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Abstract
Ocular surface squamous neoplasia (OSSN) has a varied clinical presentation, the diagnosis of which rests on the histopathological
examination of the excised lesion. The term OSSN includes mild dysplasia on one end of the spectrum and invasive squamous cell
carcinoma on the other end. This lesion has a multi factorial aetiology with interplay of several factors like exposure to ultraviolet radiation, various chemical carcinogens and viral infections, however role of individual agents is not well understood. With the upsurge of
infection with human immunodeficiency virus, a changing trend is seen in the clinical presentation and prognosis of patients of OSSN
even in developed countries. Anterior segment optical coherence tomography (OCT) and confocal microscopy, hold promise in invivo differentiation of intraepithelial neoplasia from invasive squamous cell carcinoma. Variants of squamous cell carcinoma like
Mucoepidermoid carcinoma, spindle cell carcinoma and OSSN associated with HIV infection should be suspected in a case of aggressive clinical presentation of OSSN or with massive and recurrent tumours. Surgery, chemotherapy and immunotherapy are the various
treatment modalities which in combination show promising results in aggressive, recurrent and larger tumours.
Keywords: Ocular surface squamous neoplasia, Conjunctival intra epithelial neoplasia, Histopathology, Variants, Clinical features,
Management
2013 Production and hosting by Elsevier B.V. on behalf of Saudi Ophthalmological Society, King Saud University.
http://dx.doi.org/10.1016/j.sjopt.2013.07.002
Background
Ocular surface squamous neoplasia (OSSN) is a broad
term encompassing conjunctival intraepithelial neoplastic lesions (CIN) and invasive squamous cell carcinoma (SCC) of
conjunctiva and cornea.1 CIN includes varying grades of dysplasia, ranging from mild, moderate, severe dysplasia to carcinoma in situ. When various intra epithelial lesions of
squamous epithelium of conjunctiva were identified, numer-
Dalmia Ophthalmic Pathology Service, L.V. Prasad Eye Institute, Bhubaneswar, India
Ophthalmic Plastic Surgery, Orbit and Ocular Oncology, L.V. Prasad Eye Institute, Bhubaneswar, India
c
Ophthalmic Pathology Services, Professor Brien Holden Eye Research Centre, L.V. Prasad Eye Institute, Hyderabad, India
d
School of Medical Sciences, University of Hyderabad, Hyderabad, India
b
Corresponding author. Address: L.V. Prasad Eye Institute, Patia, Bhubaneswar 751 024, Orissa, India. Tel.: +91 (674) 398 7999; fax: +91 (674) 398
7130.
e-mail addresses: dr.rmittal@gmail.com (R. Mittal), deanmd@uohyd.ernet.in (G.K. Vemuganti).
Peer review under responsibility
of Saudi Ophthalmological Society,
King Saud University
178
virus (HIV) are the factors which play an essential role in the
development of OSSN. OSSN, known as an indolent disease
of adult males, has shown changing trends with regard to its
clinical presentation and progression with upsurge of HIV
infection.3 It presents more commonly in the interpalpebral
area of perilimbal conjunctiva, and can extend across the limbus to involve the cornea. OSSN can show isolated corneal
involvement also. Atypical manifestations of OSSN like massive surface tumours and scleral necrosis after prior surgical
interventions have also been reported.4,5 Atypical clinical
manifestations of OSSN need impression cytology or incisional biopsy for definitive diagnoses for further management. While complete excision with histopathologically
proven tumour-free margins is the preferred treatment for
smaller localised lesions (<4 clock hours of limbus) alternative
modalities like chemotherapy, immunotherapy have shown
promise in recurrent and larger OSSN.6
Epidemiological aspects
The average incidence of OSSN of conjunctiva and cornea was
