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Decision Making, Problem Solving, and Critical Thinking: Requisites For Successful Leadership and Management
Decision Making, Problem Solving, and Critical Thinking: Requisites For Successful Leadership and Management
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Decision Making, Problem Solving, and Critical Thinking: Requisites for Successful Leadership and Management
The successful nurse executive has the ability to make good decisions consistently.
Thomas R. Clancy
To cope with the realities of todays health care system, nurses must be prepared to be critical thinkers. They must also be ready to welcome change and thrive in rapidly changing environments. Chapter 1 explores the primary requisites for successful management and leadership: problem solving, critical thinking, and decision making. Decision making is often thought to be synonymous with management and is one of the criteria on which management expertise is judged. Much of any managers time is spent critically examining issues, solving problems, and making decisions. It is the authors belief that problem solving, decision making, and critical thinking are learned skills that improve with practice. So that the processes can be consistently replicated, these learned skills rely heavily on established tools, techniques, and strategies. The quality of the leadermanagers decisions is the factor that weighs most heavily in their success or failure. Decision making is both the innermost leadership activity and the core of management. Therefore, effective leaders and managers must be able to answer the following questions: Do the circumstances warrant that a decision is required? How should the decision be made? Who should be involved in the decision-making process? This unit describes the process of decision making in Chapter 1; explores the development of management theory and management decision-making tools in Chapter 2; and examines leadership theory from historical to contemporary perspectives in Chapter 3. Chapter 1 introduces the reader to problem solving, decision making, and critical thinking and provides several problem-solving and decision-making models that assist leaders and managers in making quality decisions. It also introduces the learning exercise as a new approach for gaining skill in management and leadership decision making.
CHAPTER 1 I Decision Making, Problem Solving, and Critical Thinking: Requisites for Successful Leadership and Management
conflict, used only decision-making skills. The decision maker might later choose to address the real cause of the conflict or might decide to do nothing at all about the problem. The decision has been made not to problem solve. This alternative may be selected because of a lack of energy, time, or resources to solve the real problem adequately. In some situations, this is an appropriate decision. Here is an example of a decision not to solve a problem. A nursing supervisor has a staff nurse who has been absent a great deal during the last 3 months. However, the supervisor has reliable information that the nurse will be resigning soon to return to school in another state. Because the problem will soon no longer exist, the supervisor decides that the time and energy needed to correct the problem are not warranted. Critical thinking, sometimes referred to as reflective thinking, is related to evaluation and has a broader scope than decision making and problem solving. Critical thinking is purposeful, outcome-directed thinking that is based on a body of knowledge derived from research and other sources of evidence (Ignatavicius, 2001, p. 38). Components of critical thinking include reasoning and creative analysis. Ignatavicious (2001) has identified six cognitive skills used in critical thinking, including evaluation and analysis (see Display 1.1). Various theorists define critical thinking differently, but most agree that it is more complex than problem solving or decision making, involves higher-order reasoning and evaluation, and has both a cognitive and affective component. The authors believe that insight, intuition, empathy, and the willingness to take action are additional components of critical thinking. These same skills are necessary to some degree in decision making and problem solving. See Display 1.2 for some additional characteristics of a critical thinker.
Insight, intuition, empathy, and the willingness to take action are components of critical thinking.
Display 1.1
Interpretation: involves clarifying meaning Analysis: understanding data Evaluation: determining outcome Inference: drawing conclusions Explanation: justifying actions based on data Self-regulation: examining ones professional practice
Adapted from Ignatavicius, D. D. (2001). Critical thinking skills for at-the-bedside nurse. Nursing Management, 32[1], 3739.
Display 1.2
Open to new ideas Intuitive Energetic Analytical Persistent Assertive Communicator
problems and judge wisely by this trial-and-error method because much is left to chance. Some educators feel that people are not successful in problem solving and decision making because individuals are not taught how to reason insightfully from multiple perspectives. Belcher (2000) maintains that managers critical thinking skills can be improved by having students write management case studies for analysis. She thinks that improved critical thinking skills have a positive effect on the quality of a manager's decision making and problem solving skills. Ignatavicious (2001) feels that anyone can learn critical thinking, but it is a long-term process that must be practiced, nurtured, and reinforced.
