 314-966-8919; Email: wmhuitt@aol.
com) a piping consulting firm founded in 1987.
owner expectations and good design practices.
tributor to ASME-BPE and sits on two corporate
specification review boards.
17_CHE_041508_EP_GSO.indd 58 3/27/08 7:17:16 AM
T
his sixth and final part of a series
of articles [15] on piping for pro-
cess plants discusses practical is-
sues of leak testing and verifica-
tion of piping systems.
LEAK TESTING
Leak testing and pressure testing are
often used synonymously. However,
pressure testing is a misnomer when
referring to leak testing of piping sys-
tems. By definition, a pressure test is
the procedure performed on a relief
valve to test its set-point pressure.
The intent, when pressure testing a
relief valve, is not to check for leaks,
but to test the pressure set point of the
valve by gradually adding pressure to
the relief valve until it lifts the valve
off of the seat.
A leak test, on the other hand, is
performed to check the sealing integ-
rity of a piping system by applying
internal pressure to a pre-determined
limit, based on design conditions, then
checking joints and component seals
for leaks. It is not intended that the
MAWP (maximum allowable working
pressure) of a piping system be veri-
fied or validated.
Before discussing the various types
of leak tests and leak-test procedures
I would like to briefly talk about con-
trolling and tracking this activity.
Testing, like many aspects of a project,
should be a controlled process. There
should be a formal method of docu-
menting and tracking this activity as
the contractor proceeds through the
leak testing process.
Documentation
In documenting the leak testing activ-
ity there are certain forms that will be
needed. They consist of the following:
1. A dedicated set of piping and in-
strumentation diagrams (P&IDs) to
identify the limits and number the
test circuits
2. A form to record components that
were either installed or removed
prior to testing
3. A checklist form for field supervi-
sion to ensure that each step of the
test process is accomplished
4. Leak-test data forms
The two sets of documents, from
those listed above, that need to be
retained are the P&IDs and the leak-
test data forms. The other two sets of
forms are procedural checklists.
The leak-test data forms should con-
tain key data such as the following:
1. Test circuit number
2. P&ID number(s)
3. Date of test
4. Project name or number, or both
5. Location within facility
6. Line number(s)
7. Design pressure
8. Test pressure
9. Test fluid
10. Test fluid temperature
11. Time (military) recorded test begins
12. Pressure at start of test
13. Time (military) recorded test ends
14. Pressure at end of test
15. Total elapsed time of test
16. Total pressure differential (plus or
minus) from the beginning to the
end of test period
17. Comment section (indicate if leaks
were found and system was repaired
and retested or if system passed)
18. Signatures and dates
Also make certain that
the testing contractor has
current calibration logs of
his or her test instruments,
such as pressure gages.
Primary leak tests
ASME B31.3 defines five pri-
mary leak tests as follows:
Initial service leak test. This applies
only to those fluid services meeting the
criteria as defined under ASME B31.3
Category D fluid service. This includes
fluids in which the following apply:
The fluid handled is nonflamma-
ble, nontoxic, and not damaging to
human tissue
The design gage pressure does not
exceed 1,035 kPa (150 psi)
The design temperature is from
29C (20F) through 186C (366F)
The initial service leak test is a pro-
cess by which the test fluid is the fluid
that is to be used in the intended pip-
ing system at operating pressure and
temperature. It is accomplished by
connecting to the fluid source with a
valved connection and then gradually
opening the source valve and filling
the system. In liquid systems, air is
purged during the fill cycle through
high point vents. A rolling examination
of all joints is continually performed
during the fill cycle and for a period
of time after the system is completely
filled and is under line pressure.
In a situation in which the pipeline
that is being tested has distribution
on multiple floors of a facility, there
will be pressure differentials between
the floors due to static head differ-
ences. This will occur in operation
Feature Report
48 ChemiCal engineering www.Che.Com June 2008
Proper documentation, determination of the fluid service category
and operating conditions are among the factors necessary
to perform the correct leak test on a piping system
Piping for Process Plants Part 6:
Testing & Verification
W. M. Huitt
W. M. Huitt Co.
17_CHE_061508_EP_GSO.indd 48 5/22/08 2:48:28 PM
and is acceptable under initial ser-
vice test conditions.