estimated to be 0.13/100,000 in tribal groups in Uganda by Templeton in a study published in 1967,7 and 1.9/100,000 population
per year in the Brisbane metropolitan area of Australia by Lee in
1992.8 Sun and co-workers reported an average incidence of
0.3 million per year in United States in 19979 In a recent study
published in 2012 an incidence of 37.3 per 106 was reported
for all eye cancers and 8.4 per 106 for SCC.10 Highest risk of OSSN
is seen in males, Caucasians and residents of lower latitudes (closer than 30 latitude to the equator).11 OSSN occurs predominantly in adults, average age of occurrence of OSSN is
reported as 56 years, with an age range of 4-96 years.1 Younger
age of presentation of OSSN is seen in addition to population
residing at lower latitudes, amongst patients suffering from Xeroderma pigmentosum and HIV infection.1114
Predisposing factors
Genetic injury to a proliferating cell knocks out the control of
basic cellular functions like division and differentiation and these
cells become neoplastic. Several factors are implicated in the
development of ocular surface squamous neoplasia. It has been
speculated that OSSN may arise from dysfunctional limbal stem
cells having been altered by various mutagenic agents, such as
UV radiation.15 The mutagenic factors which have been best
understood include exposure to ultraviolet B radiation, and infection with human papilloma virus. Other reported risk factors include exposure to petroleum products, heavy cigarette
smoking, chemicals such as trifluridine, arsenicals, beryllium, ocular surface injury, vitamin A deficiency, light pigmentation of the
hair and eye, defective DNA repair in Xeroderma Pigmentosum,
family origin in the British Isles, Austria, or Switzerland, infection
with HIV16,17 and other immunocompromised states.
R. Mittal et al.
prime aetiological trigger. The degree of risk depends on
the type of UV rays, the intensity of exposure, total cumulative exposure and the quantity of the light-absorbing
protective mantle of melanin. The UV portion of the solar
spectrum can be divided into three wavelength ranges:
UVA (320400 nm), UVB (280320 nm), and UVC (200
280 nm). Of these, UVB is believed to be responsible for
the induction of various cutaneous and ocular surface cancers. Exposure to UVB light leads to the formation of pyrimidine dimers in DNA and also causes damage to the
nucleotide excision repair pathway which plays a key role in
repairing DNA damage caused by UV-B exposure. Unrepaired alterations in the DNA are the first essential step in
the process of initiation These alterations become heritable
when these altered and injured DNA undergoes one cycle
of proliferation, this stimulus of proliferation could be provided by the UV rays themselves or could be provided by
virus such as HPV or some chemical stimulus. In a study published in 2008 the role of matrix metalloproteinases (MMP)
and tissue inhibitors of matrix metalloproteinases in OSSN
has been hypothesised with an altered pattern of expression
of MMP-1 and MMP-3, following ultraviolet B radiation is
implicated in the pathogenesis of OSSN.18
Xeroderma pigmentosum (XP) is an autosomal recessive
disorder with defective DNA repair mechanism which also
predisposes to OSSN and other mucosal and cutaneous cancers with aggressive clinical presentation at a younger age.
OSSN has been reported as early as 3 years of age in a patient of XP.19 In the largest study with 87 participants of XP
conducted at National Eye Institute, published in 2013, 10%
of the patients of XP had ocular surface cancers,20 age range
of these patients was 528 years.
179
Clinical features
Clinically OSSN has myriad presentations. It usually appears as
a sessile, fleshy, elevated lesion adjacent to the limbus in the inter-palpebral region. Contrary to general perception the thickness of the lesion is not always an indication of invasive SCC.
