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SUMMARY
The paper presents the results of an experimental study of thermal eects on the mechanical behaviour of a
saturated clay. The study was performed on CM clay (Kaolin) using a temperature-controlled triaxial
apparatus. Applied temperatures were between 22 and 908C: A comprehensive experimental program was
carried out, including: (i) triaxial shear tests at ambient and high temperatures for dierent initial
overconsolidation ratios; (ii) consolidation tests at ambient and high temperatures; and (iii) drained
thermal heating for dierent initial overconsolidation ratios. The obtained results provide observations
concerning a wide scope of the thermo-mechanical behaviour of clays. Test results obtained at 908C were
compared with tests performed at ambient temperature. Based on these comparisons, thermal eects on a
variety of features of behaviour are presented and discussed. Focus is made on: (i) induced thermal volume
change during drained heating; (ii) experimental evidence of temperature inuence on preconsolidation
pressure and on compressibility index; (iii) thermal eects on shear strength and critical state; and
(iv) thermal eects on elastic modulus. Thermal yielding is discussed and yield limit evolution with
temperature is presented. The directions of the induced plastic strains are also discussed. Several remarks
on the dierence in the mechanical behaviour at ambient and high temperatures conclude the paper.
Copyright # 2004 John Wiley & Sons, Ltd.
KEY WORDS: thermo-mechanical tests; laboratory testing; clays; temperature eects; experimental results;
thermal yielding
1. INTRODUCTION
n
Correspondence to: L. Laloui, Soil Mechanics Laboratory, LMS Swiss Federal Institute of Technology at Lausanne,
EPFL CH-1015 Lausanne, Switzerland.
y
E-mail: lyesse.laloui@ep.ch
permits the extraction of warmth from the ground to satisfy the need for heat in winter and to
expel excess heat resulting from air conditioning in summer. High temperatures are reached in
the soil close to the piles. Thermal eects are also relevant in other applications such as high-
level nuclear waste isolation, petroleum drilling, injection and production activities, improve-
ment of soft clay characteristics by thermal stabilization and zones around buried high-voltage
cables. Geomechanical applications to these problems require an understanding of the thermo-
mechanical behaviour of soils and their numerical modelling [3].
In spite of the practical relevance of the thermo-mechanical applications, the eect of high
temperatures on soil behaviour is not yet completely understood. This is due to the complex
inuence of temperature on the behaviour of soils, and the fact that thermo-mechanical testing
of soils is much more complex than conventional isothermal testing. An additional eld
variable, namely temperature, must be controlled, therefore necessitating an additional reliable
system with the following requirements [4]:
(i) The heating system should work independently of the other parts of the cell (mechanical
loading system, measuring and acquisition systems).
(ii) The heating system should impose a uniform temperature eld to the sample.
(iii) The time needed to bring the sample to the desired uniform temperature should be as
brief as possible.
(iv) The heater should be close to the sample (inside the cell) in order to improve temperature
control.
This paper is a contribution to the subject of thermal eects on the mechanical behaviour of
clays. It presents the principal results of an experimental laboratory investigation performed on
a saturated Kaolin clay. A new temperature-controlled triaxial apparatus developed by the
authors was used. Temperature eects were identied by comparing the results of tests
performed at high temperature 908C with the results of the same type of tests carried out at
ambient temperature 228C: Drained heating tests were also performed to analyse the thermal
induced volume change of isotropically stressed samples. This study provides a comprehensive
understanding of the thermo-mechanical behaviour of a saturated Kaolin clay.
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MECHANICAL BEHAVIOUR OF A CLAY 211
while tests in non-isothermal conditions are identied using HT. Due to the breaking of the
neoprene membrane after a large deformation in ve tests (HT-T21, HT-T16, HT-T15, HT-T22
and ISO-T2), it was not possible to obtain their nal characteristics.
2.2. Equipment
The thermo-mechanical tests were performed in a new device developed for triaxial tests at
elevated temperatures. Figure 1 shows the layout of this cell, with the systems for control of
stresses, strains, pore-water pressure and temperature. The heating system consisted of the
heater (placed in the heating bath with water serving as the circulating uid), the circulating
device (pump), the insulation and the temperature controlling unit. Heating of the sample was
obtained indirectly by circulating water inside a metal tube placed spirally around the sample.