The test pressure achieved for ini-
tial service testing is what it will be
in operation. The only difference is
that the flowing fluid during opera-
tion will incur an amount of pressure
drop that will not be present during
the static test.
Hydrostatic leak test. This is the
most commonly used leak test and is
performed by using a liquid, normally
water, and in some cases with addi-
tives to prevent freezing, under a pres-
sure calculated by Equation (1):
(1)
P
P S
S
T
T
=
1 5 .
where
P
T
= Test pressure, psi
P = Internal design gage pressure,
psig
S
T
= Stress value at test temperature,
psi (see ASME B31.3, Table A-1)
S = Stress value at design tempera-
ture, psi (see B31.1, Table A-1)
However, as long as the metal tem-
perature of S
T
remains below the
temperature at which the allowable
stress value for S
T
begins to dimin-
ish and the allowable stress value of
S and S
T
are equal, then S
T
and S
cancel each other leaving the simpler
Equation (2):
P P
T
= 1 5 .
(2)
Unlike initial service test-
ing, pressure variations due to
static head differences in eleva-
tion have to be accommodated in
hydrostatic testing. That means
the calculated test pressure is
the minimum pressure required
for the system. When hydrostati-
cally testing a multi-floor system,
the minimum calculated test
pressure shall be realized at the
highest point. This is not stated,
but is inferred in B31.3.
Pneumatic leak test. This test
is performed using air or a pre-
ferred inert gas. This is a rela-
tively easy test to perform simply
from a preparation and cleanup
standpoint. However, this test has
a hazardous potential because of
the stored energy in the pressur-
ized gas. And for that reason alone
it should be used very selectively.
When pneumatic testing is per-
formed, it must be done under a
strictly controlled procedure with on-
site supervision in addition to coordi-
nation with all other crafts and per-
sonnel in the test area.
The test pressure for pneumatic
leak testing under B31.3 is calculated
using Equation (3), for B31.9 it is cal-
culated using Equation (4), and for
B31.1 it is calculated using Equation
(5).
P P
T
= 1 1 .
(3)
P P
T
= 1 4 .
(4)
P P P
T
= 1 2 1 5 . . to
(5)
One misconception with pneumatic
leak testing is in its procedure, as de-
scribed in B31.3. There is a misconcep-
tion that the test pressure should be
maintained while the joints are ex-
amined. This is not correct. As B31.3
explains, pressure is increased gradu-
ally until the test pressure is reached.
At that point, the test pressure is held
until piping strains equalize through-
out the system.
After a sufficient amount of time is
allowed for piping strains to equalize,
the pressure is then reduced to the
design pressure (see Reference [3] for
a discussion of the design pressure).
While design pressure is held, all
joints are examined for leaks. It is not
required that the examination take
place while holding test pressure.
There is more to the entire proce-
dure that is not included here. Please
refer to B31.3 or B31.1 for full details
on pneumatic leak testing.
Sensitive leak test. This leak test
is performed when there is a higher-
than-normal potential for fluid leak-
age, such as for hydrogen. I also recom-
mend its use when a fluid is classified
as a Category M fluid service. B31.1
refers to this test as Mass-Spectrom-
eter and Halide Testing.
In B31.3, the process for sensitive
leak testing is as follows:
The test shall be in accordance with
the gas and bubble test method speci-
fied in the BPV Code, Section V, Article
10, or by another method demonstrated
to have equal sensitivity. Sensitivity of
the test shall be not less than 10
3
atm
.
mL/s under test conditions.
a. The test pressure shall be at least the
lesser of 105 kPa (15 psi) gage, or 25%
[of] the design pressure.
b. The pressure shall be gradually in-
creased until a gage pressure the lesser
of one-half the test pressure or 170 kPa
(25 psi) gage is attained, at which time
a preliminary check shall be made.
Then the pressure shall be gradually
increased in steps until the test pres-
sure is reached, the pressure being
held long enough at each step to equal-
ize piping strains.