Even reasonably thick tumours tend to be confined within the
epithelium. The presentation of CIN and invasive SCC is very similar thus making clinical differentiation difficult. Usually the tumour presents as a circumscribed, gelatin-like, sessile,
papillomatous lesion with variable degrees of leukoplakia
(Fig. 1AD). One often finds dilated conjunctival blood vessels
feeding and draining the lesion. SCC is locally invasive and metastasis is seen in <2% of cases. It can invade intraocular tissues and
orbit. Some lesions can be diffuse, flat, and poorly-demarcated
without an obvious tumour making early diagnosis difficult. Massive tumours infiltrating the deeper corneal stroma and covering
the entire ocular surface are also seen (Fig. 2AF). Infiltrative variants of OSSN masquerading as necrotizing scleritis may pose a
challenge in early diagnosis (Fig. 3 AD).33 Rarely pigmented
variants of OSSN may be seen making differentiation from
conjunctival melanoma difficult (Fig. 1C).34
Aggressive variants of OSSN are less commonly seen but
deserve mention. Mucoepidermoid carcinoma is seen in elderly individuals and has a propensity for intraocular and
orbital invasion. Mucin producing cells give it a yellow cystic
appearance. Spindle cell carcinoma is an aggressive variant
with a tendency to metastasize. These are generally managed surgically with wider margins.
Figure 2. (A) Slit lamp photograph of the left eye under diffuse
illumination shows a large overhanging conjunctivo-corneal mass with
surface keratin, large intrinsic and feeder vessels, involving more than half
of the corneal surface with invasion into deeper stroma (B). Schematic
diagram showing cross-sectional view of the left eye of the patient and
large tumour with deep stromal invasion of the cornea. Surgical plane of
dissection is shown as a dotted line (C). Scanner view of the main limbal
mass shows an invasive tumour involving conjunctival lamina propria and
corneal stroma. The tumour is composed of nests and cords of tumour
cells that invaded the conjunctival lamina propria and corneal stroma
(Haematoxylin-eosin, X 20) (D). Microphotograph shows the tumour cells
with marked dysplasia and prominent mitotic figures (Haematoxylineosin, X400) (E). Microphotograph shows the tumour invading the deeper
corneal stroma but not reaching up to the Descemets (Haematoxylineosin, X 100) (F). Slit lamp photograph of the left eye under diffuse
illumination shows the scleral corneal graft twelve months after treatment. The corneal graft shows mild stromal haze.
180
Figure 3. (A) Slit lamp picture of the right eye under diffuse illumination
shows scleral thinning and perforation from 70 clock to 110 clock on the
temporal quadrant away from the limbus (B). Section of the eye after
modified enucleation. Note the epibulbar nodular mass involving the
peripheral cornea, limbus and sclera (C). Sections show squamous cell
carcinoma with sheets of anaplastic tumour cells with focal keratinisation.
(Haematoxylin-seosin X400) (D). Histopathology of the mass showing full
thickness infiltration of sclera and involvement of choroidal tissue. There
was focal retinal detachment and sub retinal exudates (Haematoxylineosin X100).
Diagnosis
The gold standard for the diagnosis of OSSN is the histopathological evaluation of the lesion after an incisional or
excisional biopsy. However there are several occasions when
the clinician may opt to do diagnostic tests to corroborate
the clinical suspicion of OSSN. In 1980 Gelender reported
that cytological features can be seen using a cytobrush to obtain a specimen for fixation and Papanicolaou staining.35
Impression cytology on cellulose acetate paper as described
by Nolan et al had a reasonably high predictability rate of
77% (55/71) in diagnosing moderate dysplasia to microinvasive carcinoma.36 Diagnosis is based on the presence of the
universal cytological criteria which included nuclear enlargement, hyperchromasia, irregular nuclear outline, coarse nuclear chromatin, and prominent nucleoli.37 That impression
cytology is less sensitive in diagnosing invasive sqaumous cell
carcinoma has been often highlighted in the literature. Interestingly, Nolan et al noted that the presence of keratin,
inflammatory cells, and fewer diagnostic cells on impression
cytology should alert the clinician about possibility of the disease at the severe end of the spectrum.36 It is advised that in
cases of hyperkeratotic lesions with negative impression
cytology, surgical incision biopsy be done to rule out
OSSN.36 Bio pore membrane used for impression cytology
was reported to accurately correlate with histological diagnosis in 80% (20/25) by Tole et al. More significantly Bio pore
device is easy and rapid to use in routine clinical practice
compared to longer preparation and transport time in
impression cytology with cellulose acetate paper.37 Finally,
clinicians need to keep in mind that despite its advantages
R. Mittal et al.
in early diagnosis of OSSN impression cytology has its limitations in differentiating carcinoma-in-situ from infiltrating
carcinoma.