Temperature measurements were made by using two thermocouples diametrically placed at a
distance of about 0:5 cm from the sample (Tl and T2, Figure 1). One of these provides the
feedback signal to the heater and the second one is used for data acquisition. Since temperature
is measured near the sample (and not directly inside the sample in order to avoid disturbances),
preliminary calibration tests were performed to obtain the correlation between the measured
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212 C. CEKEREVAC AND L. LALOUI
temperature and the temperature inside the sample. Details of this triaxial controlled-
temperature, calibration tests and validation are presented elsewhere [4].
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MECHANICAL BEHAVIOUR OF A CLAY 213
This was conrmed by the measurement of pore water pressure during heating. The
consolidation step took about 2 days and heating from 22 to 908C about 4 days. Shear tests
were carried out with a strain rate of 0.3%/h in drained conditions.
The testing history of the samples and a summary of the initial and nal characteristics is
presented in Table I.
3. EXPERIMENTAL RESULTS
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214 C. CEKEREVAC AND L. LALOUI
Figure 3. Thermal volumetric strain of Kaolin clay during drained heating from 22 to 908C;
initial consolidation pressure 600 kPa:
compared with the NC samples, while highly OC sample (OCR=12, HT-T17) showed thermal
expansion. It may be observed that the expansion (dilation) increased with an increase in OCR.
This result is in agreement with those of other authors [710] as shown in Figure 4, where
thermal volumetric strain is plotted with respect to the OCR ratio for dierent temperature
value changes for dierent materials. OCR values at which transition from contractant to
dilatant behaviour occurs depends on the soil type.
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MECHANICAL BEHAVIOUR OF A CLAY 215
preconsolidation pressure decreases with temperature (Figure 5). Preconsolidation pressure, s0c ,
is considered as the pseudo-elastic limit which separates elastic pre-yield from plastic post-
yield behaviour in isotropic or oedometric conditions. It is evaluated as the stress value at the
intersection of the two linear parts of the compression curves (logarithm of mean/vertical
eective stress vs void ratio).
To analyse thermal eects on the preconsolidation pressure of the CM clay, four
consolidation tests were carried out at dierent constant temperatures: 228C (S2-T6 and S2-
T8), 608C (HT-T22) and 908C (HT-T14). The following steps were carried out (Figure 6):
* Mechanical isotropic consolidation up to a mean eective stress of 600 kPa (path A ! B).
This was followed by unloading until either 300 kPa (in tests HT-T14 and HT-T22) or
200 kPa (in tests S2-T6 and S2-T8) at ambient temperature. A constant back pressure of
100 kPa was applied to ensure saturation of the sample.
* Drained heating (path C0 ! E or G). A typical thermal compaction of lightly over-
consolidated clay (OCR=2) was obtained during this step.
* Mechanical isotropic re-consolidation up to 900 kPa (HT22 and HT14) or 1000 kPa (S2-T6
and S2-T8).
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216 C. CEKEREVAC AND L. LALOUI
Figure 7. (a) Isotropic compression curves at various temperatures; and (b) inuence of temperature on
preconsolidation pressure of Kaolin clay.
The obtained isotropic compression curves are shown in Figure 7. The consolidation test at
ambient temperature was carried out twice. The comprehensive results are similar except that
the thermal compactions for temperatures of 60 and 908C induce dierences in the void ratios.
Based on all above results (Figures 5 and 7), the preconsolidation pressure is an explicit
function of two formally independent variables: volumetric plastic strain and temperature. The
thermal inuence on the preconsolidation pressure may be represented by the following
expression [17]:
s0c T s0c T0 f1 g logT =T0 g 1
The NCLs are almost parallel for the two tested temperatures (22 and 908C) and could be
considered independent of temperature. The lower values of void ratio for the higher
temperature are due to the induced thermal compaction.