In testing fluid services that are
extremely difficult to seal against, or
fluid services classified as a Category
M fluid service, I would suggest the
following in preparation for the pro-
cess described under B31.3:
Prior to performing the sensitive
leak test, perform a low-pressure
test (15 psig) with air or an inert gas
using the bubble test method. Check
every mechanical joint for leakage
After completing the preliminary
low-pressure pneumatic test, purge
all of the gas from the system using
helium. Once the system is thor-
oughly purged, and contains no less
than 98% He, continue using He to
perform the sensitive leak test with
a mass spectrometer tuned to He.
Helium is the trace gas used in this
ChemiCal engineering www.Che.Com June 2008 49
Piping for Process Plants Part 6:
Testing & Verification
17_CHE_061508_EP_GSO.indd 49 5/22/08 2:49:25 PM
process and has a size that is close to
that of the hydrogen molecule; this
makes it nearly as difficult to seal
against as H
2
without the volatility.
Test each mechanical joint using the
mass spectrometer to determine leak
rate, if any.
Alternative leak test. In lieu of per-
forming an actual leak test, in which
internal pressure is used, the alterna-
tive leak test takes the examination
and flexibility analysis approach.
This test is conducted only when it
is determined that either hydrostatic
or pneumatic testing would be det-
rimental to the piping system or the
fluid intended for the piping system,
an inherent risk to personnel, or im-
practical to achieve.
As an alternative to testing with
internal pressure, it is acceptable to
qualify a system through examination
and flexibility analysis. The process
calls for the examination of all groove
welds, and includes longitudinal welds
used in the manufacture of pipe and
fittings that have not been previously
tested hydrostatically or pneumati-
cally. It requires a 100% radiograph or
ultrasonic examination of those welds.
Where applicable, the sensitive leak
test shall be used on any untested me-
chanical joints. This alternative leak
test also requires a flexibility analysis
as applicable.
Very briefly, a flexibility analysis
verifies, on a theoretical basis, that an
installed piping system is within the
allowable stress range of the material
and components under design con-
ditions if a system: (a) duplicates or
replaces without significant change,
a system operating with a successful
service record; (b) can be judged ad-
equate by comparison with previously
analyzed systems; and (c) is of uni-
form size, has no more than two points
of fixation, no intermediate restraints,
and falls within the limitations of em-
pirical Equation (6).
(6)
D y
L U
K
( )

2 1
where
D = Outer dia. of pipe, in. (or mm)
y = Resultant of total displacement
strains to be absorbed by piping
system, in. (or mm)
L = Developed length of piping be-
tween anchors, in. (or mm)
U = Anchor distance, straight line
between anchors, ft (or m)
K
1
= 208,000 S
A
/E
a
, (mm/m)
2
= 30 S
A
/E
a
, (in./ft)
2
S
A
= Allowable displacement stress
range per Equation (1a) of
ASME B31.3, ksi (MPa)
E
a
= Reference modulus of elasticity
at 70F (21C), ksi (MPa)
One example in which an alternative
leak test might be used is in making
a branch tie-in to an existing, in-ser-
vice line using a saddle with an o-let
branch fitting with a weld-neck flange
welded to that, and a valve mounted
to the flange. Within temperature
limitations, the fillet weld used to
weld the saddle to the existing pipe
can be examined using the dye pen-
etrant or magnetic particle method.
The circumferential butt or groove
weld used in welding the weld neck
and the o-let fitting together should
be radiographically or ultrasonically
examined. And the flange joint con-
necting the valve should have the
torque of each bolt checked after visu-
ally ensuring correct type and place-
ment of the gasket.
There are circumstances, regarding
the tie-in scenario we just discussed
for alternative leak testing, in which
a hydrostatic or pneumatic test can
be used. It depends on what the fluid
service is in the existing pipeline. If
it is a fluid service that can be con-
sidered a Category D, then it is quite
possible that a hydrostatic or pneu-
matic leak test can be performed on
the described tie-in.
By capping the valve with a blind
flange modified to include a test rig of
valves, nipples and hose connectors,
you can perform a leak test rather
than an alternative leak test. As men-
tioned, this does depend on the exist-
ing service fluid. If the existing fluid
service is steam or a cryogenic fluid,
then you might want to consider the
alternative leak test.