CHAPTER 1 I Decision Making, Problem Solving, and Critical Thinking: Requisites for Successful Leadership and Management
Didactic theory
Problem solving
Personalized learning
Group process
process, which can be accomplished by the use of large and small groups and classroom discussion. Lastly the material must be made real for the learner so that the learning is internalized. This can be accomplished through writing exercises, personal exploration, values clarification, and risk-taking that is involved as case studies are examined. This book was developed with the perspective that experiential learning provides mock experiences that have tremendous value in applying leadership and management theory. Throughout this text the authors have included numerous opportunities for readers to experience the real world of leadership and management. Some of these learning situations, which are called learning exercises, include case studies, writing exercises, specific management or leadership problems, staffing and budgeting calculations, group discussion or problem solving, and assessment of personal attitudes and values. Some exercises include opinions, speculation, and value judgments. Since almost all the learning exercises require critical thinking, problem solving, or decision making to some degree, the remainder of this chapter will focus on providing a theoretical foundation for leadership and management problem solving.
A structured approach to problem solving and decision making increases critical reasoning.
CHAPTER 1 I Decision Making, Problem Solving, and Critical Thinking: Requisites for Successful Leadership and Management
Table 1.1 Comparing the Decision-Making Process with the Nursing Process Decision-Making Process
Identify the decision Collect data Identify criteria for decision Identify alternatives Choose alternative Implement alternative Evaluate steps in decision
Assess
Diagnose
Evaluate
Plan
Implement
model for solving leadership and management problems. Table 1.1 shows how closely the nursing process parallels the decision-making process. The weakness of the nursing process, like the traditional problem-solving model, is in not requiring clearly stated objectives. Goals should be clearly stated in the planning phase of the process, but this step is frequently omitted or obscured. However, because nurses are familiar with this process and its proven effectiveness, it continues to be recommended as an adapted theoretical process for leadership and managerial decision making. Many other excellent problem analysis and decision models exist. The model selected should be one with which the decision maker is familiar and one appropriate for the problem to be solved. Using models or processes consistently will increase the likelihood that critical analysis will occur. By cultivating a scientific approach, the quality of ones management and leadership problem solving and decision making will improve tremendously.
1. Assess
Figure 1.3 Intuitive decision-making model (Romiszowski, 1981). Reprinted with permission of Journal of Nursing Staff Development.
CHAPTER 1 I Decision Making, Problem Solving, and Critical Thinking: Requisites for Successful Leadership and Management
incorporates recall or cumulative knowledge that comes from education, both formal and informal, as well as experience, in planning the decision. Inexperienced or novice decision makers spend more time in the assessment, recall, and planning phases, whereas experienced decision makers gather information, recall, and often leap directly to implementation, because planning has become automatic. That novice nurses and experienced nurses process information differently has been supported by Benner (1994). Ironically, this leap from information gathering to implementation may be the greatest weakness of this model. In discussing intuitive decision making, Lamond and Thompson (2000) warn that since the process is largely invisible, there is little information to evaluate if the outcome of the decision is less than positive. Learning Exercise 1.1
Applying Scientific Models to Decision Making You are an RN who graduated three years ago. During the last three years, your responsibilities in your first position have increased. Although you enjoy your family (husband and one preschool-age child), you realize that you love your job, and your career is very important to you. Recently, you and your husband decided to have another baby. At that time, you discussed your career and both of you reached a joint decision that, if you had another baby, you wanted to reduce your work time and spend more time at home with the children. Last week, you were thrilled and excited when your supervisor told you the charge nurse is leaving and that she wants to appoint you to the position. Yesterday, you found out that you are pregnant. Last night, you and your husband talked about your career future. He is an attorney whose practice has suddenly gained momentum. Although he has shared child rearing equally with you until this point, he is not sure how much longer he will be able to do so if his practice continues to expand. If you take the position, which you would like to do, it would mean full-time work. You want the decision you and your husband reach to be well thought-out as it has far-reaching consequences and concerns many people. Assignment: Using a scientific approach (one of the four models just discussed), determine what you should do. After you have made your decision, get together in a group (four to six people) and share your resolution. Were your decisions the same? How did you approach the problem solving differently from others in your group? Did some of the group members identify alternatives you had not considered? How did your personal values influence your decision?