Anterior segment optical coherence tomography (OCT)
allows morphologic and even histological characteristics of
the tissue to be examined in vivo. The recent introduction
of anterior segment OCT has enabled the assessment of
the conjunctiva and cornea with high axial resolution of tissue
planes. With the help of technological advances from timedomain to spectral-domain and ultra-high resolution (UHR)
OCT, axial resolutions of 23 microns allow an optical biopsy
of ocular surface tissue. A recent report by Kieval et al evaluated UHR OCT as a non-invasive diagnostic tool in differentiating OSSN from pterygia in 34 eyes.38 Apart from a good
correlation between histopathology and UHR OCT findings
in the OSSN group (17 eyes), a severely thickened hyperreflective epithelium with an abrupt transition from abnormal
to normal tissue were significant findings suggestive of
OSSN. Significant omissions by UHR OCT which were picked
on histopathology included poor delineation of the cleavage
plane owing to shadow artefacts in a few lesions and a falsenegative result in one case of muco-epidermoid SCC.38 The
authors of this study also derived a cut-off thickness of
142 microns as differentiating OSSN from pterygia with
94% sensitivity and 100% specificity. Superficial cytological
analysis enabled by confocal microscopy is a simple, safe
and effective tool for early diagnosis of OSSN.38 Xu et al evaluated the efficacy of in-vivo confocal microscopy in diagnosing OSSN type in addition to performing anterior segment
OCT and confirmation with histopathology in five cases.39
Cellular anisocytosis, anisonucleosis and altered nuclear-cytoplasmic ratio were seen on confocal microscopy in three
cases diagnosed as CIN. In addition nests formed by isolated
keratinised mitotic cells extending beyond the basement
membrane helped diagnose invasive SCC.39
Epigenetics
One of the challenges in OSSN is to predict the recurrences and the invasiveness of the lesion. Similar to cervical
carcinoma, our group made an attempt to see if epigenetic
markers could differentiate the intra-epithelial vs. invasive tumours. In a pilot study of five cases, we noted that hypomethylation of the promoter region of DML epigenetic changes
could possible differentiate the intraepithelial lesion from
invasive lesion. This however warrants confirmation by a larger study.40
Histopathology
Complete pictorial documentation of the ocular surface
with the lesion should be made on the Whatmans filter paper
No. 16, with a mention of the laterality and position of the lesion. Excised lesion, mucosal surface facing up, should be
placed on the filter paper with diagram with or without separate margins (Fig. 4A). Excised lesion mounted on the filter
paper in the operating room should be allowed to dry adequately (approx. 23 min) on the filter paper which causes
adhesion of the tissue on the filter paper. This tissue on the
filter paper is then submitted in 10% buffered formal saline
to histopathology laboratory. Margins when not sent separately by the surgeon should be submitted by the grossing
Figure 4. (A) Excised ocular surface squamous lesion placed on the filter
paper. Exact laterality and position of the lesion can be made out with this
pictorial documentation (B). Margins from the excised tissue are placed
on separate filter papers and submitted in different cassettes.
pathologist as superior/inferior/medial and/or lateral in separate filter papers submitted in separate cassettes (Fig. 4B).
Main lesion which is seen as a greyish white plaque, nodule
or thickening should be excised into two and submitted for
edge wise processing.
Microscopic examination of the excised lesion with safe
margins shows an abrupt transition of the epithelial lesion
from the adjacent uninvolved conjunctiva (Fig. 5). Lesion
should be studied for architectural and cytological atypia.
Margins and base of the lesion should also be studied for atypia. Abnormalities in a dysplastic lesion reflect the deranged
cellular proliferation that is the abnormal/injured mitotic cells
do not fully differentiate as they rise in the epithelium (disordered proliferation with incomplete/altered differentiation).