More on documentation
As seen in Equations (15), the leak
test pressure, except for initial service
testing, is based on design pressure
and design temperature, both of which
are described in Reference [3]. A few
general procedures for cleaning and
testing are presented below.
As in all other project functions,
control and documentation is a key
element in the cleaning and testing
of piping systems. It does, however,
need to be handled in a manner that
is dictated by the type of project.
That means you dont want to bury
yourself in unwarranted paperwork
and place an unnecessary burden on
the contractor.
Building a commercial or institu-
tional type facility will not require
the same level of documentation and
stringent controls that an industrial
type facility would require. But even
within the industrial sector there are
varying degrees of required testing
and documentation.
To begin with, documentation re-
quirements in industry standards are
simplistic and somewhat generalized,
as is apparent in ASME B31.3, which
states in Para. 345.2.7:
Records shall be made of each piping
system during the testing, including:
(a) Date of test
(b) Identification of piping system
tested
(c) Test fluid
(d) Test pressure
(e) Certification of results by examiner
These records need not be retained after
completion of the test if a certification
by the inspector that the piping has
satisfactorily passed pressure testing
as required by this Code is retained.
ASME B31.3 goes on to state, in
Para. 346.3:
Unless otherwise specified by the
engineering design, the following re-
cords shall be retained for at least 5
years after the record is generated for
the project:
(a) Examination procedures; and
(b) Examination personnel qualifica-
tions
Standards that cover such a broad
array of industrial manufacturing, do
not, as a rule, attempt to get too spe-
cific in some of their requirements. Be-
yond the essential requirements, such
as those indicated above, the owner,
engineer or contractor has to assume
responsibility and know-how for pro-
viding more specific and proprietary
requirements for a particular project
specific to the particular needs of the
17_CHE_061508_EP_GSO.indd 50 5/22/08 2:50:16 PM
owner. The following will help, to some
extent, fill that gap.
Which fluid service category?
While Category-D fluid services
qualify for initial service leak testing,
there are caveats that should be con-
sidered. This is a situation in which
ASME provides some flexibility in
testing by lowering the bar on require-
ments where there is reduced risk in
failure, provided that if failure should
occur, the results would not cause
catastrophic damage to property or ir-
reparable harm to personnel.
The owners responsibility for any
fluid service selected for initial ser-
vice leak testing lies in determining
what fluid services to place into each
of the fluid service categories: Nor-
mal, Category D, Category M, and
High Pressure.
Acids, caustics, volatile chemicals
and petroleum products are usually
easy to identify as those not quali-
fying as a Category-D fluid service.
Cooling tower water, chilled water, air
and nitrogen are all easy to identify
as qualifyiers for Category-D fluid
services. The fluid services that fall
within the acceptable Category D
guidelines, but still have the poten-
tial for being hazardous to personnel
are not so straight forward.
Consider water as an example. At
ambient conditions, water will sim-
ply make you wet if you get dripped
or sprayed on. By OSHA standards,
once the temperature of water exceeds
140F (60C), it starts to become det-
rimental to personnel upon contact. At
this point, the range of human toler-
ance becomes a factor. However, as the
temperature continues to elevate, it
eventually moves into a range that be-
comes scalding upon human contact.
Human tolerance is no longer a factor
because the water has become hazard-
ous and the decision is made for you.
Before continuing, a point of clari-
fication. The 140F temperature men-
tioned above is with respect to sim-
ply coming in contact with an object
at that temperature. Brief contact at
that temperature would not be detri-
mental. In various litigation related
to scalding it has been determined
that an approximate one-second ex-
posure to 160F water will result in
third degree burns. An approximate
half-minute exposure to 130F water
will result in third degree burns. And
an approximate ten minute exposure
to 120F water can result in third-
degree burns.