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Brainstorming is another frequently used technique. The goal in brainstorming is to think of all possible alternatives, even those that may seem off target. By not limiting the possible alternatives to only apparently appropriate ones, people are able to break through habitual or repressive thinking patterns and allow new ideas to surface. Although most often used by groups, people making decisions alone also may use brainstorming. Clancy (2003) suggests that once a large number of alternatives are generated that the list be revised so that the decision maker is left with three or four, as any more may create too many variables and factors to evaluate effectively.
Think Logically
During the problem-solving process, one must draw inferences from information. An inference is part of deductive reasoning. People must carefully think through the information and the alternatives. Clancy (2003) states that among other things, deep-seated biases often cloud effective decision making. Faulty logic at this point may lead to poor-quality decisions. People think illogically primarily in three ways. 1. Overgeneralizing. This type of crooked thinking occurs when one believes that because A has a particular characteristic, every other A also has the same characteristic. An example of this thinking is when stereotypical statements are used to justify arguments and decisions. 2. Affirming the consequences. In this type of illogical thinking, one decides that if B is good but he or she is doing A, then A must not be good. For example, if a new method is heralded as the best way to perform a nursing procedure and the nurses on your unit are not using that technique, it is illogical to assume that the technique currently used in your unit is wrong or bad. 3. Arguing from analogy. This thinking applies a component that is present in two separate concepts and then states that because A is present in B, then A and B are alike in all respects. An example of this would be to argue that because intuition plays a part in clinical and managerial nursing, then any characteristic present in a good clinical nurse also should be present in a good nursemanager. However, this is not necessarily true; a good nurse manager does not necessarily possess all the same skills as a good nurse clinician. Various tools have been designed to assist managers with the important task of analysis. Several of these tools are discussed later in Chapter 2. In analyzing possible solutions, individuals may want to look at the following questions: 1. What factors can you influence? How can you make the positive factors more important and minimize the negative factors? 2. What are the financial implications in each alternative? The political implications? Who else will be affected by the decision and what support is available? 3. What are the weighting factors? 4. What is the best solution? 5. What are the means of evaluation? 6. What are the consequences of each alternative?
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Values
Individual decisions are based on each persons value system. No matter how objective the criteria, value judgments will always play a part in a persons decision making, either consciously or subconsciously. The alternatives generated and the final choice selected are limited by each persons value system. For some, certain choices
Display 1.3
Define objectives clearly Gather data carefully Generate many alternatives Think logically Choose and act decisively
Display 1.4
Values Life experience Individual preference Individual ways of thinking and decision making
are not possible because of a persons beliefs. Because values also influence perceptions, they invariably influence information gathering, information processing, and final outcome (Marquis & Huston, 1995). Values also determine which problems in ones personal or professional life will be addressed or ignored.
Life Experience
Each person brings to the decision-making task past experiences that include education and decision-making experience. The more mature the person and the broader his or her background, the more alternatives he or she can identify. Each time a new behavior or decision is observed, that possibility is added to the persons repertoire of choices. People vary in their desire for autonomy, so some nurses may want more autonomy than others. It is likely that people seeking autonomy may have much more experience at making decisions than those who fear autonomy. Likewise, having made good or poor decisions in the past will influence a persons decision making.
Individual Preference
With all the alternatives a person considers in decision making, one alternative may be preferred over another. The decision maker, for example, may see certain choices as involving greater personal risk than others and therefore may choose the safer alternative. Physical, economic, and emotional risks, and time and energy expenditures, are types of personal risk and costs involved in decision making. For example, those with limited finances or a reduced energy level may decide to select an alternative solution to a problem that would not have been their first choice had they been able to overcome limited resources.