Depending on the level and thickness of epithelial involvement varying grades of dysplasia are classified. When lower
one third and lower two thirds of the epithelium shows
abnormal transformation the lesion is termed as mild and
moderate dysplasia respectively. When the abnormality in-
181
volves more than 2/3rds of the epithelial thickness, however
surface maturation is preserved, the lesion is termed as severe dysplasia. Involvement of full thickness of epithelium,
however with retained integrity of epithelial basement membrane is termed as carcinoma in situ (Fig. 6AD). As the lesion
progresses from mild to severe dysplasia, the cells differentiate less and less, gradually losing their squamous features until eventually the full thickness of epithelium is made of
undifferentiated/immature atypical cells which can even have
basaloid like appearance. Cytologically the dysplastic cells
show an increase in the size of nuclei, irregular nuclear membrane, hyperchromasia and fine to coarse chromatin. Degree
of nuclear atypia, irrespective of level of epithelial thickness
involved can also cause up gradation or down gradation of
severity of dysplasia. Hyperkeratosis and dyskeratosis (single
cell keratinisation) with the formation of squamous pearls is
not a discrete feature of intra epithelial lesions. An increased
mitosis with the presence of abnormal mitoses is observed,
scattered throughout the lesion, depending on the thickness
displaying abnormal maturation. Mild to moderate chronic
lymphomononuclear cell infiltration may be observed and
could cause inflammatory destruction of epithelial basement
membrane. This should not be confused with invasive squamous cell carcinoma, especially in cases of carcinoma in situ.
Lesions associated with HPV would show cytopathic effect
in some cells, resulting in the formation of a halo cell, known
as the Koilocyte.41 Koilocytes, though not sensitive for diagnoses of HPV infection, are pathognomonic of HPV infection
if strict diagnostic criteria are used to identify them. Koilocyte
is a mature squamous cell with a characteristic halo surrounding the nucleus. Halo is distinct, surrounded by dense eosinophilic cytoplasm. Nucleus of the Koilocyte looks enlarged
182
R. Mittal et al.
Figure 7. (A) Corneal OSSN-slit lamp photograph under diffuse illumination shows minimally elevated lesion involving 3=4 of the cornea-scleral
limbus. The corneal surface is covered by a greyish membrane with
abnormal vessels (B). Atypical epithelium of the cornea, infiltration of
corneal stroma is limited by intact bowmans membrane (arrow marked).
An inflamed fibrovascular membrane is seen above the corneal stroma
(Haematoxylin-eosin X 400).
Figure 8. Pseudo epitheliomatous hyperplasia-section shows an abnormally thickened epithelium with surface keratinisation and stromal
invasion as epithelial cords displaying irregular, jagged edges. There is
minimal presence of nuclear hyperplasia, hyperchromasia with absence of
nuclear pleomorphism (Haematoxylin-eosin X 200).
183
Figure 9. (A) Extended enucleation in a massive ocular surface tumourextended enucleation specimen with a massive ocular surface tumour,
enucleated eyeball is sectioned into one central and two peripheral
calottes (B). Conjunctival margins are sent separately mounted on filter
paper (C). Low magnification photomicrograph of the lesion altered
scleral collagen, angle structures (arrow marked) and iris tissue. Densely
cohesive spindle cell tumour is noted involving anterior one third of
scleral fibres (Haematoxylin-eosin X100) (D). High magnification photomicrograph shows malignant spindle cells. Atypical mitotic figures are
noted (arrow marked) (Haematoxylin-eosin, X 400).
Management
Management modalities in OSSN range from complete
excision in well delineated tumours to chemotherapy in diffuse unresectable lesions.