With the maximum temperature
limit of 366F (185.5C) for Category-
D fluid services, what the owner
needs to consider are three factors: (1)
within that range of 140F (60C), the
temperature at which discomfort be-
gins to set in, to 366F (185.5C), the
upper limit of Category-D fluids, what
do we consider hazardous; (2) what is
the level of opportunity for risk to per-
sonnel; and (3) what is the level of as-
sured integrity of the installation
Assured integrity means that, if
there are procedures and protocols in
place that require, validate and docu-
ment third-party inspection of all pipe
fabrication, installation and testing,
then there is a high degree of assured
integrity in the system. If some or all
of these requirements are not in place
then there is no assured integrity.
All three of these factors tem-
perature, risk of contact and assured
integrity have to be considered to-
gether to arrive at a reasonable deter-
mination for borderline Category-D
fluid services. If, for instance, a fluid
service is hot enough to be considered
hazardous, but is in an area of a fa-
cility that sees very little personnel
activity, then the fluid service could
still be considered as a Category-D
fluid service.
One factor I have not included here
is the degree of relative importance of
a fluid service. If a system failed, how
big of a disruption would it cause in
plant operation, and how does that
factor into this process?
For example, if a safety shower
water system has to be shut down for
leak repair, the downtime to make the
repairs has little impact on plant oper-
ations. This system would therefore be
of relatively low importance and not a
factor in this evaluation process.
If, on the other hand, a chilled water
system has to be shut down for leak re-
pair to a main header, this could have
a significant impact to operations and
production. This could translate into
lost production and could be consid-
ered a high degree of importance.
You could also extend this logic a bit
further by assigning normal fluid-ser-
vice status to the primary headers of
a chilled water system and assigning
Category D status to the secondary
distribution branches, then leak test
accordingly. You need to be cautious in
considering this. By applying different
category significance to the same pip-
ing system it could cause more confu-
sion than it is worth. In other words
it may be more value added to simply
default to the more conservative cat-
egory of normal.
Once it has been established that
there is a high assured integrity value
for these piping systems, there are two
remaining factors to be considered.
First, within the temperature range
indicated above, at what temperature
should a fluid be considered hazard-
ous? Second, how probable is it that
personnel could be in the vicinity of a
leak, should one occur?
For this discussion, let us deter-
mine that any fluid at 160F (71C)
and above is hazardous upon contact
with human skin. If the fluid you are
considering is within this tempera-
ture range, then it has the potential
of being considered a normal fluid, as
defined in B31.3, pending its location
as listed in Table 1.
For example, if you have a fluid that
is operating at 195F (90.6C), it would
be considered hazardous in this evalu-
ation. But, if the system is located in
a Group 5 area (Table 1) it could still
qualify as a Category D fluid service.
Leak test examples
After the above exercise in evaluating
a fluid service, we can now continue
with a few examples of leak test pro-
cedures. Using the designations given
in Table 2, these leak test procedures
will be categorized as follows:
Testing Category T-1.
T-1.1 This category covers liquid
piping systems categorized by ASME
B31.3 as Category-D fluid service and
TABLE 1. AREAS UNDER CONSIDERATION FOR CATEGORY D
Group Description Yes No
1 Personnel occupied space
2 Corridor frequented by personnel
3 Sensitive equipment (MCC, control room, and so on)
4 Corridor infrequently used by personnel
5 Maintenance & operations personnel only access
17_CHE_061508_EP_GSO.indd 51 5/22/08 2:51:36 PM
will require initial service leak test-
ing only.
1. If the system is not placed into ser-
vice or tested immediately after
flushing and cleaning, and has set
idle for an unspecified period of
time, it shall require a preliminary
pneumatic test at the discretion of
the owner. In doing so, air shall be
supplied to the system to a pressure
of 10 psig and held there for 15 min
to ensure that joints and compo-
nents have not been tampered with,
and that the system is still intact.
After this preliminary pressure
check, proceed.
2. After completion of the flushing and
cleaning process, connect the sys-
tem, if not already connected, to its
permanent supply source and to all
of its terminal points. Open the block
valve at the supply line and gradu-
ally feed the liquid into the system.
3. Start and stop the fill process to
allow proper high-point venting to
be accomplished. Hold pressure to
its minimum until the system is
completely filled and vented.