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linear, left-brain thinkers process information differently than creative, intuitive, right-brain thinkers. Intuition is the ability to understand the possibilities inherent in a situation. Some feel that there is a gender difference in how we think and behave. Rudans research (2003) looked at how male and female leaders behaved differently and noted that males and females socialized and communicated differently; males paid much less attention to relationships and resisted being influenced. These differences have the potential to effect decision making. The way one thinks has much to do with individual problem solving and decision making. There is no evidence that either right- or left-brain thinking is preferable. In the past, organizations openly recognized the value of logical, analytical thinkers but more recently have acknowledged that intuitive thinking is a valuable managerial resource. It is felt that right-brain thinkers are more creative, but the current emphasis in teaching and learning is to encourage whole-brain thinking (Good, 2002).
Values
Being confused and unclear about ones values may affect decision-making ability (Huston & Marquis, 1995). Overcoming a lack of self-awareness through values clarification decreases confusion. People who understand their personal beliefs and feelings will have a conscious awareness of the values on which their decisions are based. This awareness is an essential component of decision making and critical thinking. Therefore, to be successful problem solvers, managers must periodically examine their values. Values clarification exercises are included in Chapter 7.
Life Experience
It is difficult to overcome inexperience when making decisions. Benner (1994) refers to this lack of experience as reason in transition. However, a person can do some things to decrease this area of vulnerability. First, use available resources, including current research and literature, to gain a fuller understanding of the issues involved. Second, involve other people, such as experienced colleagues, trusted friends, or superiors, to act as sounding boards and advisors. Third, analyze decisions later to assess their success. By evaluating decisions, people learn from mistakes and are able to overcome inexperience.
Individual Preference
Overcoming this area of vulnerability involves self-awareness, honesty, and risk taking. The need for self-awareness was discussed previously, but it is not enough to be self-aware; people also must be honest with themselves about their choices and their preferences for those choices. Additionally, the successful decision maker must take some risks. Nearly every decision has some element of risk, and most involve consequences and accountability. Those who are able to do the right but unpopular thing and who dare to stand alone will emerge as leaders.
Display 1.5
Although not all experts agree, Huston (1990) suggests that the following are qualities of successful decision makers: Courage. Courage is of particular importance and involves the willingness to take risks. Sensitivity. Good decision makers seem to have some sort of antenna that makes them particularly sensitive to situations and others. Energy. People must have the energy and desire to make things happen. Creativity. Successful decision makers tend to be creative thinkers. They develop new ways to solve problems.
CHAPTER 1 I Decision Making, Problem Solving, and Critical Thinking: Requisites for Successful Leadership and Management 17
including individuals who sometimes have strange ideas and are out of the box thinkers (Ignatavicius, 2001).
The ability of the powerful to influence individual decision making in an organization often requires adopting a private personality and an organizational personality.
Table 1.2 Comparing the Economic Man with the Administrative Man Economic
Makes decisions in a very rational manner. Has complete knowledge of the problem or decision situation. Has a complete list of possible alternatives. Has a rational system of ordering preference of alternatives. Selects the decision that will maximize utility function.
Adapted from Simon, 1965.
Administrative
Makes decisions that are good enough. Because complete knowledge is not possible, knowledge is always fragmented. Because consequences of alternatives occur in the future, they are impossible to predict accurately. Usually chooses from among a few alternatives, not all possible ones. The final choice is satisficing rather than maximizing.
that restricted knowledge and limited alternatives directly affect a decisions quality, these managers gather as much information as possible and generate many alternatives. Simon believed that the economic model was an unrealistic description of organizational decision making. The complexity of acquiring information makes it impossible for the human brain to store and retain the amount of information that is available for each decision. Because of time constraints and the difficulty of assimilating large amounts of information, most management decisions are made using the administrative model of decision making. The administrative person never has complete knowledge and generates fewer alternatives. Simon argued that the administrative person carries out decisions that are only satisficing, a term used to describe decisions that may not be ideal but result in solutions that have adequate outcomes. These managers want decisions to be good enough so that they work, but they are less concerned that the alternative selected is the optimal choice. The best choice for many decisions is often found to be too costly in terms of time or resources, so another less costly but workable solution is found.