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MECHANICAL BEHAVIOUR OF A CLAY 217
Figure 8. Normal consolidation lines (NCL) for samples consolidated at 22 and 908C:
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218 C. CEKEREVAC AND L. LALOUI
Figure 9. Drained triaxial tests at ambient 228C and high 908C temperatures: Consolidation pressure
600 kPa; 228C}dashed lines, 908C}solid lines: (a) Deviator stress vs axial strain; (b) p0 q plane; (c)
volumetric strain vs axial strain; and (d) void ratio vs mean eective stress.
ratiolog p plane in Figure 11. The slopes of the CSLs obtained for the two dierent
temperatures, expressed as a compression index, Cc ; are:
Therefore, the slopes of the CSL in the volumetric plane seem independent of temperature. Also,
it is clear that the slopes of the CSL and the NCL are slightly dierent: 0.18 and 0.23,
respectively, which is not in accordance with the commonly admitted hypothesis of parallel
lines.
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MECHANICAL BEHAVIOUR OF A CLAY 219
Figure 10. Secant elastic moduli obtained from tests at ambient 228C and high 908C temperatures.
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220 C. CEKEREVAC AND L. LALOUI
Figure 11. Inuence of temperature on critical state line (CSL) in the volumetric plane.
Figure 12. Friction angle at critical state for temperatures of 22 and 908C:
4. THERMAL YIELDING
Thermal yielding represents the evolution of the yield limit induced by heating. The evolution
for the hydrostatic limit was shown in the previous section. We will focus here on the deviatoric
yield limit. Starting with isotropic consolidation up to 600 kPa; an isotropic unloading to
dierent values of conning pressures was applied. The dened yield limit then corresponded to
a mean eective stress of 600 kPa and a specic void ratio. The unloading steps moved the stress
state inside this yield surface. Since the stress point was within the yield surface, initial strains
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MECHANICAL BEHAVIOUR OF A CLAY 221
due to a shear stress would be mainly elastic, until the stress point reached the yield surface, and
after that it became plastic (Figure 14). The combination of pre- and post-yield linearity permits
bilinear extrapolation techniques for identifying the yield point [22]. Yield points were
determined from a stressstrain criterion by using various procedures, and some of which are
shown in Figure 15. The results are presented in terms of the following eective stress and strain
components (indices 1 and 3 are related to the triaxial axis, and d is the increment):
No unique stressstrain criterion can be found that can be used with all stress paths to identify
the yield limit. Crooks and Graham [23] suggested that the dimensionless scalar quantity
absorbed energy per unit volume could provide a useful criterion. They concluded that the
contours of total energy, developed along various stress paths, assume shapes similar to those of
the limit state surfaces. The study by Tavenas et al. [24] shows that the limit state surface does
not correspond to a line of equal energy; it seems that the threshold energy is a function of the
stress state at the considered location on the limit state surface. Figure 15(d) shows typical
results on Kaolin clay in terms of dissipated strain energy during shearing, W : An approximately
linear increase of W with respect to the ratio q=p0 may be seen. The point at which W became
non-linear is considered as a point of the pseudo-elastic yield limit, Y : Signicant agreement was
obtained from dierent criteria (Table II) and nal values of the yield points were obtained as
average values.
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222 C. CEKEREVAC AND L. LALOUI
Figure 15. (a)(f) Identication of the yield points from dierent stressstrain criterion (for test T17,
T 228C; OCR=1.5): (a) Deviatoric stress vs axial strain; (b) volumetric strain vs mean eective pressure;
(c) deviatoric stress vs volumetric strain; (d) dissipated strain energy vs q=p 0 ; (e) volumetric strain vs axial
strain; and (f) deviatoric strain vs distortional strain.
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MECHANICAL BEHAVIOUR OF A CLAY 223
Table II. Yield stresses from dierent yield criteria; nal yield stress
in this case py0 460 kPa; qy 180 kPa:
Mean eective pressure Deviatoric stress
Criterion used at yield (kPa) at yield (kPa)
q vs e1 460 181
ev vs p0 462 186
q vs ev 462 185
W vs q=p0 457 171
ev vs e1 457 172
q vs es 462 187
Note: Experimental results from test T17.
isothermal conditions is dierent for the dierent samples depending on the values of isotropic
stress (for example, vA vs vB : Moreover, samples tested at high temperature were submitted to
drained heating which caused a change of specic volume at a constant conning pressure
B ! C; starting from dierent v constant sections (either point A or B). Thus, samples at the
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224 C. CEKEREVAC AND L. LALOUI
same conning pressures and dierent temperatures also had dierent initial void ratios (for
example, vB vs vC ). During drained shearing (path C ! D; v changes and so the paths will move
through an innity of constant v sections of the Roscoe surface [25]. Because of that, obtained
yield points will be situated in dierent v constant planes.