184
R. Mittal et al.
Chemotherapy
Medical alternatives in the form of topical applications 5
Fluorouracil (5FU) and mitomycin C (MMC) have been extensively reported in the literature. Primary treatment with chemotherapeutic agents for OSSN is largely limited to
localised OSSN. Both MMC and 5FU have also been used
as adjuvant therapy for recurrent lesions. Extensive OSSN
with a mean diameter of 40 mm have shown 57% reduction
in tumour base after chemoreduction with MMC. However
the cumulative and delayed toxicity of MMC on the ocular
surface make these agents less preferred in the treatment
of OSSN.61,62
Immunotherapy
Figure 10. (A) Papillary variant of squamous cell carcinoma. Slit lamp
photograph under diffuse illumination shows a massive papillary variant
of invasive squamous carcinoma invading into the orbit along the lateral
rectus muscle (B). Scanner photomicrograph showing an exophytic
squamous cell lesion with papillary pattern (Haematoxylin-eosin X 40)
(C). Low magnification photomicrograph shows tumour cells with marked
cytological atypia surrounding central fibrovascular core. (Haematoxylineosin X 100).
Surgery
Complete excision with adequate margins is the treatmentof-choice for most localised lesions. Alcohol assisted keratoepitheliectomy and lamellar sclerokeratoconjunctivectomy
are indicated for the corneal and infiltrative components
respectively. There seems to be a consensus on the beneficial
role of double-freeze cryotherapy to the resected margins and
base of the lesion amongst most clinicians. Complete extirpation
is confirmed by histopathological examination of conjunctival
margins which are sent separately. Negative surgical margin is
the most important predictor for tumour recurrence. Recurrence
rates are reported to range from 5% to 33% after negative margins to as high as 56% in those where margins were found to be
positive.59 The residual defect after excision may be covered by
amniotic membrane transplant or buccal mucous membrane
graft.6 Rare reports exist in the literature describing massive
corneal OSSN infiltrating deeper stromal layers where globe
and vision were salvaged by penetrating sclerokeratoplasty
(Fig. 2AF).60 The availability of noninvasive techniques like
UHR, OCT and ultrasound biomicroscopy has made it possible
to evaluate the extent of corneoscleral invasion in OSSN.38,39
In cases with suspected intraocular invasion by OSSN
there may be cells in the anterior chamber simulating uveitis associated with raised intraocular pressure. These cases
need local eyewall resection or modified enucleation to extirpate the tumour. Treatment in OSSN with orbital invasion
may range from local resection and/or irradiation to eyelid
sparing orbital exenteration.
Prognosis
The overall prognosis in OSSN is good. Modern treatment
strategies are effective with local recurrence rates reported
to be 5% and regional lymph node metastasis at <2%.
Aggressive variants like muco-epidermoid and spindle cell
carcinoma and OSSN in immunocompromised patients have
a worse prognosis.
Conclusion
Histopathology is the gold standard in the diagnoses of
various grades and types of OSSN, and gives a fair
understanding of disease prognosis. Conjunctival impression
cytology could be a diagnostic aid or to confirm flat corneal
limbal lesions.
Future studies are needed to understand the pathogenesis of OSSN and the role of various carcinogens specifically
HPV and HIV in varied manifestations of the disease process
and their role in prognosis of disease. Further work is required in the re diagnoses of OSSN with the aid of UHR,
OCT and confocal microscopy. While complete excision with
cryotherapy gives excellent results with localised lesions,
newer modalities like immunotherapy hold a promise in the
larger, unresectable and recurrent lesions.
Authors contributions
Dr. RM designed the manuscript, wrote the etio-pathogenesis, pathological diagnoses, and compiled the pictures.
Dr. SR wrote the clinical diagnoses, management and prognosis, and contributed the clinical pictures. Dr. GKV designed
the manuscript, contributed in writing the etio-pathogenesis,
pathological diagnosis and contributed to the histopathology
pictures and approved the final picture composites.
Conflict of interest
The authors declared that there is no conflict of interest.
Acknowledgements
Authors would like to thank Pravin Ku. Balne for helping in
compiling the references and Chhotan Dey for helping in the
preparation of composites of the clinical and histopathology
pictures.
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