4. Once it is determined that the sys-
tem has been filled and vented prop-
erly, gradually increase pressure
until 50% of operating pressure is
reached. Hold that pressure for ap-
proximately two minutes to allow
piping strains to equalize. Continue
to supply the system gradually until
full operating pressure is achieved.
5. During the process of filling the sys-
tem, check all joints for leaks. Should
leaks be found at any time during
this process, drain the system, re-
pair leak(s) and begin again with
Step 1. (Caveat: Should the leak be
no more than a drip every minute or
two on average at a flange joint, it
could require simply checking the
torque on the bolts without draining
the entire system. If someone forgot
to fully tighten the bolts, then do so
now. If it happens to be a threaded
joint you may still need to drain the
system, disassemble the joint, clean
the threads, add new sealant and re-
connect the joint before continuing.)
6. Record test results and fill in all re-
quired fields on the leak test form.
T-1.2. This category covers pneu-
matic piping systems categorized by
ASME B31.3 as Category-D fluid ser-
vice and will require initial service
leak testing.
1. After completion of the blow-down
process, the system shall be connected
to its permanent supply source, if not
already done so, and to all of its ter-
minal points. Open the block valve
at the supply line and gradually feed
the gas into the system.
2. Increase the pressure to a point
equal to the lesser of one-half the
operating pressure or 25 psig. Make
a preliminary check of all joints by
sound or bubble test. If leaks are
found, release pressure, repair
leak(s) and begin again with Step 1.
If no leaks are identified, continue
to Step 3.
3. Continue to increase pressure in 25
psi increments, holding that pres-
sure momentarily (approximately
2 min) after each increase to allow
piping strains to equalize, until the
operating pressure is reached.
4. Check for leaks by sound or bubble
test, or both. If leaks are found, re-
lease pressure, repair leak(s) and
begin again with Step 2. If no leaks
are found, the system is ready for
service.
5. Record test results and fill in all re-
quired fields on the leak test form.
Category T-3.1 Hydrostatic Leak
Test. T-3.1. This category covers
liquid piping systems categorized by
ASME B31.3 as normal fluid service.
1. If the system is not placed into ser-
vice or tested immediately after
flushing and cleaning, and has set
idle for an unspecified period of
time, it shall require a preliminary
pneumatic test at the discretion of
the owner. In doing so, air shall be
supplied to the system to a pressure
of 10 psig and held there for 15 min-
utes to ensure that joints and com-
ponents have not been tampered
with, and that the system is still in-
tact. After this preliminary pressure
check, proceed.
2. After completion of the flushing and
cleaning process, with the flush/test
manifold still in place and the tem-
porary potable water supply still
connected (reconnect if necessary),
open the block valve at the supply
line and complete filling the system
with potable water.
3. Start and stop the fill process to
allow proper high-point venting to
be accomplished. Hold pressure to
its minimum until the system is
completely filled and vented.
4. Once it is determined that the sys-
tem has been filled and vented
properly, gradually increase pres-
sure until 50% of the test pressure
is reached. Hold that pressure for
approximately two minutes to allow
piping strains to equalize. Continue
to supply the system gradually until
test pressure is achieved.
5. During the process of filling the sys-
tem and increasing pressure to 50%
of the test pressure, check all joints
for leaks. Should any leaks be found,
drain system, repair leak(s) and
begin again with Step 1.
6. Once the test pressure has been
achieved, hold it for a minimum of
30 min or until all joints have been
checked for leaks. This includes valve
and equipment seals and packing.
7. If leaks are found, evacuate system
as required, repair and repeat from
Step 2. If no leaks are found, evacu-
ate system and replace all items
temporarily removed.
8. Record all data and activities on
leak test forms.
The three examples above should
provide an idea as to the kind of guide-
line that needs to be created in provid-
ing direction to the contractor respon-
sible for the work.
Preparation
For leak testing to be successful on
your project, careful preparation is
key. This preparation starts with
gathering information on test pres-
sures, test fluids, and the types of
tests that will be required. The most
convenient place for this information
to reside is the piping line list or pip-
ing system list.