If we suppose that each v constant section is of the same shape but dierent in size, we can
scale them down to the same form. The scaling factor depends on specic volume and could be
dened as the equivalent pressure on the normal consolidation line at a given specic volume, pe0 :
The value pe0 could be obtained from the normal consolidation line by using specic volume at
yielding, vY (Figure 17).
0
If we suppose that the sample yields at point Y pY ; qY ; vY ; the equivalent pressure is
obtained by tracing a line v constant to the NCL and then reading the corresponding value of
the mean eective stress [26].
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MECHANICAL BEHAVIOUR OF A CLAY 225
Figure 18. Normalized yield envelope of Kaolin clay at T 22 and 908C; CSL is the critical state line.
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226 C. CEKEREVAC AND L. LALOUI
Figure 19 presents plastic strain increment vectors plotted on the normalized yield envelopes.
The results indicate that plastic strain vectors deviate from normality to the yield envelope
obtained at 22 and at 908C; i.e. the normality rule is not satised. The normality rule is further
examined in Figure 20. The deviation angle between the plastic strain increment vector and the
normal to the yield envelope is plotted against the direction of the yield point, b = arctan
0 0
qY =pY ; originating from the point A shown in Figure 19 pA =pe0 0:5 and qA =pe0 0: Thus,
Figure 19. Normalized yield envelope of Kaolin clay at T 22 and 908C and
plastic strain increment vectors.
Figure 20. Deviation of the plastic strain increment vectors from normal to the yield envelope
for the tests carried out at 22 and 908C:
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MECHANICAL BEHAVIOUR OF A CLAY 227
angle b becomes a measure where the stress probe intersects the yield envelope. Clock-wise
deviation is considered as positive and normality corresponds to zero deviation.
The deviation of the plastic strain increment vectors for tests carried out at 228C
continuously decrease from an angle of 388; for b 148 (test T28) to 228; for b 1518 (test
T25) (Figure 20). However, the deviation at high temperature always remains positive (clock-
wise direction); it starts from 368 for b 88 (test HT-T17) and then decreases to about 128 for
b 1188 (test HT-T11).
It may be seen that for a small value of b 108; which corresponds to a highly
overconsolidated state, the deviation is not inuenced by an increase in temperature. Contrary
to this, for higher values of b (from about 601208) the directions of the plastic strain increments
obtained from tests carried out at 908C are quite dierent from those carried out at 228C; the
dierence is about 108:
5. CONCLUSIONS
The results of a comprehensive laboratory study using a temperature controlled triaxial cell has
been presented. Thermal eects on the mechanical behaviour of a Kaolin clay were analysed by
comparing tests at ambient 228C and high 908C temperatures. Several thermo-mechanical
loading paths were used to gain insight into the eect of temperature on the behaviour of clays.
The main conclusions drawn from this study are as follows:
* Thermal volumetric strain depends on the stress history (overconsolidation ratio). Heating
of the normally consolidated sample produces a contraction while overconsolidated
samples dilate.
* Initial elastic moduli increase with heating.
* Preconsolidation pressure decreases with increasing temperature.
* High temperatures induce a more ductile mechanical behaviour. The heated specimen
exhibited a higher shear strength. This eect is slightly more important for samples initially
normally consolidated than for overconsolidated ones. At large strain when the critical
state is reached the deviator stress drops and has almost the same value as for samples
tested at ambient temperature.
* The yield limit shrinks with increase in temperature. The ow rule depends on temperature.
* Friction angle at critical state (CSL) and the normally consolidated line (NCL) seem to be
independent of temperature.
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228 C. CEKEREVAC AND L. LALOUI
Copyright # 2004 John Wiley & Sons, Ltd. Int. J. Numer. Anal. Meth. Geomech. 2004; 28:209228