SUMMARY
This chapter has discussed effective decision making, problem solving, and critical thinking as requisites for being a successful leader and manager. The effective leadermanager is aware of the need for sensitivity in decision making. The successful decision maker possesses courage, energy, and creativity. It is a leadership skill to recognize the appropriate people to include in decision making and to use a suitable theoretical model for the decision situation. The manager should develop a systematic, scientific approach to problem solving that begins with a fixed goal and ends with an evaluation step. Managers who make quality decisions are effective administrators.
CHAPTER 1 I Decision Making, Problem Solving, and Critical Thinking: Requisites for Successful Leadership and Management 19
The integrated leadermanager understands the significance that personal values, life experience, preferences, and ways of thinking have upon selected alternatives in making the decision. The critical thinker pondering a decision is aware of the areas of vulnerability that hinder successful decision making and will expend his or her efforts to avoid the pitfalls of faulty logic and data gathering. Both managers and leaders understand the impact the organization has on decision making and that some decisions that will be made in the organization will be only satisficing. However, leaders will strive to problem solve adequately in order to reach optimal decisions as often as possible.
Key Concepts
The professional decision maker is self-aware, courageous, sensitive, ener
getic, and creative. The professional approach to problem solving begins with a fixed goal and ends with an evaluation process. The successful decision maker understands the significance that each persons values, life experience, preferences, and way of thinking have on selected alternatives. The critical thinker is aware of areas of vulnerability that hinder successful decision making and makes efforts to avoid the pitfalls of faulty logic in his or her data gathering. The act of making and evaluating decisions increases the expertise of the decision maker. There are many models for improving decision making. Using a model reduces trial and error and increases the probability that decisions made will be sound. Left- and right-brain dominance influences to some degree how individuals think. Two major considerations in organizational decision making are how power affects decision making and whether management decision making needs to only be satisficing.
CHAPTER 1 I Decision Making, Problem Solving, and Critical Thinking: Requisites for Successful Leadership and Management 21
Using Models in Decision Making Do you use a problem-solving or decision-making model to solve problems? Have you ever used an intuitive model? Think of a critical decision you have made in the last year. What model, if any, did you use? Assignment: Write a one-page essay about a problem you solved or a decision that you made this year. Describe what theoretical model you use to assist you in the process. Determine if you consciously used the model or if it was purely by accident. Did you enlist the help of other experts in solving the problem?
Web Links
Judgment and Decision Making http://www.sjdm.org Promotes the study of normative, descriptive theories of decision processes. http://www.hooah4health.com/spirit/decisions.htm Free tools you can use to solve problems and make decisions in your life. Mission Critical http://www.sjsu.edu/depts/itl The goal of this site is to teach visitors the basic concepts of critical thinking, deductive reasoning, and finding faults in dubious arguments. The site provides tutorials, exercises, and links to related Web sites. References
Belcher, J. V. R. (2000). Improving managers critical thinking skills. Journal of Nursing Administration, 30(7/8), 351353. Benner, P. (1994, July 17). Engaged reasoning: Critical evaluation of critical thinking. Paper presented at Improving the Quality of Thinking in a Changing World, The Sixth International Conference on Thinking, Cambridge, Massachusetts. Clancy, T. R. (2003). The art of decision-making. Journal of Nursing Administration, 33(6), 343349. Good, B. (2002). A call for creative teaching and learning. Creative Nursing, 8(4), 49. Hansten, R., & Washburn, M. (2000). Intuition in professional practice. Journal of Nursing Administration, 30(4), 185189. Harrison, E. F. (1981). The managerial decision-making process (2nd ed.). Boston: Houghton Mifflin. Huston, C. J. (1990). What makes the difference? Attributes of the exceptional nurse. Nursing 20(5), 170171. Huston, C. J., & Marquis, B. L. (1995). Seven steps to successful decision-making. American Journal of Nursing, 95(5), 6568. Ignatavicius, D. D. (2001). Critical thinking skills for at-the-bedside nurse. Nursing Man-
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