A piping line list and piping system
list achieve the same purpose, only to
different degrees of detail. On some
projects, it may be more practical to
compile the information by entire
service fluid systems. Other projects
may require a more detailed approach
TABLE 2. GENERAL LEAK TESTING
SCENARIOS
T-1 Initial service leak test
T-2 Hydrostatic leak test
T-3 Pneumatic leak test
T-4 Sensitive leak test
T-5 Alternative leak test
17_CHE_061508_EP_GSO.indd 52 5/22/08 2:52:13 PM
by listing each to and from line along
with the particular data for each line.
The line list itself is an excellent
control document that might include
the following for each line item:
1. Line size
2. Fluid
3. Nominal material of construction
4. Pipe specification
5. Insulation specification
6. P&ID
7. Line sequence number
8. From and to information
9. Pipe code
10. Fluid service category
11. Heat tracing
12. Operating pressure
13. Design pressure
14. Operating temperature
15. Design temperature
16. Type of cleaning
17. Test pressure
18. Test fluid
19. Type of test
Developing this type of information on a
single form provides everyone involved
with the basic information needed for
each line. Having access to this line-by-
line information in such a concise, well-
organized manner reduces guess-work
and errors during testing.
Test results, documented on the test
data forms, will be maintained under
separate cover. Together, the line list
provides the required information on
each line or system, and the test-data
forms provide signed verification of
the actual test data of the test circuits
that make up each line or system.
VALIDATION
The process of validation has been
around for longer than the 40 plus
years the author has been in this
business. You may know it by its less
formal namesakes walk-down and
checkout. Compared to validation,
walk-down and checkout procedures
are not nearly as complex, stringent,
or all inclusive.
Validation is actually a subset ac-
tivity under the umbrella of commis-
sioning and qualification (C&Q). It is
derived from the need to authenticate
and document specifically defined re-
quirements for a project and stems in-
directly from, and in response to, the
Code of Federal Regulation 29CFR
Titles 210 and 211 current Good Man-
ufacturing Practice (cGMP) and U.S.
Food and Drug Administration (FDA)
requirements. These CFR Titles and
FDA requirements drove the need to
demonstrate or prove compliance.
These requirements can cover
everything from verification of ex-
amination and inspection, documen-
tation of materials used, software
functionality and repeatability to
welder qualification, welding ma-
chine qualification, and so on.
The cGMP requirements under
29CFR Titles 210 and 211 are a
vague predecessor of what valida-
tion has become, and continues to
become. From these basic govern-
mental outlines, companies, and the
pharmaceutical industry as a whole,
have increasingly provided improved
interpretation of these guidelines to
meet many industry-imposed, as well
as self-imposed requirements.
To a lesser extent, industrial proj-
ects outside the pharmaceutical, food
and beverage, and semi-conductor
industries, industries not prone to
require such in-depth scrutiny, could
benefit from adopting some of the es-
sential elements of validation, such
as: material verification, leak-test re-
cords, welder and welding operator-
qualification records, and so on.
At face value this exercise would pro-
vide an assurance that the fabricating
and installing contractor is fulfilling its
contractual obligation. The added ben-
efit is that, in knowing that this degree
of scrutiny will take place, the contrac-
tor will take extra measures to mini-
mize the possibility of any rejects.
This is not to imply that all con-
tractors are out to get by with as
little as they can. Just the opposite is
actually true. Most contractors quali-
fied to perform at this level of work
are in it to perform well and to meet
their obligations. Most will already
have their own verification proce-
dure in place.
The bottom line is that the owner
is still responsible for the end result.
No one wants to head for the litiga-
tion table at the end of a project. And
the best way to avoid that is for the
owner to be proactive in developing
its requirements prior to initiating
a project. This allows the specifica-
tion writers and reviewers the benefit
of having time to consider just what
those requirements are and how they
should be defined without the time
pressures imposed when this activity
is project driven.
Performing this kind of activity
while in the heat of a project sched-
ule tends to force quick agreement to
specifications and requirements writ-
ten by parties other than those with
the owners best interest at heart.
Validating a piping system to ensure
compliance and acceptability is always
beneficial and money well spent.
FINAL REMARKS
Before concluding this series of ar-
ticles, there are just a couple of final
points to be made.
Evolving standards
We have previously discussed industry
standards and how they are selected
and applied on a project [4]. What was
not covered is the fact that most proj-
ects will actually have a need to com-
ply with multiple industry standards.
In a large grassroots pharmaceuti-
cal project you may need to include
industry compliance standards for
much of the underground utility pip-
ing, ASME B31.1 for boiler external
piping (if not included with packaged
boilers), ASME B31.3 for chemical and
utility piping throughout the facility,
and ASME-BPE for any hygienic pip-
ing requirements.
These and other standards, thanks
in large part to the cooperation of the
standards developers and ANSI, work
hand-in-hand with one another by ref-
erencing each other where necessary.
These standards committees have
enough work to do within their de-
fined scope of work without inadver-
tently duplicating work done by other
standards organizations.
An integrated set of American Na-
tional Standards is the reason that,
when used appropriately, these stan-
dards can be used as needed on a proj-
ect without fear of conflict between
those standards.
One thing that should be understood
with industry standards is the fact that
they will always be in a state of flux; al-
ways changing. And this is a good thing.
These are changes that reflect updating
to a new understanding, expanded clar-
17_CHE_061508_EP_GSO.indd 53 5/22/08 2:52:56 PM
ification on the various sections that
make up a standard, staying abreast
of technology, and simply building the
knowledge base of the standard.
For example, two new parts are
being added to the seven parts cur-
rently existing in ASME-BPE. There
will be a Metallic Materials of Con-
struction Part (MMOC), and a Certi-
fication Part (CR). This is all part of
the ever-evolving understanding of
the needs of the industrial community
and improved clarification, through
discussion and debate on content.
Conclusion
This series of articles attempted to
cover a wide range of topics on in-
dustrial piping in order to provide a
basic broad understanding of some
key points, without going into great
detail on any specific topic. It is hoped
that the readers of this series will dig
deeper into this subject matter to dis-
cover and learn some of the more fi-
nite points of what was discussed in
this and previous articles. It is hoped
that this series provides enough basic
knowledge of piping for you to recog-
nize when there is more to a piping
issue than what you are being told. n
Acknowledgement
My deep appreciation again goes to
Earl Lamson, senior project manager
with Eli Lilly and Co., for taking the
time to review each of these articles.
His comments help make the articles
better documents than they otherwise
would have been. He obliged me by
applying the same skill, intelligence
and insight he brings to everything he
does. His comments kept me concise
and on target.
Author
involved in industrial piping
design, engineering and con-
struction since 1965. Positions
have included design engineer,
piping design instructor, proj-
ect engineer, project supervi-
sor, piping department super-
visor, engineering manager
and president of W. M. Huitt
Co. (P.O. Box 31154, St. Louis,
MO 63131-0154. Phone: 314-
966-8919; Email: wmhuitt@aol.com) a piping
consulting firm founded in 1987. His experience
covers both the engineering and construction
fields and crosses industrial lines to include
petroleum refining, chemical, petrochemical,
pharmaceutical, pulp and paper, nuclear power,
and coal gasification. He has written numerous
specifications including engineering and con-
struction guidelines to ensure that design and
construction comply with code requirements,
owner expectations and good design practices.
tributor to ASME-BPE and sits on two corporate
specification review boards.
References
1. Huitt, W.H., Piping for Process Plants: The
Basics, Chem. Eng. February 2007, pp. 4247.
2. Huitt, W.H., Piping for Process Plants:
Flanges, Chem. Eng. March 2007, pp. 5661.
3. Huitt, W.H., Piping for Process Plants: Design
Elements, Chem. Eng. July 2007, pp. 5057.
4. Huitt, W.H., Piping for Process Plants: Codes
and Fabrication, Chem. Eng. October 2007,
pp. 6876.
5. Huitt, W.H., Piping for Process Plants: In-
stallation and Cleaning, Chem. Eng. April
2008, pp. 4858.
17_CHE_061508_EP_GSO.indd 54 5/22/08 2:53:34 PM

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